Category Archives: Ukraine

Pilots Transit to Poland, 1919

From Kosciuszko, We Are Here!: American Pilots of the Kosciuszko Squadron in Defense of Poland, 1919-1921, by Janusz Cisek (McFarland, 2025), Kindle Loc. 839ff.

After the contracts had been signed, preparations were made for departure to Warsaw. It was predicted that the American pilots would depart in the middle of September 1919. The matter of choosing a route was simplified somewhat by the fact that there was to some extent a rail route already in existence, which went through Germany. From April to July 1919 several tens of thousands of soldiers of Haller’s Army had been transported by this route. However, there was always the possibility of obstruction by the defeated Germans, and transports of special significance became the subject of negotiations and petty decisions. The first period after the cease-fire in November 1918 was the most difficult. As the result of strong German opposition, many transports from Central Europe to France had to pass through Austria, Switzerland and Italy. But this route was too lengthy and went through too many borders, and the Allies stressed the opening of a shorter route. The airmen were not traveling with any military equipment, and they were traveling incognito. This was important since at that time Poland and Germany were in a state of undeclared conflict. The most inflammatory issues in this situation were the anti–German uprising in Silesia, the problem of Gdańsk’s (Danzig’s) future, and the remaining disputed territories where the plebiscites were to be held. Therefore, the Germans could not look favorably on any strengthening of the Polish Army, especially by highly qualified airmen of the American and British Armed Forces. It must be remembered that a substantial group of Allied officers served in the Allied Commission for Upper Silesia, established in August 1919 by the Supreme Command of the Allied Forces. The U.S. army delegate there was Colonel Goodyear. The Commission’s task was to observe the situation in Silesia and prepare conditions for the transfer and assignment of these territories by the Allied Forces. In the first version of the plan to use the America airmen, as we remember, the military authorities in Warsaw had planned to direct them to Silesia, just as Paderewski had.

Taking into consideration all the events mentioned above, the airmen’s trip was carefully camouflaged. Firstly, they were equipped with uniforms of General Haller’s Army, but en route between Paris and Warsaw they could not even wear those uniforms. To avoid unnecessary publicity, Col. Howland recommended that they wear substitute uniforms. Since one of the conditions of the contract stipulated that the volunteers cover the cost of their journey to Poland, they joined up with a Red Cross transport and in Coblenz they joined an “American Typhus Relief” train going to Poland.

Just before their departure, there was a parting of both the Polish military authorities in Paris and of Paderewski. It was a rather warm occasion, which lasted two hours in the Hotel Ritz, where Ignacy Paderewski had his headquarters. Apart from being Prime Minister, Paderewski was also a delegate at the Peace Conference in Paris. After Fauntleroy presented the squadron, Paderewski was supposed to have said, “Nothing has ever touched me so much as the offer of you young men to fight and, if necessary to die for my country.” The next ceremony in honor of the airmen was organized by one of the most fervent promoters of the whole venture, Gen. Tadeusz Rozwadowski, and attended by the newly appointed Polish Minister to the United States, Prince Casimir Lubomirski, Col. Howland, and Gen. Ewing. D. Booth, AEF Chief of Staff. The presence of the latter needs a little explanation. It seems to confirm that, independently of Gen. Howland’s role, the higher AEF authorities also recognized the nature of the expedition and were not opposed to it. The Ukrainian historian R.G. Simonenko said that the presence of Gen. Booth confirmed that the volunteers were an element of international intervention against Russian Bolshevism. The aims of the airmen reached far further than the occupation of Kiev. According to Simonenko, they aimed to march on Moscow.

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Relieving Lwów in 1919

From Kosciuszko, We Are Here!: American Pilots of the Kosciuszko Squadron in Defense of Poland, 1919-1921, by Janusz Cisek (McFarland, 2025), Kindle Loc. 361ff.

Despite his harrowing experiences and incomplete recovery, [Merian] Cooper had no intention of returning to the U.S., nor of indulging in a more than well-earned rest. He quickly discovered another passion, service in the American Food Administration, which had started its activities also in Poland. Its chairman Herbert Hoover, had already visited Polish territory in 1913 and in November 1915 sent Vernon Kellogg there. He was to evaluate the situation of those in Poland who had been affected by the war. The situation was tragic. Right until the end of the war, the country had been pillaged by the German, Russian, and Austro-Hungarian armies. According to Hoover’s findings, the front rolled across some parts of territories populated by Poles seven times, causing death and enormous destruction to the infrastructure. Agriculture was particularly badly hit and due to this fact the food situation deteriorated. Many areas had not been sown for several years, others had fallen into neglect because of the death of the owner, lack of machinery or an epidemic. The worst disasters affected the poorest layers of society and children. When Poland again roused herself to an independent existence she not only faced military threats from East and West, but was forced into battle against hunger and epidemics, which attacked her together with the Bolshevik armies advancing westward.

The prices of basic articles increased repeatedly several-fold. Even firewood was rationed due to lack of coal. The tragic food situation was reflected in the reports of the U.S. Military Attache to Warsaw. Herbert Hoover had already drawn attention to the suffering in Poland in his speech entitled “An Appeal to World Conscience,” enumerating it along with the suffering in Belgium, northern France, Serbia, Romania, Montenegro, Armenia, and Russia.

At Hoover’s initiative on January 24, 1919, Congress passed an appropriation bill of $100,000,000 to finance appropriate aid. In a later period, the financial aid was significantly increased. Prior to this resolution, Hoover, in December 1918, before the official recognition of the Polish government by the U.S., sent Kellogg to Warsaw to ascertain Poland’s needs and to examine the possibilities of providing effective help. Kellogg together with Colonel William R. Grove and others arrived in Warsaw on January 3, 1919, almost at the same time as Paderewski. After a tour of most of the centers, Hoover’s envoys estimated that from a general population of 27 million who were under the control of the Warsaw government, at least four million were famine stricken, and another million were in need of additional nourishment. Shortly after, food distribution stations run by Americans appeared in many Polish towns. In May 1920, at the height of the operation, 1,315,490 Polish children were being fed on a daily basis. There was particular hardship in Lwów and the surrounding area. Much of central and western Poland had escaped military threat and the presence of foreign armies, but Lwów was the arena of an extremely complicated conflict. During the partitions, the town was one of the most shining centers of Polish culture and also home to Pilsudski’s strongest military centers. Lwów itself had a strong Polish majority; however, the villages of eastern Galicia remained Ukrainian. The only Polish element in the countryside was the intelligentsia and landowners. On November 1, 1918, when the Austro-Hungarian monarchy was in a complete state of impotence, the population of Lwów was surprised by a proclamation of the establishment of the Western Ukrainian People’s Republic and by a Ukrainian military action which aimed to occupy the city. For the next three weeks there waged a severe and bloody battle. Not until November 21, 1918, did volunteer and regular Polish units come to the relief of the occupied city.

The defense of Lwów passed into history as an example of heroism, patriotism and the determination to unite this territory with Poland. Unfortunately, it was not a conclusive victory. Lwów and the immediate city outskirts continued to come under fire from Ukrainian artillery. The only railway line linking Lwów with Poland was sabotaged, and trains derailed several times. Practically every transport going to the city had to fight its way by force. There was no electricity, water or food supplies in the city. It is not surprising that the U.S. Food Administration considered food-aid for Lwów as one of its tasks. Merian Cooper was placed in charge of the mission there.

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Defending a New Poland, 1919-1921

From Kosciuszko, We Are Here!: American Pilots of the Kosciuszko Squadron in Defense of Poland, 1919-1921, by Janusz Cisek (McFarland, 2025), Kindle Loc. 67ff.

The presence of American airmen in the Polish army was preceded by a series of efforts between the individual enlistment of officers, soldiers and citizens of the United States and the drafting of a separate American legion to fight in Poland. Endeavors in this field lasted as long as the Polish–Bolshevik war itself. Their one tangible result was the establishment of the Kościuszko Squadron, a military unit unique in being the sole representative of the Western Hemisphere in this war, since in 1920 the only regular military forces helping Poland were the army of the Ukrainian People’s Republic under Ataman Semen Petlura and a small Belorussian Army under the command of General Stanisław Bułak Bałachowicz. Unlike the American volunteers, both of these formations fought primarily for the independence of their own nations.

The efforts of representatives of the Polish Republic were based on a variety of factors. The main one was the threat of German and Russian revolution and the continuation of the war in Eastern Europe. When Poland regained her independence in 1918, her borders were not yet defined. Her administration was based mainly on the dedication of civil servants of Polish descent, who remained on their jobs after the fall of the three occupying powers, Germany, Russia and Austria-Hungary. The Army comprised barely a few tens of thousands of veterans of the Polish Military Organization, the Polish Legions, and officers and soldiers who gradually flowed in from the armies of the partitioning powers. After four years of war, during which enemy armies plundered everything that could be of any use, there was nothing left in Poland. The infrastructure of roads, railways, bridges, water-supply systems and power-plants was almost completely destroyed. One must remember that the front rolled through some areas several times.

Józef Piłsudski, Commander-in-Chief and Head of the Polish State, and the entire nation faced an enormous challenge. Confronted by shortages, many Polish politicians turned towards the West. It was not only about delivering aid to a suffering population. It was also of primary importance to repel the Bolshevik armies approaching from the east and to prevent the communist revolution in Russia from uniting with the German “Spartakus” movement. However, the young Polish state did not possess enough military might.

Thus Pilsudski’s attention concentrated on bringing to Poland the 80,000 strong army of General Józef Haller, which included a significant number of Polish residents of the United States and which was still stationed in France after November 1918. In fact, it remained there until April 1919, and became the pivot of many plans both political and military within the Polish National Committee, and also in French, British, and American circles. Haller’s Army was officially chartered in France by a decree of the French president on June 4, 1917. Following insistent appeals by the famous pianist Ignacy Jan Paderewski to President Woodrow Wilson, permission was given also to recruit Poles living in America. Up until the end of the war, 24,260 American Poles served in the army’s ranks. The rest were recruited from prisoners of war, Poles living in western Europe, and Polish volunteers from other countries. That superbly trained and equipped army was no mere bagatelle in November 1918, when Poland reappeared on the European map. For both the Americans and the Poles, it had already set a precedent—as reborn Poland’s first army recruited from beyond her national territory and as the first American contingent to fight beyond its own national boundries in the sole interests of a foreign state.

The hope given by the existence of this precedent was rekindled when some of the hundreds of thousands of demobilized soldiers and officers of the American Expeditionary Force (AEF), who were mainly based in France, indicated their readiness to serve, even under a foreign flag. It did not only affect Poland.

Among the important factors, it is also worth mentioning that as a consequence of the partitions, a significant group of Polish officers served in the armies of other states, which obviously influenced organization of the Polish army after over a century of occupation. In November and December 1918, the cadre of officers, at first derived from the Polish Legions of Józef Piłsudski, began to fill with Poles who, lacking other opportunities, had trained and become officers in the Austro-Hungarian, Russian, or to a lesser extent German armies. One can assume that in the Polish Army there was a conducive atmosphere for the transfer of officers and soldiers from other armies. We already mentioned here the consistent threat to the Republic, prevalent from the very beginning of its independent existence. Polish politicians and the military thought that a foreign military contingent would have a restraining influence on the appetites of both her large and small neighbors. On the assumptions made above, Ignacy Jan Paderewski, a few days after the signing of the armistice in November 1918, asked the American Secretary of War Newton D. Baker for permission to discharge all soldiers and officers of Polish extraction from the American Army to enable them to serve in the Polish Army. According to various estimates—independently of Haller’s army, which was not a part of the American Armed Forces—there were approximately 200,000–230,000 officers and soldiers “of Polish extraction” who were serving under the Star Spangled Banner. It needs to be stressed that in the aforementioned appeal to Baker, Paderewski was only concerned with Polish “resident aliens,” excluding American citizens. Baker, who had been considered a friend to Poland, refused, fearing that the officers and soldiers would serve a nationalistic cause, which he suspected Poland of propagating. This argument managed to convince Wilson, thanks to which the project failed.

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Poland’s Last Royal Election, 1764

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 366-367:

[T]he outcome of Polish elections in the eighteenth century had hardly been a matter of domestic choice. The second Wettin himself owed his election to the heavy hand of the foreign coalition that saw fit to back him.

In this regard, the election of 1764 would be similar to the election of 1734. Russian troops would once again facilitate the promotion of the candidate favored by Tsarina Catherine II. The tsarina’s interference in Commonwealth affairs would come at a higher price this time, despite the fact that the other candidates put forward—the aged Hetman Branicki and an underage Wettin—were hardly attractive. Still, Catherine would have to finance the purchase of votes so as to overcome the opposition of the republicans. Taking no chances, August Czartoryski organized an armed confederation that, disallowing the use of the liberum veto, would guide the Convocation Seym to completion and even introduce some reforms. Ultimately these developments caused the leaders of the opposition, including Branicki, to flee the country.

Who was Catherine’s candidate? Like the candidate advanced by the magnate-led republicans, he was a Piast, if one with a rather unusual major qualification. Stanisław Poniatowski was the son and namesake of the recently deceased former leader of the Family. Yet his claim to fame was not solely—or even primarily—because he was related to the rich, powerful, and influential Czartoryski brothers, his uncles, who had allied themselves with Russia to secure the succession. Rather, Poniatowski attained the crown thanks to what turned out to be a happy accident: when he was in Saint Petersburg in the years 1756–1758, he had been the lover of the young wife of Grand Duke Peter—Catherine, herself.

Nearly a decade later, Catherine saw him as the perfect pawn in her game of controlling what happened in her increasingly impotent and unruly neighbor: any reforming to be done was to come at her instigation. She envisaged the Commonwealth of Both Nations [Poland and Lithuania] as a vassal state, a well-run vassal state. The tsarina’s selection of Poniatowski was supported by Friedrich II, who nonetheless preferred to keep the Commonwealth the way it was, weak and ineffectual. It was thought that Poniatowski, who incidentally had no wealth of his own (after his father’s death he was supported by his cousins) and who held only the amusing title of Lithuanian Master of the Pantry, would be a malleable and subservient Piast.

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Poland’s Silver Age Ends

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 329-330:

The seventeenth century had proven a mixed bag for the Commonwealth. It began on a relatively high note, with the reign of Zygmunt III Vasa that ushered in the so-called Silver Age. Mid-century, however, the Commonwealth nearly imploded, wracked by devastating invasions, civil war, and the loss of left-bank Ukraine. The country’s recovery from the [Swedish] Deluge, although noteworthy, was only partial. The nobility clung ever more tightly to its cherished Golden Freedoms and rejected anything that smacked of political reform, particularly if it might lead to a strengthening of the monarch’s position within the country. Even the triumphant, world-historical victory of Sobieski and his forces at Vienna—the high point of the century—did more for Western Christendom than for the Commonwealth itself.

The final election of the seventeenth century did not lead to the confirmation of a new Piast (or native Sarmatian) dynasty. Despite his efforts, King Jan III Sobieski proved unable to secure for his sons the Polish succession. To the contrary, the election of 1697 would mark a reversal of recent policy, which since the Deluge had given preference to candidates of noble Piast heritage. From the vantage point of hindsight, an interesting pattern emerges. Consider the elections both preceding and following the triplet of Vasa reigns. The first two elections, limited to foreign candidates, put one regrettable (Valois) and one memorable (Batory) candidate on the Polish throne. The anti-foreign backlash following the abdication of Jan Kazimierz Vasa (which marked the end of the Polish Vasa dynasty) put two Piasts (native candidates) on the Polish throne: once again, one regrettable (Wiśniowiecki) and one memorable (Sobieski) candidate.

Despite the fact that Sobieski not only had significant military victories under his belt but also had fathered sons who could contend for the throne, the electoral pendulum swung once again—out of their reach….

This clear rejection of the Sobieski heir—and, by extension, all candidates of Polish/Sarmatian noble descent—opened the doors wide to foreign involvement. This time, the results of the election ended up demonstrating to what extent the Commonwealth elections could be used in the power struggle between the various major European players.

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Poland-Lithuania Shrinks

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 302-304:

The population of the Grand Duchy [of Lithuania] had demonstrated its commitment to the Commonwealth, of which they considered themselves citizens. Perhaps a creative extension of citizenship was the answer to the Cossack debacle? Not relying on divine intercession, the nobles of the Commonwealth strove to put an end to the civil war with the Cossacks via diplomatic means. They entered into negotiations with the new leader of the Cossacks, Ivan Vyhovsky. Already earlier it had become clear that his predecessor Khmelnytsky was not entirely satisfied with the outcome of Pereiaslav. Centralizing and humiliating Russian rule proved very different from the genuine autonomy the Cossacks had expected. After all, not all Cossacks were uneducated; whether they had studied at the Mohyla Academy, elsewhere in the Commonwealth, or even in the West, they had been exposed to ideas at great odds with the autocracy they now encountered. Even the Orthodox clergy of the Cossack lands, especially Kyiv, were unhappy at being subordinated to Moscow. Among other things, this dissonance and the resulting dissatisfaction led Khmelnytsky to join the other potential partitioners of Poland—Sweden, Transylvania, and Brandenburg—at the end of 1656.

After Khmelnytsky’s death in 1657, Vyhovsky reached agreement with the Commonwealth. The two parties convened in a town of the Kyiv palatinate near the border with Russia. Although lying to the east of Pereiaslav, Hadiach (Polish: Hadziacz) notably marked a move westward. The Treaty of Hadiach established the terms of the Cossacks’ return to the Commonwealth—terms that were far better than the Cossacks had ever been offered before.

Signed in 1658, this treaty has been compared to the Union of Lublin, and for good reason. The Commonwealth of Two (Both) Nations would be transformed into a Commonwealth of Three Nations—the third being a newly established Duchy of Ruthenia. Consisting of the former palatinates of Kyiv, Bratslav, and Chernihiv, the Duchy of Ruthenia would be an autonomous entity, on par with the Grand Duchy of Lithuania. Under the leadership of the common king, the Duchy would share a common foreign policy and send its own citizens to the Seym. A certain number of Cossacks would be accepted into the Commonwealth nobility.

The new Duchy would also retain its distinctiveness: executive power would be wielded by the hetman of the Ruthenian army, some thirty thousand strong. The Uniate Church would be disallowed on the Duchy’s territory, where the Orthodox Church would be the favored religion, its higher clergy members of the Senate. The Mohyla Academy would be treated on par with other institutions of higher learning in the Commonwealth.

In short, the Cossacks appear to have successfully won the rights and privileges they had long sought. No longer to be looked down upon, they were to be treated as an equal partner. The Cossacks would be the third “nation” of the Commonwealth—a Ruthenian/Cossack/Orthodox one.

The Seym ratified the Treaty of Hadiach the following year, marking a sea change in the mentality of the Commonwealth’s citizenry, the Polish-Lithuanian nobility. For many Cossacks back in the hetmanate, however, it was too little, too late—at least a decade too late. To be sure, power politics within the hetmanate likely helped to determine the rejection of the proposal. Vyhovsky had been acting in the name of the underage son of Khmelnytsky, Yuri, who now displaced Vyhovsky at the top of the hetmanate. Yet, might the deal still go through—be pushed through? For a moment it looked as though the Poles, who now amassed the largest army in their history—a force of some seventy to eighty thousand, and one that had a string of victories over the Russian and Cossack armies in 1660—would be able to expel the Russians from the Grand Duchy and implement the new arrangement with the Cossacks.

Ultimately, this was not to be. As a result of internal political problems, the Commonwealth was not able to profit from this impressive surge. The terms reached between Russia and the Commonwealth in the armistice of 1667 at Andrusovo were by Commonwealth accounts devastating. The armistice confirmed the Commonwealth’s loss of both the Smolensk region in the north and the Cossack lands to the south, albeit in a novel configuration. The Cossack Hetmanate itself was partitioned between the two states—the dividing line being the Dnieper River. Territories on the right bank of the Dnieper (that is, in the west) were awarded to the Poles, while the left (east) bank came under Russian rule. The Russians also reserved to themselves control over Kyiv, on the right bank of the Dnieper, ostensibly for a two-year period …. The city would never again be part of the Commonwealth. As the famous mathematician and philosopher Gottfried Wilhelm Leibniz observed at the time (albeit from his comfortable vantage point in the west), the “barbaric East” was on the rise.

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Catholic vs. Orthodox Slavs

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 231-235:

The war with Muscovite Russia was hardly over. Despite the accomplishments of the valiant Transylvanian [Stefan Batory], Polish-Russian relations had yet to enter into their most interesting—indeed, most incredible—phase. In the interim, another development took place, one that would have important repercussions for the battle not only for territory but also for the hearts and minds of the borderland inhabitants.

More precisely, this new development represented a war for souls. At the same time that Poland-Lithuania and Muscovy were vying for control of the Rus’ principalities, questions of jurisdiction over the Orthodox population of Eastern Europe generated sparks. This was the world of the Greek Church, adherents of Christianity in its Byzantine (that is, Eastern) rite.

Byzantine Christianity differed from the Church of Rome in a number of ways, not all of them doctrinal. Whereas in Roman Catholicism the high church language was Latin, there was no one single high church language in the Greek world: the Slavic lands had been given their own church language by the earliest missionaries to the Slavs, Cyril and Methodius. This language came to be known as Old Church Slavonic. Distinct from the spoken vernaculars of the region, it was nonetheless for the most part comprehensible to the population.

The relationship of the church and state in the East was also different than in the West. Following the pattern of Byzantium, the Eastern Church pragmatically subordinated itself to the authority of the state in which it functioned. Another seemingly obvious distinction: the Eastern churches did not owe allegiance to the pope in Rome but, rather, acknowledged the patriarch of Constantinople. After the fall of Constantinople in 1453, the position of the Greek Church was much diminished. This allowed for some jockeying within Eastern Christendom, especially in the East Slavic lands, where the majority of the faithful resided and the religion flourished.

To be sure, even before the Ottomans moved into Byzantium, not all was well in the Eastern Greek world further north. This in part was the result of the fact that, from its inception, the head of the Greek Church in the Rus’ lands had been the metropolitan of Kyiv. The shift of state borders that resulted in the Greek faithful residing in different states complicated the ecclesiastical picture and led various clergymen to vie with each other for influence over the faithful of Eastern Europe. To give one example: the Bulgarian clergyman who was chosen as metropolitan of the Ruthenian lands in 1415 soon found himself excommunicated by the patriarch of Constantinople, whose mind had been poisoned by the metropolitan of Moscow, who wanted this position for himself. Not until 1458 was Poland-Lithuania able to establish an independent Kyivo-Halych metropolitanate for its Orthodox population.

Those in the Commonwealth realized that they needed to counteract such moves. Essentially there were two options. They could either establish an autocephalous Orthodox church for the country or bring about church union—here, union with what was still the biggest force in Christianity: the Church in Rome.

The latter option won out, in part because the Church of Rome had made similar efforts in the past. First attempted in Constance, union between the Roman and Greek Churches had been achieved at the Council of Florence (1439), although nothing ultimately came of it (it is this attempt at union, incidentally, that led to the formation of an autocephalous Orthodox church in Moscow). Yet another sign that union was the direction favored by the Vatican was that, as early as 1573, a Greek College was opened in Rome as well as a Congregation for Eastern Churches.

The Commonwealth, thus, was convinced to work toward union and capitalized on a desire among Commonwealth clergymen not to subordinate themselves to Muscovy—in particular, not to send their financial dues there. This became visible in the synods that took place in the town of Brest, along the internal Polish-Lithuanian border, at the end of the sixteenth century. The Greek clergy decided to support the idea of union—with qualifications. While they would recognize the authority of the pope in Rome, they were not ready to make many changes that would affect the look and feel of their religion. They were allowed to retain their distinctive Eastern rite: the liturgy in Church Slavonic, as well as other traditions, including the marriage of the clergy. A selling point for the Orthodox bishops was a further advantage specified in the act of union: they were to be admitted into the Senate of the Commonwealth, on par with the Roman Catholic bishops.

This Union of Brest, as the 1596 agreement was called, produced a new phenomenon in the Commonwealth: so-called Uniates. These were Eastern-rite Catholics, in official parlance members of the Greek-Catholic Confession of the Slavonic Rite. In other words, while they retained their traditional Eastern rite and practices, they were part of the Catholic Church.

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Mazovia (with Warsaw) Joins Poland

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 146-149:

Zygmunt’s reign did bring many positive developments, however. One important accomplishment was the ultimate incorporation of Mazovia (with its ducal capital of Warsaw) into the Crown of Poland. Regardless how odd this may seem to contemporary readers, Warsaw—despite its central location and later claims to fame—was not yet fully a part of the realm. Since the fourteenth century, Mazovia had been a fief of Poland, controlled by a branch of the old Piast princely dynasty. Bit by bit, the Crown of Poland had acquired pieces of that territory; yet it was only after the death of the last Mazovian prince, Janusz III, in 1526 that the process of incorporation was completed.

For a Polish province, Mazovia was in many ways atypical. The duchy had long eschewed battle with the Teutonic Knights to its immediate north and even maintained good trade relations with them. As of the late fourteenth century, Mazovians had played an important role in facilitating the trade of timber and naval stores coming to Baltic ports via the Narew, Bug, and Vistula Rivers. The duchy likewise assisted the transit trade of furs, wax, and honey from Lithuania as well as cattle from Volhynia. After 1500, Mazovians expanded their activities to include the grain trade. As for the social composition of the duchy, it boasted a preponderance of nobles—certainly vis-à-vis Poland-Lithuania as a whole. Some 20 percent of the population claimed a noble patent—quite a large number, though to be sure most of these were impoverished soldier-nobles. Warsaw had a provincial feel, although in the sixteenth century it was beginning its ascent, in part thanks to trade.

[It sounds as if Poland may have acquired its own equivalents of the Prussian Junker class when it incorporated Masovia into the Crown of Poland.–J.]

Although King Zygmunt managed to incorporate the remaining pieces of Mazovia into the Crown, he was less successful in pressing state and dynastic interests in the region of the Baltic Sea, this despite a very real occasion to do so. For a war fought against the Teutonic Order in 1519–1521 brought the Knights to their knees—literally. One of the most famous images in Polish history dates from 1525, the so-called Prussian Homage. A triumphant view of this grand event was painted in 1882 by the nineteenth-century Polish artist Jan Matejko, whose colorful brushstrokes lavishly rendered the scene of the former grand master of the Teutonic Knights, Albrecht von Hohenzollern, kneeling before the Polish king and publicly swearing his fealty.

Yet such a rosy view of the event—although attractive to Matejko’s contemporaries, who took especial pleasure in seeing Prussians bowing down before the Poles, even if only in the deep historical past—was misleading. Much more could have been achieved than simply having Albrecht von Hohenzollern kneel before the Polish king (who was, after all, his uncle) and resign himself to the status of subordinate. What could have marked the end of Prussia as an independent entity—had Zygmunt pursued the fight further—instead gave little Prussia a new lease on life. Recall that part of Prussia had already been incorporated into the Crown by Zygmunt’s father. This was the so-called Royal Prussia, which had sought to break away from the hold of the Teutonic Knights and turned to the Polish king for help.

What went wrong, then? Although it was a Polish fief, in this moment Prussia was permitted to undergo a notable change. No longer to be run by the Teutonic Knights, it was transformed by Albrecht von Hohenzollern-Ansbach (the aforementioned nephew of Zygmunt) into a secular state. Henceforth the last grand master of the Teutonic Order would be known as Duke of Prussia, and his successors would have hereditary rights in the lands formerly held by the Order. Not only that: the Prussia of Albrecht von Hohenzollern simultaneously embraced the views promulgated by Martin Luther, who by nailing his ninety-five theses to the door of a church in Wittenberg in 1517 initiated a movement that would forever change the face of Christian Europe. This was the Protestant Reformation. Close to Martin Luther himself, Albrecht became—with Zygmunt’s permission—the first territorial Lutheran ruler and Prussia became the first Protestant state in Europe.

That this should occur without bloodshed or upheaval was in part due to Zygmunt the Old’s willingness to approve this amazing transformation of the former arch-Catholic polity—in part to keep Ducal Prussia from moving into the orbit of the Holy Roman Empire. To be sure, in the Treaty of Kraków of 1525—the first European treaty between a Catholic and a Protestant state—Zygmunt and Albrecht agreed that Ducal Prussia would come fully under Polish control on the extinction of Albrecht of Hohenzollern’s line. That only a generation later a different king would, in a pinch, exchange his hereditary rights to succession for military assistance is but one of the fateful missteps that would haunt Polish history for centuries to come, even if it could not be foreseen in 1525.

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Poland and Lithuania Unite

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 105-107:

In 1411 a peace between the Polish-Lithuanian state and the Teutonic Order was finally achieved at Toruń. At that time, Jagiełło managed only to secure Žemaitija for Lithuania and Dobrzyń for Poland. Thus, ultimately, Lithuania benefited much more than did the Crown of Poland—somewhat paradoxical in a state that purportedly was dominated by the Polish half. While Lithuania regained all that it sought, the Poles remained unsatisfied. Notably, however, these were the territories that the Order had refused to give Poland-Lithuania to keep the peace only a year earlier. Still, this left many formerly Polish lands along the Baltic coast in the hands of the Teutonic Order, including the important towns of Gdańsk and Toruń. And the Crown of Poland still had no outlet to the sea.

However, in a way, the Battle of Grunwald [= the First Battle of Tannenberg in what is now named Stębark] did have an important outcome for Poland-Lithuania. The joint fight against a common enemy brought the subjects of the two halves of the state closer together, proving to Poles and Lithuanians alike that they had mutual interests. Together, they could accomplish much, even if separately each (especially Lithuania) was weak.

Within a couple of years, Poles and Lithuanians took another step on the road to becoming closer. This was in the so-called Union of Horodło, signed in the Volhynian town of that name in 1413. What had previously been a personal union cemented solely by the person of Jagiełło would now have a solid dynastic connection. To be sure, the position of grand duke in Lithuania would be hereditary (Vytautas agreed to be dux [no modifier], under Jagiełło), while the king of Poland would be elected. But the latter—that is, Jagiełło’s successor—would come from the Lithuanian dynasty, to be elected upon consultation of Vytautas and the Lithuanian boyars.

One of the most interesting provisions of the tripartite document called for a special union of (Catholic) Lithuanian and Polish nobility and clergy. Some fifty years after their conversion to Roman Catholicism, forty-seven Lithuanian noble families were embraced by and included in Polish heraldic clans. In this way, the palatine of Kraków, for example, accepted into his Leliwa clan the palatine of Vilnius. The Polish castellan of Sącz would be united with the Lithuanian castellan of Trakai (Polish: Troki). The numerous Półkozic clan embraced a Lithuanian noble family, while the protoplast [progenitor] of the Lithuanian Radvila family (better known under their Polonized name, Radziwiłł) became part of the Sulima clan. In essence, a joint Polish-Lithuanian noble estate was established. Henceforth, there would be a single nation for the united state.

The Preamble to the Union of Horodło gives evidence of the lofty principles undergirding the union: “Whosoever is unsupported by the mystery of Love, shall not achieve the Grace of salvation. . . . For by Love, laws are made, kingdoms governed, cities ordered, and the state of the commonweal is brought to its proper goal.” The love between the Poles and Lithuanians would truly have a familial (clan) basis now. Yet the union was not complete. It did not include the Orthodox nobility—for the most part, Ruthenes. They were, in a way, second-class citizens—something that would not bode well for the future.

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Dilemmas of Pagan Lithuania

From Poland: The First Thousand Years, by Patrice M. Dabrowski (Cornell University Press, 2014), Kindle pp. 88-90:

The pagan Lithuanians had managed to conquer the western Ruthenian territories (roughly today’s Belarus and Ukraine) at the time of these lands’ greatest weakness. In a relatively short space of time, they made huge advances. Lithuania gained control over Polatsk in 1307, over Minsk in 1340, over Smolensk (a mere 230 miles from Moscow) in 1356, and even over the far-distant Kyiv—the former, great capital of Kyivan Rus’—in 1363.

This tremendous expansion was in part facilitated by the protoplast [= progenitor] of the great Lithuanian dynasty, Gediminas (1315–1341). He was ably assisted by his numerous sons, the most important Kestutis and Algirdas. While Kestutis’s presence could be felt in the Polish southeast in 1376, it was Algirdas who earlier defeated the Golden Horde at Syni Vody (Blue Waters; Polish: Sine Wody) and gained control over Kyiv. The two formed a sort of diarchy—a kind of dual rule that would be inherited by their sons, Jogaila (Algirdas’s favorite son) and Vytautas.

In the process of conquering this large swath of Eastern Europe, the Lithuanian Gediminid dynasty inherited a sizable population that was Slavic and Orthodox—a population that outnumbered the Lithuanians themselves eight to one. The Lithuanians figured mainly as rulers and elites. Most of the East Slavic inhabitants—most notably, the boyars (nobles) of Ruthenia to the south—were members of the Orthodox faith. In other words, they were Christians, but not followers of the Church of Rome.

The pagan Lithuanians within this large multiethnic entity were the nobles and villagers of the north—that is, residing in the core Lithuanian territories, before the decline of Rus’ allowed the Lithuanians to gain control of a good chunk of the Ruthenian lands. This was a small but not insignificant population, especially as it included members of the ruling family, such as the future king of Poland. This expanded Lithuanian state was a completely decentralized entity, with descendants of Gediminas ruling over various sections of the state (and often quarreling among themselves).

Although Lithuanians ruled, the rapid expansion of the state left the initial population, which had yet to establish a written language, with real challenges. How could they rule over Christian, and lettered, peoples? In part this imbalance was ameliorated by the Lithuanians availing themselves of a ready-made state language—the language of the conquered Ruthenes. Intermarriage with Ruthenian princes led to the spread of Ruthenian culture within the Grand Duchy. Many Gediminids became converts to Orthodoxy and otherwise found the culture of the conquered Slavs to be attractive. Some went so far as to ally themselves with the Muscovite state to the east. This most certainly was true of the numerous sons of Algirdas and his first wife, Maria, all of whom embraced Orthodoxy and ruled in the eastern section of the Grand Duchy. (Their half-brother Jogaila long remained a pagan, as did the other children of Algirdas and his second wife, Juliana of Tver—this notwithstanding her Orthodox provenance.)

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