Category Archives: Europe

Empire of the Winds Introduction

From Empire of the Winds: The Global Role of Asia’s Great Archipelago, by Philip Bowring (I.B. Tauris, 2018), Kindle pp. 27-29:

In 1498 the crew of the ships of Portuguese navigator Vasco da Gama became the first people known to sail between Europe and India, landing at Calicut on the south-west coast of India. By 1512, the long arm of Portuguese merchant adventurism had reached almost 5,000 kilometres further, to its ultimate eastern destination, the Banda archipelago, most distant of the fabled Spice Islands.

But this historically crucial surge of European expansion was a minor navigational achievement compared with those of the maritime peoples whose lives the Portuguese were now disrupting. Some 1,500 years earlier sailors from this region had pioneered voyages which linked the Spice Islands to India and China and on to the coasts of Arabia and Africa. These were the pioneers who settled Madagascar, traded along the African coast and may well have sailed around the Cape of Good Hope and north as far as the Gulf of Guinea.

By 500 CE, and probably earlier, the sea, not the more famous overland Silk Road, was the pre-eminent mode of east–west trade. The sea was unquestionably hazardous, but it was easier and sometimes quicker to move 50 tonnes of goods on a ship compared with having to lead camels and pack animals over mountains and deserts, fending off robber bands, and across political boundaries where rulers were eager to extract tolls. According to Roman estimates it was 27 times more expensive to transport goods by land rather than water. Similar estimates were made for eighteenth-century Europe.

It was these sailors who guided the Portuguese from Melaka to the Bandas. That was a journey through the heart of a zone which rivals the Mediterranean as a locus of global trade and cultural interaction. This region comprises the almost countless islands and coastlines of the interlinked South China, Java, Sulu, Sulawesi and Banda seas and is joined to the Indian and Pacific oceans by the straits of Melaka, Sunda, Lombok, Makassar and Luzon. Its land is primarily composed of the islands of the vast Malay archipelago but includes the Malay peninsula and touches modern Thailand, Cambodia and Vietnam, as well as southern coastal China. India is a hop away across the Andaman Sea and Bay of Bengal.

This is a story of seafaring, of the drivers of global commerce, of cultural interchange and of the rise and fall of states and political systems. It is the story of a sea-girt region that remains predominantly Austronesian-Malay by language and original culture but has been subject to successive waves of influence from India, Islam, the west and China. It is the story of a sea which enabled ancient Rome to know cloves and camphor, of sailboats and of navigators who linked Maluku to the Bab el Mandeb and the coast of Africa and settled Madagascar. While ships and goods moved westward other ships and merchants moved eastward, bringing Indian and Islamic cultures to east Asia. Trade in spices was also the spur to Europe’s involvement in the region, which began more than 500 years ago. Nusantaria lost its leadership in boatbuilding and navigation, but to this day remains at the heart of global commerce, supplying some 40 per cent of merchant marine crews.

Despite its illustrious past, the region’s sense of identity is not what it was even in the 1880s when mariner and novelist Joseph Conrad was sailing its seas and José Rizal was awakening the nationalist aspirations of a wider Malay world. Steamships, airplanes and, above all, new nation states created from maps drawn haphazardly by western empires have eroded its sense of itself. Religious divisions have done the same. The economic dominance of western and east Asian countries has for now marginalized indigenous Nusantarian strengths. Many books of ‘South East Asian’ history are written with scant, if any, acknowledgment of the separate identity of the Austronesian linguistic and cultural heritage of the islands and coasts. For their different reasons, Indian, western and Chinese writers tend to generalize about ‘South East Asia’ mainly by reference to the mainland. Although the populations of states of the archipelago and Malay peninsula outnumber by 40 per cent those of the mainland they receive far less attention, partly because of a shortage of early documentary history.

But nothing can obliterate the common history and shared culture of the maritime region. So this is a book which largely ignores modern state boundaries to give a picture over time of the region, of the role of the sea and of the peoples who have lived near its shores for the past 2,500 or so years.

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Filed under China, economics, language, migration, Philippines, Portugal, religion, South Asia, Southeast Asia, Taiwan

Philippines Under Japan

From The Making of the Modern Philippines: Pieces of a Jigsaw State, by Philip Bowring (Bloomsbury Academic, 2022), Kindle pp. 51-54:

At least initially, few of the elite saw reason to confront the Japanese. A majority of senators joined the Executive Commission; others kept a low profile. A few were enthusiastic, including Laurel who admired Japanese order and devotion to the nation. Laurel could reasonably claim that some cooperation with Japan was necessary for the good of the people. Accepting the Presidency of the supposedly independent republic, however, was another matter given that the elected president and vice-president had a government-in-exile in Washington.

Another key collaborator was Benigno Aquino, a lawyer and landowner from Tarlac, who had been Secretary for Agriculture under Quezon. The Japanese made Aquino head of a new appointed assembly, known by the acronym Kalibapi (the Association for Service to the New Philippines). Also banging the drum for Japan was the MaKaPili, the Patriotic Society of Filipinos, led by former Sakdal leader Benigno Ramos. Former revolutionary general, Artemio Ricarte, who had always refused allegiance to the US, returned in late 1944 after thirty years in exile in Hong Kong and then Japan. Even Emilio Aguinaldo resurfaced, urging close cooperation with Japan.

Spanish citizens, who were still numerous and influential as priests or from the old elite, were divided. Many had supported the Falangists during the Spanish Civil War and were thus prone to be sympathetic to Japan, but Andres Soriano of the giant A. Soriano Corporation stuck with Quezon as a member of his cabinet even though he had been the local leader of Spain’s Falangists. Others played an equivocal role. Manuel Roxas, who Quezon originally favoured as vice-president over Osmena, was captured by the Japanese and became an adviser to Laurel. The Japanese hoped to make him president in 1943 rather than Laurel but he declined. Late in the war Roxas may have provided intelligence to the Americans.

Whatever its notion of Asia for Asians, the occupation had several problems which fed on each other. The first was the arrogant and often brutal behaviour of the Japanese military for whom easy-going Filipino ways were alien. There was also a demand for comfort women for the soldiery, for which there was little local consent. Second was the quest for raw materials by Japan, combined with the inevitable shortages of a wartime economy shorn of foreign trade. The Japanese needed local resources to feed a 400,000-man army in the Philippines. Food shortages and unemployment were caused by Japanese demands for materials and the collapse of export industries which had been focused on the US market. A third factor was that antipathy towards the Americans was found more among the elite than lower down the social order where the US was associated with progress and aspiration. In exile, Quezon and Osmena provided a focus for resistance, there was pride in the Filipinos’ sacrifices in Bataan, and before long an expectation that the Americans would return.

Guerrilla activity developed, in many cases led by former soldiers, and provided some support brought by American submarines. As only Americans could defeat the Japanese, many Filipinos now longed for their return, past sins forgiven. They provided information and help to the Americans while appearing to be loyal to the puppet government. As resistance grew, so did reprisals and fear of the kempeitai, the Japanese military police. Disorder reigned too with some supposedly anti-Japanese activity becoming a cover for settling feuds between rival families. The resistance spawned many heroes but also, in the aftermath, many bogus claims to it. The most significant resistance, at least in the longer term, was provided by the Hukbong Bayan Laban na Hapon – the People’s Anti-Japanese Army – or Huks in Central Luzon, heart of rice and sugar cultivation, and of big haciendas. Feudal and paternalist tenancy systems, which at least provided stability for families, had been significantly replaced by sharecropping and small farmers, reduced by debt, into becoming wage labourers. As anti-landlord as it was anti-Japanese, some of the movement’s leaders drew inspiration from Mao Zedong. The movement was headed by Luis Taruc, a protégé of early nationalist and convert to Marxism, Pedro Abad Santos, brother of the Chief Justice. Taruc, who had been a full-time peasant organizer for the Socialist, then Communist, Party since 1934, was the leader of several thousand members from the sharecropper and landless workers, mainly in Bulacan, Nueva Ecija, Pampanga and Tarlac. The Huks were, however, predominantly a peasant organization born of injustice more than ideology.

Post-war tales of Japanese atrocities and Filipino suffering during the occupation helped provide a focus for the nation in the early years of independence, which finally occurred on 4 July 1946. Yet not far under the surface of this massaged history was the reality that the elite recognized. There was little instinct for retribution against collaborators. Aquino was charged with treason but released on bail and died the following year. Laurel was likewise charged with treason but never tried. In 1948, as President, Manuel Roxas, whose own cooperation with the Japanese remained questionable, declared an amnesty. Only five years later, Laurel stood unsuccessfully for president as the Nacionalista Party candidate winning 37 per cent of the vote. The victor was Elpidio Quirino who, despite the deaths of many family members in the Battle of Manila, pardoned the Japanese convicted of war crimes. Vargas went from the puppet republic’s ambassador in Tokyo in 1945 to head of the National Planning Commission in 1946.

Whatever mixture of class solidarity, family relationships, Catholic notions of forgiveness or common nationalism, the quick post-war healing was in sharp contrast to experiences in many other countries occupied during the 1937–45 wars. There were also cross currents. Lingering Spanish and Church sentiments were in favour of the Spanish dictator, General Franco, as a bastion against atheistic communism and hence highly critical of the anti-clericalism of leftist nationalists. Those with Chinese affiliation, on the other hand, were influenced against Japan by its invasion of China. Nationalists came in different colours with some interested in sustaining the status quo but without the Americans. Only those on the far left were consistent in being anti both Japanese and US imperialism and even they were sometimes divided between middle class Marxist revolutionaries and rice farmers fighting landlords.

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Rise of Religious Nationalism in Philippines

From The Making of the Modern Philippines: Pieces of a Jigsaw State, by Philip Bowring (Bloomsbury Academic, 2022), Kindle pp. 29-31:

The nineteenth century saw a sustained clash between the religious needs of the Filipinos and the colonialist views of the Spanish Church, the friars in particular. Nationalism had its roots in this conflict.

Tension between the Spanish-led Church and peasant Catholics led to the creation of the all-Filipino Cofradia de San Jose in Central Luzon by Apolinario de la Cruz, better known as Hermano Pule, who had wanted to join the Dominican order but was barred because of his race. Becoming a lay preacher, he and a Filipino priest established the Cofradia de San Jose, attached to a hospital. It gradually attracted several thousand followers and only admitted Spanish and mestizos personally approved by Pule. It combined Catholic teaching with some pre-colonial ideas. Refused recognition by both State and Church, it was seen by the governor-general as implicitly political and was violently suppressed. In a battle with followers, troops killed several hundred and Pule and other leaders were captured and executed; Pule was just twenty-seven years old. Madrid was shocked and eventually the Supreme Court admonished the governor-general saying the Cofradia was not political but had merely committed an ecclesiastical offence, but the damage had been done.

The country was in the curious position of having become devout believers in Christ while increasingly despising the Church’s principal agents the friars, the mendicants who had grown rich and greedy. In 1858, a British visitor was entertained to a dinner which would have ‘satisfied a Parisian gourmand’ meanwhile also noting that local Spanish ‘newspapers were more pre-occupied with the lives of saints than the most stirring events of the political world’.

At the same time, the Church saw growing divides between its mostly Spanish clergy and both the local priests and their flocks. The government did make efforts to extend primary education with its own schools in addition to the clerical schools but with a focus on teaching Christianity. The friars tended to ignore government demands that they teach Spanish to the Indios fearing that it would give them access to new, often secular, ideas.

In 1870, of 792 parishes, 611 were administered by the orders while the rest were controlled by secular priests, most of whom were Filipinos. The confrontation between the two sparked a surge of local identity. Political swings in Madrid exacerbated issues as a liberal governor was replaced by a conservative. A minor uprising in a Cavite shipyard was used by the government, egged on by the friars, to accuse three outspoken local priests – Fathers Burgos, Gomez and Zamora – to be tried for plotting rebellion and executed. Others were imprisoned or exiled to the Marianas. Well-to-do supporters exiled themselves to Spain.

The deaths of the three priests were a landmark. Burgos, the son of a Spanish officer and a local mestiza, was highly educated, so too were Gomez and Zamora, mestizos educated at the University of Santo Tomas. All deeply resented the inferior position of the non-Spanish clergy.

This episode fuelled the wrath of an upcoming generation of prospering new class of mestizos, elite Indios and creoles (local born Spanish) who could be educated in Europe but who at home felt the heavy hand of racist officials and the Guardia Civil. From this elite, known as ilustrados (the enlightened) emerged the Propagandists, a movement aiming not for independence but for equal treatment as citizens and representation in the Cortes (parliament) in Madrid as Cuba and Puerto Rica had been given. They also demanded the ending of the friars’ role in government, their replacement by local priests, more mass education, the curtailment of foreign – notably Chinese – economic power and a fairer tax system – the Spanish did not pay tax.

Gathering gradual momentum from 1880, by 1889 the movement was embedded among young ilustrados in Spain who published La Solidaridad, a fortnightly newspaper. The names of those involved are celebrated by street names throughout the country – Marcelo del Pilar, a lawyer, who wrote tracts in Tagalog as well as Spanish, Mariano Ponce, Juan Luna, a painter, and his brother Antonio, a future general, but most noted even then was Jose Rizal, a mestizo from Calamba near Manila whose elder brother had been a friend of Father Burgos. Rizal, a name he adopted, was fluent in several languages, a medical doctor and a writer whose first novel, Noli Me Tangere published in 1887, was a searing attack on the regime in Manila and on the friars.

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Manila in Global Trade, 1600s

From The Making of the Modern Philippines: Pieces of a Jigsaw State, by Philip Bowring (Bloomsbury Academic, 2022), Kindle pp. 25-26:

Despite the best intentions of some Spanish officials and priests, the overall low standard of Spanish rule was exacerbated by the conflicts of interest between State, clerics and encomenderos. This was acknowledged at the time by officials on the ground.

Manila was a different story. As the main focus of Spanish rule and source, it soon acquired walls, stone buildings and a cathedral. The city flourished from the galleon trade established very soon after the conquest. Ships from Mexico brought silver, while traders arrived from China and Japan, and a few from Melaka and elsewhere, to sell luxury goods, spices etc. for silver. The trade was immensely profitable for the Spanish merchants in Manila and the growth of the city attracted thousands of Chinese workers in addition to traders. Chinese generally became known as ‘sangleys’ – derived from the Hokkien word for trader, a name still reflected today in Sangley Point, the little peninsula jutting out into Manila Bay and the location of a small US-built airport. Some Augustinian friars learned Hokkien and converted some Chinese to Christianity.

By 1603, there were far more Chinese – about 30,000 – than Spanish. Tensions rose to the point that the Chinese, fearing they were about to be forced back to China, revolted and had initial success. However, they were inadequately equipped and had to retreat to a camp in Batangas where they succumbed to a force of some 200 Spanish, 300 Japanese and 1,500 locally recruited men. The Chinese had appealed to their emperor for help but Ming China was unsympathetic to those who betrayed their country by settling abroad. About 20,000 Chinese were massacred. The emperor threatened the Spanish with retribution but did nothing. Trade was interrupted but only briefly.

Another impact observed by de Morga was the shortage of skilled manpower. Due to the influx of low-cost Chinese labour, the Indios had ‘forgotten husbandry, the rearing of fowls, flocks, cotton and weaving robes as they used to do in the time of their paganism and for a long time after the country had been conquered’.

The Chinese gradually returned to Manila so that they numbered 25,000 by 1636 but they were again the subject of killings in 1639 following a minor rebellion by Chinese relocated to the countryside outside Manila to grow rice. The Chinese and Spanish needed each other but the relationship was always uneasy due to Spanish (and some indigenous) fears of Chinese numbers. Although most were in Manila and major towns and dominated the retail trade and crafts, some did move to rural areas as petty traders and money lenders.

The galleon trade was very profitable for those involved in it and a right to space on one bound to Mexico one was highly valued. Two vessels a year usually made the journey – two out, two in. Losses at sea were quite small – twenty-six out of a total of 108 galleons over the 250 years. Most of these occurred in the vicinity of the archipelago, particularly the tricky passage from Manila to the open Pacific via the San Bernardino Strait between Luzon and Samar. Four vessels were seized by the English.

The flow of silver into China gave a major boost to its money supply and other trade, domestic and foreign. It is sometimes described as the first globalization, though in reality Manila was involved with little other than the galleon/China trade as trade with Europe via the Indian and Atlantic Oceans was controlled by others. Merchants from ports such as Melaka brought goods such as cottons, carpets and spices from India, to join the cargoes of Chinese and Japanese products, but Manila merchants did not go west. The galleons were the property of State which controlled access to space, which enriched officials. A committee headed by the governor and including the head of the audencia (supreme court) and representatives of the Church, city council and leading merchants allotted boletas, tickets providing a certain amount of cargo space on a galleon. These were not supposed to be traded but gradually the boletas became saleable to genuine merchants, at a price. By the eighteenth century, the system had become an income subsidy for a large part of the Spanish population, at the expense of the genuine merchants.

The galleon trade also existed within a bigger restrictive system which aimed to protect other production and trade interests of Spain and its American possessions. These necessarily were sometimes at odds with each other but in any case kept foreigners out of any non-Asian trade. Meanwhile, the Dutch and English grew fat on their Europe-Asia trade with which Spain could not compete effectively.

The galleons did little for the domestic Philippine economy or trade with other parts of Asia. Indeed, it took away the incentive for the local Spanish to develop the economy. There was little trans-Pacific export of local products. Over time some Filipinos settled in Mexico, having arrived as galleon crew.

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Filed under China, economics, labor, language, Mexico, migration, Philippines, religion, Spain

Modern Philippines: A Jigsaw

From The Making of the Modern Philippines: Pieces of a Jigsaw State, by Philip Bowring (Bloomsbury Academic, 2022), Kindle pp. 1-3:

In March 1521 three ships under Ferdinand Magellan (Magalhaes/Magallanes), a Portuguese navigator in the service of the king of Spain, landed in the Visayan islands. One ship later completed the first circumnavigation of the globe, an event for the history record books but more importantly it changed that history of the islands, now home to 110 million people. A few decades later, Spain assumed ownership of the archipelago stretching from the Luzon Strait to the Sulu Sea and named it Islas Filipinas. The Spanish left a religion, a few genes and some aspects of culture, but the people were and remain predominantly of Malay/Austronesian race, language and culture, albeit with other influences from America and China.

The Philippines is unique in many ways; its geology, its fauna, in its history of rule by two successive Western powers, Spain and the United States. It has been a political identity with a singular name for nearly 500 years, much longer than many of its neighbours. It is the only predominantly Christian nation in Asia south of the Caucasus and is fervently Catholic. In the nineteenth century it spawned the first modern nationalists fighting Western imperialism.

However, this singularity does not make for an identity which is readily understood even by its own citizens, let alone by foreigners. It is part of the vast Malay Archipelago and shares a basic language and some culture with its Indonesian and Malaysian neighbours but it is separated from them by 500 years of history and itself divided by fragmented geography and regional loyalties. That history explains its current problems as reflected in its weak post-1945 economic and social performance compared with most of its neighbours, and its continuing high levels of violence. Democracy flourishes, elections are regular, noisy and competitive yet little progress is made towards changing a system dominated by dynasties as seen in the contests in the 2022 election. After the grip of two distant empires, Spanish and American, it now lives under the shadow of another, closer one, China.

Geology divides it into more than 2,000 inhabited islands. Regional rivalries and the widespread but not universal use of English have thwarted the acceptance of Filipino (essentially the Tagalog of Central Luzon) as the national language. Regional languages and loyalties remain strong so that imported languages and the Church seem at times the main unifiers. It is also an administrative jigsaw in that power locally lies not with its geographically coherent seventeen regions but with eighty numerous provinces and cities with province-level powers, some very small.

A basic Malay culture has been so influenced by Spain, the Catholic Church and then by America that its identity is sometimes seen as Latin as much as Asian. Indeed, many Filipinos in California, where they are the second largest Asian community, often self-identify as Latino or Pacific islander not Asian. The Catholic Church, as adapted locally, provides some common bond, other than for the Muslims, but faces its own challenge from evangelicals and populist preachers. Religious division is an underlying historical reality exacerbated by the concentration of Muslims in western Mindanao and Sulu and more recently by extremist Islamism from abroad. Yet the cultural roots and language, even aspects of its politics, remain essentially Malay from Ilocos in the north to Sulu in the south. However, fragmented by religion, local languages and quasi-tribal identities, the Philippines is at once identifiable yet hard to define or describe.

The very notion ‘Filipino’ began with local born Spaniards, known as creoles, and only very gradually spread to Spanish mestizos, Chinese mestizos and urbanized indigenous people accepted into the dominant principalia class. The nationalism of the ilustrados (the reformist educated elite) in the late nineteenth century raised national consciousness and the struggles against America and Japan saw mass participation. Independence brought the masses into the Filipino embrace but despite shared urbanization and education, the sense of national identity developed fitfully. Added to the centrifugal forces of geography were the strength of elite links to the US and of many leading businessmen to China. Suggestions to change the colonial name to a Malay one have failed – many late nineteenth revolutionaries preferred ‘Katagalugan’, which became the name of a short-lived Tagalog republic. More recently ‘Maharlika’, a word denoting a Tagalog noble warrior class, has been suggested but attracted little support.

Five hundred years on from the arrival of Spain and Catholicism fissures remain. Muslim Mindanao’s on and off warfare has been about local rivalries as well as opposition to Manila and Christianity. Meanwhile, non-Muslim parts of the island also continue to see conflicts, mainly over land rights between local ethnic groups, particularly in Mindanao and the broader population whose composition has been changed by decades of migration from the Visayas. That internal colonization continues. Visayan languages now predominate in Mindanao. Generally, regional loyalties and in political terms local patron-client relationships remain important. They remain crucial even if weakened by urbanization and the shared identity of the millions of Filipinos now working overseas or brought together via social media such as Facebook or by international beauty pageants. National politics is still partly driven by the regional appeal of particular candidates. Local identity is mostly stronger than national identity, perhaps a reflection of the lack of esteem of the national government.

After years under a backward Spain and the aegis of friars, American imperialism brought education and new legal and administrative systems. Seventy years ago, the then recently independent Philippines boasted higher literacy levels than most of Asia and the highest income levels of populous Asian countries apart from Japan. It had an admired – at least from a distance – US-inspired legal and democratic system. Today, despite two decades of reasonable economic performance, it is widely seen as having failed to match most of its neighbours in income growth and progress in education. It remains better known for natural disasters, flamboyant leaders, political violence and sporadic insurgencies, and for its major export – its own citizens finding work abroad which they could not find at home.

Its social structure has changed only modestly over time, with huge gaps in income and wealth, the dominance of certain families, particularly in the provinces, the preference for the fairer skins of mestizos (European or Chinese) and even place names celebrating colonialists, for example the posh enclaves of Makati – Magallanes, Forbes, Legazpi, Urdaneta and Dasmarinas. Violence is an all too constant ingredient in politics. President Duterte’s so-called War on Drugs killed particularly large numbers. Killings of political rivals, critical journalists and of farmer and worker activists had long been common but accelerated dramatically under Duterte. Lawyers abound but the state of law and order varies widely, ever subject to political and pecuniary influences. The state structure is weak for historical and geographical reasons which partly explain the persistence of insurgencies and of dynastic politics at both national and local levels. Senses of nationalism and civic duty appear weak compared to the demands of kinship and client relationships, blurring lines between public and private spheres. These features have especially flourished under the de-centralized political system and weak central bureaucracy bequeathed by America. Trading and sailing have always been essential elements of economic life and smuggling a natural outcome of attempts to tax it.

However, the nation has strengths too. Filipinos may be divided among themselves at home but in the outside world they have an identity and solidarity that is strong and recognized as such. Gender equality is ahead of most of Asia; Filipino workers are valued overseas for their skills and commitment, and command of English carries global benefits. Its Catholicism is sometimes more about ritual than ideology and society has relatively few hang-ups about racial mixing born of centuries of practice and the more recent impact of migration. It is welcoming of foreigners and renowned for its love of music and fiestas. There is a tradition of free speech – and sometimes gaudy rhetoric – and a media which is often too lively for those in power. In the much longer run, a generation or two away, its high fertility rate, which has long been a burden, will in a generation prove a bonus as most of its neighbours face ageing and falling populations. One day the nation may even acquire a name which reflects its Malay core identity.

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Dusko Popov vs. J. Edgar Hoover, 1941

From Family of Spies: A World War II Story of Nazi Espionage, Betrayal, and the Secret History Behind Pearl Harbor, by Christine Kuehn (Celadon Books, 2025), Kindle pp. 119-120:

Special Agent Shivers was convinced the Kuehns were spies; he just didn’t know for whom. The payments pointed to the Japanese, but the FBI was getting information that the Nazis also had an interest in Pearl Harbor. That revelation came from another German spy turned double agent for the British Secret Intelligence Service, MI6: Dusko Popov.

Popov was a well-educated Serbian who attended law school at the University of Freiburg in Germany in 1935. A few years later he was recruited by a former classmate to work for the Abwehr, the German military intelligence service.

Popov immediately contacted the British diplomatic authorities, who enlisted him as a double agent. Within a short period of time, the Germans had come to trust him implicitly, even fronting him $50,000 to set up a spy ring in London. Popov was supposed to turn the money over to MI6, as part of a plan to fleece the Germans out of chunks of cash.

Ian Fleming, a British intelligence officer who would go on to create the character James Bond, was assigned to watch over Popov and make sure the cash made it back to London. After receiving the money from the Germans, Popov met Fleming in Portugal for the trip back to England. The Serbian, a well-known ladies’ man and gambler, made his way to Casino Estoril, an oceanside casino that was a well-known hangout for spies and other international highfliers.

While gambling at a nearby table, Popov overheard a Lithuanian businessman pompously declare he would match any bet, no matter how high the amount. Popov sauntered over to the table, sat down across from the man, and, without saying a word, dropped $50,000 on the table—MI6’s $50,000, the equivalent of $1 million today. The casino went quiet, and Fleming went white watching Popov potentially wreck the entire operation. The flustered Lithuanian asked the casino if they would lend him the money if he lost. Not unexpectedly, they declined, and the man walked away from the table, red-faced. Popov pulled the money off the felt with a grin, loudly proclaiming that gamblers like that are “an annoyance to serious players.”

Popov was, like Otto, a risk-taker, a bit of a narcissist—and Popov was purportedly Fleming’s inspiration for James Bond. The baccarat scene was even re-created, blow for blow, in his first book, Casino Royale.

In August 1941, the Germans sent Popov to the United States with $58,000 and a directive to establish a network of spies. Then he was to head to Hawaii and gather as much intelligence as possible on Pearl Harbor. Unbeknownst to Otto Kuehn, Popov was to be his replacement.

The Japanese had grown tired of Otto’s flamboyant lifestyle and considered him a growing security risk. Frequent phone calls and visits to the consulate, exorbitant spending, wild parties with military officers that made the local gossip column—Otto was becoming a threat to the operation. Fresh blood was needed, and Japanese intelligence asked Goebbels to replace him.

Arriving in New York, Popov set up a meeting with the FBI. J. Edgar Hoover was suspicious of the double agent, agreeing to let his staff meet with Popov only after the British reassured him. Popov was eventually summoned to the Commodore Hotel, where he showed the agents his orders, written in microdots, a new technology invented by the Germans that reduced entire pages of information down to the size of a period.

Almost half the hidden directives consisted of questions the Germans wanted answered about military operations in Hawaii: the depths of the water at Pearl Harbor, the torpedo nets under the water’s surface, exact locations of air bases at Hickam, Wheeler, and Kaneohe, and locations of submarine stations, along with sketches of the Pearl Harbor piers. “Is the Crater Punchbowl being used as ammunition dump?” read one question.

The warning was clear: The Nazis wanted Popov to gather intelligence the Japanese needed for an attack on Pearl Harbor. That got Hoover’s attention, and the FBI director decided to come to New York and meet with Popov personally. But when the two met face-to-face weeks later, the rendezvous was a disaster. The FBI director could barely contain his disdain for the German double agent. “You’re like all double agents,” he berated him. “You’re begging for information to sell to your German friends so you can make a lot of money and be a playboy!”

Popov brushed off Hoover’s comments and reiterated to the FBI director his warning of an impending attack. “But he just wouldn’t listen to anything I had to say,” he said later.

Hoover had deployed a lot of manpower to the FBI office in Hawaii and stepped up the pressure on Shivers. Yet here was the plan for the entire Japanese assault in front of his face, and he ignored it. While Hoover did notify President Roosevelt that the FBI had discovered a new microdot technology, forwarding a small portion of the text from Popov, he sat on the most important information: The Japanese were planning an attack on Pearl Harbor.

The Abwehr, meanwhile, aborted Popov’s mission to Hawaii. The glaring spotlight thrown on him from Hoover would bring too much attention to Japanese operations there. Otto would remain in place as Japan’s spy. But Germany’s role in the Pacific was now obvious. It was working in concert with Japan toward a common goal of knocking out the Pacific Fleet at Pearl Harbor, and they were using a network of spies to do it.

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Filed under Britain, Germany, Hawai'i, Japan, literature, military, U.S., war

German Spies on Oahu in late 1930s

The Far Outliers are back in the Pacific now, as my reading reflects. I’ve been reading a new book that came out after we left for our academic year in Poland: Family of Spies: A World War II Story of Nazi Espionage, Betrayal, and the Secret History Behind Pearl Harbor (Celadon Books, 2025), by Christine Kuehn, the granddaughter of the family of spies. Honolulu Civil Beat author Kirsten Downey read an advance copy of the book and highlights some of its findings in her online commentary on The Secret Life of a Prominent Kailua Family Revealed. Here are some excerpts.

There were indeed spies among us.

A long-running tale of intrigue in Hawaiʻi will get a new twist later this year with the publication of a soon-to-be published book from inside the family of notorious Hawaiʻi spies. Wealthy German nationals Otto Kuehn and his family were paid by the Japanese government to spy on U.S. military operations at Pearl Harbor, and they funneled information to Japan that helped make the Dec. 7, 1941 attack so devastating.

In her book Christine — the daughter of Otto’s son, Eberhard — describes the family’s spy history as a secret concealed from the grandchildren. She gradually unspools how she unraveled the story and pressured her relatives into sharing some of the facts, with her own research filling in more of the specifics. Eberhard, sometimes crying, declined to share many details about what his family had done and then developed dementia.

Her account will be new to many people. But the tale has independently survived in Hawaiʻi, amid the whispered reminiscences of kamaʻāina, in published news accounts from the era, inside archival records housed at the University of Hawaiʻi’s War Records Depository and in books about espionage published after the war. It’s been included in a list of the FBI’s most famous cases. All shed more light on how the chain of events unfolded.

Otto Kuehn, a former naval officer in Germany, his wife Friedel and their three charming children made quite a splash in Hawaiʻi in the late 1930s.

Mr. and Mrs. Kuehn had first arrived on the ship Tatsuta Maru in the spring of 1935, stopping in Honolulu for two weeks before heading to Japan, which they visited several other times in the next few years, according to gossipy society news reports at the time.

By 1936, the Kuehns had permanently settled on Oʻahu, where they were mentioned as the hosts of a dance party at the Royal Hawaiian Hotel and as guests at a music recital attended by Hawaiʻi’s elite. He said he was in Hawaiʻi to learn Japanese.

The Kuehns became popular hosts at their posh homes in Kailua and Lanikai, frequently hosting the young naval officers who were squiring Ruth, their pretty 22-year-old daughter, around town and on outings. She and her mother operated a beauty salon near the Kāneʻohe Naval Air Station that was a favorite spot for Navy wives. Their two younger sons, Eberhard and Hans, were students at Punahou.

In August 1941, Ruth, then 25, married a widower, retired stock broker, J. Carson Moore, “who was flattered by her interest,” his family later recalled. Moore, 48, was a generous bon vivant who hosted an open bar at his home, with free-flowing booze, that was frequented by service members. Moore called his little saloon the S.S. Rum, according to archival records at the University of Hawaiʻi.

America was at peace at the time, but the Japanese Empire’s expansionist and militaristic ambitions were drawing increasing concern, particularly as Japan allied itself with Nazi Germany.

Many details of the Kuehn case were initially concealed because it was a wartime secret, which allowed both Otto and Friedel to vehemently protest that they were innocent of the charges.

In a letter to Otto, Hormann told him they felt misled, because they had considered him “a good Joe,” but that now they had been left hoping “that you were innocent of giving aid to the enemies of our country.”

Otto responded to Hormann in 1947, described the spying allegations as “ugly rumors,” and said his attorney had “demonstrated his innocence.”

“Mistakes will be made in time of national hysteria or danger,” Otto wrote in another letter. He added that his attorney “firmly believes in American justice and is sufficiently confident in a final success regarding my affair.”

In 1962, Friedel sued the U.S. government, saying that the charges against them were “all rot,” and that the allegations were brought against Otto to cover up the incompetence of the American military in allowing the surprise attack to occur. She sought $27,000 in damages from the U.S. government.

The facts, however, when they finally emerged, were damning. The Kuehns had done much more than make friends with amiable American military officers.

Otto had opened a steel furniture company, winning a commission to decorate a cocktail lounge at Pearl Harbor, which enabled him to get access to the base and take photographs of the ships in the harbor. He took pictures of other military installations, including Bellows, Wheeler and Hickam, revealing aircraft configurations. On at least one occasion, Otto took little Hans with him as he conducted his investigations, according to his granddaughter.

A Wikipedia article on the Kuehn family pieces together more sources on the family spy network.

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Forster’s A Voyage Round the World

From The Traveler: One Man’s Quest for Humanity from the South Seas to Revolutionary Paris, by Andrea Wulf (Knopf, 2026), Kindle pp. 229-231:

By the end of 1776, less than four months after he had written the first word, the manuscript of A Voyage Round the World arrived at the printer. Publication was eagerly awaited—the naturalist Gilbert White (who was the publisher’s brother) excitedly informed friends and family at the end of January 1777 that publication was imminent. George felt no sense of relief because he had to begin the German translation immediately.

Reinhold had signed a contract with a German publisher who had travelled from Berlin to London in the previous summer. Karl Spener was an ambitious young man who had taken over his father’s firm at the age of twenty-three and who had met the Forsters already before the Resolution voyage when he visited England in 1771. Spener was only five years older than George and would become a trusted friend. George, Reinhold decided, would translate his own book, a daunting prospect given the many years in which George had spoken only English—he didn’t even converse in German with his family (and for the rest of his life, his father would speak and write to him in English). George’s letters to friends and acquaintances in Germany were always peppered with English words and his written German had become erratic. ‘I just have to ask one thing,’ he wrote to Spener with apprehension, ‘can the Berlin printers spell correctly?’ Someone would need to correct the final manuscript.

George was ill, exhausted, and had lost so much weight that even Reinhold Forster had to admit his son might need some assistance. It arrived in the form of Rudolf Erich Raspe, a brilliant eccentric who had fled the German state of Hesse-Kassel after it was discovered that he had been stealing and selling ancient coins from the collections of his employer, Landgrave Friedrich II. With news travelling slowly, Raspe wangled himself onto the guest list of the Royal Society but was soon expelled. He would later write the hugely successful Baron Munchausen’s Narrative of his Marvellous Travels and Campaigns in Russia — a whimsical satire in which the eponymous protagonist performs such feats as riding on a cannonball, shooting a stag with cherry stones (the stag subsequently grows a cherry tree between his antlers) and visiting the moon. For the moment, Raspe was to work with George on the German translation of A Voyage Round the World. Progress was woefully slow and Raspe was often ill. Like his fictional character Munchausen, he also had a tendency to exaggerate and lie, coming up with excuses for his failure to deliver and reasons to borrow money from the Forsters. George spent a lot of time merging the voices of two translations into one and the collaboration ended in anger. Raspe, George told Spener, liked only himself and believed that others existed entirely to serve him.

The English edition of A Voyage Round the World was published on 17 March 1777. Six weeks later, Captain Cook’s own Voyage Towards the South Pole appeared, printed in a larger format and illustrated with more than sixty engravings after the drawings by William Hodges, the expedition artist—but the images of animals and plants were copied from George’s drawings which Banks had bought. It was one thing that George hadn’t been allowed to use Hodges’ evocative landscapes and depictions of indigenous people (as his father believed had been initially agreed with the Admiralty), but quite another that he couldn’t use his own drawings after Reinhold had sold them. But to see them published in Cook’s book now was a terrible blow.

Thankfully, the reviews of George’s A Voyage Round the World were mostly positive, with several writers commenting that they felt as if they were actually travelling on the Resolution. George was delighted. Samuel Johnson, one of the great literary figures of the age and the author of A Dictionary of the English Language, called the book ‘a great affection of fine writing’. Johnson’s friend and biographer James Boswell declared that ‘he carries you along with him’. Those who compared the two books favoured George’s A Voyage Round the World. ‘Captain Cook’s own narrative is a mere sailor’s journal,’ wrote one reviewer, but he was disappointed by the lack of illustrations in George’s account. ‘Every page of it abounds with life and character,’ raved the reviewer for The Town and Country Magazine, ‘painted with all the force of language.’ More than a dozen reviews were published in England, several with long extracts.

Rather than wait for the German translation, many German reviewers also read the English edition. Most admired the book, describing it as ‘ravishing’ and ‘admirable’, but there were also critical voices. One took offence at George’s description of the Dutch East India Company as ‘cruel and ambitious spice merchants’, and another disliked the favourable depiction of indigenous people, complaining about his ‘acerbic allusions to the cruelty, harshness and vices of the Europeans’. Confident about his arguments and portrait of the islanders, George sent a public reply to one of Germany’s leading newspapers, asking: ‘Why not deliver eulogies on virtues? They may appear anywhere—in a beggar’s hut or a palace, in Europe or Tahiti.’ He had no interest in repeating tedious prejudices against the indigenous people—‘I therefore show real virtues among savages, where in similar cases vices prevail among civilized people.’

The most glowing German review came from Christoph Martin Wieland, a distinguished writer who declared George nothing less than a poet. In an extensive commentary, published over three issues of the Teutsche Merkur, one of Germany’s most important journals, Wieland pronounced A Voyage Round the World a thrilling book. The descriptions were painterly and humanistic, executed with intensity and enthusiasm. It was a masterpiece. As always, Reinhold attempted to take the credit, insisting that he had shaped his son. ‘I alone was his leader, his teacher,’ he later said to Wieland, ‘who awakened the dormant spark of divinity in him.’

Within six months, pirated French and Swedish translations were available, followed by Spanish and Russian editions, and then even more French editions. None were authorized. Soon the book was declared a classic but it didn’t sell enough copies to support Reinhold’s spending habits, and of course they never received any money from the pirated translations. People loved pictures, George admitted, and at two guineas A Voyage Round the World cost the same as Cook’s generously illustrated and Admiralty-subsidized account. Father and son would have to find other ways to finance their life in London.

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Explorers Return to Europe, 1775

From The Traveler: One Man’s Quest for Humanity from the South Seas to Revolutionary Paris, by Andrea Wulf (Knopf, 2026), Kindle pp. 207-208:

Before they had left England, it had been decided that the Resolution would return via Cape Town—which was why friends and families had sent letters there to wait for the crew on their arrival. The men devoured fresh food and letters and news. They read piles of old newspapers to catch up. ‘Sweden delivered from the yoke of aristocratical tyranny’, George was glad to learn. In the so-called Swedish Revolution, the young king Gustav III had been the mastermind in a coup d’état which had ended the stronghold that the nobility had exercised over the monarchy. He was not intending to take away freedom, the king had said, but wanted to stop aristocratic despotism and establish ‘a right kind of Liberty that only can make you, my dear subjects, happy’. Like other enlightened rulers at the time, he had then begun to reform the justice system and economy, as well as instituting limited religious freedom.

France had a new king: at the age of nineteen, Louis XVI had succeeded his grandfather in May 1774 during the second visit of the Resolution to Tahiti. Poland had lost vast swathes of land when Russia, Prussia and Austria had divided around a third of the country between them. Having added a huge territory to Prussia in the Polish partition, the Prussian king was, George noted, ‘resting from his triumphs’. George also read that Russia and the Ottoman Empire had signed a peace treaty in July 1774, ending the war that had begun in 1768. With Russia gaining land and the right to protect Christians in the Muslim realm, the treaty marked the beginning of the decline of the once powerful Ottoman Empire, which for long had controlled large parts of south-east Europe and the Middle East. George was optimistic. After the long years of war in Europe, peace seemed finally possible. Everything ‘promised general happiness to the human race’.

But trouble was brewing in the British colonies in North America. In December 1773 a group of colonists had dumped more than 300 chests of tea—the entire shipment of three East India Company vessels—into Boston harbour in protest against Britain’s new tax regulations on tea. A month later the rebels had tarred and feathered a British customs collector. On 5 September 1774, just as the Resolution had landed in New Caledonia, the colonists had convened the First Continental Congress in Philadelphia—a congress of elected colonial delegates—to discuss how best to respond to British rule in North America. Frustrated by the lack of parliamentary representation and economic restrictions, the delegates called for a boycott of British goods and recommended that each colony establish its own militia.

There was also news from the Adventure, which had stopped in Cape Town on her way to England exactly a year earlier, in March 1774. The men of the Resolution were horrified to learn that ten crew members had been killed and eaten by the Māori, but Cook refused to pass judgement until the news had been confirmed. He had always found the Māori to be brave and open-minded, ‘but they are a people that will never put up with an insult if they have an opportunity to resent it’. George agreed. John Rowe, one of the officers who had been cannibalized, had always shown a brutal disregard for indigenous people and ‘been exceeding desirous of firing upon them’. The Māori must have been provoked. ‘The whole tenour of their behaviour to Europeans, seems to acquit them of treachery and cruel malevolence,’ George wrote, ‘it is therefore greatly to be suspected that they took umbrage at some affront, perhaps unwittingly committed by the strangers, and revenged it.’

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George Forster’s Early Youth

From The Traveler: One Man’s Quest for Humanity from the South Seas to Revolutionary Paris, by Andrea Wulf (Knopf, 2026), Kindle pp. 27-28:

George Forster was ten when he went on his first expedition.

He was a slender boy, small for his age, but what he lacked in physical strength he made up for in tenacity during the five months that he and his father travelled through Russia. In charge of collecting and identifying plants, the ten-year-old would wander off alone, eyes wide open, searching for new discoveries—sometimes climbing trees, at others keeping his head near the ground to study the vegetation with a magnifying glass. When he returned to the tent with full bags, he would press the samples he had found between paper, carefully arranging blossoms and leaves so that he could classify them later. Soon his collection had risen to 700 specimens.

While other children sat on hard benches in orderly rows at school, learning by rod and rote, George found himself galloping on small Kalmyk horses across the Russian steppes and wading through marshes on the banks of the Volga river. He watched a violent wildfire race across the vast grasslands to the east, its ravenous flames consuming everything in its path. He remembered the terror he felt that day for the rest of his life. Instead of studying arithmetic or conjugating Latin verbs, he observed flocks of black herons, wild boars and wolves, and huge Bactrian camels used by the nomadic Kalmyks as pack animals, which evoked the stories of the Arabian Nights and Ali Baba. He met Muslim Tatar traders along the Volga, fierce Cossack warriors from the open steppes to the east who wore sheepskin hats, baggy trousers and colourful caftans, and German settlers so destitute that they lived in earth dugouts in the ground. Near today’s Russian border with Kazakhstan, he marvelled at Lake Elton, a huge shallow salt lake with a shoreline encrusted in a thick white layer like snow, against water which algae had turned blood red. And in the Ryn Desert just north of the Caspian Sea, he felt piercing winds whip across the dunes, as wild as the land itself.

Russia was on a different scale from the flat gentle countryside where George had been raised near Gdansk, in today’s Poland. Everything here was vaster and emptier. The skies, lakes and land were bigger, the distances immense, and the weather extreme. He feasted his eyes and tasted new foods. He ate wild asparagus, drank fermented mare’s milk—‘of a nauseous or disagreeable Taste’—and enjoyed the refreshing juice of bog cranberries mixed with water and honey after the long dusty days on horseback.

This was not like learning from the books he loved. He could see, smell and feel that he had entered another world. The food had a different flavour, the languages were unfamiliar, and the people looked nothing like those at home. In Russia, he absorbed a new and very foreign country for the first time. At the age of ten, he became a traveller.

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