Category Archives: religion

First Portuguese Toeholds in India

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 119-120:

GAMA SET SAIL FOR Lisbon in February 1503, leaving behind two fragile toeholds on the Indian coast—the trading posts at Cannanore and Cochin—and a furious and humiliated samudri in Calicut, additionally enraged with the sultan of Cochin for defying his attempts to uproot the Portuguese pirates. It was clear that there could be no peaceful negotiations with these intruders, whose visitations were assuming an ominous regularity. With the dying of each monsoon, their ships returned, sometimes in small squadrons, sometimes in major shows of force. They announced themselves with displays of flags and volleys of cannon fire. They came with intemperate demands for spices and for the expulsion of the deep-rooted Muslim community; they flouted the taboos of Hindu culture and backed up their threats with traumatic acts of violence beyond the acceptable rules of war.

The Portuguese now started trying to introduce a toll system for shipping along the shores of the Malabar Coast; they issued safe-conduct passes, called cartazes, that ensured protection for the vessels of friendly powers. This was effectively a tax on commerce. In time it would require merchant shipping to trade in Portuguese-controlled ports and, additionally, pay substantial import and export duties. The cartazes, stamped with the image of the Virgin Mary and Jesus, marked a radical shift in the Indian Ocean. With the coming of the Europeans, the sea was no longer a free-trade zone. The cartaz system introduced the alien concept of territorial waters, a politicized space controlled by armed force and the Portuguese ambition to dominate the sea.

The full implications of these threats to Indian Ocean trade were now echoing across the wider world. In December 1502, the worried Venetians established a Calicut committee with the express purpose of soliciting action from the sultan in Cairo; this was to be undertaken by their ambassador, Benedetto Sanuto, “to find rapid and secret remedies.” The utmost discretion was essential. The potential scandal of aiding Muslims against their Christian brethren made Venetian overtures extremely delicate, but Sanuto’s mission was clear: to highlight to the sultan the threat posed by a Portuguese blockade of his spice route, to urge him to put pressure on the samudri to expel the intruders, and, to the obvious advantage of the Venetians themselves, to lower tariffs on spices traded through Egypt to compete with the Portuguese.

In Cairo itself, the sultan, Al-Ashraf Qansuh al-Ghawri, had other things to concern himself with—outbreaks of sedition, threats to the pilgrim routes to Mecca and Medina from Bedouin tribesmen, an empty treasury—but the sudden appearance of the Portuguese in the Indian Ocean was as disconcerting as it was inexplicable. “The audacity of the Franks knows no limit,” reported the chronicler Ibn Iyas of their growing incursions.

They say that the Franks have succeeded in effecting a breach in the dyke constructed by Alexander [the Great]…this breach has been made in a mountain that separates the China Sea [the Indian Ocean] from the Mediterranean. The Franks have been striving to enlarge this cutting to allow their ships to pass into the Red Sea. Such is the origin of this piracy.

Leave a comment

Filed under economics, Mediterranean, migration, military, nationalism, piracy, Portugal, religion, South Asia

Cabral’s Armada to India in 1500

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 85-87:

JUST SIX MONTHS AFTER Gama’s return, a vastly larger fleet was ready to depart from the shores of Belém: thirteen ships, twelve hundred men, and a capital investment by Florentine and Genoese bankers, now eager to participate in the opportunities of the Indies. Manuel could be irresolute, easily swayed, and perverse, but the year 1500 resounded with messianic portents, the eyes of Europe were turning toward Lisbon, and this new armada, led by the fidalgo Pedro Álvares Cabral as captain-major, was a swift follow-up aimed at winning material advantages and the crusading admiration of the Catholic world. Cabral’s expedition marked the shift from reconnaissance to commerce and then conquest. In the first five years of the sixteenth century, Manuel would dispatch a volley of overlapping fleets of increasing size, eighty-one ships in all, to ensure success in a life-and-death struggle for a permanent position in the Indian Ocean. It was a supreme national effort that called on all the available resources of manpower, shipbuilding, material provision, and strategic vision to exploit a window of opportunity before Spain could react. In the process, the Portuguese took both Europe and the peoples of the Indies by complete surprise.

Cabral was able to apply all the knowledge gained from Gama’s voyage. The timing of departure was no longer decided by the auspicious calculations of court astrologers but by the rhythm of the monsoon. The route was to follow the looping westward sweep undertaken by the ships in 1497, and to draw on the experience of pilots and captains such as Pêro Escobar, Nicholas Coelho, who had accompanied Gama, and Bartolomeu Dias himself. Cabral’s fleet carried back Malayalam-speaking Indians who had been taught Portuguese, with the aim of cutting out the Arabic-speaking middlemen. The Jewish convert Gaspar da Gama was aboard, knowledgeable about the intricate politics of the Malabar Coast, and another converted Jew, Master John, Dom Manuel’s physician, sailed as astronomer to the fleet, with the duty of studying the stars of the Southern Hemisphere for the purposes of future navigation. After the hideous embarrassment of the gifts offered at Calicut, Cabral carried choice items to entrance the samudri. It appears that the Portuguese persisted in believing that the samudri was a Christian king, albeit of an unorthodox kind, and in accord with the remit of the pope, a delegation of Franciscan friars accompanied the expedition to correct his errors, so that “the Indians…might more completely have instruction in our faith and might be indoctrinated and taught in matters pertaining to it, as befits the service of God and the salvation of their souls.”

Equally important was the commercial mission. The personnel, secretarial resources, and goods to establish a trading post in Calicut accompanied the expedition. With the cautionary example of the failures of the previous voyage, calculated attempts were made to load wares that might be attractive to the Malabar Indians. These included coral, copper, vermilion pigment, mercury, fine and coarse cloth, velvets, satins, and damasks in a whole range of colors, and gold coins. A highly experienced factor, Ayres Corrêa, who spoke Arabic, headed up this commercial initiative, supported by a team of clerks and secretaries to keep records and accounts. These literate subordinates—such as Pêro Vaz de Caminha, who wrote the first account of Brazil—provided some of the most riveting, and sometimes heartbreaking, narratives of the deeds of the Portuguese in the years ahead.

Cabral himself was no seaman, rather a diplomat with a carefully framed set of instructions, some of which had been drawn up by Gama to smooth the troubled waters in the wake of his expedition to Calicut and to establish peaceful and lucrative relations with the “Christian” samudri. Vastly better informed than his predecessor, Cabral could consult this multi-page document, which contained branching options in the case of a whole range of eventualities. It also directed him to take peremptory and high-handed action against perceived enemies that was likely to lead to trouble.

Leave a comment

Filed under Brazil, economics, language, migration, military, Mozambique, nationalism, Portugal, religion, South Asia, travel

Indian Ocean Trade Before 1400

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 51-53:

The Indian Ocean, thirty times the size of the Mediterranean, is shaped like an enormous M, with India as its central V. It is flanked on its western edge by the arid shores of the Arabian Peninsula and the long Swahili coast of East Africa; on its east, the barrier islands of Java and Sumatra and the blunt end of Western Australia separate it from the Pacific; to the south run the cold and violent waters of the Antarctic. The timing and trade routes of everything that moved across its surface in the age of sail were dictated by the metronomic rhythm of the monsoon winds, one of the great meteorological dramas of the planet, by whose seasonal fluctuations and reversals, like the operation of a series of intermeshing cogs, goods could be moved across great stretches of the globe. The traditional ship that plied the waters of the western Indian Ocean was the dhow—that is, any of a large family of long, thin vessels with triangular lateen sails of various sizes and regional designs, ranging from coastal craft of between five and fifteen tons up to oceangoing ships of several hundred tons that could overtop Gama’s carracks. Historically, these were sewn vessels, held together by coir ropes, made from coconut fiber without the use of nails.

Unlike Columbus, the Portuguese had not burst into silent seas. For thousands of years, the Indian Ocean had been the crossroads of the world’s trade, shifting goods across a vast space from Canton to Cairo, Burma to Baghdad, through a complex interlocking of trading systems, maritime styles, cultures and religions, and a series of hubs: Malacca, on the Malay Peninsula, larger than Venice, for goods from China and the farther spice islands; Calicut, on the west coast of India, for pepper; Ormuz, gateway to the Persian Gulf and Baghdad; Aden, at the entrance to the Red Sea and the routes to Cairo, the nerve center of the Islamic world. Scores of other small city-states dotted its shores. It dispatched gold, black slaves, and mangrove poles from Africa, incense and dates from Arabia, bullion from Europe, horses from Persia, opium from Egypt, porcelain from China, war elephants from Ceylon, rice from Bengal, sulfur from Sumatra, nutmeg from the Moluccas, diamonds from the Deccan Plateau, cotton cloth from Gujarat. No one had a monopoly in this terrain—it was too extensive and complex, and the great continental powers of Asia left the sea to the merchants. There was small-scale piracy but there were no protectionist war fleets, and little notion of territorial waters prevailed; the star fleets of the Ming dynasty, the one maritime superpower, had advanced and withdrawn. It constituted a vast and comparatively peaceful free-trade zone: over half the world’s wealth passed through its waters in a commercial commonwealth that was fragmented between many players. “God,” it was said, “had given the sea in common.”

This was the world of Sindbad. Its key merchant groups, distributed thinly around its shores, from the palm-fringed beaches of East Africa to the spice islands of the East Indies, were largely Muslims. Islam had been spread, not at the point of a sword, but by missionaries and merchants from the deck of a dhow. This was a polyethnic world, in which trade depended on social and cultural interaction, long-range migration, and a measure of mutual accommodation among Islam, Hinduism, and Buddhism, local Christians and Jews; it was richer, more deeply layered and complex than the Portuguese could initially grasp. Their mindset was defined by the assumption of monopoly trading rights, as developed on the west coasts of Africa and by holy war in Morocco. The existence of Hinduism appears to have been occluded, and their default position when checked was aggression: hostage taking and the lighted taper ever ready at the touchhole of a bombard. They broke into this sea with their fast-firing, ship-mounted cannons, a player from outside the rules. The vessels they would encounter in the Indian Ocean lacked any comparable defenses.

It became immediately apparent as Gama’s ships approached the town of Mozambique that this was different from the Africa of their previous experience. The houses, thatched with straw, were well built; they could glimpse minarets and wooden mosques. The people, evidently Muslim merchants richly dressed in caftans fringed with silk and embroidered with gold, were urban Arabic speakers with whom their translators could communicate. The welcome was unusually friendly. “They came immediately on board with as much confidence as if they were long acquainted and entered into familiar conversation.” For the first time the Portuguese heard news of the world they had come to find. Through the interpreters they learned of the trade of the “white Muslims”—merchants from the Arabian Peninsula; there were four of their vessels in the harbor, bringing “gold, silver, cloves, pepper, ginger and silver rings…pearls, jewels and rubies.” “Further on, where we were going,” the anonymous writer added with a justifiable note of incredulity, “they abounded, and…precious stones, pearls and spices were so plentiful that there was no need to purchase them as they could be collected in baskets.” This heady vision of wealth was encouraging enough; but they also learned of a large presence of Christians along the coast and that “Prester John resided not far from this place; that he held many cities along the coast, and that the inhabitants of those cities were great merchants and owned big ships.” Whatever might have been lost in translation, “we cried with joy and prayed God to grant us health, so that we might behold what we so much desired.”

Leave a comment

Filed under Africa, economics, language, migration, Portugal, religion, South Asia, Southeast Asia

First Chinese Voyages to Africa

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. xix-xxi:

ON SEPTEMBER 20, 1414, the first giraffe ever seen in China was approaching the imperial palace in Beijing. A crowd of eager spectators craned their heads to catch a glimpse of this curiosity “with the body of a deer and the tail of an ox, and a fleshy boneless horn, with luminous spots like a red cloud or a purple mist,” according to the enraptured court calligrapher and poet Shen Du. The animal was apparently harmless: “its hoofs do not tread on living creatures…its eyes rove incessantly. All are delighted with it.” The giraffe was being led on a halter by its keeper, a Bengali; it was a present from the faraway sultan of Malindi, on the coast of East Africa.

The dainty animal, captured in a contemporary painting, was the exotic trophy of one of the strangest and most spectacular expeditions in maritime history. For thirty years at the start of the fifteenth century, the emperor of the recently established Ming dynasty, Yongle, dispatched a series of armadas across the western seas as a demonstration of Chinese power.

The fleets were vast. The first, in 1405, consisted of some 250 ships carrying twenty-eight thousand men. At its center were the treasure ships: multi-decked, nine-masted junks 440 feet long with innovative watertight buoyancy compartments and immense rudders 450 feet square. They were accompanied by a retinue of support vessels—horse transports, supply ships, troop carriers, warships, and water tankers—with which they communicated by a system of flags, lanterns, and drums. As well as navigators, sailors, soldiers, and ancillary workers, they took with them translators, to communicate with the barbarian peoples of the West, and chroniclers, to record the voyages. The fleets carried sufficient food for a year—the Chinese did not wish to be beholden to anyone—and navigated straight across the heart of the Indian Ocean from Malaysia to Sri Lanka, with compasses and calibrated astronomical plates carved in ebony. The treasure ships were known as star rafts, powerful enough to voyage even to the Milky Way. “Our sails,” it was recorded, “loftily unfurled like clouds, day and night continued their course, rapid like that of a star, traversing the savage waves.” Their admiral was a Muslim named Zheng He, whose grandfather had made the pilgrimage to Mecca, and who gloried in the title of the Three-Jewel Eunuch.

These expeditions—six during the life of Yongle, and a seventh in 1431–33—were epics of navigation. Each lasted between two and three years, and they ranged far and wide across the Indian Ocean from Borneo to Zanzibar. Although they had ample capacity to quell pirates and depose monarchs and also carried goods to trade, they were primarily neither military nor economic ventures but carefully choreographed displays of soft power. The voyages of the star rafts were nonviolent techniques for projecting the magnificence of China to the coastal states of India and East Africa. There was no attempt at military occupation, nor any hindrance to the area’s free-trade system. By a kind of reverse logic, they had come to demonstrate that China wanted nothing, by giving rather than taking: “to go to the [barbarians’] countries,” in the words of a contemporary inscription, “and confer presents on them so as to transform them by displaying our power.” Overawed ambassadors from the peripheral peoples of the Indian Ocean returned with the fleet to pay tribute to Yongle—to acknowledge and admire China as the center of the world. The jewels, pearls, gold, ivory, and exotic animals they laid before the emperor were little more than a symbolic recognition of Chinese superiority. “The countries beyond the horizon and at the end of the earth have all become subjects,” it was recorded. The Chinese were referring to the world of the Indian Ocean, though they had a good idea what lay farther off. While Europe was pondering horizons beyond the Mediterranean, how the oceans were connected, and the possible shape of Africa, the Chinese seemed to know already. In the fourteenth century they had created a map showing the African continent as a sharp triangle, with a great lake at its heart and rivers flowing north.

Leave a comment

Filed under Africa, China, migration, military, nationalism, Portugal, religion, South Asia, Southeast Asia

Preparing Vasco da Gama’s Voyage

From Conquerors: How Portugal Forged the First Global Empire, by Roger Crowley (Random House, 2015), Kindle pp. 34-40:

What Münzer witnessed [in 1497] was not just a glimpse of an exotic world beyond the earth’s curve but the industrial infrastructure of shipbuilding, seafaring provision, and arsenal facilities that gave Portugal its maritime punch. He saw

an enormous workshop with many furnaces where they make anchors, colubrinas [cannons] and so on, and everything necessary for the sea. There were so many blackened workers around the furnaces that we thought ourselves to be among the Cyclops in the cave of Vulcan. Afterward we saw in four other buildings innumerable very large and superb colubrinas, and also throwing weapons, javelins, shields, breastplates, mortars, hand guns, bows, lances—all very well made and in great abundance…and what enormous quantities of lead, copper, saltpetre and sulfur!

The ability to produce high-quality bronze cannons and techniques for deploying them effectively at sea had probably been developed by the energetic King João, whose inquisitive mind and wide-ranging interests included practical experiments in shipborne artillery. He had developed the use of large bombards on caravels and carried out test firings to determine their most effective use on the decks of pitching ships. The solution was to fire the guns horizontally at water level; any higher and the likelihood was that the shots would whistle overhead. In some cases, if the guns were positioned sufficiently low down in the bows, the cannonballs could be made to ricochet off the surface of the water, thus increasing their range. The Portuguese also developed berços, lightweight breech-loaded bronze swivel guns, which could be carried by ship’s boats and had the advantage over the conventional muzzle-loaders in their rate of fire—up to twenty shots an hour. The superiority of their artillery, which was augmented by recruitment of German and Flemish cannon founders and gunners, was to prove a telling advantage in the events about to unfold.

The expedition in prospect was modest in scale but carefully prepared. It was based on decades of incremental learning. All the skill and knowledge acquired over many years in ship design, navigation, and provision for Atlantic voyages went into building two stout ships, and [King] Manuel drew on a talented generation of practical experience in their construction. The caravel had been the agent and instrument of all this exploration, ideal for nosing up tropical rivers and battling back up the African coast against the wind, but horribly uncomfortable on long voyages across huge seas. Dias’s rounding of the Cape had exposed their operational limits: the crews would go no farther.

It was Dias who was charged with designing and overseeing the construction of two stout carracks, the sailing ships the Portuguese called naus, to lead the voyage. The brief was clear: they had to be durable enough to withstand the pounding seas of the southern Atlantic; roomy enough to accommodate and provision the crews better than the rolling decks of a caravel; small enough to maneuver in shallows and harbors. The ships under construction on the banks, their frameworks chocked up by wooden scaffolding, had tubby rounded hulls, high sides, a tall aftercastle, and three masts; they were nevertheless of shallow draft, and not outsized. They were about eighty feet long, and each probably weighed about 100 to 120 tons. Their square sails made them less maneuverable in a contrary wind; the compensation was their sturdiness against the unpredictable battering of unknown seas. A supply ship, intended to be broken up near the Cape, was also constructed.

It seems that no expense was spared in the construction or provisioning of these ships, or the recruitment and payment of the crews. “They were built by excellent masters and workmen, with strong nails and wood,” remembered the mariner Duarte Pacheco Pereira.

Each ship had three sets of sails and anchors and three or four times as much other tackle and rigging as was usual. The cooperage of the casks, pipes and barrels for wine, water, vinegar and oil was strengthened with many hoops of iron. The provisions of bread, wine, flour, meat, vegetables, medicines, and likewise of arms and ammunition, were also in excess of what was needed for such a voyage. The best and most skillful pilots and mariners in Portugal were sent on this voyage, and they received, besides other favors, salaries higher than those of any seamen of other countries. The money spent on the few ships of this expedition was so great that I will not go into detail for fear of not being believed.

The barrels rolled up the gangplanks on the shores of the dockyard contained sufficient food for three years. Gama received two thousand gold cruzados for the venture, a huge sum; his brother Paulo, the same. The seamen’s wages were raised, and some of the money paid in advance to support their families. It was perhaps a recognition that many of them would not be coming back. No detail was omitted. The ships carried the best navigational aids available: as well as sounding leads and hourglasses, astrolabes and the most up-to-date maps—and possibly copies of Abraham Zacuto’s recently printed tables for determining latitudes from the height of the sun. Twenty cannons were hoisted aboard, both large bombards and the smaller breech-loaded berços, along with plentiful supplies of gunpowder tightly sealed against the sea air and quantities of cannonballs. The skilled craftsmen—carpenters, caulkers, forgers of iron, and barrelmakers—who would ensure the security of the ships were recruited in pairs, in case death thinned out their ranks. There were interpreters to speak Bantu and Arabic; musicians to lead sea chanteys and blow ceremonial fanfares; gunners and men-at-arms and skilled seamen, supported by an underclass of “deck fodder.” These comprised African slaves, orphans, converted Jews, and convicted men, enrolled for the menial heavy work: hauling on ropes, raising anchors and sails, pumping out the bilges. The convicts were particularly expendable; they had been released from prison specifically to be put ashore to make first inquiries on uncharted and potentially hostile coasts; priests also went, to lead the prayers and consign the souls of the dead to the sea with a Christian burial.

There were four ships in all: the two carracks, christened São Gabriel and São Rafael after the archangels, according to a vow made by King João before his death; with them went a caravel, the Bérrio, and the two-hundred-ton supply ship. Gama called on seamen he knew and relatives he could trust, to lessen the possibility of dissent in a tightly knit expedition. These included his brother Paulo, commander of the Rafael, and two Gama cousins. His pilots and leading seamen were the most experienced of the age. They included Pêro de Alenquer and Nicholas Coelho, who had rounded the cape with Bartolomeu Dias, and Dias’s own brother Diogo. Another pilot, Pêro Escobar, whose name was carved at the Yellala Falls, had been a navigator with Diogo Cão. Bartolomeu Dias was also scheduled to accompany the expedition on the first leg of the voyage in a ship bound for the Guinea coast.

Leave a comment

Filed under Africa, language, migration, military, nationalism, Portugal, religion, travel

Ireland’s Oldest Lighthouse

From The Famine Ships: The Irish Exodus to America, by Edward Laxton (St. Martins, 2024), Kindle pp. 151-152:

In 1849, shortly before Patrick Kennedy left for America, the first three ships to sail directly from his home port of New Ross to America, cast off with their quotas of Famine emigrants. The Lady Constable, the Boreas and the Dunbrody were all bound for New York, and crossed the Atlantic at the same time as the Washington Irving, carrying Patrick Kennedy to his new life in America.

The Dunbrody was named after Dunbrody Abbey standing high on the east bank of the River Barrow, just beyond the point where the Barrow joins the Suir flowing down from Waterford. Further down the river where the calmer waters emerge into the swell of the Atlantic, stands another Catholic landmark, St Dubhan’s Monastery close to Hook Point. For centuries the monks took a vow to warn mariners of the dangers of the rocks below and maintained a lighthouse near the monastery. Caligula, the Roman Emperor who ruled at the beginning of the first century AD, built the world’s first lighthouses as his legions spread across Europe. Some 400 years later, St Dubhan established the oldest lighthouse in Ireland on Hook Point. The monks kept the beacon alight in those early days by burning coal, pitch, charcoal and tar each night. Later, the Canons of St Augustine took over and built an 80-foot-high tower for the light with a small fortress below. The monks continued to preserve the light until 1657 when the lighthouse passed into public ownership. The original tower, coated in white lime to stand out by day, is now 700 years old, and ‘in such good repair it will probably last another millennium’, comments the Irish coastguard service. The tower performed an essential service for all ships entering the delta on their way to Waterford, Wexford, New Ross, or any other harbour en route. For the emigrants on a ship sailing from Ireland on a southerly course, the ancient lighthouse served as the last memorable monument to their homeland. The kindlier captains allowed emigrants up on deck, to catch a last glimpse of their beloved homeland before she disappeared beyond the horizon. With dry mouths, damp eyes and hands clasping the rail, the tearful emigrants gazed in silence at the disappearing coastline. Eventually the silence would give way to the exciting hiss of the bow wave and the roaring seas and the sad men and women would be shepherded down below.

Leave a comment

Filed under Ireland, Italy, migration, religion, travel

Piecing Poland Back Together, 1920s

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 553-555:

The first task facing the new state was to recover from the devastation of the war, which had been enormous. Much of the infrastructure of the country had to be rebuilt from scratch. Industry needed to be developed, as there was huge unemployment. And agriculture, which had been disrupted and ravaged by the war, needed to be put back on its feet. The country was impoverished; it was also experiencing a food crisis. To boot, some four hundred thousand Poles had died fighting in the Prussian, Austrian, and Russian armies during World War I, which meant a depletion of the best patriotic forces.

Another enormous challenge concerned the knitting together of disparate pieces of territory and peoples who had experience of very different imperial regimes—different legal systems, educational systems, forms of national and local governance, and the like. The enormity of the physical task of bringing together the previously partitioned lands, after 123 years of belonging to states other than Poland, was reflected in the network of railways. The railways all led to the imperial hubs, thus being a centrifugal not a unifying force. New railway branches had to be added to facilitate travel to the capital of Warsaw as well as to cross the breadth and length of the state. Even today one still notes a particular denseness of railway lines in the west (the former Germany), light coverage in the east, and the south best served by the Galician west–east line connecting Kraków with Lviv and beyond.

Those businesses that were able to resume operation relatively quickly now faced a different domestic market. No longer were they able to export to Berlin, Vienna, or Saint Petersburg. And if they had relied in part on inputs available elsewhere in those empires, they would need to find new suppliers within the borders of the new state. The country experienced a painful bout of hyperinflation in 1923: at one point, one U.S. dollar was worth 20 million Polish marks. The replacement of the mark by the zloty in the spring of 1924 and the concomitant currency correction essentially wiped out the savings of the country’s middle class. This did not augur well for the economic well-being of the citizens of the young Polish state.

As the history of partition suggests, not all Polish citizens were equally prepared for national independence. Regionalism became pronounced, as inhabitants felt they had more in common with those who came from their partitioned zone than with those from other partitioned zones. Few had any real experience of self-rule, making Galicians the most likely candidates to move to the new capital, Warsaw, to help run the new government. This in turn rendered Lviv, the former capital of Galicia, a remote provincial backwater. At the same time, there must have been a clash of cultures in the new Polish capital. The earlier inhabitants of Warsaw (as we have seen) had a very unpleasant experience in the elections to the Russian State Duma. Would these experiences carry over to Polish politics in an ostensibly Polish state?

Indeed, few Poles knew what to expect from the new Poland. In a novel by Stefan Żeromski, The Spring to Come, the reality of life in a state experiencing growing pains is brought to life. A Polish industrialist in what was then the Russian imperial port of Baku tries to interest his son (the main protagonist of the novel), who had lived his entire life outside of the homeland, in moving to Poland. The father weaves a beautiful story of Poland as a land of glass houses and does convince his son to try his luck in the new Poland. However, this useful fiction of glass houses—a place of perfection, a promised land—proved but a bubble that soon would burst. There were no glass houses. Rather, the reality of life in the young state proved challenging at best.

Of course, no one in 1924 knew what a normal nation-state was to look like, let alone how to create one in this heterogeneous part of the world. There were various ideas as to Poland’s future shape as well. Various political camps had their own visions and mobilized their constituencies to fight to turn them into reality. The Roman Catholic clergy most decidedly had its own ideas of the role the church was to play in Polish life. Peasants sought improved conditions for farming, as well as greater access to land—something that was more easily accomplished by expropriating non-Poles than by doing the same to Polish nobles.

Leave a comment

Filed under democracy, economics, education, language, migration, nationalism, Poland, religion, war

Rebuilding a Polish Nation in Galicia

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 504-507:

Unlike the Hohenzollerns of Prussia/Germany or the Romanovs of Russia, the Habsburgs were Roman Catholic monarchs—and this is an important distinction. Furthermore, Habsburg piety was proverbial. All this meant that there should have been more common ground between the Poles and Austrians. At the same time, the Habsburgs had historically been the rulers of the Holy Roman Empire of the German Nation (defunct as of 1806) and thus had a special relationship to the Germans of the rest of Europe.

As in all the partitions, the treatment of the new subjects was uneven. In the beginning, the Austrian authorities sought to civilize what they considered to be a backward land. Later, under the oppressive influence of Metternich, they sought to constrain what they thought was a revolutionary people—as witnessed in the debacle of the peasant jacquerie of 1846. (The incorporation of the Free City of Kraków into Galicia set the relatively thriving medieval capital of Poland back decades.) Metternich had seen fit to equate Polonism with revolution. Doubtless the new ruler of the Austrian Empire, Franz Joseph, felt similarly.

Only after a period of absolutism and Germanization did the tone change. This was brought about by several Austrian military defeats. The loss to the French in 1859 led to reforms at home that ultimately resulted in constitutional rule in Austria as of the early 1860s. Notably for the Poles, they were allotted their own provincial Seym as early as 1861.

The defeat of Austria by Prussia in 1866 was even more significant. The defeat forced the Habsburgs to reach a new modus vivendi with the Hungarians, who had been chafing under Habsburg rule particularly since the end of their failed revolution of 1848–1849. In 1867, the two parties reached the famous compromise that led to the establishment of the Dual Monarchy. Henceforth, the country would be known as Austria-Hungary.

That the Habsburgs had been compelled to make concessions to one of their subject peoples was a fact not lost on the Poles. Already the failure of the January Insurrection under Russian rule led some important Galicians to reconsider their approach to the Habsburg monarchy. A new and influential group known as the Kraków Conservatives resolved to be loyal to the Habsburgs. Although initially skeptical, after several years the Polish elites of Galicia were won over to this idea. Even the defeat of Austria at the hands of Prussia did not shake their belief in the monarchy.

These developments led to a third, and most fruitful, phase for the Galician Poles. Unlike the disgruntled Czechs of Bohemia, Poles decided to participate in the Reichsrat or imperial council, a two-chambered parliament in Vienna. Polish elites sought to recast Galicia as a conciliatory, conservative, loyal province. All this boded well for the position of Poles within the Habsburg Empire. Indeed, during the Dual Monarchy, a number of Poles actually came to hold important posts in the imperial government, including that of prime minister.

Given a degree of autonomy, Galicia became a haven for the Poles—a place where Poles could be Poles while still being loyal to the Habsburg dynasty. This dual identity was facilitated by Article 19 of the Fundamental Laws, which specified that each people within the monarchy had the right to cultivate its own nationality and language. Poles, and especially the democrats who vied with the conservatives for influence within the province, availed themselves of this opportunity in various ways, including the celebrating of a series of national figures and historic anniversaries. Among the most noteworthy were the solemn reburial of the poet Adam Mickiewicz in the Wawel crypts in 1890 and the five-hundredth anniversary of the Battle of Grunwald in 1910, also celebrated in Kraków. The Polish pianist Ignacy Jan Paderewski had commissioned a massive monument commemorating that great medieval battle. These large public celebrations helped to bring Poles from all three partitioned lands closer together.

Thus, in the last third of the nineteenth century, the best place to be a Pole—certainly if one wanted to be politically active—and unlike in the Prussian or German lands, politically active in Polish—was Galicia. One could breathe Polish air there—or, as was also remarked, the very stones spoke Polish. To be sure, in Vienna (in the Reichsrat) Poles used German for their interpellations. However, back in the province, in the Galician Seym, the Polish language ruled (although it should be noted that Ruthenian interpellations during the proceedings were written down, phonetically, in Latin—not Cyrillic—script). Polish nonetheless became the language of government, the language of schooling.

Galician Poles had a high degree of autonomy—all of which allowed them to school themselves in the art of governance, to work in the bureaucracy, to develop scholarly institutes and universities where Polish would be the language of instruction, and the like. They lived in a country in which they had parliamentary representation and the rule of law. This, combined with the rights of nationalities, suggests that, as of the last third of the nineteenth century, one might think of Galicia as the closest thing to a Piedmont that the Poles had (Piedmont, meaning the Italian province that initiated Italian unification in the 1860s). Could these advantages within Galicia, thus, help propel the Poles to their own unification?

Leave a comment

Filed under Austria, democracy, Germany, Hungary, Italy, language, migration, nationalism, Poland, religion, war

Life in Poland’s Partitions, 1795

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 421-424:

Life under the three empires took on distinctly different forms. If regionalism was a problem earlier, it now threatened to become even more intractable. Although the three partitioning powers prided themselves on being enlightened states, each approached the new territories and new subjects differently. Thus, a new layer of regionalism was superimposed on the old ones. The newly acquired population was incorporated into each of the partitioned territories in different ways. Each empire was further diversified and internationalized—perhaps in ways even the partitioning powers had not anticipated. Likewise recall that, although the final partition of Poland came only in 1795, already since 1772 certain parts of the country had come under foreign rule, which left the territories further differentiated.

Prussia became a much more heterogeneous entity, although it sought to dilute the concentration of Poles in the newly acquired territories. The Prussian state took over the Crown lands, which it sold to German landowners; German bureaucrats took the place of Polish officeholders. No municipal self-rule or noble assemblies were allowed under Prussian rule. A Protestant power, Prussia also took over properties belonging to the Roman Catholic Church. Religious issues complicated the picture. Prussia truly became a multiethnic and multidenominational state. It was faced with either dealing with, or doing away with, diversity.

Prussia eventually undermined the Polish nobles by taking away their privileges. The position of their peasants was strengthened. The position of Jews was changed beyond recognition, their corporate rights undone. Rather, Friedrich the Great delineated two types of Jews: those who were to assimilate and in the process receive civil rights and those who did not have these rights and would be expelled from the province. This facilitated a relatively rapid Germanization of the first group—certainly compared to the two other Central and East European empires.

The situation in Austria looked quite different. Under Maria Theresa and especially Joseph II, various reforms were implemented—reforms that could be considered enlightened. But under Francis I, scarred by the events of the French Revolution and the Napoleonic periods, reaction ensued. Seeking to centralize power, the Habsburgs took away various privileges of the Galician nobility. Indeed, many nobles suffered dreadfully under Austrian rule: if they were not able to provide proof of nobility—something that was difficult for many an old noble family fallen on hard times—they were reduced to the status of peasants. This déclassé nobility was clearly the worst off, although the burden of taxation reduced further nobles to penury. The peasants came to fare slightly better, as they were protected by legislation and the amount of time they spent working for the landlord was regulated. Jews were obliged to take German surnames and serve in the military (like members of all the estates), but their communities still had jurisdiction over religious matters. Although a staunchly Catholic power, Austria clearly did not trust its own population: witness the strong censorship of newspapers and other printed materials in the empire. The province would remain backward, socially as well as economically.

The territories that came under Russian rule—the most extensive of the lot—were the most ethnically diverse. The easternmost lands were inhabited by people we would now call Belarusians and Ukrainians (but which then were most likely termed Ruthenes or even Russians), Lithuanians, Tatars, and Jews. Poles were mainly noble landowners. It was Polish (Sarmatian) culture that had long radiated out through the entirety of the Commonwealth and that still carried weight.

Paradoxically, these lands witnessed little initially in the way of reforms. Even the old courts and laws were maintained. The nobles within the Russian Empire initially were not as inconvenienced as were nobles under Austrian and Prussian rule, except for the fact that Crown lands were taken over. By contrast, peasants found Russian rule more onerous: now classified as serfs, they were the chattel—that is, the personal property—of the landholders, who could do with them as they wished. Furthermore, they would eventually be subjected to Russia’s onerous military service: recruits were taken for a period of twenty-five years.

The biggest problem for the Russians related to religion. The imperial authorities would do away with the Uniate (Greek Catholic) religion in the 1830s, forcing Uniates to convert to Russian Orthodoxy. As the partitions provided Russia with her first real encounter with large Jewish populations, she decided to restrict them to a region that would become known as the Pale of Settlement; this swath of land was more or less coterminous with the boundaries of the former Commonwealth. Unlike their coreligionists elsewhere, Jews, thus, could not penetrate further into the heart of the empire, that is, into Russia proper.

Such was the starting point. It would not be the ending point. The arrangement ratified in 1795, and reaffirmed in 1797, proved less permanent than the partitioning powers might have imagined.

Leave a comment

Filed under Austria, Germany, language, migration, nationalism, Poland, religion, Russia

Changing Faces of Lublin’s Old Town

From The Stories Old Towns Tell: A Journey through Cities at the Heart of Europe, by Marek Kohn (Yale U. Press, 2023), Kindle pp. 220-223:

Lublin has a long history as a site for key moments in the formation of Polish states. A congress of nobles welcomed Grand Duke Jogaila of Lithuania there in 1386, as he made his way to his royal wedding in Kraków, and proclaimed him King Władysław II Jagiełło of Poland. Jogaila returned the favour by granting a range of privileges that enabled Lublin to develop as a centre of trade between the two countries he and Jadwiga had united through their marriage. The treaty of union that inaugurated the Polish-Lithuanian Republic was signed at Lublin’s castle in 1569.

By that time, the urban kernel later known as the Old Town was taking shape on the high ground opposite, as a sturdy cluster of churches and townhouses arranged around a market square and an axis running from the Grodzka Gate on the eastern side to the western Kraków Gate. With an area of ten hectares, the walled town was the same size as its Warsaw counterpart. Meanwhile the space between the castle and the town was beginning to fill with buildings, as the Jewish quarter developed on the inferior land known as Podzamcze, meaning ‘under the castle’. Jews had been prohibited from settling within the city walls in 1535, after Christian merchants objected to the competition they introduced.

By the end of the sixteenth century, the district below the castle boasted one of the most important Hebrew printing houses in the country, and provided the base for the principal Jewish authority in Poland. Around the turn of the nineteenth century it became a major centre of Hasidic Judaism, after the legendary spiritual leader Yaakov Yitzhak haLevi Horowitz took up residence on Podzamcze’s main street. He was known as the Seer of Lublin, because of his reputed ability to see into the future and across the world, and he bestowed a magical aura on the Jewish Town that remained as his posthumous legacy after his death there in 1815.

As the century went on, however, many of Lublin’s Jews were drawn to modernity instead of mysticism. Their local horizons were opened up in 1862, when they gained full citizenship and the city abolished restrictions on where they were permitted to live. ‘Through Brama Grodzka, by which they had waited for so many years, they entered Lublin again,’ wrote the historian Meir Balaban, ‘renting and buying properties for shops and homes, first on Grodzka Street and later also on the Market Square.’ The poorer incomers gradually found niches throughout almost the whole of the Old Town, which had fallen into decline after being abandoned by its wealthier residents. Those who could afford it made instead for the up and coming streets around the city’s spacious central avenue. They resembled their Christian neighbours in their dress and lifestyle, while the old Jewish quarter became even more of a world apart.

That world disappeared from the face of the earth during the Second World War. After the German invaders took control of Lublin in 1939, they ejected Jews from the townhouses around the central avenue, forcing them back to the old Jewish quarter. The Jews of the Old Town were sent there in April 1941, after the occupiers turned the former Jewish Town into a ghetto, which they liquidated a year later. Some 26,000 Jews from the Lublin region were killed at the Bełżec extermination camp, almost all of them upon arrival. Others were sent to a secondary ghetto on the outskirts of the city, Majdan Tatarski, and eventually to the nearby Majdanek camp. The Lublin extermination ended with Aktion Erntefest, Operation Harvest Festival, in November 1943. Over two days, SS squads and German police shot 42,000 Jews at Majdanek and two other camps in the region. At the outbreak of the war, some 43,000 Jews had been living in the city, out of a total population of around 120,000. Almost none of them were left alive by the war’s end.

Little was left of the Jewish Town either. The Germans razed much of it to the ground, as they did in Warsaw’s Jewish district. There, the destruction had begun as a tactic used by the occupiers in their efforts to suppress the Ghetto Uprising. In Lublin, the Germans had already emptied the houses, which they condemned on the grounds of the buildings’ poor construction standards and states of repair. Their underlying purpose was to erase the remains of Jewish presence, which in that locality dated back four hundred years.

The main street disappeared altogether, and with it the form that the Jewish settlement had found in Lublin’s topography. It had previously run along the base of the slope below the castle, its buildings jostling for space and concealing the lie of the land. Tumbledown shacks and solid edifices alike were gone, as was the warren of alleys into which Alfred Döblin had ventured. One unintended consequence was to give the Red Army a clear field of fire in front of the castle for its artillery when it fought its way into Lublin in July 1944.

Three days after the Soviet forces captured the city, the new authorities installed the provisional body that became known as the Lublin Committee, and which formed the germ of the regime that eventually became the Polish People’s Republic. This was the third key moment in Lublin’s history as a site of state formation, initiating a drive to build socialism on Soviet lines that was led by a man with local roots. Bolesław Bierut was born near Lublin and went to school in the city. His early work experience there included a job as a bricklayer’s assistant, and his presence was felt in the reconstruction of Lublin when he headed the country during its Stalinist period.

The site with the most obvious potential for symbolically loaded redevelopment was the barren plain, overlooked by the castle and the Old Town, that now lay where the main street of the Jewish district had previously been. A quadrant had been spared on the far side, where the tenement houses were in relatively good condition, and housed ethnic Poles who had been displaced by the creation of the Majdan Tartaski ghetto. Apart from that, the area formerly occupied by the Jewish Town was emptier than it had been since the Middle Ages.

For nearly ten years, the authorities’ efforts were concentrated up above, within the castle, and were devoted not to reconstruction but to the suppression of armed resistance. The castle had itself been rebuilt in the 1820s after a long twilight of ruin, its rectangular mass clad in a stern neo-Gothic facade appropriate to its function as a prison. Having served to incarcerate anti-czarist insurgents in the nineteenth century, communists between the wars and resistance fighters during the German occupation, it now held anti-communist partisans, many of whom had previously been anti-Nazi partisans. More than 30,000 prisoners were confined there during the new regime’s first decade in power. Death sentences were carried out in the cellar of a building that stood by the castle’s arched front entrance.

Leave a comment

Filed under Baltics, education, Germany, language, migration, nationalism, Poland, religion, USSR, war