Category Archives: migration

Changing USSR Nationality Policy

From The Russo-Ukraine War: The Return of History, by Serhii Plokhy (W. W. Norton, 2023), Kindle pp. 18-21:

The USSR began its life with massive affirmative action for the non-Russian cultures outside the Russian Federation. But cultural Russification of the borderlands returned in the late 1920s and early 1930s, when Stalin emerged as Lenin’s sole successor and began preparing the country for war. One reason for the change was industrialization, which, given Russian control of the all-Union party, came with the advance of Russian as the language of administration, science, and technology. Another reason was accommodation of the Russians as the largest nationality in the now Soviet empire, along with concern to integrate the non-Russian nationalities culturally so that they would not switch sides in the coming war.

In Ukraine, the largest non-Russian republic of the USSR, the change of nationality policy was signaled by show trials against the Ukrainian intelligentsia. The first such trial, which took place in 1929, was followed by an attack on the Ukrainian party cadres and the peasantry, which reached its peak during the Holodomor, or the Great Ukrainian Famine of 1932–33. A number of key Ukrainian communists committed suicide, while others were dismissed from their positions and jailed. As many as four million people were starved to death as part of a concerted campaign to crush the peasant resistance to the collectivization and maximize grain delivery for Soviet industrialization. In the month leading up to the start of the famine, Stalin warned his associates that such measures were needed to prevent loss of control over Ukraine. The Holodomor turned Ukraine, previously known as the breadbasket of Europe, into a land devastated by famine.

World War II led to another shift in Moscow’s policy toward the nationalities. Although Russocentrism was not abandoned, more manifestations of Ukrainian and other non-Russian patriotism were allowed. The Soviet takeover of Poland’s eastern provinces following the Molotov-Ribbentrop Pact of 1939 was justified as liberation of fellow Ukrainians and Russians from Polish capitalist oppression. It was also celebrated in ethnic terms as the reunion of western Ukraine and western Belarus with the corresponding Soviet republics. The old imperial reunification paradigm was back, dressed this time in Ukrainian and Belarusian clothing. After Hitler attacked the USSR in June 1941, non-Russian nationalism was mobilized once again, especially in Ukraine, to encourage patriotic resistance to the German invasion. Once German forces occupied all of Ukraine with the assistance of their Romanian and Hungarian allies, Moscow did not mind promoting the Ukrainian language, culture, and history to mobilize resistance and inspire the loyalty of more than six million Ukrainians drafted into the Red Army. The Ukrainian card was also played at home and abroad to justify the military takeover and annexation of western Ukrainian lands ruled by Poland, Czechoslovakia, and Romania during the interwar period.

In 1914 the Russian army had captured the city of Lviv, then under Austrian rule, justifying it as liberation of fellow Russians—that was the tsarist authorities’ official term for the local population. As World War II drew to an end, the Soviets played not the Russian but the Ukrainian national card when they integrated Lviv into the Ukrainian SSR, although the city was largely Polish in ethnic composition, with Jews (largely exterminated during the Holocaust) as the second-largest ethnic group.

While the authorities were eager to exploit Ukrainian ethnicity to justify Soviet westward expansion, they did not welcome or tolerate every expression of Ukrainian patriotism and nationalism. The radical Organization of Ukrainian Nationalists (OUN), formed in the western Ukrainian lands during the interwar period, was considered particularly dangerous. Its members were known to the Soviets as Banderites: their leader, Stepan Bandera, and some of his followers were imprisoned in German concentration camps after a failed attempt to declare an independent Ukrainian state in alliance with Germany and against the USSR in the summer of 1941. The Nazi occupiers, who regarded Slavs as subhuman, deported more than two million Ukrainians to Germany as slave laborers and persecuted Ukrainian patriots of every description.

The two branches of the OUN, one led by Bandera, the other by his less-known rival Andrii Melnyk, turned against the Germans by the end of 1941. In 1943 the Bandera faction assumed leadership of the 100,000-strong Ukrainian Insurgent Army, a guerrilla force that fought against the Polish Home Army and the Nazis and, later, against the Red Army for control of western Ukraine. The Ukrainian nationalist insurgency was not completely crushed until the early 1950s, the last years of Stalin’s rule, earning the designation of the strongest and longest-lasting movement of resistance to the Soviets anywhere in east-central Europe.

The Soviets did their best to discredit the Ukrainian nationalists by condemning their early collaboration with the Germans and exposing the participation of some OUN members in the Holocaust and the ethnic cleansing of Poles during the German occupation of Ukraine. They also made major concessions to the Ukrainian language, which became dominant in western Ukrainian government institutions, replacing Polish. But the Sovietization of western Ukraine was carried out mainly by repression. Not only the captured fighters of the Ukrainian Insurgent Army but also civilians suspected of helping the insurgents were resettled or deported en masse to gulag camps in the Russian SFSR, making Ukrainians the largest ethnic group of political prisoners in the Soviet Union—a phenomenon documented by Aleksandr Solzhenitsyn in his Gulag Archipelago.

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Polish & Ukrainian Anthems

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 213-214:

THE UKRAINIAN NATIONAL anthem begins with the words “Ukraine has not yet perished,” hardly an optimistic beginning for any kind of song. But this is not the only anthem whose words do not inspire optimism. The Polish national anthem starts with the familiar line “Poland has not yet perished.” The words of the Polish anthem were written in 1797 and those of the Ukrainian one were penned in 1862, so it is quite clear who influenced whom. But why such pessimism? In both cases, Polish and Ukrainian, the idea of the death of the nation stemmed from the experience of the late eighteenth century—the partitions of Poland and the liquidation of the Hetmanate.

Like many other anthems, the Polish one was originally a marching song written for the Polish legions fighting under the command of the future emperor of France, Napoleon Bonaparte, in his Italian campaigns. The song was originally known as the “Dąbrowski mazurka,” named for a commander of the Polish troops, Jan Henryk Dąbrowski. Many of the Polish legionnaires, including the commander himself, had taken part in the Kościuszko Uprising, and the lyrics were meant to lift their spirits after the destruction of their state by the partitioning powers. The song’s second line asserts that Poland will not perish “as long as we are alive.” By associating the nation not with the state but with those who considered themselves its members, the Polish anthem gave hope not just to the Poles but also to representatives of other stateless nations. A new generation of patriots in Poland and Ukraine refused to accept the disasters of the previous century as the final verdict on their nations. Both Polish and Ukrainian activists promoted a new understanding of a nation as a democratic polity made up of citizen patriots rather than a territorial state.

IN THE FIRST decade of the nineteenth century, Napoleon and his soldiers brought the ideas of nation and popular sovereignty to the rest of Europe in their songs and at the points of their bayonets. In 1807, the dream of the Polish legionnaires came a step closer to realization when, after defeating Prussia, the French emperor created the Duchy of Warsaw out of territories annexed by that country during the partitions of Poland. To the Poles, this offered the exciting prospect of the restoration of their homeland. In 1812, after Napoleon’s invasion of the Russian Empire, Poles under Russian rule rose in support of the French invader, whom they considered a liberator. Adam Mickiewicz, the foremost Polish poet of the era, reflected the Polish nobility’s excitement at the advance of the French army into today’s Belarus in his epic poem Sir Thaddeus, which is still required reading in today’s Polish (but not Belarusian) schools. “Glory is ours already,” says one of the poem’s Polish characters, “and so we shall soon have our Republic again.”

In 1815, when entering the University of Vilnius, the sixteen-year-old Mickiewicz gave his name as Adam Napoleon Mickiewicz. By that time, Polish hopes of having “our Republic again” had been crushed. Napoleon, Dąbrowski, and their French and Polish troops had retreated from the Russian Empire in defeat.

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Russia Closes the Steppe Frontier, 1774

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 204-205:

The Treaty of Kuchuk Kainarjae, signed in 1774, looked like a setback for Russian aspirations in the Black Sea region. Imperial troops had to leave the Danube principalities of Moldavia and Wallachia. St. Petersburg also had to remove its troops from the Crimea. The reason was simple: a number of European powers were unhappy with the sudden growth of Russian influence in the region. But the treaty benefited the Russian Empire in other ways. It effectively expelled the Ottomans from the northern Black Sea region and the Crimea. Russia established its outposts on the Azov and Black Seas. The Crimean Khanate was now declared an independent state. That was a one-sided description: while the peninsula became independent of Istanbul, it now depended on St. Petersburg.

The formal annexation of the Crimea to the Russian Empire took place in 1783, with the Russian army entering the peninsula and sending the last Crimean khan into exile in central Russia. Bezborodko, by then a leading architect of Russian foreign policy, played an important role in this development. He was also an author of the so-called Greek Project, a plan to destroy the Ottoman Empire and establish a new Byzantium under Russian control, as well as to create Dacia, a new country on the Danube consisting of Moldavia and Wallachia. The project never came to fruition, but its echoes still resonate in the Greek names given by the imperial authorities to the Crimean towns, including Simferopol, Yevpatoria, and the most famous of them, Sevastopol—the Russian naval base established on the peninsula two years after its annexation.

Alarmed by Catherine’s trip to the Crimea in 1787 and rumors of the Greek Project, the Ottomans began a new war for control of the northern Black Sea coast. They lost once again, this time to allied Russian and Austrian troops. According to the peace treaty signed at Jassy in 1792 by Oleksandr Bezborodko, the Russian Empire extended its control to all of southern Ukraine. The Ottomans now recognized both the Crimea and the Kuban region across the Strait of Kerch as Russian territories. With a stroke of Bezborodko’s pen, the Russian Empire had closed the Ukrainian steppe frontier. The cultural frontier, however, remained in place, simply becoming an internal one.

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Aftermath of Poltava, 1709

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 178-179:

THE COSSACK HETMANATE, which survived under the suzerainty of the Muscovite tsars only on the Left Bank of the Dnieper, served as a construction site for a number of nation-building projects. One of them, closely associated with the name “Ukraine” and a view of the Hetmanate as a distinct Cossack polity and fatherland, became the foundation for the development of modern Ukrainian identity. Another, associated with the official Russian name of the Hetmanate, “Little Russia,” laid the basis for what would later become known as “Little Russianism,” the tradition of treating Ukraine as “Lesser Russia” and the Ukrainians as part of a larger Russian nation.

Both intellectual traditions coexisted in the Hetmanate before the last major Cossack revolt, led by Hetman Ivan Mazepa in 1708. Mazepa’s revolt targeted Muscovy and the official founder of the Russian Empire, Tsar Peter I. It ended in defeat as the Russians overcame the Swedish army, which Charles XII led into Ukraine. The Battle of Poltava in 1709 profoundly changed the fate of the Cossack Hetmanate and Ukraine as a whole. The loss for Charles was a double loss for Mazepa and his vision of Ukraine as an entity separate from Russia. In subsequent years, the Little Russian interpretation of Ukrainian history and culture as closely linked to Russia would become dominant in the official discourse of the Hetmanate. The idea of Ukraine as a separate polity, fatherland, and indeed nation did not disappear entirely but shifted out of the center of Ukrainian discourse for more than a century.

 

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Ukraine’s Magna Carta?

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 161-164:

WHATEVER THE LEGAL and ideological underpinnings of the Pereiaslav agreement, the tsar honored Buturlin’s promise and gave the Cossacks what the Polish king had never agreed to: recognition of Cossack statehood, a Cossack register of 60,000, and privileged status for the Cossack estate. He also recognized the liberties enjoyed by other social strata under the Polish kings.

First and foremost, however, the agreement laid the foundations for a military alliance. It established no western boundary for the Cossacks’ territory—they could go as far as their sabers would take them. The Muscovite and Cossack armies entered the war against the commonwealth on their separate fronts: the Cossacks, assisted by a Muscovite corps, led the offensive in Ukraine, within the boundaries of the Kingdom of Poland; the Muscovite troops launched an offensive near Smolensk and moved west through Belarus and then into Lithuania, north of the Lublin border between the grand duchy and the kingdom. The joint offensive of Muscovite and Cossack troops brought unexpected results. Whereas in 1654 the Polish and Lithuanian troops, assisted by the Crimean khan, had managed to resist the offensive from the east, in the summer and fall of 1655 the Polish-Lithuanian counteroffensive collapsed: the Cossacks once again besieged Lviv, and Muscovite troops entered Vilnius, the capital of the grand duchy.

This was the beginning of the era known in Polish history as the Deluge. Not only did the Muscovite and Cossack armies move deep into the commonwealth, but in July 1655 the Swedes launched an offensive of their own across the Baltic Sea. By October, both Warsaw and the ancient Polish capital of Cracow were in Swedish hands. Alarmed by the prospect of a complete Polish collapse and a dramatic expansion of Sweden, which now claimed the parts of the Grand Duchy of Lithuania conquered by Muscovite troops, in the fall of 1656 Muscovite diplomats concluded an agreement with the commonwealth in Vilnius that put an end to Polish-Muscovite hostilities. Khmelnytsky and the Cossack officials were enraged at being denied access to the negotiations. The separate peace with Poland was leaving the Cossacks one on one with their traditional enemy. As far as they were concerned, the tsar was reneging on his main obligation under the Pereiaslav agreement—the military protection of his subjects.

Bohdan Khmelnytsky ignored the Muscovite-Polish deal and sent his army to help an ally of Sweden, the Protestant ruler of Transylvania, fight the Poles. Now, even the military alliance between the tsar and the Cossacks came into question. Khmelnytsky had been looking for new allies since Sweden’s entry into the war with Poland. The Swedes seemed determined to destroy the commonwealth, which Khmelnytsky also wanted. Negotiations to conclude a Ukrainian-Swedish agreement that would put an end to the commonwealth and guarantee the inclusion not only of Ukraine but also parts of what is now Belarus in the Cossack state gained new impetus from what the hetman regarded as the tsar’s betrayal of Ukraine.

Khmelnytsky, however, did not live to see the conclusion of this new international alliance. He died in August 1657, leaving the state he had created and the Cossacks he had led at a crossroads. Although Khmelnytsky believed that his alliance with the tsar had already run its course, he formally abided by the deal he had made in Pereiaslav. Events there became an important part of the old hetman’s large and contradictory legacy. Cossack chroniclers of the eighteenth century celebrated him very much in the same vein as the professors and students of the Kyivan College had done on his entrance into Kyiv in December 1648. They extolled him as the father of the nation, the liberator of his people from the Polish yoke, and the hetman who had negotiated the best possible arrangement with the tsar: they considered the Articles of Bohdan Khmelnytsky, approved by the tsar after Pereiaslav, a Magna Carta of Ukrainian liberties in the Russian Empire.

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Cossacks Join the Tsar, 1654

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 159-161:

THE TURNING POINT in the internationalization of the Khmelnytsky Revolt took place on January 8, 1654, in the town of Pereiaslav. On that day, Bohdan Khmelnytsky and a hastily gathered group of Cossack officers swore allegiance to the new sovereign of Ukraine, Tsar Aleksei Romanov of Muscovy. The long and complex history of Russo-Ukrainian relations had begun. In 1954, the Soviet Union lavishly celebrated the tricentennial of the “reunification” of Ukraine and Russia. The implication was that all of Ukraine had chosen at Pereiaslav to rejoin Russia and accepted the sovereignty of the tsar. What actually happened at Pereiaslav in 1654 was neither the reunification of Ukraine with Muscovy (which would be renamed “Russia” by Peter I) nor the reunion of two “fraternal peoples,” as suggested by Soviet historians. No one in Pereiaslav or Moscow was thinking or speaking in ethnic terms in 1654. Bohdan Khmelnytsky’s speech at the council of Cossack officers, recorded in the materials of the Muscovite embassy, gives some idea of how the Ukrainian hetman presented and explained his actions:

We have convened a council open to the whole people so that you, together with us, might choose a sovereign for yourselves out of four, whomever you wish: the first is the Turkish tsar [sultan], who has often appealed to us through his envoys to come under his rule; the second is the Crimean khan; the third is the Polish king, who, if we wish, may still take us into his former favor; the fourth is the Orthodox sovereign of Great Rus’, the tsar, Grand Prince Aleksei Mikhailovich, the eastern sovereign of all Rus’, whom we have now been entreating for ourselves for six years with incessant pleadings. Now choose the one you wish!

No doubt, Khmelnytsky was playing games. The choice had already been made: he and the Cossack officers had decided in favor of the sovereign of Muscovy. According to the ambassadorial report, the hetman made his argument by appealing to the Orthodox solidarity of his listeners. Those taking part in the council shouted their desire for the “Eastern” Orthodox tsar as their ruler.

It sounded like one of the many religion-based alliances of the Reformation and Counter-Reformation: the Thirty Years’ War, in which the countries of Europe lined up largely on the basis of their religious identities, had ended only five years earlier. There is no need to blame either the Muscovite elites or their Ukrainian counterparts for not considering each other brothers and members of the same Rus’ nation. The two sides needed interpreters to understand each other, and Khmelnytsky’s letters to the tsar survived in the Russian archives largely in translations prepared by such official interpreters. The tradition of Kyivan Rus’ as represented by historical memory and religious belief still existed, but it was embodied only in a few handwritten chronicles.

Four centuries of existence in different political conditions, under the rule of different states, had strengthened long-standing linguistic and cultural differences that divided the future Belarus and Ukraine from the future Russia. Those differences came to the fore when Khmelnytsky and the colonels wanted to discuss conditions of the agreement with the Russian envoy, Vasilii Buturlin; he told them that the tsar would treat them better than the king had but refused to negotiate. Khmelnytsky objected, saying that they had been accustomed to negotiating with the king and his officials, but Buturlin responded that the Polish king, being an elective monarch, was not the equal of the hereditary Russian tsar. He also refused to take an oath with regard to the broad promises he had made to the Cossacks: the tsar, said Buturlin, swears no oath to his subjects. Khmelnytsky, who wanted Muscovite troops in battle as soon as possible, agreed to swear allegiance to the tsar with no reciprocal oath.

The Cossacks thought of the Pereiaslav agreement as a contract with binding obligations on both sides. As far as Khmelnytsky was concerned, he and his polity were entering into a protectorate under the tsar’s authority. They promised loyalty and military service in exchange for the protection offered by Muscovy. The tsar, however, perceived the Cossacks as new subjects toward whom he would have no obligations after granting them certain rights and privileges. As for his right to the new territory, he thought in dynastic terms. As far as he and his chancellery were concerned, the tsar was taking over his patrimony: the cities of Kyiv, Chernihiv, and Pereiaslav.

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Cossacks & Tatars vs. Poles & Jews

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 151-153:

Up to that point, developments resembled those of previous Cossack uprisings, but Khmelnytsky changed the familiar pattern. Before marching northward, capturing towns, and confronting the commonwealth army, he went south in search of allies. In a dramatic reversal of established steppe politics, he offered the Crimean khan his friendship and an opportunity. The cautious khan allowed his vassals, the Noghay Horde north of the Crimea, to join the Cossacks. For Khmelnytsky and the Cossack rebels, this was a major coup. While the popular image of the Cossack nowadays is a man on horseback, in the mid-seventeenth century most Cossacks were in fact infantrymen. They lacked a cavalry of their own because maintaining one was too expensive: only nobles could afford to keep a battle-ready horse, often more than one. Khmelnytsky’s new alliance with the Tatars, who fought on horseback, solved the cavalry problem. From then on, the Cossacks could not only take poorly fortified borderland towns or defend themselves in fortified camps but also confront the Polish army in the field.

It did not take long for the alliance to prove its worth. In May 1648, Cossack and Tatar forces defeated two Polish armies, one near the Zhovti Vody (Yellow Water) River near the northern approaches to the Zaporozhian Sich, the other near the town of Korsun in the middle Dnieper region. A key to Cossack success, apart from the participation of Noghay cavalry (close to 4,000 horsemen) in both battles, was the decision of some 6,000 registered Cossacks to switch sides, abandon their Polish masters and join the Khmelnytsky revolt. The Polish standing army was completely wiped out. Its two chief commanders, the Crown grand hetman and the Crown field hetman, as well as hundreds of officers, ended up in Tatar captivity.

While the Cossacks’ sudden success shocked the commonwealth, Khmelnytsky and his closest supporters could not believe their luck. The hetman did not know what move to make next. In June 1648, with the Polish armies gone and the commonwealth in disarray, Bohdan Khmelnytsky took something of a summer hiatus and retired to his native Chyhyryn to consider what to do. But the rebels refused to take any breaks. With the old registered Cossacks gathered near Bila Tserkva, a town south of Kyiv, the popular uprising began in earnest in the rest of Ukraine. Inspired by the news of Cossack victories, the peasants and the townspeople took matters into their own hands, attacking the estates of large landowners, harassing their retreating private armies, settling scores with nobles, and hunting down Catholic priests. But those who suffered most from the peasant revolt in the summer of 1648 were the Jews of Ukraine.

The first letters that Khmelnytsky sent to the authorities as the revolt began already mentioned Jewish leaseholders. The Cossack hetman complained of the “intolerable injustices” that the Cossacks were suffering at the hands of the royal officials, the colonels—Polish commanders of the registered Cossacks—and “even” the Jews. Khmelnytsky mentioned the Jews in passing, placing them in the third or even fourth echelon of Cossack enemies, but the rebels in Right-Bank Ukraine, where Jews began to suffer attack en masse in June 1648, had their own priorities. They assaulted and often killed Jews (especially men), leading to the destruction of entire communities, which they all but wiped from the map in the course of three summer months of 1648. We do not know the number of victims, as we do not know the number of Jews living in the region before the revolt, but most scholars estimate Jewish losses at 14,000 to 20,000 victims—a very high number, given the time and place. For all its rapid economic development, seventeenth-century Ukraine was relatively sparsely settled.

Twentieth-century Jewish and Ukrainian historians have placed considerable emphasis on the underlying social causes of anti-Jewish antagonism in Dnieper Ukraine of that period. Rivalry between Jewish and Christian merchants and artisans in the cities and towns, as well as the Jewish leaseholders’ role as middlemen between nobles and peasants, did indeed contribute to the violence unleashed by the Cossack revolt. But one should not lose sight of religious motives in the attacks on Ukrainian Jewry. Religion was essential to social identity on both sides of the Christian-Jewish divide. It was not for nothing that the best-known Jewish chronicler of the massacres, Nathan Hannover, called the attackers “Greeks,” referring to their Orthodox religion, not their nationality. Some rebels felt that they were on a religious mission to convert those Jews who had escaped the massacre. Forced conversion to Christianity saved the lives of many Jewish men. Some of them joined the Cossack ranks, while others returned to Judaism once the threat of annihilation was over.

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Poles & Cossacks vs. Ottomans

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 127-131:

The Ukrainian Cossacks, who had begun their international career in the 1550s by serving the tsar of Muscovy, Ivan the Terrible, paid an unsolicited visit to Moscow during the first decade of the seventeenth century. Muscovy was then in turmoil because of an economic, dynastic, and political crisis known as the Time of Troubles. It began at the turn of the seventeenth century with a number of devastating famines caused in part by what we today call the Little Ice Age—a period of low temperatures that lasted half a millennium, from about 1350 to 1850, peaking around the beginning of the seventeenth century. The crisis afflicted Muscovy at a most inopportune time, when its Rurikid dynasty had died out and a number of aristocratic clans contested the legitimacy of the new rulers. The dynastic crisis came to an end in 1613 with the election to the Muscovite throne of the first Romanov tsar. But before the crisis was resolved, a number of candidates for the throne, some of them “pretenders” claiming to be surviving relatives of Ivan the Terrible, tried their political luck, opening the door to foreign intervention.

During the lengthy interregnum, the Cossacks supported the two pretenders seeking the Muscovite throne, False Dmitrii I and False Dmitrii II. Up to 10,000 Cossacks joined the army of Field Crown Hetman Stanisław Żółkiewski of Poland when he marched on Moscow in 1610. The election to the Muscovite throne three years later of Tsar Mikhail Romanov, founder of the dynasty that lasted until the Revolution of 1917, did not end Cossack involvement in Muscovite affairs. In 1618, a Ukrainian Cossack army of 20,000 joined Polish troops in their march on Moscow and took part in the siege of the capital. The Cossacks helped end the war on conditions favorable to the Kingdom of Poland. One of them was the transfer to Poland of the Chernihiv land, which the Grand Duchy of Lithuania had lost in the early sixteenth century. By the mid-seventeenth century, Chernihiv would become an important part of the Cossack world. As always, however, the Cossacks both helped and hindered the Polish kings in advancing their foreign-policy agenda. In its war with Muscovy, the Polish-Lithuanian Commonwealth never got the support it hoped for from the Ottoman Empire, partly because of continuing Cossack seagoing expeditions and attacks on the Ottoman littoral.

In 1606, descending the Dnieper and entering the Black Sea on their longboats, called “seagulls” (chaiky), the Cossacks stormed Varna, one of the strongest Ottoman fortresses on the western Black Sea shore. In 1614 they pillaged Trabzon on the southeastern shore, and in the following year they entered the Istanbul harbor of the Golden Horn and pillaged the suburbs, much as the Vikings had done some 750 years earlier. But whereas the Vikings had also traded with Constantinople, the Cossack expeditions were akin to pirate attacks on seashores from the Mediterranean to the Caribbean. They came to rob, take revenge, and, as Ukrainian folk songs related, liberate long-suffering slaves. In 1616, they attacked Kaffa, the main slave-trading center on the Crimean coast, and liberated all the captives.

The sultan, his court, and the foreign ambassadors who witnessed one Cossack attack after another on the mighty Ottoman Empire were stunned. The Christian rulers could now take the raiders seriously as potential allies in a war against the Ottomans. The French ambassador in Istanbul, Count Philippe de Harlay of Césy, wrote to King Louis XIII in August 1620, “Every time the Cossacks are near here on the Black Sea, they seize incredible booty despite their weak forces and have such a reputation that strokes of the cudgel are required to force the Turkish soldiers to do battle against them on several galleys that the grand seigneur [the sultan] sends there with great difficulty.”

While Count Philippe was informing his king about the inability of the Ottomans to curb the Cossack seagoing expeditions, advisers to sixteen-year-old Sultan Osman II were considering how to wage war on two fronts: against the Polish army on land and the Cossacks at sea. In the summer of 1620, the Ottoman army marched toward the Prut River in today’s Moldova against the commonwealth, whose troops included private Cossack armies of Polish and Ukrainian magnates. The campaign aimed ostensibly to punish the commonwealth for not curbing Cossack attacks on the Ottomans. In reality, the agenda was much broader. The Ottomans were trying to protect their vassals in the region from the growing influence of the commonwealth. The Polish army, numbering some 10,000 soldiers, and the Ottoman force, twice as large according to some estimates, clashed in September 1620 near the town of Ţuţora on today’s Moldovan-Romanian border. The battle went on for twenty days, ending with a crushing defeat for the commonwealth.

Since the commonwealth had no standing army, the court and the entire country panicked. Everyone expected the Ottomans to continue their march on Poland. Indeed they did. In the following year, a much larger Ottoman army, estimated at 120,000 soldiers and led by the sultan himself, passed through Moldavia on its way to the commonwealth. The Ottomans met a commonwealth force approximately 40,000 strong, half of it made up of Ukrainian Cossacks, led by Petro Konashevych-Sahaidachny, hero of the Cossacks’ raid of 1616 on Kaffa and commander of their march on Moscow two years later. The battle lasted a whole month, waged on the banks of the Dniester River near the fortress of Khotyn, which the Ottomans besieged.

The Battle of Khotyn ended with no clear victory for either side, but that uncertain outcome was regarded in Warsaw as a triumph for the Kingdom of Poland. The Poles had stopped the huge Ottoman army at their borders and signed a peace treaty that involved no territorial losses. Everyone understood that this result would have been all but impossible without the Cossacks. For the first time—and a short time at that—the Cossacks became the darlings of the entire commonwealth. Books that appeared soon after the battle would lionize Petro Konashevych-Sahaidachny, whose monument stands today in the Podil district of Kyiv at the head of the street named after him, as one of the greatest Polish warriors.

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Slave Trade on the Steppe

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 118-121:

IN THE COURSE of the fifteenth and sixteenth centuries, the Ukrainian steppes underwent a major political, economic, and cultural transformation. For the first time since the days of Kyivan Rus’, the line of frontier settlement stopped retreating toward the Prypiat marshes and the Carpathian Mountains and began advancing toward the east and south. Linguistic research indicates that two major groups of Ukrainian dialects, Polisian and Carpatho-Volhynian, began to converge from the north and west, respectively, shifting east and south to create a third group of steppe dialects that now cover Ukrainian territory from Zhytomyr and Kyiv in the northwest to Zaporizhia, Luhansk, and Donetsk in the east and extending as far to the southeast as Krasnodar and Stavropol in today’s Russia. This mixing of dialects reflected the movement of population at large.

The origins of that profound change were in the steppe itself. The struggle that began in the mid-fourteenth century within the Golden Horde, also known as the Kipchak Khanate, led to its disintegration by the mid-fifteenth century. The Crimean, Kazan, and Astrakhan khanates became successors to the Horde, none of them capable of uniting it and some even losing their independence. The Crimea became independent of the Golden Horde in 1449 under the leadership of a descendant of Genghis Khan, Haji Devlet Giray. The Giray dynasty, established by Haji Devlet, would last into the eighteenth century, but his realm would not remain independent. By 1478, the khanate had become a vassal state of the Ottoman Empire—the huge Turkic-dominated Muslim polity that replaced Byzantium as the major power in the western Mediterranean and Black Sea regions in the course of the fourteenth and fifteenth centuries. The Ottomans, who made Istanbul, the former Constantinople, their capital in 1453, took direct control over the southern shores of the Crimea, establishing their main center in the port city of Kaffa, today’s Feodosiia. The Girays controlled the steppelands of the Crimea north of the mountains, as well as the nomadic tribes of southern Ukraine, with the Noghay Horde becoming the most powerful of those tribes in the sixteenth century.

Security concerns and commercial interests attracted the Ottomans to the region. In particular they were interested in slaves. The slave trade had always been important in the region’s economy, but it now became dominant. The Ottoman Empire, whose Islamic laws allowed the enslavement only of non-Muslims and encouraged the emancipation of slaves, was always in need of free labor. The Noghays and the Crimean Tatars responded to the demand, expanding their slave-seeking expeditions to the lands north of the Pontic steppes and often going much deeper into Ukraine and southern Muscovy than the frontier areas. The slave trade supplemented the earnings that the Noghays obtained from animal husbandry and the Crimeans from both husbandry and settled forms of agriculture. Bad harvests generally translated into more raids to the north and more slaves shipped back to the Crimea.

All five routes that the Tatars followed to the settled areas on their slave-seeking raids went through Ukraine. Two of them east of the Dniester led to western Podolia and then to Galicia; two on the other side of the Southern Buh River led to western Podolia and Volhynia, then again to Galicia; the last passed through what would become the Sloboda Ukraine region around Kharkiv to southern Muscovy. If the demand for cereals led to the incorporation of the Ukrainian lands of the sixteenth century into the Baltic trade, their connection to the Mediterranean trade was due largely to Tatar raiding for slaves. Ukrainians, who constituted an absolute majority of the population of the steppe borderlands north of the Black Sea and moved into the steppes in search of grain, became the main targets and victims of the Ottoman Empire’s slave-dependent economy. Ethnic Russians northeast of the Crimea were a close second.

Michalon (Michael) the Lithuanian, a mid-sixteenth-century author who visited the Crimea, described the scope of the slave trade by quoting from his conversation with a local Jew who, “seeing that our people were constantly being shipped there as captives in numbers too large to count, asked us whether our lands also teemed with people, and whence such innumerable mortals had come.” Estimates of the numbers of Ukrainians and Russians brought to the Crimean slave markets in the sixteenth and seventeenth centuries vary from 1.5 million to 3 million. Children and adolescents brought the highest prices. The fates of the slaves differed. Most of the male slaves ended up on Ottoman galleys or working in the fields, while many women worked as domestics. Some got lucky, but only in a matter of speaking. Talented young men made careers in the Ottoman administration, but most of them were eunuchs. Some women were taken into the harems of the sultans and high Ottoman officials.

One Ukrainian girl known in history as Roxolana became the wife of the most powerful of the Ottoman sultans, Suleiman the Magnificent, who ruled from 1520 to 1566. Her son became a sultan under the name Selim II. Under the name Hürrem Sultan, Roxolana sponsored Muslim charities and funded the construction of some of the best examples of Ottoman architecture. Among these is the Haseki Hürrem Sultan Hamamı, a public bathhouse not far from Hagia Sophia in Istanbul, constructed by the best-known Ottoman architect, Mimar Sinan. In the course of the last two hundred years, Roxolana has figured as the heroine of novels and a number of television dramas in Ukraine and Turkey. To be sure, her life and career were the exception, not the rule.

The Tatar attacks and the slave trade left deep scars in Ukrainian memory. The fate of the slaves was the subject of numerous dumas—Ukrainian epic songs that lamented the fate of the captives, described their attempts to escape from Crimean slavery, and glorified the men who saved and freed slaves. Those folk heroes were known as Cossacks. They fought the Tatars, undertook seagoing expeditions against the Ottomans, and, indeed, freed slaves from time to time.

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Royals vs. Nobles, 1500s

From The Gates of Europe: A History of Ukraine, by Serhii Plokhy (Basic Books, 2017), Kindle pp. 107-109:

ALL OVER EUROPE, the sixteenth century was marked by the strengthening of royal authority, centralization of the state, and regularization of political and social practices. The other side of the coin was increasing aristocratic opposition to the growth of royal power, which in the Polish-Lithuanian case came from the aristocratic houses of the grand duchy, many of them deeply rooted in the princely tradition of Kyivan Rus’ and GaliciaVolhynia. But in the mid-sixteenth century, elite opposition to increasing royal power diminished in response to the growing external threat to the grand duchy, which it could meet only with the help of Poland. The threat came from the east, where in the course of the fifteenth century a major new power had been rising: the Grand Duchy of Muscovy.

In 1476 Grand Prince Ivan III, the first Muscovite ruler to call himself tsar, declared the independence of his realm from the Horde and refused to pay tribute to the khans. He also launched a campaign of “gathering the Rus’ lands,” taking Novgorod, Tver, and Viatka and laying claim to other Rus’ lands outside the former Mongol realm, including those of today’s Ukraine. In the last decades of the fifteenth century, the newly created Tsardom of Muscovy and the Grand Duchy of Lithuania entered into a prolonged conflict over the heritage of Kyivan Rus’. Muscovy was on the offensive, and by the early sixteenth century the grand dukes had to recognize the tsar’s rule over two of their former territories, Smolensk and Chernihiv. It was the first time that Muscovy had established its rule over part of what is now Ukraine.

The westward advance of Muscovy, stopped by the grand dukes at the beginning of the sixteenth century, resumed in the second half. In 1558, Ivan the Terrible, the decisive and charismatic but also erratic, brutal, and ultimately self-destructive tsar of Muscovy, attacked Livonia, a polity bordering on the grand duchy that included parts of what are now Latvia and Estonia, starting the Livonian War (1558–1583), which would last for a quarter century and involve Sweden, Denmark, Lithuania, and eventually Poland. In 1563, Muscovite troops crossed the borders of the grand duchy, taking the city of Polatsk and raiding Vitsebsk (Vitebsk), Shkloŭ (Shklov), and Orsha (all in present-day Belarus). This defeat mobilized support for the grand duchy’s union with Poland among the lesser Lithuanian nobility.

In December 1568 Sigismund Augustus, who was both king of Poland and grand duke of Lithuania, convened two Diets in the city of Lublin—one for the kingdom, the other for the grand duchy—in the hope that their representatives would hammer out conditions for the new union. The negotiations began on a positive note, as the two sides agreed to the joint election of the king, a common Diet, or parliament, and broad autonomy for the grand duchy, but the magnates would not return the royal lands in their possession—the principal demand of the Polish nobility. The Lithuanian delegates packed their bags, assembled their retinues of noble clients, and left. This move backfired. Unexpectedly for the departing Lithuanians, the Diet of the Kingdom of Poland began to issue decrees, with the king’s blessing, transferring one province of the grand duchy after another to the jurisdiction of the Kingdom of Poland.

The Lithuanian magnates who had feared losing their provinces to Muscovy were now losing them to Poland instead. To stop a hostile takeover by their powerful Polish partner, the Lithuanians returned to Lublin to sign an agreement dictated by the Polish delegates. They were too late. In March 1569, the Podlachia palatinate on the Ukrainian-Belarusian-Polish ethnic border went to Poland. Volhynia followed in May, and on June 6, one day before the resumption of the Polish-Lithuanian talks, the Kyivan and Podolian lands were transferred to Poland as well. The Lithuanian aristocrats could only accept the new reality—they stood to lose even more if they continued to resist the union. In his magisterial depiction of the Lublin Diet, Jan Matejko, a famous nineteenth-century Polish artist, portrayed the chief opponent of the union, Mikalojus Radvilas, on his knees but with his sword drawn in front of the king.

The Union of Lublin created a new Polish-Lithuanian state with a single ruler, to be elected by the nobility of the whole realm, and a single Diet. It extended the freedoms of the Polish nobility to their counterparts in the Grand Duchy of Lithuania, which maintained its own offices, treasury, judicial system, and army. The new state, called the Commonwealth of Both Nations—Polish and Lithuanian—was a quasi-federal polity dominated by the geographically expanded and politically strengthened Kingdom of Poland. The kingdom incorporated the Ukrainian palatinates not as a group but one by one, with no guarantees but those pertaining to the use of the Ruthenian (Middle Ukrainian) language in the courts and administration and the protection of the rights of the Orthodox Church.

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