Category Archives: migration

The EIC Meets the Mughals, 1608

From The Anarchy: The East India Company, Corporate Violence, and the Pillage of an Empire, by William Dalrymple (Bloomsbury, 2019), Kindle pp. 49-50:

On 28 August 1608, Captain William Hawkins, a bluff sea captain with the Third Voyage, anchored his ship, the Hector, off Surat, and so became the first commander of an EIC vessel to set foot on Indian soil.

India then had a population of 150 million – about a fifth of the world’s total – and was producing about a quarter of global manufacturing; indeed, in many ways it was the world’s industrial powerhouse and the world’s leader in manufactured textiles. Not for nothing are so many English words connected with weaving – chintz, calico, shawl, pyjamas, khaki, dungarees, cummerbund, taffetas – of Indian origin. It was certainly responsible for a much larger share of world trade than any comparable zone and the weight of its economic power even reached Mexico, whose textile manufacture suffered a crisis of ‘de-industrialisation’ due to Indian cloth imports. In comparison, England then had just 5 per cent of India’s population and was producing just under 3 per cent of the world’s manufactured goods. A good proportion of the profits on this found its way to the Mughal exchequer in Agra, making the Mughal Emperor, with an income of around £100 million [over £10,000 million today], by far the richest monarch in the world.

The Mughal capitals were the megacities of their day: ‘They are second to none either in Asia or in Europe,’ thought the Jesuit Fr Antonio Monserrate, ‘with regards either to size, population, or wealth. Their cities are crowded with merchants, who gather from all over Asia. There is no art or craft which is not practised there.’ Between 1586 and 1605, European silver flowed into the Mughal heartland at the astonishing rate of 18 metric tons a year, for as William Hawkins observed, ‘all nations bring coyne and carry away commodities for the same’. For their grubby contemporaries in the West, stumbling around in their codpieces, the silk-clad Mughals, dripping in jewels, were the living embodiment of wealth and power – a meaning that has remained impregnated in the word ‘mogul’ ever since.

By the early seventeenth century, Europeans had become used to easy military victories over the other peoples of the world. In the 1520s the Spanish had swept away the vast armies of the mighty Aztec Empire in a matter of months. In the Spice Islands of the Moluccas, the Dutch had recently begun to turn their cannons on the same rulers they had earlier traded with, slaughtering those islanders who rode out in canoes to greet them, burning down their cities and seizing their ports. On one island alone, Lontor, 800 inhabitants were enslaved and forcibly deported to work on new Dutch spice plantations in Java; forty-seven chiefs were tortured and executed.

But as Captain Hawkins soon realised, there was no question of any European nation attempting to do this with the Great Mughals, not least because the Mughals kept a staggering 4 million men under arms.

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Filed under Britain, economics, Indonesia, industry, language, migration, military, nationalism, Netherlands, slavery, South Asia, Spain

Origin of the British East India Company, 1600

From The Anarchy: The East India Company, Corporate Violence, and the Pillage of an Empire, by William Dalrymple (Bloomsbury, 2019), Kindle pp. 44-45:

On 31 December 1600, the last day of the first year of the new century, the ‘Governor and Company of Merchants of London trading to the East Indies’, a group of 218 men, received their royal charter.

This turned out to offer far wider powers than the petitioners had perhaps expected or even hoped for. As well as freedom from all customs duties for their first six voyages, it gave them a British monopoly for fifteen years over ‘trade to the East Indies’, a vaguely defined area that was soon taken to encompass all trade and traffic between the Cape of Good Hope and the Strait of Magellan, as well as granting semi-sovereign privileges to rule territories and raise armies. The wording was sufficiently ambiguous to allow future generations of EIC officials to use it to claim jurisdiction over all English subjects in Asia, mint money, raise fortifications, make laws, wage war, conduct an independent foreign policy, hold courts, issue punishment, imprison English subjects and plant English settlements. It was not without foundation that a later critic and pamphleteer complained that the Company had been granted monopoly on ‘near two-third parts of the trading World’. And though it took two and a half centuries for the potential to be realised, the wording of the EIC’s charter left open from the beginning the possibility of it becoming an imperial power, exercising sovereignty and controlling people and territory.

In the intervening year, the merchant adventurers had not been idle. They had been to Deptford to ‘view severall shippes’, one of which, the May Flowre, was later famous for a voyage heading in the opposite direction. Four vessels had been bought and put into dry dock to be refitted. Given that time was of the essence, a barrel of beer a day was authorised ‘for the better holding together of the workemen from running from ther worke to drinke’. What was intended as the Company’s 900-ton flagship, a former privateering vessel, specifically built for raiding Spanish shipping in the Caribbean, the Scourge of Malice was renamed the Red Dragon so that it might sound a little less piratical.

Before long the adventurers had begun to purchase not only shipping, but new masts, anchors and rigging, and to begin constructing detailed inventories of their seafaring equipment – their ‘kedgers’, ‘drabblers’, ‘all standard rigging and running ropes’, ‘cables good and bad, a mayne course bonnet very good’ and ‘1 great warping hauser’. There was also the armament they would need: ‘40 muskets, 24 pikes … 13 sackers, 2 fowlers, 25 barrelles of powder’ as well as the ‘Spunges, Ladles and Ramers’ for the cannon.

They also set about energetically commissioning hogsheads to be filled with ‘biere, 170 tonnes, 40 tonnes of hogshed for Porke, 12 tonnes drie caske for Oatemeal, one tonne dryie caske for mustard seed, one tonne dry caske for Rice … bisket well dryed … good fish … very Dry’ as well as ‘120 oxen’ and ‘60 Tons of syder’. Meanwhile, the financiers among them began to collect £30,000 [over £3 million today] of bullion, as well as divers items to trade on arrival – what they termed an ‘investment’ of iron, tin and English broadcloth, all of which they hoped would be acceptable items to trade against Indonesian pepper, nutmeg, cloves, mace, cardamom and the other aromatic spices and jewels they hoped to bring home.

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Ethnic POW Gulags in Russia, 1915

From The Fortress: The Siege of Przemysl and the Making of Europe’s Bloodlands, by Alexander Watson (Basic Books, 2020), Kindle pp. 250-251:

The prisoners were driven by knout-wielding Cossacks “like cattle” on long marches to rail stations. Most entrained at Lwów or, another 90 kilometers (around 56 miles) to the northeast, at the Galician frontier town of Brody. Nearly all passed through the Tsarist army’s large transit camp at Kiev, 600 kilometers (370 miles) from Przemyśl. Here, prisoners’ names, ranks, and regiments were recorded. Above all, the Russian army was avidly interested in prisoners’ ethnicity. Its officers’ racialized thinking had already been evident in Przemyśl. There, first the Hungarian regiments were sent away—for the Russians regarded them as the most dangerous—then the Austrian Germans. Slavic units, whom the conqueror hoped were less hostile, were dispatched last. In Kiev, a more thorough sorting took place. Magyars, Germans, and Jews were separated to be cast into the harshest camps. Serbs and Romanians in Honvéd uniforms were sought out and earmarked for privileged treatment as “friendly” peoples. Hundreds of Przemyśl prisoners were transported to Russia’s capital, St. Petersburg, where they were paraded humiliatingly before the public along the main thoroughfare, the Nevsky Prospekt. Then they, too, were made invisible.

Most of the Przemyśl prisoners were incarcerated deep in Asian Russia, in the region of Turkestan (in today’s Kazakhstan and Uzbekistan). The rail journey lasted two to four weeks. Cattle wagons, those functional items of the nineteenth-century industrial revolution that, in the dehumanizing twentieth, became icons of ethnic cleansing and genocide, were provided for transport. Cold, dark, overcrowded, and stinking, they were breeding grounds for disease-carrying parasites. The wagons rolled slowly. Food was distributed only irregularly and could be barely edible. When the weak men eventually disembarked, they found themselves in a strange climate. Turkestan was a place of extremes. In the winter, it could feel like the arctic. In summer, temperatures soared up to 45°C (113°F). Its unsanitary camps were overseen by brutal guards, and epidemics raged through them in 1915. Everybody contracted malaria. Dysentery, cholera, and typhus killed thousands.

The Russian hell had many circles. There were prisoners who spent years in Turkestan. Others were moved around the Tsar’s empire. Sometimes Slavic prisoners—although not Poles, who were distrusted by the Russians—were set above their fellows and given privileged conditions; they themselves then became instruments of suffering. Many prisoners volunteered to work as a means of escaping the camps and earning money so they could supplement their meager rations. They might end up felling trees or plowing the fields on big landed estates. Those most fortunate were handed over to small peasant farmers who would treat them as one of the family. In contrast, labor in the mines of southern Russia could be lethal. Whether benevolent or brutal, however, employers had total power over their prisoners. For sure, they had duties of care, but often there were no checks to ensure these were observed. Instead, official regulations emphasized that “it is the duty of all prisoners to carry out all work to which they are commanded, no matter how heavy. If one refuses, he is to be… treated as a convict, and this punishment shall… last the entire period of his captivity.”

The deepest circle was the Tsar’s own Death Railway to Murmansk. This place of suffering was reserved largely for Hungarians and Germans. The line was urgently needed to transport war materials left by British ships at the northern port to the Russian armies at the front. Over 50,000 prisoners worked here until 1917 in conditions that in their hardship equaled, and even exceeded, those of the later Soviet Gulags.

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Filed under Central Asia, disease, food, Germany, Hungary, labor, language, migration, military, nationalism, Poland, Romania, Russia, slavery, Ukraine, war

Officer POWs in Tsarist Russia

From The Fortress: The Siege of Przemysl and the Making of Europe’s Bloodlands, by Alexander Watson (Basic Books, 2020), Kindle pp. 247-248:

An officer’s existence in captivity, although psychologically straining, was generally not physically arduous. The Hague Convention of 1907, the international treaty governing the laws and customs of war on land, to which both Russia and Austria-Hungary were signatories, dictated that officers could not be forced to work and guaranteed them a regular salary. Generals received 125 rubles per month. Regimental officers were paid an entirely adequate 50 rubles. Especially in 1915 and 1916, living conditions were fairly comfortable. Some officers were permitted to live in houses. In the prisoner-of-war camps, they could afford extra furnishings and had soldier-servants. Sports and educational activities were organized. The Berezovka camp in Siberia became famous for its “extraordinarily rich” library, which was well stocked thanks to “officers from Przemyśl who brought with them a major part of the Fortress’s library.” Not only post but also telegraphic services were accessible. For Gayczak, this easily compensated for all the other hardship. At long last, after eight months of aching worry, he was able to contact his family in Russian-occupied Lwów. On April 19, 1915, he received a five-word telegram from his wife that left him euphoric with relief: “Everyone alive and healthy, Lucy.”

The fate of Przemyśl’s other ranks was far grimmer. For them the war was by no means over. The Russian army took 2.1 million Habsburg prisoners during the First World War. Horrifyingly, one in every five—around 470,000 men—died during their captivity.

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Filed under Austria, Czechia, democracy, economics, education, Hungary, migration, military, Poland, Russia, Ukraine, war

Europe’s Most Anti-Semitic Great Power, 1914

From The Fortress: The Siege of Przemysl and the Making of Europe’s Bloodlands, by Alexander Watson (Basic Books, 2020), Kindle pp. 134-136:

Like flame following a gunpowder trail, violence blazed toward Przemyśl. Cossack cavalry were especially dangerous and fiercely anti-Semitic. They had a long history of murderous conduct—or, as they glorified it, of righteous slaughter of infidels. In Russia, they were the Tsar’s enforcers, and they had been instrumental a decade earlier in harshly suppressing revolution. In Galicia, they lived up to their reputation as wild and merciless. Everywhere, Jews were mugged and shops looted. In some places, worse crimes were perpetrated. Men were beaten or murdered, women raped. Christians were also sometimes attacked, but from the start it was clear that their Jewish neighbors were the invaders’ main targets. That the violence might pass them by, many displayed icons of Mary the Mother of God, Jesus, or Saint Nicholas in their windows or on the roofs of their dwellings. Jews, trying to save their property, copied that example. Many fled. By some estimates, nearly half of Galicia’s Jewish population, up to 400,000 people, ran for the Austrian interior. Witnesses described an “interminable file of refugees… poor wretches who had left everything behind them except a few belongings on their backs.” These frightened, fatigued, fleeing Jews “presented a picture of truly piteous misery.”

The worst atrocity befell Lwów. There, on September 27, after nearly a month of tense but peaceful occupation, a pogrom flared. News of this pogrom reached Przemyśl in January 1915 through a spy who had been sent out to reconnoiter the zone of occupation. In his account, it was a ploy “in real Russian style” by Tsarist troops to circumvent a ban on plundering. A soldier had fired off a shot from a house on a street in the Jewish quarter, and a cry had then immediately gone up that the Jews were attacking the military. The soldiers were ordered to punish the Jews and given permission to plunder their shops. In its outline, the spy’s account was correct. Who fired the shot which sparked the pogrom was never firmly established. The occupation authorities insisted, of course, that it was a Jew. Not in contention, however, was the brutality of the Russian reaction. Cossacks stormed through the streets beating and shooting helpless Jewish civilians. They butchered 47 Jews and arrested 300 Jewish bystanders.

Neither Grand Duke Nikolai nor his subordinate commanders organized or officially sanctioned this ill-disciplined violence. However, the atmosphere of anti-Semitic hatred at Stavka, the Russian High Command, and the toleration of atrocities against Jews at all levels of the army’s command structure made it possible. The Russian Empire was Europe’s most anti-Semitic Great Power. Religious, economic, and, by the First World War, especially political prejudice, increasingly influenced by the modern ideology of race, stamped the Russian ruling elite’s and military’s hostility toward Jews.

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African Slaves Save Macao, 1622

From African Samurai, by Geoffrey Girard and Thomas Lockley (Hanover Square, 2019), Kindle pp. 310-311:

Chinese pirate crews in the South China Seas, an area which no state power adequately controlled and where it was often in minor rulers’ interests to turn a blind eye for their own financial benefit, often employed Africans who had escaped from slavery or gone it alone. An example, though shortly after Yasuke’s time in the 1620s, was the Chinese pirate, smuggler and merchant, Zheng Zhilong.

Zheng had a large African bodyguard corps, more than three hundred men at its peak. The bodyguards were recruited from various places, but most entered his service via Macao, the Portuguese enclave in southern China, and many were escaped slaves. They could also have been men freed in reward for their part in the successful defense of Macao against the Dutch in 1622.

In this battle, an attempt by the Dutch to wrest control of the inter-Asian trade from the Portuguese, Macao found itself virtually defenseless as the Dutch attacked when most of the Portuguese merchant militia were away on trading missions in China. In a desperate bid to defend the outpost, all African slaves—a large group who did most of the manual labor in the colony—were granted their freedom, and as much alcohol as they could drink, in exchange for fighting in the city’s defense. These drunken, newly freed men and women were wildly successful in destroying the Dutch, and their mercenary Japanese and Thai troops, despite being heavily outnumbered. The Africans charged the Dutch musket fire fearlessly and gave no quarter; and as it was the feast of John the Baptist, allegedly celebrated by removing heretic Protestant heads from their bodies. The former slaves, having been released from their bondage, would have been searching for better employment (and quickly), and pirates such as Zheng Zhilong could provide this.

Zheng had lived much of his life in Japan, where he was safe from Chinese government authority and could take advantage of Japanese and European trade and smuggling opportunities. At the height of his power, his fleet was estimated at up to a thousand ships and controlled almost all interactions in the South China Sea.

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Market for Mercenaries in Mughal India

From African Samurai, by Geoffrey Girard and Thomas Lockley (Hanover Square, 2019), Kindle pp. 155-157:

Afghans, Turks, Persians, Africans, Arabs, Mongols and Portuguese all flocked to the Indian subcontinent to make their fortunes in war.

Even so, the need for soldiers far surpassed the influx of voluntary global mercenaries. As a solution, African boys like Yasuke were forcibly brought to India and trained to become slave soldiers.

Many free Africans also made the journey, seeking the same opportunities as the Turks, Arabs or Portuguese. But the vast majority were children captured in Africa, as Yasuke had been, and sold to foreign slavers in coastal ports, most often Zeila (now in northern Somalia), or Suakin (in modern-day Sudan). Here, their young lives were traded for salt, Indian cloth or iron bars along with other commodities such as guns. If not immediately put to work on dhows or galleys, they were taken on Arab, Ottoman or Indian ships, north toward Egypt, Arabia, Turkey and Europe, or east toward Persia and India.

During the voyage, slave traders often chose to invest in their slaves, educating or even mutilating them to gain more profit at the next stage of sale. For instance, while some were taught their letters, many more young boys were castrated. Handsome eunuch slaves fetched astronomical prices partly because only 10 percent of the victims survived the cut. By the time the captives reached northern India, almost a fourth of those who’d boarded ships in Africa had perished. On arrival in India, the Africans found themselves in slave markets, where they were again sold and taken farther afield to wherever trade routes and eager customers waited—places like Gujarat, the Gulf of Cambay, the Deccan, Cochin (modern-day Kochi), and to Portuguese Goa.

First arriving in Gujarat in northern India, Yasuke and the others had been herded into underground cells, with only street-level barred windows for light and air. The conditions were dark, airless, cramped and horrific. (On the ships, they’d been kept above deck and out of chains, doing simple maritime chores.) He was thirteen now; the voyage from Africa had taken almost a year—as the ships he traveled on stopped to trade or take shelter from adverse weather on the way. He’d been stripped, subjected to a full body examination and checked that he’d not been overly damaged by punishments or abuse on the way from Africa. The slavers who inspected Yasuke were themselves of African origin, perhaps having passed through exactly the same slave cells years before. Their appraising eyes summed up the young Yasuke, observed his size and growth potential and purchased him on the spot.

He was now a member of a military caste called Habshi—African warriors, often horsemen, who fought for local rulers or were loaned out by a mercenary band leader to whomever was willing to pay. Some of these bands numbered in the thousands, but most were only a few hundred strong. The Indians called the Africans Habshi—a word derived from “Abyssinia,” the ancient name for Ethiopia—because a large majority of the Africans destined for India had started their sea journeys there. During the span of recorded history, it is estimated that as many as eleven million Africans were trafficked to India as slaves, primarily to be used as soldiers. During Yasuke’s time, when soldiers were in peak demand, estimates reach into the tens of thousands.

Yasuke spent his first years in India training to use weapons, to ride a horse, to kill and fight. Too valuable to be used as mere fodder (the weakest slaves, who were judged to have little military worth, were often used as human shields, driven before the main force to absorb bombardments), he took the field only after training. Throughout, he would have been both brutalized and baptized into the cult of the killer, through actual battle, but also by carrying out commissions such as executions for his new masters. In his teens, he’d likely supped with assassins, marched and fought beside fifty thousand men, helped slaughter entire villages, joked and bet as comrades fought to the death in camp over some village girl, missing token or misheard comment. He also grew taller and his muscles hardened. He learned to kill with his hands. To ignore the gore and screams of new friends and foe alike. By eighteen, he was a valuable warrior. Now training young boys, as he’d once been a lifetime ago. His body a chronicle of ever-fading scars, a book written in blood.

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An African Mercenary Arrives in Japan, 1579

From African Samurai, by Geoffrey Girard and Thomas Lockley (Hanover Square, 2019), Kindle pp. 19-20:

Yasuke was in his early twenties, no more than twenty-three.

He’d been a soldier for half his life, visited a dozen sultanates, kingdoms and empires. A young warrior who knew himself and more of the world than most ever do.

He was a very tall man, six-two or more—a giant for his time, comparable to meeting a seven-footer by today’s standards. He was also muscular by the standards of any day, thanks to relentless military drill and a childhood, and lineage, built on a diet of abundant meat and dairy.

Arriving in Japan, Yasuke’s eclectic attire revealed his familiarity with a much wider world. He was primarily dressed, quite smartly, in Portuguese clothing—baggy pantaloons to stop mosquito bites, a cotton shirt with a wide flat collar, a stylish doublet of dark velvet. But he carried a tall spear from India, its blade crafted into an unusual wavy shape with two “blood grooves” cut into the steel to make the blade lighter while still sturdy. He also carried a short curved Arab dagger at his side; both weapons shone like mirrors with constant attention from Yasuke’s whetstone. His dark head was wrapped in a stark white turban-like cloth to protect it from the sun.

This was not, clearly from his garb alone, Yasuke’s first arrival somewhere new, someplace utterly foreign. He was, rather, an experienced and well-traveled man in an ever-shrinking world.

He’d been on the move since he was a boy. From the swamps and plains of his birthplace on the banks of the Nile, to the mountains and deserts of northeast Africa, the fertile coasts of the Arabs, dusty Sind and the green of Gujarat. He’d likely fought alongside, and against, Hindus, Muslims, Africans, Turks, Persians and Europeans, and escaped death as a teenage soldier countless times before being employed by Valignano in Goa. The abducted child soldier was now simply the soldier. Well trained in weapons, strategy and security. Even, thanks to time spent beside leaders from several cultures, conversant in diplomacy. His experience and skills were of a caliber sought across the whole world, highly in demand among the rich and powerful.

This unexplored Japão (as the Portuguese called it) was merely the next place he was to be for some time as he put those same skills to work and did the job of protecting an employer and staying alive. The tide, he understood, must be taken when it comes.

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Filed under Ethiopia, Japan, migration, military, Portugal, religion, Sudan

Foreigners in Muscat

From Arabian Assignment: Operations in Oman and the Yemen, by David Smiley. (The Extraordinary Life of Colonel David Smiley Book 2; Sapere Books, 2020), Kindle pp. 31-33:

There were nearly as many foreigners as Arabs in Muscat, and probably more in Mattrah, which was the commercial capital: Hindu and Persian merchants and shopkeepers predominated in the suks, where each trade tended to monopolize a particular street or quarter of the bazaar; there would be a ‘street of the silversmiths’, a ‘street of the spice-sellers’, a weavers’ and a shoemakers’ quarter. Indian paper rupees were the currency in Muscat and Matrah, but in the interior only silver Maria Theresa dollars — in which we paid our troops — or gold were acceptable. Baluchis, too, were numerous in the town, their wives and daughters colourful in bright red, blue or green, with smiling, uncovered faces, in happy contrast to the veiled, black-draped Arab women.

Black features and colouring were not uncommon among the inhabitants, usually a legacy from the slave trade. Although, as I have mentioned, there were still slaves in the bodyguards and households of the Sultan and nobility, they were well-treated — unless they ran away and were caught, in which case they might be whipped or put in shackles — and many were freed by their masters and rose to be rich, or even powerful; at least one of the Sultan’s walis had started life as a slave. Under a curious survival from one of the earlier treaties, if a runaway slave could reach the British Consulate and clasp the flagpole in the courtyard, he became free. My most accomplished bugler was one of these; a bewildered Consul General had turned him over to me, and he served us well and cheerfully for several years until one day he deserted — to turn up later as the leading trumpeter in the Bahrain Police Band, at a much higher rate of pay.

Although both Muscat and Mattrah were good deep-water anchorages, neither had dock facilities or even a pier where ships could unload; liners and cargo boats had to stand out in the bay, while their passengers and freight came ashore in lighters. The little ports teemed with sailing craft of all sizes, from the hollowed-out tree trunks known as ‘houris’ to the ponderous ‘booms’ and ‘sambuks’ that plied up and down the coast; there were the fleets of dhows which traded with Zanzibar, waiting for the seasonal wind to blow them down to Africa, where they would remain until it changed to blow them back again. Once a week a big British India liner would call on its way between Karachi and Basra; this was an important social occasion, as were the visits we received from frigates of the Royal Navy, whose officers would come ashore in smart pinnaces to see the town and drive out to lunch with us at Beit al Falaj. The floor of the harbour at Muscat was littered with old Portuguese cannon, clearly visible through the crystal water — dumped there perhaps by the last garrison before they surrendered in 1660. Another chapter of history stared at us from a cliff face near the harbour entrance, on which were painted in huge white lettering the names of warships and merchantmen which had visited the port since the latter years of the eighteenth century. ‘My visitors’ book,’ the Sultan would call it, boasting to the few Englishmen who were ever allowed to meet him that Mr Midshipman Nelson had commanded a painting party on that cliff when his ship, Seahorse, had called at Muscat in 1775.

Facing the waterfront, which was only a few hundred yards long, were the British Consulate, the Customs building, and the square palace of the Sultan, which he never visited in my time, preferring the cool ocean breezes of Salalah, some 600 miles down the coast — one of his gravest mistakes and probably his costliest. This palace, according to legend, was built on top of the old Portuguese cathedral, whose vaulted columns form part of its foundations. These fine buildings, gleaming white above the deep blue harbour, were overlooked on either side by two great stone forts — Mirani on the north, Jalali on the south — both built by the Portuguese in the sixteenth century.

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Omani Rulers Foreign & Domestic

From Arabian Assignment: Operations in Oman and the Yemen, by David Smiley. (The Extraordinary Life of Colonel David Smiley Book 2; Sapere Books, 2020), Kindle pp. 9-10:

Although Omani Dynasties have on occasion extended their territory as far afield as India and Zanzibar, Muscat itself has known a long succession of foreign overlords, from the Persians of Cyrus the Great to Albuquerque’s Portuguese — who behaved atrociously, lopping off limbs, ears and noses to punish or even to prevent resistance. These and other invaders — the hosts of the Prophet, the Caliphs of Baghdad, Turks and Tartars, Wahabis from beyond the Empty Quarter — have swarmed over the country. But although some of them ruled, for longer or shorter periods, over Muscat and the coastal belt, none of them established firm control behind the mountains, in Oman, where the tribes continued in their old way of life, intriguing and fighting among themselves in rancorous isolation from the outside world and deeply resentful of all intruders, Arab or nasrani [Christian].

They followed the Sharia law of Islam, rigorously interpreted according to the doctrines of the Ibadhi sect brought to Oman by the Kharejites [Seceders] — survivors from mutinous soldiers in the army of Ali, the Prophet’s son-in-law — and proclaimed at Nizwa at the end of the seventh century by Abdullah bin Ibadh. Ibadhis may not drink or even smoke, and must not trim their beards — though they sometimes trim their moustaches. Their puritan creed regards the Koran as the sole source of authority and teaches that it must be read literally, without interpretation; and, more important for the political history of Oman, their tradition requires that the choice of their Imam should be by election among the Faithful.

For nearly a thousand years, until the early seventeenth century, the Imams of Oman, who held both spiritual and temporal jurisdiction over their subjects, were elected on personal merit or popularity; any attempt by a reigning Imam to ensure the succession for his eldest son was fiercely resisted by the fanatical Ibadhi Qadhis — the judges who administered the law. But early on in the seventeenth century there arose a dynasty of Imams, the Al Yaarabah (or Yariba), who from their capital in the ancient fortress town of Rostaq established firm control over the interior of Oman. They not only expelled the Portuguese from Muscat, built up a powerful navy, and extended their influence throughout the Persian Gulf and even to East Africa, but such was their prestige that they were able to modify the elective principle and ensure that the succession to the Imamate continued in the direct line for nearly a hundred years. This last achievement was to have profound significance for the future.

After 1720 the al Yaarabah dynasty began to collapse in a series of disputes over the succession. There followed nearly twenty-five years of civil war, with two rival Imams fighting for supremacy, one supported by a confederation of tribes under the leadership of the Beni Ghafir — the Ghafiri faction — the other by a confederation under the Beni Hina — the Hinawis; these factions, whose rivalry has dominated most of the subsequent history of Oman, exist to this day and any Ruler, to be successful, must be able to control or hold the balance between them. The war ended with the victory of the Hinawi candidate, Ahmed bin Said, Governor of Sohar; this brave and energetic soldier expelled the Persians, who had taken advantage of the confusion to re-occupy Muscat, and founded the present ruling dynasty of Al bu Said.

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