Category Archives: philosophy

From Habsburg to Bourbon Spain

From The Penguin History Of Latin America, by Edwin Williamson (Penguin, 2003), Kindle pp. 195-197:

The state of Spain was embodied in the weak and imbecilic Charles II, the last of the Habsburg line and a monarch incapable of male issue. Upon his death in 1700 there followed a war among the European powers to decide the Spanish succession. Philip of Anjou, the grandson of Louis XIV of France, eventually acceded to the throne of Spain, but his right to it was recognized by his enemies at the price of important concessions set out in the Treaty of Utrecht of 1713. Flanders and the Italian dominions were lost to Austria and Savoy; Great Britain kept Gibraltar and Minorca, and was allowed the exclusive right to supply African slaves to the Spanish Indies, and to an annual shipload of merchandise for trade with the American colonies; Portugal retained her smuggling centre of Colônia do Sacramento on the east bank of the River Plate. These concessions to Britain and Portugal underscored Spain’s imperial debility, since they infringed, at least for a time, the monopoly of trade with the Indies, which she had done so much to defend. Spain’s sovereignty was now reduced to the Peninsula and her realms in America and the Philippines.

This curtailment of power, though humiliating, at least unburdened Spain of dynastic possessions in Italy and the Low Countries which had drained her over the past two centuries. The Treaty of Utrecht, in fact, forced Spain to relinquish the Habsburg concept of empire, based as it had been on an essentially medieval vision of a supranational constellation of kingdoms under a single sovereign pledged to the defence of Catholic integrity in Europe. The new dynasty of French Bourbons would rule Spain as a European nation state among others, and her still very substantial dominions overseas would be regarded as resources to be exploited economically so as to strengthen her position in the theatre of European power politics. Over the course of the new century, therefore, the Bourbons were to recast the aims and methods of Spanish imperial government.

The spirit of reform significantly altered the ideological basis of the Catholic monarchy, which the Habsburgs, having taken it over from Ferdinand and Isabella, had developed as the guiding principle of their imperial statecraft. The peculiarly Spanish symbiosis of Crown and Church, which endowed the Catholic monarchy with its monopoly of legitimacy, gave way under successive Bourbon kings to a more stringent absolutism of French regalist inspiration. According to this new doctrine of the divine right of kings, the monarch was invested with the authority to rule by God Himself; his power, therefore, was not limited in principle by religious and ethical sanctions upheld by the Church, and much less so by the more ancient, medieval sense of contract with or obligation to his subjects which was still latent in Spain and which had always been much closer to the surface among the conquistadors and their successors in the Indies.

The new regalism permitted the monarch to do what the Habsburgs had been restrained from doing by the force of religious counsel: it allowed the Crown to frame policies on pragmatic grounds of national self-interest. Impracticable chimeras upon which Catholic Spain had spent so much blood and treasure – the defence of orthodoxy against Dutch rebels and English schismatics, the crusade against the Turk, the protection of Indian rights in the New World – no longer needed to be pursued beyond reasonable limits, for the light of reason had to be allowed to filter through the blinds that kept Spain in her neo-medieval ‘darkness’. And yet, those blinds could not be removed altogether; the Catholic Church was too well entrenched in the state and society and, in any case, the Bourbons realized the value of the Church as both a pillar of the social order and a unifying factor in a far-flung empire.

The ideology of the Bourbon reformers has been aptly called the Catholic Enlightenment, for it was a cautious attempt to adjust to the scientific and rationalist spirit of the eighteenth century without disturbing the fundamentals of the Catholic faith.

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Bolivar’s Constitution, 1826

From Bolivar: American Liberator, by Marie Arana (Simon & Schuster, 2013), Kindle pp. 350-351:

BOLÍVAR’S CONSTITUTION WAS A TESTAMENT to how the social realities of the continent had altered his liberating vision; it was a curious combination of deeply held republican principle and authoritarian rule. He had long feared the lawlessness that a hastily conceived democracy might bring. To hand power too quickly to illiterate masses was to snuff out what little order there was. He had once told a British diplomat in Lima, “If principles of liberty are too rapidly introduced, anarchy and a wholesale purge of whites will be the inevitable consequences.” In other words, he had granted all races equality, but he worried that in the process of institutionalizing it, the blacks and Indians would simply kill off the old aristocracy—the very class from which he hailed. It was exactly what had happened in Haiti. Bolívar’s new constitution meant to free the people, and yet, for their own good, keep them in a tight harness.

His constitution’s proposed division of powers—executive, legislative, judicial—was similar to that of the United States, although he added a fourth branch, a separate electoral college. The legislative branch was to be made up of senators, tribunes, and censors. Senators were to enact and guard the laws; tribunes would deal with money and war; censors would safeguard liberties. The government would offer the people a “moral” education in order to instill principles of civic responsibility. The constitution provided for freedoms of speech, press, work, and passage. It ensured citizens all the benefits of personal security, equality before the law, and a jury-based system of justice. It abolished slavery. It put an end to all social privilege. Up to this point, Bolívar’s constitution resembled—even improved on—its British and United States counterparts. Where it differed starkly was in its conditions for the presidency, and it was here that the document ran aground.

Bolívar had stipulated that the president be appointed for life. To him, presidential power was key; upon it would rest the entire Bolívarian concept of order. Although he claimed that he had rendered the position headless and harmless because a president would be powerless to appoint anyone to the legislative government or to the courts, there was no doubt that the presidency would be the most powerful institution in the land. A president’s influence would extend into perpetuity by virtue of his ability to choose a vice president, who would be his successor. Thus, Bolívar contended, “we shall avoid elections, which always result in that great scourge of republics, anarchy . . . the most imminent and terrible peril of popular government.” He had come a long way from his address to the congress of Angostura seven years before, in which he had roundly averred: “Regular elections are essential to popular government, for nothing is more perilous than to permit one citizen to retain power for an extended period.” In the course of taking his wars of liberation south, he had changed his mind entirely.

When the Bolivian constitution was complete, Bolívar sent that “ark of the covenant” off to Sucre in Bolivia, in a special mission led by his personal aide, Colonel Belford Wilson. Eager to promote its adoption in other republics, he had several editions printed and dispatched to Colombia by the very courier who had delivered Páez’s message begging him to become king. In Peru, his secretary of state made sure that every member of the electoral college had a copy. Bolívar’s constitution, in short, was to be distributed as widely as possible, throughout the Americas as well as strategic points in Europe. As his handiwork circulated, reactions were mixed. The English regarded it as an enlightened charter, generous in its promised liberties, but wise in its mitigation of a “mischievous excess of popular power.” In the United States, on the other hand, legislators were outraged by its provision for a president for life; Southern politicians were infuriated by its abolition of slavery. In South America, opinions were divided. In Chile and Argentina, it was received with moderate praise; in Colombia, it was trooped from town to town by a Venezuelan known to have urged Bolívar to the throne, and so it was no surprise that it was seen as a prologue to monarchy.

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Bolivar’s 1815 Letter from Jamaica

From Bolivar: American Liberator, by Marie Arana (Simon & Schuster, 2013), Kindle pp. 175-177:

One of Bolívar’s many writings during that time was an astonishingly prescient letter addressed to an Englishman in Jamaica who expressed interest in his struggle for independence. More than a friendly missive, this was a masterful tour d’horizon. Clearly Bolívar meant it to enjoy wide dissemination. Written in vibrant prose and reflecting a profound grasp of the legacy of colonialism, the letter was read at first only by the small English circle for whom it was intended. It would take more than a dozen years to be retranslated into Spanish. But the letter served as a blueprint for Bolívar’s political thought, and its ideas would emerge in countless documents during those formative days.

The “Letter from Jamaica” declared unequivocally that the bond between America and Spain had been severed forevermore: it could never be repaired. Although the “wicked stepmother” was laboring mightily to reapply her chains, it was too late. The colonies had tasted freedom. “Our hatred for Spain,” he declared, “is vaster than the sea between us.”

In turns a paean to the inexpressible beauty of the continent and a shriek of fury at its despoliation, Bolívar’s letter is a brilliant distillation of Latin America’s political reality. His people, he explains, are neither Indian nor pardos nor European, but an entirely new race, for which European models of government are patently unsuitable. Monarchies, to these Americans, were abhorrent by definition; and democracy—Philadelphia style—inappropriate for a population cowed and infantilized by three hundred years of slavery. “As long as we do not have the political virtues that distinguish our brothers of the north,” he argued, “a democratic system, far from rescuing us, can only bring us ruin. . . . We are a region plagued by vices learned from Spain, which, through history, has been a mistress of cruelty, ambition, meanness, and greed.” Most important to the welfare of these fledgling republics, Bolívar insisted, was a firm executive who employed wisdom, dispensed justice, and ruled benevolently for life. His America needed a strong, centralized government—one that addressed the people’s wretched condition, not a perfectly conceptualized, theoretical model dreamed up by idealists on some far-flung shore.

But the “Letter from Jamaica” was more than mere propaganda; it was inspired prophecy. In it, Bolívar predicted that revolution-torn Mexico would opt for a temporary monarchy, which indeed it did. He pictured the loose confederation of nations that later became Central America. Given Panama’s “magnificent position between two mighty seas,” he imagined a canal. For Argentina, he foresaw military dictatorships; for Chile, “the blessings that flow from the just and gentle laws of a republic.” For Peru, he predicted a limbo in which privileged whites would not tolerate a genuine democracy, colored masses would not tolerate a ruling aristocracy, and the constant threat of rebellion was never far from hand. All these would come to pass. In some countries, one could even say, Bolívar’s visions still hold.

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Spanish Repression in the Americas

From Bolivar: American Liberator, by Marie Arana (Simon & Schuster, 2013), Kindle pp. 25-28:

FOR TWO HUNDRED YEARS, FROM the mid-1500s through the mid-1700s, the world that Spain had made had struggled against fiscal failure. The empire whose motto had once been a rousing Plus Ultra! had glutted world markets with silver, thwarted the economic growth of its colonies, and brought itself more than once to the brink of financial ruin. Nowhere was Spain’s misguided fiscal strategy more evident than in the streets of Caracas in the late 1700s, where a deep rage against the madre patria was on the rise.

The case of the Spanish American colonies had no precedent in modern history: a vital colonial economy was being forced, at times by violent means, to kowtow to an underdeveloped mother country. The principal—as Montesquieu had predicted a half century before—was now slave to the accessory. Even as England burst into the industrial age, Spain made no attempt to develop factories; it ignored the road to modernization and stuck stubbornly to its primitive, agricultural roots. But the Bourbon kings and their courts could not ignore the pressures of the day: Spain’s population was burgeoning; its infrastructure, tottering; there was a pressing need to increase the imperial revenue. Rather than try something new, the Spanish kings decided to hold on firmly to what they had.

At midnight on April 1, 1767, all Jesuit priests were expelled from Spanish America. Five thousand clerics, most of them American-born, were marched to the coast, put on ships, and deported to Europe, giving the crown unfettered reign over education as well as over the widespread property of the Church’s missions. King Carlos IV made it very clear that he did not consider learning advisable for America: Spain would be better off, and its subjects easier to manage, if it kept its colonies in ignorance. Absolute rule had always been the hallmark of Spanish colonialism. From the outset, each viceroy and captain-general had reported directly to the Spanish court, making the king the supreme overseer of American resources. Under his auspices, Spain had wrung vast quantities of gold and silver from the New World and sold them in Europe as raw material. It controlled the entire world supply of cocoa and rerouted it to points around the globe from storehouses in Cádiz. It had done much the same with copper, indigo, sugar, pearls, emeralds, cotton, wool, tomatoes, potatoes, and leather. To prevent the colonies from trading these goods themselves, it imposed an onerous system of domination. All foreign contact was forbidden. Contraband was punishable by death. Movement between the colonies was closely monitored. But as the years of colonial rule wore on, oversight had grown lax. The war that had flared between Britain and Spain in 1779 had crippled Spanish commerce, prompting a lively contraband trade. A traffic of forbidden books flourished. It was said that all Caracas was awash in smuggled goods. To put a stop to this, Spain moved to overhaul its laws, impose harsher ones, and forbid Americans even the most basic freedoms.

The Tribunal of the Inquisition, imposed in 1480 by Ferdinand and Isabel to keep a firm hold on empire, was given more power. Its laws, which called for penalties of death or torture, were diligently enforced. Books or newspapers could not be published or sold without the permission of Spain’s Council of the Indies. Colonials were barred from owning printing presses. The implementation of every document, the approval of every venture, the mailing of every letter was a long, costly affair that required government approval. No foreigners, not even Spaniards, could visit the colonies without permission from the king. All non-Spanish ships in American waters were deemed enemy craft and attacked.

Spain also fiercely suppressed American entrepreneurship. Only the Spanish-born were allowed to own stores or sell goods in the streets. No American was permitted to plant grapes, own vineyards, grow tobacco, make spirits, or propagate olive trees—Spain brooked no competition. It earned $60 million a year, after all (the equivalent of almost a billion today), by selling goods back to its colonies.

But, in a bizarre act of self-immolation, Spain enforced strict regulations on its colonies’ productivity and initiative. Creoles were subject to punishing taxes; Indians or mestizos could labor only in menial trades; black slaves could work only in the fields, or as domestics in houses. No American was allowed to own a mine; nor could he work a vein of ore without reporting it to colonial authorities. Factories were forbidden, unless they were registered sugar mills. Basque businesses controlled all the shipping. Manufacturing was rigorously banned, although Spain had no competing manufacturing industry. Most galling of all, the revenue raised from the new, exorbitantly high taxes—a profit of $46 million a year—was not used to improve conditions in the colonies. The money was shipped back, in its entirety, to Spain.

Americans balked at this. “Nature has separated us from Spain by immense seas,” exiled Peruvian Jesuit Viscardo y Guzmán wrote in 1791. “A son who found himself at such a distance would be a fool, if, in managing his own affairs, he constantly awaited the decision of his father.” It was as potent a commentary on the inherent flaws of colonialism as Thomas Jefferson’s “A Summary View of the Rights of British America.”

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Japanese Reactions to the Republic of China, 1912

From Emperor of Japan: Meiji and His World, 1852–1912, by Donald Keene (Columbia U. Press, 2005), Kindle pp. 697-698:

On December 28, 1911, the Manchu government issued a statement appealing for an end to hostilities and calling for a fair election to determine whether the people desired a constitutional monarchy or a republic. The following day, without reference to this appeal, an election was held in Nanking for the president of the provisional republican government. Sun Yat-sen was elected and took office on January 1, 1912.

Faced with this opposition at home and abroad, the cabinet abandoned hope for a constitutional monarchy. Opinion among the nobles was divided, and the situation was chaotic. Yüan concluded by asking Ijūin to offer his advice. Ijūin replied that Japan had no easy solution to offer, but he conveyed the Japanese hope for a constitutional monarchy, even if this reduced the emperor to being a mere figurehead. He added that the Japanese government was unlikely to recognize any government unless it demonstrated it was capable of suppressing disturbances. Until such time, Japan would have no choice but to treat China as a country without a government. This response upset Yüan greatly.

The end of the Manchu dynasty, after 300 years of rule, came a few weeks later. On February 12, 1912, the six-year-old Emperor Hsüan T’ung announced his abdication. Yüan Shih-k’ai formed a provisional republican government and was granted full powers to negotiate with the people’s army on unification. On the thirteenth Sun Yat-sen, recognizing Yüan’s military capability, offered his resignation as president to the Assembly in Nanking and proposed that Yüan Shih-k’ai be the new president. The Assembly agreed, and on March 10, in a ceremony held in Peking, Yüan took the oath of office as the first president of China.

Emperor Meiji’s reactions to the abdication of the Chinese emperor are not recorded, but he was undoubtedly more affected than, say, when he heard that the king of Portugal had been driven from his throne. Not only was China far closer than any European country, but his respect for China lingered despite the decisive defeat Japan had administered in the Sino-Japanese War. China may have lost its preeminence among the nations of East Asia, but when letters were exchanged between the emperor of China and the emperor of Japan, they both wrote in Chinese, and Meiji’s rescripts were dotted with Chinese words and phrases borrowed from Confucian texts.

Nationalists did not hesitate to say that the Japanese, rather than contemporary Chinese, were the true heirs to the ancient glories of Chinese civilization. The fall of the Chinese monarchy, breaking traditions of more than 2,000 years since the first emperor, could not be dismissed as most Japanese had dismissed the fall of the Ryūkyūan or the Korean monarchy as the unavoidable fate of a weak country in the modern world. During the next forty years or so, China was subjected by the Japanese military to humiliation and the ravages of war, but it continued to exercise a powerful attraction on Japanese intellectuals who felt that the Chinese past was in large part their own.

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Japanese Era Names After 1868

From Emperor of Japan: Meiji and His World, 1852–1912, by Donald Keene (Columbia U. Press, 2005), Kindle p. 159:

As a further step in cementing the ties between the emperor and his people, the emperor’s birthday was proclaimed a national holiday, the Feast of Tenchō [天長節]. Observance of the emperor’s birthday as a holiday had begun as far back as 775, but the custom had long since fallen into abeyance. Its revival at this time was thus another instance of the intention to restore ancient practices.

On October 23 [1868]  it was announced that the nengō [年号] had been changed from the fourth year of Keiō to the first year of Meiji and that henceforth there would be only one nengō for an entire reign. The name Meiji was derived from a passage in the I Ching, the ancient Chinese book of divination: “The sage, facing south, listens to the world; facing the light, he governs.” The day before the new nengō was announced, the emperor himself had visited the sanctuary (naishidokoro [内侍所 ‘inner samurai place’]) where he drew lots to determine the new nengō from among several names submitted by scholars. Although he probably did not realize it at the time, the emperor had also chosen the name by which posterity would know him; earlier emperors were known by a place-name from the site of their residence or (as was true of Meiji’s father and grandfather) by a posthumously chosen title. The name Meiji [明治], interpreted as meaning “enlightened rule,” came to seem an accurate description of his reign. Names like those of his father and grandfather, auspicious though they were, would have been less appropriate to the era.

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Shogun Yields to Emperor, 1863

From Emperor of Japan: Meiji and His World, 1852–1912, by Donald Keene (Columbia U. Press, 2005), Kindle pp. 66-67:

The shogunate was faced with a dilemma. It clearly wished for better relations with the court, which necessitated obeying [Emperor] Kōmei’s injunction to expel the barbarians, but the most intelligent men in the shogunate—for example, Tokugawa Yoshinobu (1837–1913) and Matsudaira Yoshinaga (1828–1890)—were aware that opening the country was inevitable. The shogun probably had no alternative in the end but to reply to Kōmei in terms of assurances that he fully intended to carry out the principle of jōi [攘夷 Expel the Barbarians].

The change in the relative importance of the emperor and the shogun was quickly noticed by the leaders of the different domains, and many daimyos found it necessary to visit Kyōto. The shogunate had strictly prohibited them from entering the capital, and the normal route taken by daimyos on their way to Edo from the west of Japan skirted the city of Kyōto; but at this juncture the prohibition had lost force, and daimyos now called regularly in Kyōto. Indeed, the center of politics had moved from Edo to Kyōto. Profiting by the sudden increase in its importance, the court used the influence of the visiting daimyos to persuade the shogunate to change features in the system that it found objectionable. This was the first time in at least 500 years that the emperor possessed such political importance. The main thrust of court politics was not, however, aimed at securing greater power for the emperor but at achieving the goal of jōi.

The change affected the nobles as well. Until this time they had nothing to do with national politics; instead, their political concerns were restricted to the palace and its ceremonies. Now, however, nobles began to take an active part in the government, a step toward the restoration of imperial authority.

The new importance of the emperor was underlined in 1863 when the shogun visited the capital, the first time there had been such a visit in more than 200 years. [Shogun] Iemochi wished to demonstrate both his reverence for the court and his profound desire to achieve kōbu gattai [公武合体 Union of Imperial Court and Shogunate]. The shogun was preceded by his most important advisers, including Tokugawa Yoshinobu, who visited the palace on February 27 and was received by the emperor. Three days later, Yoshinobu called at the Gakushū-in, the school for sons of the nobility founded by Kōmei’s father. On this occasion he proposed that the old practice of requiring junior members of the imperial family to enter Buddhist orders be discontinued; instead, they should be named shinnō ([新王] princes of the blood) and allowed to remain in the laity. He also proposed that after many years of confinement in the Gosho [御所 Imperial Palace], the emperor should tour the country in the spring and autumn in the manner of the monarchs of olden times. Finally, he suggested that Prince Son’yu (who had been condemned to perpetual confinement during the Ansei purge) be allowed to return to the laity. All three proposals were calculated to ingratiate him (and the shogun) with the emperor.

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China’s New Tibet Policy, 1994

From Eat the Buddha: Life and Death in a Tibetan Town, by Barbara Demick (Random House, 2020), Kindle pp. 144-145:

Tibet policy was handled by the United Front Work Department, a Soviet-inspired organization designed to coordinate relations between the Party and outsiders, including ethnic minorities. At a meeting in 1994 known as the Third National Forum on Work in Tibet, the Party directed the United Front to rein in Tibetan religious life. “The struggle between ourselves and the Dalai clique is not a matter of religious belief nor a matter of the question of autonomy; it is a matter of securing the unity of our country and opposing splittism,” read an internal version of the statement produced at the forum. The monasteries, they claimed, were breeding grounds for activism.

The new policy criminalized many aspects of Tibetan culture and religion. In the past, Communist Party members had been prohibited from visiting temples and monasteries and keeping shrines in their homes, but now the ban was extended to all government employees. That was a large slice of the workforce in a Communist system and included teachers, bus drivers, conductors, and the millions who worked for state-owned enterprises. All monks and nuns were also targeted for what was called “patriotic education,” indoctrination sessions to foster loyalty to the Communist Party.

At first these new policies applied only to what the Chinese designated as the Tibet Autonomous Region, centered around Lhasa. As part of Sichuan province, Ngaba was still enjoying the intellectual and cultural renaissance that had begun the decade before. But by the late 1990s, the United Front decided to expand the campaign, and their first target was Kirti, as one of the largest and most influential monasteries in the region.

It started so abruptly and dramatically that monks remembered the exact date: June 15, 1998. A work team of officials from the United Front and the State Administration for Religious Affairs showed up at Kirti. They set up a long table and chairs at the entrance to the assembly hall, a long gold-peaked building raised three feet off the ground, which gave the impression of being on a stage. All of Kirti’s monks, some of them quite elderly, were directed to sit cross-legged on the pavement in front like children—a breach of etiquette that was shocking to the younger monks who had never seen anybody position themselves above their seniors in that way. They also were appalled by the way the Communist Party officials were chain-smoking. Tibetans don’t smoke as much as Han Chinese and certainly never in a monastery.

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Tibetans Take the Great Leap Forward

From Eat the Buddha: Life and Death in a Tibetan Town, by Barbara Demick (Random House, 2020), Kindle pp. 43-45:

The Communist Party had identified feudalism and imperialism as the greatest evils of society. Their dilemma was how to destroy feudalism without becoming imperialists themselves; they couldn’t simply force “reforms” on the Tibetans. In order to live up to their own lofty propaganda, they needed the Tibetans to carry out reforms voluntarily, joyfully. To convince them, they dispatched young Chinese recruits, some of them still in high school, to spread the word. These young Chinese cadres lectured about the corruption of the aristocracy and the monasteries, which also had large holdings of land. Delek remembers their speeches.

“You will be your own master,” the Chinese promised poorer Tibetans. “We will topple the feudal landlords.”

“Nobody will be able to exploit you anymore.”

“Religion is superstition. You are worshipping demons.”

The mass uprising never materialized. But the pitch did appeal to those Tibetans who hoped the redistribution of wealth would improve their lot in life. Tibetans who joined forces with the Communist Party were known as jiji fenzi, which loosely translates from Chinese as “activists.” The Tibetan term was hurtsonchen—the lowest level of enforcers, the collaborators who squealed on and beat up neighbors who resisted Communist rule. As a reward, hurtsonchen were allowed to loot clothing, shoes, and household goods from their wealthier countrymen. But anything of real value went to the Party-controlled communes, which turned out to be far greedier than the worst of the feudal landlords. Tibetans of this generation refer to this period simply as ngabgay—’58. Like 9/11, it is shorthand for a catastrophe so overwhelming that words cannot express it, only the number. But there are some evocative figures of speech. Some will call it dhulok, a word that roughly translates as the “collapse of time,” or, hauntingly, “when the sky and earth changed places.”

The “Democratic Reforms” in eastern Tibet roughly coincided with the Great Leap Forward, Mao’s misguided experiment in jump-starting the Chinese economy. Like so many catastrophes, it was the result of ambition run amok. Mao was a utopian who hoped to create not just a new society, but new, improved human beings. He believed that people could transcend their individual desires for the greater good and through collective enterprise boost their living standards and the country’s output. This was to be accomplished by herding 700 million people into cooperative farms.

Even to a child as young as Delek, it was obvious that Mao’s reforms were doomed to failure. The Chinese cadres in charge of the Tibetans had no experience with herding and even less with farming at high altitudes. Most of the Chinese troops came from lower-lying regions; they didn’t realize that barley was the only grain that thrived in the plateau and that the higher altitudes couldn’t support crops at all and were better used for grazing. Giddy from Mao’s exhortations, they denied the expertise of the people who had lived off the land for generations, insisting that the Tibetans were backward. “As the Han are the bulwark of the revolution…any thinking against learning from the Han nationality and welcoming the help given by the Han nationality is completely wrong,” expounded one propagandist at the time. The nomads were made to hand over animals to the collectives that didn’t know how to keep them alive, and to farm land that would never produce crops.

The result was years of failed harvests and dead animals. Grasslands where the crops failed were now stripped bare of vegetation, exposed to the winds that swirled through the plateau spewing dust into the air. The Communist cadres didn’t understand that the Tibetan way of sustenance required both nomads and farmers; in order to obtain enough nutrition, people needed to swap their animal products for grains, and that required markets. Now the markets were closed. Buying or selling grain was forbidden. Internal travel restrictions were imposed so people could no longer barter goods with other villages. When Delek’s mother returned from Lhasa, she would saddle up a horse in the dead of night to visit a cousin in another village with whom she could trade some butter for barley to prevent her family from starving. She only dared make the trip a few times a year.

Unlike Han Chinese, Tibetans had little experience with famine—the exception being the Long March interlude of 1935 and 1936 when the Red Army decimated their food supply. In the past, Tibetans were poor, often poorly nourished because of the scarcity of fresh fruit and vegetables, but they rarely went hungry.

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North Korea’s Caste System

From The Great Successor: The Divinely Perfect Destiny of Brilliant Comrade Kim Jong Un, by Anna Fifield (PublicAffairs, 2019), Kindle pp. 120-123:

Why, then, if so many North Koreans know about the outside world, and know that the regime is lying to them, has the system survived? The answer lies in the unparalleled brutality of the regime, which has no compunction in meting out severe punishments for the smallest hint of disaffection.

To enforce the lie that he’s the best man for the job, Kim Jong Un has perpetuated North Korea’s political caste system with zeal, rewarding those deemed most loyal to him and ruthlessly punishing those who dare question him.

This caste system is another legacy of his grandfather. When he was creating his ideal state, Kim Il Sung borrowed some of the feudal practices of the Chosun Dynasty, which had ruled Korea for five centuries until almost 1900. He adopted the Chosun-era system of guilt by association. It is this system that, even now, can lead to three generations of an entire family being imprisoned, sometimes for life, for one person’s wrongdoing.

He also stole the discriminatory class system called songbun from the Chosun era, dividing North Korea into fifty-one different categories that fall into three broad classes: loyal, wavering, and hostile.

To this day, in Kim Jong Un’s North Korea, the loyal are given every advantage. They are the 10 to 15 percent of the population who are considered the most politically committed to the system and have the most interest in it continuing. They get to live in Pyongyang and receive better schooling, including the possibility of attending Kim II Sung University. They are set up for plum jobs and have a head start on Workers’ Party membership. The loyal caste live in better apartments, wear better clothes, eat better and more food, and are more likely to be able to visit a doctor who actually has medicine.

At the bottom are the hostiles: the Japanese collaborators, the Christians, the skeptics. They comprise about 40 percent of the population and are generally banished to the inhospitable mountains of the north, where winters are unbearable and food is scarce even by North Korean standards.

These “undesirables” have no social mobility and no hope of advancement. Their lives revolve around a collective farm or factory—an assignment that, for the last few decades, has meant fending for themselves.

In between the loyal and the hostile is the wavering class, the ordinary people who make up about half the North Korean population. They exist in a kind of limbo. They have no chance of going to college or having a professional job, but if they’re lucky, they might secure a good assignment during their military service that will help them work their way to a slightly better standard of living.

Someone born with bad songbun has no hope of moving up the social hierarchy. The upper levels, however, can plummet all the way to the bottom if they put a foot wrong. Through this system, and the constant threat of being demoted down the classes, Kim Jong Un has been able to maintain power.

If you’re a member of the loyal class—living in Pyongyang and able to earn some money on the side of your ministry job to send your children to university—you would think twice before openly questioning whether the leader could really drive a car at age five or criticizing the decision to spend millions on nuclear weapons instead of on hospitals and schools. There is always someone to keep an eye on you and report if you’re not sufficiently devoted to the regime. At the grassroots level, it starts with the inminban, literally “people’s group,” a kind of neighborhood watch system. Each neighborhood is broken down into groups of thirty or forty households, with a leader who is always an interfering middle-aged woman. It is her job to keep an eye on what people in her assigned households are up to. North Koreans like to say that the leader of their neighborhood group is supposed to know how many chopsticks and how many spoons each house has.

She is responsible for registering overnight visitors—in North Korea, a person can’t stay at a friend or relative’s house without notifying the authorities—and often, together with the local police, conducts dead-of-night raids to ensure there are no forbidden guests or that residents like Man-bok or Jung-a are not watching South Korean movies. She inspects everyone’s state-issued radio to make sure they haven’t tuned it to anything other than the state station. She checks cell phones to make sure they don’t contain unauthorized music or photos from the outside world.

She also encourages neighbors to report on one another. If a family is thought to be eating white rice and meat suspiciously often, people might wonder how they’re making their money.

North Koreans live in a system where every aspect of their lives is monitored, where every infraction is recorded, where the smallest deviation from the system will result in punishment. It is ubiquitous, and it keeps many people from even raising an eyebrow at the regime. The neighborhood leader needs to report transgressions in order to stay in good stead with the higher authorities, especially the two main security agencies.

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