Category Archives: military

by | 5 July 2018 · 6:14 am

African & Japanese Mercenaries in Asia, 4

The following is part 4 of a condensed version (with footnotes omitted) of “African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650” by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.

Chinese and Sino-Japanese merchant-pirates also recruited Japanese and African mercenaries. In the early Zheng Zhilong (or Nicholas Iquan), father of the famous Coxinga, recruited about 500 African soldiers from Macao to form his “Black Guard”. Zheng Zhilong and his raider-traders were a multicultural military force that included numerous Japanese, but he trusted his African troops more than any of his other soldiers and used them as his bodyguards.

After the Manchus took Beijing in 1644, Zheng Zhilong and his son Coxinga became staunch supporters of the Ming loyalist resistance in southern China. Zheng Zhilong was eventually convinced to join the Manchus and took 300 of his African mercenaries with him. These African soldiers were soon incorporated into the Manchu army and fought as a separate unit against Ming loyalists who Zheng Zhilong’s son Coxinga continued to support. Coxinga’s mother was Japanese, his bodyguards were African and Indian, and his chief envoy was an Italian missionary. Among his ‘Chinese’ loyalist troops were German and Dutch defectors as well as Japanese and Sino-Japanese soldiers.

In 1661 Coxinga attacked the Dutch fort at Zeelandia in Taiwan. Dutch commander Frederick Coyett complained about Coxinga’s elite musketeer ‘black-boys,’ some of whom he suspected of being recruited from among former slaves of the Dutch. Once again, these African mercenaries fought alongside Coxinga’s multicultural force of Japanese as well as Indian and Malay soldiers. The Dutch were defeated and forced to leave Taiwan and to this day Coxinga is considered a national hero by both mainland and Taiwanese Chinese because he is regarded as the first to defeat European imperialists. He did so with the help of Japanese, African and European mercenaries.

Evidence of encounters between Japanese and Africans in many other locations in Asia during the early modern period can undoubtedly be uncovered. In c. 1600, the Captain of Malacca had a Japanese bodyguard, for example.

The study of encounters between Japanese and Africans on land and at sea between Africa and Japan can add to our knowledge of African and Japanese diasporas as well as to the history of Japanese-African relations. This brief account of a few encounters between Japanese and African mercenaries in southern China and Southeast Asia during the early modern period will hopefully stimulate more research on this topic.

Leave a comment

Filed under Africa, China, Japan, labor, migration, military, Netherlands, war

by | 4 July 2018 · 7:12 am

African & Japanese Mercenaries in Asia, 3

The following is part 3 of a condensed version (with footnotes omitted) of “African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650” by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.

The Dutch also employed both African and Japanese mercenaries who often fought together. In 1608, Japanese mercenaries helped the Dutch East India Company fight the Portuguese in the Spice Islands. In 1613 the Netherlands East India Company ships leaving Hirado transported Japanese adventurers to Java. Hendrik Broewer, chief of the Hirado factory, recorded that 68 Japanese left Hirado in February 1613 but that there was not enough room on the ship for the 300 Japanese requested by Dutch Governor General Both. Of the 68 Japanese sent, 9 were carpenters, 3 smiths, and 2 or 3 plasterers, but 51 were sailors and soldiers. In 1615, the Dutch signed a contract to obtain 59 Japanese, of whom 7 were carpenters and 2 were grooms, but 50 were sailors and soldiers.

After laying the foundation for the city of Batavia in 1619, Governor General Coen repeatedly asked the chief of the factory at Hirado to send as many Japanese as possible. By January 1620, 71 Japanese soldiers had arrived and Gov.-Gen. Coen took took 87 Japanese soldiers with him when he attacked the Bandanese in 1621. By this time the total number of Japanese residents at Batavia – including women, children and slaves – was certainly over 100, but many Japanese mercenaries were soon sent to Amboina and other places so that by 1622 the number of Japanese mercenaries in Batavia decreased to 30 while their numbers elsewhere in the Dutch East Indies were growing. Additional Japanese and African residents of Batavia arrived when the Dutch captured Portuguese ships. In 1637, 13 Japanese prisoners from a Portuguese junk captured off the island of Bintan arrived at Batavia, for example, where they obviously encountered Africans.

One Japanese mercenary, Anthony Japon, appears in records as a mardijker or soldier. In 1652 he was a sergeant of the black citizens (swarte borgerije). He is listed as an ensign by 1653 and as a lieutenant by 1655, but he was also a slave trader and a money-lending. Another resident, Michiel Itchiemon of Osaka, was Captain of the Japanese residents in 1626 and his son, Domingo Itchiemon, was a mardjiker soldier.

In 1622 Japanese and African mercenaries fought together and against each other when the Dutch attacked Macao. In 1621 the Dutch learned that the Ming rulers of China had asked the Portuguese of Macao to provide them with 100 mercenaries and cannon to fight the Manchus. The Dutch concluded that this left Macao vulnerable and so eight ships with multicultural crews, including Africans, were sent to attack Macao. Along their way the Dutch encountered a Siamese warship with twenty Japanese sailor-soldiers who had fled Portuguese service and now offered their services as mercenaries to the Dutch.

When the Dutch fleet reached Macao on 22 June 1622 with about 600 Europeans and 200 sailor-soldiers from Japan, Africa and elsewhere, they found themselves confronted with eight Europeans who commanded numerous African and Chinese soldiers. Some accounts state that the African defenders were slaves armed by their masters, but others suggest that Guinean mercenaries helped to defend the Portuguese port. In any case, African soldiers, whether slaves fighting for their freedom or Guinean mercenaries (or both), were crucial to the successful defense of Macao in 1622 against the Dutch and their Japanese and other mercenaries.

In 1623 the Dutch beheaded 10 Englishmen, 10 Japanese mercenaries and a Portuguese overseer of slaves at the English East India enclave on Amboina. The justification for this famous “massacre of Amboina” was that a Japanese mercenary arrested by the Dutch on suspicion of spying in February 1623 confessed under torture to a plot by English factors, aided by Japanese mercenaries, to attack the Dutch and seize Fort Victoria. There were “about thirty” Japanese mercenaries “regularly employed by the [Amboina] castle authorities” at this time. Some of the slaves overseen by the unfortunate Portuguese overseer who was beheaded were probably Africans, which puts Japanese and Africans together on Amboina at this time.

Leave a comment

Filed under Africa, China, Indonesia, Japan, labor, migration, military, Netherlands, Portugal

by | 3 July 2018 · 3:36 pm

African & Japanese Mercenaries in Asia, 2

The following is part 2 of a condensed version (with footnotes omitted) of “African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650” by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.

Many Spaniards and Portuguese in Asia came to regard the Japanese – particularly members of the samurai class – as a “warlike race” from which soldiers could be recruited for new conquests. Spain’s occupation of Portugal and the uniting of the two kingdoms in 1582 “unleashed the imperialist and messianic imagination of the king’s subjects, among them some of the Portuguese clergy.” In 1584 a Portuguese Jesuit in Macao assured King Philip II of Spain that the Japanese were a warlike race and thus that only three thousand Japanese Christian soldiers would be enough to conquer. In 1586 officials in Manila signed a petition encouraging the invasion of China and suggested that 6,000 Japanese and an equal number of Filipinos should be recruited to join the invasion force. The proposed “Spanish” force of 12,000 soldiers would have included many black slaves and freemen as well since they often fought for the Spanish. By the time the petition reached Madrid in January 1588, however, Spain’s attention and resources were focused on sending the Great Armada against England and so the plan to conquer China with Japanese, Filipino and African mercenaries did not receive support.

Manila’s need for military and other labor led to a rapid increase in the numbers of Japanese and African resident in Manila. During the sixteenth century, Spaniards in Manila imported large numbers of African slaves from Arab and Chinese traders. “The country is flooded with black slaves,” one observer noted at the end of the sixteenth century. In 1603, three hundred Japanese, fifteen hundred Tagalogs, and an unknown number of African slaves or freemen joined Manila’s Spaniards in attacking Chinese residents of the city. There were massacres of Chinese in Manila by Spaniards and their Asian and African soldiers in 1639, and 1662 as well. By this time many of the Africans in Manila had become freemen. In 1638 “the number of free blacks serving in Manila as soldiers, laborers and sailors was estimated at around five hundred.” “The diversity of the peoples who are seen in Manila and its environs,” reported a friar in 1662, “is the greatest in the world, for these include men from all kingdoms and nations – Spain, France, England, Italy, Flanders, Germany, Denmark, Sweden, Poland, Muscovy; people from all the Indies, both east and west; and Turks, Greeks, Persians, Tatars, Chinese, Japanese, Africans and other Asians.”

Leave a comment

Filed under Africa, China, Japan, labor, migration, military, Philippines, piracy, Portugal, Spain

by | 3 July 2018 · 8:17 am

African & Japanese Mercenaries in Asia, 1

The following is part 1 of a condensed version (with footnotes omitted) of “African and Japanese Mercenaries in Southern China and Southeast Asia, c. 1550-1650” by Richard Bradshaw, in Kokujin Kenkyu 76 (April 2007), published by the Japan Black Studies Association.

Krieg, Handel und Piraterie, (War, trade and piracy)
Dreieinig sind sie, nicht zu trennen. (Are an inseparable trinity.)
Goethe, Faust, II, 5:3

Studies of early encounters between Africans and Japanese have focused on the presence of Africans in Japan during the late sixteenth and early seventeenth centuries. The fact that Africans came to Japan on Portuguese and Dutch ships, resided in Japanese ports, accompanied Europeans on visits to Japanese rulers, and served Japanese masters has been well-documented by scholars. Very little attention has been paid to early Afro-Japanese contacts in the lands and on the seas between Africa and Asia during either the millennium before the first appearance of Africans with Europeans in Asia or during the era of European maritime empires in the early modern period.

Such encounters undoubtedly took place from time to time during the millennium before Africans first visited Japan. African merchants and slaves are known to have visited China during the era of the Roman Empire and during the Tang dynasty African slaves were imported into China, whose capital at Chang’an was a huge metropolis which received visitors from Japan as well as Southwest Asia. Arab, Persian and other visitors from Southwest Asia brought Africans to China with them in subsequent centuries as well. Traders from the Ryūkyū Islands (including Okinawa) sent ships to ports in the straits of Malacca, where they undoubtedly encountered African merchants and slaves before the Portuguese conquered Malacca in the early 16th century. However, few if any details about Japanese-African encounters during the millennium before the sixteenth century may ever come to light due to a lack of specific evidence.

Beginning in the sixteenth and seventeenth centuries, however, both European and Asian sources provide considerable evidence of Japanese and Africans encounters in numerous southern Chinese and Southeast Asian ports where a floating population of freebooters from all over the world found frequent employment as servants, sailors and soldiers for hire. Military labor markets tend to thrive in areas where trade is expanding, particularly in regions where political fragmentation or consolidation is taking place. One reason that so many African and Japanese soldiers were available for hire during this period was the fragmentation of political power in Japan as well as West Africa in the sixteenth century. In Japan, civil wars left many soldiers without patrons and so many refugees and exiles had little choice but to sell their labor to new patrons. Many rōnin and refugees thus left Japan and served as soldiers, sailors, or pirates in other parts of Asia during the sixteenth and seventeenth centuries. In Africa, the decline and fragmentation of the empires of Mali and its successor states left many Mande soldiers without patrons. Some sold their military labor to Portuguese paymasters who employed them in Asia as well as Africa.

In the early 1600s alone an estimated 100,000 Japanese left Japan to engage in trade and about 5,000 Japanese emigrated to places such as Faifo, Turane, Ayudhya, Phnom Penh, and Luzon. Many of these appear to have served as sailors and soldiers for hire or mercenaries. Masterless samurai (rōnin) (or soldiers who had fought for foreigners in Southeast Asia) often served as the leaders of overseas Japanese communities and many Japanese mercenaries fought with, or against, African soldiers. Thus encounters between Japanese and Africans in the early modern era in Asia, particularly from about 1550 to 1650 CE, were often between African and Japanese sailors and soldiers working for a wide variety of patrons in the lands and on the seas between Japan and Africa.

Leave a comment

Filed under Africa, China, Japan, labor, migration, military, Netherlands, Portugal, Southeast Asia, war

by | 8 June 2018 · 8:30 am

Population, Industry, and World War I

From Russia’s Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 169-95:

A combination of industrialisation and major improvements in public health in the second half of the 19th century led to large increases in the population of Europe, rising from about 200 million in 1800 to double that figure by 1900. The experiences of war during the 19th century resulted in most large nations adopting systems of national service followed by a variable period as a reservist; as a result, when the continent plunged over the precipice into war in the summer of 1914, all the Great Powers had the ability to field forces on a scale that dwarfed anything that had gone before.

The same industrialisation that helped increase the population of Europe also provided arms and munitions on a scale to match the huge armies that were sent into battle. Yet despite the enormous stockpiling and production of guns, bombs and shells, all armies found themselves struggling to cope with the huge consumption of resources that followed. Every army that fought in 1915 was forced to moderate its military ambitions to live within the limitations imposed by ammunition shortages, and it was only at the end of the year that all sides could begin to look forward to a time when they might have sufficient matériel to cope with the demands of modern warfare.

In the west, the terrible irony of the ‘mobilisation’ of 1914 was that hundreds of thousands of men were left facing each other in almost static front lines, subjecting each other to bombardments and assaults that left huge numbers dead or maimed without any prospect of ending the war. In many respects, the fighting on the Eastern Front was very different, with the front line moving back and forth as the vast spaces of Eastern Europe allowed armies to exploit weaker areas. However, the very space that allowed for such movement also made a conclusive victory almost unachievable. As early as October 1914, the Germans had correctly calculated that it was impossible for armies to maintain operations more than 72 miles (120km) from their railheads, and both sides rapidly realised that there were few if any strategically vital objectives within such a radius. Consequently, although there were major advances by all sides, it was not possible to advance sufficiently far to force the other side out of the war.

The Great Powers entered the war with a clear idea of how they intended to win. Germany wished to avoid a prolonged two-front war, and opted to concentrate most of its strength against France, intending to send its victorious armies east after defeating its western opponents. Russia believed in the irresistible might of its vast armies, and anticipated a steady advance that would roll over the German and Austro-Hungarian forces, while the armies of the Austro-Hungarian Empire calculated that their best hope was to draw the full weight of the tsar’s armies onto themselves, giving the Germans every opportunity to win the war in the west before the Russians could put enough forces into the field. When these initial plans failed, senior commanders struggled to come up with alternative strategies, trying usually without success to learn from the errors of the opening campaigns. To a very large extent, the one shining victory of the opening phases of the war – the German triumph at Tannenberg in September 1914 – left commanders on all sides attempting in vain to recreate the great encirclement. They repeatedly saw the endless stalemates as anomalies; the reality was that it was Tannenberg that was the anomaly, achieved at a time when there was still open ground between formations, allowing corps and armies to be outflanked – by the time they became aware of German movements, it was too late for the Russians to react. As the war continued, the density of troops prevented any such advantage being achieved.

Leave a comment

Filed under Austria, Britain, disease, France, Germany, Hungary, industry, military, nationalism, Russia, war

by | 3 June 2018 · 8:14 am

Occupation Policy in the Balkans, WWI

From Russia’s Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 672-92:

As soon as the fighting men had moved on, occupation authorities began their work. Bulgaria intended that the territory it gained from Serbia would become completely Bulgarian in character. Accordingly, all schools in the Bulgarian zone were required to teach exclusively in Bulgarian, and thousands of Serbian males were arrested in an attempt to reduce the risk of resistance. Officially, they were interned, but the reality was rather different, as an Austro-Hungarian officer reported:

It is known that most of the Serbian intelligentsia, i.e. administrators, teachers, clergy and others, withdrew with the remnants of the Serbian Army, but some have gradually begun to return for personal or material reasons. Here, in occupied territory, it is virtually impossible to find either them or those who did not flee; they have ‘gone to Sofia’ as the new Bulgarian saying goes. These men are handed over to Bulgarian patrols as suspects without any due legal process, with orders that they should be ‘taken to Sofia’. The patrols actually return the following day without them. Whether they are taken 20 or 200km [12 or 120 miles] it is all the same. The patrols take up shovels, disappear into the mountains, and soon return without the prisoners. Bulgarian officers do not even try to conceal the executions, but boast about them.

Whilst such killings were shocking, even to the Austro-Hungarian officer who reported them, they were not unusual for the region. After Serbia seized territory from the Turks during the First Balkan War, Serbian irregulars had carried out many such killings, not stopping with the intelligentsia. 32 During the invasions of 1914, the k.u.k. Army had also committed many atrocities, and after the 1915 invasion there was widespread internment in the area under Austro-Hungarian control, though fewer killings than in 1914. Nevertheless, there were summary executions at the hands of the Austro-Hungarian authorities with little or no legal process. Many of those interned became ill or died as a result of poor housing and inadequate food, and those who were not actually ill were frequently used as forced labour. As was the case in the Bulgarian zone of occupation, schools used the language of the occupiers.

Such policies, designed to crush Serbian national consciousness, had severe effects on productivity in a land already badly scarred by war. Agricultural production plummeted due to the absence of so many men from the countryside; in an attempt to make the conquered land more productive, both Bulgarian and Austro-Hungarian authorities resorted to harsher measures, and inevitably these merely resulted in further resentment and even lower production.

Leave a comment

Filed under Austria, Balkans, Bulgaria, education, Hungary, migration, military, nationalism, war, Yugoslavia

by | 2 June 2018 · 2:04 pm

Austria-Hungary’s Military Incompetence in WWI

From Russia’s Last Gasp: The Eastern Front 1916–17, by Prit Buttar (Osprey, 2016), Kindle Loc. 251-74:

Franz Conrad von Hötzendorf, chief of Austria-Hungary’s general staff, had been a hugely important figure in the years before the war, with a hand in almost every aspect of army training and doctrine. During the years in which he dominated the training of staff officers and the drafting of manuals for the infantry, artillery and cavalry, he preached the supremacy of offensive operations, and the need to press home attacks at close quarters. The use of artillery and infantry fire to suppress defences was often ignored or minimised, and attacks were to be carried out repeatedly against the enemy’s forces in order to break their will to fight. Retreat was something to be avoided at all costs, and if an enemy attack gained ground, it was vital that this ground was recovered with counterattacks as soon as possible, so that the enemy did not gain any advantage in terms of morale from his success. The importance of morale was something that Conrad repeatedly stressed – it was the currency that determined how long an army could continue offensive operations.

It was a huge tragedy for the kaiserlich und königlich (Imperial and Royal, usually abbreviated to k.u.k., a reflection of the arrangement by which Franz Joseph was Emperor of Austria and King of Hungary) Army that Conrad was wrong in almost every respect. In their attempts to turn their chief’s visions into reality, the commanders of Austria-Hungary’s armies squandered hundreds of thousands of lives in the opening battles of the war, and then steadfastly failed to learn from their mistakes in the months that followed. By the end of 1915, the Germans were convinced that their ally was incapable of mounting any operations unless there was substantial German involvement, and the Russians too were aware of which of their opponents was the weakest.

The problems of the Austro-Hungarian Empire extended beyond the disastrous errors of Conrad’s planning and doctrine. There was no clear war plan, other than to tie down large numbers of Russian troops until Germany could turn east in strength. Conrad repeatedly called for a grandiose pincer attack against Warsaw, with Austro-Hungarian troops advancing from the south while German forces pressed down from East Prussia in the north, but the Germans never agreed to such a plan before the war, and its implementation once hostilities began was beyond the limited resources available. Although the ruthless mobilisation of reserves and the shortening of basic training to an absolute minimum allowed the k.u.k. Army to recover its numerical strength after the crippling losses of 1914, the delicate structure of the regiments and divisions was lost forever. The multi-lingual and multi-national empire had organised its regiments along national lines, with officers speaking the same language as their men; as reserves were poured in to refill the depleted ranks, it proved impossible to maintain this arrangement. With growing alienation between officers and men, the forces of Austria-Hungary were already showing signs of war-weariness by the first winter of the war, and by the end of 1915 there were persistent concerns about the reliability of many formations, particularly those made up of Czech and Ruthenian (Ukrainian) personnel.

Leave a comment

Filed under Austria, Czechia, Germany, Hungary, military, nationalism, Russia, Ukraine, war

by | 25 February 2018 · 10:12 am

Persian Nader Shah vs. Moghul Empire

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2997-3027:

Crowned shah, with his western frontiers secure and in undisputed control of the central lands of Persia, Nader set off eastward to conquer Kandahar. The exactions to pay for this new campaign caused great suffering and in many parts of the country brought the economy almost to a standstill. Nader took Kandahar after a long siege, but he did not stop there. Using the excuse that the Moghul authorities had given refuge to Afghan fugitives, Nader crossed the old frontier between the Persian and Moghul empires, took Kabul, and marched on toward Delhi. North of Delhi, at Karnal, the Persian army encountered the army of the Moghul emperor, Mohammad Shah. The Persians were much inferior in number to the Moghul forces, yet thanks to the better training and firepower of his soldiers, and rivalry and disunity among the Moghul commanders, Nader defeated them. He was helped by the fact that the Moghul commanders were mounted on elephants, which besides proving vulnerable to firearms were liable to run wild—to the dismay of their distinguished riders and anyone who happened to be in their path.

From the battlefield of Karnal, Nader went on to Delhi, where he arrived in March 1739. Shortly after his arrival there, rioting broke out and some Persian soldiers were killed. So far from home, and with the wealth of the Moghul Empire at stake, Nader could not afford to lose control. He ordered a ruthless massacre in which an estimated thirty thousand people died, mostly innocent civilians. Prior to this point, Nader had generally (at least away from the battlefield) achieved his ends without excessive bloodshed. But after Delhi, he may have decided that his previous scruples had become redundant.

With a characteristic blend of threat and diplomacy, Nader stripped the Moghul emperor of a vast treasure of jewels, gold, and silver, and accepted the gift of all the Moghul territories west of the Indus River. The treasure was worth as much as perhaps 700 million rupees. To put this sum in some kind of context, it has been calculated that the total cost to the French government of the Seven Years’ War (1756–1763), including subsidies paid to the Austrian government as well as all the costs of the fighting on land and sea, was about 1.8 billion livres tournois (the standard unit of account in prerevolutionary France). This was equivalent to about £90 million sterling at the time—close to the rough estimate of £87.5 million sterling for the value of Nader’s haul from Delhi. Some of the jewels he took away—the largest, most impressive ones, like the Kuh-e Nur, the Darya-ye Nur, and the Taj-e Mah—had a complex and often bloody history of their own in the following decades.

Nader did not attempt to annex the Moghul Empire outright. His purpose in conquering Delhi had been to secure the cash necessary to continue his wars of conquest in the west, for which the wealth of Persia alone had, by the time of his coronation, begun to prove inadequate.

Nader’s campaigns are a reminder of the centrality of Persia to events in the region, in ways that have parallels today. A list of some of Nader’s sieges—Baghdad, Basra, Kirkuk, Mosul, Kandahar, Herat, Kabul—has a familiar ring to it after the events of the first years of the twenty-first century. It is worth recalling that Persians were not strangers in any of the lands in which Nader campaigned. Although he and his Safavid predecessors were of Turkic origin and spoke a Turkic language at court, the cultural influence of Persian was such that the language of the court and administration in Delhi and across northern India was Persian, and diplomatic correspondence from the Ottoman court in Istanbul was normally in Persian, too. Persian hegemony from Delhi to Istanbul would, in some ways, have seemed natural to many of the inhabitants of the region, echoing as it did the Persian character of earlier empires and the pervasive influence of Persian literary, religious, and artistic culture.

Leave a comment

Filed under Afghanistan, economics, India, Iran, language, military, Pakistan, war

by | 21 February 2018 · 11:39 am

How Persia Turned Shi‘a

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2546-69, 2585-99:

It is uncertain just when the Safavids turned Shi‘a; in the religious context of that time and place, the question is somewhat artificial. Shi‘a notions were just one part of an eclectic mix. By the end of the fifteenth century a new Safavid leader, Esma‘il, was able to expand Safavid influence at the expense of the Aq-Qoyunlu, who had been weakened by disputes over the dynastic succession. Esma‘il was himself the grandson of Uzun Hasan, the great Aq-Qoyunlu chief of the 1460s and 1470s, and may have emulated some of his grandfather’s charismatic and messianic leadership style. In 1501 Esma‘il and his Qezelbash followers conquered Tabriz (the old Seljuk capital) in northwestern Iran, and Esma‘il declared himself shah. He was only fourteen years old. A contemporary Italian visitor described him as fair and handsome, not very tall, stout and strong with broad shoulders and reddish hair. He had long moustaches (a Qezelbash characteristic, prominent in many contemporary illustrations), was left-handed, and was skilled with the bow.

At the time of his conquest of Tabriz, Esma‘il proclaimed Twelver Shi‘ism as the new religion of his territories. Esma‘il’s Shi‘ism took an extreme form, which required the faithful to curse the memory of the first three caliphs that had preceded Ali. This was very offensive to Sunni Muslims, who venerated those caliphs, along with Ali, as the Rashidun or righteous caliphs. Esma‘il’s demand intensified the division between the Safavids and their enemies, especially the staunchly Sunni Ottomans to the west. Recent scholarship suggests that even if there was a pro-Shi‘a tendency among the Qezelbash earlier, Esma‘il’s declaration of Shi‘ism in 1501 was a deliberate political act.

Within a further ten years Esma‘il conquered the rest of Iran and all the territories of the old Sassanid Empire, including Mesopotamia and the old Abbasid capital of Baghdad. He defeated the remnants of the Aq-Qoyunlu, as well as the Uzbeks in the northeast and various rebels. Two followers of one rebel leader were captured in 1504, taken to Isfahan, and roasted on spits as kebabs. Esma‘il ordered his companions to eat the kebab to show their loyalty (this is not the only example of cannibalism as a kind of extreme fetish among the Qezelbash).

Esma‘il attempted to consolidate his control by asserting Shi‘ism throughout his new domains (though the conventional view that this was achieved in a short time and that the import of Shi‘a scholars from outside Iran was significant in the process has been put into doubt). He also did his best to suppress rival Sufi orders. It is important to stress that although there had been strong Shi‘a elements in Iran for centuries before 1501, and important Shi‘a shrines like Qom and Mashhad, Iran had been predominantly Sunni, like most of the rest of the Islamic world. The center of Shi‘ism had been the shrine cities of southern Iraq.

…

But Esma‘il’s hopes of westward expansion, aiming to take advantage of the Shi‘a orientation of many more Turkic tribes in eastern Anatolia, were destroyed when the élan of the Qezelbash was blown away by Ottoman cannon at the Battle of Chaldiran, northwest of Tabriz, in 1514. A legend says that Esma‘il vented his frustration by slashing at a cannon with his sword, leaving a deep gash in the barrel.

After this defeat Esma‘il could no longer sustain the loyalty of the Qezelbash at its previous high pitch, nor their belief in his divine mission. He went into mourning and took to drink. Wars between the Sunni Ottomans and the Shi‘a Safavids continued for many years, made more bitter by the religious schism. Tabriz, Baghdad, and the shrine towns of Iraq changed hands several times. Shi‘a were persecuted and killed within the Ottoman territories, particularly in eastern Anatolia where they were regarded as actual or potential traitors. The Safavids turned Iran into the predominantly Shi‘a state it is today, and there were spasmodic episodes of persecution there too, especially of Zoroastrians, Christians, and Jews—despite the ostensible protected status of at least the latter two groups as “People of the Book.” One could make a parallel with the way that religious persecution intensified either side of the Roman/Persian border in the fourth century AD, in the reign of Shapur II, after Constantine made Christianity the state religion of the Roman Empire.

The Safavid monarchs also turned against the Sufis, despite the Safavids’ Sufi heritage. The Sufis were persecuted to the point that the only surviving Sufi order was the Safavid one, and the others disappeared or went underground. In the long term, the main beneficiary of this were the Shi‘a ulema. This was important because the Sufis had previously had a dominant or almost dominant position in the religious life of Iran, especially in the countryside.

Leave a comment

Filed under Central Asia, Iran, Iraq, military, nationalism, religion, Turkey

by | 19 February 2018 · 5:47 pm

Safavid Persia as “Gunpowder Empire”

From A History of Iran: Empire of the Mind, by Michael Axworthy (Basic Books, 2016), Kindle Loc. 2728-37:

Militarily, the Safavid state probably reached its apogee under Shah Abbas the Great and Abbas II. But despite its classification with Ottoman Turkey and Moghul India as one of the Gunpowder Empires (by Marshall G. S. Hodgson), there is good reason to judge that the practices and structures of the Safavid Empire were transformed less by the introduction of gunpowder weapons than those other empires were. Cannon and muskets were present in Persian armies, but as add-ons to previous patterns of warfare rather than elements transforming the conduct of war, as they were elsewhere. The mounted tradition of Persian lance-and-bow warfare, harking back culturally to Ferdowsi, was resistant to the introduction of awkward and noisy firearms. Their cavalry usually outclassed that of their enemies, but Persians did not take to heavy cannon and the greater technical demands of siege warfare as the Ottomans and Moghuls did. The great distances, lack of navigable rivers, rugged terrain, and poor roads of the Iranian plateau did not favor the transport of heavy cannon. Most Iranian cities were either unwalled or were protected by crumbling walls that were centuries old—this at a time when huge, sophisticated, and highly expensive fortifications were being constructed in Europe and elsewhere to deal with the challenge of heavy cannon. Persia’s military revolution was left incomplete.

Leave a comment

Filed under India, Iran, military, Turkey