Category Archives: Britain

U-Boats Off U.S. Coastline, 1942

From World War II at Sea, by Craig L. Symonds (Oxford U. Press, 2018), Kindle pp. 251-255:

On December 9, 1941, the day Hitler unleashed the U-boats for use against American shipping, Dönitz asked OKW to release twelve of them for a campaign in American waters. The German high command allotted him only six, keeping the rest for service off Gibraltar, further annoying an already disgusted Dönitz. Moreover, one of the six boats developed an oil leak, so that in the end, only five of them departed in December to take up positions off the eastern coast of the United States. Dönitz also sent ten of the smaller Type VII boats, packed with extra fuel and supplies, to the waters off Nova Scotia, which was just within their operational range. Those fifteen boats represented a substantial portion of his entire U-boat flotilla.

Crossing the Atlantic in a surfaced U-boat was harrowing. Peter-Erich Cremer, skipper of the U-333, recalled that “the waves were as high as houses.” The boats pitched wildly, banging down on each successive wave with a jarring thump, often knocking crewmen off their feet. They also rolled side to side by as much as 120 degrees. When the seas became so violent as to threaten the safety of the boat, the captain could submerge into the relatively calm waters below the raging surface, but that reduced the boat’s speed to about five knots, which dramatically lengthened the transit time and used up precious fuel, food, and water supplies. Dönitz wanted all of the boats to begin simultaneous attacks on January 13, and running submerged for any length of time jeopardized meeting that deadline.

While the British and Americans squabbled, Operation Paukenschlag [Drumbeat] got under way, though not quite with the kind of devastating impact Dönitz had envisioned. Mainly this was because the five Type IX U-boats did not all manage to get into position by the target date of January 13. Hardegen’s U-123 sank the Panamanian tanker Norness off Long Island on the fourteenth, but the last of the five boats did not arrive at its assigned position off Cape Hatteras, North Carolina, until the eighteenth.

The Carolina capes constituted a critical choke point for American coastwise trade. In January 1942, 95 percent of the oil pumped from the Louisiana and Texas oil fields made its way to the Eastern Seaboard in tanker ships that necessarily had to pass around Cape Hatteras, where the shoals narrowed the shipping channel to a mere thirty miles. Eventually the United States would shift much of its domestic oil transport to rail cars and pipelines, but when Dönitz’s U-boats arrived off Hatteras on January 18, the shipping there was so abundant that upon surfacing, Hardegen was astonished to see “no fewer than twenty steamers, some with their lights on.” That night he sank four of them.

In accordance with Dönitz’s suggested protocols, the U-boats lay quietly on the bottom of the continental shelf during the daylight hours, surfacing at night to look for passing freighters, and especially tankers. Not only did the targeted ships proceed independently, but many, as Hardegen noted, still had their running lights on, making them irresistible targets. Even those ships proceeding blacked out were often starkly silhouetted against the lights that were still burning on shore, since most cities from Miami to New York did not enforce nighttime blackouts. German U-boat skippers, who had been at war for more than two years, were dumbfounded by such carelessness, and bemused by the sight of car headlights passing along the coastal roads. Peter Cremer, commanding the U-333, recalled that “through the night glasses we could distinguish equally the big hotels and the cheap dives, and read the flickering neon signs.” Peering into New York harbor through his binoculars, Hardegen jokingly told his crew that he could see dancers atop the Empire State Building. In such an environment, the U-boats, few as they were, had a field day. In the last two weeks of January, they sank twenty-three ships, thirteen of them tankers. Counting the ships sunk in Canadian waters by the smaller Type VIIs, the U-boats of Operation Paukenschlag dispatched forty-one Allied ships displacing 236,000 tons in just two weeks. The losses were shocking, all the more so in that many of them occurred within sight of the American coastline.

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Atlantic Convoy System, 1939

From World War II at Sea, by Craig L. Symonds (Oxford U. Press, 2018), Kindle pp. 107-110:

The British response to the U-boat threat was to establish a convoy system. Though convoys had been used by maritime powers to protect trade since the Age of Sail, the Admiralty had been initially reluctant to embrace the concept during the First World War. After all, a convoy conveniently clustered all the merchant ships together, thus creating a target-rich environment for a stalking U-boat. Then, too, convoys necessarily had to proceed at the speed of the slowest vessel. Despite these apparent defects, however, the events of 1917–18 had proved that convoys were by far the most effective countermeasure to a U-boat threat, and in 1939 the British established a convoy system even before the war began.

From the start, each convoy was identified by a code that indicated its origin, destination, and numerical sequence. The first outbound convoy from Liverpool, for example, was OB-1. Eventually, regular convoys were established for routes from Gibraltar (HG), Jamaica (KJ), Freetown, Sierra Leone (SL), and scores of other places, though the busiest and most important route was the transatlantic one between Halifax, Nova Scotia, and either Liverpool or the Firth of Clyde (Glasgow) in Scotland. Eastbound convoys from Canada to Britain were designated as HX convoys (homebound from Halifax), and westbound convoys were ON convoys (outbound to North America). Typically they consisted of twenty to forty merchant ships organized into seven to ten columns of four or five ships each. To avoid collision in rough seas or heavy fog, the ships in each column steamed at intervals of four hundred to six hundred yards, and the columns themselves were a thousand yards apart. As a result, a forty-ship convoy filled a rectangle of ocean five miles wide and two or three miles long, an area as large as fifteen square miles.

The merchant ships were under the supervision of a convoy commander, a civilian who was usually a retired Royal Navy officer and who rode one of the merchant ships as commodore. His job was to maintain order within the convoy and issue the periodic course changes by flag hoist or blinker light that kept it zigzagging across the sea, a protocol designed to throw potential attackers off their stroke. Maintaining order in a convoy was often difficult since civilian merchant captains were unused to making the precise tactical maneuvers required to reorient forty ships simultaneously on a new course. The commodores necessarily had to adjust their expectations of instantaneous execution when ordering a course change.

In the van and on the flanks of this large rectangle of ships, and often maneuvering independently as well, were the armed escorts. If Dönitz was frustratingly short of operational U-boats, the British were equally deficient in the number of available escorts. Destroyers were the most effective convoy escorts, but destroyers were needed everywhere, and the heavy losses during the Norway campaign and especially off Dunkirk meant that the Royal Navy had a severe shortage of these critical workhorse warships. To make up the shortfall, all sorts of vessels were called into service for escort duty.

Among them was a new type of small warship called a corvette. Because the first generation of corvettes were all named for flowers, they were known as Flower-class ships and they bore such unwarlike names as Azalea, Begonia, Bluebell, and Buttercup. At only 940 tons each, they were tiny and carried only a single 4-inch gun on their foredeck plus twin .50-caliber machine guns; against virtually any conventional warship they were all but helpless. They were not only small, they were also slow. With a maximum speed of sixteen knots, corvettes were no faster than a surfaced U-boat. They were nearly as uncomfortable as well, especially in the volatile North Atlantic, where even in a moderate sea they bounced around like so much flotsam. A crewman on the Rhododendron recalled that being on a corvette “was like a terrier shaking a bit of rag. The old ship [would] corkscrew up on top of a wave and you’d be up and you’d look down into this trough and you’d think crikey, and the next thing you’d be down in there and a bloomin’ great wave’d come over the top.” That, plus the fact that a crew of fifty men was crammed into a 190-foot hull made service in a Flower-class corvette a challenge to one’s constitution and endurance. The novelist Nicholas Monsarrat, who served three years in corvettes, vividly recalled the challenge of simply eating a meal: “When you drink, the liquid rises toward you and slops over: at meals the food spills off your plate, the cutlery will not stay in place. Things roll about and bang, and slide away crazily.” Standing topside watch was an ordeal. “Every night for seventeen nights on end,” Monsarrat wrote, “you’re woken up at ten to four by the bosun’s mate, and you stare at the deck-head and think: My God, I can’t go up there again in the dark and filthy rain, and stand another four hours of it. But you can of course.”

On the plus side, the corvettes were inexpensive, could be built quickly, and had both Asdic [early sonar] and depth charges. Churchill extolled them as the “Cheap and Nasties,” meaning that they were cheap to build and nasty to the enemy. Fifty-six of them were laid down prior to September 3, 1939, and forty-one more soon after the war began. Eventually, Britain and Canada built 269 of them, including 130 for the Canadian Navy. Despite their floral names, minimal armament, and cramped quarters, they played a crucial role in sustaining Britain’s maritime lifeline to the outside world.

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British Retreat from Greece, 1940

From World War II at Sea, by Craig L. Symonds (Oxford U. Press, 2018), Kindle pp. 101-102:

German intervention in the Greek war was decisive. Within days, British and Greek ground forces were in full retreat. If the Germans had failed to provide adequate air cover for Iachino’s fleet, their aircraft proved devastatingly effective in the land war, and Stuka dive-bombers and Junkers level bombers dominated the skies. In a kind of mini Dunkirk, British transports and destroyers sought to rescue the hard-pressed Allied forces. More than fifty thousand men were successfully evacuated from mainland Greece and carried 250 miles southward to the island of Crete, though four thousand British soldiers and two thousand colonial troops from British Palestine had to be left behind to become prisoners of war.

Cunningham issued orders that “no enemy forces must reach Crete by sea.” Nor did they. Absent a surface navy, the Germans could not pursue their foes across the Aegean. But on May 20, thirteen thousand German paratroopers jumped onto the island from the air. The paratroopers suffered horrific casualties, and initially the British and Greek commanders believed they could contain them. But poor Allied coordination allowed the Germans to secure the airfields, and that enabled them to fly in transport planes filled with reinforcements and supplies. Within days, the Allies had to evacuate Crete as well.

As at Dunkirk the year before, every available destroyer was assigned to the task, and as at Dunkirk, the evacuation had to take place at night due to German control of the skies. For four consecutive nights, from May 28 to June 1, the destroyers crept in at midnight and loaded troops from the jetties, putting to sea well before dawn filled with exhausted and hungry soldiers. Some 16,500 men were evacuated, though once again more than 5,000 had to be left behind. The Luftwaffe pursued and attacked the Allied ships all the way across the Mediterranean, and the toll on Cunningham’s fleet was shocking—greater than Italian losses in the Battle of Cape Matapan. Altogether the British lost three light cruisers and six destroyers sunk and sixteen more ships severely damaged, including the battleships Warspite and Barham, as well as the new carrier Formidable. More than 2,400 British sailors lost their lives.

Despite efforts by the Regia Marina, the British still commanded the sea, but the Germans controlled the air, so—much like the Italians—the Royal Navy could not operate effectively beyond the umbrella of land-based air cover. Arthur Tedder, head of the Royal Air Force, observed that “any excursion [by warships] outside a radius of about 150 miles to the east and north of Alex[andria] is an expensive adventure.” The Royal Navy retained its presence in the eastern Mediterranean, but its reach had been severely limited.

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Results of the 1940 Battle for Norway

From World War II at Sea, by Craig L. Symonds (Oxford U. Press, 2018), Kindle pp. 57-60:

Mackesy, with the rest of the Narvik invasion force, landed at Harstad, near Narvik, on April 15. There was more than a little confusion getting ashore, and the landings took longer than anticipated. In one case, it took five days to unload two ships, and meanwhile German aircraft continued their harassing attacks. The Furious, along with the newly arrived Glorious, flew two squadrons of British aircraft ashore, but they had little luck against the Luftwaffe, which claimed six British ships. Pressured by Churchill, [Admiral of the Fleet Lord] Cork urged Mackesy to undertake a land assault, but Mackesy, whose troops were floundering in snow up to their waists, was not to be hurried, and instead began a slow encirclement of the city. As he had with Forbes, Churchill then pressed Cork to undertake a bombardment of the town with his big ships. Cork did so on April 24, though with little effect. By the end of the month the British, French, and Poles had thirty thousand men in the Narvik area, yet the Germans continued to hold the town.

Even as the allied buildup continued, unambiguous intelligence began to arrive in London that a far more serious buildup was taking place on the Continent, where German armored divisions were gathering along the border with France and Belgium. Though the land war in Europe had remained quiescent since the fall of Poland in September, it now appeared that the Germans were about to initiate a major offensive. That led Chamberlain and the rest of the cabinet, including Churchill, to wonder if the Royal Navy was not overextended in Norway. As early as April 24, the day that Cork’s naval forces bombarded Narvik, the cabinet secretly voted to terminate the Norway campaign. The government shared this decision with the French, though they did not tell the Norwegians.

In the first week of May, Chamberlain called for a vote of confidence from the House of Commons. Somewhat defensively, he asked members “not to form any hasty opinions on the result of the Norwegian campaign,” which by now had become an apparent quagmire. Chamberlain narrowly won the vote but, recognizing that a change in government might revitalize British morale, he resigned anyway. Most of the errors of the Norwegian campaign could be traced to Churchill’s unfortunate meddling, but his reputation as an ardent and unyielding foe of Nazism (which he often pronounced as if it derived from the word “nausea”), made him the only suitable candidate as Chamberlain’s successor, and on May 10, the king asked him to form a government. As prime minister, Churchill also kept the portfolio of defense minister in his own hands, and of course he continued to exercise significant influence over naval affairs, so throughout the war he had near complete dominance of military and naval strategy as well as government policy.

On that same May 10, German armored columns, backed up by tactical aircraft, charged across the frontiers of France and Belgium. The swiftly unfolding campaign in France necessarily became Churchill’s most immediate priority, though he still hoped to complete the capture of Narvik before withdrawing from Norway. In part, he wanted to destroy the ore piers and railroad facilities there, but he also hoped that the seizure of Narvik would somehow validate the decision to go into Norway in the first place, which would demonstrate that the campaign had not been a complete failure—another Gallipoli. He replaced the cautious Mackesy with the more energetic Claude Auchinleck, and pressed Lord Cork to “get Narvik cleaned up as soon as possible.”

The Allied ground attack on Narvik took place on May 27. Hitler ordered the German defenders to fight to the last man, though they withdrew inland instead, destroying the railroad tunnels as they did so, thus actually aiding the British objective of making Narvik all but useless as an ore terminal. By the next day, Narvik was at last in British hands, though by then its importance had been overwhelmed by events elsewhere, and almost immediately the British prepared to evacuate not only Narvik but all of Norway. Norway’s King Haakon VII accepted a British offer to carry on a government in exile and was spirited out of Tromsø (along with fifty tons of Norway’s gold reserves) on June 1. At least as important, a handful of Norwegian warships and more than a thousand merchant vessels joined him. Given the worldwide dearth of shipping—on both sides—that was a significant boost to the British war effort.

Admiral Raeder had achieved his goal. Norway—or at least the principal port cities of Norway—had been occupied. To accomplish it, however, he had risked most of his surface navy and it had been severely crippled. Three cruisers, including the brand-new Blücher, and all ten of the destroyers sent to Narvik plus a dozen other ships had been sunk, and nearly every major combatant that survived the campaign had been damaged. By June 1940, the Kriegsmarine had fewer than a dozen surface combatants that were fit for service, and it no longer posed a meaningful threat to the Royal Navy in the North Sea or anywhere else. Raeder was also disappointed by the political outcome in Norway. From the start he had hoped that once the shooting stopped, it would be possible to adopt “a warm and friendly attitude” toward the Norwegians. Instead, Hitler’s appointed deputy treated Norway as a conquered province, a circumstance that gnawed at Raeder, who repeatedly tried to convince Hitler to adopt a more conciliatory policy, though with no success.

Finally, and ironically, the circumstances that had made Norway important enough to justify risking the entire German navy changed dramatically almost immediately. Once the Wehrmacht overran France, Dönitz’s U-boats obtained access to French ports on the Atlantic, which made those in Norway of little value, and the seizure of the enormous iron mines in French Lorraine made the mines in northern Sweden far less important. In the end, despite what looked to many like a German victory, Raeder had risked everything, lost much, and gained little.

The British, too, lost much in the Norway campaign, and for them there was one more tragedy to endure. On June 8, the aircraft carrier HMS Glorious, accompanied by two destroyers, Ardent and Acasta, was returning to Britain from the evacuation of Trondheim. The Glorious had just recovered a squadron of Hurricane fighters from Norway that had managed to get aboard despite the fact that RAF planes lacked trailing hooks to catch the arrester wires. With her deck crowded with the Hurricanes, she had no fighters aloft when the Scharnhorst and Gneisenau suddenly appeared on the horizon. Raeder had sent the battlecruiser twins to sea four days earlier under Wilhelm Marschall with orders to attack British shipping off Narvik. Though it was too late for that, Marschall stumbled into an unforeseen opportunity. With the Hurricanes crowding her flight deck, the crew of the Glorious could not get any fighters or bombers aloft. There was no explanation at all, however, for the fact that there were no topside lookouts on duty that day; the captain of the Glorious, Guy D’Oyly-Hughes, did not even order general quarters until twenty minutes after the German warships were in sight. The result was that the Glorious achieved the inglorious distinction of being the first aircraft carrier in history to be sunk by surface gunfire. Only thirty-four minutes after the Scharnhorst opened fire, the Glorious rolled over onto her starboard side and went down.

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Dangers of Cod Fishing

From Cod, by Mark Kurlansky (Penguin, 1998), pp. 113-116:

One of the worst enemies of cod fishermen, especially in the days before radio, was fog. Since cod grounds are zones where warm and cold currents meet, fog is commonplace. It can be so thick that the bow of an eighty-foot vessel is obscured from midship. A lantern on the bow cannot be detected 100 feet away. Fishermen drift in a formless gray, tooting horns and blowing whistles, hoping other craft hear them and avoid collision. But the greatest danger was for the dorymen.

From the seventeenth century to the 1930s, the common way to fish for cod and other groundfish was to go out to the Banks in a ship and then drop off small dories with two-man crews. The Portuguese, who were infamous on the Grand Banks for the harshness of their working conditions, used one-man dories. Europeans would cross the ocean in large barks built for deck space and large holds; New Englanders and Nova Scotians went out in schooners that could swiftly run back to shore to land fish; but all the dories were the same: twenty-foot deckless skiffs. The dorymen would generally use oars, and occasionally sail power, but they had to provide their own sails. Often they or their wives made them by sewing together flour sacks.

Being competitive with each other, dorymen sometimes secretively took off to grounds they had discovered. Many dorymen drowned or starved to death or died of thirst while lost in the fog, sifting through a blank sea for the mother ship. They tried to fish until their boat was filled with fish. The more fish were caught, the less sea-worthy the dory. Sometimes a dory would become so overloaded that a small amount of water from a wave lapping the side was all it took for the small boat to sink straight down with fish and fishermen.

To seagoing people of the North Atlantic, the hardships and bravado of dorymen were legendary. In 1876, Alfred Johnson, a Danish-born Gloucester doryman, responding to a dare, sailed his sixteen-foot boat from Gloucester to Abercastle, Wales, in fifty-eight days, the first one-man North Atlantic crossing ever recorded. Nova Scotians still recall a nineteenth-century doryman who was lost in the fog for sixteen hours before being found—the Nova Scotian survival record. But the most famous Nova Scotian doryman was Howard Blackburn, who immigrated to Gloucester. On January 23, 1883, Blackburn and his dory mate rowed away from their ship to longline halibut and became lost in a snowstorm. His mate froze to death, but Blackburn shaped his fingers around the oars so that he would still be able to row after he lost feeling in his hands. He rowed 100 miles and reached Newfoundland with the frozen corpse of his mate on the stern. Though the misadventure cost him all his fingers and most of his toes, he went to sea in sloops designed for his disability, set a thirty-nine-day, one-man Gloucester-to-Lisbon record, and even rowed the Florida coast with oars strapped to his wrists.

Not only dories were lost. Whole ships went down. John Cabot’s was the first of many. The number of Gloucester fishermen lost at sea between 1830 and 1900—3,800—was 70 percent greater than all the American casualties in the War of 1812, and this from a town of about 15,000 people. On February 24, 1862, a gale swept Georges Bank, and 120 drowned in one night. In the 1870s, as schooners became shallower and carried more sails, making them even faster and more beautiful, but much more dangerous, Gloucester losses became horrendous. These shallow, loftily rigged “clipper schooners” did not stand up well in gale winds. In 1871, twenty schooners and 140 men were lost. In 1873, thirty-two vessels and 174 men were lost, 128 of them in a single gale. An easterly gale on the banks in 1879 sunk twenty-nine vessels with a loss of 249 men.

The ports that sent fleets to the Grand Banks held religious ceremonies before the beginning of what was called “the campaign.” In St.-Malo, in late February, fifteen days before the Terre-Neuvas sailed, the cardinal of Rennes came to the port to say mass before the fleet. A wreath was tossed to sea to remember the fishermen who had been lost in previous campaigns.

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U.S. vs. Japanese Fighter Planes, 1942

From Japan Runs Wild, 1942–1943, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 100-101:

American aviator Jim Morehead flew P-40s over Java and Darwin and was taken aback by the ability of the Japanese enemy, completely at odds with what he had been led to expect: “Before the war officers assured us that American pilots were flying some of the best planes in the world. Everyone underestimated the Japanese and the Zero was a real shock,” he told an interviewer later. “I remain bitter that our government, backed by the most advanced economy in the world, would send their men to war in aircraft that were inferior to that of the enemy.” Australians who had arrived from Europe tried “Battle of Britain” tactics against Japanese pilots and often paid with their lives when discovering the great maneuverability of the enemy’s aircraft. “We told them the basics,” an American pilot said later. “Don’t think that because you could turn inside a German fighter that you could do the same with a Zero.”

This changed with the battle of Midway. Although it was a myth that the elite of Japanese Naval aviation was wiped out in the fateful encounter in June, enough pilots were killed to make it impossible for Japan to ever again recover its greatness in the skies. At the same time, US pilots proved to be quick learners and began showing awe-inspiring ability. A case in point were the “Cactus” pilots on Guadalcanal dubbed after the island’s codename. “It is necessary to remember that the Japanese Zero at this stage of the war was regarded with some of the awe in which the atomic bomb came to be held later,” according to an early account. “The Cactus fighters made a great contribution to the war by exploding the theory that the Zero was invincible.”

US technology also showed its enormous potential. The twin-engine P-38 was not just a piece of state-of-the-art engineering but also entailed a peculiar psychological boost. Since it had two propellers, the pilot could afford to have one engine shot out or otherwise malfunction, and still be able to make it home over hundreds of miles of ocean. This was reassuring for pilots who otherwise would face the prospect of making a forced landing, in which case Japanese patrol boats might not even be the biggest horror. “You look down from the cockpit and you can see schools of sharks swimming around,” said George C. Kenney, commander of MacArthur’s air forces. “They never look healthy to a man flying over them.” All in all, it added up to one thing: towards the end of 1942, the Allies were close to achieving air superiority in key theaters of war in the Pacific. On December 3, a Japanese soldier on Papua wrote jealously in his diary: “They fly above our position as if they own the sky.” Even before the first anniversary of the Pearl Harbor attack, when Japanese planes had roamed at will over the vast expanses of Asia and the Pacific, the Allies were winning the war in the air.

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U.K. vs. U.S. Views of Alliance with China, 1941

From Japan Runs Wild, 1942–1943, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 33-35:

China’s willingness to hurl millions of its own people into a long, bloody war was a major asset to its new American and British allies. “The stubborn resistance of the Chinese,” a US State Department memorandum declared, “destroys Japan’s claim that she comes to emancipate either China or Asia!”19 At the same time, a track record of having stood up to Japan for more than four years prior to Pearl Harbor gave China new confidence. This was in evidence shortly after the outbreak of the Pacific war when Archibald Wavell, the commander-in-chief of British forces in India, visited Chiang Kai-shek in Chongqing, carrying only news of endless defeats and setbacks. “You and your people have no idea how to fight the Japanese,” Chiang told his British guest in language that was only slightly mitigated by the nervous translator. “Resisting the Japanese is not like suppressing colonial rebellions… For this kind of job, you British are incompetent, and you should learn from the Chinese how to fight against the Japanese.”

China was a prominent issue dividing the United States and Britain from the outset. Churchill and Roosevelt did not see eye to eye. On his trip across the Atlantic for the Arcadia Conference, the first summit on British-American strategy after the US entry into the war, the British prime minister later said, “If I can epitomize in one word the lesson I learned in the United States, it was ‘China’.” Britain’s lukewarm attitude towards the Chinese friend was a mirror image of its denigration of the Japanese foe, partly borne out of more than a century as a colonial power in Asia, which had led to an ingrained feeling of cultural and even racial superiority. In conversations with Roosevelt in Washington DC, Churchill stretched as far as he thought he could on the issue, which was not much: “I said I would of course always be helpful and polite to the Chinese, whom I admired and liked as a race and pitied for their endless misgovernment, but that he must not expect me to adopt what I felt was a wholly unreal standard of values.”

The two leaders and their governments had entirely different views on the value of China as an alliance partner. United States envisaged a major role for China in the war in East Asia and expected it to become one of the predominant Allies setting the tone for the entire effort to defeat Japan. Britain, on the other hand, expected little from China and often treated it as something in between an annoyance and a strategic competitor. When China offered to send two armies to the British colony of Burma, which had up to then largely escaped Japanese aggression, Britain initially turned down the offer. This was based on the belief that Japan was too tied up elsewhere to attempt a major offensive onto Burmese territory. In this perspective, a Chinese presence on British-controlled soil was a price not worth paying considering expectation of only meager payoff.

In spite of the British reservations, Sino-American cooperation was beginning to materialize in a small way, even as Roosevelt, Churchill, and their aides were talking in the US capital. For Claire Chennault, the former Army aviator who had been hired to head a group of American volunteer pilots in China, the time had now come to put his men into action. One morning a few weeks after Pearl Harbor, staff at his airbase near the city of Kunming in southwest China received reports from a network of Chinese observers on the ground that ten unescorted Japanese bombers were heading in his direction. He ordered one squadron of P-40 planes in the air to intercept the approaching aircraft. “This was the decisive moment I had been awaiting for more than four years,” Chennault wrote in his memoirs. “American pilots in American fighting planes aided by Chinese ground warning net about to tackle a formation of the Imperial Japanese Air Force, which was then sweeping the Pacific skies victorious everywhere.”

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Retreat from Burma, 1942

From Japan Runs Wild, 1942–1943, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 69-70:

The retreat out of Burma into India was a race against time, as it had to be completed before the onset of the monsoon. The troops made it, just. The last stage of the British withdrawal was bogged down by torrential rains, which began in May. Pearl “Prue” Brewis, a British nurse, was on a train that managed to travel 65 miles in six days, since movement could only take place at night. On the sixth day, while the carriage was sitting idly on the tracks, a senior railway official entered and offered a ride up north on his train. It was crowded, but fast. “Standing room only, you know,” Brewis said about the 100-mile ride north. “Actually, we got the last plane to leave Burma because the next day the aerodrome was bombed.”

More than a million Indians lived in Burma prior to the war, but most still considered India their home. When the Japanese launched their invasion, there was a mass exodus of Indians, and soon most major Burmese cities were virtually emptied of them. The senior medical officer, Brigadier Short, described the Indians who arrived at the town of Ledo in easternmost India in the summer of 1942: “Complete exhaustion, physical and mental, with a disease superimposed, is the usual picture… all social sense is lost… they suffer from bad nightmares and their delirium is a babble of rivers and crossings, of mud and corpses… Emaciation and loss of weight are universal.” Slim watched how an Indian woman died from smallpox, leaving behind her small son. He and his staff bribed an Indian family to take the boy with them. “I hope he got through all right and did not give smallpox to his new family,” Slim wrote in his memoirs.

In the manner of Dunkirk, the defeat in Burma was in a way turned into a victory by the British. “The Army in Burma,” the official British history says, “without once losing its cohesion had retreated nearly one thousand miles in some three and a half months—the longest retreat ever carried out by a British Army.” The American assessment of the British record was less kind: “Though there were cases of individual heroism and desperate fights by small isolated forces, the main body of the British made little or no efforts to stand and give battle,” an official US military report on the Burma campaign said. “The piecemeal defense was a piece of stupidity which resulted in tens of thousands of casualties to the troops, the complete destruction of every town and city in Burma, and the loss to both the Chinese and the British of a vast amount of irreplaceable installations and equipment.”

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British vs. Japanese Tactics in Malaya, 1941

From Japan Runs Wild, 1942–1943, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 22-24, 40:

The first troops which the Japanese encountered when disembarking on the Malay coastline were Indians, and Indian units remained their main opponent throughout the campaign. Britain used one part of its empire to defend another. Out of 31 Commonwealth battalions deployed on the Malay Peninsula, 18 were Indian, six were British, six were Australian, and one was Malay. A large number of Indian troops had originally been earmarked for the Middle East and had undergone training in Australia, specializing in tactics suitable for desert warfare. Now they were in the jungle. “One could argue that the Commonwealth troops in Malaya failed to unlearn the lessons of desert warfare in tropical conditions,” Indian military historian Kaushik Roy writes, “and failed to adopt the required tactical techniques for fighting effectively in the different ecological landscape.”

The poor preparation of the Commonwealth troops made the preparations carried out by the Japanese seem all the more impressive. As a matter of fact, the Japanese campaign in Malaya was a rush job, planned in less than a year by a small group of dedicated officers operating on a minimal budget, seeking information from whoever in the Japanese Empire might be a good source. An old sea captain who had spent many years plying routes in the areas Japan planned to invade provided details about weather patterns and coastal conditions. The Ishihara Mining Company had useful information about the geography of the Malay Peninsula. Professors at Taiwan University filled the group in on hygiene in the tropics and measures against malaria.

The Japanese, whose main experience with war had been on the Mongolian steppe and the rice fields of China, were no more used to jungle warfare than their Western counterparts, but they went into battle better prepared because of the questions that the planners asked, and found answers to. “What alterations had to be made in the organization of troops and the type of weapons and equipment used on the Siberian and Manchurian battlefields at twenty degrees below zero to meet requirements for fighting in the dense jungles of the tropics?” asked the planners, led by the capable but brutal officer Tsuji Masanobu. “How should tactics and strategy used against the Soviet Union be revised for action against British and American armies, and what comparisons could be made between the tactics, equipment and organization of Soviet, British, and American troops?”

The preparations paid off. The Japanese soldiers landing in Malaya were equipped for quick, decisive movements through terrain where modern roads were only sparse. They had light tanks, light trucks, and first and foremost bicycles. An Australian staff officer, C. B. Dawkins, concluded that the Japanese had, in fact, understood what the Westerners had not: “Jungle, forest and rubber areas are par excellence infantry country—every move is screened from air and ground observations, the value of fire of weapons of all natures is very limited, and troops on the offensive can close to within assaulting distance unmolested.”

By Christmas, Lieutenant General Arthur Ernest Percival, the overall commander of Commonwealth forces in Malaya, had to revise many previously held views of the Japanese foes, as he explained later: “It was now clear that we were faced by an enemy who had made a special study of bush warfare on a grand scale and whose troops had been specially trained in those tactics. He relied in the main on outflanking movements and infiltration by small parties into and behind our lines… his infantry had displayed an ability to cross obstacles—rivers, swamps, jungles, etc.—more rapidly than had previously been thought possible.”

Faced with a terrifying foe, the Commonwealth defenders went from underestimating the Japanese foes’ quality to overestimating their quantity. “A British soldier is equal to ten Japanese, but unfortunately there are eleven Japanese,” an injured Tommy told American correspondent Cecil Brown. The British Army in Malaya could not believe it was being beaten by the Japanese, and its members had to conjure up superior numbers to explain what happened to them. In fact, there were about twice as many British-led soldiers as there were Japanese. In Malaya as in all other major land campaigns that the Japanese waged early in the war, they invariably fielded numerically inferior troops, which nevertheless excelled in all other parameters.

National differences came out more clearly in the harsh jungle. The stiff pecking orders of the British military were maintained even in the primitive conditions, whereas the flat hierarchies of the Australians appeared to some observers more suited for the new strange environment. “The Australian Army is undoubtedly the world’s most democratic, and the troops in Malaya prove it,” wrote American correspondent F. Tillman Durdin, reporting how the salute resembled a “Hi, there” gesture. “An Australian officer can command his men only if he proves himself as good a man as any of his unit.”

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Few Troops in the Philippines, 1941

From Japan Runs Wild, 1942–1943, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle p. 15:

The Japanese pilots flying over the Philippines in the days after Pearl Harbor were experiencing an entirely new form of war. Many of them were veterans from the long conflict in China, where they had been facing Chinese and sometimes Soviet aviators in Russian-built planes. Now, in the midst of the crucial battle for control of the Philippines skies as a prelude to the planned invasion of the islands, they were up against Americans in US-built aircraft. They found to their relief that their own Mitsubishi A6M “Zero” fighter was a more than adequate match for the American P-40, as the Japanese plane outshone its US counterpart in everything except diving acceleration. “The confidence of our fighter pilots continued to grow, nurtured by the absence of effective opposition,” wrote Shimada Kōichi, on the staff of the Eleventh Air Fleet, which had the responsibility for air operations over the Philippines.

The Philippines, under the overall command of General Douglas MacArthur, was not Wake. And yet, despite its much larger size and more awe-inspiring defensive potential, it was essentially just another piece of US-held territory that the military planners in Washington had to effectively abandon beforehand. In the tense years prior to the outbreak of war in the Pacific, the US government, faced with the likelihood of being sucked into the ongoing war in Europe, had been forced to allocate desperately scarce military resources elsewhere. “Adequate reinforcements for the Philippines at this time,” according to General George C. Marshall, the US Army’s chief of staff, “would have left the United States in a position of great peril should there be a break in the defense of Great Britain.” What was not clear at the time was the fact that the Japanese were similarly constrained, and that the Japanese high command intended to take the Philippines with the smallest feasible number of troops.

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Filed under Britain, China, Japan, military, Philippines, U.S., war