Category Archives: Southeast Asia

Practical Problems of Genocide Tribunals

From After the Killing Fields: Lessons from the Cambodian Genocide, by Craig Etcheson (Texas Tech U. Press, 2006), pp. 183-187 (footnote references omitted):

When one examines the details of how tribunals are structured, it becomes clear that no solution can yield a completely satisfactory outcome on all the competing values at stake. We see, for example, a range of approaches to the question of personal jurisdiction, that is, who should be prosecuted in a genocide tribunal. Though the approaches vary widely, each of them has both advantages and disadvantages with respect to the question of impunity. Cambodia’s 1979 People’s Revolutionary Tribunal prosecuted only two people, leaving many other culpable senior leaders untouched, along with the thousands of people who carried out the actual killing. The ICTR has indicted and/or prosecuted more than seventy people, but this is totally unsatisfactory to many Rwandans, who find tens of thousands of genocide perpetrators living among them. The ICTY has indicted some 150 individuals, creating a large and time-consuming caseload but still leaving many perpetrators harmless in the former Yugoslavia. The Ethiopian courts are prosecuting more than 5,000 suspects, though that process has been criticized for violating the rights of the accused, and in any case it still leaves low-level perpetrators beyond the reach of the law. In Rwanda, more than 100,000 persons suspected of involvement in the genocide have languished in detention for years with no prospect that they will ever receive fair trials in a court of law, solely due to the fact that the sheer numbers of accused overwhelm the capacity of the Rwandan justice system. As a practical matter, then, there may be no ideal solution to the problem of personal jurisdiction for the crime of genocide….

Another challenge in achieving justice for the Cambodian genocide has to do with the question of temporal jurisdiction, or the span of time during which applicable crimes may be prosecuted. The proposed Khmer Rouge tribunal would limit its temporal jurisdiction to the period between April 17, 1975, and January 7, 1979. Thus, only criminal acts that were committed in that time frame could be prosecuted by the Khmer Rouge tribunal. This makes sense, insofar as that was the period during which the Khmer Rouge controlled Cambodia ‘s capital and also the period of the most intense killing by the Khmer Rouge, but it is also true that the Khmer Rouge executed and otherwise abused many innocent people prior to April 17, 1975, and they also continued to carry out atrocities long after they were driven from power on January 7, 1979. By limiting temporal jurisdiction to this period, people who were victimized by the Khmer Rouge at any time outside of that tightly constricted time frame might feel as if they have been denied justice for the crimes committed against them and therefore that impunity continues to reign….

A similar set of questions could be raised with respect to the subject matter jurisdiction, or what crimes will be prosecuted. For example, a growing body of evidence suggests that rape was common at the lower levels of the Khmer Rouge security organization, particularly the rape of female prisoners who were slated for execution. Recent precedents established by the ad hoc international criminal tribunals mean that when rape is assessed as having been systematic or widespread, this could constitute a war crime or a crime against humanity. Rape in war is always a war crime, but what is new under these recent precedents, where widespread or systematic, is that it can now trigger the doctrine of “command responsibility,” putting senior leaders at risk for the crimes of their subordinates. In the Cambodian case, however, the available evidence suggests that whenever the top leadership of the Khmer Rouge uncovered such “moral” infractions by their cadre, those accused of such acts faced summary execution. Consequently, the top Khmer Rouge leaders can argue that they did everything possible to suppress such crimes, and therefore they cannot be held responsible. If, due to the limited definition of personal jurisdiction, only top leaders are prosecuted, but they are absolved of responsibility for rapes, then any woman who was raped by a lower-level Khmer Rouge cadre or soldier may feel that she has not received justice and that impunity continues. Again, it would seem that there is no universally satisfactory way to address the problem of impunity for crimes on the scale of those carried out under the Khmer Rouge.

Another set of questions has to do with the extent of international involvement in a tribunal. The ICTY, the ICTR, and the ICC are in the nature of international experiments in combating impunity. As such, these judicial institutions have been fraught with start-up difficulties. They are also enormously expensive undertakings—which is one reason that several members of the UN Security Council were reluctant to see a similar model implemented in the case of Cambodia’s Khmer Rouge. A major advantage of the ad hoc international tribunals is that they tend to provide the highest legal standards of international justice, but in so doing, they also require a great deal of time and money in order to render justice to only a small minority of the perpetrators. Moreover, with the ICTY seated in the Netherlands, and the ICTR in Arusha, Tanzania—both at some distance from the territories where the crimes were actually committed—the surviving victims who have the greatest right and need to see justice done in most cases are simply too far from the court to see any justice being done at all. On the other hand, in the Rwandan domestic prosecutions, in a country where the legal profession and the courts were totally destroyed during the genocide, the relative lack of international involvement can be seen as a factor contributing to the procedural shortcomings of the process and the long delays in rendering justice for the victims and the accused alike. The same might be said of the Ethiopian prosecutions.

Thus, there seems to be no optimum level of international involvement in tribunals designed to combat impunity. If the tribunal is entirely internationalized and seated outside the territory where the crimes were committed, there is a danger that those most in need of seeing justice done will not perceive any effective impact on impunity. Those few perpetrators who find themselves before the court will be prosecuted under alien laws and in an unfamiliar language, all far away from the scene of the crime. On the other hand, when tribunals are conducted strictly as a national affair in the immediate aftermath of terrible devastation, local judicial and political conditions may not be strong enough to deliver fair and impartial justice, as we saw with the People’s Revolutionary Tribunal in 1979. However, it may turn out that the proposed mixed model for Cambodia—with internationals on the court and with the proceedings conducted where the crimes occurred—could be a good compromise to balance these competing values.

On balance, then, when we look under the hood of international tribunals at their internal workings, it is clear that there is no ideal, one-size-fits-all solution. When weighed against the enormity of the crimes at issue, questions of personal, temporal, and subject matter jurisdiction, along with the degree of international involvement, generally tip the scales of justice toward an unsatisfying outcome.

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Rise and Fall of the Sino-Viet Alliance

From A History of the Modern Chinese Army, by Xiaobing Li (U. Press of Kentucky, 2007), pp. 205-206 (footnote references omitted):

SINCE THE FOUNDING OF THE PRC in 1949, China has involved itself in two wars in Vietnam. During the French Indochina War (the First Indochina War), from 1949 to 1954, it assisted the People’s Army of Vietnam (PAVN) against French forces. China sought to secure its southwestern border by eliminating the Western power’s presence in Vietnam. The PLA’s military assistance to Vietnam maintained Beijing’s brooding influence in Vietnam, Laos, and Cambodia throughout the Cold War. The PLA’s second involvement occurred from 1965 to 1970, when China sent 320,000 troops to aid North Vietnam against American forces in the Vietnam War (the Second Indochina War). Through its war efforts in North Vietnam, Beijing tried to break a perceived U.S. encirclement of China. But China was not interested in a “more powerful” Vietnam on its southern border. Some Vietnamese Communists complained about China’s limited assistance to the Viet Minh.

This chapter traces the rise and fall of the Sino-Vietnamese alliance through the two episodes of Chinese involvement in Vietnam. It examines the changing international strategic environment and external conflicts that influenced the Chinese military’s organization and strategy. It begins with Mao’s continuous revolution, his central theme in shaping Chinese foreign policy and security strategy. The CCP supported Ho Chi Minh, the leader of North Vietnam, in his war against the French forces in 1946-54. The stories of Senior General Chen Geng and General Wei Guoqing show that Chinese economic and military aid to Ho and the PAVN increased until the end of the French Indochina War. The PLA continued to support Ho’s regime against the U.S. Air Force and Navy in the Vietnam War in 1965-70. The PLA’s deployment successfully deterred any U.S. invasion of North Vietnam, as the United States feared provoking China…. In 1968, Chinese influence over North Vietnam decreased as Soviet influence grew. The PLA withdrew its antiaircraft artillery units in March 1969 and its support troops by July 1970.

The 1960s was the most controversial as well as the most crucial decade in Chinese military history. By 1969, the Soviet Union had replaced the United States as Beijing’s leading security concern, prompting changes in China’s strategic thought. Thereafter, the high command prepared to repel a Soviet invasion. In 1969-71, the PLA clashed with the Soviet forces along the Sino-Soviet border. As a result of its frequent engagements, the PLA increased to more than six million men, the highest point in its history. The Soviet threat and conflicts pushed the Chinese leaders to improve their relations with the United States. Their strategic needs eventually led to the normalization of the Sino-American relationship in the early 1970s.

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Who Instigated the Cambodian Genocide?

From After the Killing Fields: Lessons from the Cambodian Genocide, by Craig Etcheson (Texas Tech U. Press, 2006), p. 78 (footnote references omitted):

Were the Cambodian people somehow Pol Pot’s “willing executioners,” with the violence of the Khmer Rouge regime reflecting an underlying cultural trait of the Cambodian people, historically unique to the time and place it occurred? Or did the violence of the Khmer Rouge regime emanate from some more broadly distributed ideological origin, therefore rendering it amenable to comparison? Perhaps the Khmer Rouge mass killing arose from the same tenets of communism that brought about the mass killing of Stalin’s Russia and Mao’s China but that was, by absolute numbers, much less evil. Or perhaps the killing in Cambodia can be understood as a response to the perceived threat from Vietnam, as the Khmer Rouge themselves have argued at some length. These same themes and issues lay at the heart of the Historikerstreit, and they also are part and parcel of genocide studies.

In the scholarly literature on the Khmer Rouge regime of Democratic Kampuchea, there have been two principal schools of thought regarding the nature of the violence that took so many lives in such a short period of time. One school of thought holds that the primary locus of the violence was local and that it was largely the result of the spontaneous excesses of a vengeful, undisciplined peasant army. A prominent proponent of this school of thought is Michael Vickery. A second school of thought holds that the locus of the violence was centralized and that it was largely the result of a carefully planned and centrally controlled security apparatus. Several observers have proposed this explanation of the violence in the Democratic Kampuchea regime, including, for example, the recently retired U.S. ambassador to Cambodia, Kenneth Quinn. It can be argued, however, that until recently there was an inadequate amount of data to make an unambiguous determination on this question.

A wide range of new evidence uncovered by the Documentation Center of Cambodia over the course of the last ten years has done much to resolve this controversy. In particular, data on the frequency, distribution, and origin of mass graves, combined with data gleaned from newly discovered Khmer Rouge internal security documents, have given us new insight into the question of the economy of violence within Democratic Kampuchea. The data lead inexorably to the conclusion that most of the violence was carried out pursuant to orders from the highest political authorities of the Communist Party of Kampuchea. In this chapter I briefly review some of the new evidence that so strongly suggests this new and now well-documented conclusion.

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What the PLA Learned in Vietnam, 1979

From A History of the Modern Chinese Army, by Xiaobing Li (U. Press of Kentucky, 2007), pp. 255-256, 258-259 (footnote references omitted):

Some Chinese soldiers called it a “painful, little war.” Vietnamese troops avoided battle and instead harassed PLA forces. Some Chinese officers described it as a “ghost war,” since the enemy troops were almost invisible, or a “shadow war,” since it seemed they were fighting against their own shadows. The Vietnamese troops employed the same tactics, made the same moves, and used the same weapons as the Chinese. They knew exactly what the Chinese were trying to do. They exploited almost every problem and weakness the Chinese had. The Chinese troops had to fight their own problems first before they could fight the Vietnamese. Deng’s border war taught the PLA a hard lesson….

Many of the PLA’s commanding officers were shocked by the poor discipline, low morale, combat ineffectiveness, and high casualties in the 1979 Sino-Vietnamese War. During the nineteen days of the first two phases, the PLA suffered 26,000 casualties, about 1,350 per day. Gerald Segal points out that in Vietnam, “in contrast to Korea, Chinese troops performed poorly. In Korea, they adequately defended North Korea, but in 1979 they failed to punish Vietnam. China’s Cambodian allies were relegated to a sideshow along the Thai frontier, and China was unable to help them break out.”

During the war, 37,300 Vietnamese troops were killed, and 2,300 were captured. The Soviet Union surprised the Vietnamese by refusing to get involved in the conflict. On February 18, Moscow had denounced China’s aggression and promised that the Soviet Union would keep its commitments according to the Soviet-Vietnam cooperation and friendship treaty. Then, however, the Soviet Union did not make any major moves. Russian military intelligence did increase its reconnaissance planes and ships in the South China Sea and along the Vietnamese coast after China’s invasion. On February 24, two Russian transport planes landed at Hanoi and unloaded some military equipment. Most countries maintained a neutral position during the Sino-Vietnamese War.

The brief war was a grievous misfortune for both China and Vietnam, not only because it resulted in material and human losses for both nations but also because it brought years of earlier cooperation to a dispiriting conclusion. The war showed that American belief in the domino theory was misplaced, since two Communist countries, one of which had just attained national liberation, were now in conflict with each other. Each valued its own national interests much more than the common Communist ideology. On February 27, 1979, Deng told American journalists in Beijing that “Vietnam claims itself as the third military superpower in the world. We are eliminating this myth. That’s all we want, no other purpose. We don’t want their territory. We make them to understand that they can’t do whatever they want to all the times.”

Hanoi believed, however, that the Vietnamese army had taught the Chinese army a lesson. One [People’s Army of Vietnam] general said that China lost militarily and beat a hasty retreat: “After we defeated them we gave them the red carpet to leave Vietnam.” As Henry J. Kenny points out, “Most Western writers agree that Vietnam had indeed outperformed the PLA on the battlefield, but say that with the seizure of Lang Son, the PLA was poised to move into the militarily more hospitable terrain of the Red River Delta, and thence to Hanoi.” Kenny, however, points out that Lang Son is less than twelve miles from the Chinese border but is twice that distance from the delta. Moreover, at least five PAVN divisions remained poised for a counterattack in the delta, and thirty thousand additional PAVN troops from Cambodia, along with several regiments from Laos, were moving to their support. Thus the PLA would have taken huge losses in any southward move toward Hanoi.

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Assessing the UN’s Role in Cambodia

From After the Killing Fields: Lessons from the Cambodian Genocide, by Craig Etcheson (Texas Tech U. Press, 2006), pp. 40-42 (footnote references omitted):

The Paris Peace Accords on Cambodia adopted in October 1991 committed the UN to what was at that point the largest, most expensive, and most interventionist peacekeeping operation in its history. Idealists argued that the goal of the accords was to bring peace to a land that had suffered two decades of war and genocide. Realists argue the primary purpose was to remove the “Cambodia Problem”—the long, stalemated, and increasingly pointless Cambodian war supported by most of the states of the region and powers of the world—from the international agenda. In either case, the Agreements on a Comprehensive Political Settlement of the Cambodian Conflict were being touted as a model for collective security in the post-Cold War world order. Consequently, it is essential that we have a clear understanding of exactly what these agreements did—and did not—accomplish.

The peace process did achieve numerous significant objectives. The Cambodian conflict was decoupled from superpower geopolitical conflict, and Chinese military aid to the Khmer Rouge was terminated. Cambodia’s two decades of international isolation ended. 362,000 refugees left the camps in Thailand and returned to Cambodia. The three-faction rebel coalition challenging the Cambodian government was reduced to a single recalcitrant faction—the Khmer Rouge. The fragile beginnings of political pluralism were put in place. A free press began flowering in Cambodia as never before. Indigenous human rights groups were founded and growing rapidly. Ninety percent of eligible Cambodians registered to vote, and 89 percent of those voted in 1993’s free and fair elections, despite Khmer Rouge threats to kill anyone who participated. A liberal constitutional monarchy was promulgated, and a coalition government began functioning, more or less. These were huge accomplishments, a tribute to the skill and dedication of the international civil servants who risked and in some cases sacrificed their lives in Cambodia. It was $3 billion well spent.

At the same time, one must be clear-headed in assessing the impact of the UN in Cambodia. The Comprehensive Settlement laid out numerous central objectives above and beyond the elections. First, a cease-fire was to be implemented and maintained among the combatants. Second, all outside assistance to the warring factions was to be terminated. Third, the several contending armies were to be returned to their barracks, disarmed, and demobilized. Fourth, the utterly destroyed Cambodian economy was to be rehabilitated. Fifth, the demobilized soldiers, internally displaced persons, and repatriated refugees were to be reintegrated into civil society. Sixth—and crucially—a “neutral political environment” was to be established; that is, state institutions were to be decoupled from the organs of the theretofore ruling party. Not a single one of these central objectives of the UN peace plan in Cambodia was achieved.

These requirements were defined in the Comprehensive Settlement as integral elements of the peace process and necessary precursors to the conduct of the elections. When they failed to materialize, the UN deftly redefined its mandate on the fly from peacekeeping—since there was precious little peace to keep—to election-holding. The elections were indeed held, and a new government was established, though that process turned out to be rather messy, with the defeated ruling party tenaciously maintaining its grip on power despite the verdict of the electorate. The UN then declared victory and somewhat precipitously withdrew, leaving the Cambodians to their own devices.

Thus, Secretary Christopher’s assertion that the elections were “the triumph of democracy” was hyperbolic, to say the least. One UN-administered election does not make a democracy, particularly when the results of the election are implemented in as desultory a fashion as happened in Cambodia. The transitions to stable, liberal democratic systems in Western Europe, in Latin America, and in the emerging democracies of East Asia all make clear that the development of democracy is a long process. It depends upon a variety of social and economic conditions, such as strong labor movements and a powerful middle class, capable of bargaining with the landed and capital-holding sectors of society. These conditions did not remotely exist in Cambodia, and thus one could confidently conclude that it was quite premature to predict the consolidation of democratic rule in Cambodia. To be completely fair, critics of the UN operation in Cambodia should not have ascribed such a goal to the operation. Partisans of the UN operation should have avoided claiming to have achieved that goal.

So, with what was at best a protodemocracy stumbling ahead, the war in Cambodia raged on. Cambodian battlefields saw their heaviest fighting since 1989, and the new Royal Army was not necessarily getting the best of the fighting. Poorly planned assaults and temporary seizures of the main Khmer Rouge bases at Anlong Veng in the north and Pailin in the west dissolved into disasters for the government, as the insurgents transformed the Royal Army’s pyrrhic victories into death traps. After these initial fiascoes at Anlong Veng and Pailin, one might have thought the government would have been chastened, but it was not. The Royal Government immediately began to plan the retaking of the Khmer Rouge stronghold at Pailin, this time without waiting for the dry season. Thus, the UN intervention in Cambodia had not terminated the war, despite what Secretary Tornsen termed the UN’s “stunning peacekeeping success.”

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Cambodia’s Thirty Years War

From After the Killing Fields: Lessons from the Cambodian Genocide, by Craig Etcheson (Texas Tech U. Press, 2006), pp. 2-4 (footnote references omitted):

It is an extraordinary situation. Cambodia is a country where as much as a third of the population died in one of the worst genocides of modern times, and many Cambodians do not believe it happened. How can it be that so much destruction occurred so recently, yet so few are aware of this history? In order to explain how this peculiar situation came about and perhaps to help to correct it, we must start at the beginning of the Thirty Years War.

That war began in 1968, when the Communist Party of Kampuchea—popularly known as the “Khmer Rouge”—declared armed struggle against the government of Cambodian leader Prince Norodom Sihanouk. Over the course of this war, the conflict took many different forms, went through many phases, and involved a list of participants nearly as long as the roster of the membership of the United Nations. The country changed its name six times during the Thirty Years War, beginning as the Kingdom of Cambodia, changing to the Khmer Republic in 1970, Democratic Kampuchea in 1975, then the People’s Republic of Kampuchea in 1979, the State of Cambodia in 1989, and finally back to the Kingdom of Cambodia again in 1993. These contortions reflected the extraordinary violence of the underlying turmoil. Cambodia finally emerged from the Thirty Years War in 1999, with the capture of the last Khmer Rouge military leader still waging armed resistance.

The Thirty Years War wrought upon Cambodia a level of destruction that few nations have endured. At the epicenter of all this violence, from the beginning until the end, there was one constant, churning presence: the Khmer Rouge. Though they have now ceased to exist as a political or military organization, Cambodia continues to be haunted both by the influence of the individuals who constituted the Khmer Rouge and by the legacy of the tragedy they brought down on the country. The social, political, economic, and psychological devastation sown by the Khmer Rouge will take generations to heal, if indeed it ever can be healed. This epic saga of havoc is so complex and confusing that scholars do not even entirely agree on how to name all the ruin.

Many historians describe the conflicts in Southeast Asia during the second half of the twentieth century in terms of three Indochinese wars. The First Indochina War was the war of French decolonization in Vietnam, Laos, and Cambodia, beginning in 1946 and ending with the Geneva Conference of 1954. The Second Indochina War can be said to have run from 1954 to 1975; it is typically known in the United States as the “Vietnam War” and in Vietnam as the “American War,” a dichotomy that reveals much about who was centrally involved. In this war of Vietnamese unification, as the United States attempted to prevent the consolidation of communist rule over all of Vietnam, the war also spread to engulf both Laos and Cambodia. The Third Indochina War began hard on the heels of the second, when from 1975 to 1991, the issue of who would rule Cambodia and how it would be ruled drew deadly interest from virtually every country in the region and from all the world’s major powers.

From 1968 onward, it appeared to many Cambodians that these wars flowed from one into the other, as inexorably as the Mekong River flows into the sea. The 1991–1993 United Nations peacekeeping mission in Cambodia marked the end of the Third Indochina War, but the fighting in Cambodia continued for nearly another decade afterward. The outlines of the conflict in Cambodia changed with the United Nations intervention, but the basic issue underlying the war—the Khmer Rouge drive for power—was not resolved by the peace process. Combat continued between the central government and the Khmer Rouge until the government finally prevailed in 1999. Thus, what historians characterize as distinct wars with distinct protagonists appeared to many Cambodians to be simply one long war, with one central protagonist—the Khmer Rouge—driving the entire conflict.

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Early Research on New Guinea-area Preposed Genitives

In my dissertation on word-order change in the Austronesian languages of New Guinea, I reviewed some of the earliest published typological research in the area. Here is a glimpse of what obsessed some of the earliest European researchers.

Over most of the territory occupied by Austronesian (AN) languages, genitive (or “possessor”) nominals (= GEN) follow head (or “possessed”) nominals (= N) in noun–noun genitive constructions. However, the reverse order (GEN + N) prevails in the neighborhood of New Guinea and nearby islands of Indonesia (from Sulawesi and Flores east). The distinctive “preposition of the genitive” in the AN languages of the latter area engendered much discussion by European scientists during the earliest era of their work in the area, when hardly any other syntactic information was available.

Various explanations were offered. Kanski and Kasprusch (1931) reviewed some of these explanations and concluded that the preposed genitive most likely resulted from the influence of Papuan languages, which also have preposed genitives and which share a very similar geographical range. This still seems the most likely explanation, although it remains a mystery why the preposed genitive has a wider distribution than any of the other grammatical features attributed to Papuan influence.

Even leaving Papuan influence aside, however, the narrower and contiguous geographical distribution of the preposed genitive, when compared with the unrestricted distribution of the postposed genitive, suggests that the former is innovative and originated somewhere in “extreme eastern Indonesia” (Blust 1974:12). (Genitives may have been optionally preposed in Proto-Austronesian, as they are in many Philippine languages. This would have made it easier for preposed genitives to become the dominant pattern in New Guinea-area Austronesian languages.)

The boundary between languages with preposed genitives and those with postposed genitives forms a wide arc running to the west, north, and east of the island of New Guinea. The southwest-to-northwest portion of this arc is frequently referred to as the “Brandes line” (after Brandes 1884), and the northwest-to-southeast portion has been called the “line of Friederici” (after Friederici 1913). (See, for example, Kanski and Kasprusch 1931, Cowan 1952).

The Brandes line was first assumed to be a genetic boundary (a linguistic analog of the Wallace Line perhaps). However, there was some disagreement about which genetic units it separated. Brandes (1884) himself thought it set off two groups of Indonesian languages. Jonker (1914) argued that two such Indonesian subgroups could not be distinguished. Schmidt (1926) thought the Brandes line marked the border between Indonesian and Melanesian languages.

(Brandes and Jonker were more familiar with the languages of Indonesia and were impressed with how similar in other respects the languages with preposed genitives were to Indonesian languages in general. Schmidt was more familiar with Melanesian languages and was impressed with how similar the genitive-preposing languages were to Melanesian languages in general. See Kanski and Kasprusch 1931:884.)

Kanski and Kasprusch (1931) offered a compromise. They identified four groups of languages:

    1. Indonesian, west of the Brandes line
    2. Papuan-influenced Indonesian, east of the Brandes line
    3. Papuan-influenced Melanesian, west of Friederici’s line
    4. Melanesian, east of Friederici’s line

Like Kanski and Kasprusch (and Jonker), most scholars today would not consider genitive word order to be a valid criterion for subgrouping. Another feature of genitive constructions was put forth as a better basis for distinguishing Indonesian from Melanesian languages. In western Austronesian (“Indonesian”) languages, genitive pronouns can be suffixed (or encliticized) to all nouns. In eastern Austronesian (“Melanesian”) languages, genitive pronouns can be suffixed directly to nouns only in case the possessed entity is an inalienable relationship to the possessor. In practice, this means that most body-part and kin terms are directly suffixed. Most other nouns are not. Instead, head nouns (denoting possessed entities) in constructions expressing an alienable relationship are preceded by genitive pronouns.

Schmidt (1926:424) and Kanski and Kasprusch (1931:889) regarded the influence of Papuan languages as responsible for the origin of the grammatical distinction between alienable and inalienable possession in eastern Austronesian languages as a whole. Under Papuan influence, they argued, the AN languages in transition from Indonesia to Melanesia began to lose their original postposed genitives and to acquire preposed ones. Nouns denoting alienables formed the vanguard of this change. Nouns denoting inalienables, such as body parts and kin terms (which involve animate—usually human—possessors, one could add), were slower to lose the original genitive pronouns because reference to an inalienable almost always requires reference to a possessor as well. The inalienables retained their postposed pronouns long enough for the latter to become an integral part of the noun itself. The general change was thus arrested, with inalienables forming a relic category.

One major weakness of this hypothesis is that it ignores the distinction between pronominal and nominal genitives. In eastern AN languages generally, it may be more common for independent genitive pronouns to precede head nominals in cases of alienable possession. (There is considerable variation.) In all but the more narrowly defined “Papuan-influenced” languages, however, genitive nominals follow head nominals (N + GEN), whether or not alienable possession is involved. This hypothesis, then, leads one to the false expectation that genitive nominals precede head nominals in all languages in which the alienable–inalienable distinction exists.

The alienable–inalienable distinction is reconstructible for Proto-Oceanic (Pawley 1973:153–169), the ancestor of most of the languages of eastern Austronesia. However, it is not unique to that group. It also occurs in many languages of eastern Indonesia that are not daughters of Proto-Oceanic (Collins 1980:39 ff., Stresemann 1927:6). So even the presence or absence of the alienable–inalienable distinction does not adequately indicate genetic affiliation.

The traditional recognition of differences between “Indonesian” and “Melanesian” languages is now generally phrased in terms of “Oceanic” and “non-Oceanic” languages. The former term denotes what is generally recognized as a genetic unit (primarily on the basis of phonological criteria). The negative term “non-Oceanic” lumps together all other AN languages without implying that they form a single genetic unit. The boundary between the two groups of languages distinguished by the new phraseology has also shifted somewhat farther to the east since the time of Brandes, Schmidt, and Friederici. The new boundary, which in an earlier era would have been called “Grace’s line” (after Grace 1955:338, 1971:31), is assumed to have a firmer genetic basis than the two earlier boundaries. Grace’s line, separating Oceanic from non-Oceanic languages, runs north-northeast to south-southwest, intersecting 140° E longitude between New Guinea and Micronesia. The scope of this thesis is restricted to the AN languages west of Friederici’s line and east of Grace’s line. These languages can be characterized as “Papuan-influenced Oceanic.” However, before restricting discussion to these languages, it will be helpful to review the various boundaries and the nature of the groups of languages they set apart.

The Brandes line marks the western boundary of a group of languages with innovative genitive word order. This group of typologically similar, but genetically not so closely related, languages is bounded on the east by Friederici’s line. Somewhere east of the Brandes line is the western boundary of a group of languages showing an innovative grammatical distinction between alienable and inalienable genitives. Most of these languages are members of the Oceanic subgroup, a genetic unit, but the westernmost languages are not. East of this boundary lies Grace’s line, the western boundary of the Oceanic subgroup. The eastern boundary of the Oceanic subgroup, and of all AN languages showing the alienable–inalienable distinction, is the eastern border of Austronesian as a whole (east of Easter Island). (I am assuming that the distinction between a and o genitives in Polynesian can be considered somewhat akin, semantically but not structurally, to the alienable–inalienable distinction in the rest of Oceanic.)

References

Blust, Robert A. 1974. Proto-Austronesian syntax: The first step. Oceanic Linguistics 13:1–15.

Brandes, Jan Lourens Andries. 1884. Bijdrage tot de vergelijkende Klankleer der westersche Afdeeling van de Maleisch-Polynesische Taalfamilie. Utrecht, P.W. van der Weijer. 184 pp.

Collins, James. 1980. The historical relationships of the languages of Central Maluku, Indonesia. Ph.D. dissertation, University of Chicago.

Cowan, H. K. J. 1951–1952. Genitief-constructie en Melanesische talen. Indonesië 5:307–313.

Friederici, Georg. 1912. Wissenschaftliche Ergebnisse einer amtlichen Forschungsreise nach dem Bismarck-Archipel im Jahre 1908, vol. 2, Beiträge zur Völker und Sprachenkunde von Deutsch-Neuguinea. Mitteilungen aus den Deutschen Schutzgebieten, Ergänzungsheft 5. Berlin, Mittler und Sohn.

Friederici, Georg. 1913. Wissenschaftliche Ergebnisse einer amtlichen Forschungsreise nach dem Bismarck-Archipel im Jahre 1908, vol. 3, Untersuchungen über eine melanesische Wanderstrasse. Mitteilungen aus den Deutschen Schutzgebieten, Ergänzungsheft 7. Berlin, Mittler und Sohn.

Grace, George W. 1955. Subgrouping Malayo-Polynesian: A report of tentative findings. American Anthropologist 57:337–339.

Grace, George W. 1971. Notes on the phonological history of the Austronesian languages of the Sarmi coast. Oceanic Linguistics 10:11–37.

Jonker, J. C. G. 1914. Kan men bij de talen van den Indischen Archipel eene westelijke en eene oostlijke afdeeling onderscheiden? Mededeelingen der Koninklijk Akademie van Wetenschappen, afdeeling Letterkunde, 4e Reeks, deel 12, pp. 314–417.

Kanski, P., and P. Kasprusch. 1931. Die indonesisch melanesischen Übergangssprachen auf den Kleinen Molukken. Anthropos 26:883–890.

Klaffl, Johanne, and Friederich Vormann. 1905. Die Sprachen des Berlinhafen-Bezirks in Deutsch-Neuguinea. Mitteilungen des Seminars für Orientalische Sprachen 8:1–138. (With additions by Wilhelm Schmidt.)

Pawley, Andrew K. 1973. Some problems in Proto-Oceanic grammar. Oceanic Linguistics 12:103–188.

Schmidt, Wilhelm. 1900, 1902. Die sprachlichen Verhältnisse von Deutsch Neuguinea. Zeitschrift für afrikanische und oceanische Sprachen 5(1900):354–384; 6(1902):1–99.

Schmidt, Wilhelm. 1926. Die Sprachfamilien und Sprachenkreise der Erde. Heidelberg, C. Winter. 595 pp.

Stresemann, Erwin. 1927. Die lauterscheinungen in den ambonischen Sprachen. Zeitschrift für Eingeborenensprachen, Beiheft 10. Berlin, Reimer. 224 pp.

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Policing the Pirates of Puntland

The India-oriented blog, The Acorn, recently noted that the Indian navy is proposing to join the multinational effort to police the pirate-infested waters off the Horn of Africa, many of them operating out of Somalia’s “self-governing” region known as Puntland.

Among the tasks assigned to the Combined Task Force 150 (CTF-150)—an international naval task force comprising, among others, of US, British, French, Pakistani and Bahraini ships—are maritime security operations in the Gulf of Aden, Gulf of Oman, the Arabian Sea, Red Sea and the Indian Ocean. While its purpose is to deny the use of the seas to smugglers and terrorists the main problem in the area under its watch is piracy.

CTF-150 doesn’t have enough ships to secure one of the world’s busiest shipping lanes. So it advises large, slower vessels to travel in convoys so that it can better watch over them. But since this is not always possible, around one in 500 ships fall victim to pirates. Since the monthly traffic is around 1500, pirates succeed in raiding three or four ships each month.

Now the Russian navy is sending a warship to the area after one group of the pirates may have bitten off more than they can chew.

SOMALI PIRATES who seized a Ukrainian ship carrying 33 T72 battle tanks – apparently bound for the autonomous government of South Sudan – yesterday warned against any attempt by Western navies to rescue the vessel’s weapons cargo or its crew.

Januna Ali Jama, a spokesman for the pirates in the breakaway north statelet of Puntland said the pirates would soon begin the routine Somali pirate tactic of negotiating the return of the cargo ship Faina to its Ukraine state owners in exchange for a ransom.

Jama told the BBC Somali Service that the pirates demand is £18 million from the Kiev government because apart from the Russian made tanks the Faina is carrying “weapons of all kinds”, including rocket-propelled grenades, anti-aircraft guns and many hundreds of thousands of ammunition….

The pirate syndicates – of which there at least five, each about 1000-strong – operate out of Puntland, far to the north, wrapped around the Horn of Africa where the Gulf of Aden meets the Indian Ocean, which declared itself separate from the Republic of Somalia 10 years ago. Puntland is to Mogadishu what Kurdistan, semi-autonomous and far off in the northern mountains of Iraq, is to Baghdad.

Unrecognised internationally – although the British Embassy in neighbouring Ethiopia maintains close contact with the Puntland government, which is allowing oil exploration by three Western companies – little diplomatic pressure can be put on Puntland, which says piracy grew after international “sea robber” fishing fleets plundered and wrecked its rich fishing grounds. The United Nations estimates that fish worth at least £50 million a year are plundered illegally from Somali waters by Spanish and other foreign boats.

The pirates are unlikely to be unable to unload the tanks because of a lack of specialist heavy-lifting gear in the tiny ports and innumerable coves of Puntland, a barren land three times the area of Scotland which historically depended on fishing and camel and goat-herding.

But that will hardly discourage the pirates. What they want is booty, in the form of on-board cash, cargo and, most importantly, ransom money, which owners are increasingly willing to pay, given the huge values of ships and their cargoes and the daily costs of maintaining them at sea. On the same day as the Faina was captured, another Puntland pirate syndicate released a Japanese ship and its 21-member crew after a £1 million ransom was paid. The 53,000-tonne bulk carrier Stella Maris had a valuable cargo of zinc and lead ingots. And as the Stella Maris was being freed, Somali pirates were hijacking a Greek chemical tanker with 19 crew on board as it sailed through the Gulf of Aden from Europe to the Middle East.

The Faina is believed to be heading to the pirate port of Eyl, the main destination of hijacked ships where Puntland entrepreneurs run special restaurants for the hundreds of seized crewmen and where the pirates’ accountants make calculations on laptops and drive state-of-the-art land cruisers….

Worldwide, pirates attacked a known 263 large vessels in 2007, up from a reported 239 in 2006, according to Choong’s piracy reporting centre. Southeast Asia, especially the shipping lanes of the Malacca Straits between Malaysia and the huge Indonesian Island of Sumatra, used to be the world’s busiest place for pirate attacks. Better co-operation between southeast Asian nations and the consequences of the 2004 tsunami have greatly reduced the number of attacks. Many pirates operated out of Aceh, the northern province of Sumatra, but the tsunami destroyed their ports, wrecked their boats and killed many of the pirates.

Somali piracy easily tops the world table, both in terms of the number of attacks and the money made. It is the Somali financiers sitting mainly in Dubai, Britain, Canada, Denmark and Kenya who make the big money by keeping the bulk of the ransom payments. Pirates based in Nigeria and Peru are also climbing the league table.

France is now circulating a draft resolution in the UN Security Council urging nations to contribute more warships and aircraft to the fight against piracy off Somalia. While the Foreign office has ordered the Royal Navy, to the incredulity of the nation’s maritime industry, not to detain Somali pirates from fear of human rights complications, the French are being pro-active.

UPDATE: On The Atlantic magazine’s blog The Current, Robert Kaplan describes a bit of the lifestyle of these pirates.

I spoke recently with several U.S. Navy officers who had been involved in anti-piracy operations off Somalia, and who had interviewed captured pirates. The officers told me that Somali pirate confederations consist of cells of ten men, with each cell distributed among three skiffs. The skiffs are usually old, ratty, and roach-infested, and made of unpainted, decaying wood or fiberglass. A typical pirate cell goes into the open ocean for three weeks at a time, navigating by the stars. The pirates come equipped with drinking water, gasoline for their single-engine outboards, grappling hooks, short ladders, knives, AK-47 assault rifles, and rocket-propelled grenades. They bring millet and qat (the local narcotic of choice), and they use lines and nets to catch fish, which they eat raw. One captured pirate skiff held a hunk of shark meat so tough it had teeth marks all over it. With no shade and only a limited amount of water, their existence on the high seas is painfully rugged.

The classic tactic of Somali pirates is to take over a slightly larger dhow, often a fishing boat manned by Indians, Taiwanese, or South Koreans, and then live on it, with the skiff attached. Once in possession of a dhow, they can seize an even bigger ship. As they leapfrog to yet bigger ships, they let the smaller ships go free. Because the sea is vast, only when a large ship issues a distress call do foreign navies even know where to look for pirates. If Somali pirates hunted only small boats, no warship in the international coalition would know about the piracy.

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Lankov on the Origins of Commercialized Prostitution in Korea

In my reduced blog-reading of late, I’ve been a little slow to note an interesting take, by Andrei Lankov in the Korea Times, on the origins of what is now a highly developed industry in Korea (and elsewhere, in both supply and demand): commercialized prostitution.

Traditionally, most East Asian countries have had few scruples with regard to extramarital sex as far as males were concerned, but before 1900, Japan was remarkable in the development of commercial prostitution on a grand scale.

In this regard it was different from Korea, where in old times only the rich and famous could afford to buy expensive sexual services from gisaeng girls, while the “low orders” usually had no access to commercial sex whatsoever.

The Korean nationalists love to stress this fact, explaining it as another indication of the alleged “spiritual purity” of Koreans. Well, less lofty explanations are more likely, but it is difficult to deny that the large-scale prostitution industry was created by the Japanese presence.

In the 1850s, Japan was “opened” to the world, but for decades afterward it remained a very poor place, so “export-oriented” prostitution became a major industry there.

The Japanese working girls, known as “karayuki-san” (“those going overseas”), plied their trade across Asia, from Sydney to Vladivostok, from Shanghai to Singapore, usually supervised by Japanese brothel owners.

A Japanese prostitute and brothel remained ubiquitous components of urban life in the Asia-Pacific for the decades between 1870 and 1920, and remittances from these girls, who duly sent their earnings back home, were said to be the third biggest foreign currency earner for Japan at the turn of the 20th century.

Of course, neighboring Korea became one of the areas where Japanese prostitution flourished. Contrary to the now common misperception, typical commercial sexual encounters in Korea before 1900 did not involve a poor Korean girl serving some lusty Japanese male.

If anything, the situation in which a Korean male purchased sex from a Japanese female was probably more common. Until the 1910s, the vast majority of prostitutes operating in the country were Japanese.

Koreans may want to blame Japan for commercializing prostitution in Korea, but Japan can hardly be blamed for the growth of prostitution everywhere else in East, Southeast, and South Asia, except insofar as it led the way in creating a model of economic growth that spread the wealth beyond a narrow elite.

via The Marmot

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Jenkins in Jakarta

The Reluctant Communist: My Desertion, Court-Martial, and Forty-Year Imprisonment in North Korea, by Charles Robert Jenkins with Jim Frederick (U. California Press, 2008), pp. 163-165:

Once we touched down in Jakarta, my wife was there on the tarmac along with throngs of media…. The bus ride into the city took two hours. I had never seen such a bad traffic jam in my life. In Pyongyang there was rarely any traffic at all, even in the center of the city, but here the streets were jammed with cars. I did not wait long before getting down to business with my wife. I had already been waiting so long, I didn’t see any reason to delay the discussion any further. The bus was full of the Japanese delegation, so I still had to be a little discreet. We sat side by side, not looking at each other while we talked. “Why didn’t you want to have this meeting in China?” I asked. “If we met in China,” she said, “I may have been sent back to North Korea.” So I asked, “You don’t want to go back to North Korea?” “No,” she said quietly but firmly. “But I thought you did,” I said. “The [Korean Workers Party] Organization told me that you have been trying and wanting to come back this whole time.” “Gae-so-ri,” she said. (That is dog talk.) “Well,” I thought, “that’s it, then. The decision has been made. We are not going back.”

They put us up in a hotel downtown that was the nicest place I think I have ever stayed. We were in a suite on the fourteenth floor. It was larger than any house I had ever lived in. Brinda and Mika were in a state of shock. The television just blew them away. Actually, it blew me away, too. All those channels. The size of it. The brightness of all the colors. Some of the stuff that was shown, and the fact that it was on twenty-four hours a day. I think that was their very first whiff that there might be a lot more to the outside world than the North Koreans had ever told them. It didn’t take them long to sense that the rest of the world was much more free than North Korea had been. At the same time, there was only so much freedom for us: There was a guard on our door (officers from the Niigata police force, to be specific) twenty-four hours a day. Right across the hall from us was the Japanese delegation, including Saiki and Nakayama.

The next morning, my wife and I continued the discussion we had been having on the bus. To test her resolve on the matter, I said to her, “If you are not going back, then there is no point to me being here. The girls and I will go to China for a little while and then return to North Korea to pick up our new house. I don’t see what the problem is for you to come to North Korea. The Organization says you can go and come as you please. You can take the ferry back and forth. You can visit anytime you want.” She responded, “You know one big reason why I am not going back? It is not just because of me. It is because of you. Because of your family in the United States. If you go back to North Korea, you will never see your mother and sisters again.” “But I am not going to see them anyway, since I am going to go to jail for life!” I yelled. “You are not going to go to jail!” she yelled back. “How can you say that? ” I asked. “You can’t say that for sure.” I had realized by then that she and Koizumi were doing everything they could to appeal to the Americans for understanding and leniency in my case, but I also knew that my wife was in no position to offer me assurances about how the U.S. Army was going to choose to punish me. Whenever it was I had to face my accusers, I knew at least on that count, I would be doing it alone.

It was around that time I also realized that the power between my wife and me had changed. In North Korea, I was primarily responsible for protecting her and providing for her, and she would do what I thought was best for us almost without exception. She needed me. Now, however, the equation had changed. I would have to listen to her; she would be my guide. I now needed her more than she needed me. This change in our relationship has been one of the most noteworthy parts of our lives together since 2002, and, to be honest, sometimes one of the hardest for me to adjust to.

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