Category Archives: Balkans

Berlin, 1878: Prelude to Versailles, 1919

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 210-212, 238-240:

In 1878, representatives of Europe’s major powers convened in the capital of the new German nation-state for negotiations that bear all the hallmarks of the more famous effort in decolonization and democratization that transpired at Paris after World War I. At Berlin in 1878, statesmen determined the boundaries, constitutions, sovereigns, and even citizenship of four national states, which like Poland or Czechoslovakia in 1919, had to be created in the wake of imperial decline so as to secure Europe’s balance of power. We date the independence of modern Bulgaria, Montenegro, Romania, and Serbia from July 1878.

But in the interests of balance, the statesmen in Berlin traduced the spirit of nationalism by denying to Serbia territory where a plurality of the inhabitants was Orthodox South Slavs. That was Bosnia-Herzegovina, a quilt of ethnicities, which Austria-Hungary was permitted to occupy in 1878 with no purpose other than making sure it did not go to Serbia. Politicians in Vienna and Budapest viewed the prospect of a “great South Slav state” with horror, all the more so as it promised to be a close ally of Russia.

Some have called this frustrated Serb determination to expand “irredentist,” and that is both correct and misleading. The characterization is correct because Serbia felt there were Serbs beyond its boundaries who had to be included, but it is also misleading in suggesting that this agenda was unusual. In fact, every new state, beginning with Italy (where the word “irredentism” originated) and Germany, was irredentist in the sense that it “redeemed” national territory. Piedmont-Sardinia had not been Italy, nor was Prussia Germany. Without irredentism, there would be no Serbia, or any other new East European state, whether created in 1878 or 1919. Therefore, it is not hard to understand the tremendous affront that many Serbs, in and outside Serbia, felt after 1878.

But where Austria-Hungary was concerned, it was not only an affront but also the bizarre act of a troubled imperial state, now taking millions more Slavs under its rule, just a decade after dividing into Austria-Hungary precisely to keep a lid on the empire’s Slavs. But even more intriguingly and confoundingly, the man who negotiated the inclusion of more Serbs and Croats, as well as millions of Bosnian Muslims, was the beautiful hanged man, Count Gyula Andrássy, who became the Austro-Hungarian foreign minister in 1871, and whose own Hungary was trying to make loyal Magyars out of millions of Slovaks, Serbs, Ruthenes, and Croats. Before the Compromise of 1867, Magyar politicians had assured representatives of those groups that their rights would be legally guaranteed. Afterward, those promises were forgotten, and demands for national autonomy were treated as seditious. Austria was not Germanizing its population, but German liberals were deeply concerned about the growing numerical superiority of Slavs. Now Vienna and Budapest took responsibility for 3 million more. How could they possibly make them into loyal citizens?

This story takes place in three acts. The first is the last major uprising of a Christian people against Ottoman rule in Europe, the Herzegovinian rebellion of 1875. The acts of Herzegovinian and then Bosnian peasants generated the pressures leading to the Berlin Congress. The second is the sanguineous military campaigns of Serbia, Montenegro, and Russia against the Ottoman Empire from 1876 to 1878, whose success triggered concern among the European powers about the growth of Russian and the decline of Ottoman power. The third is the Berlin Congress itself and how the European powers rescued peace as well as Austria-Hungary, largely by extending their blessings to four new states, each of which considered itself not an end product but rather a toehold from which the respective ethnic nation would expand.

Internationally, the Congress of Berlin was a major step toward the twentieth century, perhaps its inaugural event. The Congress took a principle implicit in the 1830 London Protocol founding modern Greece—that an ethnicity could be a source of sovereignty—and multiplied it by four. By implication, it also adumbrated the idea of minorities, people in the nation-state who did not belong to the nation and required protection. The idea that ethnicity was the basis of the right to rule—a principle later called national self-determination—had been foreign to the Vienna system of 1815. Berlin was not just a halfway point; it was a rupture with that system. What changed in Paris in 1919 was to make the new principle not simply a result of grudging acceptance, but an explicit and valid—indeed, universal—method of organizing statehood.

For South East European peoples, the events of 1875–1878 had a meaning like that of 1848 in Bohemia: after initial uprisings, events soon cascaded in a way that forced choices about self-identification. In Bosnia-Herzegovina, the Orthodox still called themselves Bosnians but increasingly desired attachment to Montenegro or Serbia, while Catholics opted for Austria and more clearly than ever identified as Croats. Religious identity was a starting place but not an endpoint; the participants in the 1875 uprising knew that they were united by religion against the “occupier” and were picking up a script from earlier in the century, when Christian populations in Serbia and Greece had likewise risen up and begun carving out autonomous zones from Ottoman territory. Yet the issue was not religion per se—the insurgents did not care about suppression of worship or doctrine—but a sense that religious belonging had condemned much of the population to subservience.

Did Bosnian identity ever stand a chance as a form of nationhood? “Of the basic criteria by which the Serb and Croat nations established themselves during this period, history, language, and religion,” writes Noel Malcolm, “only religion could apply in Bosnia, a country which had its own separate history.” But in fact, history (that is, people’s consciousness of the past) ignored the boundaries of Bosnia and focused instead on a past that Orthodox South Slavs in Bosnia believed they shared with Orthodox South Slavs in Serbia. According to epic poetry, the common history stretched back to the 1389 Kosovo battle and earlier.

In Bosnia, Orthodox and Muslims had separate imaginations: the former told stories in oral poetry of their coreligionists deceiving Turkish authorities; the latter of theirs outwitting the Austrians. And if advocates for Serb nationhood in Bosnia were inspired by the romantic nationalism that was popular at Central Europe’s universities and understood language as a people’s soul, they had to look no further than Vuk Karadžić, who had based his Serb dictionary on a dialect in Herzegovina. Against Karadžić, Benjamin Kállay had not stood a chance; probably ten times the number of schools he built would not have resulted in the Bosnian identity he intended.

If Bosnian identity amounted to anything, it was the beginning of a strategy for Muslims to oppose complete assimilation by Serb and Croat nationalism, each of which expected co-nationals to become Christian, at least nominally. What the Bosnian and Romanian stories share is a hint that twentieth-century European nationalism was vigorously and exclusively Christian, even when its carriers were fiercely secular.

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Smear Campaign vs. Vlad the Impaler

From The Making of Eastern Europe: From Prehistory to Postcommunism, by Philip Longworth (Lume Books, 2020), Kindle pp. 308-310:

The nickname Dracul (‘the Dragon’) probably derives from his father’s membership of the Hungarian chivalric Order of the Dragon, although in Romanian it takes on the meaning of a devil, and Vlad was certainly to earn the name with his draconian behaviour. A member of the ruling house of Basarab, he had, like Skanderbeg, been a hostage of the Turks, then turned against them, serving with John Hunyadi, and he was related by blood to King Matthias. Becoming Hospodar (lord) of Wallachia in 1448, he was promptly ousted by a rival, but in 1456 he regained power and this time took better care to keep it.

He built up a personal army of retainers, executed a number of hostile boiars [nobles] and took harsh measures against anyone else who opposed his will. He also tried to promote commerce, established Bucharest as the country’s capital, and in 1459 responded positively to Pius II’s call for a Crusade against the Turks. He withheld the Sultan’s tribute, killed Ottoman emissaries sent to deal with him, and then, in the winter of 1461–2, carried out a devastating assault into Ottoman territory. In a night attack, he routed an Ottoman force that had driven him back across the Danube – an occasion marked by a great slaughter of Turks.

At this point Vlad’s luck began to change. The Turks supported a bid by his half-brother Radu the Handsome to replace him and the movement gained increasing support within Wallachia, partly because of party interests, not least because it promised peace. Then, late in 1462, when the reluctant crusader King Matthias at last reached the ‘Saxon’ city of Brasov in Transylvania at the head of his troops, Vlad went to meet him, expecting, as did the Pope himself, that they would launch a joint operation against the Turks. Instead, Matthias arrested Vlad, took him back to Buda and kept him imprisoned there for thirteen years.

Vlad’s diminishing support in Wallachia no doubt prompted Matthias to have second thoughts about the crusading action he had promised the Pope, though there was another consideration: in an attempt to enrich Wallachia, Vlad had tried to regain territories that had been lost and wrest control of the profitable oriental trade away from the ‘Saxon’ cities of Transylvania (which supported pretenders to his throne) and even attacked them. A new Turkish-backed regime in Wallachia promised to restore the old pattern of trade and, for his part, Matthias was anxious to reassure them, for Transylvania, and the prosperous Saxon cities in particular, constituted an important source of income to the Hungarian treasury. However, he now had to justify his actions to the Pope. This he did so by mounting a highly effective campaign of disinformation against Vlad, incidentally drawing our attention to a facet of humanist activity that is sometimes overlooked: the manufacture of propaganda. In fact the Dracula legend was largely the creation of humanist officials at Matthias’s court.

The motive was both strong and simple: Pope Pius had to be convinced that, so far from being a doughty Crusader, Vlad was an oppressor, a murderer, a sadist – a disgrace to the Christian cause, from whom he should at all costs distance himself. To this end Janos Vitez, who was to become Primate as well as Chancellor of Hungary, Janus Pannonius, later Bishop of Pecs, and other literary talents at the court of Matthias were set to work. They used the complaints made by the Saxon merchants and stories put about by Vlad’s enemies in Wallachia in their apparently successful attempts to convince Pius; and these stories were essentially true. Vlad had undoubtedly had many people impaled (it was a commonplace form of execution in the region); he had fired many villages (as part of a scorched earth policy in the war against the Turks) and put many Ottoman subjects to death (though Matthias’s own father had once slaughtered a thousand Turkish prisoners).

However, by carefully ignoring the reasons for his actions, and by inventing new tales (for example about his allegedly favourite pastime in prison: slowly picking off the limbs of live insects) they were able to create the impression that Vlad was a traitor, a capricious despot, a sadist and a psychopath. A Latin poem by Pannonius picturing Vlad as a tyrant gained wide currency, and in 1463, as part of a wider propaganda effort, the printing, in German, of the ‘Story of Prince Dracula’ was arranged. It proved highly popular and was subsequently republished many times with embellishments and in several languages. Ultimately it was to provide Bram Stoker with the inspiration to invent a modern, fictional, Dracula. Opinion manipulators of our own times would have had little new to teach a Renaissance humanist.

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Early Ottoman Rule in the Balkans

From The Making of Eastern Europe: From Prehistory to Postcommunism, by Philip Longworth (Lume Books, 2020), Kindle pp. 302-305:

There had been a good deal of peaceful interchange as well as fighting between Byzantium and the Ottomans in the decades preceding 1453; and not a little intermarriage. Mehmet’s own ancestors included Byzantine Christians. Besides he entertained considerable respect for some aspects of the Byzantine tradition; he was invited to think of himself as ‘Emperor of the Romans’, like the Byzantine Emperors of old, and came to believe that he could unite all Christendom under his rule. More immediately he used certain Byzantine institutions as models for the system he set up to run his Empire. Thus the Byzantine fief seems to have been the inspiration of the sipahi system; Byzantine offices, taxes and even ceremonials became bases for Ottoman administrative and court practices, and certain posts, particularly those involving foreign affairs, became almost a monopoly of Greeks. This is not to suggest, however, that much about the new regime was not alien and burdensome.

The Ottoman state was run by a system of slavery, even though the Sultan’s slaves constituted an administrative and military elite. Furthermore, the Turks took an irregular levy of children (devshirme) from their subject Christian population and made Muslims of them, even though they also trained them for their service and set them on ladders of opportunity which enabled them to reach the highest offices of state. Furthermore, Christians were made to feel their inferiority. They were forbidden to wear green or to paint their houses in bright colours, forbidden to ride horseback in the presence of Muslims, and restricted in the number and the height of their churches. On the other hand there was freedom of worship; non-Muslims were not obliged to do military service; and they were largely subject to their own justice within their own religious millets, of which by far the largest was the Orthodox, administered by the Patriarchate of Constantinople whose latest incumbent was invested in office by the Sultan himself. The Great Church was largely in captivity, but it retained most of its autonomy. The monasteries of Mount Athos were not disturbed, and the Turks did not distract the monk Gabriel of Rila from his life’s work, a vast compilation of the sayings of St John Chrysostomos.

The Ottoman Turks also breathed new life into decrepit Byzantine cities and above all into Constantinople which they called Istanbul. Christians, Muslims, Armenians and Jews were brought from all over the Empire and settled there. Hence the population which had shrunk to about 10,000 in the immediate aftermath of its fall increased by as much as tenfold within thirty years. Most came voluntarily recognising opportunity or responding to concessions, though some were forcibly resettled; and huge building and rebuilding projects were soon under way. Water supplies, sewage disposal, street-paving and street furniture were soon renewed or supplied for the first time; ruined structures were rebuilt, others restored and new palaces, fountains, public baths and hospitals erected. Also a great bazaar – for the Ottomans had long recognized the importance of commerce.

In the Balkan countryside Ottoman domination replaced uncertainty and periodic anarchy with an orderly system that did not at first always unduly disturb existing social relationships. Local lords who submitted to the sultan were generally left in possession of their estates in fief provided they served the Ottomans as loyal vassals. They were encouraged to convert to Islam and embrace Ottoman culture, of course, but pressures to do so tended to be applied gradually over a period of two or three generations, by which time many had gravitated naturally to the ways of the new elite. Lower down the scale peasants could gain privileges such as certain tax exemptions by serving as military auxiliaries or local police; most monasteries that had not earned the Sultan’s displeasure continued in the possession of most of their estates; and the populations of some regions, notably the heretical Bogomils of Bosnia, positively welcomed the Turks.

In two other respects the Ottoman system can be regarded as superior to some others in the Europe of the time. It was unequivocal about the ultimate ownership of property belonging to the state, eliminating powerful lordships, bases of individual power which could be exercised capriciously; and it did not permit the military class to become too numerous. Christian servicemen surplus to requirements were reduced in status and lost their privileges. This was not the case in Poland and Hungary, where, as we have seen, a swollen nobility and the virtually unrestricted power of lords were to be conducive to great harm. Furthermore the Turks provided security for the great majority of the Balkan population to live in tranquility in accordance with a familiar culture. By uprooting and changing Byzantine institutions, it has been said to have decapitated Byzantine high culture. On the other hand, as we have seen, Byzantine civilization had made some impression on the Turks themselves; and its cultural legacies, to both Eastern and Western Europe, were particularly rich.

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Greek Travails, 1949-2009

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 272-274:

The end of World War II brought not peace but a civil war lasting until 1949, between the Communists and the ultimately victorious right-wing loyalists, which resulted in 80,000 dead and 700,000 internal refugees. Because of the brutality on both sides, particularly against civilians, Greek politics would remain polarized for decades, divided between parties of the hard Left and the hard Right, so that a modern liberalism and a modern conservatism would find little room to emerge. Thus did Greece, abetted by its geography—as close to Moscow as to Brussels—become an ideological battleground of the Cold War.

Greece’s Cold War years were marked by weak governments as well as deep, internecine political divisions, which were further aggravated by the independence struggle on Cyprus, with its consequent calls for Enosis (or union) of the island with Greece. (Of course, this itself was an echo of the Great Idea.) In 1967, junior officers staged a coup, toppling the Greek government in Athens. This led to a particularly brutal seven-year military dictatorship in which the Athens “Regime of the Colonels” bore greater similarities to those of the Third World than to any government in Western Europe. The Colonels’ regime dissolved in 1974 after their failed political intervention in Cyprus led to a Turkish invasion and occupation of the northern part of the island.

It was only with the reestablishment of democracy in July 1974 under the conservative politician Constantine Karamanlis (who had returned to Greece from exile in France) that Greek politics began slowly—for the first time in history—to stabilize and achieve a modern, Western character. Greece, the birthplace of the West, finally reentered the West. This process was helped by the country’s admission to the European Economic Community (later the EU) in 1981.

Like membership in NATO, membership in the EU and Greece’s subsequent admission to the Eurozone represented purely political decisions on the part of the Western alliance. In fact, neither Greece’s bureaucratic institutions nor its economy was ever up to the standards of core-Europe and the West. Yet, it was felt (if never publicly admitted) that leaving Greece outside European institutions, given the country’s vulnerable geographical position and its long history of instability, would pose a greater threat to the West than bringing Greece inside them. As it turned out, the Greek variant of the Great Depression, in which the country was brought to its knees beginning in 2009 by widespread poverty, a dramatically declining GDP, and mass unemployment—leading to a far-left-wing government initially close to Moscow—was directly related to the country’s abject lack of preparedness for the rigors of the Eurozone. The Byzantine and Ottoman legacies of underdevelopment, while not determinative and always able to be overcome, still counted for something in Greece in the second decade of the twenty-first century.

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Albania and Montenegro: Tough Transitions

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 247-248:

Because the decades of Communist autarky only further decimated the already weak polity, the 1990s saw massive corruption and bouts of anarchy undermine an embryonic democratic system that was buffeted by social upheaval, as masses of people deserted the countryside and rushed into the cities. But near the end of the second decade of the twenty-first century, a more nuanced picture began to emerge amid dramatically higher living standards among part of the population, and a commercial transformation and revitalization of the cities. Albania had joined NATO in 2009 and was possibly on a path toward membership in the European Union. It had avoided ethnic and religious conflict and had proper, peaceful relations with its Balkan neighbors—no mean feat considering the epic and bloody past.

Nevertheless, organized crime and endemic corruption had become major elements of daily life. Albania, as I write, is still a deeply divided and weak democracy. An opposition leader has accused the government of promoting “narcotraffickers, pimps, even killers as Members of Parliament.” The U.S. State Department and Europol have declared Albania the largest producer of cannabis and the key gateway for heroin into Europe. In 2016 Albanians “came second only to Syrians as asylum seekers in Germany and France. More than 42 per cent of the population live on less than $5 a day,” reports Besart Kadia, executive director of the Tirana-based Foundation for Economic Freedom. While the long, historical ages of extreme isolation have receded, Albania remains a world removed from Italy, less than fifty miles to the west across the narrowest point of the Adriatic.

Albania and Montenegro both are, in developmental terms, places where Europe ends and also begins. Geographically they are unquestionably part of Europe, even as their mountainous topographies have tempered the influence of the Mediterranean. Moreover, historically and culturally they have been mightily shaped by the long centuries of often weak rule by the Ottomans, whose imperial footprint was planted mainly in the Near East. These are in many respects Europe’s borderlands, which Europe cannot disown. If Europe makes any claim to universal values, it has no choice but to find a way to spiritually incorporate these two far-flung outposts of imperial Venice.

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“Who Is Djilas?”

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 168-169:

As we are discussing books, I bring up the name of Milovan Djilas, the great World War II partisan fighter who was once Tito’s heir apparent, and later the original East European dissident, a man who wrote such classics of World War II and Cold War literature as Wartime, Conversations with Stalin, and The New Class. I interviewed Djilas every year in the 1980s in his Belgrade apartment behind the Parliament building. Through a clinical interpretation of history Djilas saw the vague outlines of the future, and specifically foresaw the war of the 1990s.

“Who is Djilas?” the students at the table exclaim, practically in unison. Though all are former Yugoslavs, these students and teachers have simply never heard of him. It turns out that the combination of censorship lasting into the 1990s, when they were young and in school—Djilas, after all, was a longtime dissident after he broke with Tito—and the constricting, often abstract, and theoretical reading lists of their university and graduate courses left no room for this great chronicler of an entire era in the second half of the twentieth century: an era that gave birth to the 1990s’ wars of the Yugoslav succession. Books and manuscripts vastly proliferate nowadays, even as less is really read, and so much of what is vital does not get passed down from generation to generation.

There is an air of depression and consternation at the restaurant table. And it isn’t just about the state of academia. Europe and especially the Balkans do not look hopeful. I am now told about how, among other things, Montenegro has become a colony of the Russian mafia and Albania the colony of the southern Italian mafia, accounting for the eruption of designer restaurants, bars, expensive hotels, and jewelry stores in Podgorica and Tirana. And there is, by now, the familiar litany about the poor and nasty ethnic climate in Bosnia, Serbia, Kosovo, and Macedonia. In this part of Europe at least, it seems that NATO is only a superficial layer of reality, and the European Union is simply out of gas and credibility.

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Rijeka vs. Fiume

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 160-162:

Rijeka—Fiume—was a place of conflicting sovereignties long before the 1940s. Beginning in the late fifteenth century, Rijeka was an important seaport of the Austrian Habsburg Empire, and after the establishment of the Austro-Hungarian Dual Monarchy in 1867 much of it came under the rule of Budapest, with new rail links connecting it deep into Central Europe. If Trieste is a fault zone, then Rijeka is the very border of that fault zone. In fact, following the First World War, ethnic conflicts among the urban population and the decision of foreign diplomats to hand over the city to the new Kingdom of the Serbs, Croats, and Slovenes led 9,000 ethnic-Italian legionnaires to establish the vaguely anarchist and Fascist “Regency of Carnaro” here. That lasted a year, until 1920, when the Treaty of Rapallo declared Fiume a free state under Italian rule. In 1924, it became part of Fascist Italy. Through it all, the drama between Slavs and Italians nearby on the Istrian peninsula became a microcosm of the drama between East and West; between the free West and the Communist East. Though, given the cruelty and general insensitivity of the Italians towards the Slavs, something not restricted to Mussolini’s Fascists, one side was not always and not necessarily morally superior to the other.

For example, I look up at the balconies in Rijeka and think immediately of the leader of the Italian Regency of Carnaro, Gabriele D’Annunzio (1863–1938), a name that emerges from time to time in conversations here as a vague and occasional background noise: mentioned quickly in passing, but rarely explained. D’Annunzio was a charismatic intellectual with a lust for power and adulation, who consequently loved balcony appearances. For him, the purpose of politics was to supply an arena for glory and the erection of the perfect state. In Fiume, in 1919, with the collapse of the Habsburg Empire and the city the object of rival claims and protracted negotiations by Italy and the new Yugoslav kingdom, D’Annunzio seized power at the head of the far-right legionnaire movement, itself supported by flaky youthful idealists. Though he didn’t last long, this romantic thinker stylistically paved the way for Mussolini: he was a warning against hazy ideas and intellectual conceit. For lofty themes, if not grounded in moderation and practicality, can be the enemy of healthy politics.

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Slovenia, Misfit in Yugoslavia

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 149-150:

Ljubljana: known in German as Laibach, a place more historically associated with the Habsburg Empire than with any particular nation-state. Here in 1821, one of the crucial congresses was held to stabilize Europe after the Napoleonic Wars. Thus, in the very sound of its name Laibach recalls such personages as Metternich and Castlereagh. I was last in Ljubljana in October 1989, just a few weeks before the Berlin Wall fell, on a concluding trip through Yugoslavia, from where I had reported often during the 1980s. This was still twenty months before the start of the war there. But I would ultimately leave Slovenia out of the final version of Balkan Ghosts, even though it had been a member of the Yugoslav federation, while I would include Greece in the manuscript though it was a long-standing member of NATO. Greece, I had argued to my editors, was Near Eastern despite its ties to the Western alliance, while Slovenia was Central European despite being for so long a part of the largest Balkan country.

Ljubljana in 1989 has left a deep imprint on my memory. A section of my diary from the period, published as a travel essay in The New York Times, records: “Mornings are a blank canvas. Not until 9:30 or so does the autumn fog begin to dissolve. Then the outlines of steep roofs, spires, leaden domes, statues, and willows and poplars emerge like an artist’s first quick strokes. At first it is a pen-and-ink with charcoal. By mid- or late morning come the richer colors of the palette: facades of orange and yellow ochers, pinks, sandy reds, and dazzling greens. As for the architecture itself,” I went on, “it is not only baroque and Renaissance but also Art Nouveau, Art Deco, and so forth. This was partly because, with the exception of five years of Napoleonic rule, Ljubljana between 1135 and 1918 was inside the Habsburg Empire, and thus artistic influences from the far-flung domain filtered in.” Truly, I was infatuated with the city.

But there is even more from my notebooks about Ljubljana that I did not publish at the time: Men smoking in the damp and cold hotel restaurant while waiters talked and ignored customers amid loud rock music (Blood, Sweat & Tears singing “Spinning Wheel”). People had ravaged eyes under matted hair, without the blow dryers and designer glasses that were already ever-present in nearby Austria at the time, and everyone with bad-quality shoes. It was a place where people began to drink early in the day. And yet one after another of the persons I interviewed back in 1989 complicated those initial impressions. For Yugoslavia was already starting to fall apart, even if it wasn’t yet in the news. “The Serbs look backward while we look forward: away from the archaic system” of Tito’s Yugoslavia. “In Slovenia, Tito [a half-Slovene] has been completely forgotten.” “Slovenes are like conscientious objectors in the Yugoslav federation.” “We watch Austrian television, not Serbian television.” “We are a small country that looks out, Serbia is a great country that looks in.” All in all, in October 1989, Slovenia was a poor and downtrodden place by Western standards that, nevertheless, evinced a distinct bitterness about having to prop up the even poorer and yet more powerful states within the Yugoslav federation, notably Serbia. Yugoslavia had, in a political and cultural sense, dragged Slovenia southward into the Balkans, and away from its rightful place in Central Europe, to which Slovenia’s own Habsburg legacy entitled it. Indeed, it was Slovenia’s very resentment over that fact which caused it, like Poland and Hungary, to fiercely aspire towards membership in the West, and thus towards liberalism and free markets.

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Republic of Venice, 726-1797

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 74-76:

Norwich writes: “Venice, alone of all the still-great cities of Italy, was born and brought up Greek…. Long after she shed her dependence on Constantinople, she continued to turn her back on Italy and to look resolutely eastward; the nightmare tangle of medieval Italian politics, of Guelf and Ghibelline, Emperor and Pope…none of this was for her.” Doges used Byzantine honorifics. The Venetian ruler’s dress was modeled on that of the Byzantine exarch. Byzantine girls were sent to Venice to marry; Venetians sent their sons to finish their education in Constantinople. Venice’s political links with Byzantium helped shield it from the quarrels among the other city-states of Italy, with their rapidly shifting tactical alliances that were the epitome of amorality. Because a rival commercial system, run by Arabs, stretched across North Africa and the Middle East, Venice became crucial to Constantinople as a Byzantine outlet to Europe. The Venetian model of beauty, as exemplified by the low domes and small windows of Saint Mark’s, recalling Hagia Sophia in Constantinople, was mainly Eastern.

Of course, the underpinning of Venice’s fortuitous separation from the rest of Italy was at root geographical. That great lagoon, the few miles of shallow water that protected Venice from the mainland in all its aspects, allowed it to focus eastward toward Byzantium, and, in addition, was the savior against Saracens, Magyars, and other invaders in the early centuries of Venetian independence. The lagoon, by confining Venetians to so restricted a space, also fostered internal cohesion. “Among Venice’s rich merchant aristocracy,” Norwich explains, “everyone knew everyone else, and close acquaintance led to mutual trust of a kind that in other cities seldom extended far outside the family circle.” The result was efficient administration by which risky trading ventures, involving vast outlays of capital, “could be arranged on the Rialto in a matter of hours.” Neither utopian nor egalitarian, Venice represented the triumph of a closed elite. Optimism was banned, unless it could be grounded in facts and percentages. (It was from such a tightly woven merchant aristocracy that Marco Polo, the late-thirteenth-century Venetian explorer of China and Central Asia, originated—of whom more later.)

Without the lagoon and the canals—without the presence of water, that is—Venice simply would not have had the beauty that endowed its population with such love of their city-state: it was a love of the polity, rather than that of one man or king. This, and the internal peace they enjoyed, fostered a “humaneness of feeling” that, as Berenson suggests, made Venetians “the first really modern people in Europe.”

What ensues, with its succession of eighty-four doges from 726 to 1797, is a thousand-year history as long, intricate, dense, intoxicating, and overwhelming as that of Byzantium itself, mind-numbing in its constant intrigues and periodic insurrections. It is a comparatively dim and opaque canvas that produced few giants and larger-than-life heroes (Pietro II Orseolo, who governed toward the end of the tenth century, being one exception to this rule), for trade and commerce, dull as these things are, reduce the long-term impact of bloodshed and its accomplice, glory. Because it is so thematically uninspiring, Venetian history is generally hard to remember, and for the literate, non-expert public is known best through the works of Shakespeare—who uses Venice as a somewhat shameless and cynical backdrop to reveal vulnerability and passion contained in everyone, Moor and Jew alike, people otherwise depicted as one-dimensional and therefore uninteresting in his day.

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What Was Italy from 476 to 1861?

From Adriatic: A Concert of Civilizations at the End of the Modern Age, by Robert D. Kaplan (Random House, 2022), Kindle pp. 36-38:

I look at more maps in my hotel room in Ravenna: those of the greater Adriatic. Rome is eventually replaced by Western Rome and Eastern Rome; then by the Visigoths, the Ostrogoths, the kingdom of Odoacer, and Eastern Rome, all elbowing for territory; then, in turn, by the Arians and the papacy, though by the sixth century the Adriatic is all Eastern Rome. In the early eighth century the division is between the Lombards and Eastern Rome, in the early ninth between the Franks and Byzantium. In the Middle Ages the Normans, Hungarians, and Serbs, as well as the German Empire, Salerno, Naples, and Venice, all gain prominence; until by the late fifteenth century, as the Renaissance reaches full flower, it is Venice facing off against the Ottoman Empire, even as northern Italy is divided among Savoy, Milan, Genoa, Mantua, Florence, and Siena, and southern Italy between the Papal States and the kingdom of Naples.

Later on, all of these polities, too, will become shades: disappearing, literally, into the past. Voltaire said Rome fell “because all things fall.” Indeed, empires are not illegitimate simply because they eventually collapse: the wonder is that so many have lasted as long as they did. Rome’s universal civilization, with its cruel yet rational, i.e., charmed-conservative paganism, ultimately became impossible to sustain in the hinterlands; and Rome’s breakup led to the panoramic migrations, coupled with the religious passions and particularism, that we associate with Late Antiquity and the Dark and Middle Ages, with all of their attendant political-territorial complexity. Still, the geographic breadth of Rome, lasting as it did for so many centuries, remains an astonishment: an imperial domain impossible to imagine reassembled in any form. Only world governance could equal or surpass it.

In sum, the passage from antiquity to Late Antiquity registers a more confused ethnic and territorial map, with the big shifts that merit chapter breaks in history books barely noticed at the time. For example, the deposition in A.D. 476 of Romulus Augustulus by the barbarian Odoacer—an Arian Christian soldier of vague Germanic and Hunnish descent—is commonly marked as the end-point of the Roman Empire in the West, though the event elicits little mention by any chronicler of the era: its significance becomes apparent only much later in hindsight. After all, Odoacer, rather than eviscerate what remained of the empire, actually restored some facade of order and stability to it, even as he reconquered Sicily from the Vandals in A.D. 477 and annexed Dalmatia in A.D. 480. The real break with the classical past occurs only later with the Gothic War of A.D. 535–554, which devastated much of Italy with famine and chaos, and was quickly followed in 568 by the Lombard invasion, so that Italy was at war for more or less seventy years until 605. Italy would never again be united until modern times. The Lombards, a Germanic confederation with a strong Arian element that included Saxons, Gepids, Bulgars, Sueves, and others—a fascinating horde first recorded by Tacitus—truly herald the passage of Late Antiquity into the so-called Dark Ages.

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