Category Archives: Britain

British India’s Problem of 565 Princely States

From Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008), pp. 221-225:

Each of the 565 princely states in India had a separate agreement with the government, ensuring the paramountcy of the British Crown over its affairs. It had taken centuries to bring the states under paramountcy, and many still operated through arcane systems of government and society. It was the boast of the empire’s supporters that the reassuring eminence of the Indian civil service, staffed almost entirely with public-school-educated British men, kept things on track. Some thought this the pinnacle of British achievement, allowing the states their freedom of cultural diversity while tempering the worst excesses of absolute rule. The idea was to leave rulers as independent as possible; in case of trouble, for the British to offer the ruler in question “private counsel”; and, should that not fix the trouble, to intervene. In the event of gross totalitarianism or outright rebellion, the British raj would remove the individual prince who had proved to be a bad egg, install a more responsible scion of his family and leave the dynasty intact.

Unfortunately, this appealing portrait of a smooth, tolerant and accountable system was a fiction. In reality, the British presence in India was relatively small and unable to keep watch over so many princes. The notion that the “British race” had a monopoly on freedom and democracy was unsupportable with regard to the lengthy traditions of public debate, heterogeneous government and freedom of conscience that had existed for centuries in the Indias of Asoka and Akbar. If anything, the presence of the British damaged these traditions and actually safeguarded the princes from any new incursion of democracy. The British army was always on hand to give succor to each imperiled tyrant and stamp out any attempts by the people to express their discontent. As one staunch imperialist boasted, the princes had been “mostly rescued from imminent destruction by British protection.” And so imperialists were able to perfect a classic piece of doublethink: railing against what they called “Oriental despotism” on one hand, while propping it up with the other.

Even the illiberal Lord Curzon had been appalled by the standard of princely behavior during his viceroyalty, half a century before. he had written to Queen Victoria: “For all these failures we are responsible. We have allowed the chiefs when young to fall into bad hands. We have condoned their extravagances, we have worked at their vices.” … “As Your Majesty knows,” he added, “the Maharaja Holkar is half mad and is addicted to horrible vices.” This last was a particularly pointed comment—Victoria liked Holkar, because he had once sent her a telegram on her birthday—though “half mad” underestimated his insanity by around 50 percent. He would stand at a high window overlooking his subjects and issue random edicts as they popped into his head, once ordering the abduction of every man wearing a black coat. Once, he harnessed the bankers of Indore to a state coach and whipped them soundly as he drove them around the city.

During his tour of India in 1921, the young Dickie Mountbatten had admired the princely states but was shocked by their inequality. In Udaipur, he wondered at the habit of feeding pigs when people were starving, an injustice that prompted him to note, “There are times when I do sympathize with the Bolsheviks.” Princely excesses were common in states where the vast majority of people were destitute. The Jam Sahib of Nawanagar had 157 cars and a wife with 1,700 saris. The Nawab of Junagadh spent twenty-one thousand pounds on a wedding for two of his dogs. The Maharaja of Patiala moved into London’s Savoy Hotel, occupying all thirty-five suites on the fifth floor, and ordered that three thousand fresh roses be brought to decorate his rooms every day. Visitors to the miserly Nizam of Hyderabad would have seen that he used what looked like a crumpled ball of old newspaper as a paperweight—little suspecting that wrapped in it was the 185-carat Jacob Diamond, twice the size of the Koh-i-Noor. The Gaekwar of Baroda’s second wife, Sita Devi, earned herself the nickname “India’s Wallis Simpson” when she plundered the state treasury to finance her jewelry habit. Sita Devi made away to Switzerland with untold riches, including the incomparable Baroda pearl carpet. This remarkable object measured six feet by seven and a half feet, and was made up of 1.4 million pearls, 2,520 rose-cut diamonds and hundreds of emeralds and rubies, embroidered onto deerskin and silk in delicate arabesques….

These are some of the grosser examples of princely behavior and should not be taken as a slander against every individual prince. Some among them were men and women of great intelligence, ability and compassion. A Gaekwar of Baroda introduced the first free, compulsory education in India in 1894. A Maharaja of Travancore introduced progressive land reforms in the early 1880s. One turn-of-the-century Maharaja of Cochin was greatly admired for his modernizing legal reforms—though he became so frustrated at the complacency of his British patrons that he abdicated in 1914. But the existence of a few commendable examples does not vindicate the system. The reason that the Indian princely states were uniquely badly ruled was the very fact of British protection. Aside from their consciences, the princes had no incentive to govern well. Foreign invaders would be dealt with, domestic challenges neutered and the ravening mob readily suppressed, all by the might of the British Indian army.

UPDATE: The blogger at Blood & Treasure comments that this sounds like “a sort of best case scenario for Afghanistan”!

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British India’s Rising Religious Separatism

From Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008), pp. 236-238:

Despite his preoccupation with trivialities, even Mountbatten could not ignore the fierce controversies thrown up by the two partitions of Bengal and the Punjab. For centuries, both regions had been melting pots of cultures, a jumbled variety of Muslims and Hindus living side by side, with Sikhs, Buddhists, Animists and Christians fitted in too. In times of peace, it had not mattered much to which of these religions a Punjabi or a Bengali adhered. As Jinnah himself had admitted, most people within the regions tended to consider their local identity before their religious affiliation. But the importance of religious identity had been growing in the twentieth century, notably in India and more slowly in the world beyond it.

The reason for this effect can in part be traced to the British policy of “divide and rule.” Undoubtedly, the raj did plenty to encourage identity politics. The British found it easier to understand their vast domain if they broke it down into manageable chunks, and by the 1930s they had become anxious to ensure that each chunk was given a full and fair hearing. But picking a few random unelected lobbyists, based on what the British thought was a cross-section of Indian varieties, was not a reliable way to represent 400 million people. India’s population could not be divided into neat boxes labeled by religion and cross- referenced with social position. India was an amorphous mass of different cultures, lifestyles, traditions and beliefs. After so many centuries of integration and exchange, these were not distinct, but rippled into each other, creating a web of cultural hybrids and compromises. A Sunni Muslim from the Punjab might have more in common with a Sikh than he did with a Shia Muslim from Bengal; a Shia might regard a Sufi Muslim as a heretic; a Sufi might get on better with a Brahmin Hindu than with a Wahhabi Muslim; a Brahmin might feel more at ease with a European than he would with another Hindu who was an outcaste. When the British started to define “communities” based on religious identity and attach political representation to them, many Indians stopped accepting the diversity of their own thoughts and began to ask themselves in which of the boxes they belonged. At the same time, Indian politicians began to focus on religion as a central part of their policies—defining themselves by what they were, and even more by what they were not.

This phenomenon is shown at its clearest with Jinnah, who began his career as the leading light of Hindu-Muslim unity, and ended it by forcing the creation of a separate Islamic-majority state. But the arc of Jinnah’s career merely amplifies that of Indian politics as a whole. Congress was a largely secular and inclusive organization during Motilal Nehru‘s prime in the first twenty years of the twentieth century. Though it was the opposite of his intention, the emergence of Gandhi gave confidence to religious chauvinists. While Gandhi himself welcomed those of all faiths, the very fact that he brought spiritual sensibilities to the center of politics stirred up extreme and divisive passions. Fundamentalist Hindus were rare presences on the political scene before Gandhi. In the wake of Gandhi, though, Hindu nationalists were able to move into the central ground of politics; while organizations like the Hindu Mahasabha and the Rashtriya Swayamsevak Sangh (RSS), dedicated to the formation of a Hindu nation, swelled their ranks from the fringes. This was no slow, invisible political trend; it was happening visibly during the spring and summer of 1947, when holy sadhus clad in saffron robes marched around the streets of Delhi, bellowing forth political slogans. Rajendra Prasad, who was to become the president of the new Constituent Assembly, wrote to Nehru on 7 August telling him that since July he had received 164,000 letters and postcards demanding that cow slaughter be made illegal—a common concern of devout Hindus, but one which is often used and taken as an anti-Muslim strategy. It was the Muslims in India, and the Untouchables, who ran the lucrative leather and beef industries, mostly for export. The threat of a ban on cow slaughter naturally drove Muslims and Untouchables into the arms of more radical political organizations, which they felt would stick up for them. Whether the British caused division by carving up politics on the basis of religion, or whether they were simply responding to a trend in Indian society for Hindu nationalism and the beginnings of an Islamic resurgence, is an endlessly debatable question.

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Wordcatcher Tales: Begum, Jhampan

I never read much Kipling as a kid, and some of the vocabulary of British India that I have encountered in Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008) is new to me. Here are two such novelties.

The royal tour ground on, zigzagging up through the belly of India and stopping in Bangalore, Mysore, Hyderabad and Indore. By 4 February [1922], it had reached Bhopal, where Dickie [Mountbatten] and David [Windsor] were the guests of the only woman ruler in Asia, the Nawab Sultan Jaban Begum. The Begum was an ardent Muslim and usually ruled from behind a purdah screen. The rare sight of her tiny figure, swathed in a blue burka, next to the white-uniformed Prince of Wales gave the tour’s photographers some of their best opportunities. But it was an image more connected to the past than to the future. [p. 70]

Bhopal seems to have had a number of enlightened female nawabs. Begum is the feminine of Turkic Beg (or Bey) which turns up in many names from former parts of the Ottoman and Mughal empires—Izetbegovic, for example.

The British continued to come to Simla, sometimes for eight months of each year, with the European ladies and gentlemen carried up in the local jhampan sedan chairs. They were followed by hundreds of coolies, who had been press-ganged from their surrounding farms into the service of Her Majesty’s government, lugging dispatch boxes, carefully packed crockery, musical instruments, trunks full of theatrical costumes for amateur dramatics at the Gaiety Theatre, crates of tea and dried provisions, faithful spaniels in traveling boxes, rolled-up rugs, aspidistras, card tables, favorite armchairs, baskets of linen and tons upon tons of files; all the paraphernalia of the raj literally borne on the shoulders of one long caravan of miserable, sweating Indian peasants. Eventually, in 1891, a narrow-gauge railway was opened, weaving in and out of 103 tunnels up from the plains at Kalka—a journey which still took at least six hours. The British never questioned whether all this was worth it. Gandhi may have criticized the administration’s annual repair to Simla for being “government working from the 500th floor,” but that was exactly the point. [pp. 193-194]

This word turns up under jompon in Hobson-Jobson (via Google books), which cites a 1716 source that defines a jampan as a “palankin”; an 1849 source that defines a jhappan as a “kind of arm chair with a canopy and curtains”; and an 1879 source that specifically mentions its use in Simla:

The gondola of Simla is the jampan or jampot аs it is sometimes called on the same linguistic principle … as that which converts asparagus into sparrow grass … Every lady on the hills keeps her jampan and jampanees just as in the plains she keeps her carriage and footmen — Letter in Time Aug. 17

That’s the wonderful Hobson-Jobson: A Glossary of Colloquial Anglo-Indian Words and Phrases, and of Kindred Terms, Etymological, Historical, Geographical and Discursive by Henry Yule, Arthur Coke Burnell, William Crooke (J. Murray, 1903), digitized from a printed original at the University of California.

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‘Quit India’ vs. the Muslim League

From Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008), pp. 127-128:

IN JUNE 1942, [American journalist] Louis Fischer spent a week at Gandhi’s ashram and observed the preparations for a new campaign under the slogan “Quit India.” The slogan was not only catchy but accurate: the British administration was to be harried, disobeyed and besieged until it simply upped and left, war or no war, economy or no economy, responsibility or no responsibility. The Quit India resolution, passed by Congress on 8 August 1942, announced that Congress would “no longer [be] justified in holding the nation back from endeavouring to assert its will” against the British administration, and sanctioned “a mass struggle on nonviolent lines under the inevitable leadership of Gandhiji.” The struggle would only begin at Gandhi’s word; but this was a call for treason as far as the British were concerned. The first arrests were made in the early hours of the morning of 9 August.

Over the following days, India exploded in violent uprisings, described by the viceroy, Lord Linlithgow, as the “most serious since that of 1857.” There were Quit India hartals across the country, which turned into riots. The police and the army fought back, often brutally, leaving an official civilian death toll of 1,028; bazaar gossip put the total at 25,000. Effectively, Congress had given the raj an excuse to imprison hundreds of its leaders, including Gandhi himself and Nehru—who, according to his sister, was almost thankful for it, so uncomfortable had he felt opposing the war effort. The resolution could never have succeeded. Britain could not evacuate India in the middle of the Second World War, with Japan looming on its eastern front. But the empty space created in politics by the Congress leaders being in prison gave the Muslim League its chance to rush in.

According to Jinnah, it was not in the interest of the Muslims for the British to abandon them in a potentially hostile swamp of Hinduism. The logical position of the League was actually to keep the British in India—at least for as long as it took to convince them of the case for Pakistan, and perhaps indefinitely. The effect of Gandhi’s Quit India misstep, and the League’s hugely successful campaign during the 1940s, can be seen from the election statistics. In the general election of 1945–46, the Muslim League would win about 75 percent of all Muslim votes. In every previous election, its share of the Muslim vote had hovered around 4.6 percent. During the war years, Gandhi and Congress handed Jinnah a sixteenfold increase in his support. Quit India damaged the chances of a united India at least as much as any single act of the British administration ever had.

Linlithgow wrote to Churchill, admitting that he was concealing the severity and the extent of the violence from the world. But the Americans found out and sent their own mediators to Delhi. The Americans’ “zeal in teaching us our business is in inverse ratio to their understanding of even the most elementary of problems,” Linlithgow complained to the secretary of state for India, Leopold Amery. It would be bad if the Americans came, he averred; it would be worse still if they tried to talk to Gandhi or Nehru. He pleaded with Amery “to arrest at least for a time this flow of well meaning sentimentalists.” But the flow of Americans continued, and Indians delighted to see them spoiling official occasions for the British by wearing the wrong clothes, disregarding procedure and cheerfully ignoring distinctions of rank.

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Mohammad Ali Jinnah: Too much a toff for Yorkshire

From Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008), pp. 94-95:

Jinnah was a successful barrister, born in Karachi and called to the bar at Lincoln’s Inn. Tall and slender, he hardly ate, and smoked fifty Craven A cigarettes a day! He was often described as looking cadaverous, but this description does no justice to his dynamism. With his smooth coiffure and glittering stare he looked more like a cobra than a corpse. The photojournalist Margaret Bourke-White described at length “the Oxford-educated Jinnah” with his “razor-sharp mind and hypnotic, smoldering eyes.” Jinnah had not, in fact, been educated at Oxford; he had attended a madrassa in Karachi and a local mission school. But it was easy to believe that this urbane gentleman, described by the New York Times as “undoubtedly one of the best dressed men in the British Empire,” his public speaking rich with quotations from Shakespeare, was part of the British elite.

Jinnah had begun his political career in Congress. He made himself a figurehead for Hindu-Muslim unity and was acclaimed as such by Hindu Congress luminaries. He had joined the Muslim League in 1913, confident that he could act as abridge between the political parties. But it was the emergence of Gandhi as the spiritual leader of Congress in 1920 that began to push Jinnah out. “I will have nothing to do with this pseudo-religious approach to politics,” Jinnah had said, rejecting the call for satyagraha. “I part company with the Congress and Gandhi. I do not believe in working up mob hysteria. Politics is a gentleman’s game.” But politics is rarely gentlemanly, and as if to prove it there was a profound and deadly clash of personality between Jinnah and the other English gentleman of Congress, Jawaharlal Nehru. Like his compatriot and friend, the poet Muhammad Iqbal, Jinnah disdained “the atheistic socialism of Jawaharlal.” “We do not want any flag excepting the League flag of the Crescent and Star,” he would declare. “Islam is our guide and the complete code of our life.”

Despite his position as one of the key figures in the rise of twentieth-century Islam, Jinnah was no fundamentalist. His Islam was liberal, moderate and tolerant. It was said that he could recite none of the Koran, rarely went to a mosque and spoke little Urdu. Much has been made of his reluctance to don Muslim outfits, his fondness for I whiskey and his rumored willingness to eat ham sandwiches. In fact, he never pretended to be anything other than a progressive Muslim, influenced by the intellectual and economic aspects of European culture as well as by the teachings of Muhammad. The game he played was carefully considered: here was a Muslim who understood the British sufficiently to parley on equal terms, but asserted his Islamic identity strongly enough that he could never be seen to grovel. His refusal of a knighthood was significant; so, too, was his demurral in the face of Muslim attempts to call him “Maulana” Jinnah, denoting a religious teacher. Some historians go so far as to describe him as a “bad” Muslim, revealing more about their own ideas of what a Muslim should be than about Jinnah’s faith. In any case, the Muslim League suffered from no shortage of good Muslims. What it had lacked was a good politician. And Jinnah was without question one of the most brilliant politicians of his day.

Jinnah had married Rattanbai “Ruttie” Petit, the daughter of a prominent Parsi banker, when he was forty-two and she just eighteen. Rebellious and beautiful, Ruttie had been a close friend of Jawaharlal Nehru’s sister Nan Pandit; she was closer still, indeed almost passionately so, to Padmaja Naidu, who would later become Jawahar’s lover. The deeply personal and incestuous nature of Indian politics is plain from these relationships. Jinnah’s marriage was not an easy one. After the birth of their daughter, Dina, he and Ruttie separated. Ruttie died on her thirtieth birthday in 1929, following a long affliction with a digestive disorder. Jinnah was devastated at her death and moved to London with Dina. He took a large house in Hampstead, was chauffeured around in a Bentley, played billiards, lunched at Simpson’s and went to the theater. He considered standing for parliament in the Labour interest but was rejected by a Yorkshire constituency, allegedly with the verdict that it would not be represented by “a toff like that.” His sister Fatima gave up a career as a dentist to become, in effect, his hostess, though that title belies her full significance. Fatima Jinnah was a woman of intelligence and drive, and was influential in her brother’s move toward Islamic nationalism.

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Hindustani for British Royalty, 1921

From Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008), pp. 58-59:

On 26 October 1921, Dickie [Mountbatten] and David [Windsor] left Portsmouth on the battle cruiser HMS Renown. On 12 November, they came ashore at Aden on the south coast of Arabia, the westernmost British colony ruled from Delhi. The pair of them drove past large gatherings of black spectators hemmed in by the occasional white man in a pith helmet. Union Jacks fluttered in the sky, and a huge banner was unfurled. It addressed the Prince of Wales with a loyal exhortation: “Tell Daddy we are all happy under British rule.” And it was from this acceptably loyal outpost of his future empire that David embarked finally for the Jewel itself….

The prince’s itinerary had been planned according to long-established royal tradition. He was to progress around India attending interminable parties, opening buildings, killing as much wildlife as possible and only interacting with the common people by waving at them from a parade. The sentiments of the royal party were made plain in the booklet of Hindustani phrases produced by Dickie and Sir Geoffrey de Montmorency and circulated on board HMS Renown. It comprised a list of basic numbers and verbs, plus a few everyday expressions. These included:

    Ghoosul teeyar kurro—Make ready the bath
    Yeh boot sarf kurro—Make clean these boots
    Peg do—Give me a whisky and soda
    Ghora lao—Bring round the horse
    Yeh miler hai; leyjao—This is dirty; take it away
    Tum Kootch Angrezi bolte hai?—Do you speak any English?
    Mai neigh sumujhta—I don’t understand

The words for please and thank you are nowhere to be found.

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Rebranding British Royalty, 1914-1917

From Indian Summer: The Secret History of the End of an Emperor, by Alex von Tunzelmann (Picador, 2008), pp. 43-45:

ON 28 JUNE 1914, AN AUSTRIAN ARCHDUKE AND HIS WIFE were shot in Sarajevo by a nineteen-year-old terrorist. Assassinations were not unusual at the time. Victims in recent years had included the presidents of Mexico, France and the United States, the empresses of Korea and Austria, a Persian shah and the kings of Italy, Greece and Serbia. Portugal had two kings assassinated on the same day in 1908. But the murder of Archduke Franz Ferdinand would swiftly assume its legendary status as the trigger for the Great War. Swift to feel its tremors was the fourteen-year-old great-grandson of Queen Victoria, His Serene Highness Prince Louis of Battenberg….

Four months to the day after Franz Ferdinand’s death, the elder Prince Louis of Battenberg was removed from his position as First Sea Lord. Prince Louis had been British since 1868 and had served in the Royal Navy since he was fourteen years old. But by October 1914 Britain was at war with Germany, and there were far too many Germans visible in high places. For King George V, of the house of Saxe-Coburg-Gotha, the public tide of anti-German feeling was alarming. He was largely German; his wife, the former Princess May of Teck, was wholly German; his recently deceased father, King Edward VII, had even spoken English with a strong German accent. It was uncomfortably obvious where all this might lead, and a high-profile sacrifice was required to satisfy the public. Prince Louis was at the top of the list.

And so the king and his First Lord of the Admiralty, Winston Churchill, agreed to throw one of their most senior military experts onto the pyre at the beginning of the war, because his name was foreign….

But the humiliation of the Battenbergs was not complete. On 17 July 1917, a mass rebranding of royalty was ordered by George V. The king led by example this time, dropping Saxe-Coburg-Gotha (which was, in any case, a title — nobody knew what his surname was, though they suspected without enthusiasm that it might be Wettin or Wipper), and adopting the British-sounding Windsor. Much against their will, the rest of the in-laws were de-Germanized. Prince Alexander of Battenberg became the Marquess of Carisbrooke; Prince Alexander of Teck became the Earl of Athlone; Adolphus, Duke of Teck, became the Marquess of Cambridge. The unfortunate princesses of Schleswig-Holstein were demoted, in the king’s words, to “Helena Victoria and Marie Louise of Nothing.” And the unemployed Prince Louis of Battenberg would be Louis Mountbatten, Marquess of Milford Haven…. Henceforth, Prince Louis would be a marquess, and Battenberg a cake.

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African-Soviet Parallels before and after 1989

From The Fate of Africa: A History of Fifty Years of Independence, by Martin Meredith (PublicAffairs, 2005), pp. 378-379, 385-387:

By the end of the 1980s, not a single African head of state in three decades had allowed himself to be voted out of office. Of some 150 heads of state who had trodden the African stage, only six had voluntarily relinquished power. They included Senegal’s Léopold Senghor, after twenty years in office; Cameroon’s Ahmadu Ahidjo, after twenty-two years in office; and Tanzania’s Julius Nyerere, after twenty-three years in office….

Out of a list of fifty African countries in 1989, almost all were one-party states or military dictatorships. Opposition parties were illegal in thirty-two states. Elections, when held, served mainly to confirm the incumbent president and his party in power. In twenty-nine countries, over the course of 150 elections held between 1960 and 1989, opposition parties were never allowed to win a single seat. Only three countries – Senegal, the tiny state of Gambia and Botswana – sustained multi-party politics, holding elections on a regular basis that were considered reasonably free and fair. Botswana, in particular, stood out as an example of a liberal democracy, tolerant of opposition activity, where the rule of law was held in respect and where economic development proceeded apace.

Yet a new wind of change was stirring across Africa. It was driven in part by widespread discontent with the corruption, incompetence and stifling oppression of Big Man rule, in part by resentment over rising unemployment, falling living standards and austerity measures that African governments were forced to implement in return for international assistance. Students were at the forefront of a wave of protests that erupted in one country after another, but other urban groups – businessmen, professionals, churchmen, labour unions and civil servants – soon joined in, demanding not just redress of economic grievances but political reform.

Events abroad, in the Soviet Union and Eastern Europe, affected the clamour for change. From the mid-1980s, as a result of Mikhail Gorbachev’s ‘new thinking’, the Soviet Union began to retreat from Africa, no longer willing or able to sustain client states that had relied upon Soviet largesse for survival. With the demise of Marxism-Leninism in Europe came its demise in Africa. When Ethiopia’s Mengistu went to Moscow in 1988 to ask for more military hardware, Gorbachev turned him down, telling him he needed to reach a negotiated settlement to the wars in Eritrea and Tigray. Having lost Soviet sponsorship and confronted by rebel advances, Mengistu renounced Marxism-Leninism and embraced the idea of a multi-party system in the hope of avoiding defeat at the hands of the rebels. The outbreak of mass street demonstrations in Eastern Europe starting in the spring of 1989 and culminating in the fall of the Berlin Wall and the departure of European dictators like Ceausescu in Romania and Honecker in East Germany provided potent examples of what ‘people’s power’ could achieve. One-party regimes now looked outmoded, in Africa as much as in Europe. Even Julius Nyerere, the most articulate spokesman for one-party systems in Africa, felt obliged to modify his support. ‘To view a one-party system in almost religious terms is wrong; he said in February 1990 after visiting Leipzig in East Germany. ‘We Tanzanians have one party as a historical necessity. But this is not a kind of divine decree. It is not proper to treat a person who floats the idea of a multi-party system as someone who has committed treason.’

The end of the Cold War, moreover, changed the West’s attitudes towards Africa. Western governments no longer had strategic interests in propping up repressive regimes merely because they were friendly to the West. Along with the World Bank, they concluded that one-party regimes lacking popular participation constituted a serious hindrance to economic development and placed new emphasis on the need for democratic reform.

In June 1990 Britain declared that the distribution of its aid programme would henceforth favour countries ‘tending towards pluralism, public accountability, respect for the rule of law, human rights and market principles’. At a Franco-African summit at La Baule in June 1990, attended by thirty-three African delegations, twenty-two of which were led by heads of state, President Mitterrand stated that French aid would be dependent on efforts towards liberalisation. He warned: ‘French eagerness to offer development aid is bound to cool off in the case of authoritarian regimes which fail to heed the need for democratisation while regimes prepared to embark on the courageous path of democracy will continue to have our enthusiastic support.’

Previously, Franco-African summits had been known as lavish, back-slapping family gatherings, full of empty talk.

It seems clear in retrospect that Soviet models of governance and Soviet models of “development” were just as effective in strangling civil society and hollowing out the private sector in postcolonial Africa as they were in the ostensibly postimperial Soviet Union, leaving failed states awash in Kalashnikovs and ruled by gangsters to deal with the new expectations, dilapidated infrastructure, and diminished foreign subsidies of the 1990s, during which Africa experienced more than its share of Bosnias and Chechnyas (though with less artillery and more machetes than in their northern counterparts).

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Foreign Surgeons at the Birth of Zimbabwe, 1974-79

From The Fate of Africa: A History of Fifty Years of Independence, by Martin Meredith (PublicAffairs, 2005), pp. 321-326:

The coup in Lisbon in April 1974 changed the fortunes of Rhodesia irrevocably. The end of Portuguese rule in Mozambique not only deprived Rhodesia of a long-standing ally and brought to power there a left-wing nationalist movement; it meant that Rhodesia’s entire eastern border, some 760 miles long, was potentially vulnerable to infiltration by Zanu guerrillas operating freely from bases in Mozambique. Moreover, Frelimo‘s accession to power in Mozambique emboldened Rhodesian nationalists to believe that in Rhodesia too guerrilla warfare would succeed in overthrowing white rule.

The South Africans were quick to recognise, in the aftermath of the Lisbon coup, that an entirely new strategy was needed. Hitherto, they had looked on Angola, Mozambique and Rhodesia as a valuable buffer separating them from contact with black Africa, a cordon sanitaire which it was in their own interests to strengthen. But with the withdrawal of the Portuguese from Angola and Mozambique, Rhodesia was no longer important as a front-line defence, for the winds of change had finally reached South Africa’s own frontier. The South African prime minister, John Vorster, calculated that in the long run Smith’s position, without an open-ended South African military and financial commitment, was untenable. White rule in Rhodesia was ultimately doomed. In this new assessment, Smith, with his long history of intransigence, was no longer a useful partner but a potential liability. His stubborn resistance to change only served to magnify the dangers of communist involvement in southern Africa. An unstable white government in Rhodesia was less preferable than a stable black government, heavily dependent on South African goodwill.

With this objective in mind, Vorster set out to force Smith to come to terms with the Rhodesian nationalists. He was obliged to act circumspectly for fear of antagonising his own electorate and provoking an outcry in Rhodesia. Fortuitously, he found an ally in Zambia’s President Kaunda, who had become increasingly concerned about the disruption caused in Zambia by the Rhodesian imbroglio and about the dangers of a widening guerrilla war there. In conjunction with other African leaders, Vorster and Kaunda conspired to impose on Smith and the nationalists their own plan for a Rhodesian settlement. As a preliminary step, Smith was required, much against his better judgement, to release nationalist detainees, including Joshua Nkomo and Robert Mugabe….

Under pressure from South Africa, Smith went through the motions of attempting a negotiated settlement but, like Mugabe, saw no need to compromise. A conference in August 1975, held under the auspices of Vorster and Kaunda in railway carriages parked on the Victoria Falls bridge on the border between Rhodesia and Zambia, broke up in disarray after the first day….

In early 1976 the guerrilla war entered anew and more perilous phase. From bases in Mozambique, hundreds of Zanu guerrillas infiltrated into eastern Rhodesia, attacking white homesteads, robbing stores, planting landmines and subverting the local population. When Nkomo’s talks with Smith broke down, Zapu guerrillas joined the war, opening a new front in western Rhodesia, along the borders with Zambia and Botswana. Main roads and railways came under attack. White farmers bore the brunt, living daily with the risks of ambush, barricaded at night in fortified homes. A growing number of whites, rather than face military service, emigrated.

Though Rhodesia’s army commanders still expressed confidence in their ability to defeat the guerrilla menace, in many parts of the world it seemed that Smith was embarked upon an increasingly risky venture to sustain white rule which endangered the stability of the whole region. Among those whose attention was drawn to the Rhodesian war was Henry Kissinger. In the wake of the Angolan debacle, Kissinger was particularly alert to the dangers of how nationalist guerrilla wars could widen the circle of conflict, drawing in neighbouring countries and providing the Soviet bloc with opportunities for intervention. He found Vorster similarly worried and impatient with Smith’s intransigence. In tandem, they agreed on a plan to force Smith to accept majority rule. To make Smith amenable to the idea, Vorster cut back oil shipments and supplies of arms and ammunition, withdrew helicopter pilots and technicians from Rhodesia and delayed its import and export traffic through South Africa. Kissinger was left to present the terms of surrender.

At a meeting in Pretoria in September 1976, Kissinger handed Smith a typed list of five points that he said must be used as the basis for a Rhodesian settlement. Smith took the document and slowly read aloud the first point: ‘Rhodesia agrees to black majority rule within two years.’ He looked around the room and said: ‘you want me to sign my own suicide note.’…

When Smith finally left the stage as prime minister on the last day of white rule on 31 May 1979, his legacy was a state unrecognised by the international community, subjected to trade boycotts, ravaged by civil war that had cost at least 20,000 lives and facing a perilous future.

As the war intensified, Britain launched one last initiative to find a solution, calling for negotiations at a conference to be held in London. Muzorewa and Nkomo readily agreed to attend, but Mugabe saw no need. His guerrilla army was planning to embark on a new phase of urban warfare. ‘We felt we needed yet another thrust, and in the urban areas, in order to bring the fight home to where the whites had their citadels’, he recalled. The longer the war lasted, the greater were the prospects for achieving his revolutionary objectives.

Only under extreme pressure from Zambia ‘s Kenneth Kaunda and Mozambique’s Samora Machel did he eventually agree to attend. Both Zambia and Mozambique had suffered heavily as a result of Rhodesian raids on guerrilla bases and supply lines they harboured. Neither could afford to sustain the war any longer. Machel was blunt in his warnings: if Mugabe refused to go to London and explore negotiations, then Mozambique would withdraw its support….

Mugabe arrived in London in September 1979, a cold, austere figure who rarely smiled and seemed bent on achieving revolution, whatever the cost. While in exile he had repeatedly insisted on the need for a one-party Marxist state, threatened that Ian Smith and his ‘criminal gang’ would be tried and shot, and warned that white exploiters would not be allowed to keep an acre of land. His main hope was that the conference would break down.

Against all odds, however, the conference stumbled towards agreement. At the final hurdle, when Mugabe balked at accepting the ceasefire arrangements and made plans to fly to New York to denounce the whole proceedings at the United Nations, he was given a direct warning by an envoy from Machel that unless he signed the agreement, he could no longer count on using Mozambique as abase for operations; in other words, as far as Mozambique was concerned, the war was over. Mugabe was resentful about the outcome of the conference: ‘As I signed the document, I was not a happy man at all. I felt we had been cheated to some extent, that we had agreed to a deal which would to some extent rob us of [the] victory we had hoped we would achieve in the field.’…

Returning to Rhodesia in January 1980, nearly five years after his escape into exile, Mugabe was given a hero’s welcome by one of the largest crowds ever seen in Rhodesia. Banners portraying rockets, grenades, land mines and guns greeted him, and many youths wore T-shirts displaying the Kalashnikov rifle, the election symbol that Zanu wanted but the British had disallowed. But Mugabe himself was unexpectedly conciliatory. In Mozambique, shortly before Mugabe’s return to Salisbury, Samora Machel, still struggling to overcome the massive disruption caused by the exodus of whites at independence in 1975, had intervened to warn Zanu against fighting the election on a revolutionary platform. ‘Don’t play make-believe Marxist games when you get home,’ he said. ‘You will face ruin if you force the whites into precipitate flight.’ Consequently, Mugabe’s manifesto was stripped of all reference to Marxism and revolution.

Black Star Journal has an update on the latest reactions of African leaders to what Mugabe hath wrought.

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Kenya, 1950s: The Mau Mau Civil War?

From The Fate of Africa: A History of Fifty Years of Independence, by Martin Meredith (PublicAffairs, 2005), pp. 84-86:

In postwar years the African population of Nairobi doubled in size. More than half of the inhabitants were Kikuyu, their ranks swelled by a growing tide of desperate, impoverished vagrants. Adding to their numbers were groups of ex-servicemen returning from the war with high expectations of a new life but finding little other than poverty and pass laws. Unemployment, poor housing, low wages, inflation and homelessness produced a groundswell of discontent and worsening crime. Mixing politics and crime, the ‘Forty Group’ – Anake wa 40 – consisting largely of former soldiers of the 1940 age group who had seen service during the war in India, Burma and Ethiopia and other militants were ready to employ strong-arm tactics in opposing the government’s policies and in dealing with its supporters. The trade unions, gathering strength in Nairobi, carried the agitation further, conducting a virulent campaign against the granting of a royal charter to Nairobi. In the African press, too, the tone was becoming increasingly strident. By 1948, the oathing campaign, started by squatters in the Rift Valley and taken up in the Kikuyu reserves and in Nairobi, was in full swing. At fervent gatherings, Kikuyu songs, adapted from church hymns, were sung in praise of Kenyatta and prayers recited to glorify him. In all, several hundred thousand Kikuyu took the oath.

The rising temper of the Kikuyu made little impression on the British governor, Sir Philip Mitchell, a solitary, unapproachable figure from the old colonial school, contemptuous of African nationalists, more preoccupied with the recalcitrant white community than with signs of African discontent, and singularly ill-equipped to deal with the crisis unfolding before him.

Kenyatta, too, found difficulty in controlling the surge of militancy. He favoured constitutional means to oppose colonial rule but was outflanked by militant activists prepared to use violence. In 1951 a hardened group, including two prominent trade unionists, Fred Kubai and Bildad Kaggia, captured control of the Nairobi branch of the KAU [Kenya African Union], proceeded to gain a virtual stranglehold over the national executive and then formed their own secret central committee with plans for an armed uprising. Kaggia, a former staff sergeant in the army, had seen wartime service in Africa, the Middle East and England. Outbreaks of violence – murder, sabotage, arson and forced oathing – became more frequent.

The move towards violence split the Kikuyu people. Both the old Kikuyu establishment – chiefs, headmen and landowners – and the aspiring middle class – businessmen, traders, civil servants and government teachers – opposed violence. So did large numbers of Christian Kikuyu. But by 1952, much of the Kikuyu tribe was caught up in rebellion.

Kenyatta tried to ride out the turbulence, seeking to defuse the crisis rather than to stir it up. Leading activists in Nairobi, while using his name to justify their actions, regarded him with profound suspicion. When the government asked him to denounce Mau Mau publicly, he duly obliged, using a traditional Kikuyu curse. ‘Let Mau Mau perish for ever,’ he told a huge crowd in Kiambu in August 1952, ‘All people should search for Mau Mau and kill it.’ His speech infuriated the central committee. Summoned to a meeting of the central committee at KAU headquarters in Nairobi, he was clearly surprised to discover who its members were. ‘We said, “We are Mau Mau and what you have said at this Kiambu meeting must not be said again”,’ recalled Fred Kubai. ‘If Kenyatta had continued to denounce Mau Mau, we would have denounced him. He would have lost his life. It was too dangerous and he knew it. He was a bit shaken by the way we looked at him. He was not happy. We weren’t the old men he was used to dealing with. We were young and we were serious.’

As the violence grew worse, with daily incidents.of murder, forced oathing and intimidation, a new governor, Sir Evelyn Baring, on the advice of his officials, concluded that the best way to deal with it was to lock up all KAU leaders. In October 1952, shortly after his arrival, Baring declared a state of emergency and ordered the detention of Kenyatta and 150 other political figures, a move taken by Mau Mau activists as tantamount to a declaration of war. In growing panic, white farmers in the Rift Valley expelled some 100,000 squatters, providing Mau Mau with a massive influx of recruits. Many headed straight for the forests of the Aberdares and Mount Kenya to join armed gangs recently established there. Far from snuffing out the rebellion, Baring’s action intensified it. It was only after the emergency was declared that the first white settler was murdered.

The brunt of the war, however, fell not on the whites but on loyalist Kikuyu. They became the target of Mau Mau leaders determined to enforce complete unity among the Kikuyu people before turning on the whites. Nearly 2,000 loyalists died. The official death toll of rebels and their supporters was listed as 11,500, though modern researchers put the real figure far higher. Some 80,000 Kikuyu were detained in camps, often subjected to harsh and brutal treatment. As the tide against Mau Mau turned, gang leaders in the forests tried to keep control by employing ever more perverted oaths, horrifying to the Kikuyu and to whites alike. By comparison, the white community escaped lightly. Though white farmers in isolated farmsteads often lived in fear of attack, after four years only thirty-two white civilians had been killed, less than the number who died in traffic accidents in Nairobi during the same period.

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