Category Archives: religion

Slavery and the Ngaoundere State

From “Raiders and Traders in Adamawa: Slavery as a Regional System” by Philip Burnham, in Asian and African Systems of Slavery, ed. by James L. Watson (U. Calif. Press, 1980), pp. 46-48:

The Adamawa jihad was undertaken by small groups of Fulbe who were substantially outnumbered by the autochthonous ‘pagan’ groups of the region. Ngaoundere was certainly no exception in this regard, and the rapid integration of conquered Mbum and other peoples into the Fulbe state, which transformed large numbers of former enemies into effective elements of the state political and economic apparatus, is truly remarkable.

The limited information that we possess concerning the organisation of the Wolarbe Fulbe who first penetrated the Adamawa Plateau and attacked the Mbum of Ngaoundere suggests that they were a semi-nomadic pastoral group. Slaves definitely formed a part of Wolarbe society prior to the jihad, and it is possible that some of these slaves were settled in fixed farming villages which served as wet-season foci and political and ceremonial centres for the transhumant families of Fulbe pastoralists. At least a rudimentary system of political offices, with titles for both freemen and slaves, was in operation prior to the jihad and had probably been adopted by the Wolarbe during their earlier period of residence in Bornu.

On analogy between the pre-jihad Wolarbe and better-documented cases of similar semi-pastoral Fulbe groups composed of both free and slave elements, it is probable that the initial group of Wolarbe who took Ngaoundere did not exceed 5,000 in number, including women, children and slaves. But in the course of several decades of fighting against the indigenous peoples of the Ngaoundere region, the Fulbe were able to conquer and reduce to slavery or tributary status large groups of local populations who certainly outnumbered the Fulbe conquerors by several orders of magnitude. These conquests were assisted by alliances between Ngaoundere and other Fulbe states as well as by the progressive incorporation of ‘pagan’ elements into the Ngaoundere army. Conquered ‘pagan’ village populations located near Ngaoundere town were often allowed to remain on their traditional lands. Their chiefs were awarded titles, and the whole village unit was allocated to the tokkal (political following) of a titled Fulbe or slave official in the Ngaoundere court, who became responsible for collecting annual taxes and raising levies of soldiers for Fulbe war expeditions. In return, the ‘pagan’ group’s loyalty to Ngaoundere was rewarded principally by opportunities to secure booty in war, and this incentive was probably the primary factor which allowed the Fulbe to secure the allegiance of conquered groups so rapidly.

The tokke units (plural of tokkal) which formed the basis of the Ngaoundere administrative system, had their origins in the leadership patterns of mobile pastoral society and were not discrete territorial domains ruled by resident overlords. Rather, tokke were sets of followers, both Fulbe and members of vassal peoples, who were distributed in a scattering of different rural villages or residential quarters in town and who were allocated to individual office holders living at Ngaoundere at the whim of the Fulbe ruler (laamiido). Such a spatially dispersed administrative organisation lessened chances of secession by parts of the Ngaoundere state and yet was an effective means of mobilising and organising an army.

In addition to locally conquered ‘pagan’ peoples, the size of the servile population at Ngaoundere was further enlarged by slaves captured at distances of 200 to 500 kilometres from Ngaoundere town itself. These captives were brought back for resettlement at Ngaoundere either as domestic slaves or as farm slaves in slave villages (ruumde). This long-distance raiding, which was a regular occurrence from the 1850s up until the first decade of the twentieth century, was a large-scale phenomenon, and European observers at the end of the nineteenth century estimated that as many as 8,000 to 10,000 slaves might be taken on these raids annually (Coquery-Vidrovitch 1972:76, 204-205; Loefler 1907:225; Ponel 1896:205-207). Those captives who were not settled at Ngaoundere were sold to Hausa or Kanuri traders, and Adamawa soon gained the reputation as a slave traders’ Eldorado (Passarge 1895:480). By the second half of the nineteenth century, Adamawa had become the main source of supply for the Sokoto Caliphate (Lacroix 1952:34).

Summing up the demographic situation at Ngaoundere in the nineteenth century, we can say that at no time following the establishment of the Fulbe state did the proportion of slaves and vassals to freemen ever fall below a one-to-one ratio and that for most of the period, the ratio was probably more like two-to-one. Modern census figures, although they can be applied retrospectively with only the greatest of caution, tend to support this interpretation. Thus, in 1950, there were approximately 23,000 Fulbe living in the Ngaoundere state as compared with 35,000 non-Fulbe who were still identifiable as ex-slaves, vassals, or servants of the Fulbe (Froelich 1954:25). It goes without saying that in modern conditions, when all legal disabilities and constraints on movement have been removed, the proportion of servile to free would be expected to drop. But nonetheless, as late as 1950, we still encounter almost a three-to-two ratio.

Whatever the exact number and proportion of slaves in the pre-colonial period, they were not all of uniform social or legal status, and it is instructive to attempt a classification of the various forms of servitude in practice in nineteenth-century Ngaoundere. The Fulbe language makes a distinction between dimo and maccudo, meaning respectively ‘freeman’ and ‘slave’, a discrimination paralleling the basic one made in Koranic law. Membership in the legally free category was attainable through birth to two free parents, through birth to a slave concubine having relations with a freeman, or through manumission. A slave concubine herself, having borne a free child, would also become free on the death of her child’s father. Free offspring of slave concubines were not jurally disadvantaged and as the decades passed after the conquest, many of the Ngaoundere aristocracy and even several of the rules had such parentage.

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National vs. Imperial Emigration Priorities

From The Great Departure: Mass Migration from Eastern Europe and the Making of the Free World, by Tara Zahra (Norton, 2016), Kindle Loc. 388-410:

In part, the preoccupation with maintaining population in imperial Austria was linked to the explosive growth of popular nationalist movements at the end of the nineteenth century. In the nationalist battle for supremacy, numbers mattered. Beginning in 1880, when citizens were first asked about their “language of daily use,” the imperial census escalated into a high-stakes campaign for citizens’ allegiances, as the number of Czech-speakers, German-speakers, Polish-speakers, or Ruthene-speakers counted came to be seen as a measure of national strength. Increasingly, numbers determined how state resources were allocated, where schools were built, and in which languages children could be educated.

It follows logically that nationalists would mobilize to prevent the emigration of members of their own national community and encourage the exodus of national rivals. The Hungarian government, which operated somewhat like a nation-state within the Dual Monarchy (sharing only a common foreign policy and military with Austria), did just that. As of 1904, two-thirds of the emigrants leaving the Hungarian half of the monarchy were not native Hungarian-speakers. A secret memorandum from the Hungarian undersecretary of state to the Hungarian prime minister explained, “For the institution of national statehood it is absolutely necessary that the ruling race . . . become the majority of the population. . . . Providence . . . has granted another population factor which has significantly raised the proportion of the Hungarian element at the expense of the nationalities. . . . This important new factor is the mass emigration of the non-Hungarian population.”

In Russia as well, imperial authorities began to encourage Jewish emigration in the 1890s, while restricting the emigration of nationally “desirable” citizens. The Russian government allowed the Jewish Colonization Association (JCA) to set up branches across the empire beginning in 1892, effectively legalizing Jewish emigration, even though emigration remained illegal for non-Jewish Russians. The JCA had established four hundred offices throughout Russia by 1910, providing migrants with information about opportunities to emigrate and assisting with the burdensome paperwork.

In Vienna, by contrast, imperial authorities officially mourned the loss of all the kaiser’s subjects equally. In 1905, out of 111,990 emigrants from Austria to the United States, 50,785 (45 percent) were Polish-speakers, 14,473 (14 percent) spoke Ruthene (a language later known as Ukrainian), and 11,757 (10 percent) were Czech-speakers. In contrast to their proportion in the emigration from imperial Russia, where anti-Semitic persecution was much more severe, Jews were not heavily overrepresented among emigrants from the Dual Monarchy. Out of a total of 275,693 emigrants from Austria-Hungary in 1905, for example, 17,352 emigrants (6 percent) were Jewish, only slightly more than the percentage of Jews in the total population in 1900 (4.7 percent in Austria, 5 percent in Hungary).

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The Veil as Status Symbol

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 3561-82:

Traditional tribal costumes vary enormously across Iran even today, and are often colorful and eye-catching, with no veil in sight.

Of the remainder of the population, the majority were peasant farmers and laborers. But among these people, too, women had an essential economic role and some independence (insofar as anyone in the poorer classes could properly be thought of as independent). Women had to work hard in the fields and probably did the majority of the routine work—of all but the heaviest sort. Again, a veil of the enveloping chador kind was normally quite incompatible with that sort of activity.

Even in the towns and cities, the majority of people were relatively poor, and in those households most women would have had to work outside the home. And there were significant numbers of prostitutes, to whom the rules of respectability certainly did not apply. So the setup we might think of as typical—of heavily veiled women seldom leaving the home and even in the home kept apart from males who were not relatives—was in fact atypical before 1900. When it did occur, it was limited to middle-or high-class families in towns (precisely the class that looms large historically, being the book-writing, book-reading class—perhaps only four percent or less of families overall). But that arrangement was, or became, an aspiration for many men who could not afford to make it a reality. One could think of the heavy veil as a kind of elite fetish, similar to some of the fashions of nineteenth-century Europe that immobilized women, being wholly impractical and incompatible with work of any kind. For a man’s wife to be out of the house and out of his control, especially in the towns, perhaps partly because of the presence of prostitutes in the towns, potentially exposed him to derision and ridicule. But for her to be kept at home and to emerge only veiled was expensive and a sign of the man’s status. It would be easy to overlook or underestimate the significance and implications of this trope among men in Iranian society and elsewhere. Rather than being an outgrowth of traditional religion and society—there is little justification for it in the Qor’an or the earliest hadith, which originated in different social circumstances—it may largely underpin them. Possession of material goods had its patterns and its social consequences, but so also did the possession of women.

As the population later became steadily more urban and in some ways at least more prosperous, more women were more restricted, stayed in the home more, and wore the heavy veil. But we should not think of those arrangements as typical of pre-industrial Iran; one could accurately say that for the majority of Iranian women, they were a twentieth-century innovation.

An interesting comparison with foot-binding in China.

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Safavid Religious Persecution

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2701-18:

The Shi‘ism of the Safavids and the ulema under their rule had from the beginning more than a streak of extremism and intolerance within it, and this tendency was intensified by the religious conflict with the Ottomans. The Safavids from the outset tended to be more earnestly religious than many previous Sunni rulers had been. This is a delicate subject, but it is important to look at it squarely. The Sufis were increasingly out of favor, and intellectual life was channeled into the madresehs. There were always hangers-on and pseudo-mullahs who could attract a following among the luti (unruly youths) of the towns by being more extreme than their more reflective, educated rivals; and the perceived history of persecution suffered by the Shi‘a did not always prompt a sensitivity to the vulnerability of other minorities once the Shi‘a became the dominant sect. Notions of the religious impurity (najes) of unbelievers, especially Jews, contributed to a general worsening in the condition of minorities, and after 1642 there was a particularly grim period of persecution and forced conversions. Orders were issued that Jews should wear distinguishing red patches on their clothing to identify themselves, that their word at law was near worthless, that they must not wear matching shoes, fine clothes, or waist sashes, that they must not walk in the middle of the street or walk past a Muslim, that they must not enter a shop and touch things, that their weddings must be held in secret, that if they were cursed by a Muslim they must stay silent, and so on. Many of these would-be rules (running directly contrary to the spirit of proper tolerance accorded to People of the Book in Islam, and reminiscent of similar ugly rulings imposed in Christian Europe in the Middle Ages and at other times) probably reflect the aspirations of a few extremist mullahs rather than the reality as lived. Conditions would have varied greatly from town to town and changed over time, but they were still indicative of the attitudes of some and appeared to legitimize the actions of others. As authority figures in villages and towns, humane, educated mullahs were often the most important protectors of the Jews, Christians, and Zoroastrians. But other, lesser mullahs frequently agitated against these vulnerable groups.

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How Persia Turned Shi‘a

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2546-69, 2585-99:

It is uncertain just when the Safavids turned Shi‘a; in the religious context of that time and place, the question is somewhat artificial. Shi‘a notions were just one part of an eclectic mix. By the end of the fifteenth century a new Safavid leader, Esma‘il, was able to expand Safavid influence at the expense of the Aq-Qoyunlu, who had been weakened by disputes over the dynastic succession. Esma‘il was himself the grandson of Uzun Hasan, the great Aq-Qoyunlu chief of the 1460s and 1470s, and may have emulated some of his grandfather’s charismatic and messianic leadership style. In 1501 Esma‘il and his Qezelbash followers conquered Tabriz (the old Seljuk capital) in northwestern Iran, and Esma‘il declared himself shah. He was only fourteen years old. A contemporary Italian visitor described him as fair and handsome, not very tall, stout and strong with broad shoulders and reddish hair. He had long moustaches (a Qezelbash characteristic, prominent in many contemporary illustrations), was left-handed, and was skilled with the bow.

At the time of his conquest of Tabriz, Esma‘il proclaimed Twelver Shi‘ism as the new religion of his territories. Esma‘il’s Shi‘ism took an extreme form, which required the faithful to curse the memory of the first three caliphs that had preceded Ali. This was very offensive to Sunni Muslims, who venerated those caliphs, along with Ali, as the Rashidun or righteous caliphs. Esma‘il’s demand intensified the division between the Safavids and their enemies, especially the staunchly Sunni Ottomans to the west. Recent scholarship suggests that even if there was a pro-Shi‘a tendency among the Qezelbash earlier, Esma‘il’s declaration of Shi‘ism in 1501 was a deliberate political act.

Within a further ten years Esma‘il conquered the rest of Iran and all the territories of the old Sassanid Empire, including Mesopotamia and the old Abbasid capital of Baghdad. He defeated the remnants of the Aq-Qoyunlu, as well as the Uzbeks in the northeast and various rebels. Two followers of one rebel leader were captured in 1504, taken to Isfahan, and roasted on spits as kebabs. Esma‘il ordered his companions to eat the kebab to show their loyalty (this is not the only example of cannibalism as a kind of extreme fetish among the Qezelbash).

Esma‘il attempted to consolidate his control by asserting Shi‘ism throughout his new domains (though the conventional view that this was achieved in a short time and that the import of Shi‘a scholars from outside Iran was significant in the process has been put into doubt). He also did his best to suppress rival Sufi orders. It is important to stress that although there had been strong Shi‘a elements in Iran for centuries before 1501, and important Shi‘a shrines like Qom and Mashhad, Iran had been predominantly Sunni, like most of the rest of the Islamic world. The center of Shi‘ism had been the shrine cities of southern Iraq.

But Esma‘il’s hopes of westward expansion, aiming to take advantage of the Shi‘a orientation of many more Turkic tribes in eastern Anatolia, were destroyed when the élan of the Qezelbash was blown away by Ottoman cannon at the Battle of Chaldiran, northwest of Tabriz, in 1514. A legend says that Esma‘il vented his frustration by slashing at a cannon with his sword, leaving a deep gash in the barrel.

After this defeat Esma‘il could no longer sustain the loyalty of the Qezelbash at its previous high pitch, nor their belief in his divine mission. He went into mourning and took to drink. Wars between the Sunni Ottomans and the Shi‘a Safavids continued for many years, made more bitter by the religious schism. Tabriz, Baghdad, and the shrine towns of Iraq changed hands several times. Shi‘a were persecuted and killed within the Ottoman territories, particularly in eastern Anatolia where they were regarded as actual or potential traitors. The Safavids turned Iran into the predominantly Shi‘a state it is today, and there were spasmodic episodes of persecution there too, especially of Zoroastrians, Christians, and Jews—despite the ostensible protected status of at least the latter two groups as “People of the Book.” One could make a parallel with the way that religious persecution intensified either side of the Roman/Persian border in the fourth century AD, in the reign of Shapur II, after Constantine made Christianity the state religion of the Roman Empire.

The Safavid monarchs also turned against the Sufis, despite the Safavids’ Sufi heritage. The Sufis were persecuted to the point that the only surviving Sufi order was the Safavid one, and the others disappeared or went underground. In the long term, the main beneficiary of this were the Shi‘a ulema. This was important because the Sufis had previously had a dominant or almost dominant position in the religious life of Iran, especially in the countryside.

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Problems of Dynastic Succession

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2645-58:

Succession was a common difficulty for many monarchs. In Europe, the problem was that every so often a ruler could not produce a son. This could create all sorts of difficulties—attempts at divorce (Henry VIII, for example), attempts to secure recognition for the succession of a daughter or more distant relative, disputes over succession resulting in war. In the Islamic world, the problem was different. Polygamy meant that kings did not normally have a problem producing a son, but they might, on the contrary, have too many sons. This could mean fierce fighting among potential heirs and their supporters when the father died. In the Ottoman Empire such battles were institutionalized—rival sons who had served their father as provincial governors would, on hearing of his death, race for the capital to claim the throne. The winner would get the support of the janissaries, and would then have the other sons put to death. Later, the Ottomans adopted a more dignified arrangement, keeping the possible heirs in the Sultan’s harem palace until their father died. But this meant they would have little understanding of or aptitude for government, and the new practice helped to increase the power of the chief minister, the vizier, so that the vizier ruled effectively as viceroy. It was a conundrum.

Many fathers have disagreements and clashes with their sons, and history is full of feuds between kings and their crown princes. Abbas was no exception; he had come to power himself by deposing his father. Following the Ottoman precedent again, he imprisoned his sons in the harem for fear that they would attempt to dethrone him. But he still feared that they might plot against him, so he had them blinded, and he had one of them killed. Eventually, he was succeeded by one of his grandsons. The unhappy practice of keeping royal heirs in the harem was kept up thereafter by the Safavid monarchs.

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Schisms in Islam and Christianity

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2431-40, 2477-88:

The great schisms of the Christian church, between East and West, and later between Catholic and Protestant, came centuries after the time of Christ. But the great schism in Islam that still divides Muslims today, between Sunni and Shi‘a, originated in the earliest days of the faith—even before Karbala, in the time of the Prophet Mohammad himself. Comparisons with the Christian schisms do not really work. A more apposite analogy, as noted by the historian Richard N. Frye and others, can be drawn between, on the one hand, the emphasis on law and tradition in Sunni Islam and Judaism and, on the other hand, the emphasis on humility, sacrifice, and the religious hierarchy in Christianity and Shi‘ism. The public grief of Ashura is similar in spirit to that which one can still see on Good Friday in some Catholic countries. The purpose in making comparisons between Shi‘ism and various aspects of Christianity is not to suggest that they are somehow the same (they are not), nor to encourage some kind of happy joining-hands ecumenism (naïve), but rather to try to illuminate something that initially looks unfamiliar, and to suggest by analogy that it may not be so strange or unfamiliar after all. Or at least, that it is no more strange than Christian Catholicism.

Despite the schism, in the early centuries there was a fairly free interchange of ideas, a considerable pluralism of belief, and considerable diversity of opinion among the Alids or Shi‘a themselves. Overall, Shi‘a theology and law tended to be looser than in Sunni Islam, more open to the application of reason in theology, more inclined to a free will position than a determinist one, and more open to some of the more heterodox ideas circulating in the Islamic world. This was partly the result of a broader hadith tradition, which included the sayings and doings of the Shi‘a Emams. Shi‘a theology also differed because it addressed problems that were specific to the Shi‘a, such as conduct under persecution.

The sixth Shi‘a Emam, Ja‘far al-Sadiq, developed a strategy for the evasion of persecution that was to prove controversial. The doctrine of taqiyeh, or dissimulation, permitted Shi‘a Muslims to deny their faith if necessary to avoid persecution—a special dispensation that has striking similarities with the doctrine of “mental reservation” granted for similar reasons by the Catholic church in the period of the Counter-Reformation, and associated with the Jesuits (though it originated before their time). Just as the Jesuits acquired a reputation for deviousness and terminological trickery among Protestants (whence in English we have the adjective “Jesuitical”), so the doctrine of taqiyeh earned the Shi‘a a similar reputation among some Sunni Muslims.

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Persian Poets Favored in the West

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2305-16:

Every hundred years or so, the reading public in the West discovers another of these Persian poets. In 1800 it was Hafez, in 1900 Omar Khayyam, in 2000 it is Rumi. The choice depends not so much on the merits or true nature of the poets or their poetry, but more on their capacity to be interpreted in accordance with passing Western literary and cultural fashions. So Hafez was interpreted to fit with the mood of Romanticism, Omar Khayyam with the aesthetic movement, and it has been Rumi’s misfortune to be befriended by numb-brained New Agery. Of course, an attentive and imaginative reader can avoid the solipsistic trap, especially if he or she can read even a little Persian. But the mirror of language and translation means that the reader may see only a hazy but consoling reflection of himself and his times, rather than looking into the true depths of the poetry—which might be more unsettling.

On the surface, the religion of love of these Sufi poets from eight hundred years ago might seem rather distant and archaic. That is belied less by the burgeoning popularity of Rumi and Attar than by the deeper message of these poets. Darwinists who, like Richard Dawkins, believe Darwinism ineluctably entails atheism might be upset by the idea, but what could be more appropriate to an intellectual world that has abandoned creationism for evolution theory than a religion of love? Darwinism and evolutionary theory have demonstrated the intense focus of all life on the act of reproduction, the act of love. The spirit of that act and the drive behind it are the spirit of life itself.

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Persia Under the Mongols

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2008-32:

Khorasan suffered terribly again as the Mongols moved in to punish those who continued to resist, and to set up their occupation regime. In Tus, which they made their base, the Mongols initially found only fifty houses still standing. The golden age of Khorasan was over, and in some parts of the region agriculture never really recovered. Where there had been towns and irrigated fields, the war horses of the conquerors and their confederates now were turned out to graze. Wide expanses of Iran reverted to nomad pastoralism, but these nomads were more dangerous, ruthless mounted warriors of a different kind. Peasants were subjected to taxes that were ruinously high and were collected after the fashion of a military campaign. Many fled the land or were forced into slavery, while those artisan city dwellers who had survived the massacres were forced to labor in workhouses for their conquerors. Minorities suffered, too. In the 1280s a Jew was appointed as vizier by the Mongols, but his appointment grew unpopular, he fell from office, and Jews were attacked by Muslims in the cities, establishing a dismal pattern for later centuries: “[They] fell upon the Jews in every city of the empire, to wreak their vengeance upon them for the degradation which they had suffered from the Mongols.” It was a grim time indeed. Khorasan was more affected than other parts, but the general collapse of the economy hit the entire region.

The Mongols, who made Tabriz their capital, spent the next few decades consolidating their conquests and destroying the Ismaili Assassins in the Alborz mountains, just as the Seljuks had tried and failed to do for many years before 1220. Some smaller rulers who had submitted to the Mongols were allowed to continue as vassals, and in the west the rump of the Seljuk Empire survived in Anatolia on the same basis as the Sultanate of Rum. In 1258 the Mongols took Baghdad. They killed the last Abbasid caliph by wrapping him in a carpet and trampling him to death with horses.

Yet within a few decades, astoundingly, or perhaps predictably, the Persian class of scholars and administrators had pulled off their trick of conquering the conquerors—for the third time. Before long they made themselves indispensable. A Shi‘a astrologer, Naser od-Din Tusi, captured by the Mongols at the end of the campaign against the Ismailis, had taken service with the Mongol prince Hulagu, and served as his adviser in the campaign against Baghdad. Naser od-Din Tusi then set up an astronomical observatory for Hulagu in Azerbaijan. One member of the Persian Juvayni family became governor of Baghdad and wrote the history of the Mongols; another became the vizier of a later Mongol Il-Khan, or king. Within a couple of generations Persian officials were as firmly in place at the court of the Il-Khans as they had been with the Seljuks, the Ghaznavids, and earlier dynasties. The Mongols initially retained their paganism, but in 1295 their Buddhist ruler converted to Islam along with his army. In 1316 his son Oljeitu died and was buried in a mausoleum that still stands in Soltaniyeh—one of the grandest monuments of Iranian Islamic architecture and a monument also to the resilience and assimilating power of Iranian culture.

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Missionary Interrogators in the Pacific

From Protestants Abroad: How Missionaries Tried to Change the World but Changed America, by David A. Hollinger (Princeton U. Press, 2017), Kindle Loc. 3201-35, 3284-3321:

[A]mong the first wave of US Marines to hit the beach at Guadalcanal on August 8, 1942, was a man who had been a Congregationalist missionary to Japan for twenty-six years.

Sherwood F. Moran (1885–1983) had been home on furlough on December 7, 1941. Immediately, he went to US Marine headquarters in Washington. Volunteering for service, he told the Marines there that his idiomatic Japanese was probably better than any other American’s. The Marines sent him to the South Pacific, and put him in charge of interrogating POWs. He had radical ideas about how this task should be carried out: “By the expression on your face, the glance of your eye, the tone of your voice” you must “get him to know” that you really do regard all men as “brothers,” he instructed other Marines. He proved to be so good at extracting intelligence from captured soldiers that he was told to write an instruction manual for others assigned to this job. The resulting document systematically rejected the beliefs of many Marines that Japanese prisoners should be shot, if not tortured. The American interviewer, Moran’s manual advised, should speak to the Japanese prisoner “as a human being to a human being,” treating him with respect.

On Guadalcanal, Moran was by far the oldest man around. He was soon being called “Pappy” by the young men working under his supervision. Language fluency was what got Moran to the South Pacific, but what he did with his Japanese is what made history. Moran may have been, as his family liked to say of him, “probably the only Marine of his era who never took a drink, never smoked a cigarette, and never cursed.” He was much more than that. He was, among other things, a classic ecumenical Protestant missionary.

Educated at Oberlin College and at Union Theological Seminary, and inspired more by Jane Addams’s social work than by any ideology of religious conversion, Moran was a devoted follower of the Student Volunteer Movement’s greatest orator, Sherwood Eddy. Moran and Eddy were sometimes called “the two Sherwoods” because Moran served for a year as Eddy’s personal secretary, traveling with him and absorbing his liberal views about the missionary project. Worldly enough to have become an accomplished tap dancer, and to have considered a career in vaudeville before a trusted female friend warned him against the unwholesome characters he would meet in the New York theater milieu, Moran was anything but retiring in his ways and was far from orthodox in his theology. Moran married his Oberlin sweetheart, Ursul, and settled down with her in Japan to raise a family and exemplify what the two understood to be a Christian life, and to help local Japanese in whatever way they could. Moran quickly took a serious interest in Buddhism and in Japanese art—on which he published several monographs late in life—and became an outspoken critic of the militarism of the Japanese ruling elite.

Moran’s manual instructed the interrogators to speak to a Japanese prisoner not only as a brother, but almost as a seducer. In his very first paragraph Moran compared the “interviewer”—a label he preferred to “interrogator”—to a “lover.” Each interviewer must develop his own skills, so that each “will gradually work out a technique of his own, his very own, just as a man does in making love to a woman! The comparison is not merely a flip bon mot; the interviewer should be a real wooer!” Some Marines in their “hard-boiled” manner will “sneer that this is a sentimental attitude,” Moran predicted, but he urged resolution and persistence in the face of such banal scorn. The central theme of “Suggestions for Japanese Interpreters Based on Work in the Field,” as the manual was entitled, was the need to establish rapport with the prisoner. Moran insisted that “the Japanese soldier is a person to be pitied rather than hated,” a man who has been misled, deceived, and manipulated by his government and his officers. Every prisoner actually had a story he wanted to tell, and the job of the interviewer was to create an atmosphere in which the prisoner would tell it. The interviewer should learn as much as he could about Japan and its history and culture. Those like himself who had lived in Japan had a great advantage, yes, but others should do all they could to inform themselves so as to do a better job.

Of course one must never forget the goal of extracting intelligence.

The missionary foundation for Moran’s work with POWs becomes all the more significant when we recognize two counterparts in the army and the navy who adopted virtually the same approach, and who were both missionary sons. The notorious service rivalries in the Pacific war prevented Moran from knowing about it, but Army Col. John Alfred Burden (1900–1999) and Navy Lt. Otis Carey [sic] (1921–2006) were operating on the basis of the same instincts. That the anti-torture policies and practices of all three services in the Pacific War were instituted by missionary-connected Americans has gone unnoticed until now. A sign of just how thoroughly this episode had been forgotten by the 1980s is the fact that none of these three men is mentioned in two books written in that decade by the leading students of the war in the Pacific: Akira Iriye’s Power and Culture: The Japanese-American War, 1941–1945 and John W. Dower’s War Without Mercy.

“Otis Cary’s name,” reports Ulrich Straus, “was the only one cited repeatedly” many years after the war, when Japanese veterans “wrote up their wartime experience in prison camps.” Cary, who was remembered with respect, even affection, “was determined,” writes Straus, “to treat prisoners not as enemies but as human beings, individuals who deserved to have a bright future aiding in the reconstruction of a new, democratic Japan.” The son and grandson of Congregationalist missionaries, Cary, who always considered Japanese his native language, had come “home” in 1936 to attend Deerfield Academy and then Amherst College, as did so many missionary sons. He enlisted in 1942 and by early 1943 was the navy’s primary officer for interrogation. He was stationed first in Hawaii and then in Alaska’s Aleutian Islands, where he led in the interrogation of POWs captured in the fighting there. Cary was first hampered by the army, which was in control of the American operation in the Aleutians and wanted nothing to do with the navy’s Japanese language specialists. Still, Cary managed to win acceptance when he had the astonishing luck of encountering, as his first POW, a soldier from his own hometown in Japan. Carey extracted information from this man that was deemed highly valuable by the top brass.

But Cary did not operate on a large scale until later in the war, in the Marianas, especially on Saipan in the summer of 1944. It was there that Cary, confronted with a flood of captives, made such a lasting impression on the soldiers he interrogated. “Following lengthy discussions,” notes Straus, many of the prisoners “eventually found persuasive Cary’s argument that [they] had given their all in the service of their country, had nothing to be ashamed of, and should look forward to contributing to the reconstruction of a post-war Japan.”

Cary’s successes in the Aleutians and the Marianas would be better known if he had written about his exploits in English instead of only in Japanese. As translated by Straus, Cary explained that the soldiers “were used to being coerced and knew how to take evasive measures,” but “if treated humanely, they lost the will to resist.” While there were rumors about high pressure methods used on the POWs, Cary insisted that nothing of the sort happened on his watch. The unanimous postwar testimony of the POWs in his charge vindicates the claim. Cary went back to Japan after the war and headed the American Studies program at Doshisha University, the close partner of his US alma mater, Amherst. Largely unknown in the United States, to which he returned ten years before his death in 2006, Cary was an important and widely celebrated figure in Japanese academia.

Cary apparently had no contact with his Army counterpart, John Alfred Burden, who was a medical doctor in Hawaii at the time of the Japanese attack on Pearl Harbor. Burden immediately enlisted in the army, ready to use the language skills he acquired as a Tokyo-born son and the grandson of Seventh-day Adventist missionaries. He was able to speak the Tokyo dialect more fluently than most of the Nisei with whom he worked in the South Pacific. As a captain posted to Fiji in October 1942, Burden was frustrated that his superiors did not quickly send him into the combat zones where his language facility could be of immediate use. He finally persuaded them to send him to Guadalcanal in December, accompanied by two Japanese Americans who, Burden complained bitterly, had been stuck in a prejudice-filled atmosphere on Fiji driving trucks around the base. Burden went on to lead the first joint Caucasian-Nisei team of interrogators, eventually establishing an impressive record.

This very long extract will have to be my last from this book. Burden and Cary deserve their own Wikipedia articles, as do a few other missionaries who once worked for the OSS.

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