Category Archives: nationalism

Prudence of Tokugawa Isolation

From Geography and Japan’s Strategic Choices: From Seclusion to Internationalization, by Peter J. Woolley (Potomac Books, 2005), Kindle pp. 43-46:

Events outside Japan in the seventeenth century emphasized the prudence of the Tokugawa seclusion. This was the Age of Expansion—and not just for Europeans. In China, the Ming Dynasty was coming to an end at the hands of the Manchus, people the Ming once ruled. The Manchus gained control of Inner Mongolia before moving south and taking Manchuria and then Korea in 1637. They took the capital, Beijing, in 1644, prompting the Ming emperor to commit suicide. They spent the rest of the century subduing the remainder of China, defeating the last resistance in Taiwan in 1683. They would later add to their empire Outer Mongolia (1697) and Tibet (1720) to make the largest Chinese empire in history.

India had expanded to, then fallen victim to the expansion of others. The Mogul emperors had consolidated the vast subcontinent under their rule, adding the last big piece, Afghanistan, in 1581. By the end of the next century, however, the government had fallen into decline. Its infighting and inefficiency would eventually weaken and divide India to the point where the British could become the real rulers.

In Russia, Ivan the Terrible was creating an empire at the same time as Japan had been fighting its civil wars. Russians crossed the Ural Mountains into Asia and by 1584 had defeated the Tatars. They went on to colonize Siberia over the next several decades, reaching the Pacific Ocean by 1639, thereby becoming neighbors of Japan.

The Europeans continued to explore, conquer, and settle. In contrast to Tokugawa’s stable Japan, a chaotic Thirty Years’ War began in 1618 between Catholics and Protestants, which slowly engulfed the European continent. By its end, Germany was in ruins and hundreds of thousands were dead from disease, famine, and massacre. The Tokugawa strategy of seclusion then seemed like the wise choice. The only question was how long it could last.

The 250 years between the founding of the Tokugawa Shogunate in 1603 and the first American attempt to force Japan to abandon its seclusion in 1853 were not years of stagnation in or outside Japan. In Japan there was political stability but also long-term trends toward urbanization and bureaucratization. A middle class of merchants emerged: people who accumulated wealth but did not necessarily control land. Nor did they have the same obligations and restrictions as the government and ruling class.

To be sure, there was more change taking place outside Japan than there was within. Much of this change would impinge sooner or later on Japan’s foreign policy as well as its domestic harmony. While most writers focus on the technological changes of the era, social, political, and intellectual changes were just as important. If Europe’s seventeenth century was the Age of Expansion, its eighteenth century was the Age of Enlightenment, which laid the foundations not only of modern science but of democratic conceptions of government as well. Notions such as the divine right of kings, raison d’état, and the innate superiority of a ruling class were on their way out. While Japan remained secluded in the fifth reign of its Tokugawa Shogunate, the English philosopher John Locke was publishing his Second Treatise on Civil Government, emphasizing the triune values of individual liberty, the sanctity of property, and equality under the law. Montesquieu’s treatise advocating a separation of government’s basic functions into separate institutions, De L’Esprit des lois, followed in 1748. Jean Jacques Rousseau’s appeal to the “general will” of the people in Le Contrat Social followed in 1762. Adam Smith’s Wealth of Nations argued the advantages of free trade in 1776. And James Madison, Alexander Hamilton, and John Jay produced The Federalist Papers in 1787 and 1788. These works presaged an Age of Revolution. But in Japan none of this would be discussed: the most influential philosophers were Kamo no Mabuchi, Motoori Norinaga, and Hirata Atsutane.

A small school of Japanese writers began both to lead a return to ancient Japanese literature and to critique Chinese influences on Japan—influences they deemed to be impure blots and accretions on Japanese culture. Thus, one curious effect of Japan’s self-imposed seclusion was that the Chinese became the foreigners. The philosophers advocated the revival of Shinto, an indigenous animistic religion in which many things, living and inanimate, had kami, or spirits. Hundreds of native folk tales were attached to Shintoism, many supporting the notion that Japan was the center of creation and the emperor was divinely appointed.

Shinto had been gradually eclipsed by Buddhism, Confucianism, and Taoism, each of which made its way to Japan through Chinese and Korean missionaries as early as the sixth century. Kamo no Mabuchi (1697–1769) was, not coincidentally, the son of a Shinto priest and was most influential in attracting attention to and reverence for classic Japanese literature—literature that included Shinto mythology. Mabuchi was succeeded in his endeavor by a disciple, Motoori Norinaga (1730–1801). Motoori’s quest was to discover the true Japanese culture, now overlaid with so many foreign influences. He saw in Japan’s distant past an ideal society ruled by the descendents of Shinto deities— the emperors. His works and speeches became very popular. But his writing had more than nostalgic undertones. Demanding new reverence for the emperor was a subtle criticism of the Shogunate that ruled in the emperor’s name. And criticizing Confucianism was tantamount to criticizing the political leadership which not only had been schooled in Confucian thought but was— Motoori implied—subservient to China. And though the Shogun gave Motoori official honors, it was Motoori’s own disciple, Hirata, who drew the ultimate conclusion: that all gods were born in Japan and none outside, thus Japan and the Japanese were a category of creation all by themselves, one that was perfect and pure—when free from the corrupting influences of outsiders.

Hirata, born the same year that the Americans produced their Declaration of Independence, became the leader of a full-blown Shinto revivalist movement. That movement was subtly critical of the government, for which Hirata spent the last two years of his life under house arrest. Though he died before the opening of Japan, his disciples were later appointed to important posts in the government, bringing with them their ideas of Japanese cultural purity to the strategic conversation.

Perhaps fundamentalist ideas such as Shinto revivalism were also the result of the strange political climate in Japan. While politically stable and peaceful, social volatility threatened. Peace and stability had brought overpopulation and a recurring threat of famine, since trade was so severely restricted. This allowed merchant and artisan guilds, or kumi to monopolize a particular distribution, trade, or manufacture. The leaders of the kumi were rich and getting richer, and this naturally caused resentment in both the aristocratic class and the underclass. Women were feeling the brunt of a more and more regulated society under an increasingly fearful, conservative government: their dress, civic participation, businesses, and even leisure arts were more and more carefully proscribed. Meanwhile, the police were easily corrupted and the highest officials were profligate in their spending and increasingly arbitrary in their enforcement of laws. All of these consequences and benefits of seclusion would be starkly outlined when Japan was confronted by the need to reevaluate its strategy of seclusion.

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Journalism: Telling Whose Story?

From Seeing: A Memoir of Truth and Courage from China’s Most Influential Television Journalist by Chai Jing, trans. by Yan Yan, Jack Hargreaves (Astra House, 2023), Kindle pp. 4-5:

I never wanted to be a news reporter. Journalism remained a monopoly when I began building my career. For a long time all Chinese people watched the same program, Joint News, on CCTV, which contained countless political meetings and aired every night at seven P.M. For me, all it meant was the start of dinnertime. The only CCTV program I watched was Oriental Horizon. What impressed me was the candid state of people’s lives on screen, full of struggles in a rapidly changing society, conflicting desires that led to inevitable consequences. I watched it as a work of art, not just as news. The slogan of these stories was “Telling the ordinary people’s own story.” After being ignored for a long time, ordinary people in a fast-rising society became protagonists on a national television station.

Chen Meng, a man who had never been trained by any official news school, created a slogan in 1993 to express the goal of China’s journalism reform at the time: “Turning propaganda into communication.” In the beginning, CCTV asked the program to “serve people” by teaching them how to cook. But when Chen Meng became a producer, he said, “If we serve people, we serve their spiritual life.” He put life in a shell. Chen Meng invited me to join CCTV in 2000. Since I was a young girl who hadn’t studied any news textbooks, he asked me to learn the principles of journalism from life: from the pain, joy, struggle, and bloody lessons of people in general and myself in particular.

Fourteen years later, I quit my job, went back to freelancing. I used what I had learned, and used some royalties from the book I’d published (which you’re now holding in your hands) to make a nonprofit documentary about air pollution in China. On February 28, 2015, I put it online. It got over three hundred million views before being removed seven days later. I left China then, and have been living in Europe ever since.

For those fourteen years, working at CCTV gave me the opportunity to travel to different places over a hundred and fifty days a year, to see my country, which was changing dramatically, and understand the trajectory of that change. What I saw showed me that China’s development depends on its ability to free people’s creativity from unnecessary shackles. It can explain the country’s stagnation, and it can also explain the country’s success; it can explain the past, and it will explain the future.

Chen Meng never told me why he chose me until he became seriously ill. The last time we talked in the hospital, he told me that eight years prior he had seen a young girl talking on TV. He didn’t remember what she had said and didn’t check her background, but he thought, “This girl has many flaws, but there is one thing about her I value—she doesn’t follow blindly.”

That was when he called me.

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Journalism in China & Taiwan, 1990s

From Seeing: A Memoir of Truth and Courage from China’s Most Influential Television Journalist by Chai Jing, trans. by Yan Yan, Jack Hargreaves (Astra House, 2023), Kindle pp. 1-4:

My mom bought a radio for me when I was sixteen. I found out I could hear broadcasts from Taiwan. Listening to “enemy radio” had been illegal for a long time. One of my father’s colleagues had been tortured as a spy in the 1960s, when there was hostility between Taiwan and mainland China, for breaking this law. He ended up cutting his own throat with a razor.

The way the hosts spoke surprised me. They didn’t read from a script or talk like official spokespeople. They shared literature, music, plays, and jokes. One time one of them even went out to her balcony and described how beautiful the sunset was. I’d never experienced such a thing in any media before. I learned to make my own tape, telling stories to myself, in my lonely girlhood.

In 1994, while studying at a railway college in Hunan Province, I took one of those tapes to Hunan People’s Broadcasting Station to look for a summer job. I was too naïve to know that there was no possibility for a student like me to work at a state-controlled media network. The state allocated jobs to everyone. My role was decided already, as an accountant working at the 17th Railway Bureau. The head of the station told me to leave. However, after listening to my tape, the radio host Shang Neng offered me a half hour in his program. He was famous enough to be able to fight against his boss’s disapproval. All state-controlled stations needed money to survive after the 1992 economic reforms—when China set the goal of establishing a socialist market system, opening the gate to the outside world—and Shang Neng attracted a lot of commercials for them.

One year later, in 1995, I signed a contract with the radio station by winning an open competition. It was the first time the station had selected staff through an open market and fair competition. Thinking that a contract meant a job that was only temporary, my mother wrote a harsh letter to warn me of what I might lose if I gave up my state-allocated railway job: my house, hukou, social benefits, safety. In short, all she had had to struggle for her entire life. I didn’t write back to her. Living in a society with a long history of collectivism, we rarely talk about our personal feelings at home, and this was especially true after a period of excessive politicization where the idea of individual humanity was seen as “spiritual pollution.” It was hard to tell my mom that, for me, a job was a spiritual human bond. People wrote to me and I read their letters on the radio; it was a human bond. There were long-suppressed voices that wanted to be heard, and I was there. I did nothing but listen, yet the hole in my life was filled by strangers. More than making a living, I was alive.

In 1999, in order to survive, all the stations—radio and television alike—had to produce programs that spoke to people’s needs. New Youth, a program on Hunan TV, invited me to be their host, and my job was to interview young people who brought sharp ideas to different fields. This was during China’s explosive economic growth, and I realized these people had one thing in common: instead of destroying the old, they built the new where creativity was most unfettered. Life itself has to grow, and where there is a gap, there is a way out. I ended up writing their story as well, including the parts that the station cut, to provide a fuller picture for the magazines. The media market was expanding quickly and competitively around 2000, so it had been to my advantage to work freely, and not sign a contract with the TV station. As one of the first generation media freelancers, I got a taste of what it was like to be independent. Like the rock-and-roll star Cui Jian sang, “As long as I have a pen, no one can stop me.”

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U.S. Enlists Mafia to Invade Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 316-317:

When Germany invaded Poland on September 1, 1939, Mussolini declared his support for Hitler, with whom he had concluded the so-called Pact of Steel four months before. He did not immediately declare war—the Chief of the General Staff, Marshal Pietro Badoglio, having warned him that Italy simply did not have enough tanks, armored cars and aircraft. To get involved in the European conflict at this point would, said Badoglio, be tantamount to suicide. Nine months later, however, the situation had changed dramatically. Norway, Belgium and Holland had been invaded; France was falling. On June 10 Italy declared war. Mussolini had hoped to help himself to Savoy, Nice, Corsica, Tunisia and Algeria from the French, but to his disgust Germany signed an armistice establishing the collaborationist government under Marshal Pétain at Vichy, which retained control over southern France and all its colonies.

So far as North Africa was concerned, only Egypt was left; and in September 1940 the Duce sent a large Italian force across the Libyan border. The British troops stationed in Egypt were at first hopelessly outnumbered; their counterattack, however, proved far more successful than expected and resulted in massive numbers of prisoners. So decisive was the Italian defeat that Hitler was obliged to send out his Afrikakorps, under the command of General Erwin Rommel. Only then did the British lose the initiative, ultimately to regain it at the Battle of El Alamein in October–November 1942.

The story of the Desert War is not ours, but it exemplifies the several successive humiliations suffered by Italy between 1940 and 1943. Mussolini’s invasion of Greece in October 1940 once again forced Hitler to send troops to his rescue; and by the beginning of 1943 disaster threatened him from every side. Half the Italian troops serving in Russia had been annihilated; both his North African and his Balkan adventures had been dismal failures. The Italians had had enough. Then, in July 1943, the Allies launched an operation which, as well as giving them a foothold in Europe, promised to remove Mussolini from the scene for good. They invaded Sicily.

For Sicily, hitherto, the war had been disastrous. As an island, it had suffered even more acutely than the rest of Italy. The ferryboats to the mainland were disrupted; the export market largely disappeared, while imports became irregular and uncertain; sometimes the Sicilians had found themselves with virtually nothing to eat but their own oranges. The rationing system was a bad joke; the black market reigned supreme. For the Mafia, on the other hand, conditions could hardly have been better. With a good deal of help from its branches in New York and Chicago, in the last years of peace it had already begun a swift recovery from the Mori reign of terror; and by 1943, whatever Mussolini might have said or believed, it was flourishing.

American intelligence officers, somewhat better informed than the Duce, understood that for the projected invasion to be successful it was vitally important to have the Mafia firmly on the Allied side. They therefore made careful approaches to the dominant boss of gangland crime in the United States, a Sicilian named Salvatore “Lucky” Luciano. He had in fact been in prison since 1936 on compulsory prostitution charges, but was still very much in command. In late 1942, after long discussions, the two sides struck a deal. Luciano would have his sentence commuted; in return, he made two promises. The first was that his friend Albert Anastasia, who ran the notorious Murder Inc. and who also controlled the American docks, would protect the waterfront and prevent dockworker strikes for the duration of hostilities. The second was that he, Luciano, would contact other friends in Sicily, who would in turn ensure that the invasion would run as smoothly as possible.

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Mussolini vs. the Mafia

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 312-314:

On January 3, 1925, the Duce declared himself dictator. Now at last he was ready to tackle the Mafia. He was not the sort of man who could tolerate any challenge to his own authority, least of all from an organization so mysterious and so powerful. Moreover, he had been conscious, during his two visits to Sicily, that the local bosses were distinctly disinclined to show him the respect to which he was generally accustomed. On one of these visits he took mortal offense when the boss of Piana dei Greci, Don Ciccio Cuccia, publicly proclaimed that his visitor needed no police escort—since Cuccia’s own presence offered protection enough. By now too the Honored Society had acquired an international reputation. It was plain, in short, that Sicily was not big enough for Mussolini and the Mafia. For the sake of his own self-esteem, one of them would have to go. He summoned Cesare Mori.

Mori was a northerner, born in Pavia, and was already in his middle fifties. He had grown up in an orphanage and had studied at the military academy in Turin. Having joined the police, he could already look back on two periods of service in Sicily, the first in Castelvetrano—where he had distinguished himself by capturing the notorious bandit Paolo Grisalfi—and the second in 1919 when, in Caltabellotta, he had made more than three hundred arrests in a single night.

In 1924 he was appointed Prefect of Trapani; but his power in Sicily really began only on October 20, 1925, when Mussolini transferred him to Palermo, with special powers over the entire island. His job could be simply stated: to eradicate the Mafia.

Mori started as he meant to go on. In his first two months he made another five hundred arrests, and in January 1926 he moved against the little hill town of Gangi, surrounding it, cutting off its communications with the outside world, making some 450 more arrests, and butchering all its cattle in the town square. This was to be the pattern for the next three and a half years, all over western Sicily. “The Iron Prefect,” as he was called, was fighting the Mafia, and he did not hesitate to use Mafia methods. He cheerfully ordered torture when he considered it necessary, and thought nothing of holding women and children hostage until their menfolk surrendered.

It was another two years before Mori was recalled to Rome. After well over 11,000 arrests, he had left the judiciary with a huge task. The subsequent Mafia trials—one of which numbered 450 defendants—were to continue until 1932. Meanwhile, Mori published a book of memoirs in which he declared that the Mafia had been finally destroyed, and that Sicily had won its last battle against organized crime.

He was wrong, of course. He had indeed dealt Cosa Nostra a heavy blow, but it was not dead—far, far from it.

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Sicily’s 1908 Earthquake and WW1

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 308-310:

At 5:20 A.M. on December 28, 1908, Messina had suffered the deadliest natural disaster in European history: an earthquake measuring 7.1 on the Richter scale, followed by a forty-foot tsunami along the nearby coasts. More than ninety percent of its buildings were destroyed, between 70,000 and 100,000 people killed. Hundreds more were buried alive, often for a week or more, since all terrestrial lines of communication were shattered; it was several days before the Red Cross and other relief organizations could reach the city. Nearly all the municipal archives were lost—which is why so much of modern Sicilian history has to be told from the frequently misleading point of view of Palermo.

The Messina earthquake resulted in a huge increase in the rate of emigration. Sicilians were already leaving their homeland in greater numbers than any other people in Europe. In the early days many of them had made the relatively short journey to Tunisia, then a French protectorate; but by 1900—though Argentina and Brazil were also popular—the vast majority were traveling to the United States. By the beginning of the First World War, the number of emigrants totaled not less than a million and a half. Some villages, having lost virtually all their male population, simply disappeared off the map. Here indeed was a terrible indictment of the way the island had for so long been governed; on the other hand, many of those emigrants who prospered made regular remissions to the families they had left behind, and reports of their prosperity gave the younger generation new ambitions toward education and literacy. Moreover, the increasing shortage of labor led to a huge increase in agricultural wages.

The war itself created new problems. Sicily’s export markets, on which the island depended, were virtually cut off for its duration. War industries, of the kind which were established elsewhere in Italy, were clearly not indicated in a region in which there was no skilled labor and no efficient transport. The government, desperately needing cheap food, fixed unrealistically low prices for flour; officially declared wheat production consequently declined by about thirty percent over the war years. Black market prices rocketed. As for the Mafia, it had never had it so good. Here the villain was the notorious Don Calogero Vizzini, who somehow escaped military service and made vast sums out of wartime shortages. In 1917 it proved necessary to pass a law against the stealing of animals; thanks to high prices and government controls, whole flocks would disappear overnight. True, there were occasional compensations: men who went to fight in the north would return with new skills and new aspirations—but also with new political ideas. During the years of war, Sicily moved steadily to the left.

Finally, during the postwar years, more and more emigrants were returning in retirement to their old homes, often with considerable savings, and bringing with them all their experience of the New World. Some, admittedly, also imported the latest techniques of gangsterism, but these were only a small minority; perhaps the most important result of the years spent abroad was a new self-respect, and with it an inability any longer to accept the old cap-in-hand approach to the large landowners. Gradually, the people of Sicily were learning to look their masters in the face.

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Bismarck Unites Italy

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 297-298:

In 1866 the Prussian Chancellor Otto von Bismarck found Austria to be a serious obstacle to the realization of his dream of uniting all the German states into a single empire. He therefore forged an alliance with the new kingdom of Italy: the two would attack Austria simultaneously on two fronts. In the event of victory, Italy’s reward would be Venice and the Veneto. A single battle was enough. It was fought on July 3 at Sadowa—also known by its German name of Königgrätz—some sixty-five miles northeast of Prague, and it engaged the greatest number of troops—some 330,000—ever assembled on a European battlefield. The Prussian victory was total. It bankrupted the military resources of the Emperor Franz Josef and opened the way to Vienna. The ensuing armistice duly resulted in the cession of the promised territory. Venice was no longer the independent republic that she had once been, but she was at least an Italian city rather than an Austrian one; and Italy could boast a new and economically invaluable port on the northern Adriatic.

The unity of Italy, however, could not be achieved without Rome; and Rome too was acquired by courtesy of Bismarck, who had cunningly drawn France into a war by his threat to place a prince of the ruling Prussian House of Hohenzollern on the throne of Spain—a proposal clearly unacceptable to the French, who would have then found themselves completely surrounded by Germany. War was therefore declared—by France, not Prussia—on July 15, 1870. It was to prove a bitter struggle; Napoleon III was going to need every soldier he had for the fighting that lay ahead. Thus, by the end of August, not one French soldier remained in Rome. Pope Pius IX was left defenseless. Napoleon’s defeat at Sedan on September 1 spelled the end of the Second Empire; and on September 20 the Italian army entered the Holy City. The Pope withdrew inside the walls of the Vatican, where he remained for the last eight years of his life. The plebiscite that was held shortly afterward registered 133,681 votes in favor of the incorporation of Rome into the new kingdom and 1,507 against. Rome was now part of Italy, not by right of conquest but by the will of its people; and the kingdom of Italy, under its sovereign King Victor Emmanuel II, finally took its place among the nations of Europe.

As the voting figures showed, the Sicilians were as happy as their new compatriots. They were, after all, a good deal more Italian than Spanish, and even though their King was a Piedmontese—a man of the mountains rather than of the sea, and hailing from as far from Sicily as it was possible to go while remaining an Italian—there seemed a fair chance that they would be allowed to play a larger part in their own affairs than they had in the past. They hoped so, anyway.

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Sicily’s Quarantotto

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 273-275:

WHEN, ON WEDNESDAY, JANUARY 12, 1848—the thirty-eighth birthday of Ferdinand II—the people of Palermo rose up against their Bourbon masters, they could have had no idea of what they were starting. As we have seen, risings in the kingdom were nothing new, but they had all been relatively easily dealt with. What happened in 1848—the quarantotto, as Italy remembers it—was something else. It was a revolution, and by the end of the year it had been followed by many other revolutions. In Italy alone, they occurred in Naples, Rome, Venice, Florence, Lucca, Parma, Modena and Milan; in northern and central Europe there were also those in Paris, Vienna, Cracow, Warsaw and Budapest.

Already, as the year opened, student riots had prompted the authorities to close the University of Palermo; several eminent citizens known for their liberal views had been arrested, and an unsigned manifesto was circulated calling on everyone to rise up on the King’s birthday. When that day dawned and the demonstrations began, the streets emptied, shops closed, houses were barricaded. A large number of the insurgents were mountain brigands or simple peasants, few of whom probably had much idea of what they were fighting for; but they were thrilled to be able to break down the customs barriers and give themselves over to looting to their hearts’ content. Many of the smaller villages and towns were devastated, as was much of the countryside.

The Bourbons had some 7,000 troops in the Palermo garrison, but they proved almost useless. Communications were atrocious, the roads execrable, and they could not be everywhere at once. In despair they decided to bombard the city—a decision which they soon had cause to regret, especially when a shell destroyed the municipal pawnbrokers, on which many families depended, aristocratic and plebeian alike. The infuriated mob fell on the royal palace, sacked it—sparing, thank heaven, the Palatine Chapel—and set fire to the state records and archives. Meanwhile, hundreds of prisoners were released from jail. The garrison retreated, and soon returned to Naples. In the following days a committee of government was formed under the presidency of the seventy-year-old Sicilian patriot (and former Neapolitan Minister of Marine) Ruggiero Settimo; meanwhile, the revolt spread to all the main cities—except Messina, which held back through jealousy of Palermo—and well over a hundred villages, where the support of the peasantry had by now been assured with lavish promises of land. It encountered no opposition worthy of the name.

By the end of the month the island was virtually free of royal troops, and on February 5 Settimo announced that “the evils of war had ceased, and that thenceforth an era of happiness had begun for Sicily.” He failed to mention that the citadel of Messina was still in Bourbon hands; nonetheless, it was clear to King Ferdinand that he had his back to the wall. Owing to the almost continuous demonstrations in Naples on the Sicilian model, on January 29 he offered a liberal constitution to both parts of his kingdom, providing for a bicameral legislature and a modest degree of franchise. “The game is up,” wrote the horrified Austrian ambassador, Prince Schwarzenberg, to Metternich; “the King and his ministers have completely lost their heads.” Metternich simply scribbled in the margin, “I defy the ministers to lose what they have never possessed.”

Sicily was now truly independent. The difficulty was that it lacked any machinery for self-government. Without an experienced hand at the helm, the old chaos and confusion grew worse than ever. Trade plummeted, unemployment soared, the legal system virtually collapsed. Toward the end of August, Ferdinand sent a combined military and naval force of some 20,000 under Field Marshal Prince Carlo Filangieri to restore comparative order on the island; and September saw a concerted land and sea attack on Messina. It was then that the city suffered heavy bombardment for eight hours—after it had already surrendered. The rebels fought back, and the age-old hatred between Neapolitans and Sicilians give rise to atrocities on both sides—to the point where the British and French admirals in Sicilian waters, revolted by the bloodshed and brutality, persuaded Ferdinand to grant a six-month armistice. Here, one might have thought, was an opportunity to end the stalemate, but every offer of settlement was rejected by the rebels out of hand. Had they been prepared to negotiate, they might have saved something from the wreckage; since they refused, more and more of their erstwhile supporters—for reasons of sheer self-preservation—turned back to the Bourbons. As a result, Filangieri was able to capture Taormina on April 2, 1849, and Catania five days later. On May 15, without any difficulty, he entered Palermo.

By their inefficiency, their lack of unity and their refusal to compromise, the Sicilians had perfectly demonstrated how a revolution should not be run.

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Two Sicilies and the Carbonari

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 258-260:

The final return of the King to Naples allowed him to turn his attention to his own title. He had been Ferdinand III of Sicily but Ferdinand IV of Naples, which people found complicated and confusing. On December 8, 1816, he formally assumed the title of Ferdinand I of the Two Sicilies. There was, as we have seen, nothing new in this concept, which originally came about owing to Charles of Anjou’s insistence on continuing to claim the title of King of Sicily, even after the island had been lost to the Kingdom of Aragon after the War of the Sicilian Vespers. It had, moreover, been decided by the Congress of Vienna that the Two Sicilies should continue as a single kingdom. In Sicily itself, however, the decree could not fail to be unpopular. It meant the end, after only four years, of both its constitution and its theoretical independence; and it condemned it in future to be—not for the first time—little more than a province of Naples. Financially too the departure of the court from Palermo dealt the island a heavy blow. Trade had been expanding in both directions, while foreign businesses—the vast majority of them British—had been steadily increasing in numbers; many of these now relocated to the mainland. British commercial influence henceforth survived principally in only two key industries: the wine trade in western Sicily, based on the town of Marsala, and the mining of sulfur, which was becoming ever more important as the Industrial Revolution took its course.

At this point there appears in the story the figure of an immense Calabrian general named Guglielmo Pepe. Born in 1783, Pepe had first fought against the Sanfedisti of Cardinal Ruffo in 1800. Captured and exiled to France, he had joined Napoleon’s army and subsequently shown himself to be a Bonapartist through and through, fighting for both Joseph Bonaparte and Joachim Murat and commanding a Neapolitan brigade during the Peninsular War in Spain. He had fought bravely for Murat at Tolentino and had reluctantly accepted the Treaty of Casalanza, by the terms of which he had retained his army rank. But he had spent his entire life fighting the Bourbons, and it was too late to transfer his loyalty. He now devoted himself, while ostensibly campaigning against brigands in the Capitanata, to rallying the somewhat inchoate mass of dissatisfied Italians known as the carbonari—“the charcoal-burners”—and welding them into a national militia.

The carbonari were organized—insofar as they were organized at all—on the lines of Freemasons, split up into small, covert cells scattered across the peninsula. Even their objectives were far from identical: some were out-and-out republicans, others preferred constitutional monarchy; what they all hated was absolutism, the Bourbons, the Austrians and the Papacy. And they dreamed, almost all of them, of an independent, liberal, united Italy. In 1814 they had fought for the Sicilian constitution and had been outlawed by the Pope for their pains; in 1817 they had inspired risings in the Papal States. According to Pepe’s memoirs—which may not be totally reliable—he had planned to take advantage of a military review of 5,000 men, to be held in the Emperor’s honor at Avellino, to seize the imperial and royal party and hold it to ransom. What would have been the result of such a coup, if it had successfully taken place, is hard to imagine; fortunately, the Emperor and the King were warned at the last moment—not of the conspiracy, but simply that the Avellino road was in execrable condition and might well prove impassable. They thereupon gave up all idea of attending the review and returned to Naples. For some time the carbonari had been rapidly increasing in numbers; according to Pepe, there were now over a quarter of a million in Italy alone, and we can be pretty sure that Sicily—with its long history of subversion and brigandage—would have contributed its full share. There was a general feeling of anticlimax after the Napoleonic Wars. The armies in particular were bored; they had little to do and promotion was slow. No wonder that so many drifted toward carbonari lodges. Gradually too the movement became more focused, its aims grew a little clearer; and the first of these aims was to force the King to grant a constitution.

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Bentinck Restores Bourbons in Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 250-253:

HAVING EFFECTIVELY DEALT WITH both the King and the Queen and given Sicily its admirable new constitution, Bentinck—who never forgot that he was also a soldier—decided to obey a recent summons to go and join Wellington’s army in Catalonia. His brief campaign there was not a success; it certainly did nothing to enhance his military reputation. On September 12, 1813, he was soundly defeated by an army under Napoleon’s Marshal Suchet, and was soon afterward obliged to resign his command and return to Sicily, where he arrived on October 3. He soon realized that he should never have left.

He found the island once again in chaos. There were, for a start, violent arguments about the constitution, the full text of which had not yet been published. Belmonte, whom he had once described as “the main hope of his country,” had broken with his uncle and erstwhile colleague the Prince of Castelnuovo and caused a great rift which had split their party in two. In parliament, meanwhile, ham-fisted attempts to control prices were arousing such storms of protest as to lead to riots in Palermo and elsewhere. Fortunately the resident British troops were able to restore order; two of the ringleaders were hanged. To make matters worse, the plague had broken out in Malta and dark rumors were being spread that the British intended deliberately to introduce it into Sicily.

Bentinck saw that he had no choice but to resume dictatorial powers. He held no brief for despotism, he announced, but it was preferable to anarchy. He prorogued parliament, which the Prince Vicar obediently dissolved, formed a new ministry and issued a proclamation that all “disturbers of the public peace, assassins and other foes of the Constitution” would be summarily punished by martial law. He then set out on an extended tour of the island—his first—visiting all the larger cities and towns and explaining the immense benefits that the constitution would bring in its train. Finally he crossed to the mainland, the better to consider the problem of Joachim Murat.

Whether it was because he loathed the idea of an Austrian presence in Italy or whether he simply despised Murat for his disloyalty, Bentinck made no secret of his contempt for the agreement. It was lamentable, he wrote, “to see such advantages given to a man whose whole life had been a crime, who had been the active accomplice of Bonaparte for years, and who now deserted his benefactor through his own ambition and under the pressure of necessity.” But Castlereagh ordered him to negotiate an armistice between Sicily and Naples, and he had no course but to comply—though he was careful to avoid any formula which might be taken as recognition of Joachim Murat as King. In fact Murat probably cared little whether he did so or not; his sights were by now set a good deal higher—to make himself ruler of the entire Italian peninsula. As he marched north with his army to join the other allies, he and his soldiers scattered leaflets in all the villages through which they passed, calling on the Italian people to rally to his flag. Meanwhile Queen Caroline, who had remained behind as Regent, showed herself considerably more anti-French than her husband. He was already carefully avoiding any active engagements with the French army; she, on the other hand, expelled all French officials from the kingdom and closed Neapolitan ports to all French shipping.

At this point Bentinck seriously forgot himself. Abandoning every pretense of diplomacy, he decided to support the cause of Italian independence, landed with a considerable Anglo-Sicilian force at Livorno and there delivered a proclamation urging all Italians to vindicate their rights to be free. On March 15 he actually confronted Murat at Reggio Emilia. If, he threatened, Murat did not instantly withdraw his troops from Tuscany, he—Bentinck—would drive them out himself, restore the legitimate Grand Duke Ferdinand III and invade Naples under the Bourbon flag. Leaving Murat no time to answer, he marched his army up the coast to Genoa, where the French garrison immediately surrendered. According to his own account, he restored the old republic; according to the Genoese, they did so themselves; in any event, another corner of the Napoleonic empire crumbled away.

By now things were moving quickly. On March 31 the Allies entered Paris; April 2 saw the Acte de déchéance de l’Empereur, which declared Napoleon deposed. On that same day he abdicated in favor of his infant son, with Marie Louise as Regent; this, however, the Allies refused to accept; an unconditional abdication followed two days later….

Louis-Philippe then hurried on to tell his father-in-law. Ferdinand burst into tears of joy and gratitude. Already he began to feel that he was back in Naples. It was Belmonte who had suggested that with the fall of Napoleon there was no longer any reason why the King should not return to the throne. Aware that only the year before he had promised not to do so without British consent, Ferdinand made great play of asking Bentinck’s permission. Bentinck personally absolved him from his promise and on July 4 he returned to his capital, as always amid cheering crowds. Lord William Bentinck was not among them. His conduct in recent months had not gone unnoticed by the British government. Just twelve days later he left Sicily forever.

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