Category Archives: religion

Portugal’s Means & Ends in 1505

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 137-140:

Dom Francisco de Almeida, was only the king’s second choice. Tristão da Cunha had been his initial nomination, but the experienced seaman had suddenly been struck down by blindness, probably the result of a vitamin deficiency. Though he later recovered, the incident was taken as a sign from God. Almeida was to be the first member of the high nobility to lead an India expedition. He was about fifty-five years old, with wide military, diplomatic, and nautical experience, but he also possessed the personal qualities that Manuel hoped for in a man to whom he might entrust high affairs of state. Almeida was incorruptible, unmoved by the lure of riches, benevolent, a widower without home ties, pious, and mature in his judgments. For many, the attraction of India was the prospect of personal gain; Almeida was untarnished by the appetites of the Sodrés. He valued titles above bales of spices, and he knew how to fight.

Almeida was not just to be the captain-major. He was also granted the elevated title of viceroy, nominally with executive power to act in the king’s place. What this meant in practice was spelled out a week later in the regimento, the instructions given to him by the king. They ran to 101 closely written pages, containing 143 different items divided into chapters and subchapters that revealed both the microscopic level of detail at which the king wished to direct his appointee and the breathtaking scale of his ambition.

After sailing around the Cape, Almeida was ordered to get control of the Swahili coast. His targets were to be the ports of Sofala, key to the gold trade, and Kilwa. The recommended method was to arrive in the guise of friendship, then attack the towns by surprise, imprison all the Muslim merchants, and seize their riches. Forts were to be constructed and control then exercised over the sources of gold, necessary for trading on the Malabar Coast in exchange for spices. It was to be a mission of war, disguised as peace. Then, wasting no time, he was to proceed directly across the Indian Ocean and build four more forts: at the stopover island, Anjediva, as a support and provisioning hub, and in the friendly cities of Cannanore, Quilon, and Cochin.

Moving north, another fort was to be built at or near the mouth of the Red Sea and close to the kingdom of Prester John, to choke off the sultan’s spice trade and ensure that “all India should be stripped of the illusion of being able to trade with anyone but ourselves.” Two ships were to be on permanent patrol along the African coast as far as the Horn of Africa. The regimento then turned its attention to the intractable Calicut problem. One way or another, the new samudri, as hostile as his predecessor, was to be dealt with. Almeida was to establish peace if the samudri agreed to expel all the Muslims; if not, “wage war and total destruction on him, by all the means you best can by land and sea so that everything possible is destroyed.”

No strategic point was to be overlooked. After locking up the Red Sea, a fleet was to be sent to other Islamic city-states and kingdoms: Chaul and Cambay, and Ormuz, at the mouth of the Persian Gulf. Almeida was to demand annual tribute to the king of Portugal; to order these states to break off all commercial relations with the Arab merchants of Cairo and the Red Sea; to capture all Muslim shipping along the way. To pay for all this, he was to ensure the full loading and prompt sailing of the annual spice fleets.

Manuel’s ambition did not end there. After seeing to the spice ships, the viceroy was ordered to open up new frontiers by “discovering” Ceylon, China, Malacca, and “whatever other parts have still not been known.” Pillars were to be planted on this new soil as markers of possession. It was an exhaustive list.

Though the instructions also claimed to allow Almeida a certain freedom of action in the case of unseen eventualities, in practice they imposed a rigid agenda. Manuel never had seen and never would see the world whose conquest he was demanding, but the regimento revealed an astonishing grasp of the choke points of the Indian Ocean and an authoritative geostrategic vision for controlling them and constructing his own empire. This knowledge had been acquired at breathtaking speed. Within seven years of bursting into the new world, the Portuguese understood, with a fair degree of accuracy, how the twenty-eight million square miles of the Indian Ocean worked, its major ports, its winds, the rhythm of its monsoons, its navigational possibilities and communication corridors—and they were already eyeing farther horizons. The methodology of knowledge acquisition had been developed over the years of slogging round the coast of Africa, during which the Portuguese had become expert observers and collectors of geographical and cultural information. They garnered this with great efficiency, scooping up local informants and pilots, employing interpreters, learning languages, observing with dispassionate scientific interest, drawing the best maps they could. Astronomers were sent on voyages; the collection of latitudes became a state enterprise. Men such as Duarte Pacheco Pereira, substituting firsthand observation for the received wisdom of the ancients, operated within the parameters of Renaissance inquiry. Information about the new world was fed back into a central hub, the India House in Lisbon, where everything was stored under the crown’s direct control to inform the next cycle of voyages. This system of feedback and adaptation was rapid and effective.

Manuel had drawn on a small coterie of advisers to construct the regimento for Almeida. Influential among them was Gaspar, the Polish Jew posing as a Venetian whom Vasco da Gama had kidnapped on his first voyage. He is woven into the first decade of Portuguese exploration, invaluable as an expert and an interpreter, an elusive figure, changing his identity and name to suit the patron of the moment and the needs of the situation. First Gaspar da Gama, to Manuel probably Gaspar da India, on the forthcoming voyage he would call himself Gaspar de Almeida “out of love for the viceroy.” He had a propensity to tell his new employers what they wanted to hear, but he was well informed. He seems to have had a good knowledge of the Indian Ocean and to have traveled widely. It was he who suggested the first overture to Cochin, and he had probably made voyages to Ceylon, Malacca, and Sumatra. He also understood the strategic importance of the Red Sea. It was this information that seeped into Manuel’s grand plan of 1505.

Gaspar had advocated that the Portuguese should go straight for the Muslim jugular—attack Aden, close the Red Sea, and suffocate Mamluk trade first; then the samudri would be compelled to become a Portuguese client—rather than laboriously constructing forts on the Malabar Coast that would cost money and lives. The wisdom of the forts strategy would become a hotly debated issue in the years ahead. Manuel had absorbed the plan but not the sequence: he preferred first to establish secure bases on Indian soil as a platform for snuffing out Muslim trade.

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First Portuguese Toeholds in India

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 119-120:

GAMA SET SAIL FOR Lisbon in February 1503, leaving behind two fragile toeholds on the Indian coast—the trading posts at Cannanore and Cochin—and a furious and humiliated samudri in Calicut, additionally enraged with the sultan of Cochin for defying his attempts to uproot the Portuguese pirates. It was clear that there could be no peaceful negotiations with these intruders, whose visitations were assuming an ominous regularity. With the dying of each monsoon, their ships returned, sometimes in small squadrons, sometimes in major shows of force. They announced themselves with displays of flags and volleys of cannon fire. They came with intemperate demands for spices and for the expulsion of the deep-rooted Muslim community; they flouted the taboos of Hindu culture and backed up their threats with traumatic acts of violence beyond the acceptable rules of war.

The Portuguese now started trying to introduce a toll system for shipping along the shores of the Malabar Coast; they issued safe-conduct passes, called cartazes, that ensured protection for the vessels of friendly powers. This was effectively a tax on commerce. In time it would require merchant shipping to trade in Portuguese-controlled ports and, additionally, pay substantial import and export duties. The cartazes, stamped with the image of the Virgin Mary and Jesus, marked a radical shift in the Indian Ocean. With the coming of the Europeans, the sea was no longer a free-trade zone. The cartaz system introduced the alien concept of territorial waters, a politicized space controlled by armed force and the Portuguese ambition to dominate the sea.

The full implications of these threats to Indian Ocean trade were now echoing across the wider world. In December 1502, the worried Venetians established a Calicut committee with the express purpose of soliciting action from the sultan in Cairo; this was to be undertaken by their ambassador, Benedetto Sanuto, “to find rapid and secret remedies.” The utmost discretion was essential. The potential scandal of aiding Muslims against their Christian brethren made Venetian overtures extremely delicate, but Sanuto’s mission was clear: to highlight to the sultan the threat posed by a Portuguese blockade of his spice route, to urge him to put pressure on the samudri to expel the intruders, and, to the obvious advantage of the Venetians themselves, to lower tariffs on spices traded through Egypt to compete with the Portuguese.

In Cairo itself, the sultan, Al-Ashraf Qansuh al-Ghawri, had other things to concern himself with—outbreaks of sedition, threats to the pilgrim routes to Mecca and Medina from Bedouin tribesmen, an empty treasury—but the sudden appearance of the Portuguese in the Indian Ocean was as disconcerting as it was inexplicable. “The audacity of the Franks knows no limit,” reported the chronicler Ibn Iyas of their growing incursions.

They say that the Franks have succeeded in effecting a breach in the dyke constructed by Alexander [the Great]…this breach has been made in a mountain that separates the China Sea [the Indian Ocean] from the Mediterranean. The Franks have been striving to enlarge this cutting to allow their ships to pass into the Red Sea. Such is the origin of this piracy.

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Cabral’s Armada to India in 1500

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 85-87:

JUST SIX MONTHS AFTER Gama’s return, a vastly larger fleet was ready to depart from the shores of Belém: thirteen ships, twelve hundred men, and a capital investment by Florentine and Genoese bankers, now eager to participate in the opportunities of the Indies. Manuel could be irresolute, easily swayed, and perverse, but the year 1500 resounded with messianic portents, the eyes of Europe were turning toward Lisbon, and this new armada, led by the fidalgo Pedro Álvares Cabral as captain-major, was a swift follow-up aimed at winning material advantages and the crusading admiration of the Catholic world. Cabral’s expedition marked the shift from reconnaissance to commerce and then conquest. In the first five years of the sixteenth century, Manuel would dispatch a volley of overlapping fleets of increasing size, eighty-one ships in all, to ensure success in a life-and-death struggle for a permanent position in the Indian Ocean. It was a supreme national effort that called on all the available resources of manpower, shipbuilding, material provision, and strategic vision to exploit a window of opportunity before Spain could react. In the process, the Portuguese took both Europe and the peoples of the Indies by complete surprise.

Cabral was able to apply all the knowledge gained from Gama’s voyage. The timing of departure was no longer decided by the auspicious calculations of court astrologers but by the rhythm of the monsoon. The route was to follow the looping westward sweep undertaken by the ships in 1497, and to draw on the experience of pilots and captains such as Pêro Escobar, Nicholas Coelho, who had accompanied Gama, and Bartolomeu Dias himself. Cabral’s fleet carried back Malayalam-speaking Indians who had been taught Portuguese, with the aim of cutting out the Arabic-speaking middlemen. The Jewish convert Gaspar da Gama was aboard, knowledgeable about the intricate politics of the Malabar Coast, and another converted Jew, Master John, Dom Manuel’s physician, sailed as astronomer to the fleet, with the duty of studying the stars of the Southern Hemisphere for the purposes of future navigation. After the hideous embarrassment of the gifts offered at Calicut, Cabral carried choice items to entrance the samudri. It appears that the Portuguese persisted in believing that the samudri was a Christian king, albeit of an unorthodox kind, and in accord with the remit of the pope, a delegation of Franciscan friars accompanied the expedition to correct his errors, so that “the Indians…might more completely have instruction in our faith and might be indoctrinated and taught in matters pertaining to it, as befits the service of God and the salvation of their souls.”

Equally important was the commercial mission. The personnel, secretarial resources, and goods to establish a trading post in Calicut accompanied the expedition. With the cautionary example of the failures of the previous voyage, calculated attempts were made to load wares that might be attractive to the Malabar Indians. These included coral, copper, vermilion pigment, mercury, fine and coarse cloth, velvets, satins, and damasks in a whole range of colors, and gold coins. A highly experienced factor, Ayres Corrêa, who spoke Arabic, headed up this commercial initiative, supported by a team of clerks and secretaries to keep records and accounts. These literate subordinates—such as Pêro Vaz de Caminha, who wrote the first account of Brazil—provided some of the most riveting, and sometimes heartbreaking, narratives of the deeds of the Portuguese in the years ahead.

Cabral himself was no seaman, rather a diplomat with a carefully framed set of instructions, some of which had been drawn up by Gama to smooth the troubled waters in the wake of his expedition to Calicut and to establish peaceful and lucrative relations with the “Christian” samudri. Vastly better informed than his predecessor, Cabral could consult this multi-page document, which contained branching options in the case of a whole range of eventualities. It also directed him to take peremptory and high-handed action against perceived enemies that was likely to lead to trouble.

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Indian Ocean Trade Before 1400

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 51-53:

The Indian Ocean, thirty times the size of the Mediterranean, is shaped like an enormous M, with India as its central V. It is flanked on its western edge by the arid shores of the Arabian Peninsula and the long Swahili coast of East Africa; on its east, the barrier islands of Java and Sumatra and the blunt end of Western Australia separate it from the Pacific; to the south run the cold and violent waters of the Antarctic. The timing and trade routes of everything that moved across its surface in the age of sail were dictated by the metronomic rhythm of the monsoon winds, one of the great meteorological dramas of the planet, by whose seasonal fluctuations and reversals, like the operation of a series of intermeshing cogs, goods could be moved across great stretches of the globe. The traditional ship that plied the waters of the western Indian Ocean was the dhow—that is, any of a large family of long, thin vessels with triangular lateen sails of various sizes and regional designs, ranging from coastal craft of between five and fifteen tons up to oceangoing ships of several hundred tons that could overtop Gama’s carracks. Historically, these were sewn vessels, held together by coir ropes, made from coconut fiber without the use of nails.

Unlike Columbus, the Portuguese had not burst into silent seas. For thousands of years, the Indian Ocean had been the crossroads of the world’s trade, shifting goods across a vast space from Canton to Cairo, Burma to Baghdad, through a complex interlocking of trading systems, maritime styles, cultures and religions, and a series of hubs: Malacca, on the Malay Peninsula, larger than Venice, for goods from China and the farther spice islands; Calicut, on the west coast of India, for pepper; Ormuz, gateway to the Persian Gulf and Baghdad; Aden, at the entrance to the Red Sea and the routes to Cairo, the nerve center of the Islamic world. Scores of other small city-states dotted its shores. It dispatched gold, black slaves, and mangrove poles from Africa, incense and dates from Arabia, bullion from Europe, horses from Persia, opium from Egypt, porcelain from China, war elephants from Ceylon, rice from Bengal, sulfur from Sumatra, nutmeg from the Moluccas, diamonds from the Deccan Plateau, cotton cloth from Gujarat. No one had a monopoly in this terrain—it was too extensive and complex, and the great continental powers of Asia left the sea to the merchants. There was small-scale piracy but there were no protectionist war fleets, and little notion of territorial waters prevailed; the star fleets of the Ming dynasty, the one maritime superpower, had advanced and withdrawn. It constituted a vast and comparatively peaceful free-trade zone: over half the world’s wealth passed through its waters in a commercial commonwealth that was fragmented between many players. “God,” it was said, “had given the sea in common.”

This was the world of Sindbad. Its key merchant groups, distributed thinly around its shores, from the palm-fringed beaches of East Africa to the spice islands of the East Indies, were largely Muslims. Islam had been spread, not at the point of a sword, but by missionaries and merchants from the deck of a dhow. This was a polyethnic world, in which trade depended on social and cultural interaction, long-range migration, and a measure of mutual accommodation among Islam, Hinduism, and Buddhism, local Christians and Jews; it was richer, more deeply layered and complex than the Portuguese could initially grasp. Their mindset was defined by the assumption of monopoly trading rights, as developed on the west coasts of Africa and by holy war in Morocco. The existence of Hinduism appears to have been occluded, and their default position when checked was aggression: hostage taking and the lighted taper ever ready at the touchhole of a bombard. They broke into this sea with their fast-firing, ship-mounted cannons, a player from outside the rules. The vessels they would encounter in the Indian Ocean lacked any comparable defenses.

It became immediately apparent as Gama’s ships approached the town of Mozambique that this was different from the Africa of their previous experience. The houses, thatched with straw, were well built; they could glimpse minarets and wooden mosques. The people, evidently Muslim merchants richly dressed in caftans fringed with silk and embroidered with gold, were urban Arabic speakers with whom their translators could communicate. The welcome was unusually friendly. “They came immediately on board with as much confidence as if they were long acquainted and entered into familiar conversation.” For the first time the Portuguese heard news of the world they had come to find. Through the interpreters they learned of the trade of the “white Muslims”—merchants from the Arabian Peninsula; there were four of their vessels in the harbor, bringing “gold, silver, cloves, pepper, ginger and silver rings…pearls, jewels and rubies.” “Further on, where we were going,” the anonymous writer added with a justifiable note of incredulity, “they abounded, and…precious stones, pearls and spices were so plentiful that there was no need to purchase them as they could be collected in baskets.” This heady vision of wealth was encouraging enough; but they also learned of a large presence of Christians along the coast and that “Prester John resided not far from this place; that he held many cities along the coast, and that the inhabitants of those cities were great merchants and owned big ships.” Whatever might have been lost in translation, “we cried with joy and prayed God to grant us health, so that we might behold what we so much desired.”

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First Chinese Voyages to Africa

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. xix-xxi:

ON SEPTEMBER 20, 1414, the first giraffe ever seen in China was approaching the imperial palace in Beijing. A crowd of eager spectators craned their heads to catch a glimpse of this curiosity “with the body of a deer and the tail of an ox, and a fleshy boneless horn, with luminous spots like a red cloud or a purple mist,” according to the enraptured court calligrapher and poet Shen Du. The animal was apparently harmless: “its hoofs do not tread on living creatures…its eyes rove incessantly. All are delighted with it.” The giraffe was being led on a halter by its keeper, a Bengali; it was a present from the faraway sultan of Malindi, on the coast of East Africa.

The dainty animal, captured in a contemporary painting, was the exotic trophy of one of the strangest and most spectacular expeditions in maritime history. For thirty years at the start of the fifteenth century, the emperor of the recently established Ming dynasty, Yongle, dispatched a series of armadas across the western seas as a demonstration of Chinese power.

The fleets were vast. The first, in 1405, consisted of some 250 ships carrying twenty-eight thousand men. At its center were the treasure ships: multi-decked, nine-masted junks 440 feet long with innovative watertight buoyancy compartments and immense rudders 450 feet square. They were accompanied by a retinue of support vessels—horse transports, supply ships, troop carriers, warships, and water tankers—with which they communicated by a system of flags, lanterns, and drums. As well as navigators, sailors, soldiers, and ancillary workers, they took with them translators, to communicate with the barbarian peoples of the West, and chroniclers, to record the voyages. The fleets carried sufficient food for a year—the Chinese did not wish to be beholden to anyone—and navigated straight across the heart of the Indian Ocean from Malaysia to Sri Lanka, with compasses and calibrated astronomical plates carved in ebony. The treasure ships were known as star rafts, powerful enough to voyage even to the Milky Way. “Our sails,” it was recorded, “loftily unfurled like clouds, day and night continued their course, rapid like that of a star, traversing the savage waves.” Their admiral was a Muslim named Zheng He, whose grandfather had made the pilgrimage to Mecca, and who gloried in the title of the Three-Jewel Eunuch.

These expeditions—six during the life of Yongle, and a seventh in 1431–33—were epics of navigation. Each lasted between two and three years, and they ranged far and wide across the Indian Ocean from Borneo to Zanzibar. Although they had ample capacity to quell pirates and depose monarchs and also carried goods to trade, they were primarily neither military nor economic ventures but carefully choreographed displays of soft power. The voyages of the star rafts were nonviolent techniques for projecting the magnificence of China to the coastal states of India and East Africa. There was no attempt at military occupation, nor any hindrance to the area’s free-trade system. By a kind of reverse logic, they had come to demonstrate that China wanted nothing, by giving rather than taking: “to go to the [barbarians’] countries,” in the words of a contemporary inscription, “and confer presents on them so as to transform them by displaying our power.” Overawed ambassadors from the peripheral peoples of the Indian Ocean returned with the fleet to pay tribute to Yongle—to acknowledge and admire China as the center of the world. The jewels, pearls, gold, ivory, and exotic animals they laid before the emperor were little more than a symbolic recognition of Chinese superiority. “The countries beyond the horizon and at the end of the earth have all become subjects,” it was recorded. The Chinese were referring to the world of the Indian Ocean, though they had a good idea what lay farther off. While Europe was pondering horizons beyond the Mediterranean, how the oceans were connected, and the possible shape of Africa, the Chinese seemed to know already. In the fourteenth century they had created a map showing the African continent as a sharp triangle, with a great lake at its heart and rivers flowing north.

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Preparing Vasco da Gama’s Voyage

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 34-40:

What Münzer witnessed [in 1497] was not just a glimpse of an exotic world beyond the earth’s curve but the industrial infrastructure of shipbuilding, seafaring provision, and arsenal facilities that gave Portugal its maritime punch. He saw

an enormous workshop with many furnaces where they make anchors, colubrinas [cannons] and so on, and everything necessary for the sea. There were so many blackened workers around the furnaces that we thought ourselves to be among the Cyclops in the cave of Vulcan. Afterward we saw in four other buildings innumerable very large and superb colubrinas, and also throwing weapons, javelins, shields, breastplates, mortars, hand guns, bows, lances—all very well made and in great abundance…and what enormous quantities of lead, copper, saltpetre and sulfur!

The ability to produce high-quality bronze cannons and techniques for deploying them effectively at sea had probably been developed by the energetic King João, whose inquisitive mind and wide-ranging interests included practical experiments in shipborne artillery. He had developed the use of large bombards on caravels and carried out test firings to determine their most effective use on the decks of pitching ships. The solution was to fire the guns horizontally at water level; any higher and the likelihood was that the shots would whistle overhead. In some cases, if the guns were positioned sufficiently low down in the bows, the cannonballs could be made to ricochet off the surface of the water, thus increasing their range. The Portuguese also developed berços, lightweight breech-loaded bronze swivel guns, which could be carried by ship’s boats and had the advantage over the conventional muzzle-loaders in their rate of fire—up to twenty shots an hour. The superiority of their artillery, which was augmented by recruitment of German and Flemish cannon founders and gunners, was to prove a telling advantage in the events about to unfold.

The expedition in prospect was modest in scale but carefully prepared. It was based on decades of incremental learning. All the skill and knowledge acquired over many years in ship design, navigation, and provision for Atlantic voyages went into building two stout ships, and [King] Manuel drew on a talented generation of practical experience in their construction. The caravel had been the agent and instrument of all this exploration, ideal for nosing up tropical rivers and battling back up the African coast against the wind, but horribly uncomfortable on long voyages across huge seas. Dias’s rounding of the Cape had exposed their operational limits: the crews would go no farther.

It was Dias who was charged with designing and overseeing the construction of two stout carracks, the sailing ships the Portuguese called naus, to lead the voyage. The brief was clear: they had to be durable enough to withstand the pounding seas of the southern Atlantic; roomy enough to accommodate and provision the crews better than the rolling decks of a caravel; small enough to maneuver in shallows and harbors. The ships under construction on the banks, their frameworks chocked up by wooden scaffolding, had tubby rounded hulls, high sides, a tall aftercastle, and three masts; they were nevertheless of shallow draft, and not outsized. They were about eighty feet long, and each probably weighed about 100 to 120 tons. Their square sails made them less maneuverable in a contrary wind; the compensation was their sturdiness against the unpredictable battering of unknown seas. A supply ship, intended to be broken up near the Cape, was also constructed.

It seems that no expense was spared in the construction or provisioning of these ships, or the recruitment and payment of the crews. “They were built by excellent masters and workmen, with strong nails and wood,” remembered the mariner Duarte Pacheco Pereira.

Each ship had three sets of sails and anchors and three or four times as much other tackle and rigging as was usual. The cooperage of the casks, pipes and barrels for wine, water, vinegar and oil was strengthened with many hoops of iron. The provisions of bread, wine, flour, meat, vegetables, medicines, and likewise of arms and ammunition, were also in excess of what was needed for such a voyage. The best and most skillful pilots and mariners in Portugal were sent on this voyage, and they received, besides other favors, salaries higher than those of any seamen of other countries. The money spent on the few ships of this expedition was so great that I will not go into detail for fear of not being believed.

The barrels rolled up the gangplanks on the shores of the dockyard contained sufficient food for three years. Gama received two thousand gold cruzados for the venture, a huge sum; his brother Paulo, the same. The seamen’s wages were raised, and some of the money paid in advance to support their families. It was perhaps a recognition that many of them would not be coming back. No detail was omitted. The ships carried the best navigational aids available: as well as sounding leads and hourglasses, astrolabes and the most up-to-date maps—and possibly copies of Abraham Zacuto’s recently printed tables for determining latitudes from the height of the sun. Twenty cannons were hoisted aboard, both large bombards and the smaller breech-loaded berços, along with plentiful supplies of gunpowder tightly sealed against the sea air and quantities of cannonballs. The skilled craftsmen—carpenters, caulkers, forgers of iron, and barrelmakers—who would ensure the security of the ships were recruited in pairs, in case death thinned out their ranks. There were interpreters to speak Bantu and Arabic; musicians to lead sea chanteys and blow ceremonial fanfares; gunners and men-at-arms and skilled seamen, supported by an underclass of “deck fodder.” These comprised African slaves, orphans, converted Jews, and convicted men, enrolled for the menial heavy work: hauling on ropes, raising anchors and sails, pumping out the bilges. The convicts were particularly expendable; they had been released from prison specifically to be put ashore to make first inquiries on uncharted and potentially hostile coasts; priests also went, to lead the prayers and consign the souls of the dead to the sea with a Christian burial.

There were four ships in all: the two carracks, christened São Gabriel and São Rafael after the archangels, according to a vow made by King João before his death; with them went a caravel, the Bérrio, and the two-hundred-ton supply ship. Gama called on seamen he knew and relatives he could trust, to lessen the possibility of dissent in a tightly knit expedition. These included his brother Paulo, commander of the Rafael, and two Gama cousins. His pilots and leading seamen were the most experienced of the age. They included Pêro de Alenquer and Nicholas Coelho, who had rounded the cape with Bartolomeu Dias, and Dias’s own brother Diogo. Another pilot, Pêro Escobar, whose name was carved at the Yellala Falls, had been a navigator with Diogo Cão. Bartolomeu Dias was also scheduled to accompany the expedition on the first leg of the voyage in a ship bound for the Guinea coast.

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Ireland’s Oldest Lighthouse

From The Famine Ships: The Irish Exodus to America, by Edward Laxton (St. Martins, 2024), Kindle pp. 151-152:

In 1849, shortly before Patrick Kennedy left for America, the first three ships to sail directly from his home port of New Ross to America, cast off with their quotas of Famine emigrants. The Lady Constable, the Boreas and the Dunbrody were all bound for New York, and crossed the Atlantic at the same time as the Washington Irving, carrying Patrick Kennedy to his new life in America.

The Dunbrody was named after Dunbrody Abbey standing high on the east bank of the River Barrow, just beyond the point where the Barrow joins the Suir flowing down from Waterford. Further down the river where the calmer waters emerge into the swell of the Atlantic, stands another Catholic landmark, St Dubhan’s Monastery close to Hook Point. For centuries the monks took a vow to warn mariners of the dangers of the rocks below and maintained a lighthouse near the monastery. Caligula, the Roman Emperor who ruled at the beginning of the first century AD, built the world’s first lighthouses as his legions spread across Europe. Some 400 years later, St Dubhan established the oldest lighthouse in Ireland on Hook Point. The monks kept the beacon alight in those early days by burning coal, pitch, charcoal and tar each night. Later, the Canons of St Augustine took over and built an 80-foot-high tower for the light with a small fortress below. The monks continued to preserve the light until 1657 when the lighthouse passed into public ownership. The original tower, coated in white lime to stand out by day, is now 700 years old, and ‘in such good repair it will probably last another millennium’, comments the Irish coastguard service. The tower performed an essential service for all ships entering the delta on their way to Waterford, Wexford, New Ross, or any other harbour en route. For the emigrants on a ship sailing from Ireland on a southerly course, the ancient lighthouse served as the last memorable monument to their homeland. The kindlier captains allowed emigrants up on deck, to catch a last glimpse of their beloved homeland before she disappeared beyond the horizon. With dry mouths, damp eyes and hands clasping the rail, the tearful emigrants gazed in silence at the disappearing coastline. Eventually the silence would give way to the exciting hiss of the bow wave and the roaring seas and the sad men and women would be shepherded down below.

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Piecing Poland Back Together, 1920s

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 553-555:

The first task facing the new state was to recover from the devastation of the war, which had been enormous. Much of the infrastructure of the country had to be rebuilt from scratch. Industry needed to be developed, as there was huge unemployment. And agriculture, which had been disrupted and ravaged by the war, needed to be put back on its feet. The country was impoverished; it was also experiencing a food crisis. To boot, some four hundred thousand Poles had died fighting in the Prussian, Austrian, and Russian armies during World War I, which meant a depletion of the best patriotic forces.

Another enormous challenge concerned the knitting together of disparate pieces of territory and peoples who had experience of very different imperial regimes—different legal systems, educational systems, forms of national and local governance, and the like. The enormity of the physical task of bringing together the previously partitioned lands, after 123 years of belonging to states other than Poland, was reflected in the network of railways. The railways all led to the imperial hubs, thus being a centrifugal not a unifying force. New railway branches had to be added to facilitate travel to the capital of Warsaw as well as to cross the breadth and length of the state. Even today one still notes a particular denseness of railway lines in the west (the former Germany), light coverage in the east, and the south best served by the Galician west–east line connecting Kraków with Lviv and beyond.

Those businesses that were able to resume operation relatively quickly now faced a different domestic market. No longer were they able to export to Berlin, Vienna, or Saint Petersburg. And if they had relied in part on inputs available elsewhere in those empires, they would need to find new suppliers within the borders of the new state. The country experienced a painful bout of hyperinflation in 1923: at one point, one U.S. dollar was worth 20 million Polish marks. The replacement of the mark by the zloty in the spring of 1924 and the concomitant currency correction essentially wiped out the savings of the country’s middle class. This did not augur well for the economic well-being of the citizens of the young Polish state.

As the history of partition suggests, not all Polish citizens were equally prepared for national independence. Regionalism became pronounced, as inhabitants felt they had more in common with those who came from their partitioned zone than with those from other partitioned zones. Few had any real experience of self-rule, making Galicians the most likely candidates to move to the new capital, Warsaw, to help run the new government. This in turn rendered Lviv, the former capital of Galicia, a remote provincial backwater. At the same time, there must have been a clash of cultures in the new Polish capital. The earlier inhabitants of Warsaw (as we have seen) had a very unpleasant experience in the elections to the Russian State Duma. Would these experiences carry over to Polish politics in an ostensibly Polish state?

Indeed, few Poles knew what to expect from the new Poland. In a novel by Stefan Żeromski, The Spring to Come, the reality of life in a state experiencing growing pains is brought to life. A Polish industrialist in what was then the Russian imperial port of Baku tries to interest his son (the main protagonist of the novel), who had lived his entire life outside of the homeland, in moving to Poland. The father weaves a beautiful story of Poland as a land of glass houses and does convince his son to try his luck in the new Poland. However, this useful fiction of glass houses—a place of perfection, a promised land—proved but a bubble that soon would burst. There were no glass houses. Rather, the reality of life in the young state proved challenging at best.

Of course, no one in 1924 knew what a normal nation-state was to look like, let alone how to create one in this heterogeneous part of the world. There were various ideas as to Poland’s future shape as well. Various political camps had their own visions and mobilized their constituencies to fight to turn them into reality. The Roman Catholic clergy most decidedly had its own ideas of the role the church was to play in Polish life. Peasants sought improved conditions for farming, as well as greater access to land—something that was more easily accomplished by expropriating non-Poles than by doing the same to Polish nobles.

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Rebuilding a Polish Nation in Galicia

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 504-507:

Unlike the Hohenzollerns of Prussia/Germany or the Romanovs of Russia, the Habsburgs were Roman Catholic monarchs—and this is an important distinction. Furthermore, Habsburg piety was proverbial. All this meant that there should have been more common ground between the Poles and Austrians. At the same time, the Habsburgs had historically been the rulers of the Holy Roman Empire of the German Nation (defunct as of 1806) and thus had a special relationship to the Germans of the rest of Europe.

As in all the partitions, the treatment of the new subjects was uneven. In the beginning, the Austrian authorities sought to civilize what they considered to be a backward land. Later, under the oppressive influence of Metternich, they sought to constrain what they thought was a revolutionary people—as witnessed in the debacle of the peasant jacquerie of 1846. (The incorporation of the Free City of Kraków into Galicia set the relatively thriving medieval capital of Poland back decades.) Metternich had seen fit to equate Polonism with revolution. Doubtless the new ruler of the Austrian Empire, Franz Joseph, felt similarly.

Only after a period of absolutism and Germanization did the tone change. This was brought about by several Austrian military defeats. The loss to the French in 1859 led to reforms at home that ultimately resulted in constitutional rule in Austria as of the early 1860s. Notably for the Poles, they were allotted their own provincial Seym as early as 1861.

The defeat of Austria by Prussia in 1866 was even more significant. The defeat forced the Habsburgs to reach a new modus vivendi with the Hungarians, who had been chafing under Habsburg rule particularly since the end of their failed revolution of 1848–1849. In 1867, the two parties reached the famous compromise that led to the establishment of the Dual Monarchy. Henceforth, the country would be known as Austria-Hungary.

That the Habsburgs had been compelled to make concessions to one of their subject peoples was a fact not lost on the Poles. Already the failure of the January Insurrection under Russian rule led some important Galicians to reconsider their approach to the Habsburg monarchy. A new and influential group known as the Kraków Conservatives resolved to be loyal to the Habsburgs. Although initially skeptical, after several years the Polish elites of Galicia were won over to this idea. Even the defeat of Austria at the hands of Prussia did not shake their belief in the monarchy.

These developments led to a third, and most fruitful, phase for the Galician Poles. Unlike the disgruntled Czechs of Bohemia, Poles decided to participate in the Reichsrat or imperial council, a two-chambered parliament in Vienna. Polish elites sought to recast Galicia as a conciliatory, conservative, loyal province. All this boded well for the position of Poles within the Habsburg Empire. Indeed, during the Dual Monarchy, a number of Poles actually came to hold important posts in the imperial government, including that of prime minister.

Given a degree of autonomy, Galicia became a haven for the Poles—a place where Poles could be Poles while still being loyal to the Habsburg dynasty. This dual identity was facilitated by Article 19 of the Fundamental Laws, which specified that each people within the monarchy had the right to cultivate its own nationality and language. Poles, and especially the democrats who vied with the conservatives for influence within the province, availed themselves of this opportunity in various ways, including the celebrating of a series of national figures and historic anniversaries. Among the most noteworthy were the solemn reburial of the poet Adam Mickiewicz in the Wawel crypts in 1890 and the five-hundredth anniversary of the Battle of Grunwald in 1910, also celebrated in Kraków. The Polish pianist Ignacy Jan Paderewski had commissioned a massive monument commemorating that great medieval battle. These large public celebrations helped to bring Poles from all three partitioned lands closer together.

Thus, in the last third of the nineteenth century, the best place to be a Pole—certainly if one wanted to be politically active—and unlike in the Prussian or German lands, politically active in Polish—was Galicia. One could breathe Polish air there—or, as was also remarked, the very stones spoke Polish. To be sure, in Vienna (in the Reichsrat) Poles used German for their interpellations. However, back in the province, in the Galician Seym, the Polish language ruled (although it should be noted that Ruthenian interpellations during the proceedings were written down, phonetically, in Latin—not Cyrillic—script). Polish nonetheless became the language of government, the language of schooling.

Galician Poles had a high degree of autonomy—all of which allowed them to school themselves in the art of governance, to work in the bureaucracy, to develop scholarly institutes and universities where Polish would be the language of instruction, and the like. They lived in a country in which they had parliamentary representation and the rule of law. This, combined with the rights of nationalities, suggests that, as of the last third of the nineteenth century, one might think of Galicia as the closest thing to a Piedmont that the Poles had (Piedmont, meaning the Italian province that initiated Italian unification in the 1860s). Could these advantages within Galicia, thus, help propel the Poles to their own unification?

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Life in Poland’s Partitions, 1795

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 421-424:

Life under the three empires took on distinctly different forms. If regionalism was a problem earlier, it now threatened to become even more intractable. Although the three partitioning powers prided themselves on being enlightened states, each approached the new territories and new subjects differently. Thus, a new layer of regionalism was superimposed on the old ones. The newly acquired population was incorporated into each of the partitioned territories in different ways. Each empire was further diversified and internationalized—perhaps in ways even the partitioning powers had not anticipated. Likewise recall that, although the final partition of Poland came only in 1795, already since 1772 certain parts of the country had come under foreign rule, which left the territories further differentiated.

Prussia became a much more heterogeneous entity, although it sought to dilute the concentration of Poles in the newly acquired territories. The Prussian state took over the Crown lands, which it sold to German landowners; German bureaucrats took the place of Polish officeholders. No municipal self-rule or noble assemblies were allowed under Prussian rule. A Protestant power, Prussia also took over properties belonging to the Roman Catholic Church. Religious issues complicated the picture. Prussia truly became a multiethnic and multidenominational state. It was faced with either dealing with, or doing away with, diversity.

Prussia eventually undermined the Polish nobles by taking away their privileges. The position of their peasants was strengthened. The position of Jews was changed beyond recognition, their corporate rights undone. Rather, Friedrich the Great delineated two types of Jews: those who were to assimilate and in the process receive civil rights and those who did not have these rights and would be expelled from the province. This facilitated a relatively rapid Germanization of the first group—certainly compared to the two other Central and East European empires.

The situation in Austria looked quite different. Under Maria Theresa and especially Joseph II, various reforms were implemented—reforms that could be considered enlightened. But under Francis I, scarred by the events of the French Revolution and the Napoleonic periods, reaction ensued. Seeking to centralize power, the Habsburgs took away various privileges of the Galician nobility. Indeed, many nobles suffered dreadfully under Austrian rule: if they were not able to provide proof of nobility—something that was difficult for many an old noble family fallen on hard times—they were reduced to the status of peasants. This déclassé nobility was clearly the worst off, although the burden of taxation reduced further nobles to penury. The peasants came to fare slightly better, as they were protected by legislation and the amount of time they spent working for the landlord was regulated. Jews were obliged to take German surnames and serve in the military (like members of all the estates), but their communities still had jurisdiction over religious matters. Although a staunchly Catholic power, Austria clearly did not trust its own population: witness the strong censorship of newspapers and other printed materials in the empire. The province would remain backward, socially as well as economically.

The territories that came under Russian rule—the most extensive of the lot—were the most ethnically diverse. The easternmost lands were inhabited by people we would now call Belarusians and Ukrainians (but which then were most likely termed Ruthenes or even Russians), Lithuanians, Tatars, and Jews. Poles were mainly noble landowners. It was Polish (Sarmatian) culture that had long radiated out through the entirety of the Commonwealth and that still carried weight.

Paradoxically, these lands witnessed little initially in the way of reforms. Even the old courts and laws were maintained. The nobles within the Russian Empire initially were not as inconvenienced as were nobles under Austrian and Prussian rule, except for the fact that Crown lands were taken over. By contrast, peasants found Russian rule more onerous: now classified as serfs, they were the chattel—that is, the personal property—of the landholders, who could do with them as they wished. Furthermore, they would eventually be subjected to Russia’s onerous military service: recruits were taken for a period of twenty-five years.

The biggest problem for the Russians related to religion. The imperial authorities would do away with the Uniate (Greek Catholic) religion in the 1830s, forcing Uniates to convert to Russian Orthodoxy. As the partitions provided Russia with her first real encounter with large Jewish populations, she decided to restrict them to a region that would become known as the Pale of Settlement; this swath of land was more or less coterminous with the boundaries of the former Commonwealth. Unlike their coreligionists elsewhere, Jews, thus, could not penetrate further into the heart of the empire, that is, into Russia proper.

Such was the starting point. It would not be the ending point. The arrangement ratified in 1795, and reaffirmed in 1797, proved less permanent than the partitioning powers might have imagined.

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