Category Archives: USSR

Forced Repatriation of Soviet Citizens after VE Day

Among the many controversial decisions they made at the Yalta Conference in February 1945, Roosevelt, Churchill, and Stalin agreed that all Soviet citizens, whatever their individual history, must be returned to the Soviet Union. Although the protocols signed at Yalta did not explicitly command the Allies to return Soviet citizens against their will, that, in effect, is what happened….

Some wanted to return home…. Others, frightened by what might await them, were nevertheless convinced to return by the NKVD officers who traveled to the POW and displaced persons camps scattered all over Europe. The officers trawled the camps, looking for Russians, offering them smiling visions of a bright future. All would be forgiven, they claimed: “You are now considered by us as true Soviet citizens, regardless of the fact that you were forced to join the German army … “

Some, particularly those who had fallen on the wrong side of Soviet justice before, naturally did not want to go back at all. “There is enough room in the Motherland for everyone,” the Soviet military attaché in Britain told a group of Soviet soldiers living in Yorkshire POW camps. “We know what sort of room there will be for us,” one prisoner replied. Allied officers were nevertheless under orders to send them–and so they did. In Fort Dix, New Jersey, 145 Soviet prisoners, captured wearing German uniforms, barricaded themselves inside their barracks to avoid being sent home. When American soldiers threw tear gas into the building, those who had not already committed suicide rushed out with kitchen knives and clubs, injuring some of the Americans. Afterward, they said they had wanted to incite the Americans to shoot them.

Worse were the incidents that involved women and children. In May 1945, British troops, under what they were told were direct orders from Churchill, undertook to repatriate more than 20,000 Cossacks, then living in Austria. These were former anti-Bolshevik partisans, some of whom had joined Hitler as a way of fighting Stalin, many of whom had left the USSR after the Revolution, and most of whom no longer held Soviet passports. After many days of promising them good treatment, the British tricked them. They invited the Cossack officers to a “conference,” handed them over to Soviet troops, and rounded up their families the following day. In one particularly ugly incident at a camp near Lienz, Austria, British soldiers used bayonets and rifle butts to force thousands of women and children onto trains which would take them to the USSR. Rather than go back, women threw their babies over bridges, and then jumped themselves. One man killed his wife and his children, laid their bodies neatly on the grass, and then killed himself. The Cossacks knew, of course, what would await them upon their return to the Soviet Union: firing squads–or the Gulag.

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 436-437

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Escaping the Gulag with a "Walking Supply"

Generally, memoirists agree that the overwhelming majority of would-be runaways [from the Gulag] were professional criminals. Criminal slang reflects this, even referring to the coming of spring as the arrival of the “green prosecutor” (as in “Vasya was released by the green prosecutor”) since spring was when summer escapes were most often contemplated: “A trip through the taiga is possible only during the summer, when it is possible to eat grass, mushrooms, berries, roots, or pancakes baked from moss flour, to catch fieldmice, chipmunks, squirrels, jays, rabbits…” In the very far north, the optimum time to escape was the winter, which criminals there referred to as the “white prosecutor”: only then would the swamps and mud of the tundra be passable.

In fact, professional criminals were more successful at escaping because once they had gone “under the wire” they stood a far better chance of surviving. If they made it to a major city, they could melt into the local criminal world, forge documents, and find hiding places. With few aspirations to return to the “free” world, criminals also escaped simply for the fun of it, just to be “out” for a little while. If they were caught, and managed to survive, what was another ten-year sentence to someone who already had two twenty-five-year sentences, or more? One ex-zek remembers a woman criminal who escaped merely to have a rendezvous with a man. She returned “filled with delight,” although she was immediately sentenced to the punishment cell….

Not all escapes involved clever flights of fancy. Many–probably the majority–criminal escapes involved violence. Runaways attacked, shot, and suffocated armed guards, as well as free workers and local residents. They did not spare their fellow inmates either. One of the standard methods of criminal escape involved cannibalism. Pairs of criminals would agree in advance to escape along with a third man (the “meat”), who was destined to become the sustenance for the other two on their journey. Buca also describes the trial of a professional thief and murderer, who, along with a colleague, escaped with the camp cook, their “walking supply”:

They weren’t the first to get this idea. When you have a huge community of people who dream of nothing but escape, it is inevitable that every possible means of doing so will be discussed. A “walking supply” is, in fact, a fat prisoner. If you have to, you can kill him and eat him. And until you need him, he is carrying the “food” himself.

The two men did as planned–they killed and ate the cook–but they had not bargained on the length of the journey. They began to get hungry again:

Both knew in their hearts that the first to fall asleep would be killed by the other. So both pretended they weren’t tired and spent the night telling stories, each watching the other closely. Their old friendship made it impossible for either to make an open attack on the other, or to confess their mutual suspicions.

Finally, one fell asleep. The other slit his throat. He was caught, Buca claims, two days later, with pieces of raw flesh still in his sack.

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 395-398

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Collaboration, a Gulag Survival Strategy

Perhaps the most famous exception to the near-universal refusal to admit to informing is, once again, Alexander Solzhenitsyn, who describes his flirtation with the camp authorities at length. He dates his initial moment of weakness to his early days in camp, when he was still struggling to accustom himself to his abrupt loss of status. When invited to speak to the operative commander, he was ushered into a “small, cozily furnished room” where a radio was playing classical music. After politely asking him whether he was comfortable and adjusting to camp life, the commander asked him, “Are you still a Soviet person?” After hemming and hawing, Solzhenitsyn agreed that he was.

But although confessing to being “Soviet” was tantamount to confessing a desire to collaborate, Solzhenitsyn initially declined to inform. That was when the commander switched tactics. He turned off the music, and began to speak to Solzhenitsyn about the camp criminals, asking how he would feel if his wife in Moscow were attacked by some who managed to escape. Finally, Solzhenitsyn agreed that if he should hear any of them planning to escape, he would report it. He signed a pledge, promising to report news of any escapes to the authorities, and chose a conspiratorial pseudonym: Vetrov. “Those six letters,” he writes, “are branded in shameful grooves on my memory.”

By his own account, Solzhenitsyn never did actually report on anything. When recruited again in 1956, he says he refused to sign anything at all. Nevertheless, his initial promise was enough to keep him, while in camp, in one of the trusty jobs, living in the trusties’ special quarters, slightly better dressed and better fed than other prisoners. This experience “filled me with shame,” he wrote–and doubtless provoked his disdain for all trusties.

At the time of its publication, Solzhenitsyn’s description of the camp trusties was controversial–and it still is. Like his description of inmate work habits, it also sparked a running debate in the world of camp survivors and historians, one which continues to this day. Virtually all of the classic, most widely read memoirists were trusties at one time or another: Evgeniya Ginzburg, Lev Razgon, Varlam Shalamov, Solzhenitsyn. It may well be, as some claim, that the majority of all prisoners who survived long sentences were trusties at some point in their camp career. I once met a survivor who recounted to me a reunion of old camp friends he had once attended. The group had taken to reminiscing, and were laughing at old camp stories, when one of them looked around the room and realized what it was that held them together, what made it possible for them to laugh at the past instead of crying: “All of us had been pridurki [trusties].”

There is no doubt that many people survived because they were able to get indoor trusty jobs, thereby escaping the horrors of general work. But did this always amount to active collaboration with the camp regime? Solzhenitsyn felt that it did. Even those trusties who were not informers could, he alleged, still be described as collaborators. “What trusty position,” he asked, “did not in fact involve playing up to the bosses and participating in the general system of complusion?”

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 367-368

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Sixteen Months in the Life of Hava Volovich

Against everything that has been written about the selfishness, the venality of the women who bore children in the camps, stands the story of Hava Volovich. A political arrested in 1937, she was extremely lonely in the camps, and deliberately sought to give birth to a child. Although Hava had no special love for the father, Eleonora was born in 1942, in a camp without special facilities for mothers:

There were three mothers there, and we were given a tiny room to ourselves in the barracks. Bedbugs poured down like sand from the ceiling and walls; we spent the whole night brushing them off the children. During the daytime we had to go out to work and leave the infants with any old woman who we could find who had been excused from work; these women would calmly help themselves to the food we had left for the children….

Every night for a whole year, I stood at my child’s cot, picking off the bedbugs and praying. I prayed that God would prolong my torment for a hundred years if it meant that I wouldn’t be parted from my daughter. I prayed that I might be released with her, even if only as a beggar or a cripple. I prayed that I might be able to raise her to adulthood, even if I had to grovel at people’s feet and beg for alms to do it. But God did not answer my prayer. My baby had barely started walking, I had hardly heard her first words, the wonderful heartwarming word “Mama,” when we were dressed in rags despite the winter chill, bundled into a freight car, and transferred to the “mothers’ camp.” And here my pudgy little angel with the golden curls soon turned into a pale ghost with blue shadows under her eyes and sores all over her lips….

I saw the nurses getting the children up in the mornings. They would force them out of their cold beds with shoves and kicks … pushing the children with their fists and swearing at them roughly, they took off their nightclothes and washed them in ice-cold water. The babies didn’t even dare cry. They made little sniffing noises like old men and let out low hoots.

This awful hooting noise would come from the cots for days at a time. Children already old enough to be sitting up or crawling would lie on their backs, their knees pressed to their stomachs, making these strange noises, like the muffled cooing of pigeons….

The nurse brought a steaming bowl of porridge from the kitchen, and portioned it out into separate dishes. She grabbed the nearest baby, forced its arms back, tied them in place with a towel, and began cramming spoonful after spoonful of hot porridge down its throat, not leaving it enough time to swallow, exactly as if she were feeding a turkey chick….

On some of my visits I found bruises on her little body. I shall never forget how she grabbed my neck with her skinny hands and moaned, “Mama, want home!” She had not forgotten the bug-ridden slum where she first saw the light of day, and where she’d been with her mother all of the time…

Little Eleonora, who was now fifteen months old, soon realized that her pleas for “home” were in vain. She stopped reaching out for me when I visited her; she would turn away in silence. On the last day of her life, when I picked her up (they allowed me to breast-feed her) she stared wide-eyed somewhere off into the distance, then started to beat her weak little fists on my face, clawing at my breast, and biting it. Then she pointed down at her bed.

In the evening, when I came back with my bundle of firewood, her cot was empty. I found her lying naked in the morgue among the corpses of the adult prisoners. She had spent one year and four months in this world, and died on 3 March 1944 … That is the story of how, in giving birth to my only child, I committed the worst crime there is.

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 319-321

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Gulag Guards

In recent years, it has become fashionable to point out that, contrary to their postwar protestations, few Germans were ever forced to work in concentration camps or killing squads. One scholar recently claimed that most had done so voluntarily–a view which has caused some controversy. In the case of Russia and the other post-Soviet states, the issue has to be examined differently. Very often, camp employees–like most other Soviet citizens–had few options. A labor committee simply assigned them a place of work, and they had to go there. Lack of choice was built right into the Soviet economic system.

Nevertheless, it is not quite right to describe the NKVD officers and armed guards as “no better off than the prisoners they commanded,” or as victims of the same system, as some have tried to do. For although they might have preferred to work elsewhere, once they were inside the system, the employees of the Gulag did have choices, far more than their Nazi counterparts, whose work was more rigidly defined. They could choose to behave brutally, or they could choose to be kind. They could choose to work their prisoners to death, or they could choose to keep as many alive as possible. They could choose to sympathize with the prisoners whose fate they might have once shared, and might share again, or they could choose to take advantage of their temporary stretch of luck, and lord it over their former and future comrades in suffering.

Nothing in their past history necessarily indicated what path they would take, for both Gulag administrators and ordinary camp guards came from as many different ethnic and social backgrounds as did the prisoners. Indeed, when asked to describe the character of their guards, Gulag survivors almost always reply that they varied enormously. I put that question to Galina Smirnova, who remembered that “they were, like everyone, all different.” Anna Andreeva told me that “there were sick sadists, and there were completely normal, good people.” Andreeva also recalled the day, soon after Stalin’s death, when the chief accountant in her camp suddenly rushed into the accounting office where prisoners were working, cheered, hugged them, and shouted, “Take off your numbers, girls, they’re giving you back your own clothes!”

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 269-270

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National Minorities in the Gulag

The most fundamental, and ultimately the most powerful, of the political clans [in the Gulag] were those formed around nationality or place of origin. These grew more important during and after the Second World War, when the numbers of foreign prisoners increased dramatically. Their derivation was natural enough. A new prisoner would arrive, and immediately search his barracks for fellow Estonians, fellow Ukrainians, or, in a tiny number of cases, fellow Americans. Walter Warwick, one of the “American Finns” who wound up in the camps in the late 1930s, has described, in a manuscript he wrote for his family, how the Finnish speakers in his camp banded together specifically in order to protect themselves from the thievery and banditry of the professional criminals: “We came to the conclusion that if we wanted to have a little rest from them, we must have a gang. So we organized our own gang to help each other. There were six of us: two American Finns … two Finnish Finns … and two Leningrad District Finns” …

Because of their small numbers, the West Europeans and North Americans who found themselves in the camps also found it difficult to form strong networks. They were hardly in a position to help one another anyway: many were completely disoriented by camp life, did not speak Russian, found the food inedible and the living conditions intolerable….

But the Westerners–a group which included Poles, Czechs, and other East Europeans–had a few advantages too. They were the object of special fascination and interest, which sometimes paid off in contacts, in gifts of food, in kinder treatment. Antoni Ekart, a Pole educated in Switzerland, was given a place in a hospital thanks to an orderly named Ackerman, originally from Bessarabia: “The fact that I came from the West simplified matters”: everyone was interested in the Westerner, and had wanted to save him. Flora Leipman, a Scottish woman whose Russian stepfather had talked her family into moving to the Soviet Union, deployed her “Scottishness” to entertain her fellow prisoners:

I pulled up my skirt above the knees to look like a kilt and turned down my stockings to make them look knee high. In Scots fashion my blanket was thrown over my shoulder and I hung my hat in front of me like a sporran. My voice soared with pride, singing “Annie-Laurie,” “Ye Banks and Braes o’Bonnie Doon,” always finishing up with “God Save the King”–without translation.

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 295-297

A Step at a Time has a related post (via Siberian Light):

TALLINN, April 13 (AFP) – Two Estonians who were held in labour camps as political prisoners during the Soviet occupation of the Baltic state urged world leaders in a letter published Wednesday to boycott events in Moscow on May 9 to mark the end of World War II.

And another about a Pole who’s feeling less than celebratory about commemorating his “liberation” from the Nazis by the Soviets.

“If you did something bad in the German camp, a guard would take out a gun and kill you immediately,” he recalled. “But in a Soviet camp, they would starve you to death so the death was longer and more painful and then they would shoot you and finish you off with a sickle.”

Olizarowicz’s “crime” was serving in Poland’s Home Army, the clandestine force that fought the Nazis, and which the Soviets feared would remain a rallying point for resistance. Convicted in 1947 of “anti-Soviet activity,” he was among nearly 800,000 Poles, Latvians, Lithuanians and Estonians shipped to labor camps.

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Japanese in the Gulag

Life was not much better for the Koreans, usually Soviet citizens of Korean extraction, or the Japanese, a staggering 600,000 of whom arrived in the Gulag and the prisoner-of-war camp system at the end of the war. The Japanese suffered in particular from the food, which seemed not only scarce but strange and virtually inedible. As a result, they would hunt and eat things that seemed to their fellow prisoners equally inedible: wild herbs, insects, beetles, snakes, and mushrooms that even Russians would not touch. Occasionally, these forays ended badly: there are records of Japanese prisoners dying from eating poisonous grasses or wild herbs. A hint at how isolated the Japanese felt in the camps comes from the memoirs of a Russian prisoner who once, in a camp library, found a brochure–a speech by the Bolshevik Zhdanov–written in Japanese. He brought it to a Japanese acquaintance, a war prisoner: “I saw him genuinely happy for the first time. Later he told me that he read it every day, just to have contact with his native language.”

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 299-300

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Gulag Criminals, Politicals, and Most Everybody Else

With their special slang, distinctive clothing, and rigid culture, the professional criminals were easy to identify, and are easy to describe. It is far harder to make generalizations about the rest of the prisoners, the people who formed the raw material of the Gulag’s workforce, since they came from every strata of Soviet society. Indeed, for too long, our understanding of who exactly the majority of the camps’ inmates were has been skewed by our forced reliance on memoirs, particularly memoirs published outside the Soviet Union. Their authors were usually intellectuals, often foreigners, and almost universally political prisoners.

Since Gorbachev’s glasnost in 1989, however, a wider variety of memoir material has become available, along with some archival data. According to the latter, which must be treated with a great deal of caution, it now appears that the vast majority of prisoners were not intellectuals at all–not people, that is, from Russia’s technical and academic intelligentsia, which was effectively a separate social class–but workers and peasants. Some figures for the 1930s, the years when the bulk of the Gulag’s inmates were kulaks, are particularly revealing. In 1934, only 0.7 percent of the camp population had higher education, while 39.1 percent were classified as having only primary education. At the same time, 42.6 percent were described as “semiliterate,” and 12 percent were completely illiterate. Even in 1938, the year the Great Terror raged among Moscow and Leningrad intellectuals, those with higher education in the camps still numbered only 1.1 percent while over half had primary education and a third were semiliterate.

Comparable figures on the social origins of prisoners do not seem to be available, but it is worth noting that in 1948, less than one quarter of prisoners were politicals–those sentenced, according to Article 58 of the Criminal Code, for “counter-revolutionary” crimes. This follows an earlier pattern. Politicals accounted for a mere 12 and 18 percent of prisoners in the terror years of 1937 and 1938; hovered around 30 to 40 percent during the war; rose in 1946 to nearly 60 percent, as a result of the amnesty given to criminal prisoners in the wake of victory; and then remained steady, accounting for between a quarter and a third of all prisoners, throughout the rest of Stalin’s reign. Given the higher turnover of nonpolitical prisoners–they often had shorter sentences and were more likely to meet requirements for early release–it is safe to say that the vast majority of the inmates who passed through the Gulag system in both the 1930s and 1940s were people with criminal sentences, and therefore more likely to be workers and peasants….

Nevertheless, of the hundreds of thousands of people referred to in the camps as political prisoners, the vast majority were not dissidents, or priests saying mass in secret, or even Party bigwigs. They were ordinary people, swept up in mass arrests, who did not necessarily have strong political views of any kind. Olga Adamova-Sliozberg, once an employee of one of the industrial ministries in Moscow, wrote, “Before my arrest, I led a very ordinary life, typical of a professional Soviet woman who didn’t belong to the Party. I worked hard but took no particular part in politics or public affairs. My real interests lay with home and family.”

If the politicals were not necessarily political, the vast majority of criminal prisoners were not necessarily criminals either. While there were some professional criminals and, during the war years, some genuine war criminals and Nazi collaborators in the camps, most of the others had been convicted of so-called “ordinary” or nonpolitical crimes that in other societies would not be considered crimes at all. The father of Alexander Lebed, the Russian general and politician, was twice ten minutes late to work for his factory job, for which he received a five-year camp sentence. At the largely criminal Polyansky camp near Krasnoyarsk-26, home of one of the Soviet Union’s nuclear reactors, archives record one “criminal” prisoner with a six-year sentence for stealing a single rubber boot in a bazaar, another with ten years for stealing ten loaves of bread, and another–a truck driver raising two children alone–with seven years for stealing three bottles of the wine he was delivering. Yet another got five years for “speculation,” meaning he had bought cigarettes in one place and sold them in another. Antoni Ekart tells the story of a woman who was arrested because she took a pencil from the office where she worked. It was for her son, who had been unable to do his schoolwork for lack of something to write with. In the upside-down world of the Gulag, criminal prisoners were no more likely to be real criminals than political prisoners were likely to be active opponents of the regime.

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 291-294

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Steal Anything Except Our Daily Bread

In the end, not everybody [in the Gulag] starved. For even if most food products disappeared before they made it into the soup, one staple food was usually available: bread. Like soup, the bread of the Gulag has been described many times. Sometimes it is remembered as badly baked: one prisoner remembered it being so hard it “resembled a brick,” and so small it could be eaten “in two bites.” Another wrote that it was “literally ‘black’ bread because the bran left in it colored the bread black and made the texture coarse.” He also noted that it was baked with a great deal of water, so that it was “wet and weighed heavy, so that in actual fact we received less than our allotted 700 grams.”

Others recalled that prisoners fought over the drier, less watery ends of the loaves. In Varlam Shalamov’s short story “Cherry Brandy,” a fictive description of the death of Osip Mandelstam, the poet’s approaching death is signaled by his loss of interest in such matters: “He no longer watched for the heel of the loaf or cried when he didn’t get it. He didn’t stuff the bread into his mouth with trembling fingers.”

In the hungrier camps, in the hungrier years, bread took on an almost sacred status, and a special etiquette grew up around its consumption. While camp thieves stole almost everything else with impunity, for example, the theft of bread was considered particularly heinous and unforgivable. Vladimir Petrov found on his long train journey to Kolyma that “thieving was permitted and could be applied to anything within the thiefs capacity and luck, but there was one exception–bread. Bread was sacred and inviolable, regardless of any distinctions in the population of the car.” Petrov had in fact been chosen as the starosta [leader] of the car, and in that capacity was charged with beating up a petty thief who had stolen bread. He duly did so. Thomas Sgovio [an American] also wrote that the unwritten law of the camp criminals in Kolyma was: “Steal anything–excepting the holy bread portion.” He too had “seen more than one prisoner beaten to death for violating the sacred tradition.” Similarly, Kazimierz Zarod remembered that

If a prisoner stole clothes, tobacco, or almost anything else and was discovered, he could expect a beating from his fellow prisoners, but the unwrit- ten law of the camp–and I have heard from men from other camps that it was the same everywhere-was that a prisoner caught stealing another’s bread earned a death sentence.

In his memoirs, Dmitri Panin, a close friend of Solzhenitsyn’s, described exactly how such a death sentence might be carried out: “An offender caught in the act of stealing bread would be tossed in the air by other prisoners and allowed to crash to the ground; this was repeated several times, damaging his kidneys. Then they would heave him out of the barracks like so much carrion.”

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 213-214

UPDATE: See also the story of Nicholas Nagy-Talavera, who survived both Auschwitz and the Gulag.

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Russian Prison Tapping Code

Perhaps the most elaborate form of forbidden communication [in Russian prisons] was the prisoners’ Morse code, tapped on the walls of cells, or on the prison plumbing. The code had been devised in the Czarist era–Varlam Shalamov attributes it to one of the Decembrists. Elinor Olitskaya had learned it from her Social Revolutionary colleagues long before she was imprisoned in 1924. In fact, the Russian revolutionary Vera Figner had described the code in her memoirs, which is where Evgeniya Ginzburg had read about it. While under investigation, she remembered enough of the code to use it to communicate with a neighboring cell. The code was relatively straightforward: letters of the Russian alphabet were laid out in five rows of six letters:

А Б В Г Д Е/Ё
Ж З И К Л М
Н О П Р С Т
У Ф Х Ц Ч Ш
Щ Ъ Ы Э Ю Я

Each letter was then designated by a pair of taps, the first signifying the row, the second the position in the row:

1,1 1,2 1,3 1,4 1,5 1,6
2,1 2,2 2,3 2,4 2,5 2,6
3,1 3,2 3,3 3,4 3,5 3,6
4,1 4,2 4,3 4,4 4,5 4,6
5,1 5,2 5,3 5,4 5,5 5,6

Even those who had not read about the code or learned it from others sometimes figured it out, as there were standard methods of teaching it. Those who knew it would sometimes tap out the alphabet, over and over again, together with one or two simple questions, in the hope that the unseen person on the other side of the wall would catch on. That was how Alexander Dolgun learned the code in Lefortovo, memorizing it with the help of matches. When he was finally able to “talk” to the man in the next cell, and understood that the man was asking him “Who are you?” he felt “a rush of pure love for a man who has been asking me for three months who I am.”

SOURCE: Gulag: A History, by Anne Applebaum (Anchor Books, 2003), pp. 155-156

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