Category Archives: migration

Balkan Wars Before World War

From The Sleepwalkers: How Europe Went to War in 1914, by Christopher Clark (Harper, 2013), pp. 42-45:

At the end of September 1911, only six months after the foundation of Ujedinjenje ili smrt!, Italy launched an invasion of Libya. This unprovoked attack on one of the integral provinces of the Ottoman Empire triggered a cascade of opportunist attacks on Ottoman-controlled territory in the Balkans. A loose coalition of Balkan states – Serbia, Montenegro, Bulgaria and Greece – mounted parallel assaults on Ottoman territory, thereby starting the First Balkan War (October 1912–May 1913). The result was a momentous victory for the Balkan allies over the Ottoman forces, who were driven out of Albania, Macedonia and Thrace. In the Second Balkan War (June–July 1913), the belligerents fought over the spoils of the first: Serbia, Greece, Montenegro and Romania fought Bulgaria for territories in Macedonia, Thrace and the Dobrudja.

The impact of these two wars is discussed in more detail in chapter 5. For the moment, it suffices to note that their most conspicuous beneficiary was Serbia, which acquired central Vardar, including Ohrid, Bitola, Kosovo, Štip and Kočani, plus the eastern half of the Sanjak of Novi Pazar (the western half fell to Montenegro). The kingdom’s territorial extent increased from 18,650 to 33,891 square miles and its population grew by more than one and a half million. The acquisition of Kosovo, the mythscape of Serbian national poetry, was a cause for great rejoicing, and since the kingdom now shared a border with Montenegro to the west, there was the prospect that Serbia might, through a political union with its neighbour, secure a permanent access to the Adriatic coast. Moreover, Serbia’s conduct of the war appeared to show that the years of military investment financed by French loans (there was another big one from a consortium of French banks in September 1913) had not been in vain. Three hundred thousand troops had been put into the field within three weeks of the first mobilization order. The Serbian army was now, as one foreign observer noted, ‘a factor to be reckoned with’, and Serbia itself a major regional power. Dayrell Crackanthorpe, the British minister in Belgrade, reported on the mood of public elation: ‘Serbia feels that she has, so to speak, attained her majority and [. . .] can pursue a national policy of her own.’ The kingdom’s political elites were currently ‘passing through a phase of extreme self-satisfaction’; everywhere in the press and in public debate, Serbian successes in the field were contrasted with ‘the failures of Austrian diplomacy’.

For many of those in the territories newly conquered by Belgrade, the imposition of Serbian rule brought harassment and oppression. The freedom of association, assembly and the press guaranteed under the Serbian constitution of 1903 (Articles 24, 25 and 22) were not introduced into the new territories; nor was Article 13 revoking the death penalty for political crimes. The inhabitants of the new areas were denied active or passive voting rights. In other words, the conquered areas acquired, for the moment, the character of a colony. The government justified these decisions on the grounds that the cultural level of the new territories was so low that granting them freedom would endanger the country. In reality the chief concern was to keep the non-Serbs who constituted the majority in many areas out of national politics. Opposition newspapers such as Radičke Novine and Pravda were quick to point out that the ‘new Serbs’ had actually enjoyed better political rights under the Turks than they did under Serbian administration.

On the Serbian side, this was a war in two kinds, fought not only by regular army units, but also, as so often in the past, by partisan bands, comitatjis, and other freelance fighters. In the newly conquered areas, the collusion between official authorities and informal groups had appalling consequences. There was much arbitrary destruction of Turkish buildings, such as schools, baths and mosques. British consuls managed to limit the damage in some instances by persuading the local Serbian military commanders that this or that building dated back to the empire of Stepan Dušan and was thus a part of the Serbian national patrimony; this ruse succeeded, for example, in the case of the beautiful sixteenth-century Turkish bridge in Macedonian Skopje (Üsküb).

In October and November 1913, the British vice-consuls in Skopje and Monastir [now renamed Bitola] reported systematic intimidation, arbitrary detentions, beatings, rapes, village-burnings and massacres by the Serbs in the annexed areas. ‘It is already abundantly evident,’ Vice-Consul Greig of Monastir reported, ‘that Moslems under Servian rule have nothing whatsoever to expect but periodical massacre, certain exploitation and final ruin.’ Eleven days later, he filed a further report warning that the ‘Bulgarian and especially the Moslem populations in the districts of Perlepe, Krchevo and Krushevo [were] in danger of extermination by the very frequent and barbarous massacres and pillage to which they are subjected by Servian bands’. By the end of the month, ‘pillages, murder and outrages of other kinds by bands of Servian comitajis and persons in league with them’ had created conditions of near-anarchy. Albanians and other Muslims, Bulgars, Vlachs and Jews, the vice-consul reported in December, dreaded the prospect of subjection to ‘a penniless state’ that seemed bent on ‘draining every community of its means of existence to an extent unknown in the blackest days of the Turkish regime’. From Bitola in the south, near the Greek border, the British vice-consul reported that the old municipal officials had been replaced by a new cohort of corrupt ‘Servian ex-propagandists’ whose ringleaders were ‘(1) an ex-barber, spy and Serbian agent [. . .] and (2) a local Serboman of unmentionable profession called Maxim’. ‘Nothing,’ Greig concluded, ‘could be more favourable to the enemies of Servia than the reign of terror set up by this clique.’

What is interesting about these reports is not merely their disturbing content, but the scepticism with which they were received by the British minister Crackanthorpe, a man of pronounced Serbophile sentiment. Crackanthorpe, whose most important source on the events unfolding in the annexed areas was ‘a Servian officer of his acquaintance’, accepted the official denials of the Belgrade government at face value and tried to mute the impact of Greig’s dispatches from Monastir by suggesting to the Foreign Office that the vice-consul was the dupe of hysterical refugees and their tall tales. Already, one might argue, the events unfolding in the Balkans were being viewed through the geopolitical lens of the alliance system, in which Serbia figured as a friendly state locked in a gallant struggle with fearsome neighbouring Austria-Hungary. It was only the cumulative detail of the reports emerging from the annexed areas, combined with corroborating accounts from Romanian, Swiss and French officials that persuaded the British Foreign Office that the news of Macedonian atrocities should not be dismissed as Austrian propaganda.

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When Serbia Forsook Austria for France

From The Sleepwalkers: How Europe Went to War in 1914, by Christopher Clark (Harper, 2013), pp. 28-30:

In June 1881, Austria-Hungary and Serbia agreed a commercial treaty. Three weeks later, it was supplemented by a secret convention, negotiated and signed by Prince Milan himself, which stipulated that Austria-Hungary would not only assist Serbia in its efforts to secure elevation to the status of a kingdom but would also support Serbian claims to territorial annexations in Macedonia. Serbia, for its part, agreed not to undermine the monarchy’s position in Bosnia and Herzegovina. Article II stated that Serbia ‘would not permit any political, religious or other intrigue to be directed from her territory against the Austro-Hungarian monarchy, including Bosnia, Herzegovina and the Sanjak of Novi Pazar’. Milan reinforced these agreements with a personal engagement in writing not to enter into ‘any kind of treaty’ with a third state without first consulting Vienna.

These agreements were, to be sure, a fragile foundation for good Austro-Serbian relations: they had no anchorage in the sentimental life of the Serbian public, which was deeply anti-Austrian; they symbolized a relationship of economic dependency which was increasingly unacceptable to Serbian nationalist opinion; and they depended on the cooperation of an erratic and increasingly unpopular Serbian monarch. But as long as Milan Obrenović remained on the throne, they at least ensured that Serbia would not side with Russia against Austria, and that the sharp end of Belgrade’s foreign policy would stay pointed in the direction of Macedonia and the coming contest with Bulgaria, rather than at Bosnia and Herzegovina. A new trade treaty was signed in 1892 and the Secret Convention was renewed for ten years in 1889; it was allowed to expire thereafter, though it continued to be the operative platform for Serbian policy vis-à-vis Vienna.

The change of dynasty in 1903 signalled a major realignment. Austria was quick to recognize the Karadjordjević coup, partly because Petar had assured the Austrians beforehand that it was his intention to keep Serbia on an Austrophile course. But it was soon evident that Serbia’s new leaders planned to push towards greater economic and political independence. During 1905–6, a crisis unfolded in which trade policy, armaments orders, high finance and geopolitics were closely intertwined. Vienna pursued a threefold objective: to secure a commercial treaty with Serbia, to ensure that Serbian armaments orders would continue to be placed with Austrian firms, and to contract a major loan to Belgrade.

The failure to achieve agreement on any of these questions produced a drastic cooling of relations between the two neighbours, and the outcome was an unmitigated disaster for Vienna. The Serbian armaments orders went to the French firm Schneider-Creusot instead of to the Austrian rival, Škoda of Bohemia. The Austrians reacted by closing the border to Serbian pork, triggering a customs conflict that came to be known as the ‘pig war’ (1906–9). But this was a counter-productive measure, since Serbia quickly found other export markets (especially in Germany, France and Belgium) and at last began to build slaughterhouses on a substantial scale, thus emancipating itself from its long-standing dependence on Austro-Hungarian processing facilities. Finally, Belgrade secured a major loan again not from Vienna, but from Paris (offered in return for the placement of armaments orders with French firms).

It is worth pausing for a moment to consider the larger significance of this French loan. Like all the emergent Balkan states, Serbia was an inveterate borrower, totally dependent on international credit, most of which was used to finance military expansion and infrastructural projects. Throughout the reign of King Milan, the Austrians remained willing lenders to Belgrade. But since these loans outran the debtor state’s financial resources, they had to be hypothecated against various pledges: for each loan some definite revenue was pledged, or some railway property mortgaged. It was agreed that pledged revenues from railways, stamp and liquor taxes should be paid into a special treasury controlled jointly by the representatives of the Serbian government and the bondholders. This arrangement kept the Serbian state afloat during the 1880s and 90s, but did nothing to restrain the financial profligacy of the Belgrade government, which had managed to accumulate an indebtedness of over 350 million francs by 1895. With bankruptcy looming, Belgrade negotiated a new loan through which almost all of the old debts were consolidated at a lower rate of interest. The pledged revenues were placed under a separate administration run partly by the representatives of the creditors.

In other words, fragile debtors like Serbia (the same applied to the other Balkan states and to the Ottoman Empire) could secure loans on reasonable terms only if they agreed to concessions of fiscal control that amounted to the partial hypothecation of sovereign state functions. For this reason among others, international loans were a political issue of the highest importance, inextricably wound up with diplomacy and power politics. French international lending in particular was highly politicized. Paris vetoed loans to governments whose policies were deemed unfriendly to French interests; it facilitated loans in return for economic or political concessions; on occasion it reluctantly conceded a loan to unreliable but strategically important clients in order to prevent them from seeking relief elsewhere. It pursued potential clients aggressively – in Serbia’s case the government were given to understand in the summer of 1905 that if they did not give France first refusal on the loan, the Paris money markets would be closed altogether to Serbia. Acknowledging this nexus between strategy and finance, the French foreign ministry merged its commercial and political divisions in 1907.

Seen against this background, the Serbian loan of 1906 was an important turning point. French financial relations with Belgrade became, in the words of an early American analyst of pre-war high finance, ‘more intimate and dominant’.66 The French came to own more than three quarters of all Serbian debt. These were vast commitments for the Serbian state – repayment schedules extended forwards to 1967 (in fact Belgrade defaulted on the greater part of its obligations after 1918). The lion’s share of this money went into military purchases (especially fast-firing artillery), most of which were transacted in France, much to the annoyance not just of Austrian, but also of British diplomats and armaments suppliers. The loan of 1906 also enabled Serbia to resist Vienna’s commercial pressure and to wage a protracted tariff war. ‘The undoubtedly successful issue of [Prime Minister] Mr Pašić’s resistance to [Austrian] demands,’ the British envoy in Belgrade reported in 1906, ‘marks a distinct step in the economic and political emancipation of Servia.’

These successes in the field of high finance should not distract us from the parlous condition of the Serbian economy as a whole. This had much less to do with Austrian tariff policy than with a process of economic decline that was deeply rooted in the country’s history and agrarian structure. The emergence and subsequent expansion of Serbia were accompanied by a process of drastic de-urbanization, as the mainly Muslim towns were depopulated through decades of harassment and deportations. What replaced the relatively urbanized and cosmopolitan imperial structures of the Ottoman periphery was a society and an economy entirely dominated by smallholding Christian peasants, a consequence in part of the absence of a home-grown Serbian aristocracy and in part of the ruling dynasty’s efforts to prevent the emergence of such a ruling class by blocking the consolidation of latifundial estates. While the cities shrank, the population grew at an awesome rate; hundreds of thousands of hectares of marginal land were opened up for exploitation by young families, loosening social constraints on marriage and fertility. But this rampant growth in the production of people did nothing to reverse the cycle of underperformance and decline that gripped the Serbian economy between the middle of the nineteenth century and the outbreak of the First World War in 1914. Per capita output in farming fell by 27.5 per cent between the early 1870s and 1910–12, partly because the expansion of arable land led to large-scale deforestation and thus to a decline in the pasture lands needed to sustain large-scale pig-husbandry, traditionally the most profitable and efficient arm of Serbian agricultural production. By the 1880s, the beautiful forested wilderness of the Šumadija – perfect pasture land for swine – had all but disappeared.

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Japan’s Homeland Disasters in 1944-45

From Japan, 1941: Countdown to Infamy, by Eri Hotta (Vintage, 2013), pp. 394-397:

BY THE MIDDLE OF 1944, the anticipation of worse things to come on the home front led to a new policy. The government, still under Tojo’s leadership, announced an evacuation program for primary schoolers from thirteen metropolitan cities. The children, ranging in age from eight to twelve, were moved to the countryside, where they lived in large groups; for many, it was the first time away from their parents. They were usually put up in extremely rudimentary and overcrowded rooms of Buddhist temples or traditional inns. In all, about eight hundred thousand city children experienced this collective evacuation, characterized by perpetual hunger, homesickness, and spartan living. It would form a major part of their generational memory.

Newspapers and magazines saw the evacuation program through rose-colored glasses; they reported that the children were enjoying fresh country air and featured photos of their smiling—though clearly undernourished—faces. One photo showed a group of small boys squatting on the bathroom floor in a big circle, each scrubbing the back of the boy in front of him. They look to be having fun, but their astonishingly skinny naked bodies make one wonder how they had any energy left for smiling, let alone back scrubbing.

Without access to food other than whatever little was given them, the evacuated children suffered from hunger first and foremost. The greatest pastime for them was to draw food. “Sponge cakes, dumplings, pastries, shortcakes, caramels, rice crackers … we drew them all—absolutely every snack in this world one could remember,” one woman recalled. “Then we showed them to one another and enjoyed discussing how wonderful they would taste if we really were to eat them.” Complaining, unhappy letters home were systematically discouraged, and their teachers checked all mail before it was sent out. State censorship and confiscation of correspondence, legalized in October 1941, were exercised even at this level voluntarily.

This haphazard evacuation program was a direct response to the threat of a U.S. landing on the Japanese mainland, which seemed especially likely after the United States captured Saipan, fifteen hundred miles south. The island fell on July 7, 1944, and more than 55,000 Japanese, including civilians, died there. (Made a Japanese mandate by the League of Nations in 1920, Saipan had a Japanese population, including colonial Taiwanese and Koreans classified as Japanese, of 29,348 in 1943.) Vice Admiral Nagumo and other navy commanders ordered their soldiers to “die a hero’s death” and to become the “Pacific seawall” against the United States. Nagumo set a precedent by committing suicide on July 6, before the island’s conquest. The same “ultimate sacrifice” was also expected of civilians in the absence of any protection offered by the military. Too many chose death over surrender, sometimes coaxed by the remaining Japanese soldiers, who made sure that nobody was to suffer the shame of being taken captive.

The haunting proof of patriotic allegiance was captured on film by the U.S. Marines. Civilians, many of them women and some with babies and children, stumbled toward the edge of volcanic cliffs to make their final leaps. One can feel their slight hesitation and momentary fear as they looked down into the abyss of black seawater. But by sheer force of determination, they overcame their fear and jumped. “Banzai!” (“Live forever!”—or, more accurately in this case, “Long live the emperor!”) was often the last word of those loyal subjects of the empire. More civilians would commit suicide on the islands of Tinian, Guam, and Okinawa in the face of the U.S. advance. Japanese losses in the Pacific were so great that they could not be kept a secret any longer. The Saipan calamity was reported to the Japanese nation on July 18, 1944, along with the resignation of the Tojo cabinet. Two days after Tojo’s fall, on July 20, Operation Valkyrie, the most nearly successful of all the assassination attempts on Hitler, was carried out. With renewed fanaticism, the Führer would continue to lead Germany until his suicide.

…

Meanwhile, life had to carry on, and children continued to be evacuated. On August 22, 1944, about seven hundred children, in transit from Okinawa to Kagoshima, perished at sea. The U.S. submarines were already that close. The ill-orchestrated evacuation program ended in March 1945, and city families were urged to make individual arrangements to ensure the safety of their children. Family reunions were often brutally short-lived. Many children from Tokyo were sent back home just in time to experience the worst (but not the last) air raid unleashed on the city: the one in the early-morning hours of March 10, …

With the destruction of almost every Japanese city and the constant announcements of soldiers’ deaths, Japanese morale could not have been lower. Surviving death—from disease, hunger, or the incendiary bombs that grilled alive newborns and old people alike—had become the utmost national priority. A distraught mother who embraced her baby to the point of suffocation while seeking shelter during a bombing raid, a schoolgirl trying to float her way to safety down a river filled with dying people clinging to her, people navigating heaps of charred bodies as they looked for their missing family members—stories like these were becoming all too common. The Meiji Palace, where the imperial conferences had taken place, was burned down in May 1945, forcing the leaders to hold the final two imperial conferences before Japan’s unconditional surrender in an air-raid shelter.

Life in the countryside was less pressed, though things were scarce. Toddlers innocently competed with one another to collect plant roots, a substitute staple for rice, and grasshoppers, an invaluable available source of protein and calcium for growing children. Students were sent into the forests for pine sap to make gasoline (which never quite worked), and all households were ordered to turn in their metal, including buckets and ladles, to make airplanes. “We must be losing the war,” said one farm boy at the time, deducing that the government wouldn’t otherwise sink so low as to take utensils from poor people’s kitchens. But uncomplaining, and with a degree of fatalism, the nation endured the horrid times as if it were dealing with a series of relentless natural disasters rather than man-made ones.

In the midst of all this, a very select group of Japanese, mainly military officers but also some filmmakers, university students, and other civilians, had a rare chance to see films that the British had left behind in Southeast Asia. One of them was Gone with the Wind. The Japanese were amazed by the quality, technical superiority, and glamour of the nearly four-hour-long saga. They wondered how they could possibly defeat a country that had managed to produce such an astonishing film. (Another film left behind was Walt Disney’s 1937 Snow White and the Seven Dwarfs, whose quality far surpassed that of Japanese animation technology.)

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Japan-U.S. Prisoner Exchange, 1942

From Japan, 1941: Countdown to Infamy, by Eri Hotta (Vintage, 2013), pp. 385-387:

On the night of June 18, 1942, the Gripsholm of the Swedish American Line set sail from New York with a group of Japanese nationals aboard who had been detained in various makeshift camps, including one on Ellis Island. The Japanese government, in return, had dispatched the Asama Maru from the port of Yokohama, and later the Italian ship Conte Verde from Shanghai, carrying North and South American nationals home. Some of the notable faces among the Japanese group were Nomura and Kurusu. On the day of Japan’s attack on Pearl Harbor, December 7, 1941, the two men endured the most unnerving public humiliation imaginable for any diplomat. To ensure the success of the military operations in Hawaii and Malaya, the Japanese government kept the two ambassadors completely in the dark about its decision to go to war. They were notified of Tokyo’s intention to terminate diplomatic relations only hours before the attack.

The Japanese embassy’s inability to cope with the last-minute nature of Tokyo’s instructions did not help Nomura and Kurusu in their final mission of communicating to the White House the end of diplomacy, either. Tokyo had ordered Nomura and Kurusu to see Hull at 1:00 p.m., shortly before the first bomb was to be dropped on Pearl Harbor. Because the diplomatic communication, consisting of fourteen parts, was late in being typed up for delivery, the two Japanese diplomats were shown into Hull’s office at 2:20 p.m., utterly unaware that their country had already attacked the United States.

…

IN THE MONTHS that followed the opening of the war in the Pacific, Nomura, Kurusu, and other Japanese nationals awaited deportation in cramped resort hotels that had been turned into temporary detention camps (luxurious lodgings compared with the internment camps that many Japanese immigrants and Americans of Japanese descent were forced to live in). In Hot Springs, Virginia, and then in White Sulphur Springs, West Virginia, Kurusu had ample time to reflect on what had gone wrong in his last-minute quest to secure peace between the two countries.

…

It was not until the summer of 1942 that Kurusu learned what had really been going on during those last ten days before Japan’s attack. In Japanese-occupied Singapore, where the Gripsholm made a brief stop, Kurusu heard army officers recount how difficult it was for them to prepare for attacks in the run-up to the war since the military leaders in Tokyo had not decided to go to war until November 26.

ON JULY 20, 1942, the Gripsholm, having picked up and crammed aboard even more detained Japanese in Rio de Janeiro, entered the port of Lourenço Marques (Maputo) in Portuguese Mozambique. Two days later, the Asama Maru and the Conte Verde, flying Japan’s Rising Sun flag, anchored at the same port in the Indian Ocean. It was there that the actual citizen exchange between the warring parties took place. The Japanese from North and South America quietly organized themselves and resettled on the two ships coming from Japan. There was no direct contact between the people from the Allied and Axis camps. But while waiting at the port, Nomura and Kurusu both spotted the tall figure of Ambassador Grew in the other group. He recognized them, too. Kurusu immediately recalled his interview with Grew the night before his departure for Washington in early November of the previous year. The uneasy physical distance between them was ample proof of the peace that had eluded them. The three men took their hats off in silent acknowledgment of one another.

The ships carrying the Japanese nationals reached Yokohama, Kurusu’s hometown, on August 20, 1942. By then, Japan’s preponderance at sea was declining precipitously. The balance of power had been tipped. From June 4 to 7, the Imperial Japanese Navy fought one of the most devastating naval battles in modern history, the Battle of Midway. The same men who planned the Pearl Harbor attack conceived of the Midway strategy, hoping to eliminate the United States from the Pacific once and for all. The operation ended in disaster for Japan. By this time, the Japanese military code had been broken by the United States (whereas at the time of the Pearl Harbor attack, only the diplomatic code had been broken). The Japanese navy was dragged down from its glorious pinnacle only six months after it had reached it.

All this was unknown to most Japanese.

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Ambassador Kurusu Profile

From Japan, 1941: Countdown to Infamy, by Eri Hotta (Vintage, 2013), pp. 337-340:

DESPITE HIS UNQUESTIONED INTELLECT and experience, Kurusu was an unfortunate choice in a public relations sense. To the outside world, Kurusu was known only as the man who signed the Tripartite Pact, having been photographed next to Hitler at the height of German-Japanese friendship. He was actually strongly opposed to the pact but was obliged to sign it as Japan’s ambassador to Germany in the autumn of 1940. Kurusu never wanted the Berlin job and had turned it down several times. He was ready to retire after his tenure in Belgium, where he was posted from 1936 to 1939. His time in Brussels coincided with the outbreak and intensification of the China War under the first Konoe government. He tried in his capacity as ambassador to initiate a settlement of the China conflict through the mediation of the Belgian and French governments. He knew that Japan lacked any coherent plans for that war and, more damningly, an effective leader. The escalation, in his words, came about because “the government always allowed itself to be dragged along by the faits accomplis in the field without any prospects of long-term solution.” Worse, there was “no coordination within and between the army and the navy” and everyone was “preoccupied with saving face and evading responsibilities.”

Kurusu could not have envisioned that things would get so bad so fast when he and his family, along with a crowd of enthused spectators, welcomed the record-setting Kamikaze aviators at the Brussels airport in April 1937. Kurusu accepted the ambassadorship to Berlin in 1939 only in the hope that he might prevent Japan’s diplomatic course from going further astray. Once in Berlin, he continued to seek ways to settle the China War through the third-party intervention of Germany. But just as things seemed to be moving in the right direction, Konoe, in his second premiership, recognized Wang Jingwei’s China, thereby alienating Chiang Kai-shek forever.

Kurusu was soon left out of all key communications between German and Japanese officials. Hitler’s government judged that Japan could not be wooed sufficiently through Kurusu, and the agreement on the Tripartite Pact was hastily reached between Matsuoka and a German envoy visiting Tokyo. Nonetheless, because Kurusu was photographed standing side by side with Hitler, his reputation became forever tainted.

Kurusu was so disgusted by that and other experiences in Germany that he requested to be relieved of his post and was allowed to leave Berlin in February 1941. Back in Japan, he led the life of a recluse, turning down government appointments, including a position in Tojo’s cabinet. Kurusu, however, could not reject the emergency call to Washington. A peaceful settlement of U.S.-Japanese differences was something he truly desired. He was pro-Anglo-American at heart. Perhaps as the son of the successful industrialist who had developed the cosmopolitan port of Yokohama, he had the appreciation of mercantile liberalism in his blood. The port town served as the window to the world during Japan’s rapid modernization and was known for its unsentimental, practical people like Kurusu.

Kurusu also had a personal stake in the future of the United States and Japan. He was married to an American from New York City born to British parents (her father was an Anglican clergyman). Kurusu wanted to do everything in his power to avoid a war between the two countries that meant the most to his family. It was to be a perilous mission. There were some on the Army General Staff who openly said they wished Kurusu’s plane would crash. With such ill wishes behind him, he departed for Taiwan in the early morning of November 7.

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Manchukuo Quagmire Spreads, 1930s

From Japan, 1941: Countdown to Infamy, by Eri Hotta (Vintage, 2013), pp. 75-78:

By February 1932, the three Manchurian provinces of Liaoning, Heilongjiang, and Jilin were all under the control of the Japanese army. That garrison forces could occupy portions of China without formal approval sent a dangerous signal. Young and frustrated soldiers, willing to blame those in power for various social and economic difficulties facing Japan, had been wanting to force radical change for some time. Now inaction in Tokyo and the absence of clear instructions from the top invited further violent actions. The ancient samurai would have called this a retainer supplanting his lord. In modern military terms, it was simple insubordination. Yet no army leader was willing to put his foot down.

Japan’s actions in Manchuria marked a major step toward political isolation, even though very few Japanese recognized it as such. The Kwantung Army’s establishment of the puppet state of Manchukuo—comprising the captured provinces—was proclaimed on March 1, 1932. International condemnation followed. On May 15, a group of young naval officers and army cadets burst into the prime minister’s official residence and shot Inukai; he died that evening. The killers were alarmed that Inukai was becoming soft on China, possibly yielding Japanese control of Manchukuo. Japan had been an exemplary member of the League of Nations throughout most of its existence, but the country renounced its membership in March 1933 on account of Manchukuo.

Sino-Japanese relations did not break down entirely, however, because of the confluence of pragmatic interests on both sides. Through the mid-1930s Tokyo oscillated between a more cautious, even friendly, China policy and a hardline approach backed by military pressure. Chiang, preoccupied by the problem of consolidating his control over the rest of China, and especially by fighting the Communists who had established independent “Soviet Republics” in the hinterland of southern and central China, seemed willing to overlook the sticky question of Manchukuo for the time being. He certainly did his best to avoid major clashes with Japan in the north. Recognizing a window of opportunity, the Kwantung Army expanded Japan’s sphere of influence first toward Rehe (Jehol) Province, west of Manchuria, which became part of Manchukuo in 1933, and then toward the nearby areas of Hebei and Chahar (Inner Mongolia). In a series of Sino-Japanese agreements reached in 1933 and 1935, the Guomindang accepted humiliating terms that included partial demilitarization of North China, the withdrawal of the Guomindang organizations from Manchukuo’s vicinity, and the establishment of autonomous, pro-Japanese governments in East Hebei and Chahar.

At home, as Japanese society struggled to recover from the economic slump caused by, among other things, the worldwide depression, fear and unrest were growing. In this dismal atmosphere, on February 26, 1936, a nearly successful coup was launched in Tokyo by young army officers. The officers assassinated several key government figures before surrendering. Prince Saionji, the principal target of the assassins, escaped. Prime Minister Hirota Koki’s cabinet was formed on March 9, but only after Prince Konoe had declined to assume the post, claiming poor health. (He may well have not wanted to purge elements sympathetic to the rebel officers, as he himself wished to remain on good terms with them. His later attempt to pardon the indicted officers only corroborates this view.)

Hirota’s government now adopted a tougher foreign policy as a way to divert domestic discontent. It called for a military buildup in preparation for a possible war with China, the Soviet Union, and the Western powers, all the while making plans for advancing into Southeast Asia. The Japanese policy shift was immediately felt in China, which explains the volatile atmosphere at the Marco Polo Bridge. The number of Japanese troops had tripled in 1936, to almost six thousand, without prior consultation with the Chinese.

China’s domestic situation had substantially changed by then. Japanese expansionism and Chiang’s ambition of leading a strong, unified China could only cohabit for so long. Because of his earlier concessions to Japan, Chiang had become increasingly vulnerable to Communist propaganda, which painted him as a traitor to the nation who gave into Japanese imperialist pressure and who was willing to sacrifice fellow Chinese. The decisive turning point happened in December 1936, when Chiang was kidnapped by the Young Marshal, Zhang Xueliang, the son of Zhang Zuolin, a Manchurian warlord assassinated by the Japanese in 1928; Zhang wanted Chiang to join a united front against Japan together with the Communists. To preserve his legitimacy as China’s national leader, Chiang decided he could no longer afford to look conciliatory toward Japan. This meant that he and the Japanese army stopped sharing the same priority of defeating the Communists, be they Chinese or Soviet. This development, in turn, persuaded the Japanese military hardliners to push for a more aggressive policy, especially in the north, to sustain and maximize its existing interests.

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Tangled Loyalties: Aizu, Meiji, U.S.

From Japan, 1941: Countdown to Infamy, by Eri Hotta (Vintage, 2013), pp. 124-127:

In the summer of 1882, the year the Imperial Rescript to Soldiers and Sailors was issued, a tall and slender beauty with a perfectly oval face stood on a college auditorium platform in Poughkeepsie, New York. She was one of the select few in the graduating class asked to deliver a valedictory address based on her dissertation. Yamakawa Sutematsu stood out among her classmates at Vassar. She was class president, graduated magna cum laude, and was a member of several prestigious societies. She behaved like a perfect Western woman, but beneath her soft, elegant appearance and impeccable manners lay a will of steel. She was the first Japanese woman to be awarded a bachelor of arts degree.

Having lived in the United States since the age of eleven, Stematz (as she spelled her name for the benefit of her American peers) was a product of the successful social engineering undertaken by the young Meiji government, with help from goodwilled Americans. She was one of five girls sent to the United States on government stipends to become prototypes of the modern Japanese woman, an idea originally conceived by the samurai-turned-statesman Kuroda Kiyotaka, who was in charge of developing Hokkaido, the northernmost island of Japan. The minister was impressed with the American women he saw on a trip to the United States in 1871. He was especially impressed with the sturdy ladies he saw tilling the soil of the frontier alongside their men. Just as the American West was pioneered by both men and women, Kuroda reasoned, Japanese women, as wives, mothers, and even hard laborers, should play their part in the birth of Japan as a great nation.

The Yamakawas, a venerable old samurai family, were in the service of the lord of Aizu. In the Japanese civil war, Aizu backed the declining Tokugawa shogunate and, along with several other northern domains that did the same, was branded an enemy of the imperial court. In August 1868, in one of the final and fiercest battles of the war, Stematz, eight years old, fought together with the men and women of Aizu, who were under siege by enemy forces. She was in charge of preventing explosions in the domain’s castle by covering unexploded cannon shells with futon mattresses. Those shells were fired by a Satsuma battalion led by her future husband, Army Minister Oyama.

The northern rebel domains proved utterly powerless in the face of the British-backed technologies of the southern forces. With the fall of Aizu, the fortunes of the Yamakawa family declined as well. Something drastic had to be done to regain social respectability. Education was the best, and often the only, way to recover one’s status. At the time, the government was calling for applicants to study abroad, urging young people to acquire knowledge in the West. Many young men from the formerly well-to-do families of those fallen domains took on the challenge. Although very few families were willing to send their daughters so far away for so long, the Yamakawas, in dire straits, decided to send theirs.

Stematz thrived in the home of Leonard Bacon, an abolitionist clergyman in New Haven, Connecticut. Growing up with his fourteen children, she attended local schools before enrolling at Vassar. Her best friend was Bacon’s youngest daughter, Alice Mabel, who would help establish a women’s college in Japan many years later. Unlike some other Japanese students, who assimilated to the extent of almost losing their mother tongue altogether, Stematz, determined to keep her Japanese language skills, wrote letters home every day.

In the early summer of 1882, Stematz’s loyalties were many: to the new Japanese government, which enabled her to study in the United States; to her family, who tried to clear its rebel name; to the Bacons, who raised her as one of their own; and to Vassar, which enabled her to become an independent-thinking woman. She was eager to be of use in the real world.

Stematz’s homecoming at the end of 1882, after eleven years abroad, would be something of a disappointment. She was overeducated and overqualified for the jobs available to women in Meiji Japan. Then she married one of the most powerful men in the Meiji government. Oyama Iwao was a widower eighteen years her senior. He was also the general responsible for bringing down her family’s feudal domain. This would have been a union unimaginable in less enlightened circles. After the marriage, Stematz was able to initiate various philanthropic and educational enterprises.

The story of Prince Oyama and his Vassar bride was an example of how individual innovation, industry, grand ambition, and imagination could overcome the historical wounds that divided Japan. It was a union in which Japan’s future enemy, the United States, was a prime inspiration. Both Japan and the United States were emerging powers coming into their own just as the world itself was going through profound change. In the words of one historian, it was “a world of empires gained and maintained by military power,” and yet it was also “an internationalizing world; a world yearly more conscious of its one-ness” owing to economic interdependence, peace movements, and mass media (though the term “globalization” had not yet been coined). In a world of competing agendas and great uncertainties, Japan looked to the United States as a sympathetic mentor. “To catch up to and surpass the West” was the mantra of Japan’s national quest. And more often than not, the West meant the United States, not old Europe.

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Filed under democracy, education, Japan, migration, military, nationalism, U.S.

Melanesian Obsidian in Micronesia

From Waka Kuaka | The Journal of the Polynesian Society, vol. 131, no. 4 (2022):

OBSIDIAN POINT DISCOVERED ON KAPINGAMARANGI ATOLL, MICRONESIA:
IMPLICATIONS FOR POST-SETTLEMENT REGIONAL INTERACTIONS

TAKUYA NAGAOKA. Pasifika Renaissance
PETER J. SHEPPARD, Waipapa Taumata Rau | University of Auckland
CALLAN ROSS-SHEPPARD, McGill University
NINA KONONENKO, University of Sydney, Australian Museum

ABSTRACT: An obsidian point was discovered by chance by local people on Kapingamarangi Atoll, a Polynesian Outlier in Micronesia. In addition to use-wear and residue analysis to identify its use, pXRF analysis conducted on it demonstrated that it was brought from the Admiralty Islands in Papua New Guinea over about 900 km. The information on other Admiralty obsidian artefacts found in western Oceania and other associated phenomena suggest that those artefacts were brought from the source through an interaction network between Micronesia and Melanesia during the first half of the second millennium AD. They had significant social value as prestige goods in the peripheral areas of the Admiralty obsidian circulation, serving as chiefly heirlooms and grave goods. In addition to skilful Caroline Islands seafarers, Polynesian Outlier populations had an important role in the interregional interactions during this dynamic period in the western Pacific, which was possibly activated by Polynesian intrusion into the region related to a larger Polynesian expansion into eastern Polynesia circa AD 1000. Further, we argue that the Saudeleur dynasty of Pohnpei, which achieved the development of a famous megalithic politico-religious centre, Nan Madol, was influential in the interaction sphere during its height in AD 1000–1500. Thus, by using archaeological, linguistic, historical, ethnological, oral traditional and DNA data, the interdisciplinary analysis of this rare obsidian artefact has deepened our understanding of post-settlement interaction in the region.

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Living Underground in Berlin, 1945

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 305-306:

Living underground was for many Berliners an oddly democratic experience; one had to sit, sleep, eat, and defecate together with people of all classes. Nazis threw away their uniforms, burned their documents, and shared underground spaces with people who had always despised them. Germans shared spaces with foreigners, and sometimes even with Jews. “I no longer hid from the neighbors,” Marie Jalowicz recalled. “We didn’t go to the bunker but lay in the slit trenches…. In a rather foolish way, I was annoyed to see the war ending in so tediously banal a way, and finding that I was not part of the turmoil of battle.”

The lack of water and toilets must have been a particular torment to fastidious Germans. The smell inside an almost airless bunker where people lingered for many days was foul. When they had a chance, the youngest girls, who could run fast, would dash out between bombing raids or street battles to a nearby pump to fill pails with water. Some made it back to the bunker, some never did. Boys were less keen to undertake such forays, lest they get forced by chain-dog [Kettenhunde, nickname for military police] patrols to join the suicide forces.

Ruth Andreas-Friedrich noted in her diary on April 24, “Life in the cellar commences. We sit side by side without speaking, jammed in between piles of clothes and junk. The war goes on over our heads. The barrage of deadly fire is making a terrible racket. After eleven, the electricity is cut off. It is cold and dark. The contrast between the inferno outside and our own forced inactivity is increasingly unbearable…. Fabian winds up the phonograph and plays a song from ‘The Beggars’ Opera.’ The words ‘You gentlemen who think you have a mission to purge us of the seven deadly sins…’ echo tinnily off the basement walls. Then, ratatatat. The first machine guns. Our walls are lashed by bullets.”

Getting hold of food was an added problem. The economy had largely broken down, and much was now down to barter: cigarettes for cabbage, or a bar of chocolate, or clothes. There were still some mobile field kitchens operated by Wehrmacht soldiers, called “goulash cannon [Gulaschkanone],” where people could fill pots with soup. And as soon as there was a rumor about stores or factories that could be plundered, it was every man—or, more likely, woman—for him or herself. Order, so much a part of German life, collapsed. But sometimes the habit of discipline was so ingrained that women would stand in a queue at a goulash cannon, even as they were being strafed by enemy fire. Bodies crumpled; the line was held for a bowl of soup.

In fact, the word “democratic” goes only so far in these circumstances. Not all shelters were the same. A certain pecking order still remained intact. It was no doubt far more comfortable sheltering in Albert Speer’s huge bunker in central Berlin, originally built for railway employees, but later accessible to other people too, than to be exposed to bombs, Katyusha rockets, and howitzer shells in an open trench for foreign workers or POWs. There was room for three thousand people in the Reichsbahn bunker. Water still ran from the taps. Speer himself would sometimes put in an appearance and acknowledge the crowd with a friendly “Heil Hitler!” Ursula von Kardorff spent some time there before leaving the capital. She recalled Speer as an amiable fellow, with none of the mannerisms of the officious party boss. Soon, many more than three thousand people found their way in.

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Berlin’s Full Mobilization, 1944

From Stay Alive! Berlin 1939-1945, by Ian Buruma (Penguin, 2026), pp. 279-280:

But [Heinrich] George did not have to worry. He was one of the very few to be put on a special list of national geniuses (Gottbegnadetenliste), along with Richard Strauss, Wilhelm Furtwängler, and Heinz Rühmann, who were exempt from wartime mobilization.

Women, too, were ordered to take on the jobs of absent men. Sabine Alenfeld, whose Jewish husband, Erich, was becoming a nervous wreck, worked from 6:45 p.m. till 4:45 in the morning, sewing military uniforms. She was terrified that things would get worse. She heard rumors that parents in mixed marriages would be separated from their children and put into camps. This didn’t happen. Mischlinge and Jewish husbands were forced instead to labor in the most dangerous construction jobs, or clear out the rubble after bombings. Sixty hours a week was the norm. Sabine wrote to her sister on November 13, “Our lives are turning more and more into a race, a race against…well, what. A race against death, of course, but also against the possibility of living.”

The words fanatisch, used in an entirely positive sense, and Volksgemeinschaft dominated the newspaper headlines. Such words were uttered, often without making any sense. The Völkischer Beobachter on September 25: “Fanatically we will stand together. Leadership that is harder than fate will always win in the end.” On October 16, Hitler announced that all able-bodied men between sixteen and sixty in every province (Gau) of the Great German Reich had to join the people’s militia (Volkssturm). Sabine Alenfeld was terrified that her frail husband would be called up. But Mischlinge and Jews were exempted. They were given a “certificate of exclusion.” How could they possibly be included in this great fanatical enterprise?

The Volkssturm army would “defend the Heimat soil with every suitable weapon.” Many of the men were not able-bodied, but fragile and sometimes even invalids. Since suitable weapons for fighting a modern war were now in short supply, the old men and young boys, some in ragged civilian clothes, some in Hitler Youth uniforms, and some in their everyday clothes, were handed primitive weapons, occasionally dating to the last war, and given minimal instruction how to use them. The main weapon was the Panzerfaust, a portable grenade launcher to fire at tanks at close range. Many of the instructors were elderly veterans, whose knowledge of modern warfare was limited. But that didn’t matter. It was the fighting spirit of the Volksgemeinschaft that would surely be enough to defeat Germany’s enemies.

Goebbels wrote in his diary how pleased he was with the enthusiasm of Berliners who signed up willingly: “I will pay special attention to the Volkssturm and make sure that in this respect, too, Berlin will outdo every other Gau.” The hope was to raise an army of millions. The papers reported that long lines of men waited patiently to file into the recruiting centers, decorated with swastikas and busts of Hitler, their eyes shining with the requisite fanaticism.

That many people were perhaps less than keen might be gathered from a joke that did the rounds at the time: “Why is the Volkssturm Germany’s most precious resource? Because its members have silver in their hair, gold in their mouths, and lead in their bones.”

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