Category Archives: Germany

What Ukraine Meant to Hitler and Stalin

Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 519-531 (p. 19) (reviewed at length here):

Hitler and Stalin rose to power in Berlin and Moscow, but their visions of transformation concerned above all the lands between. Their utopias of control overlapped in Ukraine. Hitler remembered the ephemeral German eastern colony of 1918 as German access to the Ukrainian breadbasket. Stalin, who had served his revolution in Ukraine shortly thereafter, regarded the land in much the same way. Its farmland, and its peasants, were to be exploited in the making of a modern industrial state. Hitler looked upon collectivization as a disastrous failure, and presented it as proof of the failure of Soviet communism as such. But he had no doubt that Germans could make of Ukraine a land of milk and honey.

For both Hitler and Stalin, Ukraine was more than a source of food. It was the place that would enable them to break the rules of traditional economics, rescue their countries from poverty and isolation, and remake the continent in their own image. Their programs and their power all depended upon their control of Ukraine’s fertile soil and its millions of agricultural laborers. In 1933, Ukrainians would died [sic] in the millions, in the greatest artificial famine in the history of world. This was the beginning of the special history of Ukraine, but not the end. In 1941 Hitler would seize Ukraine from Stalin, and attempt to realize his own colonial vision beginning with the shooting of Jews and the starvation of Soviet prisoners of war. The Stalinists colonized their own country, and the Nazis colonized occupied Soviet Ukraine: and the inhabitants of Ukraine suffered and suffered. During the years that both Stalin and Hitler were in power, more people were killed in Ukraine than anywhere else in the bloodlands, or in Europe, or in the world.

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Capt. Cook, Guugu Yimidhirr, and Kangaroos

From: Blue Latitudes: Boldly Going Where Captain Cook Has Gone Before, by Tony Horwitz (Picador, 2002), pp. 182-184:

Guns weren’t the settlers’ only weapons. Aborigines had little resistance to Western disease, or to alcohol. Chinese immigrants introduced opium, which Aborigines consumed by mixing the drug’s ash with water and drinking it. The Guugu Yimidhirr, like many Aboriginal clans, appeared headed for extinction—a fate little mourned by white Australians….

In the case of the Guugu Yimidhirr, it was Cook who proved their salvation, albeit indirectly. A German translation of Cook’s voyages inspired a young Bavarian, Johann Flierl, to set off in the 1880s “as a missionary to the most distant heathen land with its still quite untouched peoples.” He created a Lutheran mission near Cooktown that became a refuge for Aborigines. Flierl named the mission Elim, after an oasis the Israelites found during their exodus from Egypt. As oases went, Queensland’s Elim wasn’t much: a sandy, infertile patch north of Cooktown. But it grew into a stable community, and its school educated scores of Aborigines, some of whom became nationally prominent.

One such success story was Eric Deeral, who served in the 1970s as the first Aboriginal representative in Queensland’s parliament. I tracked him down late one afternoon at his daughter’s modest bungalow a few blocks from Cooktown’s main street. A small, very dark-skinned man, he met my knock at the door with a wary expression and a curt “May I help you?” When I burbled about my travels, his face widened into a welcoming smile. “Come in, come in, I love talking about Cook!” After several days of conversing about little except “ferals,” rooting crocodiles, and rugby league, it was a relief to find someone who shared my passion for the navigator.

Eric showed me into a small office he kept at the front of the bungalow. The bookshelf included several volumes about Cook. Like Johann Flierl, Eric had been fascinated since childhood by the image of first contact between Europeans and native peoples untouched by the West. He’d quizzed Aboriginal elders about stories they’d heard of Cook and his men. “At first, our people thought they were overgrown babies,” he said. Aboriginal newborns, Eric explained, are often much paler than adults. But once the Guugu Yimidhirr saw the newcomers’ power, particularly the noise and smoke of their guns, they came to believe the strangers were white spirits, or ghosts of deceased Aborigines. “Lucky for Cook, white spirits are viewed as benign,” Eric said. “If they’d been seen as dark spirits, my ancestors probably would have speared them.”…

Listening to Eric, I felt the giddy thrill of unlocking small mysteries that had been sealed inside the English journals for more than two centuries. Blind Freddy might know the answers, but no books I’d read had provided them. Eric ran his finger down the list of native words Parkinson had collected. “If you read closely, you can almost see these men, groping to understand each other,” he said. Yowall, for instance, meant beach, not sand, as Parkinson had written. “One of our men probably pointed across the river at the sandy shore on the other side,” Eric said. Similarly, wageegee meant scar, not head—perhaps the man who had told it to the English was pointing to a cut brow when he said the word.

As for kangooroo, this was a fair approximation of the Guugu Yimidhirr word, which Eric rendered gangurru. But Aborigines, unlike Maori and Tahitians, didn’t have a shared language; living in small, widely scattered groups, they spoke scores of different tongues. The English failed to recognize this. The result was a comically circular instance of linguistic transmission. Officers of the First Fleet, familiar with the Endeavour‘s journals, used the words Cook and his men had collected in Queensland to try and communicate with Botany Bay Aborigines eighteen years later.

“Whatever animal is shown them,” a frustrated officer on the Fleet reported, “they call kangaroo.” Even the sight of English sheep and cattle prompted the Gwyeagal to cheerfully cry out “Kangaroo, kangaroo!” In fact, the Gwyeagal had no such word in their vocabulary (they called the marsupial patagorang). Rather, they’d picked up “kangaroo” from the English and guessed that it referred to all large beasts. So a word that originated with an encounter between Cook and a small clan in north Queensland traveled to England with the Endeavour, then back to Botany Bay with the First Fleet, and eventually became the universal name for Australia’s symbol. There was an added twist. The Guugu Yimidhirr had ten different words for the marsupials, depending on their size and color. “Gangurru means a large gray or black kangaroo,” Eric said. “If Cook had asked about a small red one, the whole world would be saying nharrgali today.”

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From Clan and Class to Ethnicity in Rwanda

From Dancing in the Glory of Monsters: The Collapse of the Congo and the Great War of Africa, by Jason Stearns (Public Affairs, 2011), Kindle Loc. 387-420, 431-40:

Ethnic-based violence, the most extreme form of which was the genocide, is so often associated with the Congolese and Rwandan wars that it is worth trying to understand its causes. We tend to see the history of Rwanda as the history of a struggle between two ethnic groups, the agriculturist Hutu and the cattleherding Tutsi. An honest interrogation of the past, however, would require us to throw most of these crude concepts out the window, or at least to deconstruct them. The Rwandan state in its current geographical and political form did not come into existence until the twentieth century, after centuries of fighting between competing kingdoms and princely states.

Ethnic identities behind the rift between Hutu and Tutsi are being constantly contested and redefined with the changing political, cultural, and economic landscape. Until the eighteenth century, for example, ethnicity was less important than class and clan-based identities, which themselves coexisted alongside several layers of regional and social identities. Thus, each of the twenty major clans in Rwanda includes both Hutu and Tutsi, and among each ethnic group one can find poor, landless peasants as well as wealthier princes. To label someone a Hutu and leave it at that neglects that she may, depending on the social context, see herself more as a southerner, a member of the Abega clan, or a follower of the Pentecostal church. This is not just hair-splitting; much of contemporary Rwandan politics has been shaped by these competing and overlapping identities.

The polarization of Rwandan society into Hutu and Tutsi increased with King Rujugira’s consolidation of the Rwandan state in the eighteenth century. He expanded his armies and began subjugating much of what is today Rwanda, including areas where these ethnic distinctions previously had little traction. His armies’ long military campaigns required more revenues and deeper administrative penetration of society. The military, which was led by Tutsi, became the basis for a bureaucracy that administered land and collected taxes. Progressively, the loose distinctions between Hutu and Tutsi tightened and became more hierarchical. By the late nineteenth century, when the first colonizers arrived, many Hutu depended on Tutsi chiefs for land to farm and had to pay tithes as well as provide free manual labor. Still, ethnic identity remained fluid, with intermarriages between ethnic groups and the possibility, albeit rare, for rich Hutu to become “promoted” to Tutsi if they owned many cattle and had power in society. At the local level, Hutu remained influential, in particular in the administration of land. Still, social arrangements varied greatly between different regions, with some, like Gisaka in eastern Rwanda, not showing much ethnic polarization until much later.

The conquest of Rwanda—first by Germans, then Belgians—radically altered social structures. A tiny group of white administrators was faced with ruling a complex, foreign country they barely understood. As elsewhere in Africa, the new rulers chose to rule through what they thought were well-established, existing structures. They thus empowered the Tutsi monarchy, which they saw as the “natural” elite, abolished checks and balances on the royal family, and streamlined the local administration by ousting Hutu chiefs and vesting all power in a Tutsi-dominated administration. At the same time, they helped the royal court double the territory under its control, conquering kingdoms and princely states around its periphery. The delicate social balance between the farmers and the pastoralists, the royal elite and the peasantry, the rich and the poor was brutally disrupted. Whereas Hutu peasants had previously been able to appeal to their relatives in case of abuses by the government, or at least play different chiefs off against each other, now they were left at the mercy of a Tutsi administration.

The European rulers grounded their rule in an ideology and ethnography heavily influenced by racial theories popular in the United States and Europe at the time. John Hanning Speke, one of the first British explorers in the region, had written in 1863 about a distinct “Asiatic” sophistication among some of the people, presumably Tutsi, he encountered. “In these countries,” he wrote, “government is in the hands of foreigners, who had invaded and taken possession of them, leaving the agricultural aborigines to till the ground.” Speke, dabbling in history and religion, conjectured a link between these tribes and Ethiopia and proposed a “historical” basis for what he claimed to observe: “The traditions of these tribes go as far back as the scriptural age of King David.”

The first German governor of Rwanda, Count von Goetzen, theorized “the Tutsi are Hamitic pastoralists from Ethiopia, who have subjugated a tribe of Negro Bantus,” while Catholic prelate Monsignor Le Roy put it differently: “Their intelligent and delicate appearance, their love of money, their capacity to adapt to any situation seem to indicate a Semitic origin.” Armed with rulers and measuring tape, craniometric Belgian administrators went about rigidifying with physical measurements the previously more fluid boundaries between Tutsi and Hutu identities. These colonial fantasies soon became engraved on the consciousness of the colonized, as well. The Tutsi elite, long favored under the Belgians, seized on the myths to justify their continued superiority, imbibing the stereotypes of Hutu—as espoused by a Belgian priest—as “the most common type of black, brachycephalic and prognathous, with agronomic taste and aptitudes, sociable and jovial … with thick lips and squashed noses, but so good, so simple, so loyal.” Hutu dissidents, in the meantime, appropriated the stereotypes of Tutsi as a race of crafty herders from Ethiopia to rally support against “the foreigners.”

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Remnants of Early Baltic Settlers

From The Baltic: A New History of the Region and Its People, by Alan Palmer (Overlook, 2006), pp. 16-17:

Neither anthropology nor philology is an exact science and few today would follow the nationalistic scholars of the nineteenth century who equated race and language when seeking the origin of a country. But new techniques can revive familiar speculation while mellowing past prejudice. In the early 1980s the Finnish historian Matti Klinge argued that research into hereditary blood groups showed that three-quarters of the Finnish population were of western descent and only a third of eastern origin. He pointed out, however, that the linguistic structure of the Finnish language has remained more markedly eastern in character than western. Is this perhaps because the Finns and their kinsfolk south of the Gulf in Estonia are peoples with traditions of folk epic handed down orally? Their languages were shaped before the coming of written words. Finland’s Kalevala and Estonia’s Kalevipoeg survived as tales of patriot derring-do in taming both the forces of Nature and the evil spirits conjured up in a primeval wilderness of lake and forest.

By the end of the Scandinavian Bronze Age (circa 500 BC) other migrants felt drawn towards the setting sun, like the Finno-Ugrian before them. They came mainly from the south-east, to form compact units along the Baltic’s southern shores, with their communities set apart by forests, bogs and rivers. Among them were Prussian tribes astride the Vistula, the Polame on the Warta (farther inland, around modern Poznan) and a group of Lithuanian tribes around the river Niemen (Nemanus) and its tributaries. Over the following centuries tribal chiefs, seeking effective means to defend their homesteads, created what were in effect embryonic nations across these marchlands. Some tribes, like the Salic Franks and the Burgundians, provided a nucleus for historic kingdoms established after the collapse of the Roman Empire in the West. Others bore names that recur in successive periods of northern Europe’s history. Thus the Cours (or Curonians), a tribe who lived in the peninsula between the central Baltic and the Gulf of Riga, survived as a separate people until the late thirteenth century and gave their name to the Duchy of Courland (Kurzeme, or in German Kurland) which between 1561 and 1795 enjoyed semi-independence within the Polish Commonwealth. The Cours’ neighbours, the Zemgal tribe (Semigallians), also maintained a distinctive corporate existence until 1290, farming the low-lying region west of the Daugava river that later formed the eastern part of the Courland Duchy.

Both Kurzeme and Zemgale are back on the map in today’s atlases: they form administrative divisions in modern Latvia. Three of the Western Slav peoples survive as member states of the European Union: Poland; the Czech Republic; Slovakia. Other tribes, once famed and feared for their fighting qualities, have sunk without trace. Among them were most of the Wends, the Western Slavs who settled between Kiel Bay and the Vistula Spit and may themselves be subdivided into Wagrians, Abotrites, Polabians and Rugians. But two of the ‘lost’ Wendish peoples are still extant, though few in number: some 50,000 Sorbs of Lusatia now live between the Oder and the Elbe and there is an even smaller community of Kashubs, Pomerania’s original ‘dwellers by the shore’. Like the people of Wales, Cornwall, Brittany and Provence, the Sorbs and Kashubs owe their linguistic survival to academics in the nineteenth and early twentieth centuries who defied the exclusiveness of master nations to fire the embers of a dying culture. By contrast, the Setus, a Finno-Ugrian people who settled around Lake Peipsi, were too isolated to find scholarly champions in the West. No more than 7,000 Setu survive, their communities separated today by the geographically ill-defined border that provides a frontier between Estonia and Russia.

I find two of Palmer’s linguistic explanations almost laughable.

(1) Are Finns and Estonians the only “peoples with traditions of folk epic handed down orally,” the only peoples whose “languages were shaped before the coming of written words”? Does he doubt that Norse sagas were orally transmitted long before they were written down? Does he realize that legions of illiterates have done far more over the millennia to influence the structures of the languages they speak than literates have?

(2) Were academics the saviors of Welsh, Cornish, Breton, Occitan, Sorbian, and Kashubian? Are those languages only spoken in classrooms? If so, then they are not yet saved. Academics may have documented those languages and first reduced them to writing, but they haven’t saved them until people pass them on to their children in a wider variety of settings.

As a historian, Palmer depends crucially on written records to construct his view of the world, but his imagination also seems hemmed in a bit too much by that literacy, as if nothing noteworthy exists until it exists in writing.

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The Near Eastern Crisis of 1875-78

From Salonica, City of Ghosts: Christians, Muslims and Jews, 1430-1950, by Mark Mazower (Vintage, 2006), pp. 167-169:

Beginning with a peasant uprising in Bosnia-Hercegovina, the troubles spread in 1876 to Bulgaria and the Danubian provinces and ended with an invasion by the Russian army the following year. The Treaty of San Stefano, which Russia imposed on the empire early in 1878, created a vast new Bulgarian state which passed just to the north of Salonica itself and cut it off from its hinterland. Even after the other Great Powers forced Russia to back down and tore up the San Stefano agreement, there was no disguising the humiliation suffered by the Porte: at the Congress of Berlin, Serbia was declared independent, an autonomous (if smaller) Bulgaria was established under Russian control, Cyprus was occupied by British troops (as the price for supporting the Turks) and the Great Powers forced the Ottoman authorities to pledge a further programme of administrative reforms.

These events deeply affected Salonica. As always in time of war, the city was in a febrile state—filled with soldiers, requisitioning agents, tax-collectors and rumours. Muslim notables criticized the diplomacy of the Porte and feared for the first time “being driven out of Europe.” The Bulgarian insurrection actually broke out just three days before the killing of the consuls in Salonica; rumours of the rising had reached the city, together with reports of outrages on Muslim villagers and of plans to drive them from their homes. At one point the authorities feared that Salonica’s Christians too would rise to prompt a Russian advance on the city itself, and the Vali warned he would quell any insurrection in the harshest manner. “I know him to be of the party in Turkey,” wrote the British consul, “who believe the Eastern Question can only be solved by the destruction, or at least the expatriation of all Christians from the European provinces of Turkey, and replacing them by Circassians and colonists from Asia.”

The spectacle of vast forced movements of populations crisscrossing the region was no fantasy. While the eyes of Europe were fixed—thanks to Gladstone’s loud condemnation of the “Bulgarian horrors”—on the Christian victims of the war, thousands of Muslim refugees from Bosnia, Bulgaria and the Russian army were headed south. Added to those who had earlier fled the Russians in the Caucasus—somewhere between 500,000 and 600,000 Circassians and Nogai Tatars had arrived in the empire between 1856 and 1864—the refugee influx which accompanied the waning of Ottoman power was well and truly under way. A Commission for the Settlement of Refugees was created, and the figures provided by this organization show that more than half a million refugees crossed into the empire between 1876 and 1879 alone.

In January 1878, the Porte ordered the governor of Salonica to find lodging for fifty thousand throughout the province. The following month it was reported that “the whole country is full of Circassian families, fleeing from the Russian army and the Servians, in long lines of carts … panic-stricken, they strive to embark for Asia Minor and Syria.” While Albanian Ghegs and uprooted Nogai Tatars settled around the town, thousands more left weekly on steamers bound for Smyrna and Beirut. Many of these refugees had been settled in the Bulgarian lands only a decade earlier; now for a second time they were being uprooted because of Russian military action. Destitute, exploited by local land-owners, many—especially Circassian—men formed robber bands, and became a byword for crime in the region. Two years after the end of hostilities, there were still more than three thousand refugees, many suffering from typhus or smallpox, receiving relief in the city, and another ten thousand in the vicinity. The Mufti of Skopje estimated that a total of seventy thousand were still in need of subsistence in the Sandjak of Pristina. By 1887, so many immigrants from the lost provinces had moved to Salonica that house rents there had risen appreciably.

The political outlook for Ottoman rule in European Turkey was grim. Only Western intervention had saved the empire from defeat at the hands of the Russian army; the consequent losses in Europe were great. The powers openly discussed the future carve-up of further territories, and Austrians, Bulgarians and Greeks fixed their eyes on Salonica. As discussions began at the Congress of Berlin on the territorial settlement, one observer underlined the need for a further sweeping reform of Ottoman institutions and the creation of an “impartial authority” to govern what was left. In view of the patchy record of the past forty years’ reform efforts, few would have given the imperial system long to live. Indeed many expected its imminent collapse, especially after the youthful Sultan Abdul Hamid suspended the new constitution barely two years after it had been unveiled. But they had to wait longer than they thought. The empire had another few decades of life left, and in that time Salonica itself prospered, grew and changed its appearance more radically than ever before.

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Herta Müller on Securitate Spies and Friends

On 31 August 2008, before the announcement of the 2009 Nobel Prize for Literature, signandsight.com published an excerpt from Herta Müller‘s latest novel, “Everything I Own I Carry With Me” (“Atemschaukel”). Here’s an excerpt from the excerpt that captures the ambiguities of close friendships in police states, at least judging from our own experience in Romania in 1983-84.

The three years at the tractor factory Tehnometal where I was a translator are missing [from my Securitate file]. I translated the manuals for machines imported from the GDR, Austria and Switzerland. For two years I sat with four bookkeepers in the office. They worked out the wages of the workers, I turned the pages of my fat technical dictionaries. I didn’t understand the first thing about hydraulic or non-hydraulic presses, levers or gauges. When the dictionary offered three, four, or even seven terms, I went out onto the factory floor and asked the workers. They told me the correct Romanian word without any knowledge of German – they knew their machines. In the third year a “protocol office” was established. The company director moved me there to work alongside two newly employed translators, one from French, the other from English. One was the wife of a university professor who, even in my student days, was said to be a Securitate informant. The other was the daughter-in-law of the second most senior secret service officer in town. Only those two had the key to the file cupboard. When foreign professionals visited, I had to leave the office. Then, apparently, I was to be put through two recruitment tests with the secret police officer Stana, to be made suitable for the office. After my second refusal, his goodbye was: “You’ll be sorry, we’ll drown you in the river.”

One morning when I turned up for work, my dictionaries were lying on the floor outside the office door. My place had been taken by an engineer, and I was no longer allowed into the office. I couldn’t go home, they would have sacked me there and then. Now I had no table, no chair. For two days, I defiantly sat my eight hours with the dictionaries on a concrete staircase that joined the ground and first floors, trying to translate so that no one could say I wasn’t working. The office staff walked past me in silence. My friend Jenny, an engineer, knew about what was happening to me. Every day on our way home I explained it to her in detail. She came to me in the lunch break and sat down on the stairs. We ate together as we had done before in my office. Over the loudspeaker in the yard we could always hear the workers’ choruses about the happiness of the people. She ate and cried for me, I didn’t. I had to be strong.

On the third day I installed myself at Jenny’s desk, she cleared a corner for me. On the fourth day too. It was a large office. On the fifth morning she was waiting for me outside the door. “I am no longer allowed to let you in the office. Just think, my colleagues say you are a spy. ” “How’s that possible,” I asked. “But you know where we’re living,” she reasoned. I took my dictionaries and sat down on the stairs again. This time I cried too. When I went out onto the factory floor to ask about a word, the workers whistled after me and shouted: “Informer”. It was a witches’ cauldron. How many spies were there in Jenny’s office and on the shop floor. They were acting on instructions. There were orders from above to attack me, the slander was meant to force me to resign. At the beginning of these turbulent times my father died. I no longer had a grip on things, I had to reassure myself that I really existed in the world, and began to write down the story of my – these writings formed the basis of the short stories in “Nadirs”.

The fact that I was now considered a spy because I had refused to become one was worse than the attempt to recruit me and the death threat. I was being slandered by precisely the people that I was protecting by refusing to spy on them. Jenny and a handful of colleagues could see the games that were being played with me. But those who knew me less well could not. How could I have explained to them what was going on, how could I have proved the opposite. It was completely impossible, as the Securitate knew only too well, and that is exactly why they did it to me. They knew, too, that such perfidy would be far more destructive than any blackmail. You can even get used to death threats. They are part and parcel of this one life we have. You can defy anxiety to the depths of your soul. But slander steals your soul. You just feel surrounded by horror.

How long this situation lasted, I no longer know. It seemed endless to me. It was probably just weeks. Finally, I was sacked….

My file at least answered one painful question. A year after my departure from Romania, Jenny came to visit in Berlin. Since the time of the harassment in the factory she had been my closest friend. Even after I was sacked we saw each other almost daily. But when I saw her passport in our Berlin kitchen, and the additional visas for France and Greece, I confronted her directly: “You don’t get a passport like that for nothing, what did you do to get it?” Her answer: “The secret service has sent me, and I was desperate to see you again.” Jenny had cancer – she is long dead now. She told me that her task was to investigate our flat and our daily habits. When we get up and go to bed, where we do our shopping and what we buy. On her return, she promised, she would only pass on what had been agreed between us. She lived with us, wanted to stay for a month. With each day my distrust grew. After just a couple of days I rummaged through her suitcase and found the telephone number of the Romanian consulate and a copy of our door key. After that I lived with the suspicion that in all probability she had been spying on me from the outset, her friendship just part of the job. After her return, I see from the file, she delivered a detailed description of the flat and of our habits, as “SURSA (source) SANDA”.

But in a bugging protocol from 21 December, 1984, a note in the margin, next to Jenny’s name, reads: “We must identify JENI, apparently there is great trust between them.” This friendship, which meant so much to me, was ruined by her visit to Berlin, a terminally ill cancer patient lured into betrayal after chemotherapy. The copied key made it clear that Jenny had fulfilled her task behind our backs. I had to ask her to leave our Berlin flat at once. I had to chase my closest friend out in order to protect myself and Richard Wagner from her assignment. This tangle of love and betrayal was unavoidable. A thousand times I have turned her visit over in my mind, mourned our friendship, discovering to my disbelief that after my emigration, Jenny had a relationship with a Securitate officer. Today I am glad, for the file shows that our intimacy had grown naturally and had not been arranged by the secret service, and that Jenny didn’t spy on me until after my emigration. You become grateful for small mercies, trawling through all the poison for a part that isn’t contaminated, however small. That my file proves that the feelings between us were real, almost makes me happy now.

via Arts & Letters Daily

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Pacific Annexations, 1840-1906

From Sailors and Traders: A Maritime History of the Pacific Peoples, by Alastair Couper (U. Hawai‘i Press, 2009), pp. 140-141:

The managers of the major merchant companies based at the main entrepôts in the [Pacific] islands were often ex-sailors. Several acted as consuls for their governments and supported the companies in many ways, including evoking gunboat diplomacy. A prime example is John Bates Thurston. He served at sea in the island trades, was wrecked at Rotuma in 1865, became British consul in Fiji in 1867, was highly influential in the negotiations for the ceding of Fiji to Britain in 1874, and became governor of Fiji in 1887. The companies, the new settlers, and their sympathetic consuls pressed for annexations. The French were the first to act [but Waitangi was 1840—J.] and took Tahiti, the Marquesas, and the Tuamotus as French protectorates in 1842 and New Caledonia in 1853. These were declared colonies in 1880, and the Australs and Wallis and Futuna in 1887.

The British annexed Fiji in 1874 and established protectorates over southeast New Guinea in 1884, Gilbert and Ellice in 1892, most of the Solomons soon after, and Ocean Island in 1900. They agreed that New Zealand would exercise authority over the Kermadecs in 1887, the Tokelaus in 1889, and the Cooks and Niue in 1901. The Dutch took western New Guinea in 1848. Germany annexed northeast New Guinea in 1885, along with the Bismarck Archipelago and the northwest Solomons; took possession of most of the Carolines in 1885; and ultimately purchased Yap and other islands in the Carolines and Marianas from Spain in 1899. The Germans also acquired the Marshall Islands in 1884 and took over Nauru in 1888. Chile obtained Easter Island in 1888.

America, after its disastrous Civil War, had not recovered a significant merchant fleet and showed little inclination for acquiring Pacific territory. American guano companies had already secured legislation in 1856–1860 that allowed claims over some small Pacific islands, and the US government went on to secure others, including Baker, Jarvis, Johnson, Midway, Palmyra, and Wake. In 1893 the influential American maritime geostrategist Alfred Mahan wrote that it was “imperative to take possession, when it can be righteously done, of such maritime positions as can contribute to secure command.” In 1898, Hawai‘i was annexed (US citizenships were granted in 1900), as was eastern Samoa with Pago Pago as a main naval coaling station, while Guam was captured from Spain by the US Navy in 1898.

The Pacific was now effectively divided between several colonial powers mainly by agreements. In the final carve-up, it was confirmed that Western Samoa was a German colony separated from American Samoa in the east. In turn Germany agreed to relinquish claims for Tonga. As a result, in the closing days Tonga appeared to survive as the only independent Polynesian kingdom, although not quite. It was declared a British protectorate in 1900, and in 1905 it was decreed mandatory for the king of Tonga to take advice from the British consul on all matters of importance. Finally, in 1906 New Hebrides was divided as a condominium between Britain and France.

I’m not sure why Couper omits the 1840 Treaty of Waitangi, which made British subjects of the Maori. Maybe he considered both New Zealand and Australia to be colonial powers by the 1840s, even though both were earlier annexed by another colonial power. (Like the Americas, of course.)

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Filed under Britain, Fiji, France, Germany, Hawai'i, Micronesia, Netherlands, New Zealand, Pacific, Papua New Guinea, Polynesia, Spain, U.S.

WW2: National Armies vs. Imperial Armies

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 516-518:

The Axis powers were fighting not only against the British, Russians and Americans; they were fighting against the combined forces of the British, Russian and American empires as well. The total numbers of men fielded by the various parts of the British Empire were immense. All told, the United Kingdom itself mobilized just under six million men and women. But an additional 5.1 million came from India, Canada, Australia, New Zealand and South Africa. Victories like El Alamein and even more so Imphal were victories for imperial forces as much as for British forces; the colonial commitment to the Empire proved every bit as strong as in the First World War. Especially remarkable was the fact that more than two and a half million Indians volunteered to serve in the British Indian Army during the war – more than sixty times the number who fought for the Japanese. The rapid expansion of the Indian officer corps provided a crucial source of loyalty, albeit loyalty that was conditional on post-war independence. The Red Army was also much more than just a Russian army. In January 1944 Russians accounted for 58 per cent of the 200 infantry divisions for which records are available, but Ukrainians accounted for 22 per cent, an order of magnitude more than fought on the German side, and a larger proportion than their share of the pre-war Soviet population. Half the soldiers of the Soviet 62nd Army at Stalingrad were not Russians. The American army, too, was ethnically diverse. Although they were generally kept in segregated units, African-Americans accounted for around 11 per cent of total US forces mobilized and fought in all the major campaigns from Operation Torch onwards. Norman Mailer’s reconnaissance platoon in The Naked and the Dead includes two Jews, a Pole, an Irishman, a Mexican and an Italian. Two of the six servicemen who raised the Stars and Stripes on Iwo Jima were of foreign origin; one was a Pima Indian. More than 20,000 Japanese-Americans served in the US army during the war….

The Germans, as we have seen, had made some efforts to mobilize other peoples in occupied Europe, as had the Japanese in the Far East, but these were dwarfed by what the Allies achieved. Indeed, the abject failure of the Axis empires to win the loyalty of their new subjects ensured that Allied forces were reinforced by a plethora of exile forces, partisan bands and resistance organizations. Even excluding these auxiliaries, the combined armed forces of the principal Allies were already just under 30 per cent larger than those of the Axis in 1942. A year later the difference was more than 50 per cent. By the end of the war, including also Free French* and Polish forces, Yugoslav partisans and Romanians fighting on the Russian side, the Allies had more than twice as many men under arms. Fifty-two different nationalities were represented in the Jewish Brigade formed by the British in 1944. They followed an earlier wave of 9,000 or so refugees from Spain, Germany, Austria and Czechoslovakia who had joined the so-called Alien Companies, nicely nicknamed the ‘King’s Own Loyal Enemy Aliens’.

The best measure of the Allied advantage was in terms of military hardware, however, since it was with capital rather than labour – with machinery rather than manpower – that the Germans and the Japanese were ultimately to be defeated. In every major category of weapon, the Axis powers fell steadily further behind with each passing month. Between 1942 and 1944, the Allies out-produced the Axis in terms of machine pistols by a factor of 16 to 1, in naval vessels, tanks and mortars by roughly 5 to 1, and in rifles, machine-guns, artillery and combat aircraft by roughly 3 to 1.

*It is seldom acknowledged that for most of the period from 1940 until D-Day, black Africans constituted the main elements of the rank and file in the Free French Army. Even as late as September 1944, they still accounted for 1 in 5 of de Gaulle’s force in North-West Europe.

I did not quote the immediately preceding section that compares the mismatch in purely economic terms, but I cannot resist quoting the footnote appended to the end of it (on p. 516):

‘We must at all costs advance into the plains of Mesopotamia and take the Mosul oilfields from the British,’ declared Hitler on August 5, 1942. ‘If we succeed here, the whole war will come to an end.’ But three-quarters of total world oil production in 1944 came from the United States, compared with just 7 per cent from the whole of North Africa, the Middle East and the Gulf.

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Civil Wars on the Eastern Front, 1940s

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 455-457:

Collaborators could be found not only in countries that allied themselves with Germany – Italy, Romania, Hungary and Bulgaria – but also in Norway, Denmark, Holland, Belgium, France, Yugoslavia, Greece and the Soviet Union, countries the Germans invaded and occupied. Some were undoubtedly motivated by a hatred of the Jews as violent as that felt by the Nazi leadership. Others were actuated by envy or base greed, seizing the opportunity afforded by German rule to steal their neighbours’ property. Self-preservation also played its part. There were even Jewish collaborators, like the uniformed men of the Office to Combat Usury and Profiteering who policed the Warsaw ghetto, or the leaders of the various Jews’ Councils who helped organize the liquidation of the ghettos, or the concentration camp prisoners who accepted a measure of delegated authority in the (usually vain) hope of saving themselves.

The experience of Jedwabne typifies the way German rule also fomented civil war. It was as if even the approach of German troops encouraged conflict to erupt in multi-ethnic communities. Poles were not the only killers, Jews not the only victims. Germans themselves could fall victim to this kind of violence. Between four and five thousand ethnic Germans were murdered in Poland in September 1939 as Poles took revenge for their country’s invasion. They then retaliated by forming ‘self-protection’ groups, which were ultimately subordinated to SS leadership. By the time that had happened, however, these groups had already massacred more than four thousand Poles. As a philologist, Victor Klemperer was struck by the way the Nazis delighted in euphemistic neologisms like Volkstumskampf (ethnic conflict) and Flurbereinigung (fundamental cleansing). This daily subversion of the German language, he believed, was far more effective than the more overt kinds of propaganda. Sanitized language also made the cycle of ethnic violence easier to live with.

The Ukraine was perhaps the most blood-soaked place of all. In Volhynia and Eastern Galicia, members of the Organization of Ukrainian Nationalists (OUN), egged on by the Germans, massacred between 60,000 and 80,000 Poles. Whole villages were wiped out, men beaten to death, women raped and mutilated, babies bayoneted….

Waldemar Lotnik, a Polish teenager who escaped from a German labour camp and joined a Polish ‘Peasant Battalion’, was just about to rape a girl when he realized he knew her family and remembered her as a child. As another Pole recalled, ‘Stories abounded of Polish mothers being held by the Ukrainian Nationalists and forced to watch as their families were dismembered piece by piece; of pregnant women being eviscerated; of vivisected pregnant women having cats sewn into their bleeding abdomens; of Ukrainian husbands murdering their own Polish wives; of Ukrainian wives murdering their own Polish husbands; of Ukrainian fathers murdering their own sons in order to prevent them from murdering their own Polish mothers; of sons of Polish-Ukrainian heritage being sawn in half because, the Nationalists said, they were half Polish; of children being strung up on household fences; of helpless infants being dashed against buildings or hurled into burning houses.’ Here was ethnic conflict not merely between neighbours, but within families. The internecine war in the Ukraine only grew more ferocious as the war progressed, with some Ukrainians fighting for the Axis, some for the Allies and others for an independent Ukraine.

In the Balkans, too, there were multiple civil wars along ethnic, religious and ideological lines. Yugoslavia had fallen apart in the wake of the German invasion of April 1941. Seizing the moment, the Croatian leader Ante Pavelic had pledged to side with Hitler. In the ensuing chaos, his Ustašas waged a brutal campaign of ethnic cleansing against their Serbian neighbours in Croatia and Bosnia-Hercegovina, torturing and killing hundreds of thousands of them. The populations of entire villages were packed into their churches and burned to death, or were transported to be murdered at camps like Jasenovac.

Serbian Četniks and Partisans repaid these crimes in kind. Of the million or so people who died in Yugoslavia during the war, most were killed by other Yugoslavs. This included nearly all of Bosnia’s 14,000 Jews. In Greece the German occupation was the cue for bitter conflict. There, as in Yugoslavia, a three-cornered war raged – between the foreign invaders and nationalists, but also between nationalists and indigenous Communists. When Bulgaria annexed southern Dobruja from Romania, tens of thousands of people were expelled from their homes on either side of the new border.

Most empires purport to bring peace and order. They may divide in order to rule, but they generally rule in pursuit of stability. The Nazi empire divided the peoples of Europe as it ruled them – though, ironically, the divisions that opened up in Central and Eastern Europe generally had as much to do with religion as with race (most obviously in the conflicts between Poles and Ukrainians or between Croats and Serbs). But the ‘skilful utilization of inter-ethnic rivalry’ the Germans consciously practised did not lead (in the words of one German officer) to the ‘total political and economic pacification’ of occupied territory. On the contrary, in many places their rule soon degenerated into little more than the sponsorship of local feuds; the institutionalization of civil war as a mode of governance.

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Blitzkrieg: British Theory, German Practice

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 386-387:

Blitzkrieg is, of course, a German word meaning ‘lightning war’. The ironic thing is that it was in many ways a British invention, derived from the lessons of the Western Front in the First World War. Captain Basil Liddell Hart had drawn his own conclusions from the excessively high casualties suffered by both sides. As an infantry subaltern, he himself had been gassed, the long-term effects of which forced him to retire from the army in 1927, after which he turned to journalism, working as defence correspondent for the Daily Telegraph and then The Times and publishing numerous works of military history. In Liddell Hart’s view, the fatal mistake of most offensives on the Western Front had been their ponderous and predictable directness. A more ‘indirect approach’, he argued, would aim at surprising the enemy, throwing his commanders off balance, and then exploiting the ensuing confusion. The essence was to concentrate armour and air power in a lethal lightning strike. Liddell Hart defined the secret as lying

partly in the tactical combination of tanks and aircraft, partly in the unexpectedness of the stroke in direction and time, but above all in the ‘follow-through’ – the way that a break-through is exploited by a deep strategic penetration; carried out by armoured forces racing on ahead of the main army, and operating independently.

The good news for Liddell Hart was that his work was hugely influential. The bad news was that it was hugely influential not in Britain but in Germany, With the notable exception of Major-General J. F. C. Fuller,* senior British commanders like Field Marshal Earl Haig simply refused to accept that ‘the aeroplane, the tank [and] the motor car [would] supersede the horse in future wars’, dismissing motorized weapons as mere ‘accessories to the man and horse’. Haig’s brother concurred: the cavalry would ‘never be scrapped to make room for the tanks’. By contrast, younger German officers immediately grasped the significance of Liddell Hart’s work. Among his most avid fans was Heinz Guderian, commander of the 19th German Army Corps in the invasion of Poland. As Guderian recalled, it was from Liddell Hart and other British pioneers of ‘a new type of warfare on the largest scale’ that he learned the importance of ‘the concentration of armour’. Moreover,

it was Liddell Hart who emphasized the use of armoured forces for long-range strokes, operations against the opposing army’s communications, and [who] also proposed a type of armoured division combining panzer and panzer-infantry units. Deeply impressed by these ideas, I tried to develop them in a sense practicable for our own army … I owe many suggestions of our further development to Captain Liddell Hart.

Guderian – who was happy to describe himself as Liddell Hart’s disciple and pupil and even translated his works into German – had learned his lessons well. In September 1939 his panzers were unstoppable. The Poles did not, as legend has it, attempt cavalry charges against them, though mounted troops were deployed against German infantry, but they lacked adequate motor transport and their tanks were fewer and technically inferior to the Germans’. Moreover, like the Czechs before them, the Poles found Anglo-French guarantees to be militarily worthless. At the Battle of Bzura they mounted a desperate counteroffensive to hold up the German assault on Warsaw, but by September 16 their resistance was crumbling. By the 17th the Germans had reached the fortress at Bresc (Brest) on the River Bug. On September 28 Warsaw itself fell. Eight days later the last Polish troops laid down their arms. The entire campaign had lasted barely five weeks.

The Poles had fought courageously, but they were outnumbered and outgunned. The most striking thing about the war in the West the following year was that the opposite was true. It was perhaps predictable that the Dutch and Belgians would succumb to superior German forces, but the fall of France within a matter of just six weeks was, as the historian Marc Bloch said, a ‘strange defeat’. Even without the support of the British Expeditionary Force, the French forces were superior on paper, an advantage that ought to have been magnified by their fighting a defensive campaign.

* Fuller had been the mastermind behind the British tank offensive at Cambrai in 1917. His frustration with the British Establishment led him to support Oswald Mosley’s British Union of Fascists.

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