Category Archives: Europe

Religious Cleansings and an Early Modern World War

From Salonica, City of Ghosts: Christians, Muslims and Jews, 1430-1950, by Mark Mazower (Vintage, 2006), pp. 47-48:

WHEN THE ENGLISH expelled their Jews in 1290, they inaugurated a policy which spread widely over the next two centuries. In 1492 Ferdinand and Isabella’s edict of banishment forced thousands from a homeland where they had known great security and prosperity. Sicily and Sardinia, Navarre, Provence and Naples followed suit. By the mid-sixteenth century, Jews had been evicted from much of western Europe. A few existed on sufferance, while many others converted or went underground as Marranos and New Christians, preserving their customs behind a Catholic facade. The centre of gravity of the Jewish world shifted eastwards—to the safe havens of Poland and the Ottoman domains.

In Spain itself not everyone favoured the expulsions. (Perhaps this was why a different policy was chosen towards the far more numerous Muslims of Andalucia who were forcibly converted, and only expelled much later.) “Many were of the opinion,” wrote the scholar and Inquisitor Jeronimo de Zurita, “that the king was making a mistake to throw out of his realms people who were so industrious and hard-working, and so outstanding in his realms both in number and esteem as well as in dedication to making money.” A later generation of Inquisitors feared that the Jews who had been driven out “took with them the substance and wealth of these realms, transferring to our enemies the trade and commerce of which they are the proprietors not only in Europe but throughout the world.”

The expulsion of the Jews formed part of a bitter struggle for power between Islam and Catholicism. One might almost see this as the contest to reunify the Roman Empire between the two great monotheistic religions that had succeeded it: on the one side, the Spanish Catholic monarchs of the Holy Roman Empire; on the other, the Ottoman sultans, themselves heirs to the Roman Empire of the East, and rulers of the largest and most powerful Muslim empire in the world. Its climax, in the sixteenth century, pitted Charles V, possessor of the imperial throne of Germany and ruler of the Netherlands, the Austrian lands, the Spanish monarchy and its possessions in Sicily and Naples, Mexico and Peru, against Suleyman the Magnificent, who held undisputed sway from Hungary to Yemen, from Algiers to Baghdad. Ottoman forces had swept north to the gates of Vienna and conquered the Arab lands while Ottoman navies clashed with the Holy League in the Mediterranean and captured Rhodes, Cyprus and Tunis, wintered in Toulon, seized Nice and terrorized the Italian coast. The Habsburgs looked for an ally in Persia; the French and English approached the Porte. It was an early modern world war.

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Filed under Austria, Europe, Mediterranean, migration, religion, Spain, Turkey, war

Salonica Jewish Language Baggage

From Salonica, City of Ghosts: Christians, Muslims and Jews, 1430-1950, by Mark Mazower (Vintage, 2006), p. 51:

[Salonica’s Jews] worshipped in synagogues named after the old long-established homelands—Ispanya, Çeçilyan (Sicilian), Magrebi, Lizbon, Talyan (Italian), Otranto, Aragon, Katalan, Pulya, Evora Portukal and many others—which survived until the synagogues themselves perished in the fire of 1917. Their family names—Navarro, Cuenca, Algava—their games, curses and blessings, even their clothes, linked them with their past. They ate Pan d’Espanya (almond sponge cake) on holidays, rodanchas (pumpkin pastries), pastel de kwezo (cheese pie with sesame seed), fijones kon karne (beef and bean stew) and keftikes de poyo (chicken croquettes), and gave visitors dulce de muez verde (green walnut preserve). People munched pasatempo (dried melon seeds), took the vaporiko across the bay, or enjoyed the evening air on the varandado of their home. When Spanish scholars visited the city at the end of the nineteenth century, they were astonished to find a miniature Iberia alive and flourishing under Abdul Hamid.

For this, the primary conduit was language…. In Salonica there was a religious variant—Ladino—and a vernacular which was so identified with the Jews that it became known locally as “Jewish” (judezmo), and quickly became the language of secular learning and literature, business, science and medicine. Sacred and scholarly texts were translated into it from Hebrew, Arabic and Latin, because “this language is the most used among us.” In the docks, among the fishermen, in the market and the workshops the accents of Aragon, Galicia, Navarre and Castile crowded out Portuguese, Greek, Yiddish, Italian and Provençal. Eventually Castilian triumphed over the rest. “The Jews of Salonica and Constantinople, Alexandria, and Cairo, Venice and other commercial centres, use Spanish in their business. I know Jewish children in Salonica who speak Spanish as well as me if not better,” noted Gonsalvo de Illescas. The sailor Diego Galan, a native of Toledo, found that the city’s Jews “speak Castilian as fine and well-accented as in the imperial capital.” They were proud of their tongue—its flexibility and sweetness, so quick to bring the grandiloquent or bombastic down to earth with a ready diminutive.

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Filed under Greece, language, Mediterranean, migration, religion, Spain, Turkey

Herta Müller on Securitate Spies and Friends

On 31 August 2008, before the announcement of the 2009 Nobel Prize for Literature, signandsight.com published an excerpt from Herta Müller‘s latest novel, “Everything I Own I Carry With Me” (“Atemschaukel”). Here’s an excerpt from the excerpt that captures the ambiguities of close friendships in police states, at least judging from our own experience in Romania in 1983-84.

The three years at the tractor factory Tehnometal where I was a translator are missing [from my Securitate file]. I translated the manuals for machines imported from the GDR, Austria and Switzerland. For two years I sat with four bookkeepers in the office. They worked out the wages of the workers, I turned the pages of my fat technical dictionaries. I didn’t understand the first thing about hydraulic or non-hydraulic presses, levers or gauges. When the dictionary offered three, four, or even seven terms, I went out onto the factory floor and asked the workers. They told me the correct Romanian word without any knowledge of German – they knew their machines. In the third year a “protocol office” was established. The company director moved me there to work alongside two newly employed translators, one from French, the other from English. One was the wife of a university professor who, even in my student days, was said to be a Securitate informant. The other was the daughter-in-law of the second most senior secret service officer in town. Only those two had the key to the file cupboard. When foreign professionals visited, I had to leave the office. Then, apparently, I was to be put through two recruitment tests with the secret police officer Stana, to be made suitable for the office. After my second refusal, his goodbye was: “You’ll be sorry, we’ll drown you in the river.”

One morning when I turned up for work, my dictionaries were lying on the floor outside the office door. My place had been taken by an engineer, and I was no longer allowed into the office. I couldn’t go home, they would have sacked me there and then. Now I had no table, no chair. For two days, I defiantly sat my eight hours with the dictionaries on a concrete staircase that joined the ground and first floors, trying to translate so that no one could say I wasn’t working. The office staff walked past me in silence. My friend Jenny, an engineer, knew about what was happening to me. Every day on our way home I explained it to her in detail. She came to me in the lunch break and sat down on the stairs. We ate together as we had done before in my office. Over the loudspeaker in the yard we could always hear the workers’ choruses about the happiness of the people. She ate and cried for me, I didn’t. I had to be strong.

On the third day I installed myself at Jenny’s desk, she cleared a corner for me. On the fourth day too. It was a large office. On the fifth morning she was waiting for me outside the door. “I am no longer allowed to let you in the office. Just think, my colleagues say you are a spy. ” “How’s that possible,” I asked. “But you know where we’re living,” she reasoned. I took my dictionaries and sat down on the stairs again. This time I cried too. When I went out onto the factory floor to ask about a word, the workers whistled after me and shouted: “Informer”. It was a witches’ cauldron. How many spies were there in Jenny’s office and on the shop floor. They were acting on instructions. There were orders from above to attack me, the slander was meant to force me to resign. At the beginning of these turbulent times my father died. I no longer had a grip on things, I had to reassure myself that I really existed in the world, and began to write down the story of my – these writings formed the basis of the short stories in “Nadirs”.

The fact that I was now considered a spy because I had refused to become one was worse than the attempt to recruit me and the death threat. I was being slandered by precisely the people that I was protecting by refusing to spy on them. Jenny and a handful of colleagues could see the games that were being played with me. But those who knew me less well could not. How could I have explained to them what was going on, how could I have proved the opposite. It was completely impossible, as the Securitate knew only too well, and that is exactly why they did it to me. They knew, too, that such perfidy would be far more destructive than any blackmail. You can even get used to death threats. They are part and parcel of this one life we have. You can defy anxiety to the depths of your soul. But slander steals your soul. You just feel surrounded by horror.

How long this situation lasted, I no longer know. It seemed endless to me. It was probably just weeks. Finally, I was sacked….

My file at least answered one painful question. A year after my departure from Romania, Jenny came to visit in Berlin. Since the time of the harassment in the factory she had been my closest friend. Even after I was sacked we saw each other almost daily. But when I saw her passport in our Berlin kitchen, and the additional visas for France and Greece, I confronted her directly: “You don’t get a passport like that for nothing, what did you do to get it?” Her answer: “The secret service has sent me, and I was desperate to see you again.” Jenny had cancer – she is long dead now. She told me that her task was to investigate our flat and our daily habits. When we get up and go to bed, where we do our shopping and what we buy. On her return, she promised, she would only pass on what had been agreed between us. She lived with us, wanted to stay for a month. With each day my distrust grew. After just a couple of days I rummaged through her suitcase and found the telephone number of the Romanian consulate and a copy of our door key. After that I lived with the suspicion that in all probability she had been spying on me from the outset, her friendship just part of the job. After her return, I see from the file, she delivered a detailed description of the flat and of our habits, as “SURSA (source) SANDA”.

But in a bugging protocol from 21 December, 1984, a note in the margin, next to Jenny’s name, reads: “We must identify JENI, apparently there is great trust between them.” This friendship, which meant so much to me, was ruined by her visit to Berlin, a terminally ill cancer patient lured into betrayal after chemotherapy. The copied key made it clear that Jenny had fulfilled her task behind our backs. I had to ask her to leave our Berlin flat at once. I had to chase my closest friend out in order to protect myself and Richard Wagner from her assignment. This tangle of love and betrayal was unavoidable. A thousand times I have turned her visit over in my mind, mourned our friendship, discovering to my disbelief that after my emigration, Jenny had a relationship with a Securitate officer. Today I am glad, for the file shows that our intimacy had grown naturally and had not been arranged by the secret service, and that Jenny didn’t spy on me until after my emigration. You become grateful for small mercies, trawling through all the poison for a part that isn’t contaminated, however small. That my file proves that the feelings between us were real, almost makes me happy now.

via Arts & Letters Daily

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Ottoman Effects on European Nationalism

In the September 2009 issue of Journal of World History Sean Foley discusses various aspects of Muslims and Social Change in the Atlantic Basin (Project MUSE subscription required). Here’s a bit of the most interesting section to me, The Emergence of European Nationalism (pp. 385-391):

Ottoman power also drove important political change in Europe during the sixteenth and seventeenth centuries, contributing to the rise of nation-states and new national identities in two key ways. First, the Ottoman Empire’s presence in European politics allowed leaders from England to the Balkans to use alliances with Istanbul to counter the policies of larger and more powerful Christian European rivals. Second, Muslim mariners attacked European coastal areas and seized more than a million Europeans. These attacks decimated coastal regions, undermined the authority of some governments, redefined national identities, and compelled some governments to extend unprecedented rights and guarantees to their subjects—rights that became cornerstones of the Euro-Atlantic legal tradition today.

One saw this two-track process unfold across Europe from the sixteenth century until the mid eighteenth century. While one might question Stephen Fischer-Galati’s contention that the Ottoman threat guaranteed the survival of the Protestant Reformation, there is no doubt that the simultaneous challenges of the Ottoman Empire and of the Protestant Reformation taxed the resources and complicated the strategic calculations of Catholic leaders. On multiple occasions—including periods when Ottoman armies appeared to threaten Europe—Protestant states in Germany refused to contribute soldiers to participate in military operations against the Ottoman armies or discuss funding wars against the Ottomans with Catholic Habsburg officials before all internal religious issues had been resolved. For all of their power and wealth, Catholic leaders—Charles V of Spain and Ferdinand I of Austria—had little choice but to negotiate directly with smaller German states and respect their religious views, no matter how objectionable they appeared to be to Catholic audiences. This was a major blow to states that saw themselves as absolute monarchies beholden to no one except God.

Nor were Catholic resources stretched only in Germany. In its many protracted conflicts with the Netherlands, France, and England, Spain always had to allow for the fact of military alliances with the Ottoman Empire, which could strike Spanish possessions far removed from Western Europe. Dutch Calvinists used Ottoman markets to circumvent a Spanish embargo on Dutch trade with Iberia—an embargo meant to punish Holland for seeking independence from the Spanish crown. Thanks in part to Ottoman markets and military assistance, the Dutch won their independence in 1609. Protestant England and Catholic France also used Ottoman power as a vehicle to assert their national identity and interests against Spain’s power in Europe. In one instance, Spain was compelled to release France’s king, Francis I, shortly after Spanish armies seized him and defeated the French army at Pavia in 1525: the Ottoman Empire had signaled its desire for the immediate release of the French king. Subsequently, Francis admitted to a Venetian diplomat that he saw the Ottoman Empire as the only force capable of “guaranteeing the combined existence of the states of Europe” against Spanish power.

Importantly, the Ottoman ability to strike at Spanish possessions far removed from Eastern Europe reflected its large army and formidable formal and informal naval power. Fulfilling the prediction of the fourteenth-century Arab historian Ibn Khaldun that North African mariners would “attack the Christians and conquer the lands of the European Christians,” Moroccans, Tunisians, and Algerians seized Christians and wreaked havoc on Europe’s maritime commerce and coastal communities from the eastern Mediterranean Sea to Iceland. Cornwall, Devon, and other English communities lost a fifth of their shipping and thousands of sailors in the first third of the seventeenth century alone. Yet, the impact of Muslim mariners on Italy was far greater. Robert David notes in Christian Slaves, Muslim Masters, that large stretches of Italy’s once populous coastline were uninhabitable—“continually infested with Turks” throughout the sixteenth and seventeenth centuries. Fishing and farming (even ten to twenty miles inland) remained dangerous pursuits well into the eighteenth century along much of the Italian coast, especially in Sicily and other areas close to North Africa….

Equally important, European captives, Muslim attacks, and the publicity tied to them sparked new national consciousnesses, national missions, and ultimately social change in England and later France. In both, this process cemented the principle that only non-Europeans should be enslaved, and as such they glorified “free” labor and efforts to combat Muslim slavery….

The Islamic element of English national consciousness evidenced in Henry V grew still stronger in the seventeenth century, as Muslim maritime attacks challenged the cornerstone of the island nation’s national mythology: the ocean was the source of English economic, military, and political vitality. As Linda Colley observes in Captives, the Stuart kings’ failure to stop Muslim attacks and enslavement of Englishmen was an important factor that robbed them of legitimacy and helped “to provoke the civil wars that tore England and its adjacent countries apart after 1642.” Subsequent governments sought to avoid the Stuarts’ fate by strengthening the English navy, paying Muslim mariners not to attack English ships, and publicly emphasizing the government’s full commitment to preventing the enslavement of Englishmen on the high seas. By the eighteenth century, this national mission and the government’s commitment to it had become institutionalized, as evidenced in the words of James Thomson’s poem “Rule, Britannia”: “Rule, Britannia, rule the waves; Britons never will be slaves.”

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Filed under Europe, Mediterranean, nationalism, religion, slavery, Turkey

Wordcatcher Tales: Datsu-A Nyuu-Ou vs. Datsu-Bei Nyuu-A

One of the frequent catch-phrases in Japanese foreign policy discussions these days is 脱米入亜 datsu-Bei nyuu-A ‘leave America join Asia’, one of many trial balloons floated by the new DPJ-led government. This phrase (r)evokes an older formulation attributed to one of the most avid Westernizers of the Meiji era, Fukuzawa Yukichi, who must hold the world record in Sinographic neologism. (One of the neologisms sometimes attributed to him is minshuushugi [people-master-ism] ‘democracy’.) His policy prescription for Japan in the late 19th century was 脱亜入欧 datsu-A nyuu-Ou ‘leave Asia join Europe’.

How feasible for Japan is 脱米入亜 datsu-Bei nyuu-A ‘leave America join Asia’? Kyushu-based blogger Ampontan is translating and hosting a series of columns by Shimojo Masao, one of Japan’s top specialists on Korea (whose second language is Korean), who weighs in on the issue. Here is Ampontan’s translation of Shimojo’s first column, in its entirety.

The Preconditions for an East Asian Entity

There has been a change of government in Japan for the first time in half a century, and a Democratic Party of Japan administration has taken power under the leadership of Hatoyama Yukio. Among his policy initiatives, the concept of an East Asian entity or community similar to the European Union is receiving widespread attention. The alliance with the United States has been the cornerstone of international relations for Japan since the Liberal Democratic Party came to power. People are discussing whether the change of government might mean Japan has chosen to turn away from the U.S. and place a greater emphasis on Asia.

A full understanding of the distinctive historical characteristics of East Asia is required before embarking on such a course, however. While Japan, the Korean Peninsula, and China on the continent are close geographically, the history of their social systems is different. They have less in common than the members of the European Union, which had shared Christian beliefs and intermarriage of the ruling classes.

In Japan’s case, a social system that incorporated regional authority was formed after the establishment of the Kamakura Shogunate in the 12th century, and the foundation of a market economy was created. That is why Japan, with a system closely resembling capitalism, was quickly receptive to Western civilization after the Opium War of 1840.

In contrast, a system of centralized authority was maintained in China and on the Korean Peninsula despite the arrival of modernization. For many years, they had what amounted to planned economies. The history of Japan vis-à-vis China and the Korean Peninsula is that of relationships similar to the one between the United States and the Soviet Union during the Cold War.

The achievement of an East Asian entity depends on whether Prime Minister Hatoyama is possessed of the awareness of those historical differences and the insight to perceive what is necessary to overcome them.

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American Independence & Chinese Silver Imports

The June 2009 issue of Journal of World History has an enlightening bit of historical revisionism by Alejandra Irigoin entitled The End of a Silver Era: The Consequences of the Breakdown of the Spanish Peso Standard in China and the United States, 1780s–1850s (Project MUSE subscription required). Here are her conclusions (pp. 238-239).

This article argues for revision of traditional views of the global silver trade with China in the late eighteenth and early nineteenth centuries. Section I shows that the existing historiography tends to ignore that silver imports into China continued for longer than normally acknowledged and at increased levels up to the 1820s. New evidence shows that the structure of the silver trade changed substantially when US merchants became central intermediaries between Spanish American silver “producers” and Chinese “consumers,” when Chinese imports of silver consisted increasingly of Spanish American coins, the so-called pillar and bust dollars.

Section II explores the role of Americans as intermediaries who increased trade with Spanish America in order to obtain silver coins needed to trade with China. The timing of the flow of silver out of China to pay for opium purchases is challenged, as is opium as a cause for the desilverization of China. This article also questions received wisdom that reduction in the supply of silver owing to Spanish American independence was the root cause of silver scarcity in China in the early nineteenth century. This received wisdom ignores a fundamental fact: Spanish America itself was a significant reservoir of silver coins in the world. Thus, (relatively minor) interruptions in the production of silver—at different points in time and in distinct places—in South America during Independence were unlikely to account for supply shortages in China, and continued exports of silver into the United States confirm this view. Hence, the fall in Chinese silver imports must be a function of demand-side forces in addition to supply-side problems.

Spanish American independence presented a different problem to the global economy. The Spanish Empire broke up into a multitude of distinct states in the wake of independence, each fiscally and monetarily autonomous. In other words, the largest monetary union of the premodern world had collapsed. The resulting fragmentation of coinage and seigniorage across postindependent Spanish America terminated a silver standard that had organized international trade throughout the early modern world, East and West and in between. New republican governments, especially in regions with silver endowments, took over mint houses in the service of local and regional interests. Coins minted in various mint houses began to diverge in quality and fineness, whereupon the universal standard of the Spanish silver peso was definitively lost.

Section IV advances the central argument of this paper, namely that Chinese demand for silver, at least since the late eighteenth century, involved demand for a certified and reliable means of payment, as opposed to silver in some generic sense. “Good” colonial Spanish American coins traded at a premium over the sycee [ingot] equivalent, clearly confirming this point. Fragmentation of the Spanish monetary standard after independence had a devastating influence on Chinese demand. The impact of Spanish American independence on China’s economy operated through deterioration of coin quality, not through quantities of silver per se. By contrast, the United States used Spanish dollars as legal tender under the control of central monetary authorities, thereby succeeding in keeping new peso coins in circulation for a decade or more.

The end of the silver standard following independence in Spanish America during the 1810s and the 1820s had major consequences for development of the global economy before the gold standard. On one hand, termination of the silver era contributed to the poor economic performance of the Chinese economy. A lack of high-quality, reliable Spanish pesos between the 1820s and the 1850s, rather than insufficient silver mining, largely explains the fall in Chinese silver imports. Hence, I argue that the Chinese silver trade in these decades was demand-side rather than supply-side (mining) driven. Consequences for the internal market in China were manifold, including increased transaction costs, fragmentation of markets, and credit shortages. On the other hand, the United States reacted differently—and with a different timing—to termination of the silver standard. Immediate detrimental effects were weathered by workings of a well-integrated banking system, a quasi–monetary authority, and assay by the mint. Ultimately, this article poses an important comparative question for economic historians: in light of the US response, why did the Chinese empire never monopolize seigniorage, and why did it fail to provide reliable control of its currency system in the face of high costs for the domestic Chinese economy? Answers fall well beyond the scope of this article, of course, but the question should at least be framed in a global context.

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Filed under China, economics, Latin America, opium, Spain, U.S.

Pacific Annexations, 1840-1906

From Sailors and Traders: A Maritime History of the Pacific Peoples, by Alastair Couper (U. Hawai‘i Press, 2009), pp. 140-141:

The managers of the major merchant companies based at the main entrepôts in the [Pacific] islands were often ex-sailors. Several acted as consuls for their governments and supported the companies in many ways, including evoking gunboat diplomacy. A prime example is John Bates Thurston. He served at sea in the island trades, was wrecked at Rotuma in 1865, became British consul in Fiji in 1867, was highly influential in the negotiations for the ceding of Fiji to Britain in 1874, and became governor of Fiji in 1887. The companies, the new settlers, and their sympathetic consuls pressed for annexations. The French were the first to act [but Waitangi was 1840—J.] and took Tahiti, the Marquesas, and the Tuamotus as French protectorates in 1842 and New Caledonia in 1853. These were declared colonies in 1880, and the Australs and Wallis and Futuna in 1887.

The British annexed Fiji in 1874 and established protectorates over southeast New Guinea in 1884, Gilbert and Ellice in 1892, most of the Solomons soon after, and Ocean Island in 1900. They agreed that New Zealand would exercise authority over the Kermadecs in 1887, the Tokelaus in 1889, and the Cooks and Niue in 1901. The Dutch took western New Guinea in 1848. Germany annexed northeast New Guinea in 1885, along with the Bismarck Archipelago and the northwest Solomons; took possession of most of the Carolines in 1885; and ultimately purchased Yap and other islands in the Carolines and Marianas from Spain in 1899. The Germans also acquired the Marshall Islands in 1884 and took over Nauru in 1888. Chile obtained Easter Island in 1888.

America, after its disastrous Civil War, had not recovered a significant merchant fleet and showed little inclination for acquiring Pacific territory. American guano companies had already secured legislation in 1856–1860 that allowed claims over some small Pacific islands, and the US government went on to secure others, including Baker, Jarvis, Johnson, Midway, Palmyra, and Wake. In 1893 the influential American maritime geostrategist Alfred Mahan wrote that it was “imperative to take possession, when it can be righteously done, of such maritime positions as can contribute to secure command.” In 1898, Hawai‘i was annexed (US citizenships were granted in 1900), as was eastern Samoa with Pago Pago as a main naval coaling station, while Guam was captured from Spain by the US Navy in 1898.

The Pacific was now effectively divided between several colonial powers mainly by agreements. In the final carve-up, it was confirmed that Western Samoa was a German colony separated from American Samoa in the east. In turn Germany agreed to relinquish claims for Tonga. As a result, in the closing days Tonga appeared to survive as the only independent Polynesian kingdom, although not quite. It was declared a British protectorate in 1900, and in 1905 it was decreed mandatory for the king of Tonga to take advice from the British consul on all matters of importance. Finally, in 1906 New Hebrides was divided as a condominium between Britain and France.

I’m not sure why Couper omits the 1840 Treaty of Waitangi, which made British subjects of the Maori. Maybe he considered both New Zealand and Australia to be colonial powers by the 1840s, even though both were earlier annexed by another colonial power. (Like the Americas, of course.)

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Filed under Britain, Fiji, France, Germany, Hawai'i, Micronesia, Netherlands, New Zealand, Pacific, Papua New Guinea, Polynesia, Spain, U.S.

Tahiti, 1802: Hogs for Firearms

From Sailors and Traders: A Maritime History of the Pacific Peoples, by Alastair Couper (U. Hawai‘i Press, 2009), pp. 78-79, 81:

When Captain Wallis arrived at Matavai Bay in 1767, he assumed that the formidable woman Purea was queen. When Cook came in 1769, he also had the European predilection toward identifying a single ruler. He met with the Otou (Tu), who ascended to the chieftainship of the northwest of the island of Tahiti, in which lies Matavai Bay. According to H. E. Maude, “Cook seems to have been the originator of the myth of Tu’s kingship.” Tu was accorded favors, gifts, and guns by all subsequent arrivals and from 1790 was acknowledged as King Pomare I.

Pomare was able to extend his territories. He recruited European sailors as mercenaries, including several Bounty mutineers during 1789–1791, and in 1792 the crew of the whaler Matilda wrecked in the Tuamotus, and the crew of the Norfolk grounded at Matavai Bay in 1802. In addition numerous ship deserters and many convicts who escaped from Botany Bay were available. The relative political stability of Tahiti under Pomare I, the apparent abundance of foodstuffs, and the general friendliness of the people came to the attention of Governor King of New South Wales. He studied Cook’s account of the islands and received reports from missionaries who arrived in Tahiti during 1797, as well as from whalers calling at Sydney. The penal colony required regular provisions, and following a trial shipment, Governor King dispatched HMS Porpoise in 1801 to obtain salt pork under a formal contract with Pomare I. The king imposed taboos on the consumption of pork by the common people and tried to concentrate all trade through royal channels.

In a short time Pomare I emerged as an astute business entrepreneur who recognized the forces of supply and demand in establishing exchange values. His son Otoo (Tu), under the complicated system of inheritance in Tahiti, ascended to power before Pomare died in 1803. Pomare II was less efficient, but more ruthlessly dedicated to the nascent new economic order based on foreign trade. The journal of Captain John Turnbull of the brig Margaret provides accounts of the commercial milieu of the time. The journal gives an understanding of the complexities of the trade and the hazards involved. It thereby shows the difficulties that the chiefly entrepreneurs faced when they entered the established shipping business, despite their strengths from the control of island resources and labor.

The voyage of the Margaret over the year 1802–1803 was, in brief, from Port Jackson to King Island in the Bass Strait to land a gang of sealers. From these the ship went to Norfolk Island for victuals that were unobtainable at Port Jackson. The seafarers arrived at Matavai Bay, Tahiti, on 23 December 1802. At this anchorage Turnbull spoke with Lieutenant William Scott of HMS Porpoise, who was on his second voyage for salt pork. He learned then of the internecine war raging in the group. On his first voyage in 1801, Scott had carried many iron tools and clothing, plus a few “old arms.” In 1802 there were major changes in the types of goods carried for trade; he delivered a formidable array of muskets, pistols, ammunition, bayonets, and even military jackets, reflecting something of the support that Governor King was giving to Pomare. When Turnbull started to trade his general cargo, which included domestic items and axes, he was ridiculed. It was made clear to him that hogs could be obtained only in exchange for armaments….

Wars led by chiefs against the despotism of the Pomares increased in Tahiti. In 1808 Pomare was forced to evacuate Matavai Bay with his forces and take refuge on Moorea Island. The chiefs who now occupied Matavai Bay rashly raided the ship Venus from Port Jackson to obtain cannons. Unlike Pomare, they failed to appreciate that, in order to continue trading with the New South Wales colony, they had to guarantee the safety of vessels. Pomare reiterated such a guarantee from his base in Moorea. This appeared in the Sydney Gazette of 5 May 1810, after the ship Mercury arrived from Moorea. Pomare also made the judicious decision to embrace Christianity in 1812 and obtain the support of the missions. The latter were not only engaged in religious conversions but also traded armaments for food at this time. Captain Thomas Hanson of the mission ship Active even exchanged two cannons for 126 hogs.

This account leaves me thinking how little has changed for strong men ruling weak states between 1800 and 2000. Nowadays they trade oil and other natural resources for weapons of all kinds.

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WW2: National Armies vs. Imperial Armies

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 516-518:

The Axis powers were fighting not only against the British, Russians and Americans; they were fighting against the combined forces of the British, Russian and American empires as well. The total numbers of men fielded by the various parts of the British Empire were immense. All told, the United Kingdom itself mobilized just under six million men and women. But an additional 5.1 million came from India, Canada, Australia, New Zealand and South Africa. Victories like El Alamein and even more so Imphal were victories for imperial forces as much as for British forces; the colonial commitment to the Empire proved every bit as strong as in the First World War. Especially remarkable was the fact that more than two and a half million Indians volunteered to serve in the British Indian Army during the war – more than sixty times the number who fought for the Japanese. The rapid expansion of the Indian officer corps provided a crucial source of loyalty, albeit loyalty that was conditional on post-war independence. The Red Army was also much more than just a Russian army. In January 1944 Russians accounted for 58 per cent of the 200 infantry divisions for which records are available, but Ukrainians accounted for 22 per cent, an order of magnitude more than fought on the German side, and a larger proportion than their share of the pre-war Soviet population. Half the soldiers of the Soviet 62nd Army at Stalingrad were not Russians. The American army, too, was ethnically diverse. Although they were generally kept in segregated units, African-Americans accounted for around 11 per cent of total US forces mobilized and fought in all the major campaigns from Operation Torch onwards. Norman Mailer’s reconnaissance platoon in The Naked and the Dead includes two Jews, a Pole, an Irishman, a Mexican and an Italian. Two of the six servicemen who raised the Stars and Stripes on Iwo Jima were of foreign origin; one was a Pima Indian. More than 20,000 Japanese-Americans served in the US army during the war….

The Germans, as we have seen, had made some efforts to mobilize other peoples in occupied Europe, as had the Japanese in the Far East, but these were dwarfed by what the Allies achieved. Indeed, the abject failure of the Axis empires to win the loyalty of their new subjects ensured that Allied forces were reinforced by a plethora of exile forces, partisan bands and resistance organizations. Even excluding these auxiliaries, the combined armed forces of the principal Allies were already just under 30 per cent larger than those of the Axis in 1942. A year later the difference was more than 50 per cent. By the end of the war, including also Free French* and Polish forces, Yugoslav partisans and Romanians fighting on the Russian side, the Allies had more than twice as many men under arms. Fifty-two different nationalities were represented in the Jewish Brigade formed by the British in 1944. They followed an earlier wave of 9,000 or so refugees from Spain, Germany, Austria and Czechoslovakia who had joined the so-called Alien Companies, nicely nicknamed the ‘King’s Own Loyal Enemy Aliens’.

The best measure of the Allied advantage was in terms of military hardware, however, since it was with capital rather than labour – with machinery rather than manpower – that the Germans and the Japanese were ultimately to be defeated. In every major category of weapon, the Axis powers fell steadily further behind with each passing month. Between 1942 and 1944, the Allies out-produced the Axis in terms of machine pistols by a factor of 16 to 1, in naval vessels, tanks and mortars by roughly 5 to 1, and in rifles, machine-guns, artillery and combat aircraft by roughly 3 to 1.

*It is seldom acknowledged that for most of the period from 1940 until D-Day, black Africans constituted the main elements of the rank and file in the Free French Army. Even as late as September 1944, they still accounted for 1 in 5 of de Gaulle’s force in North-West Europe.

I did not quote the immediately preceding section that compares the mismatch in purely economic terms, but I cannot resist quoting the footnote appended to the end of it (on p. 516):

‘We must at all costs advance into the plains of Mesopotamia and take the Mosul oilfields from the British,’ declared Hitler on August 5, 1942. ‘If we succeed here, the whole war will come to an end.’ But three-quarters of total world oil production in 1944 came from the United States, compared with just 7 per cent from the whole of North Africa, the Middle East and the Gulf.

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Civil Wars on the Eastern Front, 1940s

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 455-457:

Collaborators could be found not only in countries that allied themselves with Germany – Italy, Romania, Hungary and Bulgaria – but also in Norway, Denmark, Holland, Belgium, France, Yugoslavia, Greece and the Soviet Union, countries the Germans invaded and occupied. Some were undoubtedly motivated by a hatred of the Jews as violent as that felt by the Nazi leadership. Others were actuated by envy or base greed, seizing the opportunity afforded by German rule to steal their neighbours’ property. Self-preservation also played its part. There were even Jewish collaborators, like the uniformed men of the Office to Combat Usury and Profiteering who policed the Warsaw ghetto, or the leaders of the various Jews’ Councils who helped organize the liquidation of the ghettos, or the concentration camp prisoners who accepted a measure of delegated authority in the (usually vain) hope of saving themselves.

The experience of Jedwabne typifies the way German rule also fomented civil war. It was as if even the approach of German troops encouraged conflict to erupt in multi-ethnic communities. Poles were not the only killers, Jews not the only victims. Germans themselves could fall victim to this kind of violence. Between four and five thousand ethnic Germans were murdered in Poland in September 1939 as Poles took revenge for their country’s invasion. They then retaliated by forming ‘self-protection’ groups, which were ultimately subordinated to SS leadership. By the time that had happened, however, these groups had already massacred more than four thousand Poles. As a philologist, Victor Klemperer was struck by the way the Nazis delighted in euphemistic neologisms like Volkstumskampf (ethnic conflict) and Flurbereinigung (fundamental cleansing). This daily subversion of the German language, he believed, was far more effective than the more overt kinds of propaganda. Sanitized language also made the cycle of ethnic violence easier to live with.

The Ukraine was perhaps the most blood-soaked place of all. In Volhynia and Eastern Galicia, members of the Organization of Ukrainian Nationalists (OUN), egged on by the Germans, massacred between 60,000 and 80,000 Poles. Whole villages were wiped out, men beaten to death, women raped and mutilated, babies bayoneted….

Waldemar Lotnik, a Polish teenager who escaped from a German labour camp and joined a Polish ‘Peasant Battalion’, was just about to rape a girl when he realized he knew her family and remembered her as a child. As another Pole recalled, ‘Stories abounded of Polish mothers being held by the Ukrainian Nationalists and forced to watch as their families were dismembered piece by piece; of pregnant women being eviscerated; of vivisected pregnant women having cats sewn into their bleeding abdomens; of Ukrainian husbands murdering their own Polish wives; of Ukrainian wives murdering their own Polish husbands; of Ukrainian fathers murdering their own sons in order to prevent them from murdering their own Polish mothers; of sons of Polish-Ukrainian heritage being sawn in half because, the Nationalists said, they were half Polish; of children being strung up on household fences; of helpless infants being dashed against buildings or hurled into burning houses.’ Here was ethnic conflict not merely between neighbours, but within families. The internecine war in the Ukraine only grew more ferocious as the war progressed, with some Ukrainians fighting for the Axis, some for the Allies and others for an independent Ukraine.

In the Balkans, too, there were multiple civil wars along ethnic, religious and ideological lines. Yugoslavia had fallen apart in the wake of the German invasion of April 1941. Seizing the moment, the Croatian leader Ante Pavelic had pledged to side with Hitler. In the ensuing chaos, his Ustašas waged a brutal campaign of ethnic cleansing against their Serbian neighbours in Croatia and Bosnia-Hercegovina, torturing and killing hundreds of thousands of them. The populations of entire villages were packed into their churches and burned to death, or were transported to be murdered at camps like Jasenovac.

Serbian Četniks and Partisans repaid these crimes in kind. Of the million or so people who died in Yugoslavia during the war, most were killed by other Yugoslavs. This included nearly all of Bosnia’s 14,000 Jews. In Greece the German occupation was the cue for bitter conflict. There, as in Yugoslavia, a three-cornered war raged – between the foreign invaders and nationalists, but also between nationalists and indigenous Communists. When Bulgaria annexed southern Dobruja from Romania, tens of thousands of people were expelled from their homes on either side of the new border.

Most empires purport to bring peace and order. They may divide in order to rule, but they generally rule in pursuit of stability. The Nazi empire divided the peoples of Europe as it ruled them – though, ironically, the divisions that opened up in Central and Eastern Europe generally had as much to do with religion as with race (most obviously in the conflicts between Poles and Ukrainians or between Croats and Serbs). But the ‘skilful utilization of inter-ethnic rivalry’ the Germans consciously practised did not lead (in the words of one German officer) to the ‘total political and economic pacification’ of occupied territory. On the contrary, in many places their rule soon degenerated into little more than the sponsorship of local feuds; the institutionalization of civil war as a mode of governance.

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