Category Archives: nationalism

Poland and Lithuania Unite

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 105-107:

In 1411 a peace between the Polish-Lithuanian state and the Teutonic Order was finally achieved at Toruń. At that time, Jagiełło managed only to secure Žemaitija for Lithuania and Dobrzyń for Poland. Thus, ultimately, Lithuania benefited much more than did the Crown of Poland—somewhat paradoxical in a state that purportedly was dominated by the Polish half. While Lithuania regained all that it sought, the Poles remained unsatisfied. Notably, however, these were the territories that the Order had refused to give Poland-Lithuania to keep the peace only a year earlier. Still, this left many formerly Polish lands along the Baltic coast in the hands of the Teutonic Order, including the important towns of Gdańsk and Toruń. And the Crown of Poland still had no outlet to the sea.

However, in a way, the Battle of Grunwald [= the First Battle of Tannenberg in what is now named Stębark] did have an important outcome for Poland-Lithuania. The joint fight against a common enemy brought the subjects of the two halves of the state closer together, proving to Poles and Lithuanians alike that they had mutual interests. Together, they could accomplish much, even if separately each (especially Lithuania) was weak.

Within a couple of years, Poles and Lithuanians took another step on the road to becoming closer. This was in the so-called Union of Horodło, signed in the Volhynian town of that name in 1413. What had previously been a personal union cemented solely by the person of Jagiełło would now have a solid dynastic connection. To be sure, the position of grand duke in Lithuania would be hereditary (Vytautas agreed to be dux [no modifier], under Jagiełło), while the king of Poland would be elected. But the latter—that is, Jagiełło’s successor—would come from the Lithuanian dynasty, to be elected upon consultation of Vytautas and the Lithuanian boyars.

One of the most interesting provisions of the tripartite document called for a special union of (Catholic) Lithuanian and Polish nobility and clergy. Some fifty years after their conversion to Roman Catholicism, forty-seven Lithuanian noble families were embraced by and included in Polish heraldic clans. In this way, the palatine of Kraków, for example, accepted into his Leliwa clan the palatine of Vilnius. The Polish castellan of Sącz would be united with the Lithuanian castellan of Trakai (Polish: Troki). The numerous Półkozic clan embraced a Lithuanian noble family, while the protoplast [progenitor] of the Lithuanian Radvila family (better known under their Polonized name, Radziwiłł) became part of the Sulima clan. In essence, a joint Polish-Lithuanian noble estate was established. Henceforth, there would be a single nation for the united state.

The Preamble to the Union of Horodło gives evidence of the lofty principles undergirding the union: “Whosoever is unsupported by the mystery of Love, shall not achieve the Grace of salvation. . . . For by Love, laws are made, kingdoms governed, cities ordered, and the state of the commonweal is brought to its proper goal.” The love between the Poles and Lithuanians would truly have a familial (clan) basis now. Yet the union was not complete. It did not include the Orthodox nobility—for the most part, Ruthenes. They were, in a way, second-class citizens—something that would not bode well for the future.

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Dilemmas of Pagan Lithuania

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 88-90:

The pagan Lithuanians had managed to conquer the western Ruthenian territories (roughly today’s Belarus and Ukraine) at the time of these lands’ greatest weakness. In a relatively short space of time, they made huge advances. Lithuania gained control over Polatsk in 1307, over Minsk in 1340, over Smolensk (a mere 230 miles from Moscow) in 1356, and even over the far-distant Kyiv—the former, great capital of Kyivan Rus’—in 1363.

This tremendous expansion was in part facilitated by the protoplast [= progenitor] of the great Lithuanian dynasty, Gediminas (1315–1341). He was ably assisted by his numerous sons, the most important Kestutis and Algirdas. While Kestutis’s presence could be felt in the Polish southeast in 1376, it was Algirdas who earlier defeated the Golden Horde at Syni Vody (Blue Waters; Polish: Sine Wody) and gained control over Kyiv. The two formed a sort of diarchy—a kind of dual rule that would be inherited by their sons, Jogaila (Algirdas’s favorite son) and Vytautas.

In the process of conquering this large swath of Eastern Europe, the Lithuanian Gediminid dynasty inherited a sizable population that was Slavic and Orthodox—a population that outnumbered the Lithuanians themselves eight to one. The Lithuanians figured mainly as rulers and elites. Most of the East Slavic inhabitants—most notably, the boyars (nobles) of Ruthenia to the south—were members of the Orthodox faith. In other words, they were Christians, but not followers of the Church of Rome.

The pagan Lithuanians within this large multiethnic entity were the nobles and villagers of the north—that is, residing in the core Lithuanian territories, before the decline of Rus’ allowed the Lithuanians to gain control of a good chunk of the Ruthenian lands. This was a small but not insignificant population, especially as it included members of the ruling family, such as the future king of Poland. This expanded Lithuanian state was a completely decentralized entity, with descendants of Gediminas ruling over various sections of the state (and often quarreling among themselves).

Although Lithuanians ruled, the rapid expansion of the state left the initial population, which had yet to establish a written language, with real challenges. How could they rule over Christian, and lettered, peoples? In part this imbalance was ameliorated by the Lithuanians availing themselves of a ready-made state language—the language of the conquered Ruthenes. Intermarriage with Ruthenian princes led to the spread of Ruthenian culture within the Grand Duchy. Many Gediminids became converts to Orthodoxy and otherwise found the culture of the conquered Slavs to be attractive. Some went so far as to ally themselves with the Muscovite state to the east. This most certainly was true of the numerous sons of Algirdas and his first wife, Maria, all of whom embraced Orthodoxy and ruled in the eastern section of the Grand Duchy. (Their half-brother Jogaila long remained a pagan, as did the other children of Algirdas and his second wife, Juliana of Tver—this notwithstanding her Orthodox provenance.)

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Polak, Węgier dwa bratanki

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 74-75:

But the Hungarian and Polish king found himself in the same situation as had Kazimierz. He too had no male heir—only daughters, and these were born to him late in life. They included the previously mentioned Maria and her younger sister, Hedwig. (An older sister, Catherine, also figured in the picture until her death in 1378.) As already noted, Maria was betrothed to Sigismund of Luxemburg, whose father was king of Bohemia as well as Holy Roman Emperor. Hedwig—born only in the year 1374—also awaited a princely husband, having been promised in marriage since early childhood to Wilhelm of Habsburg.

All of this might have been enough to inspire a degree of friendliness between Hungarians and Poles. Historically they were on good terms. They did not figure as much of a threat to each other, as they were both just one step removed from Bohemia and the Holy Roman Empire. The Carpathian Mountains served as a boundary between the two countries, but it was a porous one. There was much contact across that border. Furthermore, it is important to note, the clanlike structure and the substantial role played by the nobilities in the two countries were similar. It is not for nothing that, even today, Poles know the ditty “Polak, Węgier dwa bratanki—tak do szabli, jak do szklanki” [emphasis added] (The Pole and the Magyar like brothers stand / Whether with sword or with tankard in hand), whereas the corresponding Hungarian rhyme affects the same brotherly affection for the hard-fighting—and drinking—Poles. (The verse, however, dates from a much later period.)

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King Kazimierz III the Great

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 62-63:

King Kazimierz III the Great encouraged Jewish settlement in the Polish lands. The recent incidence of the so-called Black Death in Europe’s west had led Jews there to be turned into scapegoats, leading many to flee eastward. Kazimierz’s reception of the Jewish communities led some even to label him “king of the Jews”—and led Jews to revere his name. In charters granted in 1334, 1364, and 1367, Kazimierz made it clear that Jews were subjects of the Crown, and as such they were protected by it.

Kazimierz was a nearly model medieval monarch. He did more than consolidate and make secure the country’s expanding borders and provide for further economic development. He truly established the Corona Regni Poloniae—the Crown of the Polish Kingdom. No longer were the Polish lands simply the property of the Piast dynasty. As the Crown of the Polish Kingdom, they existed independently, outside the person of the monarch. In this way, one can see parallels between the formation of other states in the region. The united Bohemian lands were also referred to as the Crown of Saint Wenceslas, which Charles IV declared distinct from the fate of the Luxemburg dynasty; a similar understanding took hold in Hungary, which was also known as the Lands of the Crown of Saint Stephen.

Kazimierz drew up a number of statutes that would help shape the administration of the state, especially insofar as laws and the functioning of a judiciary were concerned. He also upheld the country’s defense. Even today, any Polish child can recite the ditty (unpoetically rendered here) that Kazimierz “inherited wooden towns and left them fortified with stone and brick” (Kazimierz miasta zastał drewniane i zostawił murowane). The country underwent a great program of construction. It was funded in part by a land tax paid by peasants (who nonetheless had a favorable view of the monarch, who was also known as “king of the peasants”), in part by income that came from the rich salt mines of Wieliczka and Bochnia in the south of the country. (Even today, the salt mine at Wieliczka—quite a tourist destination—is a testament to the technological feat undertaken in this early period.) Growing exports and tax revenues funded the construction of some fifty castles, and fortification walls were supplied to nearly another thirty towns.

Another major and far-sighted achievement of King Kazimierz the Great was his establishment, in 1364, of a studium generale (variously titled an academy or a university) in his capital of Kraków. Pope Urban V gave his permission for instruction to be provided in canon and civil law and all other faculties except for theology. Nonetheless, Kazimierz’s academy was a secular institution, like the universities of Padua and Bologna. Its establishment boded well for education in the Polish lands. Furthermore, it was a rare distinction in this part of the world: in Central Europe, only Prague can boast of having obtained a university earlier.

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Reuniting Polish Lands, 1300s

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 52-55:

Even if Poland was in pieces, the lands were developing and its people were thriving. Nor had the broader population lost its identity and connection to the Polish past. Indeed: despite a series of hurdles, an entity to be called Poland once more would come together, as a monarchy, in the early fourteenth century.

This coming together was the work of one of the Piast princes, Władysław Łokietek. A grandson of Duke Konrad of Mazovia, Łokietek hailed from neighboring Cuiavia, in the central-northern reaches of the Polish lands. His sobriquet was “Elbow-High,” which suggests the prince was short of stature. What Łokietek lacked in height, he surely made up for in chutzpah. This plucky—and lucky—Piast prince would begin what can be seen as an upward trajectory for the Poles. The vertically challenged Łokietek was chosen prince of Greater Poland after the death of a different Piast ruler, Przemysł II (1257–1296), who was assassinated on Ash Wednesday on orders of the margraves of Brandenburg. The German margraves were unhappy with Przemysł’s attempts to unify the Polish lands: Przemysł had brought together Greater Poland and the seacoast region known as Gdańsk-Pomerania, and in 1295 was even crowned king in Gniezno, albeit of those two regions alone. Łokietek hoped to build on these achievements.

The Piast was aided in other, more prosaic ways as well. One was the problem faced by many a medieval dynasty: life was brutish and short. The reign of King Václav II came to an end with his sudden death in 1305. His son and successor, also named Václav (who had become king of Hungary before inheriting Bohemia and Poland from his father), was assassinated in Bohemia the following year. The extinction of the Czech Přemyslid dynasty left the throne open (in fact, it left several thrones open), which was then contested from all sides. Habsburgs, Luxemburgs, as well as a number of Piast princes (if not Łokietek) all sought to claim the throne. Married to a Bohemian Přemyslid princess, John of Luxemburg ultimately proved victorious—thus initiating a new Bohemian dynasty. He would consider himself also heir to the Polish throne.

Tiny but tenacious, Łokietek was not one to abandon the cause of conquest and unification so lightly. Whereas Václav II and subsequent Bohemian monarchs had found support in the Germanized towns, the Piast prince managed to rally the knights (if not the towns) to his side. And he was willing to fight. With Hungarian help, Łokietek reconquered Lesser Poland, Cuiavia, and other territories, thus establishing himself as a legitimate ruler of the Polish lands circa 1306. Holding onto them proved a challenge: for example, at one point burghers rebelled in Kraków and other towns of Lesser Poland, and they had to be subdued. The Polish unifier sought to rid Kraków of the miscreants by use of a shibboleth. Those burghers who could pronounce the four words “soczewica, koło, miele, młyn” [emphasis added] (lentil, wheel, grinds, mill) were allowed to stay. Native German speakers stumbled over the pronunciation of the Polish letters “ł” and “s,” which allowed the authorities to shuffle and rearrange the city’s population. Henceforth, the Kraków burghers would find it politic to Polonize. The process of unification was anything but smooth.

Nonetheless, the Piast was persistent—and his persistence paid off. The sixty-year-old Łokietek was crowned King Władysław Łokietek in 1320. His coronation on January 20 of that year took place not in Gniezno but in Kraków, which had been gaining in political significance since Kazimierz the Restorer moved there in the eleventh century. Still, the Elbow-High succeeded in unifying only two provinces: Lesser Poland and Greater Poland. His Poland had no Mazovia, no Prussia (despite Łokietek’s best efforts, the Teutonic Knights had seized control there), no Gdańsk-Pomerania (treacherously taken by the Teutonic Knights), and no Silesia (the Silesian Piasts did not feel compelled to subordinate themselves to the upstart Łokietek, and they remained firmly in the Bohemian orbit). Once again coronation was an important symbolic act, if still just a beginning.

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Poland Becomes Catholic, 966

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 28-31:

Mieszko seems to have led the Polanie as of about the year 960. The reason we know of him and his state is that, like the Moravians to the south, the Germans (that is, the Christian population to the west, which was part of post-Carolingian Europe, the eastern part of which was ruled by the German emperor) were beginning to pay attention to this emerging state centered around Gniezno [cf. gniazdo ‘nest’]. Early recorded mention of Mieszko’s doings has come down to us from a Jewish trader, Ibrahim Ibn Jakub, who, while on business in Magdeburg in 966, learned of the existence of a well-organized state that was conquering some of the Slavic tribes to its west. A Saxon monk noted the existence of the dynamically expanding state, which likewise caught the attention of Otto I. Titled Emperor of the Romans by the pope only in 962, the German Otto had pretentions to the same region. Before long, Mieszko’s realm came to be referred to as Poland, or the land of the Poles.

It is customary to date the beginnings of the history of Poland to 966. This choice of date reflects a momentous decision made that year. Until this point, the Polanie and the neighboring tribes in the vicinity of Central and Eastern Europe were for the most part pagans. This was not true of the Germans further west, who had already converted to Christianity in late antiquity or the early medieval period; nor was it true for the Moravians, who had witnessed the ninth-century ministry of Cyril and Methodius, the missionaries to the Slavs, although by this time—a century later—they were under German influence. (Note that Kyivan Rus’, lying further to the east, was baptized only as of 988, but its baptism came from Greek sources, that is, Constantinople.) In this part of the world, of world-historical significance was what religion these pagan rulers chose, and at whose hands they were baptized.

It is in 966 that the baptism of Mieszko—head of the Gniezno state, this nascent Polish polity—took place. It is both interesting and important that this was facilitated not by the Germans but by a Bohemian (Czech) connection. A Czech state had emerged around the turn of the eighth and ninth centuries; first baptized by Saint Methodius, the Czechs relatively quickly came under Bavarian influence, their church under the bishop of Regensburg. In 965 Mieszko strengthened the connection with this Slavic neighbor by marrying a Bohemian princess, the daughter of Boleslav I. This Dubravka, known variously also as Dąbrówka or Dobrava, was a Christian, and she likely brought some Christian clergy with her to Gniezno. The next year, Mieszko accepted baptism at their hands.

What is important for the future history of Poland is that this was Western, and not Eastern, Christianity—that is, Mieszko was baptized into the Church of Rome, as it was then known. No less important is that baptism came from Bohemia, not from the imperial power to the west. Mieszko furthermore took care to ensure that his state was placed under the care of missionaries. As missionary priests were directly subordinated to the papacy and not to a bishop within any given territory, this gave the nascent Polish church more flexibility because it was not placed under another sovereign state.

Thus began the Poles’ connection with Roman Catholicism, one that dates back a millennium. It is a connection that has stuck. Until very recently, many people around the world associated Poland above all with the man who, until not so long ago, was head of the Universal Church—Karol Wojtyła, better known as Pope John Paul II. During his first trip to Poland after he became pontiff, John Paul II famously declared to his countrymen that “it was impossible, without reference to Christ, to understand the history of the Polish nation, this great thousand-year-old community that so profoundly shapes my existence and that of each of us.” While clearly there is much to this statement, one cannot say that the Christianization of Poland or the Poles’ historic identification with Roman Catholicism were inevitable. Nor (as we shall see) is the belief that all “real” Poles have always been, or must be, Roman Catholics borne out by the country’s history, certainly not if one examines that history in its entirety. (Such Polish paradoxes await the patient reader.)

So what motivated Mieszko’s conversion? The baptism of “Poland” into the larger Roman Catholic family appears to have been, above all, a political decision and not simply (if such matters are ever simple!) a matter of spiritual conversion. It likely extended originally only to Mieszko’s court and entourage, who through the person of his wife and her entourage were pulled into the Christian orbit. Surely Mieszko realized that, by accepting Christianity, he would no longer be subject to incursions from the west—at least, the types of incursions from the eastern marches that doubtless had long been intended to turn these Slavic peoples from paganism to Christianity. By converting, he would deny the Holy Roman Empire the pretext to interfere with his state. The fact that the baptism came at the hands of a missionary who was under papal jurisdiction proved important. The Polish church thus would not be subordinated to the Holy Roman Empire or any other lay power. Moreover, as denizens of a Christian power the Poles could now seek to spread Christianity to other pagan tribes in the region (for example, the Pomeranians or the tribes further east), thus expanding their own influence.

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How Ryukyu Became Less Japanese

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 400-403:

Migration was the driving force in early Ryukyuan history. The initial king of the first Shō dynasty, Shō Shishō, may have been a first-generation immigrant to Okinawa. Moving ahead to the early seventeenth century, Yamazaki Nikyū [Morizō, 山崎 二休 守三, not “Nikyūshuzan”!], Kian Nyūdō, and Sōmi Nyūdō were examples of first-generation Japanese immigrants to Ryukyu who served Shō Nei….

Were language barriers significant in the Ryukyu islands or between Ryukyu and Kyushu? Probably, although these barriers are difficult to map from documentary sources. Moreover, sociolinguistic circumstances were probably significant. For example, the two Ryukyuan envoys to Satsuma in 1575 could make themselves understood only with difficulty and therefore had to use interpreters to facilitate negotiations. Those interpreters were sailors. Recall the difficulty that Chinese-employed interpreters experienced during the 1590s distinguishing between Ryukyuan and Japanese sailors on cultural grounds, including language (see chapter 13). It suggests that, at least among seafarers, sharp cultural differences between Japanese and Ryukyuans had yet to emerge. Based on the limited evidence appearing in these pages, there may have been few sharp cultural dividing lines between the Ryukyu islands and maritime regions of Kyushu, even as late as circa 1600. Government officials in Naha and Kagoshima may not have been able to converse freely in 1550, but sailors in the region and Buddhist priests probably would have experienced fewer difficulties. Insofar as cultural barriers remained relatively small across the region through the sixteenth century, the circulation of people must have played a key role.

Closed-off Ryukyu

We know that a significant cultural divide existed between “Ryukyu,” however defined, and Japan circa 1900. If my hypothesis that this divide was present but relatively minor around 1600 is correct, then how did a significant cultural divide develop over the relatively short span of approximately three centuries? Stated differently, what accelerated the rate of cultural change in Ryukyu? There were probably three major contributing factors. The most important was the cessation of the flow of people. During the early seventeenth century, Ryukyu became part of the Shimazu territories, and the practical effect of this change was for it to be closed off from the rest of Japan. The diverse wajin community or communities in the Naha area faded into the broader society. Satsuma prohibited Japanese from traveling to or residing in Ryukyu except for one Satsuma official and his small staff, who kept a low profile, and occasional ship crews from Satsuma, whose range of motion on shore was restricted. At approximately the same time that Satsuma severely restricted the flow of people into and out of Ryukyu, the bakufu was doing the same thing with respect to Japan as a whole. The boundaries of Japan and of Ryukyu became clearer than they had ever been before, and also distinct from each other.

Cultural Policies

Another contributor to the acceleration of cultural divergence were active de-Japanification policies. Satsuma initiated these policies, but Ryukyuan officials carried them out with vigor because they were connected to the very survival of the kingdom. After the failure of bakufu attempts to forge a diplomatic relationship with China in 1615, Satsuma began to fashion Ryukyu into an ostensibly independent country that could serve as a conduit to China. Maintaining the China connection became essential to the continued survival of the Shuri royal court and its officials. In this context, Kumemura, which had been languishing for a century or so, became a magnet for talent throughout the capital area during the latter half of the seventeenth century. Knowledge of Chinese high culture gradually improved among the Ryukyuan elites, some of whom took Chinese names and relocated to Kumemura. The modern notion that Ryukyu was culturally Chinese stems from these early modern circumstances.

Specific de-Japanification policies were intended, not as attempts deeply to transform people’s cultural identity, but to ensure a plausible non-Japanese appearance for Ryukyu in Chinese eyes. Regulations forbade Ryukyuans to appear as Japanese with respect to names, clothing, hairstyle, and language. Similarly, Ryukyuan ships no longer received a -maru name. After the 1620s, Shuri went to great lengths to mask any ties with Japan when Chinese investiture envoys were in Okinawa or when Okinawans were in China. When a disabled Ryukyuan ship drifted toward the Shāndōng coast in 1673, for example, its crew threw all Japanese items overboard. In Miyako, an overseer from Shuri arrived in 1629, in part to ensure that no Japanese language, songs, clothing, names, or other ties to Yamato would be evident when there was even a remote a possibility of any Miyako resident encountering Chinese (for example, when investiture embassies were at sea).

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Why Satsuma Invaded Ryukyus in 1609

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 358-360:

The war of 1609 had several causes, but the overwhelmingly important one was Ryukyu’s refusal to serve as an intermediary between the Tokugawa bakufu and the Ming court. At this point, we have sufficient information to understand the basic reason for what might otherwise seem like an irrational policy. Shō Nei’s bending to pressure from Shimazu and Hideyoshi probably prompted an armed revolt in 1592. The Chinese decisions to hold the investiture ceremonies in Fujian and, later, to send a military official might well have been justifiable as wartime expedients. However, from the standpoint of the Ryukyuan court—Shō Nei, his supporters, and his enemies—such measures appeared to be a reprimand for Shō Nei’s having supported Hideyoshi’s invasion. The year 1593 was a turning point. After that, Shō Nei became determined never again to appear as an agent of any Japanese polity.

The massive Ming resistance to Hideyoshi’s invasions of Korea also played a psychological role. From a Ryukyuan perspective, it appeared that the Ming court would go to war for its tributary states. As we will see, leading Ryukyuan officials apparently became convinced that China would back Ryukyu in a military conflict, that Ryukyu was too geographically dispersed and remote for Shimazu successfully to launch an invasion, and that Ryukyu’s deity, Benzaiten, would protect the kingdom.

THE REGIONAL GEOPOLITICAL SITUATION AFTER 1598

Control of piracy was an issue of much concern during the late sixteenth century. Hideyoshi, Shimazu, and the council that succeeded Hideyoshi in 1598 issued prohibitions against piracy and demanded active cooperation by Ryukyu in this endeavor. Moreover, very soon after Hideyoshi’s death, Shimazu and other powerful lords in Japan sought to establish trade relations with Ming China. Shimazu may have come close to succeeding. The domain enlisted the Bōnotsu merchant Torihara Sōan to head an expedition to repatriate captured Ming general Máo Guókē. According to Satsuma’s account, Torihara traveled all the way to Beijing in 1600, and the Chinese court promised to send two ships to Satsuma each year. In 1601, the ships sailed, but pirates attacked and destroyed them in the vicinity of Iōjima in the Satsunan islands. Key details concerning these events are not clear.

For our purposes, the main point is that after Hideyoshi’s death leaders of Japan vigorously pursued paths to reestablish good relations with China, and the Shimazu lords understood the importance of this opportunity. Ryukyu’s location made it an integral part of the process. From the standpoint of Shimazu or Tokugawa Ieyasu, the ideal option was that Ryukyu actively cooperate in suppressing piracy and restoring Sino-Japanese trade. The less desirable option was to use coercive force in an attempt to compel such cooperation. Ryukyu’s continued resistance to Satsuma and bakufu entreaties to assist in restoring relations with Ming China eventually tipped the scales in favor of military action.

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Gusuku Etymologies

Histories of the Ryukyu Archipelago refer a lot to important sites called gusuku, a term whose etymology is the subject of much disagreement. Here is a an admirably open-minded summary from Wikipedia:

There is no consensus about the etymology of gusuku. [Basil Hall] Chamberlain analyzed the word as the combination of gu (< honorific go 御) and shuku (宿). Kanazawa Shōzaburō also segmented gusuku into gu and suku but considered that the latter half was cognate with Old Japanese shiki, in which ki was a loan from Old Korean. Iha Fuyū proposed that suku was cognate with soko (塞, fortress). Hirata Tsugumasa considered that suku was cognate with Japanese soko (底, bottom). Similarly, Higashionna Kanjun raised doubts over the analysis of gu since older records always used honorific u (< o) instead of gu (< go). Nakahara Zenchū identified gu as go (stone).

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Remaking the Ryukyu Monarchy

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 237-239:

The unstable condition of Ryukyuan kingship probably constituted Shō Shin’s most pressing early challenge. His own rise to power, of course, had been a violent intervention. During the fifteenth century, reign changes based on personal military power had been the norm. Local rulers maintained their own armies, ships, and trade networks. In Okinawa, perhaps a dozen lords possessed significant military power. Remnants of deposed rulers from the first Shō dynasty and rulers based in other islands constituted additional potential sources of instability. The monopoly on tribute trade was an advantage to whoever controlled Shuri, but it also made that person a target. Shō Shin struggled for supremacy and legitimacy throughout his long reign. Military campaigns included local warfare not appearing in the official histories, as well as invasions of Yaeyama in 1500, Kumejima (1506 and possibly earlier), and continuing military tensions in Sakishima that included an invasion of Yonaguni around 1522 (or earlier) by forces at least nominally allied with Shuri.

Perhaps the greatest act of power consolidation was Shō Shin’s causing Okinawa’s major warlords (aji) to give up their castles and relocate to Shuri in 1525 or 1526 in return for high noble status—at least according to the common story. Survey histories routinely present this relocation as a simple fact, but we have no indication that it happened as a discrete, orderly event. It is not mentioned in any monument, in the 1701 Genealogy of Chūzan, or in any other text until Sai On’s 1725 Genealogy. Even there, the claim occurs with no explanation, only in the introductory material, and not under a specific year. The 1725 Genealogy text states that the presence of warlords had long been a source of uprisings and disorder. Shō Shin relocated all of them to Shuri, disbanded their military forces, and sent his own officials out to govern their territories. Kyūyō goes into more detail, but its only basis is Sai On’s assertion in Genealogy. Perhaps Sai On had in mind Japan’s early modern sankin-kōtai system.

The relocation of the warlords to Shuri makes logical sense within the overall trajectory of Shō Shin’s reign. We know that he stored weapons in a central armory under his control and reorganized military forces and other key state functions into the hiki system. There was plenty of turbulence and factionalism in the royal court after Shō Shin’s time, but there is no indication of an independent regional power elsewhere in Okinawa that could rival Shuri. Shō Shin brought potential regional rivals such as Nakijin, the Sashiki area, and Kumejima into orbits around Shuri. Regardless of whether and how he relocated or displaced regional rulers, Shō Shin succeeded in concentrating power at the capital to such an extent that no other entity in Okinawa or within the rest of the Ryukyu islands could seriously challenge it by the end of his reign.

Shō Shin’s reign marks the first known use of written documents for government administration. He also created an eclectic ideology in support of royal power. These measures had the effect of transforming Ryukyu’s monarchs and their governments. Before Shō Shin, kings of Ryukyu resembled powerful wakō chieftains. After Shō Shin, they resembled Chinese-style heads of a centralized bureaucracy. The official histories, and most modern ones, project this later, sixteenth-century model of the monarchy back to previous generations. Historians often perform this type of maneuver.

Shō Shin’s centralizing project did not stop with his death. His successor, Shō Sei, further enhanced Shuri’s military capabilities and continued to systematize the bureaucracy and official state rituals. He created a new type of military gusuku and developed the religious ideology of royal authority known later as tedako shisō (son-of-the-sun thought). Shō Sei also brought out the first volume of the Omoro sōshi.

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