Category Archives: nationalism

Smyrna, 1919: Mustafa Kemal’s Last Chance

From The Sultans, by Noel Barber (Simon & Schuster, 1973), pp. 240-242:

The armistice was barely a month old when Mustafa Kemal reached Constantinople, after month of fighting the Arabs. He found the enemy everywhere – British warships in the Bosporus, French troops in the capital, Italians guarding the railways. The Ottoman Empire had been smashed, all the leaders of the Young Turks were abroad in hiding, the Government was led by an old pro-British diplomat from the reign of Abdul Hamid called Tewfik Pasha.

Mustafa Kemal should have been in a unique position, for with Enver gone he had no rival as the only successful general in Turkey. He was also kn own to have consistently opposed joining the Germans in the war. Yet political power eluded him, largely because of his own lack of tact. He passionately advocated ‘Turkey for the Turks’ in political speeches, demanding generous peace terms. He publicly attached Tewfik’s government and the occupation forces; he tried to stem the timid acceptance of total defeat; he tried to form a new political party as the months rolled by – until Turkey was shocked by a blow which to them was even graver than defeat.

In February 1919, Venizelos, the Greek Prime Minister, made a formal claim to the Peace Conference in Paris for the possession of the city of Smyrna on the Aegean coast of Anatolia. It was the price which Britain and France had already agreed on as a reward for Greek entry into the war. So many Greeks lived on the Aegean coast that Venizelos’ demands seemed reasonably fair, but there was also a more cogent argument in favour of them. Lloyd George regarded Venizelos as ‘the greatest statesman Greece had thrown up since the days of Pericles’ and it seemed to him highly expedient for the Greeks to replace the Turks as protectors of the British route to India. To President Wilson, a Greek occupation of Smyrna would be preferable to Italian threats to make the Mediterranean an Italian lake. According to the American author Edward Hale Bierstadt, ‘at the suggestion of President Wilson Greece was authorised to occupy Smyrna in order to forestall any Italian move in that direction’.

Three months later, on 15 May, 20,000 Greek troops landed at Smyrna, backed by British, American and French warships, and, as Churchill put it, ‘set up their standards of invasion and conquest in Asia Minor’. Delirious crowds of Greeks – for centuries a subject race of the Ottoman Empire – welcomed their ‘liberators’ who immediately sought revenge by massacring as many Turks as they could find in the city and province.

At first the Turks could not believe the Greeks were in Smyrna. It was one thing to suffer the occupation even of Constantinople by alien troops of the victorious Western powers, but for a former subject people to be presented with one of the greatest cities in Anatolia was an altogether different kind of humiliation. A crowd of 50,000 gathered in protest before the mosque of Sultan Ahmed in Constantinople. Under the machine guns of Allied troops, they carried black flags while black curtains shrouded the national flag of Turkey. Mustafa Kemal was there and (as he later wrote) was obsessed with only one thought – somehow to reach Anatolia and organise resistance to the Greeks, and the docile Turkish government which had given Smyrna away.

To Mustafa Kemal, distrusted by both Turks and British, it must have seemed an impossible dream. He was already known to the Allied occupation authorities as an intractable hotthead with dangerous left-wing sympathies. And, though respected for his military prowess, he was at this time hardly a figure to inspire confidence. Furious and impotent, he had let himself run to seed. Down-at-heel, short of money, he was living at the modest Pera Palace Hotel overlooking the Golden Horn. His face was lined and grey from a recurrence of his disease.

Yet, unknown to Mustafa Kemal, the British, even before the Greeks stepped ashore at Smyrna, had suggested that the Sultan should send a high-ranking officer to deal with increasing violence in the area. The request was not exactly a threat, but it masked an alternative distasteful to the Sultan. If the Turks could not keep their Anatolian house in order, the Allies would have to send in troops.

Mustafa Kemal was the last man anyone would have imagined would be nominated to handle the gathering storm in Anatolia. And yet that is exactly what happened, for he was the last man – the only man – available. At their wits’ end, the Sultan and Damad Ferid, the Grand Vizier, turned to him. The British were horrified; they already had evidence that he was concerned with plots to prepare centres of resistance, and his name was on a list for possible deportation to Malta. The Grand Vizier, however, finally persuaded the British that the troubles in Anatolia were due to rebel factions loyal to the memory of Enver and anxious to restore the Committee of Union and Progress….

Mustafa escaped from Constantinople by barely and hour, thanks to the blundering jealousies of the Allies. Urgent orders were certainly sent to intercept him, but the British, French and Italians all played varying parts in the control of passenger vessels, and each distrusted the others. While they were bickering, Mustafa Kemal slipped through the net.

He landed at Samsun on the Black Sea coast on 19 May 1919 – four days after the Greeks had occupied Smyrna. His orders were to disband the Turkish forces in the area. Instead he immediately started to organise a resistance movement and raise an army.

The Anatolian Greeks and Armenians would pay an especially dear price for these external interventions.

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Comparing the Russian and Turkish Revolutions

From The Sultans, by Noel Barber (Simon & Schuster, 1973), p. 284:

During all these years there were remarkable parallels between those two arch-enemies of the past, Turkey and Russia. The Russian revolution in 1905, the Young Turks in 1908, had both sprung from the same original passions – a deeply rooted desire for democratic government at a time when the equivalent of Britain’s Industrial Revolution was changing the face of the two empires, each half European, half Asian. Each had reached a moment of destiny after losing a succession of wars. The parallels went further. Both separated Church from State. And while Constantinople became Istanbul, and a new capital was built out of a primitive village on the steppes, St Petersburg became Petrograd, then Leningrad and the capital was moved to Moscow. In both cases the move was symbolic, the sign not only that each country wanted to blot out its tarnished history but wanted also to signalise to the world that it was making a fresh start.

There was, however, one vital difference between the two countries. A massive ideology underlay the tremendous events in Russia, often paralysing the Bolshevik attempts to introduce reforms, to get things done. By contrast Musatafa Kemal, as he Europeanised Turkey, unceremoniously nationalising banks, introducing rural electrification, was never hampered by mystical theories which had to be earnestly debated. Since the basis of Mustafa Kemal’s ideology was to produce a modern, Westernised Turkey, he could bulldoze any measures, however startling, through Parliament simply because reform was the only creed he preached.

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Emptying the Ottoman Palace, 1909

From The Sultans, by Noel Barber (Simon & Schuster, 1973), pp. 216-217:

As the lions in the zoo roared with hunger, the Committee started clearing out the Yilditz, which resembled nothing so much as an immense junk shop. ‘No large city store, and still less the household of any other monarch, could produce an array of contents to compare with that of Yilditz.’ wrote Alma Wittlin in Abdul Hamid: Shadow of God. ‘There was an immense cupboard containing nothing but shirts – thousands of them. Nor could these be hurriedly piled up and removed. Each individual shirt had to be searched for the costly objects which were found concealed in some of the garments – strings of pearls whose value ran into tens of thousands of pounds, small bags of precious stones. One drawer contained two hundred medals mixed up with rubies and railway shares, and probably stowed away in this fashion by Abdul Hamid himself. Whole bookcases were filled with five-pound notes.’

The parasites who infested Yilditz also had to be ejected. Those who had not escaped – servants, spies, astrologers – left in a dismal rainsoaked procession half a mile long. Most were well treated, though known ‘criminals’ were hanged in public on Galata Bridge by gipsy executioners who received a fee of ten shillings per head. Among them was the grotesque bloated Kislar Aga, known for his cruelty, and Mehmed Pasha, the head executioner, whose favourite method was to drown suspects by slow degrees.

The Committee had to face another problem: what to do with the harem? Out of the thousands who had fled, there still remained some 900 women of the harem – odalisques and their servants – together with hundreds who had served in the suites of the sons and daughters of the Sultan. They could hardly be turned out into the streets, for most had spent their adult lives under a fairly beneficent umbrella of protections. Mostly slaves, mostly unversed in the ways of the world, ‘freedom’ to them must have been an unpleasant prospect.

Accordingly, with a touch of modern panache, the Young Turks advertised in the newspapers, requesting anyone whose daughters had been kidnapped for the harem to come to Constantinople at the Government’s expense and claim their relatives. They cicularised the Circassian villages, for generations a centre of the slave trade. The reponse was remarkable, culminating in a long procession of women and eunuchs, passing for the first time in history out of the harem and into the streets of Constantinople. It was followed by a bizarre scene. At the head of a long room sat a Commissioner of the Young Turks. Down one side sat the ladies of the harem, down the other an assortment of roughly dressed tribesmen, mostly armed. At a word of polite command, the concubines, protesting and praying, unveiled in public for the first time in their lives, to recognise or be recognised by long-lost fathers and brothers. Scores were reunited and, after tearful farewells with their fellow odalisques, set off for the rigours of a life in the mountain homes of their families – with regret or relief no one will ever know.

Many relatives were never traced. Some girls disappeared. The rest made their way to the old Grand Seraglio Palace, where they joined the ranks of discarded concubines from past imperial harems. It was comfortable, at least, and secluded from the problems of the outside world. This was the end of the harem life, the last link with the excesses and debauchery of an era that had closed.

The new dawn had broken. And the excesses and debauchery would be of a different kind.

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Achebe on the Nigerian Pogroms of 1966

From: There Was A Country: A Personal History of Biafra, by Chinua Achebe (Penguin, 2012), Kindle Loc. 1307-1326:

Looking back, the naively idealistic coup of January 15, 1966, proved a terrible disaster. It was interpreted with plausibility as a plot by the ambitious Igbo of the East to take control of Nigeria from the Hausa/Fulani North. Six months later, I watched horrified as Northern officers carried out a revenge coup in which they killed Igbo officers and men in large numbers. If it had ended there, the matter might have been seen as a very tragic interlude in nation building, a horrendous tit for tat. But the Northerners turned on Igbo civilians living in the North and unleashed waves of brutal massacres that Colin Legum of The Observer (UK) was the first to describe as a pogrom. Thirty thousand civilian men, women, and children were slaughtered, hundreds of thousands were wounded, maimed, and violated, their homes and property looted and burned—and no one asked any questions. A Sierra Leonean living in Northern Nigeria at the time wrote home in horror: “The killing of the Igbos has become a state industry in Nigeria.”

What terrified me about the massacres in Nigeria was this: If it was only a question of rioting in the streets and so on, that would be bad enough, but it could be explained. It happens everywhere in the world. But in this particular case a detailed plan for mass killing was implemented by the government—the army, the police—the very people who were there to protect life and property. Not a single person has been punished for these crimes. It was not just human nature, a case of somebody hating his neighbor and chopping off his head. It was something far more devastating, because it was a premeditated plan that involved careful coordination, awaiting only the right spark.

Throughout the country at this time, but particularly in Igbo intellectual circles, there was much discussion of the difficulties of coexisting in a nation with such disparate peoples and religious and cultural backgrounds. As early as October 1966, some were calling for outright war. Most of us, however, were still hoping for a peaceful solution. Many talked of a confederation, though few knew how it would look.

In the meantime, the Eastern Region was tackling the herculean task of resettling the refugees who were pouring into the East in the hundreds of thousands. It was said at the time that the number of displaced Nigerian citizens fleeing from other parts of the nation back to Eastern Nigeria was close to a million.

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Achebe on The Cradle of Nigerian Nationalism

From: There Was A Country: A Personal History of Biafra, by Chinua Achebe (Penguin, 2012), Kindle Loc. 727-64:

Here is a piece of heresy: The British governed their colony of Nigeria with considerable care. There was a very highly competent cadre of government officials imbued with a high level of knowledge of how to run a country. This was not something that the British achieved only in Nigeria; they were able to manage this on a bigger scale in India and Australia. The British had the experience of governing and doing it competently. I am not justifying colonialism. But it is important to face the fact that British colonies, more or less, were expertly run.

There was a distinct order during this time. I recall the day I traveled from Lagos to Ibadan and stayed with Christopher Okigbo that evening. I took off again the next morning, driving alone, going all the way from Lagos to Asaba, crossing the River Niger, to visit my relatives in the east. That was how it was done in those days. One was not consumed by fear of abduction or armed robbery. There was a certain preparation that the British had undertaken in her colonies. So as the handover time came, it was done with great precision.

As we praise the British, let us also remember the Nigerian nationalists—those who had a burning desire for independence and fought for it. There was a body of young and old people that my parents’ generation admired greatly, and that we later learned about and deeply appreciated. Herbert Macauley, for instance, often referred to as “the father of Nigerian nationalism,” was a very distinguished Nigerian born during the nineteenth century and the first president of the Nigerian National Democratic Party (NNDP), which was founded in 1922.

The dawn of World War II caused a bit of a lull in the organized independence struggles that had been centered mainly in the Western Region of the country up to that time. Across the River Niger, in Eastern Nigeria, I was entering my teenage years, bright-eyed and beginning to grapple with my colonial environment. At this time most of the world’s attention, including Nigeria’s, was turned to the war. Schools and other institutions were converted into makeshift camps for soldiers from the empire, and there was a great deal of local military recruitment. A number of my relatives quickly volunteered their services to His Majesty’s regiments. The colonies became increasingly important to Great Britain’s war effort by providing a steady stream of revenue from the export of agricultural products—palm oil, groundnuts, cocoa, rubber, etc. I remember hearing stories of valiant fighting by a number of African soldiers in faraway places, such as Abyssinia (today’s Ethiopia), North Africa, and Burma (today’s Myanmar).

The postwar era saw an explosion of political organization. Newspapers, newsreels, and radio programs were full of the exploits of Nnamdi Azikiwe and the National Council of Nigeria and the Cameroons (NCNC, which later became the National Council of Nigerian Citizens) that was founded in 1944. Azikiwe built upon lessons he had learned from earlier forays in political activism and successfully persuaded several active members of the Nigerian Youth Movement to form an umbrella group of all the major Nigerian organizations.

By the time I became a young adult, Obafemi Awolowo had emerged as one of Nigeria’s dominant political figures. He was an erudite and accomplished lawyer who had been educated at the University of London. When he returned to the Nigerian political scene from England in 1947, Awolowo found the once powerful political establishment of western Nigeria in disarray—sidetracked by partisan and intra-ethnic squabbles. Chief Awolowo and close associates reunited his ancient Yoruba people with powerful glue—resuscitated ethnic pride—and created a political party, the Action Group, in 1951, from an amalgamation of the Egbe Omo Oduduwa, the Nigerian Produce Traders’ Association, and a few other factions.

Over the years Awolowo had become increasingly concerned about what he saw as the domination of the NCNC by the Igbo elite, led by Azikiwe. Some cynics believe the formation of the Action Group was not influenced by tribal loyalities but a purely tactical political move to regain regional and southern political power and influence from the dominant NCNC.

Initially Chief Obafemi Awolowo struggled to woo support from the Ibadan-based (and other non-Ijebu) Yoruba leaders who considered him a radical and a bit of an upstart. However, despite some initial difficulty, Awolowo transformed the Action Group into a formidable, highly disciplined political machine that often outperformed the NCNC in regional elections. It did so by meticulously galvanizing political support in Yoruba land and among the riverine and minority groups in the Niger Delta who shared a similar dread of the prospects of Igbo political domination.

When Sir Ahmadu Bello, the Sardauna of Sokoto, decided to create the Northern People’s Congress (NPC) in the late 1940s, he knew that the educationally disadvantaged North did not have as rich a source of Western-educated politicians to choose from as the South did. He overcame this “shortcoming” by pulling together an assortment of leaders from the Islamic territories under his influence and a few Western-educated intellectuals—the most prominent in my opinion being Aminu Kano and Alhaji Tafewa Balewa, Nigeria’s first prime minister. Frustrated by what he saw as “Ahmadu Bello’s limited political vision,” the incomparable Aminu Kano, under whom I would serve as the deputy national president of the Peoples Redemption Party decades later, would leave the NPC in 1950 to form the left-of-center political party, the Northern Elements Progressive Union (NEPU).

Sir Ahmadu Bello was a schoolteacher by training. He was a contentious and ardently ambitious figure who claimed direct lineage from one of the founders of the Islamic Sokoto Caliphate—Shehu Usman dan Fodio. It was also widely known that he had “aspired to the throne of the Sultan of Sokoto.” By midcentury, through brilliant political maneuvering among the northern ruling classes, Sir Ahmadu Bello emerged as the most powerful politician in the Northern Region, indeed in all of Nigeria.

Sir Ahmadu Bello was able to control northern Nigeria politically by feeding on the fears of the ruling emirs and a small elite group of Western-educated northerners. His ever-effective mantra was that in order to protect the mainly feudal North’s hegemonic interests it was critical to form a political party capable of resisting the growing power of Southern politicians. Ahmadu Bello and his henchmen shared little in terms of ideological or political aspirations with their southern counterparts. With the South split between Azikiwe’s National Council of Nigerian Citizens (NCNC) and Awolowo’s Action Group, his ability to hold the North together meant that the NPC in essence became Nigeria’s ruling party. A testament to its success is the fact that the NPC later would not only hold the majority of seats in the post-independence parliament, but as a consequence would be called upon to name the first prime minister of Nigeria.

The minorities of the Niger Delta, Mid-West, and the Middle Belt regions of Nigeria were always uncomfortable with the notion that they had to fit into the tripod of the largest ethnic groups that was Nigeria—Hausa/Fulani, Yoruba, and Igbo. Many of them—Ijaw, Kanuri, Ibibio, Tiv, Itsekiri, Isang, Urhobo, Anang, and Efik—were from ancient nation-states in their own right. Their leaders, however, often had to subsume their own ethnic ambitions within alliances with one of the big three groups in order to attain greater political results.

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Lankov on the Soviet-run Popular Revolution in NK

The Sino-NK blog (“Northeast Asia with a China-North Korea Focus”) has an interesting column with the provocative title, A False Dichotomy: Professor Andrei Lankov on a Popular Revolution Imposed from Without. Here’s Prof. Lankov’s conclusion.

The Soviet involvement with the new regime in Pyongyang was considerable. Soviet control far exceeded America’s rather moderate influence in the South. However, the vast majority of Koreans did not know this. One cannot help but wonder, then: had the extent of Soviet control been fully known in the late 1940s, would such a revelation have had a decisive impact on popular attitudes towards Pyongyang’s regime? It is, after all, difficult to imagine that in 1946 North Korean farmers would have rejected free land had they known that this land had been bestowed upon them by the secretive Soviet viceroy and not by this young, plump guerrilla field commander named Kim Il-sung.

It seems that Korean historians are caught in a false dichotomy when they argue about whether the 1945-50 period was a time of foreign occupation or popular revolution. In fact, it was both. Irrespective of the Soviet advisors, who discreetly but firmly controlled developments, the major ideas resonated well with the majority of North Korean people and provided the language of the revolution. The Kim Il-sung regime of the late 1940s might have been a dependent or even a puppet one, but this does not necessarily mean that it was unpopular. Of course, its popularity was to a large extent based on naive expectations and illusions, but it was quite real nonetheless.

via The Marmot’s Hole

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Catalonia & Portugal vs. Castile, 1640

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 5954-97:

Seeing that his authority was gone and that law and order were everywhere collapsing, the unfortunate Count of Santa Coloma begged the town councillors of Barcelona to close the city gates against the casual labourers who always flocked into the city at the beginning of June to hire themselves out for harvesting. But the councillors were either unable or unwilling to agree; the harvesters made their usual entry; and on Corpus day, 7 June 1640, they inevitably became involved in a brawl. The brawl soon acquired the dimensions of a riot, and within a few hours the mob was hounding down the royal ministers and sacking their houses. The viceroy himself had moved to the dockyards for safety, but a group of rioters forced its way in, and Santa Coloma was caught and struck down as he attempted to escape from his pursuers along the rocky beach.

The murder of Santa Coloma left such authority as remained in Catalonia in the hands of the Diputació and of the city councillors and aristocracy of Barcelona. Although they managed to shepherd the rebels out of Barcelona itself, it was impossible to maintain control over a movement which was spreading through the Principality, wreaking vengeance on all those of whom the rebels disapproved. Stunned as he was by the viceroy’s murder, Olivares still seems to have hoped that the rebellion could be checked without recourse to arms, but the new viceroy, the Catalan Duke of Cardona, died on 22 July without being able to halt the drift to anarchy. Almost at the same moment the rebels gained control of the vital port of Tortosa. The loss of Tortosa made it finally clear that troops would have to be sent into Catalonia, in spite of the obvious risk of war in a province bordering on France; and Olivares pressed ahead with the formation of an army for use against the rebels.

The Conde Duque believed that the Catalans were still too loyal to call on the French for help, but he underestimated the determination and vigour of Claris, and the hatred of his Government and of Castile which his policies had inspired in every class of Catalan society. Some time before, Claris had already made tentative overtures to the French, and Richelieu, who had shown himself well aware of the possibilities of causing trouble both in Catalonia and Portugal, declared himself ready to offer help. During the autumn of 1640 Claris and Olivares stood face to face, Claris hoping to avoid the necessity of committing the Principality to an open break with Madrid, and Olivares equally hoping to avoid the necessity of using an army against the Catalans. ‘In the midst of all our troubles,’ wrote the Conde Duque to the Cardenal Infante in October, ‘the Catalan is the worst we have ever had, and my heart admits of no consolation that we are entering an action in which, if our army kills, it kills a vassal of His Majesty, and if they kill, they kill a vassal and a soldier…. Without reason or occasion they have thrown themselves into as complete a rebellion as Holland….’

But worse was to come. The revolt of the Catalans was bound to have its repercussions in Portugal, where there was a growing determination to cut the country’s links with Castile. Uneasily aware that he could never be sure of Portugal as long as the Duke of Braganza and the higher Portuguese nobility remained at home, Olivares had ingeniously thought to kill two birds with one stone by ordering the Portuguese nobility to turn out with the army that was to be sent into Catalonia. This order meant that, if Portugal was ever to break free from Castile, it must act quickly before Braganza was out of the country. Plans for a revolution were laid in the autumn of 1640, probably with the connivance of Richelieu, who is believed to have sent funds to the conspirators in Lisbon. On 1 December, while the royal army under the command of the Marquis of los Vélez was gingerly advancing into Catalonia, the Portuguese conspirators put their plan into action. The guards at the royal palace in Lisbon were overwhelmed, Miguel de Vasconcellos – Olivares’s confidant and principal agent in the government of Portugal – was assassinated, and Princess Margaret was escorted to the frontier. Since there were virtually no Castilian troops in Portugal, there was nothing to prevent the rebels from taking over the country, and proclaiming the Duke of Braganza king as John IV.

The news of the Portuguese Revolution, which took a week to reach Madrid, forced Olivares and his colleagues to undertake an urgent reappraisal of their policies. Simultaneous revolts in the east and west of the Spanish peninsula threatened the Monarchy with total disaster. Peace was essential: peace with the Dutch, peace with the Catalans. But although the Conde Duque now offered favourable terms to the Catalans, and the upper classes in Catalonia seemed predisposed to accept them as the army of los Vélez moved closer and closer to Barcelona, the populace was in no mood for surrender. It rioted in Barcelona on 24 December, hunting down ‘traitors’ with a savagery surpassing that of Corpus; and Claris, faced on one side with the fury of the mob, and on the other with the advancing Castilian army, took the only course open to him. On 16 January 1641 he announced that Catalonia had become an independent republic under French protection. Then on 23 January, finding that the French were not satisfied with this, he withdrew his plans for a republican system of government, and formally declared the allegiance of Catalonia to the King of France, ‘as in the time of Charlemagne, with a contract to observe our constitutions’. The French were now prepared to give the Catalans full military support; the French agent, Duplessis Besançon, hastily organized the defence of Barcelona, and on 26 January a combined French and Catalan force met the army of los Vélez on the hill of Montjuich outside the walls of Barcelona, Los Vélez unaccountably gave the order to retreat, and the last chance of bringing the revolt of the Catalans to a speedy end was lost.

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Spanish Fears of Religious Encirclement, 1568–69

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 4015-4044:

In the Netherlands, in France, the forces of international Protestantism were on the march. That it was an international conspiracy, Philip had no doubt, for each passing year showed more conclusively that the Dutch rebels were not alone. Behind them were the Huguenots, and the Breton seamen who were now waging war on Spanish shipping in the gulf of Gascony, and who were to cut Spain’s maritime communications with Flanders in the winter of 1568–9. Behind them, too, were English privateers like Sir John Hawkins, whose raid into the Spanish Caribbean in 1568 brought Spain and England a step nearer to open war.

Already by 1568 it was clear that the struggle was spreading – spreading in particular to the sea, where the Protestants were at their strongest and where Spain was still weak. The war between Spain and international Protestantism was essentially a naval war, fought in the Bay of Biscay, the English Channel, and even, increasingly, in the hitherto exclusive preserve of the Spanish Atlantic. Spain’s American possessions could no longer be regarded as safe. But for that matter it was questionable whether any part of the King’s dominions was now immune from attack. Indeed, Spain itself was threatened, both by pirate attacks on its coasts, and by armed incursions across its frontier with France.

The acute sensitivity of Philip to the dangers from heresy is suggested by his behaviour in the Principality of Catalonia. The Principality was undoubtedly one of the weaker sections of the Spanish bastions, both because of its exposed position on the French frontier, and because the extent of its privileges made it little amenable to royal control. It was well known that there were Huguenots among the bandit gangs that were constantly passing to and fro across the border, and there was every reason to suspect that heresy had found converts among that steady stream of Frenchmen which had for some years been crossing the Pyrenees into Catalonia in search of work. If heresy were to take root in Catalonia, the position would be extremely grave, since the Principality had all the makings of a second Netherlands: a strong tradition of independence, its own laws and privileges, and a hatred of Castile that was aćcentuated by linguistic and cultural differences. Consequently, as the pressure mounted against the Catalan frontier, the King’s fears grew. The viceroys were instructed to show the greatest vigilance in guarding the frontier, and in 1568 the situation appeared so alarming that severe new measures were decreed: a fresh prohibition on natives of the Crown of Aragon studying abroad; a harsher censorship in Catalonia; and a ban on all teaching by Frenchmen in Catalan schools. Then, in 1569, the Catalans refused to pay the new tax known as the excusado, which had just been authorized by Pius V. Convinced by their refusal that they were on the verge of going over to Protestantism, Philip ordered the Inquisition and the Viceroy to take action, and had the Diputats and a number of nobles arrested.

The King’s vigorous action against the Catalan authorities is an indication of his deep anxiety about the course of events. As he himself later realized, the action was unwarranted; there was no breath of heresy among the Catalan governing class. But the situation seemed sufficiently dangerous to make action essential. The Protestant peril was growing hourly, and it was growing at a moment when the danger from Islam seemed also to be mounting to a climax. For Catalonia was not the only region of Spain where revolt and heresy threatened. On Christmas night of that terrible year 1568 – the year of the danger in Catalonia, of the cutting of the sea-route through the Bay of Biscay, and of the arrest and death of Philip’s son and heir, Don Carlos, a band of Morisco outlaws lead by a certain Farax Abenfarax broke into the city of Granada, bringing with them the news that the Alpujarras had risen in revolt. Although the rebels failed to seize the city, their incursion signalized the outbreak of rebellion throughout the kingdom of Granada. Spain, which had surrounded itself with such strong defences against the advance of Protestantism, now found itself endangered from within; and the threat came not, as was expected, from the Protestants, but from its old enemies, the Moors.

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Spanish Conquest Never Complete

From Seven Myths of the Spanish Conquest, by Matthew Restall (Oxford, 2004), Kindle Loc. 1770-1817:

Looking at Spanish America in its entirety, the Conquest as a series of armed expeditions and military actions against Native Americans never ended. Florida’s Seminoles were still fighting Spaniards when the colony was taken over by the United States (to whom they have never formally surrendered either). The Araucanians of Chile—who fought for decades and eventually killed the black conquistador Juan Valiente—resisted conquest into the nineteenth century, when they continued to fight the Chilean republic in the name of the monarchy they had previously defied. The Charrúa of Uruguay were not finally subdued until the new nation’s president organized their massacre in the 1830s. Argentines also faced—and eventually slaughtered with machine guns—unconquered native peoples in the nineteenth and early twentieth centuries. The Guatusos-Malekus of Central America were enslaved and slaughtered in the late nineteenth century. Yaqui resistance in northern Mexico also lasted into the modern period, while at Mexico’s southern end, the Maya of Yucatan pushed the colonial frontier back in 1847 to its sixteenth-century limits, and a string of Maya polities persisted there into the early twentieth century.

The third aspect of the myth of completion is that of the pax colonial, the peace among natives and between them and the Spanish colonists that supposedly came in the Conquest’s wake. The flip side to this—the corresponding dimension of incompleteness—is the fact that Spanish America was rife with native revolts against colonial rule. As one prominent historian has observed, “then and now the colonial era has typically been thought of as a peaceful time,” despite “apparent endemic violence.”

There is a pair of possible reasons for this. One is the localized nature of colonial revolts, which made them relatively easy to put down and therefore appeared to colonial and modern observers insignificant compared to the kinds of wars that swept Europe during the same centuries and would ravage much of modern Latin America. The other relates more closely to the myth of completion. Despite periodic Spanish hysteria over real or imagined revolts by natives and enslaved Africans, Spaniards believed that their empire was God’s way of civilizing natives and Africans in the Americas. Colonial rule was thus seen as peaceful and benevolent, an interpretation that relied upon the Conquest’s being complete. Ironically, although the native perception was almost the opposite—that the Spanish presence was a protracted invasion that required a mixed response of accommodation and resistance—it also contributed to the illusion that the pax colonial was real. The willingness on the part of native leaders to compromise, to find a middle course between overt confrontation and complete capitulation, helped give the impression of a colonial peace.

The fifth dimension of the Conquest’s incompleteness was the degree to which native peoples maintained a degree of autonomy within the Spanish empire. This was in part an autonomy permitted and sanctioned by Spanish officials, and it was nurtured by native leaders through illegal means and legal negotiations. As a general rule, Spaniards did not seek to rule natives directly and take over their lands. Rather they hoped to preserve native communities as self-governing sources of labor and producers of agricultural products. This practice had precedent in Islamic-Iberian custom, as it developed in the eighth-century Muslim invasion of the Iberian peninsula and during the subsequent centuries of the reconquista. But it was also a practical response to Spanish-American realities. The new settlers were not farmers, but artisans and professionals dependent upon the work and food provided by native peoples who greatly outnumbered them.

This colonial system worked best where organized, sedentary agricultural communities already existed—that is, well-fed city-states—and it was in such areas, primarily in Mesoamerica and the Andes, that Spaniards concentrated their conquest and colonization efforts. Although it is unlikely that any native community escaped the ravages of epidemic diseases brought across the Atlantic, native regions unevenly experienced direct conquest violence. For centuries after the arrival of Spaniards, the majority of natives subject to colonial rule continued to live in their own communities, speak their own languages, work their own fields, and be judged and ruled by their own elders. These elders wrote their own languages alphabetically (or, in the Andes, learned to write Spanish) and engaged the colonial legal system in defense of community interests skillfully and often successfully. The native town, or municipal community, continued to be called the altepetl by the Nahuas of central Mexico, the ñuu by the Mixtecs, the cah by the Yucatec Mayas, and the ayllu by Quechua-speaking Andeans.

Only very gradually did community autonomy erode under demographic and political pressures from non-native populations. From the native perspective, therefore, the Conquest was not a dramatic singular event, symbolized by any one incident or moment, as it was for Spaniards. Rather, the Spanish invasion and colonial rule were part of a larger, protracted process of negotiation and accommodation. From such a perspective, as long as the altepetl and ayllu still existed, the Conquest could never be complete.

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New World Allies of the Conquistadors

From Seven Myths of the Spanish Conquest, by Matthew Restall (Oxford, 2004), Kindle Loc. 1260-1283:

When the Spaniards under Cortés left the Gulf coast and headed toward central Mexico, native Cempoalan warriors and porters accompanied them, and Tlaxcalans, Huejotzincans, and others later became part of a vast support force that greatly outnumbered the Spaniards. The Huejotzincans continued to fight alongside Spaniards and provide other services as the Conquest stretched out over the 1520s and 1530s. As Huejotzingo’s rulers would inform the king in 1560, “we never abandoned or left them. And as they went to conquer Michoacan, Jalisco, and Colhuacan, and at Pánuco and Oaxaca and Tehuantepec and Guatemala, we were the only ones who went along while they conquered and made war here in New Spain until they had finished the conquest; we never abandoned them, in no way did we hold back their warmaking, though some of us were destroyed in it.”

In fact, the Huejotzincans were not the only Nahuas to fight in other regions of what became New Spain. Montejo brought hundreds of warriors from Azcapotzalco, in the Valley of Mexico, to Yucatan. One Maya account of the Spanish invasion offers a revealing commentary on their use as a vanguard force. Following a series of military encounters in the region, the Spaniards entered the important town of Calkini in 1541 to accept the nominal submission of the local Maya rulers. The description of that ritual by the rulers of Calkini remarks pointedly that the Nahuas—called Culhuas by the Maya after Culhuacan, the town that had once dominated the Valley of Mexico—arrived first. The Maya account also noted that the leader of the Culhuas had been baptized Gonzalo, that their force brought along a herd of pigs (an animal introduced by the Spaniards), and that they were the ones who gathered up the tribute goods offered to the Spaniards.

There is no hint of racial solidarity between Nahuas and Mayas in this account, nor should any be expected. Spaniards lumped different native groups together as “Indians,” but to the Mayas of Calkini, the Culhuas were as foreign as the Spaniards. They were invaders to be repulsed or accommodated, as circumstances allowed, just as if they had come alone as part of the Mexica imperial expansion into Yucatan that never happened but may have eventually occurred had the Spaniards not appeared.

Nor was there a sense of Maya ethnic solidarity in the sixteenth century. In time, Mayas from the Calkini region and other parts of Yucatan would accompany Spaniards into unconquered regions of the peninsula as porters, warriors, and auxiliaries of various kinds. Companies of archers were under permanent commission in the Maya towns of Tekax and Oxkutzcab, regularly called upon to man or assist in raids into the unconquered regions south of the colony of Yucatan. As late as the 1690s Mayas from over a dozen Yucatec towns—organized into companies under their own officers and armed with muskets, axes, machetes, and bows and arrows—fought other Mayas in support of Spanish Conquest endeavors in the Petén region that is now northern Guatemala.

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