Category Archives: economics

Rising Nationalist Communism, 1960s

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 619-621:

Romania asserted itself more boldly in the international sphere. From late 1958, its trade expanded with the West and contracted with the Soviet Union. In the Soviet Bloc’s equivalent to West Europe’s Common Market, the Council of Mutual Economic Assistance (or COMECON), Romania opposed the plans of its allies to make it the agricultural base for their more developed economies. In the eyes of Romania’s leaders, such a scheme would have condemned the country to backwardness; yet it also aggravated long-festering inferiority complexes among them toward other, better established Communist parties, but also toward their own population. The Six-Year Plan that commenced in 1960 provided for sharp increases in Romania’s rate of industrialization, and Marxism-Leninism became a tool for Romanian national development. In 1963 Ceaușescu accompanied Foreign Minister Ion Gheorghe Maurer on a trip to China, North Korea, and the Soviet Union, meeting with Mao, Kim Il Sung, and Khrushchev.

Ceaușescu became the party leader after Gheorghiu-Dej’s death in 1965 and built his popularity on defiance of Moscow. Neither legitimation through Marxian utopianism nor recourse to crude violence was enough to stabilize rule in an intensely anticommunist population, and Ceaușescu evolved into a nationalist extremist, whose personal power increased as did his personal identification with the nation. Romania was surrounded by hostile countries, Ceaușescu claimed, and he was the only force that could protect the people. A younger generation joined him in the Romanian Communist Party leadership, and together they promoted a collective identity based on cults of Romanian historical heroes as well as anti-Russian and anti-Semitic insinuations. They eschewed violent strategies of maintaining power. In the post-Stalinist period, these were not only inappropriate, they were no longer necessary. Earlier mass repression had smashed hostile social groups.

Marxism-Leninism tinged with nationalism thus permitted Romania’s Communists to develop a sense of their political legitimacy for the first time in their history, and also to make appeals to the population and tap “dormant social energies,” among workers and among intellectuals. While firming his grip on power, Ceaușescu permitted the publication of works of previously forbidden authors and fostered collusion with intellectuals that was not entirely new but was greatly intensified. The turn against the Soviet Union was a rupture with previous practice, however, and endeared Ceaușescu to the West. The French leader Charles De Gaulle visited Romania in May 1968, just as workers and students were testing his own regime. He found much to admire in a country that maintained independence against the superpowers and seemed so orderly. “For you such a regime is useful because it gets people moving and gets things done,” he told the Romanian dictator. In 1969, Richard Nixon became the first US president to visit Romania, and nine years later, Ceaușescu touched down in Washington, DC, as neither the first nor last repressive dictator to be accorded full state honors. What seems unusual in retrospect is that Jimmy Carter would celebrate Ceaușescu as a champion of human rights.

Such was the topsy-turvy world of East Central Europe after Stalin, where strategies of national legitimation brought Hungary toward economic reform but took Poland to the center of a very old and toxic nationalism, on a backdrop of slow economic disintegration. Bulgaria as well as Romania retained important facets of Stalinist control under strong party leaders and pervasive security apparatuses, yet one was inseparable in foreign policy from the Soviet Union, while the other treated Moscow almost as a hostile power. East Germany behind the Berlin Wall was modeling itself as Moscow’s most loyal student, but also building pride as the strongest economy in the East Bloc, pride that would evolve into a kind of minor nationalism, “socialist in the colors of the GDR,” black, red, and gold. In 1962 the Soviet Union would force Czechoslovakia to destalinize, and after that, this country also went on its own path, toward something called “socialism with a human face,” which, as it turned out, was initially a detour back to the 1930s, connecting with native traditions of democracy and Masaryk’s idea that truth will prevail.

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Khrushchev’s Effect on Soviet Satellites

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 595-597:

Kádár’s ethos of making life better had consequences for Party elites as well. Under Rákosi, they had rewarded themselves with vacation houses, special stores, and innumerable perquisites. Kádár cut those back, and now even top leaders relied on the Hungaria-Balaton Tourism and Holiday Company to get rooms in summer houses. Kádár called this policy “strengthening Communist morals.” Functionaries lost the privilege of traveling with 50 percent reduction on state railways and could no longer use state automobiles and telephones for private purposes. Thus, party power was restored but there was no return to the Stalinist status quo ante. More consumer goods became available, and living standards rose by a third from 1957 to 1960. Beginning in the early 1960s, televisions, washing machines, and refrigerators became commonplace, and average wage-earners lived in much greater comfort and security than did their parents or grandparents.

This non-nationalistic, consumption-oriented program also matched Hungary’s specific national predicament. Kádár reckoned that after decades of being called to sacrifice for great causes—the Nazi enterprise of saving Europe and then the Soviet one of propelling humankind into a utopian future—Hungarians were ready for things more tangible. Socialist society was being built, not for the sake of ideology, he assured the population, but “because it ensures a better life for the people, and that the country and the nation will flourish.”

To make this strategy succeed, Hungary’s Communists turned their attention to economic reform more seriously than comrades did elsewhere, over a longer period, with greater consistency and support from the top, despite objections from Moscow, and even during upheavals in other states. Socialist states had grown their economies rapidly in the early 1950s by introducing underused resources to production, especially raw materials and labor, but by the 1960s, those avenues were becoming exhausted. Now industrial growth would depend on increased productivity and technical development. The challenge of slower growth was felt keenly in the Soviet Union, given Nikita Khrushchev’s bold pronouncement of October 1961 that the Soviet Communist Party would attain “over the next 20 years a living standard for the people that will be higher than that of any capitalist country.” “For the first time,” he said, “there will be a full and final end to the situation in which people suffer from shortage of anything.” (See Tables A.5 and A.6 in the Appendix.)

Hungary faced severe disequilibrium. It had mounting debts to countries outside the Soviet Bloc, going from 1,600 million forints in 1959 to 4,100 million in 1963, and its debt-servicing commitments to those countries exceeded the value of its exports to them. More than 80 percent of the growth in debt involved short-term credits that expired within three months and had to be constantly refinanced. The sum of repayment obligations was more than twice as large as the foreign exchange earnings exports could cover.

Pressure for changes was strongest in agriculture, because Hungarians spent most of their money on food and because the quality of diets had dropped sharply under Stalinism. The completion of collectivization by 1961/1962 had only aggravated matters: in the following half-decade, food production barely reached the average of 1958/1959. The time of coercing people to join cooperatives was over. Now the party had to ensure that they worked effectively and conscientiously.

The response was to strike out in a direction where no socialist society had gone. Perhaps stretching the truth, Kádár claimed in 1960 that Khrushchev had said each socialist country had the primary duty of satisfying its own grain requirements, and the Soviet Union would not bail them out in case of shortfalls. Two years later, Kádár told fellow party leaders that other socialist countries had taken paths of coercion that Hungarians should not follow; he was delighted that Hungary had not done “the kind of thing the Bulgarian comrades did,” or for that matter, the East Germans or Czechs. Forced collectivization in East Germany had driven tens of thousands to the West. As his listeners knew, that outflow had led to the construction of the Berlin Wall, probably the greatest public embarrassment for the East Bloc in its history.

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Yugoslav Heresies in the 1950s

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 563-565:

In 1953, the question of what socialism would be after Stalin was not purely theoretical because Yugoslavia’s Communists had been experimenting with new models since Stalin’s break with them in 1948. The rupture was not about ideology (that is, about how to build socialism or to structure the party): it was about obedience to Stalin personally. Tito and his comrades had enraged the Soviet leader by failing to seek permission, for example, for their policies toward the other Balkan states. For the time being, references to Tito were anathema in the Soviet Bloc; as recently as December 1952, top Czech Communist leaders had gone to the gallows for association with Titoist heresies. But now Stalin’s successors sought peace with Yugoslavia, leading to full restoration of relations by the summer of 1955. When the Soviet leader Nikita Khrushchev denounced Stalin the following winter in a secret speech, many Hungarian and Polish Communists, as well as workers, thought the Yugoslav way might become their way.

The best-known component of this Yugoslav path to socialism was worker self-management, enshrined in law in 1951. It grew out of a struggle of leading Yugoslav Communists for orientation after their expulsion from the Cominform. Tito had been so tightly bound to the Soviet party that he later recalled the first days of estrangement as a “nightmare.” Yet Yugoslav Communists had no doubt that they were in the right; their victory in the Partisan struggle, with little Soviet help, showed that history was on their side. The question was where the Soviets had gone wrong.

Yugoslav Communists located the causes of the Soviet deviation in the Communist Party itself and its untrammeled power. Tito’s lieutenants Milovan Djilas and Edvard Kardelj reasoned that power in the Soviet Union lay not with workers and peasants but with bureaucrats. For example, managers and not workers controlled Soviet factories. Like capitalists, they determined what men and women on the factory floor produced, and like capitalists, they had the privileges of higher salaries. In effect, exploitation of the working class continued. This was a vital recognition and critique for a political order that claimed to embody emancipation of all human beings. Soviet reality was not socialism but “state capitalism.”

Somehow Soviet leaders had failed to heed Marx’s warnings about “usurpers” who might derail the revolution. Indeed, the very idea of a strong state, as the Soviet one undoubtedly was, had seemed anathema to Marx.

Djilas and Kardelj, along with the Slovene Boris Kidrič, reread these lines from Marx’s and Engels’s Communist Manifesto, and during a chat in a limousine outside their villas in 1949, decided that this vision of workers’ power held a solution to Yugoslavia’s predicament of being a socialist state cut off from the socialist motherland. They suggested it to Tito, and he quickly recognized the promise, exclaiming: “Factories belonging to the workers, something that has never been achieved!”

The party elite now took central planning out of its straight jacket and introduced some flexibility, for instance, giving firms tax breaks for better production. Though Yugoslavia was far from being a market economy, it became possible for managers to seek marketplace advantages and make higher profits. At the same time, firms were not required to act according to market rules, and bank credits became available to cushion them against budget shortfalls (that is, noncompetitive performance). After 1953, partly aided by Western credits, the Yugoslav economy—and living standards—improved markedly. One sign of this was growth in personal consumption, which went up by 45.8 percent between 1957 and 1961.

A transformation took place from a “distributive model” of the early postwar years, whose aim had been to remedy deprivation, to one in which the needs and preferences of consumers guided the production of the country’s enterprises. From the late 1950s, Yugoslavia thus embarked on the path to a “consumer society,” and the Yugoslav economic reforms of 1965 would be the most ambitious market-oriented changes seen anywhere in the Communist world before 1989.

Yet for all the heady experimentation in the economic realm, the Yugoslav way soon gave evidence of its limitations, and oddly, that involved its founding thinker, Milovan Djilas. Marx had been radical in his belief that the state must die under socialism, and so was Djilas. From October 1953 to January 1954, Djilas published articles in the party daily Borba attacking the power of the Yugoslav Communist bureaucracy. His views had evolved…. The more the party succeeded in building socialism, the less it was needed. Yet in reality, the party-state in Yugoslavia was becoming ever more entrenched.

In one of the last articles he was able to publish in socialist Yugoslavia, Djilas doubted whether that country was still in the throes of a “class struggle.” The bourgeoisie had been destroyed. What then was the need for a Communist organization of any kind, no matter what it called itself? Already alarmed, Tito moved to silence his former lieutenant, proclaiming that, yes, there would be a withering of the League, but the process would be protracted, because there were still many class enemies afoot. Djilas himself was evidence of this fact.

Djilas was now removed from the Central Committee and denied permission to publish. But he continued to give interviews with Western journalists, and in 1956, he published a book arguing that the party had become a new class. For the crime of “conducting propaganda hostile to Yugoslavia,” Djilas was sent to prison.

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Communist Takeover in Prague, 1948

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 535-538:

At the Cominform’s founding, [the Soviet leaders] urged the radical Yugoslav faction to publically humiliate French and Italian Communists for sharing government with imperialist forces, and Czechoslovak Communists understood they were implicated as well. At that time, they were sharing a coalition with Catholics, Czech National Socialists, and Social Democrats, and were gearing for parliamentary elections in 1948. On returning to Prague, Party General Secretary Rudolf Slánský informed his Politburo that the time had come for a decisive act to place the country on a direct path to socialism. That implied a rupture with existing policy: the previous year, party leader Gottwald had still been speaking of a “Czechoslovak road to socialism,” without a dictatorship of the proletariat or violence on the Soviet model.

In February 1948, Czech and Slovak Communists used their huge cadre base and control of the military and police to stage a rapid seizure of power. Though backed by overwhelming force, the coup was bloodless. They took advantage of an embarrassing mistake by the National Socialist and Catholic politicians, who were tiring of the sundry illegalities of their Communist coalition partners. In November 1947, Communist authorities in Prague had staged a purge of the police force. Believing the population would support them, the Catholic and National Socialist ministers resigned in protest on February 21, thinking that the president would now dissolve the government and immediately call for elections. But they miscalculated: the Communists and their Social Democratic allies still had a majority of seats in the government, and simply replaced the ministers who had resigned with politicians of their own choosing. Then they summoned party cells across the country to form “action committees” that would purge every institution in public life.

The leaders got more than they bargained for. Within a few days, mostly young and impatient Communists had ousted directors and managers from newspapers, state administration, sporting clubs, political parties, schools, and cultural institutions such as theaters. Then they began firing people the next level down. The purge was so thorough that party chief Gottwald had to restrain students, who believed that they had advanced into a new stage of history. Charles University was expecting guests from across Europe to celebrate its six-hundredth anniversary, and the young radicals had just unseated the rector, causing several Western universities to withdraw their participation and spoiling the event’s propaganda value. Gottwald got on the phone to the student leader in charge and asked whether he and his comrades were thinking with their heads or “their behinds.” He did not object to the purges that students were carrying out in their own ranks. Opposition leaders were simply arrested, but the rest of the student body was required to appear before “verification commissions,” which expelled more than one-fifth of them. These “class enemies” were usually sent to do heavy labor, often in mines, and thus were erased from Czechoslovak cultural, economic, and political life.

A final stage now occurred in salami tactics. Having sliced off independent peasant, nationalist, and Catholic politicians, the Communists devoured their Social democratic partners whole. This was a regional trend. In the summer and fall of 1948, these more moderate Marxist parties were compelled to form “unity” parties with the Communists. The result in Hungary was the Hungarian Workers Party and in Poland the Polish United Workers Party. In East Germany, the Soviets had forced the merger of Communists and Social Democrats in April 1946, producing the Socialist Unity Party of Germany. In all these cases, the joint cadre base of the new party was much larger than when the Communists stood alone; the challenge was now to subject Social Democrats to Leninist discipline. Czechoslovakia’s Communists dispensed with the pretense of a new name, however, and after absorbing the smaller Social Democratic party, they remained the Communist Party of Czechoslovakia.

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Antifascists in 1930s Bulgaria

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 428-430:

Fascists in Bulgaria faced a distilled concentration of all the problems that handicapped counterparts in Yugoslavia or Poland: a native strongman, a native national movement that valued democracy, and an agricultural societal structure. In Bulgaria, fascism lacked the disorientated and enraged middle- and working-class constituencies that allowed it to flourish farther west. Still, like everywhere else, a native version did emerge, and it did so from the top of the political elite. After Stamboliiski’s murder in 1923, the economics professor Aleksandar Tsankov became prime minister and vigorously suppressed the Bulgarian left. He fell from power in 1926 because his rule involved brutalities that shocked European opinion, causing London bankers to threaten the withholding of loans. After that, a moderate government took office under the centrist Andrey Lyapchev (1866–1933), and the country again managed to secure international financing.

Tsankov did not fade from the scene entirely, however, and became increasingly attracted to fascist politics. In May 1934 he called for a rally ahead of Nazi leader Hermann Goering’s visit to Sofia. Some 50,000 supporters were expected. Yet three days before Goering’s visit, the Bulgarian military (“Military League”) stepped in and seized power from a weak assemblage of mainstream parties. The army officers were supported by the civilian association Zveno (“The Link”), which held that Bulgaria must be modernized from above by the enlightened few because parliaments were a thing of the past. Under Zveno’s rule, Bulgaria conformed to regional patterns: increasing dependence on the German economy, nationalist chauvinism—reflected, for example, in the changing of Turkish to Bulgarian place names—and central rule. Zveno believed the state bureaucracy had to be streamlined and rationalized, and it reduced the ranks of the civil service by one-third.

Zveno is yet another case of the terminological confusion of that period surrounding the word fascism. Although Zveno was not a paramilitary, radical nationalist, or a mass mobilization regime, the US newsweekly Time called it “fascist.” In fact Zveno was moderate in foreign policy and sought better relations with Belgrade rather than a violent seizure of disputed territory. As in Marshall Piłsudski’s Sanacja, prominent leaders were military men (Damyan Velchev, Pencho Zlatev, Kimon Georgiev), and like Sanacja, they vowed to undo the corruption of public life. Yet unlike Polish counterparts, they did not establish a government party (like BBWR) or mass movement (like OZON), although they did abolish the political parties. The National Parliament (subranie) and local governments continued, but candidates had to run as individuals. Still, most successful candidates for office had belonged to the old parties and were recognized as such. Subranie elections in early 1938 netted the opposition one-third of the votes despite the sort of harassment and manipulation seen in Poland, Romania, Hungary, and Yugoslavia.

In early 1935, King Boris III, concerned about republican sentiment in the government, disbanded the Military League and appointed a civilian prime minister loyal to himself (he maintained the ban on parties). From that moment until his death in 1943, the king controlled Bulgarian politics, appointing prime ministers as he saw fit, yet acting as a benign dictator, maintaining peace with totalitarian Germany and Russia while trying to associate Bulgaria with democratic France. As far as possible, he suppressed the terrorist IMRO. Calling himself a “democratic monarch,” Boris stayed in touch with Bulgarians by touring the country in his own locomotive, occasionally stopping to visit with villagers, to whom he dispensed trinkets and other small gifts. Several right-wing associations emerged in the late 1930s that admired Nazism, but Boris kept them in check.

Yet he also adopted certain popular fascist appearances. Given his impressive record as field commander in World War I, Boris wore a uniform with some justification, and his regime formed corporatist organizations like a state-run “patriotic” union, through which, one Communist asserted, the “fascists buried the class struggle.” Again we see the period’s flexible understanding of “fascist.” For Communists, the authoritarian antisocialist regimes were fascist by definition. In 1936 Zveno created a “Bulgarian Workers’ Union” that attempted to usurp the workers’ cause in order to strengthen the state (again very reminiscent of Italy). May Day parades continued, but red flags were replaced by Bulgarian tricolors that were blessed by priests. As we will see in Chapter 17, Boris supported the rescue of Bulgaria’s Jews when they were threatened by Germany.

Like Hungarian and Romanian authoritarians, Boris suppressed fascism yet expended much less energy for similar results. His country, even more rural and with rampant illiteracy, featured few large towns in which people might be mobilized for fascist causes. In addition, Bulgarian politics offered other options to absorb radical energies. There was Stamboliiski’s mass agrarian movement in the 1920s as well as a potent military ultra-right, and there was IMRO, the Macedonian separatist movement, which featured a strong Bulgarian irredentist faction. All of this meant that Tsankov’s followers had little chance in the urban spaces where fascism thrives. And much more successfully than Horthy or Carol, Boris III, a popular and uniformed war hero, appeared to embody the national cause. It was easy for his police to identify and arrest the relatively few fascists, especially at the universities, which served as hothouses for radical ideologies.

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Down the Danube: Bulgaria

For two weeks in September-October this year, the Far Outliers took a Viking cruise down the Danube River from Budapest to Bucharest. Here are some impressions from each of the countries we visited. A photo album from the trip (Danube 2024) is on Flickr.

Our first stop in Bulgaria was at Vidin, one of its oldest riverside towns. Our morning excursion was to the old mountain fortress of Belogradchik (‘Little Belgrade’) and its impressive rock formations, with steep hillsides to climb. In the afternoon we walked along the waterfront, to the old Ottoman post office, a mosque, an orthodox church, and a memorial to the victims of communism. We didn’t make it as far as the synagogue because we fell into a long conversation with a talkative schoolboy fluent in English. The captain of our Viking Ullur cruise ship was Bulgarian.

The next morning we stopped at Ruse, famous for its baroque architecture and the Friendship Bridge to Giurgiu, just across the Danube in Romania. But our daylong excursion took us south to Veliko Tarnovo, Bulgaria’s old capital, and the nearby Ottoman merchant city of Arbanasi, now a major tourist attraction, where we visited an Ottoman-era merchant’s house and an orthodox church hidden in a barn. We ate lunch at the Hotel Izvora (= Spring), built in traditional Bulgarian style, and with a waterwheel-driven rotisserie. On the way back to the bus, we passed two classic Russian cars, a Lada and a Moskvitch.

We passed many large farms on our bus excursions. The wheat and maize had been harvested before our October visit, but fields of young green rapeseed (canola) plants were also visible. After the fall of communism, large collective farms were broken up and given to the families who worked them, but many new owners who lacked the resources to farm their own land have leased it back to large agribusinesses. Bulgaria also has valuable specialty crops, the most famous of which are from the centuries-old Rose Valley. (We first heard of it, under the name Valea Trandafirilor, during our sojourn in Romania in 1983-84.)

After Russia attacked Ukraine’s Black Sea grain-storage ports, including Ismail in the Danube Delta, much of Ukraine’s huge wheat exports now come by thousands of trucks through Romania, across the Friendship Bridge, and back to the Bulgarian port of Varna on the Black Sea.

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Interwar Croats vs. Yugoslavia

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 377-379:

The elections of 1919 produced stunning majorities in Croatia for the Croat Peasant Party, led by the mercurial, charismatic, popular, and erratic but principled Stjepan Radić, who decided to boycott the meetings that drafted the new state’s constitution. He told other Croat politicians before they rushed off to join the Serb Kingdom in 1918 that they were acting like “drunken geese in fog,” having learned nothing from the fall of Emperor Wilhelm in Germany a few weeks earlier. Like the fallen emperor, they were in a hurry to impose power on the people, rather than fostering self-governance by involving the people. No one had asked Croats if they wanted to belong to the new state, and that was an irrational, imprudent, and as time would show, self-defeating act.

Radić then led Croats in boycotting Yugoslav political institutions, and was arrested frequently, once for seeking support for Croat independence in Moscow (an act considered seditious). The other major political forces in Yugoslavia—Serbs from the old kingdom (Radicals), Serbs from Habsburg lands (Democrats), Muslims from Bosnia, and Slovene Catholics—thus ruled the new state without the Croats. Things seemed to change for the better in 1925, when Radić suddenly agreed to take a post as education minister and King Alexander made his first visit to Zagreb. Yet because of incompatibilities of the leaders, this relative harmony only lasted for just over a year.

The differences between Serbs and Croats in political vision proved unbridgable. Croat leaders insisted that Croatia must be guaranteed local autonomy in recognition of centuries of Croatian state’s rights that had been respected even under Hungarian rule. Yet Serbs had no tradition of federal rule. Having borne the costs of liberating Yugoslav territory from the Austrians—while Croats were fighting for Austria—Serbs claimed a moral right to rule the new state from the center. The determination to rule was reflected in a stranglehold Serbs established on institutions of state that lasted until 1941. Yet Serbs also argued compellingly that Yugoslavia had not been a Serb idea in the first place, and their political elite had acceded to unity in response to the urgent wishes of Croat politicians, first at Corfu in 1917, then in Belgrade with the delegation that appeared the following December. Without Serb backing, much of Croatia would have been divided between Hungary and Italy.

Nikola Pašić, the respected leader of the Serb Radical Party, died in 1927, and the parliamentary deputies in Belgrade sank into a routine of lobbing insults across the lines of ethnicity. In June 1928, Radić called Montenegrin deputies “apes,” and the next day, the Serb Radical Puniša Račić shot Radić on the floor of parliament along with two other Croat deputies. The two deputies died immediately, but Radić held on for several weeks, finally succumbing to complications from an operation in early August. The king reputedly offered to separate Croatia from Yugoslavia, but Radić refused, perhaps anticipating the difficulties of separating Croats from Serbs in the old military frontier (krajina) in Croatia and fearing Italian domination of the rump state that would be left.

In the end, Radić also acknowledged the basic need for a state that could secure the peaceful coexistence of the peoples on Yugoslav territory. Yet in contrast to Serb elites in Belgrade, his hope, and the hope of his deputy and successor Vladko Maček, was a federal Yugoslavia, perhaps even a Serb-Croat sharing of rule akin to the 1867 agreement between Austria and Hungary. One sign of hope was that since 1926, his Croatian Peasant Party worked in coalition with the Independent Democrats, a mostly Serb party from former Habsburg areas led by Svetozar Pribićević, also a target of the assassination in June 1928.

But with Radić’s death, the king felt a compulsion to act, and in January 1929, he declared a royal dictatorship, hoping simply to keep the state together. Parliament had proved a “hindrance to any fruitful work in the state” and to permit it to continue its work would expose Yugoslavia to the predations of its neighbors.49 In a modernizing frenzy meant to force Yugoslavia to become a state, Alexander made historic borders irrelevant and divided the country into nine banovine, or districts, named after rivers and with little relation to any district that had ever existed. Bosnia and Croatia simply disappeared from the map. In the army he abolished all insignias and standards that were attached to historic Serbia, thus alienating many Serbs. The country was now officially Yugoslavia and no longer the Kingdom of Serbs, Croats, and Slovenes.

Perhaps the king’s scheme was not so outlandish. After all, the very idea of a united South Slav state went against all prior history, and to some extent all interwar Eastern European politics involved creation of new units in disregard of old ones. And he was not a nationalist: far from a tool of the Serb bureaucracy, Alexander acted to reduce Serb predominance. (As we will see, like the region’s other intemperate centralizer, Joseph II, he failed in almost everything he attempted.)

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Evolution of Polish Nationalism

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 287-289:

In much of East Central Europe, landowners or bosses were of a foreign nationality, and nationalists exploited a sense of economic oppression to spread national consciousness to the masses. For example, in the Czech lands, owners of factories or manors tended to be German, and the Czech movement accordingly defined Czech identity as anti-German. In Bosnia, the landowner was Muslim; in Slovenia, German; and in much of Croatia, Hungarian. In 1800, Prague and Brno, but also Budapest, Bratislava, Ljubljana, and Zagreb, were German-speaking cities. The German was an enemy against whom the self was clearly defined and who was then displaced from culture, business, politics, and all traces of the new standard version of the national language.

In central Poland, the landowners as well as peasants were Polish-speaking. The cities and towns, however, had mixed populations, mostly Polish, but there were also many Jews, who spoke their own language and pursued walks of life that were distinct: trade, commerce, money-lending, and small crafts. Jews often bought cattle and grain, made credit available to peasants, or ran the local inn. Nationalists thus had an opportunity: they could use anti-Semitism to convince village folk that Jews were foreign, and that as ethnic Poles, the villagers belonged to the same nation as Polish townspeople and gentry. They told poor villagers that their problem was not lack of land, education, or farming implements but the “alien” Jewish presence in nearby towns. As restrictions on Jewish ownership eased from the 1870s, Jewish families began competing with small farmers to buy up the land of impoverished gentry, and by 1912, they controlled 20 percent of the agricultural land in Galicia. Arguments that presented these inroads as unfair Jewish advantages in the economy convinced peasants that they shared a common identity with Polish landlords.

Gradually the national idea caught on among peasants, even those who had been alienated from all talk of nation and felt that the court in Vienna was their protector. Beginning in the latter decades of the century, peasants participated more actively in local self-government and took a stronger role in national life, and that also meant heightened circulation among them of nationalist arguments. Catholic priests contributed a debased and opportunistic reading of their faith to serve the cause. One wrote that a Pole who was not an anti-Semite “has no right to call himself a good Catholic or a good Pole, and cannot be a good patriot.” The Polish national movement created “Christian” institutions to strengthen “Polish” ownership in the economy (the equivalent of the Bohemian nationaler Besitzstand was polski stan posiadania), and soon there were Christian shops, Christian lending institutions, and Christian pubs, all of which had the function of linking Poles across classes in village and city and promoting upward social mobility for co-ethnics.

But even so, the inculcation of Polish nationalist narratives in the village was not easy. Before World War I, many peasants still uttered curses when the name Poland was mentioned because they associated Poland with the “lords.” And when they embraced national consciousness, peasants and their political movements claimed to do so in a way all their own, saying that national culture was unspoiled in the villages, in contrast to the towns, where the gentry had absorbed foreign ideas about states and laws. In the early twentieth century, leading Polish intellectuals bought those arguments and developed their own cult for the genuine Polishness of villagers, even seeking peasant brides.

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Early Marxists vs. Nationalists

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 270-271):

For Marxists then and later, nationality was a secondary form of identity: nations rose with capitalism and would disappear when capitalism gave way to socialism. And even while they existed, nations had no value as such; nationhood was ephemeral and unsubstantial, not a lasting site of human identity.

Still, Marx and Engels were not non-national; they were culturally German and despised the small peoples who hindered the consolidation of large, “historical” nations like France, Germany, and Italy. Marx ridiculed the idea that the insignificant Czechs, living at the heart of a dynamic Germany, could have a separate state, and Engels wrote that in every corner of Europe, one encountered the “ruins” of peoples, ready to side with reaction against “historical” peoples with their missions to humankind: Scots against English, Bretons against French, Basques against Spaniards, and most recently and tragically, the “barbarian” Czechs and South Slavs against Germans and Hungarians. But Engels had not lost faith. “The next world war,” he wrote in January 1849, “will cause not only reactionary classes and dynasties, but also entire reactionary peoples, to disappear from the face of the earth. And that is also progress.”

As Engels aged, his fury tempered, but he never abandoned the notion that small peoples were “relics.” It was misguided, he wrote in 1866, to think that the “Roumans of Wallachia, who never had a history, nor the energy required to have one, are of equal importance to the Italians who have a history of 2,000 years.” The national movement continued to grow among Czechs, but he still considered them a nuisance, destined to be “absorbed as integral portions into one or the other of those more powerful nations whose greater vitality enabled them to overcome greater obstacles.” Other “remnants of bygone Slavonian peoples” that he mentioned as destined to fade into greater peoples were the Serbs, Croats, Ukrainians, and Slovaks.

The disdain for small peoples extended beyond Marx and Engels to the German socialist elite, to Ferdinand Lassalle, Johann Baptist von Schweitzer, Johann Phillip Becker, Wilhelm Liebknecht, and the left liberal Leopold Sonnemann. Liebknecht, co-founder of the Social Democratic Party of Germany (SPD), considered the workers’ movement an “infallible tool to eliminate the nationalities question.” If humans saw their interests in material terms, in their ability to produce wealth and be properly rewarded, who cared what language they spoke? The imperial states were not racist and provided opportunities for Czechs or Poles who rose through education in the state bureaucracies as long as they used the imperial language. If one’s interest was universal culture, why not just use German or Russian? Socialists found no justification in history for the heart of the East European nationalist project: rescuing local vernaculars from the edge of extinction.

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Down the Danube: Serbia

For two weeks in September-October this year, the Far Outliers took a Viking cruise down the Danube River from Budapest to Bucharest. Here are some impressions from each of the countries we visited. A photo album from the trip (Danube 2024) is on Flickr.

Our first stop in Serbia was the capital city, Belgrade. It wasn’t Budapest, but it was a very pleasant surprise: lively, bustling, and well supplied. We opted for the Viking “included” (at no extra cost) excursion that focused on three attractions: the white limestone-walled Fortress that gave the city its name; the spectacular Church of St. Sava on the pattern of Istanbul’s Hagia Sophia (without the minarets); and the Bohemian quarter of the Old Town (with break dancers). The Fortress, now a city park, housed two unusual displays: a dinosaur park and a display of artillery. Our group’s guide was the best of our whole trip: a onetime professional singer who was now a professor of art history and a wonderfully wry storyteller. He demonstrated the acoustics in St. Sava by chanting liturgy at a central spot. On the church grounds was a statue of Nikola Tesla, born in what’s now Croatia and buried in what’s now Serbia.

Our fondest memories of Belgrade were not the architecture, the food, or the shopping, but the music. Later that Friday afternoon, when we climbed up the steep steps to the Old Town on our own, we chanced upon a crowd waiting outside a church for the wedding party to emerge. We stayed around long enough to enjoy the music and take video. In our ship’s lounge that evening, we enjoyed a Serbian troupe performing Balkan folkloric music and dance.

When we woke up the next morning, we were at Golubac, site of an old castle on a steep hillside protecting the Danube border. After touring it and slowly climbing to the top, we boarded a bus for a hillside overlooking the Iron Gates, the site of the sunken Turkish fortress island of Ada Kaleh, and Romania across the river. On the sun deck in late afternoon, we listened to the cruise director’s narration as we navigated through the narrow gorges and past the huge Decebal statue. We passed through the locks of the hydroelectric dams after dark.

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Filed under economics, language, military, music, nationalism, Romania, travel, Turkey, Yugoslavia