Category Archives: slavery

Navigating the Pigmentocracy in the New World

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 3058-3101:

The obsessive pursuit by the creoles of the outward marks of social distinction, including the title of don, reflected their deeply felt need to mark themselves out as belonging to the society of the conquerors and to place themselves on an equal footing with the upper strata of the colonial social hierarchy. `Any white person,’ wrote Alexander von Humboldt at the end of the colonial period, `even though he rides his horse barefoot, imagines himself to be of the nobility of the country.’ Yet whiteness, like nobility, was to acquire its own ambiguities in a society where nothing was quite as it appeared on the surface.

By the later years of the seventeenth century, although the creoles retained their tax-exempt status and still nominally formed the society of conquest, the old distinctions between conquerors and conquered were coming to be blurred by racial intermingling and were being overlaid by new distinctions thrown up by the confusing realities of an ethnically diverse society. What became known as a society of castas was in process of formation – casta being a word originally used in Spain to denominate a human, or animal, group, of known and distinctive parentage. The mestizos born of the unions of Spanish men and Indian women were the first of these castas, but they were soon joined by others, like mulatos, born of the union of creoles with blacks, or zambos, the children of unions between Indians and blacks. By the 1640s some parish priests in Mexico City were keeping separate marriage registers for different racial groups.

As the combinations and permutations multiplied, so too did the efforts to devise taxonomies to describe them, based on degrees of relationship and gradations of skin colour running the full spectrum from white to black. In the famous series of `casta paintings’, of which over 100 sets have so far been located, eighteenth-century artists would struggle to give visual expression to a classificatory system designed to emphasize and preserve the social supremacy of a creole elite that felt threatened by contamination from below, even as it found itself dismissed as degenerate by officials coming from Spain. The elaborate efforts of these artists to depict in sets of exotic paintings family groups representing every conceivable blend of racial mixture and colour combination look like a doomed attempt to impose order on confusion. In the `pigmentocracy’ of Spanish America, whiteness became, at least in theory, the indicator of position on the social ladder. In practice, however, as time went on there were few creoles to be found without at least some drops of Indian blood, as newly arrived Spaniards (known to the creoles as gachupines) took pleasure in proclaiming.

Colonial society, like that of metropolitan Spain, was obsessed with genealogy. Lineage and honour went hand in hand, and the desire to maintain both of them intact found its outward expression in the preoccupation with limpieza de sangre – purity of blood. In the Iberian peninsula, purity of blood statutes were directed against people of Jewish and Moorish ancestry, and were designed to exclude them from corporations and offices. In the Indies the stigma reserved in Spain for those `tainted’ with Jewish or Moorish blood was transferred to those with Indian and African blood in their veins. In effect, limpieza de sangre became a mechanism in Spanish America for the maintenance of control by a dominant elite. The accusation of mixed blood, which carried with it the stigma of illegitimacy – compounded by the stigma of slavery where there was also African blood – could be used to justify a segregationist policy that excluded the castas from public offices, from membership of municipal corporations and religious orders, from entry into colleges and universities and from joining many confraternities and guilds.

Yet the barriers of segregation were far from being impassable, and were the subject of heated debate within colonial society. In New Spain at least it was possible to remove the taint of Indian, although not African, blood over the course of three generations by successive marriages to the caste that ranked next above in the pigmentocratic order: `If the mixed-blood is the offspring of a Spaniard and an Indian, the stigma disappears at the third step in descent because it is held as systematic that a Spaniard and an Indian produce a mestizo; a mestizo and a Spaniard a castizo; and a castizo and a Spaniard a Spaniard.’ Genealogies could be constructively rewritten to conceal unfortunate episodes in a family’s history, and retrospective legitimation could be purchased for dead relatives. There were other ways, too, of circumventing the rigidities of a social ranking based on the colour of one’s skin.

A royal decree of 1662 relating to the mixed-blood society of Paraguay did no more than recognize realities when it stated that `it is an immemorial custom here in these provinces that the sons of Spaniards, although born of Indian women, should be treated as Spaniards. Where mestizos were both legitimate and white, or nearly white, their chances of being passed off as creoles, with all the social advantages that this implied, were greatly improved. Already from the late sixteenth century it was possible for mestizos of legitimate descent to purchase from the crown a certificate classifying them as `Spaniards’, which meant that their descendants would have access to institutions of higher learning and to the more profitable forms of employment. In the seventeenth century the so-called gracias al sacar permitted even mulattoes to move from black to white. This kind of legalized ethnic flexibility, facilitated by the crown’s perennial shortage of funds, was almost unheard of in Anglo-American colonial society. Only in Jamaica, it seems, was formal provision made for the social ascent of mulattoes, following legislation in 1733 to the effect that `no one shall be deemed a Mulatto after the Third Generation … but that they shall have all the Privileges and Immunities of His Majesty’s white Subjects on this Island, provided they are brought up in the Christian Religion.’

Yet, for all the deceptions and ambiguities, colonial Spanish America evolved into a colour-coded society, although the equation between darkness of skin and social, as distinct from legal, status was by no means absolute. Black servants, the majority of them slaves, were legally inferior to pure-blooded Indians living in their communities, but in social and cultural terms they tended to rank higher, because their occupations in creole households or as hacienda foremen effectively made them members of the Hispanic world. If Spanish American colonial society was fundamentally a three-tier society, consisting of `Spaniards’, castas and Indians, then the black population, unlike that of Barbados or the Chesapeake, occupied an intermediate position by virtue of its inclusion among the castas, even though Indian ancestry was rated superior to black ancestry when it came to contamination of the blood-line.

The complexities of these shades of ethnic difference, imperfectly superimposed on a traditional society of orders, inevitably made for a volatile society, especially in the cities. The poorer sections of the Spanish creole population, whose `pure’ blood placed them above the castas, clung to the status symbols that differentiated them from people of mixed ancestry who might well be better off than themselves. Simultaneously they resented the airs, and wealth, of the creole elite. In spite of attempts by the authorities to end their exemption, mestizos shared with creoles the privilege of paying no direct taxes. This gave them every inducement to differentiate themselves from tribute-paying Indians. Correspondingly, an Indian who could pass himself off as a mestizo stood to gain substantially because he escaped tribute payments. Yet in matters of the faith he was better off if he remained classified as an Indian, since Indians, unlike creoles and mestizos, were not subject to the jurisdiction of the Inquisition.”

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New Land Conquest Licensing

From Seven Myths of the Spanish Conquest, by Matthew Restall (Oxford, 2004), Kindle Locs. 616-619, 2031-2033, 2201-2227:

The first aspect of Conquest procedure was the use of legalistic measures to lend a veneer of validity to an expedition. Such measures typically included the reading out of a legal document, such as a conquest license or the so-called Requirement—the request for submission that was rather absurdly to be read to native communities or armies before hostilities took place. Also included was the declaration of a formal territorial claim….

The document, known as the Requerimiento (Requirement) informed natives of a sort of chain of command from God to pope to king to conquistadors, with the latter merely putting into effect the divinely sanctioned donation of all American lands and peoples by the pope to the Spanish monarch. Native leaders were asked, therefore, to recognize papal and royal authority (that is, to surrender without resistance)…

Requirement is usually viewed as a paragon of miscommunication or, in Las Casas’s words, communicational “absurdity.” Equally absurd were the circumstances under which the text was delivered. According to intellectual historian Lewis Hanke: “It was read to trees and empty huts. . . . Captains muttered its theological phrases into their beards on the edge of sleeping Indian settlements, or even a league away before starting the formal attack. . . . Ship captains would sometimes have the document read from the deck as they approached an island.” In addition to Las Casas, other sixteenth-century Spaniards denounced the delivery of the Requirement in terms ranging from the wry to the scathing. For example, Charles V’s official court historian, Gonzalo Fernández de Oviedo, described how the text was delivered during the early decades of the Caribbean conquest, when natives were still routinely enslaved: “After [the captured Indians] had been put in chains, someone read the Requirement without knowing their language and without any interpreters, and without either the reader or the Indians understanding the language they had no opportunity to reply, being immediately carried away prisoners, the Spaniards not failing to use the stick on those who did not go fast enough.” Here the wielding of the “stick” suggests that even if the content of the Requirement could not be communicated, the violent context of its delivery communicated its broader message of menace and hostility.

In another study, Seed persuasively showed how the message of the Requirement was rooted in Iberian Islamic tradition, specifically in the summons to acknowledge the superiority of Islam or be attacked. Part of the Requirement’s apparent absurdity is that it seems to demand that natives will not be forced to convert, provided that they convert. Like its Islamic antecedent, it leaves matters of conversion for later, demanding only a formal recognition of the religious and political superiority of the invader. This acknowledgment in the Islamic world was expressed in the form of a head tax, essentially the same manifestation of conquest as the tribute first claimed by Queen Isabella in 1501 and levied on every individual Native American in the Spanish empire for over three centuries. The Requirement’s assertion that acceptance of papal and royal authority would bring protection and privilege seems absurd in the context of conquest violence and colonial exploitation, but the concern of Spanish officials for native population levels (expressed in numerous colonial laws) was genuine, albeit based on economic interests. From the crown to local Spanish community leaders, the empire depended upon native tribute, whether paid in cash, goods, or labor. The Requirement’s offer of privilege seems risible because the document also appears to promise destruction. In fact, Spanish colonial rule confirmed and relied upon the integrity of native communities, for it was there that tribute was generated and collected.

Seen in this light, the Requirement becomes less absurd. In fact, in the context of open and blatant conquistador hostilities, it becomes irrelevant. More than that, it becomes an invader’s ritual less potentially confusing to the invaded precisely because it cannot be understood. As “babble” it can more easily be ignored and the nature of the Spanish threat be more clearly contemplated.

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Cossack Pirates on the Black Sea

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 33-34:

Pirates from north of the Black Sea frequently targeted Ottoman ships, even hitting the Ottoman heartland in Anatolia and occasionally menacing Constantinople. These raiders grew up out of the frontier society that defined the coastal borderlands of the empire—a mixture of former Polish-Lithuanian or Muscovite peasants, local Muslims, and nomadic herders, some of whom coalesced into distinct communities given the catchall label “Cossacks.” Cossack groups emerged in the mid-sixteenth century as a key power at the intersection of Polish-Lithuanian and Ottoman authority, offering their services as freebooters—the word “Cossack” probably derives from kazak, a Turkic word for “free man”—to whichever sovereign could pay the highest fee. Although a substantial livelihood came from raiding and piracy, Cossacks were a true multipurpose frontier people, farming, herding, and fishing in the grassy lowlands and estuaries of the Dnieper and other rivers.

The French artillery engineer Guillaume de Beauplan, who witnessed Cossack raids in the seventeenth century, left a graphic description of the Cossacks and their waterborne lives, painting them not as the legendary cavalrymen they would eventually become, but rather as able and daring seamen, commanding small rivercraft that could be reoutfitted for voyages across the sea. As he wrote in his Description of Ukraine:

Their number now approaches some 120,000 men, all trained for war, and ready to answer in less than a week the slightest command to serve the [Polish] king. It is these people who often, [indeed] almost every year, go raiding on the Black Sea, to the great detriment of the Turks. Many times they have plundered Crimea, which belongs to Tatary, ravaged Anatolia, sacked Trebizond, and even ventured as far as the mouth of the Black Sea [Bosphorus], three leagues from Constantinople, where they have laid waste to everything with fire and sword, returning home with much booty and a number of slaves, usually young children, whom they keep for their own service or give as gifts to the lords of their homeland.

As the Cossack raids illustrated, in the seventeenth century at least, the Ottomans exercised little direct control north of the Black Sea, except during seasons of war when troops might descend on local villages to burn crops or requisition livestock.

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Finding Yankee Graves in the South, 1866

From This Republic of Suffering: Death and the American Civil War by Drew Gilpin Faust (Knopf, 2008), Kindle Loc. 3553-3591 (p. 225):

Locating the many graves scattered beyond actual battlefields—casualties from skirmishes, or wounded men who died on the march, or men who succumbed to disease—required Whitman to seek information from local citizens who might have seen or heard of buried soldiers or even assisted in their interments. “As a rule,” he later remembered, “no residence or person was to be passed without the inquiry. ‘Do you know, or have you heard of any graves of Union soldiers in this neighborhood?’” When he arrived in Oxford, Mississippi, Whitman called upon the town postmaster, a federal employee after all, who might be expected to be both knowledgeable and helpful to a Union official. Whitman received not assistance but a warning. The postmaster declared that he would not dare tell a Yankee soldier about Union graves, even if he knew of them. Since the postmaster had taken the loyalty oath to qualify for his position at the end of the war, all his friends, cultivated during nineteen years of residence in the town, had abandoned him. He had even been asked to cease attending his church. “I am informed,” Whitman wrote his commanding officer, “that a disposition has been shown in this vicinity to obliterate and destroy all traces of the graves union soldiers find scattered in the country.”

Farther south the Union dead seemed to be in even more distressing circumstances. Whitman discovered “immense numbers” of bodies in the area between Vicksburg and Natchez—perhaps, he thought, as many as forty thousand. These corpses were in every imaginable place and condition: buried on river embankments and then wholly or partially washed away (there were even reports of coffins floating like little boats down the Mississippi toward the sea), or abandoned in “ravines and jungles and dense cane brakes” and never buried at all. A farmer named Linn, who wanted to extend his cotton fields, had plowed up about thirty Union skeletons and then delivered the bones “in bulk” to the Vicksburg city cemetery. Not far away a Union graveyard had been leveled entirely to make way for a racecourse.

As Whitman pursued his explorations, three hundred black soldiers at the Stones River National Cemetery continued to collect and rebury Union bodies from the wide surrounding area at the rate of fifty to a hundred a day. Stones River represented a pioneering example of the comprehensive reburial effort that by the summer of 1866 had come to be seen as necessary across the South. It also represented the critical role that African Americans had come to play in honoring the Union dead. Almost invariably units of U.S. Colored Troops were assigned the disagreeable work of burial and reburial, and Whitman’s own exploration party included several soldiers from U.S. Colored regiments. Individual black civilians also proved critical to Whitman’s effort to locate corpses and graves.

“Justice to the race of freedmen,” Whitman reported to headquarters, demands “a tribute of grateful mention.” Rebuffed in his search for information by whites like the Mississippi postmaster, Whitman learned to turn to black southerners for help as he traversed the South in the spring and fall of 1866. “Most all the information gained” at one Georgia location, he reported to his journal, “was from negroes, who, as I was told … pay more attention to such matters than the white people.” There was a good deal more at issue here, Whitman soon recognized, than just attentiveness. Black southerners cared for the Union dead as a gesture of political assertiveness as well as a demonstration of gratitude and respect.

During the war African Americans had risked their lives burying Union soldiers and trying to preserve both their names and their graves. About two miles from Savannah, in a corner of “the Negro Cemetery,” lay seventy-seven “graves of colored soldiers” in four neat rows. All but three were identified, all in “very good condition,” and all marked with “good painted headboards.” This was the last resting place of the dead of a unit of U.S. Colored Troops, carefully buried and tended by the freedpeople of the area. Whitman encountered other sites where former slaves had interred Yankees and still watched over their graves. Behind an African Colored Church near Bowling Green, Kentucky, for example, 1,134 well-tended graves sheltered both black and white Union soldiers. A black carpenter nearby was able to provide the most useful information about the area because he had made coffins and helped to bury many of the Union dead himself.

Freedmen provided Whitman with assistance and information throughout his travels. Moses Coleman, “an intelligent negro,” sought Whitman out to tell him about the graves of nine Union soldiers who had been shot by Confederate cavalry after being taken prisoner: “one of whom he saw shot after being compelled to climb a tree.” A freedman eagerly offered the names and locations of two soldiers he had buried more than a year before; another former slave reported his employer’s desecration of soldiers’ graves and offered to identify thirty on his plantation that still remained undefiled.

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Railroads and Other Baffling Innovations

From A Most Magnificent Machine: America Adopts the Railroad, 1825-1862, by Craig Miner (U. Press of Kansas, 2010), pp. 253-254:

Why do our clothes not fit so well? It results from a chain of circumstances the origins of which are obscure to most and the direction of which was partially accidental. Early in the nineteenth century, inventors came up with an automated loom, and businesspeople put these to work in England and in such American industrial cities as Lowell, Massachusetts, turning out cheap cotton cloth. This, along with the application of the cotton gin to cotton production, revitalized slavery as well as creating an incentive for inexpensive ready-made and therefore not specifically tailored clothing.

Such long-range deep impacts of technological and business developments have long been studied. Lynn White, in Medieval Technology and Social Change, documented the enormous impact of clocks, heavy harness and stirrups on population growth, shock warfare, and the age of exploration. Siegfried Giedion wrote in his Mechanization Takes Command of what he called “anonymous history.” Who can estimate the impact of the invention of the toilet, or the assembly line in food production, or household machinery on the status of women? Langdon Winner observed “Developments in the technical sphere continually outpace the capacity of individuals and social systems to adapt. As the rate of technological innovation quickens, it becomes increasingly important and increasingly difficult to predict the range of effects that a given innovation will have.”

A recent touring art exhibit called “The Railway: Art in the Age of Steam” reaffirmed the impact of that technology on perceptions of life and landscape. “The application of steam power to motion,” the catalog noted, “came as a startling turn of events.” Some found it wondrous, but “for others it heralded a frightening, almost demonic energy.” There was something supernatural about it, even extraterrestrial. It made middle-class people “physically and psychologically susceptible to impersonal and potentially lethal industrial machines.”…

Think of the social and psychological changes wrought by the telegraph, electricity, the phonograph, the automobile, the airplane, radio, television, the computer, the Internet, the long-playing record, video games, the cell phone, fast food, the shopping mall, and the iPod. And think of how “baffled,” in many ways, we are by them and how they should fit in with the rest of our existence. These devices have become ubiquitous parts of modern life. An age when they did not exist is nearly unimaginable to many, while an age where they do exist is unendurable to others.

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Railroads in the Antebellum South

From A Most Magnificent Machine: America Adopts the Railroad, 1825-1862, by Craig Miner (U. Press of Kansas, 2010), pp. 169-171:

In 1849, [Georgia] was ahead of all southern states in rail mileage and estimated to be ranked third or fourth among all states in the Union. When the Western & Atlantic was completed in 1850, the company was still seeking more state appropriations, and there were still those who thought it could be better managed by a private concern than by the state. But many thought its shortcomings were based on unrealistic public expectations. Compared to most, it was a successful railroad indeed. Wrote the Macon editor: “Great confidence seems to be felt in whatever Georgia lays her hand to. I have often heard it wondered how the citizens of Georgia had succeeded so in building railroads, keeping out of debt, and making their roads pay well.” The reason was that Georgia, as its governor noticed in his 1855 address, had a “definite system” and a “uniform principle” in granting railroad charters. It had supported railroads with state aid and management without going overboard in doing so.

Already the myth of southern backwardness was strong in the North. Amid the tensions of the 1850s, which would lead so soon to civil war, the South defended itself partly by pointing out how well it had done in railroad building. “It is fashionable,” wrote a man in Louisville, “for a certain class of people at the North to taunt the people of the South with a want of enterprise. It is regarded as necessary to establish the evils of slavery, that it shall be shown that it encourages indolence, and represses enterprise; and to illustrate the truth of the positions assumed, the superior progress of the free States in railroad building is cited as proof positive.” History proved that false. The South had built some of the first railroads and some of the best railroads in the United States.

It was also false that southern railroads ran well because northern men ran them or because they used northern supplies and equipment. There were southern ironworks and southern locomotive and car builders. The South argued that slave labor would be a great advantage in railroad building. Just as cities were buying slaves to do urban tasks, so railroads would in the future, and the institution of slavery would become less tied to plantations and the growing of cotton. Northerners were speculators, and eventually there would be proof that the more conservative way the South had proceeded in building railroads was best. It had largely avoided the “chaos of panic and bankruptcy” that characterized northern rail enterprises….

Southern railroads were slightly slower in schedule than northern railroads, but they were safer and more comfortable. The food “would be hard to boast of,” but it was tolerable. The pace at depots in the South was more relaxed, with none of the “running headlong, with coat tails flying,” typical of boarding a train in the North. The conductor boarded the passengers in a leisurely way. Then “the whistle gives a gentle toot, and gradually, as a duck swims against a current, the train moves, and nobody is in a perspiration; no one has lost his baggage, or torn his clothes; no one is left lamenting his hard fate in being a moment too late.” Once aboard a train in the South, the passenger found sociable fellows, and the black “servant” who carried water, apples, and oranges through the cars also distributed ice cream. It made travel by rail actually enjoyable.

Far from being a sideshow, railroad development in the South provided a viable alternative to the way things were practiced in the North. Its example gave a strong indication that there was more than one way of adapting to railroads. The technology did not itself dictate its appropriate uses by people and states.

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Slavery in the Dutch East Indies, 1600-1800

From: Being “Dutch” in the Indies: A History of Creolisation and Empire, 1500–1920, by Ulbe Bosma and Remco Raben, tr. by Wendie Shaffer (National U. Singapore Press, 2008), pp. 46-47:

While Mestizo communities were growing rapidly in the colonies in South Asia, Java and the Moluccas, things were looking very different in Batavia. Here the social spectrum was, in a manner of speaking, weighed down under the burden of two opposing immigrant streams. On the one hand were the large numbers of newcomers from Europe. They continued to occupy the upper ranks in the Dutch East India Company, fashioning their world with their conventions and status norms. Among the newcomers were thousands of soldiers living in the garrisons who were not permitted to marry. On the other hand, the city swarmed with slaves who had been brought there from neighbouring regions and who, after manumission, filled the ranks of the urban proletariat. During the 17th and 18th centuries between 200,000 and 300,000 slaves were transported to Batavia. Indeed, the majority of those living in Batavia had a background of slavery. Inside the city walls, where about 20,000 people lived, at least half the population were slaves and 10 per cent were Mardijkers [interesting etymology!—J.]. Most of the extramural communities also consisted of former slaves and their children. The demographic effects of the slave trade were enormous: when slavery was abolished in 1813, population growth ceased for a long time.

The Europeans were the largest group of slave owners. There are no statistics recording how many slaves there were per household in Batavia, but figures from other comparable cities can offer some idea. In Colombo in 1694, 70 per cent of the slaves were owned by Europeans, with an average of almost 11 slaves per household; on Ambon these figures were respectively 59 per cent and almost five. In Batavia the Mardijker community fluctuated with the number of Europeans in the city, which suggests a close correlation between the number of Europeans and the emancipation of Christian slaves. There appears to have been an almost insatiable demand for slaves. The whole of Batavia — from the company’s dockyards to household personnel, from orchestras to agriculture — depended on slave labour. The ubiquitous slaves also provided easy sexual contacts for their owner. Presumably, sexual relations between masters and their slaves were so common, and so much a matter of course, that they were seldom given special mention.

Slavery left other traces on the pattern of urban life. It was customary for Europeans to baptise their slaves. This practice took off after 1648, when baptised slaves were admitted to the religious celebration of the Lord’s Supper in the Dutch Reformed Church. In Protestant churches it was not the sacrament of baptism but that of the Lord’s Supper (Eucharist or Holy Communion) that admitted a person into the community of Christian believers. Furthermore, many Batavian Europeans took pride in emancipating their baptised slaves. They would usually do this in their wills. Some of the emancipated slaves would, not surprisingly, be the natural children of slave women and European fathers. Once they had been baptised and emancipated, these former slaves merged into the Mardijker community. The Mardijkers were a flock of varied plumage. Initially, most of the slaves in Batavia came from India and Bali. This changed between 1660 and 1670, when the VOC halted its slave trade from India and Pegu (southern Burma) and, after the capture of the southern Sulawesi kingdom of Goa, channelled the extensive slave-trade network from Makassar to Batavia. The slaves of Indian origin living in Batavia quickly became a minority group. After some decades, this shift in slave supply areas resulted in the establishment of a Malay-speaking church in Batavia. The slaves from India tended to speak Portuguese, and the lingua franca in most households with slaves would probably also have been Portuguese. Thus, after their emancipation, slaves from India as well as the East Indies joined the Portuguese-speaking community. Between October 1688 and February 1708 there were 4,426 people accepted into the Portuguese-speaking church, while in the Malay-speaking church the number is no more than 306. With time, the Portuguese language began to fade out of use, and so during the 18th century the balance shifted. In the 1780s each year saw about 30 people joining the Portuguese congregation, while 31 were accepted into the Malay church.

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Sultanate of Ternate as a Colony

From The Spice Islands Voyage: The Quest for Alfred Wallace, the Man Who Shared Darwin’s Discovery of Evolution, by Tim Severin (Carroll & Graf, 1997), pp. 183-185:

The volcanic island of Ternate, where Wallace first stepped ashore in January 1858, was at that time nominally ruled by an eccentric one-eyed Sultan. An octogenarian, he liked to be addressed by his full title of Tadjoel Moelki Amiroedin Iskandar Kaulaini Sjah Peotra Mohamad Djin. He was the twenty-third Sultan, and traced his authority back to the ruler of Ternate who had been on the throne when the English adventurer Francis Drake came there in 1579 looking for the fabled Spice Islands. Drake had found what he was seeking, because Ternate and the small islands to the south were then the main source of cloves, a spice which cost more than its weight in gold when brought to Europe. The Sultan of Ternate – with his equally autocratic neighbour the Sultan of Tidore, who ruled another little volcano island a mile away – controlled virtually the entire world’s supply of the spice, and a good proportion of the nutmeg and mace as well, because these spices happened to grow in domains which paid them tribute. In fact the suzerainty of Ternate and Tidore extended, in theory at least, as far as Waigeo, where nearly three centuries later Wallace found the natives still obliged to send a tribute of feathers from Birds of Paradise to decorate the turbans of the Sultans and their clusters of courtiers.

In Drake’s day the Sultan of Ternate had been a splendidly barbaric figure, wearing a cloth-of-gold skirt, thick gold rings braided into his hair, a heavy gold chain around his neck, and his fingers adorned with a glittering array of diamonds, rubies and emeralds. By the time Wallace arrived, the effective power of the Sultan had been eroded by more than two centuries of bullying by larger nations who coveted the spice trade. In the mid-nineteenth century Sultan Mohamad Djin was frail and very forgetful, living on a Dutch pension as a doddering semi-recluse who spent his days in his shabby and dusty palace surrounded by his wives, a brood of 125 children and grandchildren, the princes of the blood and their families, courtiers, servants and slaves. Most of them were poverty-stricken. A memory of the glamour remained, however. The Sultan himself would emerge from his palace, the kedaton, for state occasions or to call on the Dutch authorities in the town. These appearances were like mannequins come to life from a museum, and greatly enjoyed by the Sultan’s citizens who continued to ascribe semi-divine powers to their overlord. The Sultan and his court would sally forth dressed in a magpie collection of costumes which had been acquired piecemeal from earlier colonial contacts, or had been copied and recopied over the intervening centuries by local tailors. They donned Portuguese doublets of velvet, Spanish silk jackets, embroidered waistcoats and blouses, parti-coloured leggings and Dutch broadcloth coats. Their exotic headgear and weapons ranged from Spanish morions and halberds to swashbuckling velvet hats with drooping plumes and antique rapiers set with jewels. The pièce de résistance was the state carriage, which had been given to an earlier Sultan by the Dutch and was a period piece. It was so badly in need of repair that, to climb aboard it, the elderly Sultan had to mount a portable ladder. Safely ensconced, he was then pulled forward in his rickety conveyance by 16 palace servants harnessed instead of horses, who towed him slowly along to the Dutch Residency a few hundred metres distant.

The real power in Ternate when Wallace arrived was not even the Dutch Resident but the chief merchant, Mr Duivenboden. He was of Dutch family but born in Ternate, and had been educated in England. Locally known as the ‘King of Ternate’, he was extremely rich, owned half the town as well as more than 100 slaves, and operated a large fleet of trading ships. His authority with the Sultan and the local rajahs was considerable, and he was very good to Wallace who, with his help, was able to rent a run-down house on the outskirts of the town and fix it up well enough to serve as his base of operations. He kept this house for three years, returning there regularly from his excursions to the outer islands. Back in his Ternate house, he would prepare and pack his specimens for shipment to Europe, write letters to his family and to friends like Bates, and begin preparations for the next sortie into the lesser-known fringes of the Moluccas.

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Orthodox Salonica’s Surrender to the Turks, 1387

From Salonica, City of Ghosts: Christians, Muslims and Jews, 1430-1950, by Mark Mazower (Vintage, 2006), pp. 26-27:

The Turks’ attitude to religion came as a pleasant relief to many Orthodox Christians. Held captive by the Ottomans in 1355, the distinguished archbishop of Salonica, Gregory Palamas, was surprised to find the Orthodox Church recognized and even flourishing in the lands under the emir. Prominent Turks were eager to discuss the relationship of the two faiths with him and the emir organized a debate between him and Christian converts to Islam. “We believe in your prophet, why don’t you believe in ours?” Muslims asked him more than once. Palamas himself observed an imam conducting a funeral and later took the opportunity to joust over theology with him. When the discussion threatened to overheat, Palamas calmed it down by saying politely: “Had we been able to agree in debate we might as well have been of one faith.” To which he received the revealing reply. “There will be a time when we shall all agree.”

As Byzantine power waned, more and more Orthodox Christians felt caught between two masters. Faced with an apparent choice between the reviled Catholics (their sack of Constantinople in 1204 never to be forgotten) and the Muslim Turks, many opted for the latter. Written off as an embarrassment by later Greek commentators, the pro-Turkish current in late Byzantine politics was in fact a powerful one for the Ottomans, who could be seen as protectors of Orthodoxy against the Catholics. The hope for political stability, the desire for wealth and status in a meritocratic and open ruling system, admiration for the governing capacities of the Ottomans, and their evident willingness to make use of Christians as well as Muslims explain why administrators, nobles, peasants and monks felt the allure of the sultans and why many senior Byzantine noble families entered their service. Murad II‘s grand viziers were well known for their pro-Christian sympathies; Murad himself was influenced by dervish orders which preached a similarly open-minded stance, and the family sheykh of the Evrenos family was reputed to be a protector of Christians. In the circumstances, it is not surprising why surrender seemed far more sensible an option than futile resistance against overwhelming odds, and why the inhabitants of Salonica themselves were known, according to at least one Byzantine chronicler, as “friends of the Sultan.”

In the second half of the fourteenth century, one Balkan town after another yielded to the fast-moving Ottoman armies; the Via Egnatia fell into their hands, and even the canny monks of Mount Athos submitted. Salonica itself was blockaded for the first time in 1383, and in April 1387, surrendered without a fight. On this occasion, all that happened was that a small Turkish garrison manned the Acropolis. The town’s ruler Manuel Palaeologue had wanted to resist, but he was shouted down by the inhabitants, and forced to leave the city so that they could hand themselves over. Manuel himself paid homage to the emir Murad, and even fought for his new sovereign before being crowned emperor.

Had the city remained uninterruptedly under Ottoman control from this point on, its subsequent history would have been very different, and the continuity with Byzantine life not so decisively broken. Having given in peacefully, Salonica was not greatly altered by the change of regime, its municipal privileges were respected by the new rulers and its wealthy monastic foundations weathered the storm. The small Turkish garrison converted a church into a mosque for their own use, and the devshirme child levy was imposed—at intervals Turkish soldiers carried off Christian children to be brought up as Muslims—which must have caused distress. But returning in 1393, Archbishop Isidores described the situation as better than he had anticipated, while the Russian monk Ignatius of Smolensk who visited in 1401 was still amazed by its “wondrous” monasteries.

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Ottoman Effects on European Nationalism

In the September 2009 issue of Journal of World History Sean Foley discusses various aspects of Muslims and Social Change in the Atlantic Basin (Project MUSE subscription required). Here’s a bit of the most interesting section to me, The Emergence of European Nationalism (pp. 385-391):

Ottoman power also drove important political change in Europe during the sixteenth and seventeenth centuries, contributing to the rise of nation-states and new national identities in two key ways. First, the Ottoman Empire’s presence in European politics allowed leaders from England to the Balkans to use alliances with Istanbul to counter the policies of larger and more powerful Christian European rivals. Second, Muslim mariners attacked European coastal areas and seized more than a million Europeans. These attacks decimated coastal regions, undermined the authority of some governments, redefined national identities, and compelled some governments to extend unprecedented rights and guarantees to their subjects—rights that became cornerstones of the Euro-Atlantic legal tradition today.

One saw this two-track process unfold across Europe from the sixteenth century until the mid eighteenth century. While one might question Stephen Fischer-Galati’s contention that the Ottoman threat guaranteed the survival of the Protestant Reformation, there is no doubt that the simultaneous challenges of the Ottoman Empire and of the Protestant Reformation taxed the resources and complicated the strategic calculations of Catholic leaders. On multiple occasions—including periods when Ottoman armies appeared to threaten Europe—Protestant states in Germany refused to contribute soldiers to participate in military operations against the Ottoman armies or discuss funding wars against the Ottomans with Catholic Habsburg officials before all internal religious issues had been resolved. For all of their power and wealth, Catholic leaders—Charles V of Spain and Ferdinand I of Austria—had little choice but to negotiate directly with smaller German states and respect their religious views, no matter how objectionable they appeared to be to Catholic audiences. This was a major blow to states that saw themselves as absolute monarchies beholden to no one except God.

Nor were Catholic resources stretched only in Germany. In its many protracted conflicts with the Netherlands, France, and England, Spain always had to allow for the fact of military alliances with the Ottoman Empire, which could strike Spanish possessions far removed from Western Europe. Dutch Calvinists used Ottoman markets to circumvent a Spanish embargo on Dutch trade with Iberia—an embargo meant to punish Holland for seeking independence from the Spanish crown. Thanks in part to Ottoman markets and military assistance, the Dutch won their independence in 1609. Protestant England and Catholic France also used Ottoman power as a vehicle to assert their national identity and interests against Spain’s power in Europe. In one instance, Spain was compelled to release France’s king, Francis I, shortly after Spanish armies seized him and defeated the French army at Pavia in 1525: the Ottoman Empire had signaled its desire for the immediate release of the French king. Subsequently, Francis admitted to a Venetian diplomat that he saw the Ottoman Empire as the only force capable of “guaranteeing the combined existence of the states of Europe” against Spanish power.

Importantly, the Ottoman ability to strike at Spanish possessions far removed from Eastern Europe reflected its large army and formidable formal and informal naval power. Fulfilling the prediction of the fourteenth-century Arab historian Ibn Khaldun that North African mariners would “attack the Christians and conquer the lands of the European Christians,” Moroccans, Tunisians, and Algerians seized Christians and wreaked havoc on Europe’s maritime commerce and coastal communities from the eastern Mediterranean Sea to Iceland. Cornwall, Devon, and other English communities lost a fifth of their shipping and thousands of sailors in the first third of the seventeenth century alone. Yet, the impact of Muslim mariners on Italy was far greater. Robert David notes in Christian Slaves, Muslim Masters, that large stretches of Italy’s once populous coastline were uninhabitable—“continually infested with Turks” throughout the sixteenth and seventeenth centuries. Fishing and farming (even ten to twenty miles inland) remained dangerous pursuits well into the eighteenth century along much of the Italian coast, especially in Sicily and other areas close to North Africa….

Equally important, European captives, Muslim attacks, and the publicity tied to them sparked new national consciousnesses, national missions, and ultimately social change in England and later France. In both, this process cemented the principle that only non-Europeans should be enslaved, and as such they glorified “free” labor and efforts to combat Muslim slavery….

The Islamic element of English national consciousness evidenced in Henry V grew still stronger in the seventeenth century, as Muslim maritime attacks challenged the cornerstone of the island nation’s national mythology: the ocean was the source of English economic, military, and political vitality. As Linda Colley observes in Captives, the Stuart kings’ failure to stop Muslim attacks and enslavement of Englishmen was an important factor that robbed them of legitimacy and helped “to provoke the civil wars that tore England and its adjacent countries apart after 1642.” Subsequent governments sought to avoid the Stuarts’ fate by strengthening the English navy, paying Muslim mariners not to attack English ships, and publicly emphasizing the government’s full commitment to preventing the enslavement of Englishmen on the high seas. By the eighteenth century, this national mission and the government’s commitment to it had become institutionalized, as evidenced in the words of James Thomson’s poem “Rule, Britannia”: “Rule, Britannia, rule the waves; Britons never will be slaves.”

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