Category Archives: nationalism

Czech “Enemy Aliens” in Russia, 1914

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 1184-1207:

Almost 900,000 emigrants arrived in Russia from Austria-Hungary between 1828 and 1915, among them tens of thousands of Czechs and Slovaks. The largest number resided in the vicinity of Kiev (Ukraine), where there was a Czech High School, a Prague Hotel, and, by 1910, a weekly Czech-language newspaper, the Čechoslovan. In most combat nations, “enemy aliens” were subject to internment, deportation, and expropriation of their property. Unlike in most countries, however, where enemy aliens often lived on the margins of society, in Russia the Czechs and Slovaks were business owners, managers, landowners, professionals, engineers, foremen, and skilled workers. Yet, at the outbreak of the war, the Russian public began targeting any person whose ethnicity, religion, or former citizenship might link that person to Austria-Hungary or other enemy nations. By 1914 there were about 600,000 “enemy aliens” and 100,000 visitors from enemy nations in Russia. Of these, about 200,000 were Czech and 600 were Slovak, with 70,000 of them in farming communities in Ukraine. More than half had arrived in Russia since 1885 and many had never become naturalized Russian citizens.

During the first week of hostilities, the Russian army sealed the borders to immigrants who might think of escaping the country. As early as July 25, 1914 (OS), the army ordered the deportation from areas under military rule of all “enemy-subject males of military service age,” specifically, “all German and Austrian males age 18–45 who were deemed physically capable of carrying a weapon.” This order was quickly extended to the entire Russian Empire and included women and children as well. As many as one-half of Russia’s 600,000 “enemy” subjects were sent to camps or designated areas held under police surveillance. As early as September 1914, the government ordered the confiscation of all property belonging to anyone who was even suspected of belonging to a pan-German organization. Given the use of German by many non-German Habsburg subjects and the dearth of information regarding Vienna’s non-German minorities, Czechs and Slovaks were easily targeted. “A sense quickly grew among officials that all enemy-alien property was fair game.” Factories, farms, and stores could be confiscated, often at the behest of disgruntled Russian customers or competitors who turned their business disputes into acts of revenge by denouncing their “enemy alien” owners.

Once it was clear that mere suspicion of enemy support or sympathy could cost an immigrant freedom or property, thousands of aliens applied for exemptions and persons of Slavic ethnicity received most of them. The first exemptions were granted to Czechs. Committees of Czechs and Slovaks sprang up in the major cities to petition the government. Delegations met with the minister of internal affairs, Nikolay A. Maklakov, and the foreign minister, Sergey D. Sazonov, solemnly pledging their allegiance to Russia.

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Czechs on the Eastern Front, Christmas 1915

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 1072-1101:

THE MOST CONTROVERSIAL defection of Czech soldiers from the Austro-Hungarian army to the Russians occurred when 1,850 of the 2,000 men in the unruly Czech Twenty-Eighth Infantry Regiment disappeared into the Russian lines near the Dukla Pass, a gateway through the Carpathian Mountains from Russia into Hungary (today, on the border between Poland and the Slovak Republic). The mass desertion followed informal contacts between Czech soldiers on both sides in early April 1915….

On April 3 (OS), Cossacks and Russians prepared to attack the Twenty-Eighth under cover of darkness. But members of the družina who stayed behind heard only silence. “It was only at twilight that a Russian ‘hurrah’ was heard, and the whole Twenty-Eighth Regiment went over to the Russians without a shot fired,” said Wuchterle. Only the Austrian artillery fired at the enemy, wounding several Czechs.

Accounts such as this have been characterized as exaggerations by some who point to reports of at least some shooting, but even official Austrian reports concede that the gist of Wuchterle’s eyewitness account is accurate. The debate about whether the men were indeed deserters “became the subject of one of the fiercest arguments inside the Austro-Hungarian army.” Reflecting official suspicion and anger, the entire Twenty-Eighth Infantry Regiment was officially dissolved. Whatever the real motives of the men of the regiment, the družina was perceived to have lured Czechs into Russian arms. And this incident, says one historian, “was the first clear writing on the wall. The Austro-Hungarian authorities, civil and military alike, should have noticed that the war was unpopular with the Czechs, and that it was likely to become more so the longer it lasted.”

On Christmas Day 1915 amidst shooting between Austrian and Russian trenches, the members of the družina on the Russian side began singing “Stille Nacht,” the German “Silent Night.” The Austrians stopped shooting. When they were finished, one of the Czechs shouted a holiday greeting at the Austrians, to which an enemy soldier replied, “Wir danken” (“We thank you”). Members of the družina then began singing “Silent Night” in Czech, after which Czechs on both sides yelled greetings to one another. In such modest ways, the družina worked its will.

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Imperial Russia’s Česká Družina

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 1020-1060:

The Česká Družina, a small unit of Czech soldiers in the Russian army initially composed of Czech emigres to Russia, played a unique and decisive role in turning unhappy Austro-Hungarian soldiers into a rebellious army. Czechs and Slovaks fighting for Austria-Hungary were welcomed into the Russian imperial army in ways few other soldiers could be. Indeed, they were explicitly encouraged to defect.

In March 1915, two days after an Austro-Hungarian attack on the Russians was repelled, food and other supplies were growing scarce. Most of the professional Austro-Hungarian officers had been killed and lesser men were put in charge. Amidst heavy snows, strong winds, and freezing temperatures, a unit of Czechs in the Ninety-Eighth Infantry Regiment held a line near Gorlice, a town on the Ropa River in Austrian Galicia. Their Austrian commander took advantage of the weather by having hungry Czechs tied to trees as punishment for eating meager portions of the reserve food supplies.

“We all had had enough,” recalled one of the Czech soldiers, Josef Křepela, “of that suffering, hunger, berating, and hitting that our commanders subjected us to, and a thought about an end to all of this torture was secretly growing inside us.”

Each night fresh troops were dispatched to relieve the freezing, hungry men in the trenches, foxholes, barns, and shacks along the Austrian front above the Ropa River. Their commander, Lieutenant Reiman, spit out an ironic farewell to his Czech soldiers: “Auf Wiedersehen in Russland!” “And every morning,” Kŕepela recalled, “when he learned about a guard who disappeared somewhere behind the Russian lines, protected by the barbed wire, he would waste no time writing a criminal report to the closest commanding headquarters.” Once, when a good friend of Křepela’s disappeared during a snowstorm, a laughing Reiman showed Kŕepela a copy of the criminal complaint he filed against the missing soldier, telling him, “The Russians must now have a whole regiment of you Czechs!”

As darkness fell one evening that March and another snowstorm gathered force, Kŕepela was ordered to take a replacement unit to the front. Under the watchful eye of their gun-wielding commander, Reiman, Kŕepela ordered thirteen young men huddling in snow-covered trenches into the storm. He led them through waist-deep snow toward a burned-out village on the Ropa River, which had been trapped between the lines of the opposing armies. When the men stopped to catch their breath behind a partially collapsed barn, Kŕepela decided to act.

“I looked into the faces of these boys, pale, with snowflakes on their freezing faces,” he said. “How beat-up and absolutely non-soldierly they looked. It was evident they were not interested in any bravery, or a war medal, which they would gladly exchange for a piece of moldy bread now. Taking pity on them, I suddenly asked, ‘Boys, would you like to go to Russia?’ I will not forget the happy twinkle in the eyes of these poor wretches, who told me with one voice, ‘Yes!’”

With desperate enthusiasm—but without any more of a plan—Kŕepela gingerly led the men single file toward Russian lines. Crossing a bridge over the Ropa after midnight, the men walked carefully past the dead and dying soldiers from both armies. Former enemies lay together mortally wounded in the same shattered homes, bleeding, delirious, softly crying for help. Discarded weapons were strewn about. In one house, two dead cows competed for space with the body of their dead owner. The stench drove Kŕepela and his men away. Taking refuge in another abandoned home, where a pale young girl, shell-shocked, wandered aimlessly from room to room, the men warmed black coffee and waited for the heavy snows to stop. By 3:30 a.m., they collapsed onto the empty beds and the floor, exhausted.

They awoke a few hours later to bearded Russian soldiers holding bayonets at their faces.

“Then,” Kŕepela said, “happiness starts flowing through my body, and I shake hands with these good men, who are offering theirs. Moved, I speak the only Russian word I know—‘Zdravstvujte!’ (Hello!). We willingly gave them our rifles and all of our equipment, keeping only a beggars’ bag holding nothing but bread crusts.” Soon they were sitting on the floor with the Russians, forming a circle around a dim candle. “Are you all Czechs?” asked one of the smiling Russians. The Czechs nodded. Knowing what this meant, the Russian left.

A few minutes later, an officer wearing a Russian uniform entered the cabin. The officer lit a cigarette Kŕepela offered him, looked over the prisoners, and said in perfect Czech, “Hey guys, who among you is from Prague?” A confused silence hung in the air. “With open mouths, we look surprised. How did the Czech in the Russian uniform who is talking to us in such a friendly manner happen to show up here?” It turned out Reiman was right—a Czecho-Slovak regiment did exist in the Russian army, the Česká Družina.

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Austria-Hungary: A Fairy-tale Kingdom

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 607-636:

By 1914 Austria-Hungary resembled a fairy-tale kingdom, with its aging, crisply uniformed monarch, regal castles, dashing aristocrats, large estates, illiterate peasants, rolling hills, dark forests, wolves, gypsies, and legends of Count Dracula. Yet it was being swallowed up in an alien urban landscape of cities, factories, railroads, electric lights, battleships, early automobiles, and the second metro line in all of Europe. It was becoming a place where bustling middle-class crowds no longer looked to the monarch and his fellow aristocrats for sustenance, guidance, or protection. The ruling aristocracy had come to seem majestically and powerfully irrelevant.

Still, Vienna had an impeccable pedigree. Unlike the modern, yet provincial, nation-states sprouting up all around it, Austria-Hungary emerged from the Middle Ages as the standard-bearer of Europe’s older, more cosmopolitan, political tradition—Christian monarchial rule over disparate lands and peoples. By 1914 it occupied present-day Austria, Hungary, Czech and Slovak Republics, Croatia, Slovenia, Bosnia-Herzegovina, northern Italy, southern Poland, and western sections of Ukraine and Romania. Its 52 million people were squeezed into an area the size of Texas, yet it entered the war as a great power, second largest in land and third most populated in Europe.

Once the embodiment, if now the corpse, of the Holy Roman Empire, Austria-Hungary harked back to the fabled realm of Charlemagne. Each of these regimes shared a yearning to resuscitate ancient Rome’s original empire of law, peace, and order, “the fairest part of the earth,” said Edward Gibbon, “and the most civilized portion of mankind.”

The only common bond among Austria-Hungary’s dozen or so nationalities was the Habsburg dynasty, which collected lands and peoples the way less powerful families might collect works of art. Croats, Czechs (Bohemians and Moravians), Germans, Italians, Poles, Romanians, Slovenes, and Ukrainians (Ruthenians) ended up inside the Austrian half of Austria-Hungary, while Croats, Germans, Hungarians (Magyars), Romanians, Serbs, Slovaks, Slovenes, and Ukrainians (Ruthenians) lived in the Kingdom of Hungary. “In all the Habsburg lands,” noted one history, “Vienna was unique in one important respect. Here was at least partially achieved that supranational, cosmopolitan consciousness which was the dynasty’s only hope for survival.” However, Europe’s other peoples were merging into more homogeneous nations, while Vienna ruled a polyglot rabble. Viennese culture was exquisite, but the Habsburg empire was ungovernable.

AUSTRIA-HUNGARY, MASARYK HAD quipped on May 26, 1913, in the course of his last speech to the Reichsrat in Vienna, was like a good man who had somehow swallowed an umbrella—and spent the rest of his life fearing that it might open. While Masaryk’s metaphor is memorable, the realm is little remembered today in part because it did not fit the modern definitions of statehood. It represented neither a nation nor a people but a dynastic empire. And like most great empires—from the Roman to the Soviet—it slowly decayed from within until an unanticipated crisis caused the elaborate, aging edifice, hollowed out at its core, to collapse.

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Habsburg Austria Like the European Union?

From In Europe’s Shadow: Two Cold Wars and a Thirty-Year Journey Through Romania and Beyond, by Robert D. Kaplan (Random House, 2016), pp. 188-190:

Habsburg Austria was the last remnant of feudalism that had survived into the early modern and modern ages. Indeed, according to one of the leading historians of the Habsburgs, the late Robert A. Kann, the Austrian Empire was “more diversified … in regard to ethnic, linguistic, and historic traditions” than any other imperium in modern times. “It was closer to the European Community of the twenty-first century” than to other empires of the nineteenth, writes the Welsh historian and travel writer Jan Morris. The empire sprawled “clean across Central Europe,” observes the late Oxford scholar C. A. Macartney, from the Vorarlberg Alps and Lake Constance in the west to the edge of Moldavia in the east; and from the Polish Carpathians in the north to the Adriatic Sea in the south, uniting Germans, Slavs, and Latins. And yet “in no single case,” Macartney goes on, “was one of its political frontiers also an ethnic frontier.” Germans lay inside and outside the empire; so, too, did the Poles, Ukraines, Croats, Romanians, and so on. Thus, as Kissinger states, the Habsburg Empire “could never be part of a structure legitimized by nationalism,” for as nationalism in Europe had an ethnic and religious basis, this polyglot empire would have been torn apart by such a force. Making the Habsburg Empire doubly insecure and so dependent on the status quo was its easily invadable and conquerable geography, compared to that of Great Britain, Russia, and even France.

Habsburg Austria, whose history spans the late thirteenth century to the early twentieth, by simple necessity elevated conservative order to the highest moral principle. Liberalism was held in deep suspicion because freedom could mean not only the liberation of the individual, but the liberation of ethnic groups, which could then come into conflict with one another. Thus toleration, rather than freedom, was encouraged. And because (especially following the Napoleonic Wars) the status quo was sacrosanct in Vienna, so too was the balance of power.

For decades and centuries even, Austria’s sprawling imperium defined European geopolitics. Austria was the highly imperfect solution to Turkish military advances into Central Europe in the sixteenth century and the perennial Panslav stirrings that emanated from Russia, absorbing as Austria did the blows from both forces, even as the Counter-Reformation helped bind the heavily Catholic Habsburg lands together. Austria’s role as a geopolitical balancer was further fortified by its fear of vast, Panslavic, police-state Russia on the one hand and the liberal, democratic, and revolutionary traditions of France and the West on the other. Indeed, Austria’s position as a great power was threatened by Russian imperialsm from the east, while, as Kann puts it, “western liberalism threatened the durability of her domestic structure.” And yet Austria was so often weak, something inherent “in the far-flung nature” of her monarchical possessions and her attendant “extraordinarily cumbersome administrative and decision-making arrangements,” writes Cambridge history professor Brendan Simms. It was Romania’s geographical and historical fate to be caught between and among empires, with its position at the southeastern extremity of Habsburg Austria, the southwestern extremity of Russia’s imperialist ambitions, and the northwestern extremity of those of Ottoman Turkey.

According to other interpretations, Austria itself might have constituted a bourgeoisie civilizing force from the West, altogether benevolent in its influence. For Habsburg culture was reassuring, burgerlich, and sumptuous, at least compared to what those other, bleaker imperiums from the East had to offer—partially defined, as Austria and the Catholic Church were, by the inspirational miracle of Gothic and baroque art. But what Romanians too often received from Habsburg Austria was not inspiring aesthetics but simply the appalling hardship of war, so that the northern Transylvanian Gothic style was to remain an aspirational curiosity amid copious bloodshed as empires clashed.

But the EU lacks a Metternich.

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Evaluating Romania’s Antonescu

From In Europe’s Shadow: Two Cold Wars and a Thirty-Year Journey Through Romania and Beyond, by Robert D. Kaplan (Random House, 2016), pp. 139-141:

Who was Antonescu, really?

A French assessment of him in 1922, when Antonescu was forty and a military attaché to Paris, stated: “A well-tried intelligence, brutal, duplicitous, very vain, a ferocious will to succeed … an extreme xenophobia, [these are] the striking characteristics of this strange figure.” To read Deletant, Hitchins, and others, we can say that Antonescu was a realist, militarist, nationalist, and authoritarian, who had no use for parliamentary democracy. But neither was he strictly fascist: he purged the fascists from his regime early on and had a disdain for pageants and parades. He believed in order, but not as a prerequisite to freedom, only as an end in itself. His support for Hitler was heavily determined by the calamitous international situation he inherited from Carol II and Romania’s tragic position on the map between Nazi and Stalinist empires. Antonescu made the cold calculation that an alliance with Germany was simply the best option for regaining territories that Romania had lost to the Soviet Union. As Antonescu reportedly told journalists a few days after Pearl Harbor: “I am an ally of the Reich against Russia; I am neutral between Great Britain and Germany; and I am for the Americans against the Japanese. But at the same time, Antonescu could also say that “Europe has to be liberated once and for all from the domination of Free-Masons and Jews.”

If not a proponent of the Final Solution itself, Antonescu was among the twentieth century’s great ethnic cleansers. He spoke about the need to “purify” and “homogenize” the Romanian population, and rid it of “Yids,” “Slavs,” and “Roma.” (Antonescu’s deportation of the Roma people to Transdniestria—where some 20,000 died of disease, starvation, and cold—was not a result of German pressure, but something he had initiated on his own.) One of Antonescu’s ministers stated that the circumstances of German military successes provided Romania with a unique opportunity for a “complete ethnic unshackling.” Antonescu himself saw the Jews as a “disease” and as “parasites,” in Deletant’s language, “to be cleansed from the body of Romania.” The deportation of Jews from quasi-historical Romanian lands of Bukovina and Bessarabia to Transdniestria, a region where Romania had few historical claims, should be seen in this light.

And yet it cannot be forgotten that Antonescu kept, by some statistical reckoning, the largest number of Jews away from the Final Solution in Axis-dominated Europe. He did so in large measure because of “opportunism” and extreme nervousness as to his own fate, as the Soviets and Western Allies began to tighten the noose on Hitler’s war machine. The end to deportation and mass murder in Transdniestria and the decision not to send Romanian Jews from inside the country to death camps in Poland were all actions taken after the Nazi defeat at Stalingrad, when Antonescu began to realize that Hitler might not, after all, win the war. Radu Ioanid might refer to this as “opportunistic mercy.” Antonescu was more of a realist than a fanatical fascist, and so he was always sensitive to shifting geopolitical winds. There was also Antonescu’s own proud and autocratic character. The idea of the Führer ordering him from abroad to give up his Jews did not sit well with him. As someone in direct contact with Antonescu at the time observed, the Marshal “did not like receiving orders; he liked giving them.” There was also pressure brought to bear upon Antonescu from Romanian intellectuals, from the queen mother, Helen, and from the National Peasant Party leader Iuliu Maniu to save Romanian Jewry. Again, this all must be seen in the context of Soviet and American victories on the battlefront.

Antonescu was toppled in a palace coup on August 23, 1944, just as the Red Army was already marching triumphantly into Romania. He was tried by pro-Soviet Romanian authorities, duly convicted, and executed in 1946 by a firing squad at Jilava Prison near Bucharest. Antonescu was a mass murderer without strictly being a fascist. The fact that he kept an astonishingly larger number of Jews from death cannot erase the fact that he killed an astonishing number—in indescribable suffering. There is no moral ambiguity in that.

Georgetown University professor Charles King, an expert in these matters, remarked that the best thing which can be said about Antonescu is that he was a conservative anti-Semite, not a millenarian one like Adolf Eichmann or Alfred Rosenberg.

Upon Antonescu’s removal from power, the Romanians switched sides in the war. For the remainder of the war Romania contributed more troops—538,000— to the Allied cause than any other country except for the Soviet Union, Great Britain, and the United States. Romanian casualties against the Nazis in 1944–45 were some twenty-five times greater than those of Italy, another country that fought first for the Axis and then against it. Of course, Romania’s change of heart was a consequence of its need to regain all of Transylvania from Nazi-occupied Hungary. Self-interest dominates foreign policy thinking most of the time in most places. Yet rarely has national self-interest been applied so nakedly as by Romanian regimes during World War II, descending as it did to the level of sheer opportunism. It also bears repeating that the shamelessness of Romania evinced during the war was, in turn, partly a function of its impossible geographical position, especially after Munich, when Chamberlain abandoned Central Europe to Germany.

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Michael the Brave Macchiavellian

From In Europe’s Shadow: Two Cold Wars and a Thirty-Year Journey Through Romania and Beyond, by Robert D. Kaplan (Random House, 2016), pp. 71-72:

Born in 1558, Michael rose to become a leading boyar, or feudal personage, buying up villages and acquiring the throne of Wallachia in 1593 by providing the Ottoman sultanate with the requisite bribes. The next year he initiated a campaign against the same sultanate by inviting Ottoman creditors to a litigation, then locking the doors and burning the building down. This was followed by a general massacre of Turks in Wallachia. In response to Michael’s raids as far south as Adrianople in Thracian Turkey, the sultan’s troops invaded Wallachia in 1595. Michael’s overreach forced him into an alliance with the Hungarian ruler of Transylvania that allowed the Hungarian to subjugate neighboring Moldavia. Nevertheless, the alliance helped Michael defeat a Turkish army at Călugăreni, between Bucharest and the Danube in Muntenia. Yet the tactical victory was not enough to stop Michael’s retreat north toward the Carpathians, in the face of an advance by the Ottomans that saw them take Bucharest. But with reinforcements from Hungarian-controlled Moldavia and Transylvania, Michael was able to force the Turks southward. The Ottomans, now preoccupied with a war against the Austrian Habsburgs, made a temporary truce with Michael in 1598. The Poles meanwhile had invaded Moldavia, toppling the Hungarians there and removing Moldavia from the anti-Ottoman alliance. The alliance completely collapsed when the Hungarians made a deal with the Austrians over Transylvania. So Michael, rather than continue to fight the Turks, began to negotiate with both them and the Austrians for recognition of his right to retain the throne of Wallachia. But the Turks wanted too much tribute and so Michael made an alliance with the Austrians instead. Then the Poles, who held sway in Moldavia, forced the Hungarian rulers in Transylvania to break their alliance with the Austrians. This led, through more convolutions, to a deal between Christian Transylvania, Christian Moldavia, and Muslim Turkey. Michael then entered negotiations with the Turks, even as he plotted with the Austrians to topple the Hungarians in Transylvania. Michael’s successful invasion of Transylvania was secured at the Battle of Selimbar, near Sibiu, in 1599. In 1600, now in charge of both Wallachia and Transylvania, Michael invaded pro-Polish Moldavia. The victory there allowed Michael to claim the unity of all three core-Romanian principalities. But later the same year, the Austrians defeated Michael in Transylvania and the Poles defeated him in Moldavia. Michael responded by entering into negotiations with the Austrians. The Hungarians in Transylvania, fearing a deal between Michael and the Habsburgs, assassinated him near Cluj in 1601.

Romania, in this reading, emerges from the travails of history as an even more intense version of early modern Europe itself: nothing is ever secure and more bloodshed always lies in wait. If European history is a nightmare, then that of Romania is doubly so. The very unswerving energy of Michael the Brave—operating for years on end at levels of stress that would immobilize the average Western politician in the twenty-first century—was a mere requirement of any warlord of the age. And if Michael as a late Renaissance man could not conceive of a unitary Romanian state, his accomplishment, nevertheless—and however short-lived—gave Romanian speakers of later eras a vision of what was politically possible.

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Central Asiatic Railway Towns, 1932

From The Invisible Writing, by Arthur Koestler (PFD Books, 2015), Kindle Loc. 1808-1830:

Soviet Central Asia was divided at that time into three Autonomous Republics: Turkmenistan, Uzbekistan and Tadzhikistan. Among these Turkmenistan is the most desolate. Its borders are the Caspian in the West, Persia and Afghanistan in the South, the Amu Darya in the East and the Autonomous Kazakh Republic in the North. It is approximately the size of Germany, but its population in 1932 was less than a million. Its surface is almost entirely desert, only habitable on its fringes, where sparse water-courses make irrigation possible. The chief product of the irrigated areas is cotton.

There are few towns. One cluster of oases lies in the North, round the mouth of the Amu Darya, where it flows into the Aral Sea. This is the former Khanat of Khiva, which in 1932 was still something of a Shangri-la, inaccessible from the South except by camel-caravans. The remaining towns are strung in a single line along the Central Asiatic Railway which skirts the Kapet Dagh hills along the Persian frontier. In spite of their picturesque names, these towns—Kizyl Arvat, Bakharden, Geok Tepe, Ashkhabad, Merv—are not oriental in character but typical Russian garrison-towns. In fact, the main feature of the towns of Turkmenistan was that they were not inhabited by Turkomans but by Russians—government officials, railway workers, soldiers, merchants, artisans and colonials; the natives were left to their semi-nomadic existence. The change only started with the industrial revolution under the Five-Year Plan. The new factories drew native labour into the towns, and the creation of a ‘class-conscious native industrial proletariat’ became a declared aim of Soviet policy in all national republics. Even so, in 1932 the Turkomans were still a minority in the towns of Turkmenistan, including Ashkhabad, the capital.

The result was a complete absence of local colour and local architecture in these Czarist garrison-towns which cover like pockmarks the noble face of Asia. The Bolsheviks completed the process which Russian Imperalism had begun. The aim of Czarist colonisation had been to keep the natives in their state of semi-barbarism and ignorance—at the time of the Revolution there were less than one per cent literates in Turkmenistan. The Communist régime took an apparently opposite line which in fact, however, completed the tragedy. The natives were drawn into the towns, educated, Russified and Stalinised by the pressure-cooker method. The children of the nomads were brought to school, processed, indoctrinated, and stripped of their national identity. All national tradition, folklore, arts and crafts, were eradicated by force and by propaganda. Everywhere in Asia primitive tribes and nations were transformed into a nondescript, colourless and amorphous mass of robots in the totalitarian State.

With two exceptions—old Bokhara and Samarkand—I have almost no visual memory of the places I visited in Central Asia. In retrospect, Krasnovodsk, Ashkhabad, Merv, Tashkent, all dissolve in the same uniform dreariness of the Russian provincial small-town, except that they were even poorer and drearier.

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South Caucasus Just Waiting for Europe?

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 4017-4050:

It seems an almost inbuilt problem of the South Caucasus that a positive development in one place causes alarm in another. Armenian-Turkish rapprochement angers Azerbaijan, which turns to Moscow. The “reset” American-Russian relationship is seen to damage Georgia. As soon as there was talk of the Armenian-Turkish border reopening, some Georgians were heard to worry aloud that the rerouting of trade would be bad for Georgia. Zero-sum thinking prevails.

The region suffers from a lack of inclusive thinking. Most of the big ideas and regional initiatives that have emerged in the last decade and a half have excluded either one of the South Caucasus countries themselves or a key outside power. Both Iran and Turkey have proposed “security pacts” for the Caucasus that have left out the United States and the European Union. The Commonwealth of Independent States is now without Georgia. GUAM excluded Armenia. For awhile, Moscow unsuccessfully promoted the idea of a “Caucasus Four” that included it and the three South Caucasus countries. Concentrating on a “Black Sea region” is to the detriment of Azerbaijan. Focusing on the Caspian leaves out Armenia. The metaphor of a “Silk Road,” pretty though it is, implies a return to a premodern world in which Russia did not exist. The idea of a “Great Game” unhelpfully casts Russia in a reprised role of a hostile nineteen-century power.

History has meant that there have never been any successful voluntary integration projects here. The plan for an independent Transcaucasian Federation in April 1918 collapsed after only a month. The only other unions have been colonial ones imposed from above, by the Persian, Ottoman, and Russian empires and by the Soviet Union. The Soviet project is hard to defend, but it did have the effect of bringing people together in a cohesive economic structure that many people still miss. In retrospect, the South Caucasian nationalists of the late 1980s lurched from one extreme to another when they took a bulldozer to the complex Soviet system. They exchanged suffocating integration for extreme disintegration, and you could say that they threw out the Caucasian baby with the Communist bathwater. Many of the economic and cultural links from those times are still there under the surface waiting to be reexploited.

The one neighbor that could be a facilitator for voluntary integration in the South Caucasus is the region that has itself accomplished such an integration, the EU. So far, unfortunately, the EU has been very slow to act in the region. One Georgian scholar says it is “too lazy and too late.” Most of its regional projects have been very modest. Transport Corridor Europe Caucasus Asia, a European program started in 1993 for the eight countries of Central Asia and the South Caucasus, has spent less than 200 million euros since then—far less than BP, Gazprom, or USAID has spent in the region, to name three other foreign actors. The Eastern Partnership project is another laudable idea but is hampered by several constraints; the six countries involved have no membership perspective for the EU, which does not provide a strong incentive for reform. Promises of trade privileges and visa facilitation are more promising but have been watered down by European governments.

There is a widespread perception in the South Caucasus that it is “waiting for Europe” to notice its problems and pay attention to them. In the EU itself, there is caution. Partly, the EU has enough other problems to solve without having to deal with the headaches of the Caucasus. Partly, there is a perception that the governments of Armenia, Azerbaijan, and Georgia need to show a stronger commitment to democracy and reform to deserve that stronger interest. So the current period may be one of less engagement and greater realism. If that is the case, it may not be all bad news. History has been unkind to the South Caucasus, but there is no shortage of experience or talent there. If the outsider powers step a bit further away, local people may remember that they also have the skills, fashioned by the centuries, to solve their own problems.

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The Karabakhi Soviet’s Domino Effect, 1988

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 1889-1922:

When Nagorny Karabakh became the Soviet Union’s first dissident region in February 1988, it took almost everybody by surprise. Within the space of a week, the Karabakh Armenians had broken a series of Soviet taboos, staging public rallies, strikes, and effectively a public vote of no confidence in Moscow. Many Azerbaijanis have seen a high-level conspiracy in this. They argue that a remote province such as Karabakh could only have risen up and challenged the status quo on the critical issue of national borders after receiving strong positive signals from the top. This speaks to Azerbaijani fears about the power of the Armenian lobby—and Gorbachev did indeed have two Armenian advisers. Yet the fact that Gorbachev decisively rejected the Karabakhis’ demand suggests that there was no conspiracy—more a tangle of misunderstandings and mixed messages. The Karabakh Armenians and their Armenian lobbyists believed they had much more support than they actually had.

On February 20, 1988, after a series of petitions had been presented in Moscow, Armenian deputies in the local soviet voted to ask the central authorities to facilitate the transfer of the region to Soviet Armenia. Azerbaijani deputies abstained. The Politburo immediately rejected the request and said the soviet’s actions “contradict the interests of the working people in Soviet Azerbaijan and Armenia and damage interethnic relations.” The local soviet’s bold resolution had repercussions for the whole Soviet Union. Soviets, the basic building-blocks of the USSR’s system of government, had nominal power but were in practice supposed to be mere rubber-stamping bodies. Once the Karabakh soviet had challenged that consensus and dusted off Lenin’s concept of “all power to the soviets,” the system faced paralysis. It was the first shot in a “war of laws” between Soviet institutions—later Azerbaijan’s Supreme Soviet would reject the Karabakhi move, and Armenia’s Supreme Soviet would support it. The deadlock soon spread to Georgia and later to Russia in what came to be known as a “parade of sovereignties,” as autonomous entities across the Soviet Union tried to reinvest power in institutions that had been mere façades since the 1920s.

Gorbachev faced a dilemma in dealing with the Karabakh revolt. To have agreed to the soviet’s demand would have set a precedent he did not want to see. To have arrested the demonstrators would have been risky and against the spirit of glasnost he was trying otherwise to inculcate in the Soviet Union. In the event, he tried to smother the problem. The official media remained silent about it. A battalion of 160 Soviet Interior Ministry troops was sent to Karabakh, and a Politburo delegation traveled to the region to try and talk sense into the rebels. Appeals were made to the “brotherly solidarity” of the two peoples.

Gorbachev was far more liberal than any other Soviet leader before him, but his response revealed the limitations of the Soviet political system. Real political dialogue had effectively been banned in the Soviet Union for more than sixty years. “I had hundreds of conversations,” said a Moscow official who traveled between Armenia and Azerbaijan seeking compromise on the Karabakh issue in 1988. “I didn’t meet a single Armenian or a single Azerbaijani who held a compromise position on this question, from shepherds to academicians.” The expectation was that Moscow would rule decisively in favor of one side or the other. The party authorities in Baku never thought of inviting the Karabakh Armenians for talks on their demands—even if they had been allowed to—while the Karabakh Armenians traveled to Moscow, not Baku, to push their claims. Within months, dissatisfied with Moscow’s handling of the national issue, Armenians and Azerbaijanis were burning their party cards and openly defying the central authorities. Karabakh also exposed the weakness of the interconnected Soviet command economy. One of the first strikes in the Soviet Union in almost seventy years, at an electronic parts factory in the Karabakhi capital, Stepanakert, slowed or halted production in sixty-five radio and television factories across the Soviet Union. The overall effect was that as soon as the rigid, authoritarian Soviet system was challenged in a comprehensive way, it suddenly looked very brittle.

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