Category Archives: religion

Down the Danube: Croatia

For two weeks in September-October this year, the Far Outliers took a Viking cruise down the Danube River from Budapest to Bucharest. Here are some impressions from each of the countries we visited. A photo album from the trip (Danube 2024) is on Flickr.

Our first stop in Croatia was at the Slavonian border city of Vukovar, site of the bitter Battle of Vukovar, attacked by Serbs in 1991 and held until 1998. Many buildings still bore the scars of the heavy shelling from that battle. Our guides expressed considerable bitterness about those times, but also acknowledged the many atrocities committed by Croatian Ustaše allies of the Nazis in World War II.

Several Croats expressed nostalgia for Tito’s Yugoslavia, when travel abroad was possible and economic benefits were more evenly distributed. Many Yugoslavs also emigrated during those days. I remember from my visit to Australia on the way to Papua New Guinea in 1976 that many Greeks and Slavs were immigrating there at that time. That’s where I first learned how to say ‘thank you’ in Greek, after I bought a gyro sandwich from a Greek shop. A few of my PNG friends had been to Australia, and were shocked to see white people doing janitorial work, as many immigrant Slavs did in those days. I asked our Croatian hosts which part of Croatia had the highest emigration in those days and they said the Dalmatian coast, where economic opportunities were limited before it became such a tourism hotspot.

The only excursion we signed up for was to Osijek, where we split into smaller groups for home visits, then visited the ornate Cathedral of Saints Peter and Paul, where a singer with an angelic voice sang for us.

Unlike Hungary, Serbia, Bulgaria, and Romania, Croatia adopted the Euro, so many of the overwhelmingly American passengers on our Viking cruise used the ATMs to stock up on Euros, which were more widely accepted than U.S. dollars by most vendors in those countries for small cash purchases. Credit cards are also widely accepted.

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Serbian & Bulgarian Peasant Leaders

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 261-263:

Though an underproductive agricultural regime also dominated the economies of Serbia and Bulgaria, a relation developed between elites and people in these countries that was more reminiscent of the Czech case, with national leaders drawn not from the gentry but rather from the common people; there was no native class of large landholders. Though like Romania, Serbia was a former Ottoman possession, where the overwhelming majority lived in the countryside, and socioeconomic development lagged, as in Bohemia, the medieval nobility had been destroyed. Also similar to the Czech areas of Bohemia, the emerging national elite was of peasant origin, and in the following generation, like the Czech lands, Serbia produced no significant native fascism.

In Ottoman times, spahis had held the land and produce of peasants in return for service, and then came janissaries, who later degenerated into marauding raiders. But although the right to extract dues and tributes remained in Turkish hands, unlike rural populations in Hungary or Romania, Serb peasants were not enserfed. When the Serb principality took form in the decades after 1817, the Turkish landholders gradually left, and the Serb leader Miloš Obrenović refused to permit the emergence of large landed estates, fearing they might dilute his power (he became fabulously wealthy). Thus, he left Serb society mostly of one class, a highly undifferentiated peasantry. Besides him, none of the few power holders who emerged after the 1840s had more than a few hundred hectares of land, and no one was tempted to trace a grand lineage to noble or racially superior forebears.

The Serb state at first seemed to rule by liberal principles. The constitution of 1868 provided for a legislature, and beginning in 1880, political parties developed. There were three centers of power: the bureaucracy, the politicians who had success in electoral politics, and the prince. Like Romania’s king, the prince constantly interfered, preventing the emergence of a bona fide democracy. The most important political movement was the Serb Radicals, co-founded as a peasant party in 1881 by Nikola Pašić, a peasant’s son who fell in with socialist circles during engineering studies in Zurich—a crossroads of East European Marxism—becoming Serbia’s and then Yugoslavia’s uncontested political leader until his death in 1926.

But rather than act in the peasants’ interest by promoting rural development, the Radicals evolved into an establishment political machine, advancing the state’s power and wealth by focusing public resources on the army, bureaucracy, railroads, and diplomatic service, fostering virtually every civic project short of the needs of peasants. In 1908, the Ministry of Agriculture received only 3 percent of the annual budget, while 23 percent of that budget went directly to the military and 28 percent to debt services (mostly interest on loans for railroads and the army). The justification for these expenditures was to spread the Serb state into areas considered ethnically Serb.

Yet because that agenda was broadly supported, the Serb Radical Party never sacrificed the loyalties of the peasantry, and indeed used the education system to stoke irredentist feeling. It helped that the per capita debt burden on the peasants decreased in the decades before World War I. But the Radicals also had good fortune in timing: they had claimed peasants’ loyalty from the first days of independence, through the semi-populist program of Pašić’s friend and mentor Svetozar Marković, Serbia’s first socialist, who promised to lessen state intervention into peasants’ lives. Although the Radicals were an establishment party, its intellectuals and professional politicians never lost contact with the villages, where they kept networks of supporters. When necessary, they could speak perfect peasant vernacular. Society and government thus remained cohesive, even if the competing wings of the Radical party vigorously debated politics and went in and out of government from 1892 to 1900.

Bulgaria was similar in terms of the landholding regime. When the Bulgarian national renaissance began in the mid-nineteenth century, the country was almost completely rural, run by Turkish landlords. After independence in 1878, the Turkish landowners were ejected, leaving Bulgaria a place of smallholding peasants who produced for subsistence. The most coherent institution, as in Serbia, was the state, which grew beginning in the 1870s, becoming a kind of “class” in itself and filling a social vacuum. But as we will see in Chapter 11, in contrast to Serbia, a major peasant movement emerged here—the Bulgarian Agrarian Union—with an original political philosophy that challenged the liberal state machine and irredentist nationalism as well as the monarch who pursued it.

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Hungarian & Romanian Gentry, 1910s

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 257-259:

Rather than getting involved in risky commercial activity and taking on the role of a middle class as their liberalism demanded, for the most part Hungary’s nobles turned to Jews, many from Galicia, who within a generation formed the backbone of the entrepreneurial and professional classes. In the process, they acculturated. If in 1880, 58.5 percent of Hungary’s Jews claimed Magyar as their mother tongue, by 1910 that number had risen to 77.8 percent. Enjoying full legal equality, young Jews advanced through Hungarian educational and professional institutions and then excelled in urban pursuits in commerce, finance, and industry. They also took an important place in the agricultural economy, as landowning farmers, but also as tenants and salaried employees of large landowners, who valued Jews as efficient and rational producers.

By World War I, Hungary’s elite seemed to be opening up to Jews as well. In 1914, one-fifth of the large landholders were Jews, and over one-fifth of the deputies in parliament were of Jewish parentage. Tens of thousands of upwardly mobile Jews also excelled in patriotism, and as teachers, journalists, and professionals went into Slovak and Romanian areas spreading Magyar culture. Numerically, Magyarized Jews made the culturally Magyar population just over half of the Hungarian kingdom. At the same time, the lower class Magyar Christian population, unable to adapt as quickly to the challenges of modernization, looked on the advance of Jews with skepticism and jealousy, becoming further alienated from the gentry elite.

In contrast to the Czech national elite, Hungary’s gentry thus failed to provide perspectives for social and economic advancement for the land’s village dwellers. Instead, it endeavored to use state resources to slowly Magyarize ethnic others. Because of the property limitations on the electorate, and multiple forms of administrative chicanery, the spaces for opposition politics in Hungary, whether social or national, were severely constrained. A Hungarian Social Democratic party emerged but not a significant movement for Christian Socialism or agrarianism. The elite’s suppression and neglect of the interests and rights of the local ethnicity virtually ensured a full outburst of radical nationalism when economic circumstances reached a nadir in the early 1930s.

The relations between elite and common folk were similar in Romania, but the extremes were greater. In 1912, 82 percent of Romanians still lived in the countryside. Some 2,000 families had owned 38 percent of arable land in 1864, and that percentage worsened: in 1905, some 5,000 families controlled 50 percent of all arable land. The share of medium-sized properties was negligible (10 percent), while 40 percent of all lands consisted of tiny plots between five and ten hectares. By 1905, there was probably no country in Europe where the disparity was so great between large- and smallholdings: a few thousand families held as much land as more than a million. Like its Hungarian counterpart, the elite was quasi-aristocratic, and through control of the local administrative apparatus, they became a law unto themselves, with little concern for the welfare of peasants.

As in Hungary, professional bureaucrats of gentry (boyar) background dominated the state apparatus and acted as nationalist modernizers, focusing on development in a few large cities, but stopping short at the countryside, where grain and cereal were grown on huge estates, and asymmetrical social relations remained untouched. Also similar to Hungary was the low level of overall development, with industrial output not exceeding 15 percent of national income before World War I.

Jews likewise had particular roles in the economy and society in Romania, but as we have seen, Romania’s elite stalled on granting them citizenship rights—in defiance of the stipulations of the Congress of Berlin. Jews could not own land and therefore lived in cities, becoming artisans, traders, administrators, bankers, peddlers, tailors, and craftspeople. In 1900, less than 5 percent of Romania’s population was Jewish, but it was almost entirely urban, constituting 50 percent of the inhabitants of Iaşi and one-third those of Bucharest. Jews were employed in the advanced sectors of economy, as in Hungary, and though enjoying far less official support, they still managed to develop the economy.

The ethnic Romanian elite preferred city life and as a rule left the administration of their huge estates to middlemen, usually Greek, Armenian, Jewish, or German, who pressed as much from the peasants as possible in seasonal contracts. In Moldavia, the percentage of Jewish leaseholders approached 40 percent, and therefore in the eyes of peasants, Jews became identified as the outstretched hand of an exploitative system that extended from the remote and alien cities into their own rural homelands.

The peasants either had no land or too little to make ends meet and tended to sharecrop on the large estates. As their numbers increased, so did their misery, and many fell victim to poor diets and pellagra (a disease caused by a chronic lack of niacin, often among people heavily dependent on maize for sustenance, reported cases of which rose between 1888 and 1906 from 10,626 to more than 100,000). A particular index of peasant poverty was the high mortality rate among children. Meanwhile, the government did little to protect peasants from exploitation by landowners and their middlemen, against whom the peasants had almost no bargaining power. In tough times, desperate need for money forced peasants to sell grain to speculators at below-market value. The loans on offer were extortionate, and state taxes could amount to 80 percent of the peasants’ annual production.

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Berlin, 1878: Prelude to Versailles, 1919

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 210-212, 238-240:

In 1878, representatives of Europe’s major powers convened in the capital of the new German nation-state for negotiations that bear all the hallmarks of the more famous effort in decolonization and democratization that transpired at Paris after World War I. At Berlin in 1878, statesmen determined the boundaries, constitutions, sovereigns, and even citizenship of four national states, which like Poland or Czechoslovakia in 1919, had to be created in the wake of imperial decline so as to secure Europe’s balance of power. We date the independence of modern Bulgaria, Montenegro, Romania, and Serbia from July 1878.

But in the interests of balance, the statesmen in Berlin traduced the spirit of nationalism by denying to Serbia territory where a plurality of the inhabitants was Orthodox South Slavs. That was Bosnia-Herzegovina, a quilt of ethnicities, which Austria-Hungary was permitted to occupy in 1878 with no purpose other than making sure it did not go to Serbia. Politicians in Vienna and Budapest viewed the prospect of a “great South Slav state” with horror, all the more so as it promised to be a close ally of Russia.

Some have called this frustrated Serb determination to expand “irredentist,” and that is both correct and misleading. The characterization is correct because Serbia felt there were Serbs beyond its boundaries who had to be included, but it is also misleading in suggesting that this agenda was unusual. In fact, every new state, beginning with Italy (where the word “irredentism” originated) and Germany, was irredentist in the sense that it “redeemed” national territory. Piedmont-Sardinia had not been Italy, nor was Prussia Germany. Without irredentism, there would be no Serbia, or any other new East European state, whether created in 1878 or 1919. Therefore, it is not hard to understand the tremendous affront that many Serbs, in and outside Serbia, felt after 1878.

But where Austria-Hungary was concerned, it was not only an affront but also the bizarre act of a troubled imperial state, now taking millions more Slavs under its rule, just a decade after dividing into Austria-Hungary precisely to keep a lid on the empire’s Slavs. But even more intriguingly and confoundingly, the man who negotiated the inclusion of more Serbs and Croats, as well as millions of Bosnian Muslims, was the beautiful hanged man, Count Gyula Andrássy, who became the Austro-Hungarian foreign minister in 1871, and whose own Hungary was trying to make loyal Magyars out of millions of Slovaks, Serbs, Ruthenes, and Croats. Before the Compromise of 1867, Magyar politicians had assured representatives of those groups that their rights would be legally guaranteed. Afterward, those promises were forgotten, and demands for national autonomy were treated as seditious. Austria was not Germanizing its population, but German liberals were deeply concerned about the growing numerical superiority of Slavs. Now Vienna and Budapest took responsibility for 3 million more. How could they possibly make them into loyal citizens?

This story takes place in three acts. The first is the last major uprising of a Christian people against Ottoman rule in Europe, the Herzegovinian rebellion of 1875. The acts of Herzegovinian and then Bosnian peasants generated the pressures leading to the Berlin Congress. The second is the sanguineous military campaigns of Serbia, Montenegro, and Russia against the Ottoman Empire from 1876 to 1878, whose success triggered concern among the European powers about the growth of Russian and the decline of Ottoman power. The third is the Berlin Congress itself and how the European powers rescued peace as well as Austria-Hungary, largely by extending their blessings to four new states, each of which considered itself not an end product but rather a toehold from which the respective ethnic nation would expand.

Internationally, the Congress of Berlin was a major step toward the twentieth century, perhaps its inaugural event. The Congress took a principle implicit in the 1830 London Protocol founding modern Greece—that an ethnicity could be a source of sovereignty—and multiplied it by four. By implication, it also adumbrated the idea of minorities, people in the nation-state who did not belong to the nation and required protection. The idea that ethnicity was the basis of the right to rule—a principle later called national self-determination—had been foreign to the Vienna system of 1815. Berlin was not just a halfway point; it was a rupture with that system. What changed in Paris in 1919 was to make the new principle not simply a result of grudging acceptance, but an explicit and valid—indeed, universal—method of organizing statehood.

For South East European peoples, the events of 1875–1878 had a meaning like that of 1848 in Bohemia: after initial uprisings, events soon cascaded in a way that forced choices about self-identification. In Bosnia-Herzegovina, the Orthodox still called themselves Bosnians but increasingly desired attachment to Montenegro or Serbia, while Catholics opted for Austria and more clearly than ever identified as Croats. Religious identity was a starting place but not an endpoint; the participants in the 1875 uprising knew that they were united by religion against the “occupier” and were picking up a script from earlier in the century, when Christian populations in Serbia and Greece had likewise risen up and begun carving out autonomous zones from Ottoman territory. Yet the issue was not religion per se—the insurgents did not care about suppression of worship or doctrine—but a sense that religious belonging had condemned much of the population to subservience.

Did Bosnian identity ever stand a chance as a form of nationhood? “Of the basic criteria by which the Serb and Croat nations established themselves during this period, history, language, and religion,” writes Noel Malcolm, “only religion could apply in Bosnia, a country which had its own separate history.” But in fact, history (that is, people’s consciousness of the past) ignored the boundaries of Bosnia and focused instead on a past that Orthodox South Slavs in Bosnia believed they shared with Orthodox South Slavs in Serbia. According to epic poetry, the common history stretched back to the 1389 Kosovo battle and earlier.

In Bosnia, Orthodox and Muslims had separate imaginations: the former told stories in oral poetry of their coreligionists deceiving Turkish authorities; the latter of theirs outwitting the Austrians. And if advocates for Serb nationhood in Bosnia were inspired by the romantic nationalism that was popular at Central Europe’s universities and understood language as a people’s soul, they had to look no further than Vuk Karadžić, who had based his Serb dictionary on a dialect in Herzegovina. Against Karadžić, Benjamin Kállay had not stood a chance; probably ten times the number of schools he built would not have resulted in the Bosnian identity he intended.

If Bosnian identity amounted to anything, it was the beginning of a strategy for Muslims to oppose complete assimilation by Serb and Croat nationalism, each of which expected co-nationals to become Christian, at least nominally. What the Bosnian and Romanian stories share is a hint that twentieth-century European nationalism was vigorously and exclusively Christian, even when its carriers were fiercely secular.

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Czech vs. Magyar Paths to Nationhood

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 120-122:

Many residents in these small-town [Bohemian] communities knew German for the sake of public life, but it stirred no deeper sense of loyalty, whereas Czech was the language of the intimacy of the home. They flocked to spectacles that were extensions of their families’ lives, a “traveling theater nation,” where people sang together, instantly understood allusions, and nodded their heads about things that mattered, comedic or tragic. The punch lines came in rapid succession and served to define the community: Czechs were the people who got the jokes and laughed uncontrollably, while their “betters” stared in befuddlement.

Still, the Czech movement advanced slowly against ideas of respectability and facts of ownership. All the established theaters in Bohemia and Moravia remained in German hands. A barrage of petitions moved imperial authorities to permit the building of a Czech theater at Prague, yet they allotted no money for it. Supporting a “nationalist” undertaking was out of the question, and the authorities wanted the two ethnicities to cooperate as they did in the Estates Theater in Prague, where the same actors appeared in German and Czech operas. But ultimately, no force could stop the dividing of institutions in Bohemia. When Czech patriots got a chance, they separated from the Germans as soon as they could, first in theaters but then on every other stage, whether cultural, scientific, economic, religious, or political.

In the early nineteenth century, theaters also expanded in the Hungarian cities Pest and Pressburg, and Magyar-language productions rapidly displaced German. But by the 1830s, there was little to struggle about. If the Hungarian movement wanted Hungarian theater, the parliament simply decreed it. The gentry political elite that controlled this institution was the national movement, and its prime efforts had moved to the stage of public life: to the most recent speeches of Kossuth, or to debates about political reform between him and more moderate opponents that filled the newspapers.

By the 1830s the Hungarian movement was imagining how to take control of and build the institutions of a nation-state that might stand next to England or France, sharing a point of view that would emerge among Czech politicians only two or three generations later. At this juncture, the Hungarian and Czech movements each desired what the other took for granted. If Czech patriots looked with envy on the museums, high schools, casinos, and theaters sprouting up around the Kingdom of Hungary, Magyar activists looked jealously at the cities and industries, roads, bridges, and urban prosperity of Bohemia, the most economically advanced place in the monarchy.

Bohemia had long stood at the crossroads of commercial routes, and it possessed age-old industries, a diversified and intensive agriculture, and an educated workforce in its innumerable small towns and cities. From the time of Joseph II, we can trace a growth spike that made Bohemia unrecognizable within a generation. The number of linen looms in Moravia went from 8,769 in 1775 to 10,412 in 1780, and 14,349 in 1798. Workers in the Moravian textile industry increased from about 288,000 in 1780 to 504,000 in 1789. Glass, wool, cotton, and stationery manufacturing likewise improved in the late eighteenth century, and agricultural products became more abundant. Such increases in production then fostered the expansion of regional and transregional markets, which in turn promoted the communication and movement of people from villages to growing towns.

At the same time, the transformation from rural to modern was achingly gradual in Hungary, noticeable in reforms accomplished through the strong will of a few workaholics like István Széchenyi, the most spectacular being the Chain Bridge connecting Buda and Pest in 1849, designed by Scottish engineers and financed by Greek capital. Yet Hungary’s vaunted reform parliaments of the 1830s and 1840s did little to advance modernization beyond measures facilitating the litigation of commercial disputes; their major achievement was to firm up the use of Hungarian in the educational system.

Hungary remained overwhelmingly and unproductively agricultural, facing tremendous legal barriers to even the thought of modernization. Seigniorial land could not be bought or sold, and peasants were not a labor force available to emergent industry but instead were bound servants of their lords. Széchenyi understood that agricultural land had to attract credit to prosper, but even after 1848, when seigniorial rights were abolished, Hungary did not bring in much foreign investment. Rather than put their money in the agricultural enterprise of an underdeveloped country, Western credit markets tended to fund transportation and industry in more prosperous regions.

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1848: Nationalism’s Icarus Moment

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 157-158:

Never before or since have Europeans seen common hopes smashed so rapidly as in 1848, the year of democratic revolutions. In February and March, after a disguised King of France escaped the wrath of his people, populations across the continent rose up against princes and kings, unified as never before, seeming to act according to one script. Divisions of nation or religion that had caused countless wars no longer seemed to matter, and even terms like “east” and “west” became secondary. The watchword was self-rule. Crowds demanding rights and democracy forced divine-right rulers to retreat and negotiate, from Italy and France through central Germany and into Bohemia, Prussian as well as Austrian Poland, all of Hungary (including Transylvania), and even farther east, into the principalities of Wallachia and Moldavia (the heart of today’s Romania), still under nominal Ottoman rule. Everywhere in this vast space, Europeans were telling the same story: they were leaving feudalism behind for better lives under democracy. If kings or princes survived, they would be bound to constitutions, as was the norm in Britain or the Netherlands.

But as early as April, the push for democracy was exposing divides among populations that few had imagined existed, and the stunned princes began surging back, making use of resources, some old (like a well-trained military), others new and unexpected. For the Habsburgs, virtually every national group turned out to be a potential ally against German and Magyar democrats, but they also exploited class divisions, playing peasants off against urban liberals, and urban liberals off against suburban proletarians. When pogroms broke out across Central Europe in 1848, the House of Habsburg also revealed itself as the defender of Jews and their property against urban mobs, who claimed that Jews stood with their ethnic enemies. That house was not only a bastion of the old order but also a defense of life and liberty against an emerging new order, of liberalism and national self-determination, but also of seemingly intractable interethnic feuding.

By the fall of 1848, the Habsburgs and other monarchs were rebounding, even if the final victories were not scored until the spring and summer of 1849, when imperial authorities closed down the elected parliament in Austria and crushed the democratic revolution in Hungary, with the assistance of Croat, Austro-German, Serb, and Romanian forces recruited from within Habsburg territories. The fighting between Hungary’s democrats trying to establish their national state and these nationalities became so intense that the region became a staging ground for ethnic cleansing: Magyar, Serb, and Romanian forces staked claims for territory by expelling ethnic others and burning their villages.

The difficulties of making a transition from feudalism to freedom were shocking because Habsburg subjects had not known the full extent of the realm’s complexity. The historian Joseph Redlich wrote much later that censorship and poor internal communications had kept the various parts of the monarchy ignorant of one another. There was little critical higher education, and for the elites, the “state almost completely coincided with German Austria,” and they assumed it would govern from Vienna with no concern for the “nationally foreign” inhabitants of the Sudeten and Alpine countries. Little was known about Czechs and South Slavs, and few anticipated that people speaking in their names might demand independence.1 Inhabitants of Central and Eastern European were neighbors who got to know one another only after they had to deal with one another as free human beings for the first time.

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Crucible of Serb Nationalism

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 142-144:

Beyond Poland, only Hungary possessed a large group of nationally conscious gentry. As in Poland, the challenge for the patriotic gentry was to extend its notions of national consciousness to a largely illiterate peasantry. But in contrast to Poland, a Hungarian political entity—the Hungarian kingdom—continued to exist, even if the king was Habsburg. Within that kingdom, institutions thrived that were controlled by the Hungarian gentry, above all a parliament and schools that inculcated in children a sense of duty to the Hungarian nation. The challenge was building even more schools in a largely agricultural country and spreading the message to areas where Hungarian was not spoken.

Yet Serb patriots faced challenges unknown to their neighbors. There had been no kingdom of Serbia for hundreds of years, and over the centuries, the Serb nobility had gradually faded away, either on the field of battle or through emigration, Islamicization, or simple reduction to poverty. In general, the Ottoman rulers did not impose Islam, but they encouraged conversion by reserving positions of influence and distributing land to their coreligionists. Landowners, administrators, and the wealthy tended to be Muslims, and Orthodox Christian peasants formed an underclass of sharecroppers. It was unthinkable that a Christian could have a position of authority or command over a Muslim, whether in the economy or in the state. When a Serb national leadership emerged, it was from the more successful livestock farmers and village notables.

Regardless of wealth, Serbs possessed a sense of national identity. Percentagewise, probably more Serb-speakers were conscious of their identity as Serbs, than Polish-speakers were of their identity as Poles. This is a bit of a mystery. There were no Serb political institutions, and unlike Polish or Hungarian elites, even the wealthiest Serb peasants in Ottoman territories could not read and write. Still, Serb-speakers across a vast space, who might never meet one another, nevertheless felt they were linked. That feeling partly had to do with the Serb Orthodox church, the one institution that the Ottomans permitted to survive, with separate legal jurisdiction for Orthodox believers as well as recognition of Serb identity (as opposed to Greek or Bulgarian). The Serb church assumed almost all civil authority of the defunct Serb state and kept that state’s memory alive by canonizing Serbian kings. Humble worshipers were reminded day in and day out that people of their own language had once ruled them and should do so again. The Patriarchate of Peć, a self-governing Serbian branch of Orthodoxy under the Patriarch of Constantinople, referred to the territory under its jurisdiction as the “Serbian lands.” From 1557 that territory included Kosovo as well as old Serbia and also areas farther north in Hungary.

But equally important was a cultural form that no institution could control, the Serb practice of epic folk poetry, maintained from time immemorial, of Serbs gathering in small circles or in their homes and listening to poems sung to the accompaniment of a one-stringed instrument, the gusle. The songs, produced from memory, could last for hours and were passed down from generation to generation because they gave people consolation and a way to make sense of oppression. Best known is the dramatic “Kosovo cycle,” which recounts the glories of medieval Serbia, up to a moment of heroic sacrifice at the battlefield of Kosovo, where a Serb force met a larger Turkish army on June 28, 1389.

A battle did take place on that date, one of several through which the Ottoman Empire expanded northward, into new territories. The historical facts are unglamorous. The Serb kingdom had been shrinking since death of its last great ruler, Dušan, in 1355. In June 1389, the vassals of the leading Serb prince Lazar met the armies of the sultan on Kosovo polje, the field of blackbirds, and both Lazar and the sultan were killed. The battle was not decisive. After the sultan’s successor consolidated his position, he made Lazar’s widow accept his authority. Her daughter Oliviera entered the sultan’s harem, and her son Stefan fought for the sultan, for example in 1396 at Nicopolis against Hungary, where he saved the day for his brother-in-law. In the meantime, his father, Lazar, had been sanctified in the Serb church. During the following century, all Serbian lands gradually came under Ottoman domination as the empire spread its influence north and westward.

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Eastern Europe Under Napoleon

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 81-83:

By 1794 France’s army numbered some 800,000, giving it a superiority of 2:1 in most engagements. After pushing intruders from French territory, French troops occupied the Low Countries and Germany west of the Rhine, areas they would hold until 1815. During these years, most of Europe fought France through seven coalitions, aimed first at the Revolution, and after 1799 at the France of Napoleon Bonaparte, a brilliant military leader who by 1804 had created a “French Empire,” consisting of an enlarged France with vassal states in Eastern and Central Europe. These states included a new Germany (Rhine Confederation), a new Poland (Duchy of Warsaw), and for the first time ever a state of South Slavs (Illyria).

Austria was a major force in the coalitions but lost decisive battles in 1805 at Austerlitz and 1809 at Wagram and had to cede territory. Still, it never endured direct French occupation, and thus its fate differed sharply from western German areas that were ruled from Paris and saw their traditional legal and social systems revolutionized. For the first time, thanks to Napoleon, everyone in Hamburg, Bremen, and much of the Rhineland was equal before the law, peasants as well as townspeople, nobles, and churchmen, and Jews with Christians. All were free to do as they wished: to move about the map, marry, and buy or sell property. With feudal privileges abolished, for the first time these Germans, regardless of background, were citizens.

Napoleon also began revolutionizing the ancient Holy Roman Empire out of existence by compensating the moderately sized German states for territories lost to the new confederation west of the Rhine with ecclesiastical and free cities east of the Rhine. Within a few years, hundreds of tiny bishoprics, abbeys, and towns had been absorbed into Bavaria, Saxony, or Baden, a crucial step in the process of creating a simpler Germany, more susceptible to unification as a modern nation-state.

In the summer of 1804, responding to Napoleon’s self-coronation as French emperor a few months earlier, Francis proclaimed himself emperor of Austria. As a Habsburg, he remained “Roman Emperor,” but as the empire approached extinction, he wanted to ensure his status on the European stage against the Corsican upstart. The technical name for the Habsburg monarchy was now the “Austrian Empire,” but the point was not to pursue an aggressive, self-confident imperial project of the sort that animated France, Britain, or Russia. The move was instead about seeming not to stand beneath a certain standard of dynastic prestige.

The self-coronation occurred not a moment too soon, as in August 1806 Napoleon declared the constitution of the Holy Roman Empire defunct, and several princes of his Rhine Confederation seceded on August 1. Five days later a proclamation was read from the balcony of the baroque Kirche am Hof in Vienna that the empire no longer existed. In fact, the empire had long been an ineffectual league of tiny entities, unable to defend the German lands. One practical consequence was that Austria’s leadership in Germany came to an end, and indeed, Germany lost all definite political form. Though it had few effective powers of administration, the empire’s constitution had balanced rights of cities and territories and in popular understanding had come to embody the nation in ways not fully tangible.

Reports from the summer of 1806 tell us that people across the German lands were outraged that a willful foreign usurper had simply disbanded the empire. The reports reveal a previously hidden emotional attachment, reminiscent of the indignation that arose in Hungary after Joseph replaced Latin with German. Like that supposedly dead language, the Holy Roman Empire provided a basic coordinate of identity. Johann Wolfgang Goethe’s otherwise buoyant mother Katharina wrote of deep unease, as if an old friend had succumbed to terminal illness. She sensed bitterness among the people of her home city of Frankfurt. For the first time in their lives—indeed for the first time in many centuries—the empire was omitted from prayers said at church, and subtle protests broke out across the German lands. Was one now simply a Prussian or Bavarian? And if one was German, what did that mean?

Rhinelanders had welcomed Napoleon’s rule because his legal code enhanced their freedoms, yet soon sympathies began to erode. The more territory France’s emperor controlled, the less he was satisfied, and the more demands grew on his “allies” for money and soldiers. And west Germans felt humiliated by French victories over the large German states to the east. In 1806 Napoleon crushed the armies of Prussia at Jena and Auerstedt, then occupied Berlin. Two years later he forced Austria to join a continental blockade of England; and when Austria rose up the following year, he again smashed it down. The ill-fated Grand Armée that attacked Russia in 1812 was one-third German, and so were its casualties.

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Premodern natio vs. Modern “Nation”

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 54-55:

The word “nation” (natio) existed in the premodern period but did not have the meaning it has in our day. The “nation” in the lands of Croatia, Hungary, or Poland was the hereditary elite, the gentry and nobles who enjoyed privileges that separated them from the “common” people. For example, nobles had a right to be tried by their peers and not imprisoned without charges, to raise soldiers, or to intermarry. In some cases, for example in Central Poland, the gentry were sizable, comprising up to one fourth of the population. The Hungarian gentry were about 6 percent; in France, by contrast, the nobility constituted less than 1 percent of the population. In Poland and Hungary, the rights to self-rule became substantial and made the hereditary nobility more powerful than counterparts in France, not to mention in Russia. By the sixteenth century, the Polish gentry elected its kings; during the seventeenth century, a practice emerged in which passage of legislation in the Sejm (parliament) required unanimous consent, a practice called “liberum veto.”

By the seventeenth century, the Polish nobility thus felt a strong sense of cohesion, politically and culturally, over a vast territory, and increasingly practiced Roman Catholicism, though the Protestant Reformation was at first popular and tolerated. A myth emerged according to which Poland’s nobles derived from “Sarmatians,” an ancient Iranian people who had subjugated Slavic tribes during early Christendom. This had the function of tying the group together even more tightly against all others on Polish territory, reinforcing its sense of privilege, and tending to exclude all others from the idea of nation. But the cultural identity of noble nations was premodern. Polish or Hungarian poets wrote in their own tongues from the fifteenth century (native liturgical texts are much older), producing important literatures, but they did not make a cult of language. And unlike liberal-democratic patriots of the nineteenth century, early modern nobles did not believe that all those who happened to speak Polish or Hungarian constituted a Polish or Hungarian “nation.” From the seventeenth century on, they tended to speak French or Latin among themselves and felt a cultural affinity with other European elites, with whom they shared tastes in architecture and music, and with whose sons their own mingled at universities in France and Italy.

Unlike modern nationalism, the idea of natio was therefore exclusive to a social group rather than insistently inclusive across a complex population ostensibly of one ethnicity. The early modern Polish or Croatian nobility did not think of Polish or Croatian-speaking peasants as part of their nation and often considered these peasants a lower form of humanity. The word for “peasant” was often synonymous with “slave,” evoking coarseness and absence of all taste. In decades when Western European peasants were being freed from the land and from compulsory services, a “second serfdom” was taking hold in much of Eastern Europe: those who worked the land became tied to it and could not leave without the master’s permission. They were people whom he could whip and otherwise humiliate in dozens of ways. No clear line existed dividing Eastern from Western Europe in terms of agricultural regime, but as one traveled to the east, the freedoms of the peasants tended to decrease, as did the productivity of agriculture.

When Polish or Hungarian nobles made claims to territory, it was therefore not in order to unite people of the same language or “blood.” They had no idea of including all people of their ethnicity in a particular state. But this early modern noble national identity was also not ethnically exclusive in the sense of modern nationalism. Native Ukrainian-speaking nobles living in Galicia considered themselves part of the Polish noble nation, and many of them over time became culturally Polish with no questions asked. In the sixteenth and seventeenth centuries, the Vatican had supported arrangements permitting Orthodox believers in Ukraine (under Polish rule) and in Transylvania (under Habsburg rule) to be “reunited” with Rome while maintaining much of their own liturgy and practices, including married clergy. These churches of the Byzantine rite that recognize papal authority are commonly known as “Uniate.”

The importance of the older legacy of noble rights is that feelings of corporate identity and privileges survived in social groups even after political structures supporting them declined or disappeared altogether, and then were spread to other social groups, usually very slowly and unevenly. Thus the Polish, Hungarian, and Croatian gentries continued to insist on rights of self-rule and “freedom” after medieval and early modern statehood was crushed. Among the Polish gentry, even after the destruction of the Polish state in the final partition in 1795, Poland continued as a community of ideas and practices—as a common culture—and was as present among the colony of émigré Polish writers in Paris in the 1840s as it was among Polish-speakers in Polish territories then part of Austria or Russia. The ideas of this “Great Parisian emigration”—that Poland had not perished and had a mission to humanity—made their way back to the Polish lands to inspire young people from other groups, including peasants, especially as Polish education became more widespread (often through the efforts of underground nationalist activists).

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Eastern Europe c. 1800

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 31-33:

When Westerners discuss Eastern Europe, they stress its complexity. It seems a place where an endless array of different peoples lay claim to the same spaces—so many, and so different, that the region seems to resist historical understanding. Yugoslavia alone consisted of some ten ethnicities, and there are subgroups and minorities (for example, the Muslims of southern Serbia, in the Sanjak of Novi Pazar, or the Hungarians to the north in Vojvodina). Interwar Czechoslovakia had five major nationalities, and the Habsburg Empire contained many more. As I write, three ethnic groups are making claims on parts of tiny Bosnia. Furthermore, the boundaries have changed so often and rapidly in the past two hundred years that it seems impossible to relate nationality to statehood. Poles lived in three states just over a century ago, and currently, Hungarians live in five; while Albanians live in Albania, they also populate Kosovo and parts of Montenegro and Macedonia (and are of three religions).

But on a global background, Eastern Europe appears not so different from much of Africa and Asia, where numerous ethnic groups are settled across smaller regions and where, in certain periods of history, colonial empires have ruled many groups simultaneously, drawing administrative borders with little concern for ethnic homelands. Take a map of Africa around 1900. West European powers had seized huge stretches of diverse territory, and political maps suggested a simplicity at odds with ethnic diversity, for example in German Southwest Africa, French Equatorial Africa, or the Belgian Congo.

In 1800, the peoples of East Central Europe lived in just four states: the Russian and Ottoman Empires, the Kingdom of Prussia, and the lands of the House of Habsburg (officially known as the Austrian Empire from 1804 to 1867). Within these lands, one could identify older political divisions, but if one simplifies a bit, one sees a map that is not difficult to grasp. In the north were the lands of the Polish-Lithuanian Commonwealth, defunct from 1795, when Austria, Prussia, and Russia divided the Commonwealth’s lands among themselves. Farther south we find the Hungarian and Bohemian kingdoms, possessions of the Habsburg monarchy from 1526. Hungary comprised the kingdom of Croatia as well as the principality of Transylvania. The Ottoman Empire included the principalities of Wallachia and Moldavia—the future heartlands of Romania—as vassal states, but it ruled directly the provinces (eyelets) of Bosna, Rumeli, and Silistre (which would become Bosnia-Herzegovina, Serbia, Albania, Macedonia, and Bulgaria) and contained the lands of the defunct medieval Bulgarian, Serb, and Bosnian kingdoms. Though nominally under Turkish rule, Montenegro maintained de facto independence because of its location in rugged mountain terrain.1 Finally, the Ottomans occupied much of central Hungary from 1526 to the 1680s, using it as a launching ground for campaigns of aggression on Habsburg lands farther north.

As in any imperial space, the political borders imposed by foreign powers belied the linguistic, religious, and ethnic diversity that had resulted from the settlement and mixing of diverse tribes centuries earlier. Much of this region had been ruled from Rome and later Constantinople (for example, the provinces of Pannonia, Dalmatia, and Macedonia on the Balkan Peninsula) but some of it, especially north of the Danube, remained beyond Roman power, and the documentary record is scantier. Still, in broad terms, we know what transpired.

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