Category Archives: nationalism

Comanche-U.S. Commerce after 1821

From The Comanche Empire, by Pekka Hämäläinen (Yale U. Press, 2008), pp. 150:

In 1821, Spain’s American empire collapsed, and the resulting confusion in the Southwest opened the floodgates for Comanche–U.S. commerce. Only a year later, Stephen F. Austin reported that eastern Comanche rancherías had become the nexus point of three well-established trade routes that connected them to U.S. markets along the Mississippi valley. The northernmost route linked eastern Comanchería to St. Louis via a chain of Native middlemen traders. Below was the Red River channel, which funneled traders from Vicksburg, Natchez, Baton Rouge, and New Orleans into the heart of eastern Comanchería. The busiest of the trade routes was the southernmost one, leading from eastern Comanchería to Nacogdoches, which had nearly expired during the 1812–13 revolt in Texas and then, like Natchitoches, became a haven for American merchants and filibusters. With close ties to Natchitoches and New Orleans, Nacogdoches grew into a major trading community, boasting an annual trade of ninety thousand dollars in the early 1820s.

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Comanches Meet the Americans, c. 1800

From The Comanche Empire, by Pekka Hämäläinen (Yale U. Press, 2008), pp. 144-145:

A more subtle but ultimately more serious challenge to the Comanche-Spanish emerged in the late 1790s, when American merchants and agents operating out of Spanish Louisiana began to push into the southern plains. Evading Louisiana’s Spanish officials—and sometimes cooperating with them—itinerant American traders infiltrated the contested borderland space between Spanish Texas and the United States and then proceeded toward eastern Comanchería. Americans’ arrival constituted a litmus test for the pact between eastern Comanches and Texas, for the treaty of 1785 had anticipated the United States’ westward thrust and explicitly prohibited Comanches from dealing with American agents. Spanish officials expected eastern Comanches to honor the treaty, remain loyal to Texas, and banish the intruders. They expected that not only because Comanches had signed a political contract but also because Spanish gifts and generosity obliged them to do so.

The Americans, however, did not come as conquerors carrying guns and banners but as merchants carrying goods and gifts, and eastern Comanches eagerly embraced them as potential trading partners. Comanches simply viewed the linkage between presents and politics differently from Spaniards. Gifts, Bourbon administrators insisted, were contractual objects that created a political bond, an exclusive bilateral union, whereas for Comanches the meaning of gifts was primarily of a social nature. Bourbon officials insisted that Spanish gifts should forbid Comanches from trading with foreign nations, but this was a narrow interpretation of loyalty and friendship that did not easily translate into the Comanche worldview. If foreigners—American, French, or any other kind—who entered Comanchería were willing to adhere to Comanche customs and expectations, Comanches had no reason to reject them. Indeed, as the pages that follow will show, by demanding eastern Comanches to choose between devotion to Spain and hospitality to Americans, Texas officials eventually wrecked their alliance with the Comanche nation.

And so, by simply letting American newcomers in, eastern Comanches began to turn away from their fledgling, uneasy alliance with Spain, and toward American markets and wealth. It was a momentous shift that changed the history of the Southwest. By establishing exchange ties with Americans, and by linking their pastoral horse-bison economy to the emerging capitalist economy of the United States, eastern Comanches set off a sustained commercial expansion that eventually swept across Comanchería. Spanish officials were slow to recognize this change and even slower to react to it. When José Cortés applauded Comanches’ loyalty to Spain in 1799, eastern Comanches were already engaged in an active trade with the westering Americans, and when Pino echoed Cortés’ praise thirteen years later, eastern Comanches had already turned their rancherías into a thriving gateway between the Southwest and the U.S. markets. By the time the Spanish colonial era came to an end in 1821, the entire Comanche nation had moved out of the Spanish orbit. They commanded a vast commercial empire that encompassed the Great Plains from the Río Grande valley to the Mississippi and Missouri river valleys, and they looked to the north and east for markets, wealth, allies, and power.

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Ute-Comanche Slave Raiding & Trading, c. 1700

From The Comanche Empire, by Pekka Hämäläinen (Yale U. Press, 2008), pp. 26-27:

Utes also introduced Comanches to European crafts. Having traded regularly in New Mexico since the 1680s, Utes had accumulated enough guns and metal tools to pass some of them on to their Comanche allies, who now moved, literally overnight, from the Stone Age to the Iron Age. Although Comanches used the new technology to replace their traditional tools and elaborate on their old techniques, not to realign their basic economic system, it was a momentous leap nonetheless. Iron knives, awls, needles, and pots were more durable and effective than their stone, bone, and wooden counterparts, making the daily chores of hunting, cutting, scraping, cooking, and sewing faster and easier. Spanish laws prohibited the sale of firearms to Indians, but the ban was widely ignored in New Mexico’s trade fairs, especially in the northern parts of the province. The few guns available at the fairs were cumbersome and fragile flintlocks, but they nevertheless profoundly changed the nature of intertribal warfare. Firearms allowed Comanches to kill, maim, and shock from the safety of distance and to inflict wounds that the traditional healing arts of their enemies were unaccustomed to treating. And, like horses, firearms gave Comanches access to an unforeseen source of energy—gunpowder—further expanding the world of new possibilities.

With Ute assistance, Comanches incorporated themselves into the emerging slave raiding and trading networks on New Mexico’s borderlands. By the time Comanches arrived in the region, commerce in Indian captives was an established practice in New Mexico, stimulated by deep ambiguities in Spain’s legal and colonial system. Although thousands of Pueblo Indians lived within the bounds of Spanish-controlled New Mexico, strict restrictions prohibited their exploitation as laborers. Encomienda grants of tributary labor, the economic keystone of early Spanish colonialism in the Americas, were abolished in New Mexico in the aftermath of the Pueblo Revolt. The repartimiento system of labor distribution continued, allowing the colonists to pool and allot Pueblo labor for public projects, but that system operated on a rotating basis, making Indian laborers a communal rather than a personal resource. Most Pueblo Indians, furthermore, were at least superficial Christian converts, whose exploitation was strictly regulated under Spanish law. Eager to obtain personal slaves to run their kitchens, ranches, fields, and textile workshops—and to reinforce their fragile sense of honor and prestige—Spanish elite turned to captive trade in indios bárbaros, savage Indians. Spanish laws specifically prohibited the buying, selling, and owning of Indian slaves, but the colonists of New Mexico cloaked the illegal traffic as rescate (ransom or barter), whereby they purchased captured Indians from surrounding nomadic tribes, ostensibly to rescue them from mistreatment and heathenism. In theory, these ransomed Indians were to be placed in Spanish households for religious education, but in practice many of them became common slaves who could be sold, bought, and exploited with impunity.

Utes had first entered New Mexico’s slave markets as commodities seized and sold by Spanish, Navajo, and Apache slave raiders, but the allied Utes and Comanches soon inserted themselves at the supply end of the slave traffic. When not raiding New Mexico for horses, Utes and Comanches arrived peacefully to sell human loot. Their raiding parties ranged westward into Navajo country and northward into Pawnee country to capture women and children, but their main target were the Carlana and Jicarilla Apache villages in the upper Arkansas basin at the western edge of the southern plains. Traffic in Apache captives mushroomed in New Mexico. By the late seventeenth century, the people in New Mexico possessed some five hundred non-Pueblo Indian captives and were emerging as major producers of slave labor for the mining camps of Nuevo Vizcaya and Zacatecas; they even sent slaves to the tobacco farms in Cuba. By 1714 slave trade had become so widespread in New Mexico that Governor Juan Ignacio Flores Mogollón saw it necessary to order all Apache captives baptized before taken “to distant places to sell.” Many of these Apaches were purchased from Utes and Comanches, whose mutually sustaining alliance had put them in a position of power over their neighboring Native societies.

By the early eighteenth century, the Ute-Comanche coalition dominated the northern borderlands of New Mexico. The allies shut off Navajos from the prime trading and raiding locales in New Mexico and treated the colony itself as an exploitable resource depot.

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Climate Change Created Comanches, 17th c.

From The Comanche Empire, by Pekka Hämäläinen (Yale U. Press, 2008), pp. 22-23:

Shoshones had created a flourishing and eclectic culture that belies the traditional image of the impoverished existence of Basin peoples; and yet over the course of the sixteenth century, they abandoned the Basin for the Great Plains. This migration was apparently triggered by a climate change, the beginning of the Little Ice Age, which ended the long dry spell and brought colder temperatures and higher rainfall. As steady rains once again nourished the grasslands, allowing the ailing bison herds to recover, humans began to move back, first in trickles, then in masses. What followed was one of the greatest migrations in the history of North America. As if pulled into a vacuum, people flooded in from the Rocky Mountains, northern woodlands, and the Mississippi valley, turning the plains into an agglomeration of migration trails. This human tide consisted mainly of groups that had lived on the plains before the great drought, but some of the immigrants were newcomers. Among these newcomers were the Shoshones.

Building on their century-old tradition of seasonal transmontane migration, more and more Shoshones filtered through the South Pass onto grasslands in the early seventeenth century, elbowing the Kiowas and other nations eastward to the Black Hills region. By midcentury a distinct branch of Plains Shoshones had emerged. Occupying the northwestern plains between the South Platt and upper Yellowstone rivers, these eastern Shoshones morphed into typical plains hunters who shaped their diet, economy, and culture around the habits of bison. They lived as nomads, following their migrant prey on foot, moving their belongings on small dog travois, and sheltering themselves with light, easily transportable skin tipis. In hunting bison, they alternatively surrounded the animals, ran them onto soft ice or deep snow, or drove them off steep precipices. These communal hunts absorbed a lot of time and energy and required careful planning, but astounding returns rewarded the efforts. The Vore site, a precontact buffalo jump near the Black Hills, contains partial remains of ten thousand bison, even though people used the site only once every twenty-five years or so. Hundreds of similar, if smaller, sites in the Shoshone range testify to a burgeoning economy and a flourishing way of life.

But prosperity did not translate into stability. Sometime in the late seventeenth century, the Shoshones suddenly splintered into two factions and left the central plains. Possibly seduced by larger and denser bison populations above the Yellowstone valley, the bulk of the people migrated onto the northern plains, where they were dragged into prolonged wars with the southward moving Blackfeet and Gros Ventre—wars that were still raging on when the first Canadian fur traders entered the northern plains in the 1730s. A smaller faction headed south and disappeared from archaeological record for several years. They reemerged in the early eighteenth century in Spanish records as Comanches, one of the many Native groups living along New Mexico’s borderlands.

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Comanches and the Spread of the Horse Frontier

From The Comanche Empire, by Pekka Hämäläinen (Yale U. Press, 2008), pp. 70-71:

A superb hunting niche framed by two major agricultural spheres—the Rio Grande valley and the southern prairies—the upper Arkansas was primed for commercial prominence. Comanches had capitalized on the Arkansas’ centrality since the 1740s, when they forged exchange ties with the Taovayas and the French in the east. From the 1760s on, however, Comanches increasingly focused their commercial activities to the northern and central plains, where the diffusion of horses had opened fresh commercial opportunities.

The spread of the horse frontier across the Great Plains revealed yet another natural advantage of the upper Arkansas basin: it marked the northern limit for intensive horse husbandry on the continental grasslands. The climate became increasingly adverse for horses above the Arkansas, turning noticeably harsher north of the Platte River and outright hostile above the Missouri. The long and cold northern winters took a heavy toll on foals and pregnant mares, and the vicious blizzards could literally freeze entire herds on their hooves. Such hardships kept most northern tribes chronically horse-poor: only a few groups beyond the Arkansas valley managed to acquire enough animals to meet basic hunting and transportation needs. To the south of the Arkansas, however, winters were considerably milder, posing few limitations on animal husbandry. This meant that western Comanches could raise horses with relative ease and then export them to a vast perennial deficit region—a prerogative that gave them trading power that was rivaled only by the Mandans’ and Hidatsas’ celebrated trading villages on the middle Missouri River.

As the various Native groups on the central and northern plains acquired their first horses around midcentury, they quickly began to look south to Comancheria to build up their herds. In the course of the 1760s and 1770s, western Comanches incorporated many of those groups into an expanding exchange circle. They opened trade relations with the Pawnees, Cheyennes, and Kiowas, who ranged on the western plains between the Arkansas River and the Black Hills, and with the Ponca, Kansa, and Iowa farmers along the lower Missouri, Kansas, and Des Moines rivers. Recent converts to equestrianism, all these groups coveted horses and were willing to travel hundreds of miles to the Arkansas valley to obtain them. They incorporated these trade journeys into their semiannual hunting expeditions, traveling along established trails that led from the Republican and Kansas rivers tot he Great Bend of the Arkansas, which was only a few days’ journey away from the Big Timbers, the favorite camping ground of western Comanches.

While extending their commercial reach into the northern plains, western Comanches continued to trade actively on other fronts. They visited the Taos fairs and restored the ties with the Wichitas that had been severed in 1757 when the Taovayas fled from the Arkansas River. Now traveling to western Comanchería from their new villages on the middle Rad and Brazos rivers, Taovayas traded garden produce as well as high-quality guns, which they obtained from wide-ranging British contraband traders operating out of the numerous British posts that emerged on the east bank of the Mississippi after 1763. As a dramatic example of the volume of this trade, a Taovaya trading party sold seventeen horseloads of guns to western Comanches in a single transaction in 1768. The three-way commerce among Comanches, Taovayas, and British thrived well into the 1770s. According to a 1776 Spanish account, western Comanches received quantities of rifles, pistols, munitions, iron hatchets, and metal utensils from Taovayas, who in turn acquired these goods from the lower Mississippi valley.

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What’s the Matter with Cambodia?

From Cambodia’s Curse: The Modern History of a Troubled Land, by Joel Brinkley (Public Affairs, 2011), Kindle Loc. 258-289:

Ask any Cambodian leader why the nation remains so stagnant while most of its neighbors prosper, and he will blame the Khmer Rouge years. “We are a war-torn country just now standing up from the ashes,” Nam Tum, chairman of the provincial council in Kampong Thom Province, said in 2009, echoing similar remarks by dozens of officials, thirty years after the Khmer Rouge fell from power. In Phnom Penh at that time, the United Nations and Cambodia were putting several Khmer Rouge leaders on trial. But so much time had passed that the leaders were old and frail. Some of them were likely to pass away before they could stand trial. Pol Pot was already long dead.

At the same time, though, Vietnam’s experience over the same period complicates Nam Tum’s argument. Vietnam suffered a devastating war with the United States in the 1960s and ’70s that killed 3 million Vietnamese and destroyed most of the nation’s infrastructure, just as the Khmer Rouge (and the American bombing of eastern provinces) did in Cambodia.

The war in Vietnam ended just four years before the Khmer Rouge defeat in 1979. Yet today Vietnam’s gross domestic product per capita is almost ten times higher than Cambodia’s. Only 19 percent of the economy is based on agriculture, compared to more than one-third for Cambodia. Vietnam manufactures pharmaceuticals, semiconductors, and high-tensile steel. Cambodia manufactures T-shirts, rubber, and cement. Life expectancy in Vietnam stands at seventy-four years. In Cambodia it is sixty-one, one of the lowest in the world. (In the United States it is seventy-eight years.) [But see Note 1 below.]

Most Vietnamese students stay in school until at least the tenth grade. By the tenth grade in Cambodia, all but 13 percent of the students have dropped out. Vietnam’s national literacy rate is above 90 percent. UN agencies say that Cambodia’s hovers around 70 percent, though available evidence suggests that may be far too generous. Most Cambodians over thirty-five or forty years of age have had little if any schooling at all. The explanations behind these and many other cultural and economic disparities lie in part in the nations’ origins. Vietnamese are ancestors of the Chinese, while Cambodians emigrated from the Indian subcontinent. [Not! Emphasis added. See Note 2 below.] From China, the Vietnamese inherited a hunger for education, a drive to succeed—attitudes that Cambodian culture discourages.

Author David Ayres wrote in his book on Cambodian education, Anatomy of a Crisis, that in Vietnam, “traditional education provided an avenue for social mobility through the arduous series of mandarin examinations.” In contrast, “Cambodia’s traditional education system had always reinforced the concept of helplessness, the idea that a person was unable to determine their position in society.” Village monks taught children that, after they left the pagoda school when they were seven or eight years old, their only course was to make their life in the rice paddies, as everyone in their family had done for generations.

The two nations have fought wars from their earliest days, when the Vietnamese were known as the Champa [Not! Emphasis added. See Note 3 below.] and lived only in the North of the country. The rich, fertile Mekong Delta in the South was part of Cambodia for centuries—until June 4, 1949, in fact, when France, which was occupying both nations, simply awarded the territory to Vietnam. And North Vietnam, where most Vietnamese lived, early in the nation’s history, was not blessed with the same fertile abundance as Cambodia. As a result, the Vietnamese never acquired a dependence on “living by nature.”

Even with Vietnam’s fertile South, an accident of nature has always given Cambodia an advantage. The Tonle Sap lake sits at the center of the nation, and a river flowing from it merges with the Mekong River, just north of Phnom Penh. Each spring, when the Mekong swells, its current is so strong that it forces the Tonle Sap River to reverse course, carrying tons of rich and fertile mud, as well as millions of young fish, back up to the lake. When the lake floods, it deposits new, rich soil on thousands upon thousands of acres around its perimeter. The fish provide meals for millions of people through the year. Cambodian civilization was born on the shores of the Tonle Sap. The wonder and reliability of this natural phenomenon still encourage many Cambodians to “live by nature.” Even now, many Cambodians say they have no need for society’s modern inducements.

Notes: Brinkley’s book does a good job of assembling evidence of thoroughgoing corruption throughout Cambodian society, based on his own personal interviews and on reading what government officials and fellow journalists have written. This is how most journalists seem to work. They don’t appear to read much history, and thus have little frame of reference for anything that happened before their lifetimes. (They don’t even check Wikipedia!) The introductory passage quoted above contains the worst examples of garbled history that I have encountered so far in this book.

1. The Khmer Rouge specifically targeted and killed most of their urban, educated, and entrepreneurial population, forcing everyone into autarchic, agrarian, rural communes, committing excesses even by the standards of Mao’s Cultural Revolution. North Vietnam, by comparison, may have imprisoned, killed, or driven into exile large numbers of urban, educated, entrepreneurial southerners, but they had from early on adopted Russian-style industrial models of building socialism, which depended on cadres of educated technicians. Furthermore, within its decade of economic chaos and stagnation after absorbing the south (1975-1986), Vietnam began reforming its Stalinist centrally planned economy and moving toward a Deng Xiaoping-style socialist-oriented market economy (called Doi Moi). These reform efforts began in the south, which had had a free-wheeling colonial- and military-oriented market economy until 1975. In Vietnam: Rising Dragon (Yale, 2010), Bill Hayton argues that unified Vietnam owes its economic dynamism primarily to the former South Vietnam.

2. The Cambodian (Khmer) and Vietnamese languages are both classified as Austro-Asiatic (also known as Mon-Khmer), thought to be indigenous to mainland Southeast Asia (roughly centered on the Mekong River Valley), with scattered outposts in northeastern India. “Cambodians” never migrated from India, nor were Vietnamese the ancestors of the Chinese. All of Southeast Asia was heavily influenced by South Asian culture for many, many centuries, but only northern Vietnam was ever conquered and ruled by China for a thousand years (111 BC to AD 938). Like Korea and Japan, Vietnam long ago adopted Chinese as its language of scholarship and all three languages retain thousands of words borrowed from Chinese. All three countries belong to the Confucian-influenced East Asian cultural sphere.

3. Cham peoples occupied most of the central coast of present-day Vietnam for at least a thousand years before they were finally conquered by the Vietnamese between 1471 and 1832. They were maritime peoples who spoke Malayo-Polynesian languages and had wide trading ties across the Malay world and beyond. During the 12th century, the Kingdom of Champa sacked Angkor Wat, but it was gradually diminished and its people dispersed by constant warfare with Khmer and Vietnamese kingdoms. Like most of the Malay world, the Cham absorbed much Hindu religion and culture during early times, and much Islamic religion and culture in later centuries.

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Reassessing Blame for the Khmer Rouge

From Cambodia’s Curse: The Modern History of a Troubled Land, by Joel Brinkley (Public Affairs, 2011), Kindle Loc. 581-609:

Much of the scholarship on the Khmer Rouge was written in the first few years after their reign. And most of that was colored by the general disdain, endemic among journalists and authors, for Richard Nixon, Henry Kissinger, and America’s misadventure in Vietnam. It’s hard to overstate the contempt so many people felt, especially Europeans. The more recent broad, scornful view of George W. Bush seems mild in comparison.

In this climate William Shawcross, a British journalist, wrote his seminal book, Sideshow: Kissinger, Nixon, and the Destruction of Cambodia. It concluded that the American bombing of Cambodia, intended to destroy Vietcong sanctuaries there, drove the peasantry to the Khmer Rouge and ensured their victory. The liberal media (and I was a card-carrying member; I read and admired his book while flying to Cambodia in 1979) heaped adulation on Shawcross.

Now, thirty years later, with passions cooled, it is quite clear that his conclusion was wrong. The American bombing began a year before the Lon Nol coup. Sihanouk had quietly acquiesced, saying he wanted to be sure the Vietnam War did not spread into his own country. And in 1970 the Khmer Rouge was still a negligible force.

At the same time, since the late 1950s Sihanouk had spent a decade cultivating the Chinese leadership, Mao Tse-tung and Zhou Enlai. They grew to be Sihanouk admirers and friends—at a time when China had very few friends. Mao gave Sihanouk a magnificent mansion on Anti-Imperialist Street in Beijing and feted him every time he came to town—which was often. The Chinese also happened to be the Khmer Rouge’s primary patrons and advisers. Would Mao and Zhou have authorized Pol Pot to overthrow their very good friend, Prince Norodom Sihanouk?

Lon Nol was, of course, a different animal with different motivations. He gave the Americans carte blanche to bomb wherever they pleased. In 1970, shortly after Sihanouk was thrown from office, he told an American television interviewer why he thought Lon Nol was so eager to give the United States whatever it wanted: “Some officers in our army and many deputies and many members of government want to be your allies because they want your dollars. They don’t think about the destiny or the fate of our homeland.” Even angry and embittered, his words rang true. As before, he called them “more patriots for dollars than for Cambodia.”

When Lon Nol took power, the Khmer Rouge controlled little more than the areas around their jungle redoubts. More recent scholarship has suggested that the American bombing, for all its wanton, deadly results, so disrupted the nation that it delayed the Khmer Rouge’s ultimate victory until after the B-52 campaign had ended, in August 1973.

If Lon Nol had not staged his mercenary coup, most likely the Khmer Rouge would never have come to power. That is, of course, Sihanouk’s view, but other Cambodians hold it, too. Hem Heng, the Cambodian ambassador to Washington, said, “If not for the Lon Nol coup, there would be no Khmer Rouge.” But in his view, that did not let the United States off the hook. “They supported the coup,” he said. “They supported Lon Nol.” The available evidence suggests but does not necessarily prove that theory.

Years later Sihanouk told James Garrand, an Australian television documentary maker: “We cannot remake history,” but “I don’t think I made serious mistakes. You should see Mr. Lon Nol because if we have to go back to the starting point, would he still like to destroy his country by a coup d’état against Sihanouk? Or would he like to restore Sihanouk as head of state? I think your question should be put to Mr. Lon Nol.”

Sihanouk is partially correct: Lon Nol does share responsibility for what was to come. But it is beyond question that after the prince was thrown from office, by allying himself with the Khmer Rouge and urging his countrymen to join, Sihanouk condemned his people to damnation.

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Reassessing Chiang Kai-shek

From Asia’s Cauldron: The South China Sea and the End of a Stable Pacific, by Robert D. Kaplan (Random House, 2014), Kindle Loc. 2610-2703:

In 2003, Jonathan Fenby, former editor of the London Observer and the Hong Kong South China Morning Post, published a rather revisionist biography, Chiang Kai-shek: China’s Generalissimo and the Nation He Lost. Fenby partially challenges the received wisdom about Chiang, that he was a corrupt and inept ruler, who dragged his heels on fighting the Japanese despite all the aid he got from the United States during World War II, and who lost China to Mao because he was the lesser man. Fenby notes, in passing, that had Chiang not been kidnapped for a few days in 1936, he would have been in a political circumstance to launch an offensive against the communists right there and then when they were still weak, and the twentieth-century history of China might well have been different.

Then, in 2009, Jay Taylor, former China desk officer at the U.S. State Department and later research associate at the Fairbank Center for Chinese Studies at Harvard, followed up with a stronger revisionist biography of Chiang, The Generalissimo: Chiang Kai-shek and the Struggle for Modern China, which more so than the Fenby book took apart many of the preconceptions about the founder of Taiwan. Both authors, Taylor especially, blame the unduly negative image of Chiang on the journalists and State Department foreign service officers who covered China during World War II. The pivotal character in this story was the wartime American military commander in China, Army Lieutenant General Joseph W. Stilwell. Stilwell quite simply hated Chiang, calling him “Peanut” behind his back, and passed on his bile to the journalists and foreign service officers, who, courted by Stilwell, naturally took the American general’s side. Taylor mentions Time’s Theodore H. White, Newsweek’s Harold Isaacs, and the New York Times’s Brooks Atkinson in this regard. It was they especially who began a legend that poisoned Chiang’s reputation for generations to follow.

Indeed, Theodore White writes in his memoir that Stilwell “wanted us to know that from the day of Pearl Harbor on, ‘this ignorant son of a bitch has never wanted to fight Japan.… Every major blunder of this war is directly traceable to Chiang Kai-shek.’” Actually, what really turned White against Chiang was his coverage of the Honan famine in 1943, when he saw how Chiang’s soldiers were, by collecting grain as taxes, literally starving masses of peasants to death. Another factor was the glowing reports that journalists such as White were filing about the communists, including Mao and his number two, the “suave, engaging” Zhou Enlai, with whom, as White admits, he “had become friends.” The “wine of friendship flowed,” White recalls about his relationship with Zhou. White admits from the vantage point of 1978—three and a half decades after the war—that in Zhou’s presence he had “near total suspension of disbelief or questioning judgment.… I can now see Chou for what he was: a man as brilliant and ruthless as any the Communist movement has thrown up in this century.” Then there was the heady experience of actually meeting Mao himself in his northern China lair in Yan’an during World War II. “What scored on my mind most was his [Mao’s] composure,” White writes. “There was no knee jiggling as with Chiang Kai-shek.… The indelible impression was … a man of the mind who could use guns, whose mind could compel history to move to his ideas.” About Chiang, White writes of his “rigid morality … animal treachery, warlord cruelty and an ineffable ignorance of what a modern state requires.” It would have been better had Chiang been removed from the Chinese leadership early enough in the war, White says.

Historians Jay Taylor and Jonathan Fenby go a significant way toward dismantling the worldview of White and his colleagues.

Taylor’s book, published by Harvard University Press, is particularly trenchant, given what we in the West think we know about Chiang. Precisely because Taylor (and Fenby, too) do not engage in a whitewash, after finishing their books we feel that we know Chiang from the inside, rather than through a Western journalistic prism unduly influenced by Stilwell.

Taylor admits that Chiang (unlike Mao) “had little charisma and was generally not liked by his peers.… He was an inhibited man … a staid seemingly humorless individual who had a terrible temper.” More crucially, Chiang from early on, as a result of his studies, was consciously Confucianist, a worldview that emphasized political order, respect for family and hierarchy, and conservative stability. It is this belief system that has ultimately triumphed—whether admitted to or not—throughout much of East Asia and in China itself, accounting for the region’s prosperity over recent decades, even as the communism of Mao and Zhou Enlai has been utterly discredited.

Besides Confucianist thought, Chiang in his early years was also deeply influenced by the culture of Japan, which to Chiang embodied “disciplined efficiency,” from the train system to education to manufacturing. Japan’s fierce modernism infected Chiang with the need to fight corruption. But here he encountered fierce resistance, like when Nationalist army commanders rejected Chiang’s calls to centralize military financing. Chiang, according to Taylor, “soon realized that he had to give the fight against corruption much lower priority than that of retaining cohesion and loyalty among his disparate supporters … both civilian and military. He had no choice.” Chiang has often been accused of tolerating corruption, but the alternative in the warlord age in which he operated was to become an extremist ideologue, like Mao. Chiang was far from perfect; but neither was he as deeply flawed as his detractors, applying the standards of the West to a chaotic early-twentieth-century China, demanded. “Craftiness and suspicion are the usual marks of successful political leaders in Chiang’s circumstances,” Taylor explains. No doubt, years of warfare in the 1920s and early 1930s established Chiang as an exceptional military commander, maneuvering multiple army corps over thousand-mile fronts, without tanks, maps, and trucks, and with only a few rail lines, often in circumstances of personal bravery. He used bribery and divide-and-rule tactics against the warlords, even while, “as an expression of rote neo-Confucian self-cultivation,” Chiang complained in his diary of his personal shortcomings.

A map of China during this period establishes the formidable circumstances facing Chiang, as well as his considerable achievement: the whole of central and coastal China divided into massive puddles of warlord control, over which Chiang slowly, painstakingly, established a very tenuous primacy. And he did it without foreign aid, unlike Mao’s communists. He was paying for weapons and training from Germany, even as there is no evidence in his statements or in his diary that he ever subscribed to Hitler’s fascist ideology, according to Taylor. Under Chiang, says Taylor, the power and authority of the central government was greater than at any point since the mid-nineteenth century, while the rate of illiteracy among government troops diminished over these years from 70 to 30 percent. Fenby concurs, pointing out that Chiang’s Nationalist ascendancy in parts of the country “was a time of modernization such as China had not seen before … there was a flowering of thought, literature, art and the cinema,” and the repression used by the regime was not comparable to what the communists would later unleash. Without Chiang, Fenby writes, “the odds would have been on a continuation of the warlord era, and the fragmentation of China into eternally conflicting fiefdoms.” It was Chiang who kept in check pro-Japanese elements in his administration, which on their own might have allied China with Japan, opening up an attack on the Soviet Union from the east while Hitler attacked from the west. After the fall of Nanjing to the Japanese in 1937, Taylor writes, “Chiang Kai-shek issued a proclamation as rousing as that which Churchill would give twenty-one months later and with some similar imagery.”

Stilwell missed all of this. “In Stilwell’s mind,” writes Taylor, “Chiang had no values; no skills in government or generalship; no real interest in the modernization and welfare of China … no human qualities worth noting.… For Stilwell, life was categorical, nuances nonexistent.” While American officials, influenced by Stilwell, believed Chiang wanted to avoid fighting the Japanese in order to store arms to fight the communists later on, during the 1941–1942 Burma campaign Chiang’s troops suffered eighty thousand killed and wounded, whereas total American casualties around the world at that point were 33,000. By the end of fourteen years of war with Japan, China would sustain three million military casualties, 90 percent of them Chiang’s troops. Meanwhile, Mao’s communists were pursuing the very strategy Chiang was accused of: avoiding major military entanglements with the Japanese in order to hoard their strength to later fight the Nationalists. But this did not prevent foreign service officers like John Paton Davies and John Stewart Service, who were working for Stilwell, from describing Mao’s communists as “agrarian democrats” and “much more American than Russian in form and spirit.” Mao would go on to kill tens of millions of people—sixty million perhaps—in government-induced famines and other atrocities, which in absolute terms—along with the Mongol Conquests of the thirteenth century—counts as the second largest man-made carnage in history after World War II. What these foreign service officers and journalists overlooked was that Mao’s talent for creating a mass organization—the very thing that Chiang distrusted, according to Fenby—made Mao’s movement more dynamic, and thus more impressive to Western visitors, but also more dangerous should that mass organization pivot in a totalitarian direction.

Chiang would be proven right in his assessment, made near the end of World War II, that rather than agrarian democrats, Mao’s forces would prove to be “more communistic than the Russian communists.” Indeed, the Great Leap Forward and the Great Proletarian Cultural Revolution would both occur within a quarter century of that statement. And yet Chiang’s Guomindang army failed utterly to meet Stilwell’s expectations, and thus remained the corrupt, inefficient force that went on to be vanquished by Mao. Barbara Tuchman, Stilwell’s sympathetic biographer, may have caught the imperfections of Chiang best by labeling him a master of “plots” who “governed for survival,” rather than for social change, even as among the Nationalists there was—as one Chinese academic put it—“no one better in sight.” Chiang’s seeming “infuriating absence of conscience” in the eyes of the Americans was, in part, Tuchman says, a consequence of Chiang’s resentment at China being treated as a minor theater in the war, with most of the aid and attention going to Europe.

Tuchman grasps what Stilwell didn’t. “The Kuomintang military structure could not be reformed without reform of the system from which it sprang,” but China was not “clay in the hands of the West.” Or as Fenby puts it, Stilwell “was behaving as if he were in a stable democracy, where a professional army is answerable to an elected government, fenced off from interference in politics.” Nobody understood China and Chiang’s tragedy as much as Chiang himself. In what Taylor calls his “remarkably candid” assessment, penned in January 1949, following the communist takeover of the mainland, Chiang wrote, “we are in a transitional period where the old system has been abolished but the new system is yet to be built.” He implies that the blame falls with the incoherent and fractious system he himself had managed, in turn a product of the warlord era.

Because this revisionist retrospective is so long, it will be the last passage I quote from this book.

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Nationalist, not Moralist, Conflict in Asia

From Asia’s Cauldron: The South China Sea and the End of a Stable Pacific, by Robert D. Kaplan (Random House, 2014), Kindle Loc. 322-333, 585-592:

There is nothing romantic about this new front line. Whereas World War II was a moral struggle against fascism, the Cold War a moral struggle against communism, the post-Cold War a moral struggle against genocide in the Balkans, Africa, and the Levant, as well as a moral struggle against terrorism and in support of democracy, the South China Sea shows us a twenty-first-century world void of moral struggles, with all of their attendant fascination for humanists and intellectuals. Beyond the communist tyranny of North Korea, a Cold War relic, the whole of East Asia simply offers little for humanists. For there is no philosophical enemy to confront. The fact is that East Asia is all about trade and business. Even China, its suffering dissidents notwithstanding, simply does not measure up as an object of moral fury.

The Chinese regime demonstrates a low-calorie version of authoritarianism, with a capitalist economy and little governing ideology to speak of. Moreover, China is likely to become more open rather than closed as a society in future years. China’s leaders are competent engineers and regional governors, dedicated to an improving and balanced economy, who abide by mandatory retirement ages. These are not the decadent, calcified leaders of the Arab world who have been overthrown. Rather than fascism or militarism, China, along with every state in East Asia, is increasingly defined by the persistence, the rise even, of old-fashioned nationalism: an idea, no doubt, but not one that since the mid-nineteenth century has been attractive to liberal humanists.

Truly, in international affairs, behind all questions of morality lie questions of power. Humanitarian intervention in the Balkans in the 1990s was possible only because the Serbian regime was not a great power armed with nuclear weapons, unlike the Russian regime, which at the same time was committing atrocities of a similar scale in Chechnya where the West did nothing; nor did the West do much against the ethnic cleansing in the Caucasus because there, too, was a Russian sphere of influence. In the Western Pacific in the coming decades, morality may mean giving up some of our most cherished ideals for the sake of stability. How else are we to make at least some room for a quasi-authoritarian China as its military expands? (And barring a social-economic collapse internally, China’s military will keep on expanding.) For it is the balance of power itself, even more than the democratic values of the West, that is often the best preserver of freedom. That also will be a lesson of the South China Sea in the twenty-first century—one more that humanists do not want to hear.

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Geostrategic South China Sea

From Asia’s Cauldron: The South China Sea and the End of a Stable Pacific, by Robert D. Kaplan (Random House, 2014), Kindle Loc. 222-253:

The South China Sea functions as the throat of the Western Pacific and Indian oceans—the mass of connective economic tissue where global sea routes coalesce. Here is the heart of Eurasia’s navigable rimland, punctuated by the Malacca, Sunda, Lombok, and Makassar straits. More than half of the world’s annual merchant fleet tonnage passes through these choke points, and a third of all maritime traffic worldwide. The oil transported through the Malacca Strait from the Indian Ocean, en route to East Asia through the South China Sea, is triple the amount that passes through the Suez Canal and fifteen times the amount that transits the Panama Canal. Roughly two thirds of South Korea’s energy supplies, nearly 60 percent of Japan’s and Taiwan’s energy supplies, and 80 percent of China’s crude oil imports come through the South China Sea. Whereas in the Persian Gulf only energy is transported, in the South China Sea you have energy, finished goods, and unfinished goods.

In addition to centrality of location, the South China Sea has proven oil reserves of seven billion barrels, and an estimated 900 trillion cubic feet of natural gas. If Chinese calculations are correct that the South China Sea will ultimately yield 130 billion barrels of oil (and there is some serious doubt about these estimates), then the South China Sea contains more oil than any area of the globe except Saudi Arabia. Some Chinese observers have called the South China Sea “the second Persian Gulf.” If there really is so much oil in the South China Sea, then China will have partially alleviated its “Malacca dilemma”—its reliance on the narrow and vulnerable Strait of Malacca for so much of its energy needs coming from the Middle East. And the China National Offshore Oil Corporation has invested $20 billion in the belief that such amounts of oil really do exist in the South China Sea. China is desperate for new energy. Chinese oil reserves account for only 1.1 percent of the world total, while it consumes over 10 percent of world oil production and over 20 percent of all the energy consumed on the planet.

It is not only location and energy reserves that promise to give the South China Sea critical geostrategic importance, it is the territorial disputes surrounding these waters, home to more than two hundred small islands, rocks, and coral reefs, only about three dozen of which are permanently above water. Yet these specks of land, buffeted by typhoons, are valuable mainly because of the oil and natural gas that might lie nearby in the intricate, folded layers of rock beneath the sea. Brunei claims a southern reef of the Spratly Islands. Malaysia claims three islands in the Spratlys. The Philippines claims eight islands in the Spratlys and significant portions of the South China Sea. Vietnam, Taiwan, and China each claims much of the South China Sea, as well as all of the Spratly and Paracel island groups. In the middle of 2010 there was quite a stir when China was said to have called the South China Sea a “core interest.” It turns out that Chinese officials never quite said that: no matter. Chinese maps have been consistent. Beijing claims to own what it calls its “historic line”: that is, the heart of the entire South China Sea in a grand loop—the “cow’s tongue” as the loop is called—surrounding these island groups from China’s Hainan Island south 1,200 miles to near Singapore and Malaysia. The result is that all of these littoral states are more or less arrayed against China, and dependent upon the United States for diplomatic and military backing. For example, Vietnam and Malaysia are seeking to divide all of the seabed and subsoil resources of the southern part of the South China Sea between mainland Southeast Asia and the Malaysian part of the island of Borneo: this has elicited a furious diplomatic response from China. These conflicting claims are likely to become more acute as energy consumption in developing Asian countries is expected to double by 2030, with China accounting for half of that growth.

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