Category Archives: Europe

First Portuguese Toeholds in India

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 119-120:

GAMA SET SAIL FOR Lisbon in February 1503, leaving behind two fragile toeholds on the Indian coast—the trading posts at Cannanore and Cochin—and a furious and humiliated samudri in Calicut, additionally enraged with the sultan of Cochin for defying his attempts to uproot the Portuguese pirates. It was clear that there could be no peaceful negotiations with these intruders, whose visitations were assuming an ominous regularity. With the dying of each monsoon, their ships returned, sometimes in small squadrons, sometimes in major shows of force. They announced themselves with displays of flags and volleys of cannon fire. They came with intemperate demands for spices and for the expulsion of the deep-rooted Muslim community; they flouted the taboos of Hindu culture and backed up their threats with traumatic acts of violence beyond the acceptable rules of war.

The Portuguese now started trying to introduce a toll system for shipping along the shores of the Malabar Coast; they issued safe-conduct passes, called cartazes, that ensured protection for the vessels of friendly powers. This was effectively a tax on commerce. In time it would require merchant shipping to trade in Portuguese-controlled ports and, additionally, pay substantial import and export duties. The cartazes, stamped with the image of the Virgin Mary and Jesus, marked a radical shift in the Indian Ocean. With the coming of the Europeans, the sea was no longer a free-trade zone. The cartaz system introduced the alien concept of territorial waters, a politicized space controlled by armed force and the Portuguese ambition to dominate the sea.

The full implications of these threats to Indian Ocean trade were now echoing across the wider world. In December 1502, the worried Venetians established a Calicut committee with the express purpose of soliciting action from the sultan in Cairo; this was to be undertaken by their ambassador, Benedetto Sanuto, “to find rapid and secret remedies.” The utmost discretion was essential. The potential scandal of aiding Muslims against their Christian brethren made Venetian overtures extremely delicate, but Sanuto’s mission was clear: to highlight to the sultan the threat posed by a Portuguese blockade of his spice route, to urge him to put pressure on the samudri to expel the intruders, and, to the obvious advantage of the Venetians themselves, to lower tariffs on spices traded through Egypt to compete with the Portuguese.

In Cairo itself, the sultan, Al-Ashraf Qansuh al-Ghawri, had other things to concern himself with—outbreaks of sedition, threats to the pilgrim routes to Mecca and Medina from Bedouin tribesmen, an empty treasury—but the sudden appearance of the Portuguese in the Indian Ocean was as disconcerting as it was inexplicable. “The audacity of the Franks knows no limit,” reported the chronicler Ibn Iyas of their growing incursions.

They say that the Franks have succeeded in effecting a breach in the dyke constructed by Alexander [the Great]…this breach has been made in a mountain that separates the China Sea [the Indian Ocean] from the Mediterranean. The Franks have been striving to enlarge this cutting to allow their ships to pass into the Red Sea. Such is the origin of this piracy.

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Cabral’s Armada to India in 1500

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 85-87:

JUST SIX MONTHS AFTER Gama’s return, a vastly larger fleet was ready to depart from the shores of Belém: thirteen ships, twelve hundred men, and a capital investment by Florentine and Genoese bankers, now eager to participate in the opportunities of the Indies. Manuel could be irresolute, easily swayed, and perverse, but the year 1500 resounded with messianic portents, the eyes of Europe were turning toward Lisbon, and this new armada, led by the fidalgo Pedro Álvares Cabral as captain-major, was a swift follow-up aimed at winning material advantages and the crusading admiration of the Catholic world. Cabral’s expedition marked the shift from reconnaissance to commerce and then conquest. In the first five years of the sixteenth century, Manuel would dispatch a volley of overlapping fleets of increasing size, eighty-one ships in all, to ensure success in a life-and-death struggle for a permanent position in the Indian Ocean. It was a supreme national effort that called on all the available resources of manpower, shipbuilding, material provision, and strategic vision to exploit a window of opportunity before Spain could react. In the process, the Portuguese took both Europe and the peoples of the Indies by complete surprise.

Cabral was able to apply all the knowledge gained from Gama’s voyage. The timing of departure was no longer decided by the auspicious calculations of court astrologers but by the rhythm of the monsoon. The route was to follow the looping westward sweep undertaken by the ships in 1497, and to draw on the experience of pilots and captains such as Pêro Escobar, Nicholas Coelho, who had accompanied Gama, and Bartolomeu Dias himself. Cabral’s fleet carried back Malayalam-speaking Indians who had been taught Portuguese, with the aim of cutting out the Arabic-speaking middlemen. The Jewish convert Gaspar da Gama was aboard, knowledgeable about the intricate politics of the Malabar Coast, and another converted Jew, Master John, Dom Manuel’s physician, sailed as astronomer to the fleet, with the duty of studying the stars of the Southern Hemisphere for the purposes of future navigation. After the hideous embarrassment of the gifts offered at Calicut, Cabral carried choice items to entrance the samudri. It appears that the Portuguese persisted in believing that the samudri was a Christian king, albeit of an unorthodox kind, and in accord with the remit of the pope, a delegation of Franciscan friars accompanied the expedition to correct his errors, so that “the Indians…might more completely have instruction in our faith and might be indoctrinated and taught in matters pertaining to it, as befits the service of God and the salvation of their souls.”

Equally important was the commercial mission. The personnel, secretarial resources, and goods to establish a trading post in Calicut accompanied the expedition. With the cautionary example of the failures of the previous voyage, calculated attempts were made to load wares that might be attractive to the Malabar Indians. These included coral, copper, vermilion pigment, mercury, fine and coarse cloth, velvets, satins, and damasks in a whole range of colors, and gold coins. A highly experienced factor, Ayres Corrêa, who spoke Arabic, headed up this commercial initiative, supported by a team of clerks and secretaries to keep records and accounts. These literate subordinates—such as Pêro Vaz de Caminha, who wrote the first account of Brazil—provided some of the most riveting, and sometimes heartbreaking, narratives of the deeds of the Portuguese in the years ahead.

Cabral himself was no seaman, rather a diplomat with a carefully framed set of instructions, some of which had been drawn up by Gama to smooth the troubled waters in the wake of his expedition to Calicut and to establish peaceful and lucrative relations with the “Christian” samudri. Vastly better informed than his predecessor, Cabral could consult this multi-page document, which contained branching options in the case of a whole range of eventualities. It also directed him to take peremptory and high-handed action against perceived enemies that was likely to lead to trouble.

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Indian Ocean Trade Before 1400

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 51-53:

The Indian Ocean, thirty times the size of the Mediterranean, is shaped like an enormous M, with India as its central V. It is flanked on its western edge by the arid shores of the Arabian Peninsula and the long Swahili coast of East Africa; on its east, the barrier islands of Java and Sumatra and the blunt end of Western Australia separate it from the Pacific; to the south run the cold and violent waters of the Antarctic. The timing and trade routes of everything that moved across its surface in the age of sail were dictated by the metronomic rhythm of the monsoon winds, one of the great meteorological dramas of the planet, by whose seasonal fluctuations and reversals, like the operation of a series of intermeshing cogs, goods could be moved across great stretches of the globe. The traditional ship that plied the waters of the western Indian Ocean was the dhow—that is, any of a large family of long, thin vessels with triangular lateen sails of various sizes and regional designs, ranging from coastal craft of between five and fifteen tons up to oceangoing ships of several hundred tons that could overtop Gama’s carracks. Historically, these were sewn vessels, held together by coir ropes, made from coconut fiber without the use of nails.

Unlike Columbus, the Portuguese had not burst into silent seas. For thousands of years, the Indian Ocean had been the crossroads of the world’s trade, shifting goods across a vast space from Canton to Cairo, Burma to Baghdad, through a complex interlocking of trading systems, maritime styles, cultures and religions, and a series of hubs: Malacca, on the Malay Peninsula, larger than Venice, for goods from China and the farther spice islands; Calicut, on the west coast of India, for pepper; Ormuz, gateway to the Persian Gulf and Baghdad; Aden, at the entrance to the Red Sea and the routes to Cairo, the nerve center of the Islamic world. Scores of other small city-states dotted its shores. It dispatched gold, black slaves, and mangrove poles from Africa, incense and dates from Arabia, bullion from Europe, horses from Persia, opium from Egypt, porcelain from China, war elephants from Ceylon, rice from Bengal, sulfur from Sumatra, nutmeg from the Moluccas, diamonds from the Deccan Plateau, cotton cloth from Gujarat. No one had a monopoly in this terrain—it was too extensive and complex, and the great continental powers of Asia left the sea to the merchants. There was small-scale piracy but there were no protectionist war fleets, and little notion of territorial waters prevailed; the star fleets of the Ming dynasty, the one maritime superpower, had advanced and withdrawn. It constituted a vast and comparatively peaceful free-trade zone: over half the world’s wealth passed through its waters in a commercial commonwealth that was fragmented between many players. “God,” it was said, “had given the sea in common.”

This was the world of Sindbad. Its key merchant groups, distributed thinly around its shores, from the palm-fringed beaches of East Africa to the spice islands of the East Indies, were largely Muslims. Islam had been spread, not at the point of a sword, but by missionaries and merchants from the deck of a dhow. This was a polyethnic world, in which trade depended on social and cultural interaction, long-range migration, and a measure of mutual accommodation among Islam, Hinduism, and Buddhism, local Christians and Jews; it was richer, more deeply layered and complex than the Portuguese could initially grasp. Their mindset was defined by the assumption of monopoly trading rights, as developed on the west coasts of Africa and by holy war in Morocco. The existence of Hinduism appears to have been occluded, and their default position when checked was aggression: hostage taking and the lighted taper ever ready at the touchhole of a bombard. They broke into this sea with their fast-firing, ship-mounted cannons, a player from outside the rules. The vessels they would encounter in the Indian Ocean lacked any comparable defenses.

It became immediately apparent as Gama’s ships approached the town of Mozambique that this was different from the Africa of their previous experience. The houses, thatched with straw, were well built; they could glimpse minarets and wooden mosques. The people, evidently Muslim merchants richly dressed in caftans fringed with silk and embroidered with gold, were urban Arabic speakers with whom their translators could communicate. The welcome was unusually friendly. “They came immediately on board with as much confidence as if they were long acquainted and entered into familiar conversation.” For the first time the Portuguese heard news of the world they had come to find. Through the interpreters they learned of the trade of the “white Muslims”—merchants from the Arabian Peninsula; there were four of their vessels in the harbor, bringing “gold, silver, cloves, pepper, ginger and silver rings…pearls, jewels and rubies.” “Further on, where we were going,” the anonymous writer added with a justifiable note of incredulity, “they abounded, and…precious stones, pearls and spices were so plentiful that there was no need to purchase them as they could be collected in baskets.” This heady vision of wealth was encouraging enough; but they also learned of a large presence of Christians along the coast and that “Prester John resided not far from this place; that he held many cities along the coast, and that the inhabitants of those cities were great merchants and owned big ships.” Whatever might have been lost in translation, “we cried with joy and prayed God to grant us health, so that we might behold what we so much desired.”

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First Chinese Voyages to Africa

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. xix-xxi:

ON SEPTEMBER 20, 1414, the first giraffe ever seen in China was approaching the imperial palace in Beijing. A crowd of eager spectators craned their heads to catch a glimpse of this curiosity “with the body of a deer and the tail of an ox, and a fleshy boneless horn, with luminous spots like a red cloud or a purple mist,” according to the enraptured court calligrapher and poet Shen Du. The animal was apparently harmless: “its hoofs do not tread on living creatures…its eyes rove incessantly. All are delighted with it.” The giraffe was being led on a halter by its keeper, a Bengali; it was a present from the faraway sultan of Malindi, on the coast of East Africa.

The dainty animal, captured in a contemporary painting, was the exotic trophy of one of the strangest and most spectacular expeditions in maritime history. For thirty years at the start of the fifteenth century, the emperor of the recently established Ming dynasty, Yongle, dispatched a series of armadas across the western seas as a demonstration of Chinese power.

The fleets were vast. The first, in 1405, consisted of some 250 ships carrying twenty-eight thousand men. At its center were the treasure ships: multi-decked, nine-masted junks 440 feet long with innovative watertight buoyancy compartments and immense rudders 450 feet square. They were accompanied by a retinue of support vessels—horse transports, supply ships, troop carriers, warships, and water tankers—with which they communicated by a system of flags, lanterns, and drums. As well as navigators, sailors, soldiers, and ancillary workers, they took with them translators, to communicate with the barbarian peoples of the West, and chroniclers, to record the voyages. The fleets carried sufficient food for a year—the Chinese did not wish to be beholden to anyone—and navigated straight across the heart of the Indian Ocean from Malaysia to Sri Lanka, with compasses and calibrated astronomical plates carved in ebony. The treasure ships were known as star rafts, powerful enough to voyage even to the Milky Way. “Our sails,” it was recorded, “loftily unfurled like clouds, day and night continued their course, rapid like that of a star, traversing the savage waves.” Their admiral was a Muslim named Zheng He, whose grandfather had made the pilgrimage to Mecca, and who gloried in the title of the Three-Jewel Eunuch.

These expeditions—six during the life of Yongle, and a seventh in 1431–33—were epics of navigation. Each lasted between two and three years, and they ranged far and wide across the Indian Ocean from Borneo to Zanzibar. Although they had ample capacity to quell pirates and depose monarchs and also carried goods to trade, they were primarily neither military nor economic ventures but carefully choreographed displays of soft power. The voyages of the star rafts were nonviolent techniques for projecting the magnificence of China to the coastal states of India and East Africa. There was no attempt at military occupation, nor any hindrance to the area’s free-trade system. By a kind of reverse logic, they had come to demonstrate that China wanted nothing, by giving rather than taking: “to go to the [barbarians’] countries,” in the words of a contemporary inscription, “and confer presents on them so as to transform them by displaying our power.” Overawed ambassadors from the peripheral peoples of the Indian Ocean returned with the fleet to pay tribute to Yongle—to acknowledge and admire China as the center of the world. The jewels, pearls, gold, ivory, and exotic animals they laid before the emperor were little more than a symbolic recognition of Chinese superiority. “The countries beyond the horizon and at the end of the earth have all become subjects,” it was recorded. The Chinese were referring to the world of the Indian Ocean, though they had a good idea what lay farther off. While Europe was pondering horizons beyond the Mediterranean, how the oceans were connected, and the possible shape of Africa, the Chinese seemed to know already. In the fourteenth century they had created a map showing the African continent as a sharp triangle, with a great lake at its heart and rivers flowing north.

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Preparing Vasco da Gama’s Voyage

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 34-40:

What Münzer witnessed [in 1497] was not just a glimpse of an exotic world beyond the earth’s curve but the industrial infrastructure of shipbuilding, seafaring provision, and arsenal facilities that gave Portugal its maritime punch. He saw

an enormous workshop with many furnaces where they make anchors, colubrinas [cannons] and so on, and everything necessary for the sea. There were so many blackened workers around the furnaces that we thought ourselves to be among the Cyclops in the cave of Vulcan. Afterward we saw in four other buildings innumerable very large and superb colubrinas, and also throwing weapons, javelins, shields, breastplates, mortars, hand guns, bows, lances—all very well made and in great abundance…and what enormous quantities of lead, copper, saltpetre and sulfur!

The ability to produce high-quality bronze cannons and techniques for deploying them effectively at sea had probably been developed by the energetic King João, whose inquisitive mind and wide-ranging interests included practical experiments in shipborne artillery. He had developed the use of large bombards on caravels and carried out test firings to determine their most effective use on the decks of pitching ships. The solution was to fire the guns horizontally at water level; any higher and the likelihood was that the shots would whistle overhead. In some cases, if the guns were positioned sufficiently low down in the bows, the cannonballs could be made to ricochet off the surface of the water, thus increasing their range. The Portuguese also developed berços, lightweight breech-loaded bronze swivel guns, which could be carried by ship’s boats and had the advantage over the conventional muzzle-loaders in their rate of fire—up to twenty shots an hour. The superiority of their artillery, which was augmented by recruitment of German and Flemish cannon founders and gunners, was to prove a telling advantage in the events about to unfold.

The expedition in prospect was modest in scale but carefully prepared. It was based on decades of incremental learning. All the skill and knowledge acquired over many years in ship design, navigation, and provision for Atlantic voyages went into building two stout ships, and [King] Manuel drew on a talented generation of practical experience in their construction. The caravel had been the agent and instrument of all this exploration, ideal for nosing up tropical rivers and battling back up the African coast against the wind, but horribly uncomfortable on long voyages across huge seas. Dias’s rounding of the Cape had exposed their operational limits: the crews would go no farther.

It was Dias who was charged with designing and overseeing the construction of two stout carracks, the sailing ships the Portuguese called naus, to lead the voyage. The brief was clear: they had to be durable enough to withstand the pounding seas of the southern Atlantic; roomy enough to accommodate and provision the crews better than the rolling decks of a caravel; small enough to maneuver in shallows and harbors. The ships under construction on the banks, their frameworks chocked up by wooden scaffolding, had tubby rounded hulls, high sides, a tall aftercastle, and three masts; they were nevertheless of shallow draft, and not outsized. They were about eighty feet long, and each probably weighed about 100 to 120 tons. Their square sails made them less maneuverable in a contrary wind; the compensation was their sturdiness against the unpredictable battering of unknown seas. A supply ship, intended to be broken up near the Cape, was also constructed.

It seems that no expense was spared in the construction or provisioning of these ships, or the recruitment and payment of the crews. “They were built by excellent masters and workmen, with strong nails and wood,” remembered the mariner Duarte Pacheco Pereira.

Each ship had three sets of sails and anchors and three or four times as much other tackle and rigging as was usual. The cooperage of the casks, pipes and barrels for wine, water, vinegar and oil was strengthened with many hoops of iron. The provisions of bread, wine, flour, meat, vegetables, medicines, and likewise of arms and ammunition, were also in excess of what was needed for such a voyage. The best and most skillful pilots and mariners in Portugal were sent on this voyage, and they received, besides other favors, salaries higher than those of any seamen of other countries. The money spent on the few ships of this expedition was so great that I will not go into detail for fear of not being believed.

The barrels rolled up the gangplanks on the shores of the dockyard contained sufficient food for three years. Gama received two thousand gold cruzados for the venture, a huge sum; his brother Paulo, the same. The seamen’s wages were raised, and some of the money paid in advance to support their families. It was perhaps a recognition that many of them would not be coming back. No detail was omitted. The ships carried the best navigational aids available: as well as sounding leads and hourglasses, astrolabes and the most up-to-date maps—and possibly copies of Abraham Zacuto’s recently printed tables for determining latitudes from the height of the sun. Twenty cannons were hoisted aboard, both large bombards and the smaller breech-loaded berços, along with plentiful supplies of gunpowder tightly sealed against the sea air and quantities of cannonballs. The skilled craftsmen—carpenters, caulkers, forgers of iron, and barrelmakers—who would ensure the security of the ships were recruited in pairs, in case death thinned out their ranks. There were interpreters to speak Bantu and Arabic; musicians to lead sea chanteys and blow ceremonial fanfares; gunners and men-at-arms and skilled seamen, supported by an underclass of “deck fodder.” These comprised African slaves, orphans, converted Jews, and convicted men, enrolled for the menial heavy work: hauling on ropes, raising anchors and sails, pumping out the bilges. The convicts were particularly expendable; they had been released from prison specifically to be put ashore to make first inquiries on uncharted and potentially hostile coasts; priests also went, to lead the prayers and consign the souls of the dead to the sea with a Christian burial.

There were four ships in all: the two carracks, christened São Gabriel and São Rafael after the archangels, according to a vow made by King João before his death; with them went a caravel, the Bérrio, and the two-hundred-ton supply ship. Gama called on seamen he knew and relatives he could trust, to lessen the possibility of dissent in a tightly knit expedition. These included his brother Paulo, commander of the Rafael, and two Gama cousins. His pilots and leading seamen were the most experienced of the age. They included Pêro de Alenquer and Nicholas Coelho, who had rounded the cape with Bartolomeu Dias, and Dias’s own brother Diogo. Another pilot, Pêro Escobar, whose name was carved at the Yellala Falls, had been a navigator with Diogo Cão. Bartolomeu Dias was also scheduled to accompany the expedition on the first leg of the voyage in a ship bound for the Guinea coast.

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Emigrating from Liverpool by Sea

From The Famine Ships: The Irish Exodus to America, by Edward Laxton (St. Martins, 2024), Kindle pp. 229-232:

The modern Catholic cathedral in Liverpool is known irreverently but affectionately as Paddy’s Wigwam, in deference to its shape and to the antecedents of the masses who worship within the diocese today. The six years of the Famine sailings saw a million Irish emigrants arrive in Liverpool’s port. The majority had just completed the short trip across the usually turbulent Irish Sea – the first stage of their journey to America or Canada. Nearly a quarter of them would have nothing more to do with that cruel sea and those inhuman ships. Some travelled to England and Scotland but many an Irishman and his family remained in Liverpool. For some the city symbolised the end of all their travels and a section of the city came to be known as Little Ireland.

For nearly two centuries, from c. 1700–1900, Liverpool’s port enabled Britain to dominate rival maritime nations. Liverpool sent out ships to explore the world but also ships full of human cargo, first slaves, and then emigrants. Known as the slavers’ port in the 18th century, Liverpool rapidly became an emigrants’ port in the 19th century, though Liverpool’s ship owners continued to trade in slaves until slavery was abolished by Britain in 1807. During that final year, 185 ships transported as many as 50,000 slaves. Soon the commercial rule of ‘slaves-out and sugar-back’ gave way to ‘emigrants-out and timber-back’. On ships bound for New York or Boston during the Famine, it cost 6 cs to insure US $4 worth of baggage but only 4 cs to insure your life. But the Irish were only part of the emigration story. During the 19th century, a total of nine million emigrants spilled out of Europe, sailing from Liverpool to America. Liverpool enjoyed unique commercial and geographical assets. Sited strategically close to the Irish Sea, the city lay only 3 miles up the River Mersey. Liverpool was also one of the first posts to forge a rail-link with Hull, 100 miles away. Hull, in turn, enjoyed busy trade with the ports of Hamburg and Bremen, Gothenburg and Danzig, from where a remarkable ethnic mix of people journeyed, sometimes fleeing their homelands for various reasons. The crossing from Europe to Hull over the North Sea, was as short as that over the Irish Sea, and the rail fare was only a few shillings. Of course, at this particular time the mainland Europeans formed only a minor part of the emigrant population in Britain.

It was logical for the Irish to aim for Liverpool as their launching pad into the New World, not merely because it was the nearest port of convenience, but also because it was a familiar site and source of summer work. Thousands of Irish farmhands regularly crossed to Liverpool, seeking work at the back end of summer on England’s farms. Too few opportunities existed at home at harvest time and the wages in England were better. Additionally, many more ships were available in Liverpool, with its big, fast vessels and speedy American packet ships. The fast packets grabbed a good half of the emigrant trade towards the end of the Famine years, averaging 40 days westward and 23 days eastward. Liverpool was also one of the world’s busiest shipping ports, with over 36 miles of quays and a massive ship tonnage registered as three times the overall tonnage owned in America at that period. Into this teeming city sailed the Irish families from their rural communities. Already overawed by the Irish cities of Dublin, Belfast or Cork, the rural emigrants had to survive the streetwise con-men and racketeers of Liverpool, and later of New York or Boston. At various levels the Liverpool fraternity was engaged in the business of exporting people and, as human cargo was regarded as a commodity, every trader sought to extract his ounce of flesh from that commodity. Yet help was at hand, if only the emigrants knew where to look and who to ask. Various publications offered guidance, and government circulars advised on how to find lodgings, how to seek a passage and buy a ticket, where to exchange money, what to avoid at the docks, on the ships and on arrival.

The priority for the emigrant in Liverpool was to obtain a ticket for a ship sailing within a few days. Space on most of the Atlantic ships was often sold in one block by the owners to the passenger brokers and competition was so intense that fares varied from day to day, sometimes changing by the hour. A berth in steerage ranged between £3 10s to £5 (US $17.50 to $25). The port authority licensed 21 brokers who each provided a bond plus two sureties totalling £200 (US $1,000). The brokers paid a small commission to dock-runners for each emigrant delivered to their office. Given half a chance, a runner would lead his unsuspecting victims from the brokers to a lodging house, and then on to a chandler for provisions and suitable clothing, earning further commission, if he could persuade his prey to part with his last few pennies. Before the day of departure, each emigrant had to appear before a medical officer who was paid by the ship owner or charterer £1 (US $5) for every hundred passengers he inspected. After a very rudimentary examination, he would stamp each ticket as proof of inspection. Passengers were entitled to board the ship 24 hours before departure. Once settled, if lucky to have among them a fiddler or a piper and while spirits were high, the passengers might enjoy a song and dance. Once out on the ocean, the sloping decks and strong south-westerly winds would soon restrict their activities. Occasionally, there were scenes at the quayside if passengers arrived late, after the gangway had been raised, the mooring lines cast off and the ship had sailed away. The late arrivals would be rushed to the dock-gate and as their ship passed close by, their luggage and boxes would be flung aboard, followed by the passengers themselves, hopefully landing on the deck. If they or their luggage missed the ship and splashed into the water, there was usually a man in a rowing boat positioned for a rescue, and a reward.

Steam tugs usually towed a sailing ship into position down-river. As tugs were not always available during these early days of steam, outgoing ships were sometimes steered by a practised pilot with a single-sail cutter in attendance. The pilot’s local knowledge of navigational hazards, tides, currents and winds and his regular practice in handling a ship were invaluable. During the short voyage down-river, the ship’s crew searched for stowaways. All legitimate passengers were mustered on deck during the search, while dubious bundles were poked with long, sharp sticks and suspect barrels were turned upside-down. Many a barrel or trunk concealed a body or two. Once discovered, the guilty stowaways were transferred to the tug and returned to shore where they would be tried before a magistrate. A lucky few survived the search and made their appearance two or three days later when the crew would be grateful as the successful stowaways worked their passage by doing the most unpleasant jobs on board.

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Ireland’s Oldest Lighthouse

From The Famine Ships: The Irish Exodus to America, by Edward Laxton (St. Martins, 2024), Kindle pp. 151-152:

In 1849, shortly before Patrick Kennedy left for America, the first three ships to sail directly from his home port of New Ross to America, cast off with their quotas of Famine emigrants. The Lady Constable, the Boreas and the Dunbrody were all bound for New York, and crossed the Atlantic at the same time as the Washington Irving, carrying Patrick Kennedy to his new life in America.

The Dunbrody was named after Dunbrody Abbey standing high on the east bank of the River Barrow, just beyond the point where the Barrow joins the Suir flowing down from Waterford. Further down the river where the calmer waters emerge into the swell of the Atlantic, stands another Catholic landmark, St Dubhan’s Monastery close to Hook Point. For centuries the monks took a vow to warn mariners of the dangers of the rocks below and maintained a lighthouse near the monastery. Caligula, the Roman Emperor who ruled at the beginning of the first century AD, built the world’s first lighthouses as his legions spread across Europe. Some 400 years later, St Dubhan established the oldest lighthouse in Ireland on Hook Point. The monks kept the beacon alight in those early days by burning coal, pitch, charcoal and tar each night. Later, the Canons of St Augustine took over and built an 80-foot-high tower for the light with a small fortress below. The monks continued to preserve the light until 1657 when the lighthouse passed into public ownership. The original tower, coated in white lime to stand out by day, is now 700 years old, and ‘in such good repair it will probably last another millennium’, comments the Irish coastguard service. The tower performed an essential service for all ships entering the delta on their way to Waterford, Wexford, New Ross, or any other harbour en route. For the emigrants on a ship sailing from Ireland on a southerly course, the ancient lighthouse served as the last memorable monument to their homeland. The kindlier captains allowed emigrants up on deck, to catch a last glimpse of their beloved homeland before she disappeared beyond the horizon. With dry mouths, damp eyes and hands clasping the rail, the tearful emigrants gazed in silence at the disappearing coastline. Eventually the silence would give way to the exciting hiss of the bow wave and the roaring seas and the sad men and women would be shepherded down below.

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1848 in Ireland

From The Famine Ships: The Irish Exodus to America, by Edward Laxton (St. Martins, 2024), Kindle pp. 85-86:

The government in London still declined to recognise the state of Ireland’s rapidly diminishing population. There was little fight left in the people, little strength to fight the hunger and none at all to fight the British who mistook the mood of the people and remained insensitive to the reality of their situation: even peasant armies cannot fight on empty bellies. Tenants on some of the larger estates banded together to avoid paying rents, current or arrears, and formed combinations while in the towns and cities Confederate Clubs were set up; but that was as far as they went – there is no evidence of well-organised conspiracies to murder landlords or agents, however much they were hated. But the apprehension of an Irish uprising had been growing steadily for more than two years among Britain’s leaders. Elsewhere in Europe, uprisings were rife: in January 1848 the people in Sicily forced concessions from their King; in February a bloodless revolution overthrew the French Parliament; in early March the army in Vienna was routed by the city’s people; then the Austrian rulers were driven out of Milan by the Italians. These winter insurrections encouraged radical leaders of the Young Ireland Party to rebel. As a result, in March three men, William Smith O’Brien, Thomas Meagher and John Mitchel, were arrested and charged with sedition. After the first two were acquitted, the third, Mitchel, a journalist, was tried in May under another act and convicted. The Attorney General in London had just drafted a new Treason Felony Act, decreeing, ‘… any person who, by open and advised speaking, compassed the intimidation of the Crown or of Parliament,’ was made guilty of felony. And in the current climate any person found guilty under this Act would be sure to face a heavy sentence – transportation to an overseas colony possibly for life. Within an hour of the jury returning their verdict, and sentencing Mitchel to 14 years’ transportation, he was on his way out of the country, not on an emigrant ship but aboard a British warship, bound for Tasmania on the other side of the world.

Fear is often fuelled by rumour, which was rife at the time. Misleading stories spread of great protest gatherings, 10,000-strong, and marches of 20,000 militants were reported to London. It was rumoured than an Irish Brigade was being raised in America, and that the Confederate Clubs were arming their members. As a result, the British Government determined to quash the threat of a peasant uprising. More English troops and weapons poured into Dublin and spread around the country. Additional English warships were despatched to strengthen the fleet at Cove, near Cork.

The British decided that further examples should be made among the would-be leaders and early in July, Thomas Meagher, son of the Mayor of Waterford, was re-arrested. His speeches in previous years, urging armed rebellion, had earned him the title Meagher of the Sword. He was detained by the police right outside the offices of the Waterford Chronicle whose editorial that day, on July 12th, cautioned against immediate rebellion, urging instead, ‘Wait until England is engaged in a major European war. The Chronicle will equip 200,000 men to fight against England.’

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Rebuilding a Polish Nation in Galicia

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 504-507:

Unlike the Hohenzollerns of Prussia/Germany or the Romanovs of Russia, the Habsburgs were Roman Catholic monarchs—and this is an important distinction. Furthermore, Habsburg piety was proverbial. All this meant that there should have been more common ground between the Poles and Austrians. At the same time, the Habsburgs had historically been the rulers of the Holy Roman Empire of the German Nation (defunct as of 1806) and thus had a special relationship to the Germans of the rest of Europe.

As in all the partitions, the treatment of the new subjects was uneven. In the beginning, the Austrian authorities sought to civilize what they considered to be a backward land. Later, under the oppressive influence of Metternich, they sought to constrain what they thought was a revolutionary people—as witnessed in the debacle of the peasant jacquerie of 1846. (The incorporation of the Free City of Kraków into Galicia set the relatively thriving medieval capital of Poland back decades.) Metternich had seen fit to equate Polonism with revolution. Doubtless the new ruler of the Austrian Empire, Franz Joseph, felt similarly.

Only after a period of absolutism and Germanization did the tone change. This was brought about by several Austrian military defeats. The loss to the French in 1859 led to reforms at home that ultimately resulted in constitutional rule in Austria as of the early 1860s. Notably for the Poles, they were allotted their own provincial Seym as early as 1861.

The defeat of Austria by Prussia in 1866 was even more significant. The defeat forced the Habsburgs to reach a new modus vivendi with the Hungarians, who had been chafing under Habsburg rule particularly since the end of their failed revolution of 1848–1849. In 1867, the two parties reached the famous compromise that led to the establishment of the Dual Monarchy. Henceforth, the country would be known as Austria-Hungary.

That the Habsburgs had been compelled to make concessions to one of their subject peoples was a fact not lost on the Poles. Already the failure of the January Insurrection under Russian rule led some important Galicians to reconsider their approach to the Habsburg monarchy. A new and influential group known as the Kraków Conservatives resolved to be loyal to the Habsburgs. Although initially skeptical, after several years the Polish elites of Galicia were won over to this idea. Even the defeat of Austria at the hands of Prussia did not shake their belief in the monarchy.

These developments led to a third, and most fruitful, phase for the Galician Poles. Unlike the disgruntled Czechs of Bohemia, Poles decided to participate in the Reichsrat or imperial council, a two-chambered parliament in Vienna. Polish elites sought to recast Galicia as a conciliatory, conservative, loyal province. All this boded well for the position of Poles within the Habsburg Empire. Indeed, during the Dual Monarchy, a number of Poles actually came to hold important posts in the imperial government, including that of prime minister.

Given a degree of autonomy, Galicia became a haven for the Poles—a place where Poles could be Poles while still being loyal to the Habsburg dynasty. This dual identity was facilitated by Article 19 of the Fundamental Laws, which specified that each people within the monarchy had the right to cultivate its own nationality and language. Poles, and especially the democrats who vied with the conservatives for influence within the province, availed themselves of this opportunity in various ways, including the celebrating of a series of national figures and historic anniversaries. Among the most noteworthy were the solemn reburial of the poet Adam Mickiewicz in the Wawel crypts in 1890 and the five-hundredth anniversary of the Battle of Grunwald in 1910, also celebrated in Kraków. The Polish pianist Ignacy Jan Paderewski had commissioned a massive monument commemorating that great medieval battle. These large public celebrations helped to bring Poles from all three partitioned lands closer together.

Thus, in the last third of the nineteenth century, the best place to be a Pole—certainly if one wanted to be politically active—and unlike in the Prussian or German lands, politically active in Polish—was Galicia. One could breathe Polish air there—or, as was also remarked, the very stones spoke Polish. To be sure, in Vienna (in the Reichsrat) Poles used German for their interpellations. However, back in the province, in the Galician Seym, the Polish language ruled (although it should be noted that Ruthenian interpellations during the proceedings were written down, phonetically, in Latin—not Cyrillic—script). Polish nonetheless became the language of government, the language of schooling.

Galician Poles had a high degree of autonomy—all of which allowed them to school themselves in the art of governance, to work in the bureaucracy, to develop scholarly institutes and universities where Polish would be the language of instruction, and the like. They lived in a country in which they had parliamentary representation and the rule of law. This, combined with the rights of nationalities, suggests that, as of the last third of the nineteenth century, one might think of Galicia as the closest thing to a Piedmont that the Poles had (Piedmont, meaning the Italian province that initiated Italian unification in the 1860s). Could these advantages within Galicia, thus, help propel the Poles to their own unification?

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Wielka Emigracja po 1831

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 454-458:

Not all Poles stayed around to see how matters would develop after 1831. Already during the insurrection, some insurrectionists abandoned the Kingdom of Poland and made their way to the west. After the November Insurrection, a mass exodus of Poles ensued to France, Belgium, and Britain. There were so many Poles in western Europe that this came to be called the Great Emigration (Wielka Emigracja). The term wielka can mean large—which it was. Somewhere in the vicinity of ten thousand Poles became political émigrés in Paris and elsewhere. But wielka also means great. It was a great generation, comprised of the leading Polish intellectual lights as well as dedicated cadres of insurrectionists. Among those former were the great Romantic poets—the so-called Bards: Adam Mickiewicz, Juliusz Słowacki, and Zygmunt Krasiński. Mickiewicz, incidentally, had managed to escape from Russia to the west right before the November Insurrection.

Also in emigration was a young composer from Warsaw, Fryderyk (French: Frédéric) Chopin. Son of a Polonized emigrant from France, Fryderyk was in Vienna when the insurrection broke out and made the reverse journey. The young Chopin, whose musical genius would (among other things) popularize Polish dances such as the polonaise, the mazurka, and the krakowiak, channeled his anguished reaction to the loss of the November Insurrection into his famous, and moving, Revolutionary Étude.

Only in emigration did Polish Romanticism—in literature even more than in music—develop to its full potential. Polish literature of this period is interesting not only for its intrinsic value but for what it represented to Polish society in that period. When politics failed (as they clearly did in 1830–1831), poetry took its place. Poland went from being led by generals wielding sabers to generals wielding pens.

These newfangled generals led a cultural campaign. Their task was to produce a vibrant literary culture that would unite all the lands of the former Commonwealth as well as enrich the Polish spirit. Here the Polish Romantics were influenced by thinkers like Herder, famous for his conception of the Volksgeist, which can be translated as the spirit of the people or nation or as national character. In this vision, the people or nation was viewed increasingly as the common man.

This proved to be one of the most important periods of Polish literature, if not the most important (which surely could be argued). And Adam Mickiewicz—the young poet introduced earlier—is the most famous of the Polish Romantic poets. Indeed, he is the most famous literary figure in all of Polish history. Thus it is interesting to consider the opening line of his most famous work, the epic poem Pan Tadeusz. Expressing the longing of the émigré for the country he has left behind, it begins with the invocation, “Lithuania! My fatherland!” Writing in Polish, this poet who hailed from the territory of today’s Belarus, considered Lithuania his homeland. This suggests that this quintessentially Polish poet reflected ideas of Poland and Polishness that were hardly straightforward—ideas more redolent of the former Sarmatian, Commonwealth realm. Polish and provincial culture (brought to life in the Lithuanian landscape) were one in this depiction of a soon-to-be-lost Sarmatian idyll in its encounter with the transformations of the Napoleonic era. Indeed, it is a Polish peculiarity that national self-definitions were often forged at its margins—in the borderland realm increasingly referred to in the nineteenth century as the Kresy.

Paris proved a seedbed for all kinds of ideas about Poland’s past, present, and future. The émigrés were obsessed with “the Polish question,” a question not limited to the regaining of national sovereignty. Lacking independent statehood, Poles had to answer some other crucial questions as well. They increasingly had to choose, consciously, to be Poles, as this was no longer a choice of state identification. But what, then, was Polishness? How was one to define Poland, or who was a Pole? How to justify being—let alone becoming—Polish, in a world of imperial dominance?

Again, the poet spoke. Or, rather, wrote—although it should be added that Mickiewicz also spent the period from 1840 to 1844 lecturing on Slavic literature at the Collège de France, his lectures often electrifying his audience. Consider his Books of the Polish Nation and the Polish Pilgrimage. Mickiewicz believed that the Poles had a mission of universal significance. In his messianic vision, Poland was the Christ of Nations, suffering for the rest of the world. “But on the third day,” he wrote in true biblical style, “the soul shall return to the body, and the Nations shall arise and free all the peoples of Europe from slavery.” Mickiewicz also saw a special role for his nation in the Slavic world. The future of Europe lay with the Slavs—and the Poles, not the Russians, were Slavdom’s natural leaders, who would fight against the perceived evils of civilization.

Despite his liberal use of biblical phrasing, Mickiewicz’s Roman Catholicism was hardly orthodox. The Pole was conflicted in his relationship to the See of Peter. He, like many others, was outraged that the Vicar of Christ should side with the partitioning empires and condemn the Polish insurrection. Furthermore, Mickiewicz fell under the spell of Andrzej Towiański, a leader of a mystical cult; this experience did little to strengthen his connection to the Roman Catholic Church of his day.

Mickiewicz and the Romantics focused their attention, in exile, on the Polish nation, seeking to determine what in the Polish past was significant, and whether the nation had a historical mission. Theirs was an ideal vision of the nation, focusing more on the body politic—the potential masses of Poles—than on any future territorial incarnation. The Poland of the Romantics was one of the mind. They believed that their nation did have a mission, which was to bring universal freedom to Europe. In this mission lay all hope for Poland. Only if Poles fought for universal freedom could they be considered worthy of regaining independent statehood. Their national stance, thus, was an active and engaged one. The purpose of Polish Romantic literature, furthermore, was to embolden and inspire the nation as well as strengthen national consciousness, without which there could be no gains. In an age when generals wielding sabers had failed, the Romantics saw themselves as generals wielding pens.

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