Category Archives: Japan

by Joel | 1 August 2009 · 4:21 pm

Wordcatcher Tales: Nisshoku, Shironiji, Tatsumaki

I’ve just returned from Japan, still jet-lagged, with a harvest of about 600 photos to sort through and dozens of new words. The weather was terrible almost the whole time, and so I’ll start with a few of the meteorological terms I gleaned on this trip.

日食 (or 日蝕; see below) nisshoku ‘solar eclipse’ (lit. ‘sun eating’) – We arrived at Kokura station in Kita-Kyushu to find many bystanders glancing up at the solar eclipse in progress, in a cloudy sky between rainstorms (the previous day and the following day). We had arrived there by rail pass via bullet train on a diversionary quest en route from Hiroshima back to Nagoya. Flooding had closed train lines between Hiroshima and Kokura the previous day.

Our quest was first to find the site of my hilltop home and kindergarten 55 years earlier, where my father began his first job after Japanese language school in Tokyo as a missionary chaplain of Seinan Jo Gakuin. His Japanese teacher there was the head of the English Dept., who used to translate my father’s sermon drafts into flowery, archaic Japanese using vocabulary that students would sometimes later ask him to explain. That prompted my father to begin writing his own drafts in Japanese, using a more down-to-earth style that he still employs in both Japanese and English, whether preaching or conversing.

We finally found both sites after talking with a teacher in the current Mt. Zion Kindergarten, which now stands on the site of a once-separate kindergarten for burakumin children in the neighborhood, along the road to Tobata. The kindergarten I attended was for school employees, and has since been replaced by a swimming pool. The teacher’s husband had attended the same kindergarten during the 1950s, and she was the only person I queried who knew anything about the history of the school going that far back.

白虹 hakkou, shironiji ‘corona, fog bow’ (lit. ‘white rainbow’) – We spent the rest of the afternoon sightseeing in quaint old Mojikō (‘Moji Port’), which advertises its Retro attractions. (On the way there, we mistakenly got off at Moji Station, home of the equally retro Beer Masonry Museum.)

In front of well-preserved Mojikō Station is an unusual statue of three boys at work harvesting wakame, with a poem on the pedestal by a writer whose pen name is (横山)白虹 Yokoyama Hakkou (1899–1983). The poem reads 和布刈る / 神の五百段 / ぬれてくらし (wakame karu / kami no ihodan / nurete kurashi), which I suppose one could translate as ‘The 500 steps to the gods of the wakame harvest lead a wet life’. Better suggestions are welcome.

竜巻 tatsumaki ‘waterspout, whirlwind, tornado’ (lit. ‘dragon roll’) – In addition to all the news reports of rainstorms and flooding, we saw one report about a rare tornado cutting a swath through Tatebayashi, a city in the panhandle of Gunma Prefecture just south of where we lived in 2005–2006 in Ashikaga, on the edge of the Kanto Plain outside Tokyo.

UPDATE: Reader Doc Rock notes that the character for ‘eat’ (or ‘food’) that appears in ‘eclipse’ has another possible shape in Chinese, Japanese, and Korean: 蝕 ‘eclipse, occultation’, with the phonetic element (Sino-Jp. shoku) on the left and the semantic element (虫, ‘bug’) on the right. (The ‘bug’ radical usually occurs on the left or the bottom of characters containing it.) In native Japanese, the same kanji can be read mushiba(mu) ‘to be wormy, bug-eaten; to gnaw into, undermine’. In Sino-Korean, 日蝕 ‘sun eclipse’ means ‘solar eclipse’, while 日食 ‘[land of the rising] sun food’ means ‘Japanese food’ (Jp. 和食 washoku).

Note that the Chinese character for ‘rainbow’, 虹, also has a ‘bug’ radical. Why would early Chinese scribes have associated such magical meteorological phenomena as eclipses and rainbows with creepy-crawly creatures? (And barbarians: 蛮 Ch. man, Sino-Jp. ban!) Weather phenomena are more typically written with radicals associating them with ‘sun’, ‘rain’, ‘water’, and so on.

I am not at all sure, but there are striking parallels in many Austronesian languages, where certain unusual “prodigies of nature” tend to be marked by prefixes that often have shapes derivable from *qali- or *kali- (although there is much variation and irregularity). Compare three words for ‘butterfly’: Brunei Malay kulimpapat, Tagalog alibangbang, and Gedaged (PNG) kilibob. The same prefix tends not to be found on words for much more common and familiar creatures, such as ‘flies’ (Mal. langau), ‘lice’ (Mal. kutu), or ‘mosquitoes’ (Mal. nyamuk).

Now compare three Austronesian words for ‘whirlwind’: Malay kelembubu, Tagalog alimpuyo, and Lakalai (PNG) kalivuru. The same prefix tends not to be found on words for normal phenomena like ‘fire’ (Mal. api), ‘rain’ (Mal. hujan), or ‘wind’ (Mal. angin).

The Austronesian patterns have been analyzed rather comprehensively by University of Hawai‘i Professor Robert Blust in his (2001) “Historical morphology and the spirit world: the *qali/kali- prefixes in Austronesian languages” in Issues in Austronesian Morphology: A Focusschrift for Byron W. Bender, ed. by J. Bradshaw and K. Rehg, pp. 15-73 (Canberra: Pacific Linguistics).

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Filed under China, Japan, Korea, language, travel

by Joel | 13 July 2009 · 9:51 pm

China-Korea-Japan Trade Boom, 1100s

From Japan to 1600: A Social and Economic History, by William Wayne Farris (U. Hawai‘i Press, 2009), pp. 94-96:

Commerce grew to become a vibrant sector, primarily because Japan was located next to the most dynamic economy on earth: that of Sung China. Sung Chinese invented gunpowder, the compass, and mass printing. The country also had advanced carbon-stoked iron furnaces producing high-grade ferrous products and a cotton industry producing everything from ships’ sails to military uniforms. The population grew by leaps and bounds during the Sung period, as the “rice bowl” of southern China was more intensively cultivated and regional craft and trade specialization took place as never before.

Trade between China and Japan, exclusively for the archipelago’s elite, was already underway in the tenth century. By the late eleventh and twelfth centuries huge Chinese junks called even more regularly at Hakata, Kamizaki, and other Kyushu ports. By 1100, a community of overseas Chinese took up residence in northern Kyushu cities such as Hakata. They held rank at the Japanese court and some even attended the funeral of an important official in northern Kyushu in 1097. In 1151, two samurai attacked the overseas Chinese there, and the fleeing merchant families numbered more than sixteen hundred. Archaeological evidence also points to a dramatic increase in commerce with China during the twelfth century, as the number of sites in Japan containing shards of Chinese porcelains grew exponentially. Besides Kyushu, Chinese traders also called on ports along the northwestern coast of Honshu. By 1180, some daring Japanese captains attempted the passage to southern China as well.

Chinese merchants traded their silk, spices, and porcelain for northeastern Japan’s furs and gold. The Chinese especially coveted gold; a Chinese trader wrote in 1118 “the country of Japan … in its earth has a wealth of precious products.” Perhaps for this reason, the dynamic Sung state, populated by wealthy consumers, ran a balance of trade deficit with Japan. Piles of Sung cash were soon helping to remonetize the Japanese economy. By 1150 there were signs that the outflow of Sung cash was causing the economic giant problems. In 1199, the Chinese government tried to ban the use of its coins in trade with Korea and Japan. A significant increase in the amount of Sung coins in Japanese sites took place beginning in the 1170s. People wrote of a “cash sickness” in 1179, and then the court banned the counterfeiting of Sung coppers. These proscriptions were apparently ineffective, because the court repeated them in 1187, 1189, and 1192. Along with the cash came an inflationary price spiral, beginning in the 1170s, helping to further destabilize an already teetering social pyramid.

The Ise Taira built a trading empire in western Japan during their tenure as the military arm of the court from 1159 to 1180. They controlled bases such as Fukuhara in modern Kobe, Itsukushima along the Inland Sea, and Kamizaki in northern Kyushu. The Taira made allies of the seafaring families in western Japan. They were so involved in the Sung trade that in 1180 ex-emperor Takakura, born of a Taira mother, was induced by Kiyomori to sail from Fukuhara to Itsukushima aboard a Sung junk.

In addition, the Koryŏ dynasty (918–1258) exchanged goods frequently with Japanese merchants. Following the collapse of the Silla kingdom, relations between the Japanese court and Korea improved. Between 1050 and 1090, Japanese merchants visited Korea in sixteen trade missions, bearing weapons, screens, and precious metals for the Koryŏ court.

This strong external stimulus, combined with the modest demographic recovery, led to a rebound in Japanese domestic commerce between 1050 and 1180. As had occurred during the eighth century, the capital and Kinai constituted the core of commercial activity, because that region had a large number of consumers and the remnants of an advanced transportation system. Commerce was more dynamic in western Japan and probably less important in eastern Honshu. Long-distance exchange, however, enabled the elite to acquire the marvelous products of northern Japan, such as gold and wild horses. The elites also still received most commodities in kind from their on-site landlords and tax farmers, and peasants bought and sold at markets only occasionally, yet demographic and economic recovery supported and was assisted by the return of a more vital market system.

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by Joel | 2 July 2009 · 8:09 pm

Japan’s Puppet States in China

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 481-483:

Japanese atrocities may have played some part in the refusal of Chiang’s government to contemplate a negotiated peace after 1937, despite German efforts to broker a truce. Of more importance was probably the manifest inability of the Japanese to inflict a decisive defeat on Guomindang forces, despite the poor leadership, low morale and appalling under-equipment that afflicted the latter.* Although the Japanese armies continued to advance steadily westwards in the course of 1938, capturing Canton, Wuhan and Xuzhou, they suffered increasingly heavy casualties as their lines of communication became overextended. At Taierhchuang [sic] in March 1938, for example, the 10th Division found itself all but surrounded and ended up losing 16,000 men in days of intense house-to-house fighting. Eighteen months later the 11th Army was heavily defeated at Changsha (Hunan). The invasion of Guangxi at the end of 1939 was short-lived; by the end of the following year the Japanese had been forced to abandon Chinhsien, Nanning and Pinyang. By 1940 they had more or less reached their limits in China and the location of the front line did not significantly change again until 1944. The effect of all this was to strengthen the hand of the more extreme elements within the Japanese military, the so-called ‘Control Faction’, who advocated ignoring the existing Chinese authorities and dealing with puppet regimes, as they had done in Manchuria.

Here, it might be thought, the Japanese had miscalculated. Who in China would want to lend his support to invaders capable of such terrible atrocities? As in other theatres of war, however, the key to securing collaboration turned out to have little, if anything, to do with the cruelty or kindness of the invading forces. The decisive factor was the extent to which the invaded people were divided among themselves. The Japanese invasion did not elicit national unity, as some Chinese Nationalists had hoped it might. It boosted support for the Communist Party, which under Mao Zedong’s leadership now committed itself to a campaign of protracted guerrilla warfare. At the same time, Japanese incursions tended to widen divisions within the Guomindang. The more recruits the Communists were able to find among impoverished and disillusioned peasants, the more tempted some Nationalists were to compromise with the Japanese. The further Chiang retreated to the west – and he did not stop until he reached Chongqing in the province of Sichuan, 800 miles from his starting point, Nanking – the greater the incentive for those left behind to make their peace with the Japanese.

Already by 1937 the Japanese had established three puppet regimes, in Chinese territory: the ‘Empire of Manchukuo’, the supposedly autonomous Mongolian regime of Prine Te [sic; = Prince Te(h), De Wang, Demchugdongrub/Dam-chukdangrub) and the East Hebei Autonomous Anti-Communist Council. By the middle of the following year, two more had been added: the Provisional Government of the Republic of China set up in Peiping by the North China Area Army, and the Reorganized Government of the Republic of China established in Nanking by the Central China Area Army. In March 1940 the Japanese pulled off a major diplomatic coup when they succeeded in persuading the former Nationalist leader Wang Jingwei to become the figurehead in charge of the latter. After renewed attempts to negotiate some kind of peace with Chiang had foundered, Wang’s regime was officially recognized as the legitimate government of China. Wang himself had been duped; he had been led to expect concessions like a definite date for Japanese troop withdrawals and a unification of the various puppet regimes under his authority. He ended up having to recognize the independence of Manchukuo, to allow the indefinite stationing of Japanese troops in China and to accept joint control of the maritime customs and other tax agencies. This meant that by 1940 the Japanese and their puppets controlled virtually the entire Chinese coast and a large proportion of the country’s eastern provinces. These were by far China’s most prosperous regions. Wang alone was nominally in charge of half a million square miles of territory and around 200 million people. Many Chinese agreed with the economist T’ao His-sheng [sic; = T’ao Hsi-sheng, Tao Xisheng], a leading collaborator in Wang’s regime: ‘China is a weak nation. In adopting a policy of being “friendly to distant countries and hostile to neighbours” [she] will inevitably bring about a situation which is summed up in the proverb: “Water from afar cannot extinguish a fire nearby.”’ Collaborationist slogans such as Tong Sheng Ghong Si [sic] (‘Live or Die Together’) were not wholly empty of meaning.

*The fighting strength of the Chinese army was around 2.9 million, divided into 146 divisions and 44 independent brigades. However, each division had just 324 machine-guns between nine and a half thousand men. In all, the Chinese army had little more than one million rifles and just 800 pieces of artillery.

Ferguson’s handling of Chinese names and terms seems very sloppy. If the slogan he mentioned is 同生共死 (lit. ‘same live both die’), a closer rendering might be Tong sheng gong si ‘Live together, die together’.

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by Joel | 30 June 2009 · 10:27 pm

Aristocrats Corrupt the Clergy, 800-1050

From Japan to 1600: A Social and Economic History, by William Wayne Farris (U. Hawai‘i Press, 2009), pp. 74-75:

The Buddhist clergy continued to serve as an adjunct to the aristocracy, not only performing state rituals but also helping the privileged gain salvation. During these centuries, however, several changes overtook this class and Japanese religion in general. Buddhism and the native cult, already starting to meld in the 600s, became amalgamated and local gods and goddesses turned into protectors of the Buddhist law and then manifestations of Buddhist deities. Buddhist temples and shrines combined into powerful religious complexes, such as Kasuga Shrine and Kōfukuji, and helped the religious class acquire even more wealth and power.

The gender and class composition of Buddhist devotees also began to change. The state all but stopped ordaining women and banned them from some sacred sites because they might be a temptation to sin. Still, some women, especially of aristocratic birth, continued to accept unofficial ordination. The class origins of powerful monks began to shift as rank holders with many sons and no other outlets for them started to place them in high positions at famous temples. For example, between 782 and 990, ninety-seven percent of these powerful monks were of commoner background, studying for and attaining ordination. Between 990 and 1069, however, that proportion slipped to fifty-two percent. In other words, the crowded aristocratic class began to seek religious appointment as a way to produce an income for their children. Temples no longer followed rules of seniority but instead rewarded their aristocratic patrons, despite loud protests from well-qualified ordinands.

The increased role of aristocratic offspring in administering the daily affairs and extensive estate lands of these temple complexes helped to politicize these institutions and increase factionalism. By the mid-tenth century, violence occasionally broke out among factions within and between religious complexes. These confrontations could cause considerable damage, as when more than forty buildings were destroyed on Mount Hiei in a factional dispute in 993. Many monks of minimal education were there merely for the tax exemption—and readily took part in scuffles. These same clerics engaged in all sorts of behavior once banned by monastic rules, including eating meat, drinking rice wine, and engaging in homosexual and heterosexual liaisons. Some abbots such as Ennin (794–864) condemned these violations of religious conduct, but until 1050 the anticlericalism implied in terms like “evil monk” (akusō) [悪僧] was not yet widespread.

Ryōgen (912–985) was a powerful monk of this time. Born to a poor commoner family, he ascended Mount Hiei at the age of eleven, found a suitable teacher, and was ordained in the Tendai sect at sixteen. Lacking a powerful sponsor and ambitious for a career that included more than just performing everyday ceremonies, Ryōgen succeeded in attaching himself to more powerful monks and showing off his knowledge in a series of religious debates. This attracted the attention of court aristocrats, especially members of the northern branch of the Fujiwara. In exchange for his expertise at various esoteric rituals employed when Regent Fujiwara no Tadahira died, Ryōgen became a protege of Tadahira’s son Morosuke. Morosuke obtained a series of important appointments for Ryōgen and cemented his alliance with the monk. Eventually, Ryōgen was appointed to the headship of the Tendai sect. In that post, he strengthened monastic discipline and helped rebuild many structures on Mount Hiei after the disastrous fire of 966. He also expanded Tendai power into the provinces and aided in the ordination of women. He remained the head of the Tendai sect until his death.

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by Joel | 22 June 2009 · 6:06 am

WW2: National Armies vs. Imperial Armies

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 516-518:

The Axis powers were fighting not only against the British, Russians and Americans; they were fighting against the combined forces of the British, Russian and American empires as well. The total numbers of men fielded by the various parts of the British Empire were immense. All told, the United Kingdom itself mobilized just under six million men and women. But an additional 5.1 million came from India, Canada, Australia, New Zealand and South Africa. Victories like El Alamein and even more so Imphal were victories for imperial forces as much as for British forces; the colonial commitment to the Empire proved every bit as strong as in the First World War. Especially remarkable was the fact that more than two and a half million Indians volunteered to serve in the British Indian Army during the war – more than sixty times the number who fought for the Japanese. The rapid expansion of the Indian officer corps provided a crucial source of loyalty, albeit loyalty that was conditional on post-war independence. The Red Army was also much more than just a Russian army. In January 1944 Russians accounted for 58 per cent of the 200 infantry divisions for which records are available, but Ukrainians accounted for 22 per cent, an order of magnitude more than fought on the German side, and a larger proportion than their share of the pre-war Soviet population. Half the soldiers of the Soviet 62nd Army at Stalingrad were not Russians. The American army, too, was ethnically diverse. Although they were generally kept in segregated units, African-Americans accounted for around 11 per cent of total US forces mobilized and fought in all the major campaigns from Operation Torch onwards. Norman Mailer’s reconnaissance platoon in The Naked and the Dead includes two Jews, a Pole, an Irishman, a Mexican and an Italian. Two of the six servicemen who raised the Stars and Stripes on Iwo Jima were of foreign origin; one was a Pima Indian. More than 20,000 Japanese-Americans served in the US army during the war….

The Germans, as we have seen, had made some efforts to mobilize other peoples in occupied Europe, as had the Japanese in the Far East, but these were dwarfed by what the Allies achieved. Indeed, the abject failure of the Axis empires to win the loyalty of their new subjects ensured that Allied forces were reinforced by a plethora of exile forces, partisan bands and resistance organizations. Even excluding these auxiliaries, the combined armed forces of the principal Allies were already just under 30 per cent larger than those of the Axis in 1942. A year later the difference was more than 50 per cent. By the end of the war, including also Free French* and Polish forces, Yugoslav partisans and Romanians fighting on the Russian side, the Allies had more than twice as many men under arms. Fifty-two different nationalities were represented in the Jewish Brigade formed by the British in 1944. They followed an earlier wave of 9,000 or so refugees from Spain, Germany, Austria and Czechoslovakia who had joined the so-called Alien Companies, nicely nicknamed the ‘King’s Own Loyal Enemy Aliens’.

The best measure of the Allied advantage was in terms of military hardware, however, since it was with capital rather than labour – with machinery rather than manpower – that the Germans and the Japanese were ultimately to be defeated. In every major category of weapon, the Axis powers fell steadily further behind with each passing month. Between 1942 and 1944, the Allies out-produced the Axis in terms of machine pistols by a factor of 16 to 1, in naval vessels, tanks and mortars by roughly 5 to 1, and in rifles, machine-guns, artillery and combat aircraft by roughly 3 to 1.

*It is seldom acknowledged that for most of the period from 1940 until D-Day, black Africans constituted the main elements of the rank and file in the Free French Army. Even as late as September 1944, they still accounted for 1 in 5 of de Gaulle’s force in North-West Europe.

I did not quote the immediately preceding section that compares the mismatch in purely economic terms, but I cannot resist quoting the footnote appended to the end of it (on p. 516):

‘We must at all costs advance into the plains of Mesopotamia and take the Mosul oilfields from the British,’ declared Hitler on August 5, 1942. ‘If we succeed here, the whole war will come to an end.’ But three-quarters of total world oil production in 1944 came from the United States, compared with just 7 per cent from the whole of North Africa, the Middle East and the Gulf.

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by Joel | 21 June 2009 · 8:35 pm

Wordcatcher Tales: Kawaigaru = Itaburu

In most contexts, Japanese 可愛がる kawaigaru means ‘to dote on, to fondle, to caress’, but for novices in a sumo stable, kawaigaru is a synonym of いたぶる itaburu ‘to torment, to harass, to tease’, as Mongolian ozeki Harumafuji explains in an interview that appeared in the Taipei Times.

Harumafuji, who last month won Japan’s major tournament, recalled the pain and tears that toughened him up in the nine years since he arrived from his native Mongolia with no money and not a word of Japanese….

In sumo, kawaigari means “crying, then being forced to stand, then being beaten again. It’s not simple to express with words because it’s a physical experience,” he said.

But it’s not just the beatings that steel the wrestlers in the quasi-monastic life of the sumo stable, where the fighters forfeit much of their personal liberty and embark on a grueling daily routine.

The younger wrestlers start the day at 3am cleaning the stable, washing their seniors’ loincloths and preparing meals. They are banned from watching television and using cellphones, and receive only modest pocket money.

Harumafuji said he found it toughest to get used to a diet heavy on fish — which has sent some of his mutton-eating compatriots running to the Mongolian embassy to escape Japan — served in huge quantities of 10,000 calories a day.

“Everyone says going on a diet is hard, but I think gaining weight is so many times more difficult,” he said. “Eating was the scariest, and my most painful experience.”

“I’m thin by nature, so I really had a hard time to eat in the beginning. I ate and I vomited. Ate and vomited. Your stomach expands when you do that, so I was forced to eat until I vomited,” Harumafuji said. “When I vomited, there would be someone already waiting with food, and I was forced to eat again.”

The force-feeding helped boost the 1.85m athlete’s weight to 126kg from 86kg — still about 30kg lighter than the average top division wrestler….

As fewer young Japanese sign up for the harsh life of the sumo stable, the sport’s 700-strong elite now include men from China, South Korea, Eastern Europe and as far away as Brazil and the Pacific island state of Tonga.

Geez. That seems to shed new light on the after-sumo career of another diminutive rikishi, Mainoumi, which included a stint as a traveling gourmet as well as general TV personality.

(I hope the Brazilian and the Tongan make it to the upper ranks soon! Surely the Tongan won’t have to get used to eating fish.)

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by Joel | 21 June 2009 · 6:46 am

Early Evolution of the Samurai

From Japan to 1600: A Social and Economic History, by William Wayne Farris (U. Hawai‘i Press, 2009), pp. 81-82:

Since the Tomb era, an aristocracy had ruled Japan. It grew and became more elaborate over the centuries, but the essential idea of a hereditary class of noblemen and women administering the islands had remained unchanged. Beginning about 1050, however, the aristocracy—now exclusively civilian in function—was joined by two other elites: the clergy and the military. Each class had its own function, clientele, geographical base, and relation to the sovereign, which in conjunction provided legitimacy for the system. Further, members of each branch formed alliances with the others, and joined together in political factions. These three functionally distinct but politically and socially intertwined elites held sway in Japan until about 1300.

The military was the newest group to attain elite status, but the roots of the samurai lay in the Tomb age. Around 450, the horse had been introduced to Japan from Korea, and when men combined riding the animal with the Jomon technology of archery, a deadly new form of combat was born: mounted archery. Even the small, unneutered horses of early Japan (about one hundred thirty centimeters at the shoulder) made armies more mobile; equestrians could annihilate lightly armored foot soldiers. The two major drawbacks to this form of battle were the great expense of buying and feeding a horse and the large block of time required to learn to ride and shoot from a galloping animal. Typically, a horse cost five times the annual income of a peasant, and would-be mounted archers had to have time to practice. They needed to learn to release the bridle, and guide the on-rushing beast with their legs or voice, all while taking aim and firing arrows. The cost and time invested in mounted warfare meant that it was an occupation limited to local notables and certain members of the service nobility.

Under the Yamato monarch, around 600, armies fighting in Korea or Japan included forces supplied by approximately one hundred twenty local magnates allied to the sovereign, as well as smaller contingents led by the service nobility or from the royal guards. Altogether, these armies may have numbered ten to twenty thousand fighters. The first riders wore iron helmets and slat armor, in which iron pieces were sewn together with leather into flexible sheets. Wielding straight swords, these elite warriors fought alongside foot soldiers employing spears or swords and protected by a cuirass or other armor. During battles, infantry formed lines behind walls of wooden shields.

Beginning in the early 600s, the court feared invasion from either Tang China or Silla and hurriedly adopted a version of the impressive Chinese military system. The main element was a draft of common soldiers, determined through the census and then posted to the local militia. During the winter, these commoner draftees were to drill as units to engage the enemy in the same coordinated way that Tang forces did. Because fighters were responsible for supplying their own weapons, the new system was inexpensive for the government but burdensome for the draftee. Nearly a quarter of adult males were called for service, and the duty was so onerous that there was a saying that “if one man is drafted, the whole household will consequently be destroyed.”

Despite the adoption of the draft from China, the Japanese court retained two crucial elements originating before 650. They designated local notables, at that time usually district magistrates or their kin, to lead armies as cavalry. Even in the late seventh century, the Kanto region was home to the largest number of daring and skillful mounted archers. In addition, certain court families—the Ōtomo, Saeki, and Sakanoue among them—gained reputations as military aristocrats, holding high rank and office.

As described in chapter 3, the Chinese-style army met its stiffest challenge during the wars against the emishi between 774 and 812. The residents of northeastern Honshu were expert mounted archers fighting as guerillas. During the long conflict, the court discovered how inadequate peasant conscript foot soldiers were against the emishi cavalry; there was a dictum that “ten of our commoners cannot rival one of the enemy.”

These long wars helped lay the foundation for the classical samurai way of doing battle. From these small bands of emishi riders, the court learned that leather armor was better suited to mounted warfare and soon abandoned iron. The emishi also wielded a curved sword, instead of the straight one employed by government soldiers. The emishi curved sword was probably the predecessor of the vaunted samurai slashing weapon. Because most engagements involved mounted archers, there were many opportunities for the government’s equestrian elite to hone its skills. In other words, these long wars constituted “practice for becoming samurai.” With the cessation of hostilities in 812, the technology of the samurai had come together: they were lightly armored mounted archers wielding curved swords.

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by Joel | 19 June 2009 · 6:45 am

Japan’s Worst Century, the 700s

From Japan to 1600: A Social and Economic History, by William Wayne Farris (U. Hawai‘i Press, 2009), pp. 36-37:

Between 698 and 800, there were at least thirty-six years of plagues in Japan, or about one every three years. The most well-documented epidemic—and to judge by the mortality and its social, economic, and political effects, the most significant—was a smallpox outbreak during 735–737. It started in northern Kyushu, a certain sign of its foreign origin, but by 737 the virus had spread up the Inland Sea and on to eastern Honshu, aided, ironically enough, by the improved network of roads linking the capital and provinces. To its credit, the court tried to apply pragmatic principles to treat the symptoms of the disease, but to little effect. Statistics from various provinces scattered from northern Kyushu to eastern Honshu suggest that mortality was about twenty-five percent, meaning that a million or more persons may have succumbed. As a result of the depopulation, an entire layer of village administration was abolished. Another irony was that the death rate among the exalted aristocracy—living crowded together in the capital at Nara—was even higher, a full thirty-nine percent. At the end of 737, chroniclers wrote,”Through the summer and fall, people … from aristocrats on down have died one after another in countless numbers. In recent times, there has been nothing like this.” In the wake of the epidemic, government revenues plunged by more than twenty percent, even more draconian measures were implemented to stem cultivator flight from the land, and a guilt-ridden [Emperor] Shōmu approved large expenditures for Buddhist temples, statues, and other religious icons.

Epidemics certainly helped to reverse the long demographic expansion of the last several centuries, but two other factors contributed to population stasis. The first was crop failure and widespread famine, occurring about every third year between the late seventh and eighth centuries. Causes for bad harvests were complex, but various climate data indicate that the eighth century was one of the hottest and driest in Japanese history. In Western Europe, where there was a “medieval warm” at this time, the effect was to dry out water-logged soils and encourage the expansion of agriculture; in Japan, where farmers often depended upon rainfall as the only way to irrigate their paddies, the result was frequent crop failure and hunger. At ten to fifteen percent, mortality from a severe famine was lower than an epidemic, but, like pestilence, malnutrition also reduced fertility. Even in years when the harvest seemed adequate, the populace frequently went hungry in the spring when their supplies of grain were exhausted. More sophisticated means of watering rice paddies may have remedied the problem, but they were either unavailable or not applied.

A second factor leading to population stasis was the ecological degradation besetting the Kinai, the richest and most financially important region in the eighth century. Altogether, the government sponsored the construction of six capital cities and countless temples, shrines, and aristocratic mansions from 690 to 805. All these structures were built from timber harvested in the Kinai and adjacent provinces, and most had roof tiles requiring baking with charcoal in a kiln. During the second half of the eighth century, the shortage of lumber became so critical that planners began to recycle used timbers and roof tiles from older capitals, such as Fujiwara and Naniwa. When the court left Nara for Nagaoka in 784, for example, they used recycled lumber and tiles almost exclusively.

By the late eighth century, tile bakers were relying upon red pine to fire their kilns, a secondary forest cover that typically grows in nutrient-poor soil. Furthermore, the government began to note that the bald mountains in the Kinai and vicinity produced less rain and more erosion. In essence, the stripping of the forests throughout central Japan exacerbated the effects of the hot, dry climate and encouraged farmers to give up cropping altogether and flee to the seashores and mountains to forage as of old.

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Filed under disease, economics, energy, food, Japan

by Joel | 15 June 2009 · 5:57 pm

Effect of Economic Sanctions on Japan, 1941

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 487-488:

The sole obstacle to Japanese hegemony in South-East Asia was America. On the one hand, it was clear that the United States had scant appetite for war, in Asia or anywhere else. On the other, Americans had little desire to see Japan as sole master of China, let alone the whole of East Asia. But those who ran US policy in the Pacific believed they did not need to take up arms to prevent this, because of Japan’s dependence on trade with the United States and hence its vulnerability to economic pressure. Around a third of Japan’s imports came from the United States, including copious quantities of cotton, scrap iron and oil. Her dependence on American heavy machinery and machine tools was greater still. Even if the Americans did not intervene militarily, they had the option to choke the Japanese war machine to death, especially if they cut off oil exports. This was precisely what made it so hard for American diplomats and politicians to foresee the attack on Pearl Harbor. As normally risk-averse people, they could not imagine the Japanese being so rash as to gamble on a very swift victory when the economic odds were stacked so heavily against them. They assumed that the partial sanctions imposed after the Japanese invasion of Indo-China would send a clear enough signal to deter the Japanese. The effect was precisely the opposite.

The path to war in the Pacific was paved with economic sanctions. The Japanese-American Commercial Treaty of 1911 was abrogated in July 1939. By the end of the year Japan (along with other combatants) was affected by Roosevelt’s ‘moral embargo’ on the export of ‘materials essential to airplane manufacture’, which meant in practice aluminium, molybdenum, nickel, tungsten and vanadium. At the same time, the State Department applied pressure on American firms to stop exporting technology to Japan that would facilitate the production of aviation fuel. With the National Defense Act of July 1940 the President was empowered to impose real prohibitions on the exports of strategic commodities and manufactures. By the end of the month, after a protracted wrangle between the State Department and the Treasury, it was agreed to ban the export of high-grade scrap iron and steel, aviation fuel, lubricating oil and the fuel blending agent tetraethyl lead. On September 26 the ban was extended to all scrap; two months later the export of iron and steel themselves became subject to licence. No one knew for sure what the effect of these restrictions would be. Some, like the State Department’s Advisor on Far Eastern Affairs Stanley Hornbeck, said they would hobble the Japanese military; others, like the US ambassador in Tokyo, Joseph Grew, that they would provoke it. Neither view was correct. The sanctions were too late to deter Japan from contemplating war, since the Japanese had been importing and stockpiling American raw materials since the outbreak of war in China. Only one economic sanction was regarded in Tokyo as a casus belli and that was an embargo on oil. That came in July 1941, along with a freeze on all Japanese assets in the United States – a response to the Japanese occupation of southern Indo-China. From this point, war in the Pacific was more or less inevitable.

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Filed under China, economics, industry, Japan, U.S., war

by Joel | 4 June 2009 · 11:04 am

Effects of Tang Imperialism on Its Eastern Neighbors

From Japan to 1600: A Social and Economic History, by William Wayne Farris (U. Hawai‘i Press, 2009), pp. 28-30:

In 631, [Tang Emperor] Taizong decided to resume the Sui policy of attacking the warlike state of Koguryŏ by sending an expedition to gather the bones of Chinese troops who had perished during earlier campaigns. Tang soldiers also pillaged Koguryŏ villages, throwing that kingdom into an uproar. The presence of massive Chinese armies on Koguryŏ soil also profoundly affected the political outlook in Paekche, Silla, and Yamato. When the Tang assaulted Koguryŏ again in 641, the elites in Paekche, Koguryo,Yamato, and Silla panicked. Between 641 and 647, militaristic, centralizing coups rocked each kingdom, as conspirators hoped to assemble the resources and troops necessary to fend off the coming Tang invasion.

In Japan, what is known as the Taika Reform took place in 645, concentrating leadership in the hands of a coterie of disenchanted royals (Princes Naka and Karu) and nobles (Nakatomi, later Fujiwara, no Kamatari). After killing off the Soga before the eyes of a startled monarch during a banquet, the rebels announced their intentions to take control of all the land and human resources of the islands, using institutions modeled after successful Chinese precedents. In other words, the best way to repel the Chinese was to copy their advanced political system and use it against them. Members of the cabal moved immediately to secure all weapons and arsenals, especially in the Kanto, home to the majority of mounted fighters. For the next fifteen years, the leaders of the Taika palace revolution struggled to play local leaders off against each other so as to concentrate power in their own hands.

The conflict in Korea, however, kept forcing its attention on the Taika leaders. After all, Paekche was a Yamato ally and a source of invaluable materials, ideas, and immigrants. Between 621 and 650, Yamato’s long-time enemy, Silla, sent envoys to the Tang court, and eventually the two cemented an alliance. Tang wanted the accord because its direct assaults on Koguryŏ were proving no more effective than those of the Sui, and the court needed an ally located at Koguryŏ’s rear. Finally, Tang and Silla decided that the best way to destroy Koguryŏ was to first conquer Paekche, a feat accomplished in 660 with an army of more than one hundred thousand. Most of the Paekche royal house fell into the hands of the alliance, but some escaped to Japan.

Beginning in 661, the Yamato court sent flotillas of small vessels to join Paekche guerillas fighting to revive their fortunes. By 663, more than twenty-five thousand Yamato troops were on erstwhile Paekche soil. At this time, a Yamato embassy was visiting the Tang court, but Taizong decreed that he had “determined … to take administrative measures in regard to the lands east of the sea, and you, visitors from Wa, may not return.” The envoys were locked in prison for months to prevent them from giving away Taizong’s plans. Later that year, the Tang navy and Silla army crushed the Yamato troops and Paekche partisans at the Battle of the Paekch’on River. It was one of the most decisive engagements in Japanese history.

Prince Naka and his supporters were now faced with a true emergency. Naka ascended the throne as the monarch Tenji and ordered beacons and Korean-style mountain fortifications erected from northern Kyushu, up the Inland Sea, to the Kinai. He withdrew his court to Otsu, guarded by mountains and safer from the looming threat. Meanwhile, the Tang-Silla alliance advanced from victory to victory, smashing Koguryŏ in 668. It is amazing that, although Tenji’s centralizing policies had met resistance from the beginning and he was now branded as a loser for the defeat in Korea, he managed to reform the bureaucracy and attempted to implement a census in 670.

When Tenji died in 671, he was unpopular with most local notables because they had lost men in Korea. He pressed his son Prince Otomo to succeed him, but Tenji’s brother, Prince Oama, secluded in the Yoshino Mountains to the south, had other ideas. In a brief civil war, Oama routed his nephew and took the title of Tenmu, “the Heavenly Warrior Emperor” (tenno). Born in 631, Tenmu had witnessed the Taika coup as a boy and the Battle of the Paekch’on River as a youth. He knew that to resist an invasion he had to have a strong, stable government capable of calling on the material and human resources of the entire archipelago. If Tenmu needed any further persuasion, Silla, which had implemented modified Chinese institutions, unified the peninsula, and then terminated its alliance with the Tang and chased the Chinese armies out of Korea. Fear of invasion consumed the Japanese court for several decades, and relations with Silla (668-935) were hostile for most of the 700s.