Category Archives: war

The Turkish Defeat at Plevna, 1877

From The Sultans, by Noel Barber (Simon & Schuster, 1973), pp. 189-191:

The breakout was, of course, doomed from the start. And yet Osman Pasha all but brought off another miracle. Security in Plevna had been so strict that the Russians were quite unaware of the plans until a Polish spy woke up Skobeleff at 4 a.m. on the day. The Russian troops had hardly assembled before masses of Turkish troops started streaming across the snowy plain west of the town. At their head rode Osman Pasha on a chestnut stallion. Behind them rumbled thousands of wagons. Without wavering 2000 picked Turkish troops, with bands blazing and banners unfurled, charged the Russian trenches. By 8.30 a.m. they had annihilated one Russian regiment and broken the first links in the iron ring.

Without hesitation Osman charged into the attack on the inner Russian defence line, but here the opposition was stiffer as nearly 50,000 Turks and Russians fought hand to hand. Yet the Turks were holding their own against heavy odds and might well have succeeded, but for a catastrophe. A stray bullet wounded Osman Pasha. Those around him saw him lurch, then fall from his horse. In fact he was only wounded in the leg, but in a matter of moments the rumour galloped through the Turkish ranks that he had been killed. It was more than the half-starved, half-sick men could bear, and in a panic they streamed away from the Russian defences. By the time they had been regrouped, it was too late, and the Russians had occupied the Turkish redoubts, cutting off any hope of reaching a temporary sanctuary there. By one o’clock, the last shot was fired in a siege that had lasted 143 days, and from a house near the bridge, where the wounded Osman had taken refuge, a white flag fluttered.

Osman Pasha was treated as a hero by the Russians. When the Grand Duke Nicholas finally came face to face with him, he shook his hand and cried, ‘I compliment you on your defence of Plevna. It is one of the most splendid exploits in history.’ The immaculately booted Russian officers echoed, ‘Bravo!’ And when Osman Pasha first met the general in white uniform and realised it was Skobeleff, he took his hand and said to him, ‘One day you will be commander-in-chief of the Russian Army.’

The Czar invited Osman Pasha to luncheon, and when Osman removed his sword the Czar returned it to him. As Osman prepared to leave for internment in Kharkov, a member of the Czar’s staff offered him a sprig of myrtle – a traditional Russian sign that he was no longer their enemy.

A very different fate was reserved for the soldiers of the line. Despite repeated Russian promises that prisoners would be well treated, nearly 45,000 Turks were kept in the bitterly cold open air of Plevna for two weeks. They received virtually no food, drugs, medical aid; nor could then even drink the water of the River Vid which was contaminated by hundreds of corpses. Three thousand men died before the rest set off in the snow to various interment camps. Of the 42,000 men who started, often barefoot, on the long march to prison, barely 15,000 reached Russia. A fate as terrible awaited the seriously wounded left behind by Osman. The Bulgarians, conveniently ignoring their promises, dragged them from the hospitals and massacred every man.

One last and gruesome echo of the heroic siege of Plevna appeared in, of all places, a Bristol newspaper. It consisted of one paragraph that escaped general notice in England. In an article dealing with fertilizers, it read simply: ‘Thirty tons of human bones, comprising thirty thousand skeletons, have just been landed at Bristol from Plevna.’

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Along the Sumatra Railroad, August 1945

From Chapter VI, The golden spike, in The Sumatra Railroad: Final Destination Pakan Baroe, 1943-1945, by Henk Hovinga, trans. by Bernard J. Wolters (KITLV Press, 2010), pp. 276-281:

It was 15 August 1945. The previous night telexes had spread the news across the world: ‘Japan surrendered. Armistice on 15 August at 00.00 hrs.’ The Japanese officers there in the godforsaken green heart of Sumatra also knew that. They shouted: ‘Banzai Nippon’ while they knew that they had been defeated. But they kept quiet. They only talked about the railway that was finally completed at the cost of immeasurable human suffering. At the cost of more than eighty thousand dead, the vast majority of which were romushas.

The POWs who were waiting motionlessly between the trees, still had no knowledge of the surrender. With sweat dripping down their chins, they did not dare to move. Ignorant of this historical moment in the world’s history, they looked breathlessly at how the bottle on the table was uncorked, how the glasses went around and the biscuits were presented. A short while later the tense ceremony, that had lasted not even half an hour, was abruptly terminated. Tables and chairs were hastily loaded on to the lorries after the emaciated workers had also been offered a biscuit and a swig from a bottle. Then they were ordered back to the trains. One departed to the north, the other to the south, to the camp in the gorge, where fresh rumours had circulated in the meantime….

That evening, shortly before sundown, the POWs were counted and recounted. All men had returned from the railway. The Japanese commander stepped forward in front of the hundreds of almost naked human wrecks. The ribs could be counted on most of them; many were covered in wounds and tropical ulcers. With their hollow eyes they tensely watched the well-fed, arrogant Japanese. Would he announce what they had all for so long desperately wanted to hear? Lieutenant Visser interpreted:

‘Now that the railway is finished, thanks to the efforts of all of you, I have been given the authority in the name of His Majesty, the Emperor, to inform you that all of you are permitted to rest from this moment on. In a short while you will all be relocated to more pleasant parts of the country. As of today all rations of rice, vegetables and meat will be increased. You will be provided with these new rations as soon as we receive new stock. At this moment we do not have any meat or vegetables and we have only a supply of rice for a few days. Pending your relocation, you are not permitted to leave the camp.’

That was all…. The choking uncertainty lasted for over a week, while the men were hanging around the camp with nothing to do. It was probably 24 August when the first train with a real steam powered locomotive stopped at Camp 11…. On August 27 a second contingent of POWs was transferred in the same manner…. The last group from the south departed on 30 August, taking with them the entire inventory of the camp that was now completely abandoned….

‘We obtained complete certainty a little later during roll call. Lieutenant Visser stepped forward and shouted: “Today is 31 August. It is the birthday of our beloved Queen Wilhelmina. That is why together we are now going to sing our national anthem, the Wilhelmus: one, two, three…” But nobody had the courage. “Then I will do it alone”, Visser said as he began to sing. Fearfully, we looked at the Jap, but when he did not move we all joined in one after the other. At first hesitatingly, but then louder, from the heart. It was a very strange moment. I saw the Jap slowly move his legs; he put down his samurai sword and stood up. When the last words of the anthem sounded, he stood directly across from us and saluted. That was when we knew. At last! We hardly dared to believe it, but this time it was true. We were free. We cheered, shouted and cried. We were free. Finally free…’

Without an official Japanese declaration of surrender lieutenant Visser’s group was the last to find out that the war was over. Two weeks earlier the wildest rumours of a possible surrender had already been going around the first camps near Pakan Baroe [‘New Market’]. Mid August hope of an impending liberation was also glimmering in Camp 2 when the usually sadistic Koreans suddenly turned friendly, even inviting a group of prisoners from the camp staff to a meal! That had to occur at midnight and without knowledge of the Japanese. Naturally the place that would be least likely to attract undesired visitors and snoopers was the cemetery on the other side of the stream. There, at the graveyards, the Koreans offered the representatives of their victims a conciliatory meal. They told the captives that the war was almost over and that they, the POWs, should not be too hard on them. After all Korea had also been occupied and suppressed by the Japanese for years, so that the prisoners and the guards were actually partners in adversity….

When a few days later the news of liberation seeped through to everyone, the most heart-warming scenes took place everywhere along the railway. On 25 August at eight o’clock in the morning the POWs in Logas (Camp 9) were informed that the war was over. The Japs disarmed the Koreans, while a Korean non-commissioned officer stood to attention before a Japanese soldier third class. The next day all ducks and chickens of the Japanese camp commander had disappeared. They had been consumed by the prisoners.

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Maggot therapy in Sumatra, 1944

From Chapter IV, Maggots with sambal, in The Sumatra Railroad: Final Destination Pakan Baroe, 1943-1945, by Henk Hovinga, trans. by Bernard J. Wolters (KITLV Press, 2010), pp. 184, 186:

A great problem in many camps was the acquisition of an adequate amount of proteins. Even though in Camp 3 little fish were caught in the river with a klamboe [= Malay kelambu ‘mosquito net’, also borrowed into Tok Pisin], most other camps were not near a river. Again Indonesians knew that the maggots of fire ants and coconut beetles were edible and also palatable when cooked with sambal. Doctor W.J. van Ramshorst, who was fighting a losing battle against disease, came to similar conclusions:

‘The greatest problem was the lack of food. The sick men were totally emaciated and had lost their immunity to all kinds of infectious diseases. I got the idea to use maggots from the chickens that were quickly becoming fat foraging around the latrines, feeding on the fly maggots there. There was always a cloud of flies buzzing over the holes in the ground where people were defaecating. And I thought to myself, what is good for chickens, must also be good for men. It is a filthy story, but we hauled those maggots by the bucketful from the latrines, washed them, cooked them and gave them to the sick men with sambal. On this protein rich diet their condition improved visibly.

I made another discovery in that terrible camp, where those working on the railroad were sent to die. We had no disinfectants to treat the filthy tropical ulcers. But again maggots were the solution. I bound an old rag with larvae around the wound and after a few days it was cleaned beautifully. Many still died from undernourishment, beri-beri, malaria and bacillary dysentery, for which we had no cure. But at least with those maggots we were able to save a good number of our people.’

POW Ben Wolters discovered another remedy for tropical ulcers, when two large ones developed on his left foot instep. One afternoon he was sleeping on his left side on the balé-balé [bamboo stretcher on wooden posts] with his left foot instep toward the boards. He woke up due to an itch in the ulcers, which had turned dark red. When he took a closer look and inspected them he saw tiny ants. They had removed all deleterious material. After [he removed] the tiny ants, he covered the wounds with a cloth patch and glued it with fresh liquid latex from a rubber tree. Soon the wounds were healed. And so ants and maggots made a positive contribution to the POWs’ lives.

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Crusaders vs. Constantinople, 1204

From: City of Fortune: How Venice Ruled the Seas, by Roger Crowley (Random House, 2012), Kindle Loc. 1547-1597:

The Crusaders repaired and re-armed the ships and prepared to launch a new assault the following day: Monday, April 12.

They adjusted their equipment for this second attempt. It was clear that a single ship throwing its flying bridge forward to attack a tower had not worked: The defenders could bring all the weight of numbers to bear on the one spot. It was now decided to link the high-sided sailing ships, the only vessels with the height to reach the towers, in pairs, so that the flying bridges could grapple with a tower from both sides like twin claws. Accordingly they were chained together. Again, the armada sailed out across the Horn to the din of battle. Murtzuphlus was plainly visible in front of his tent directing operations. Trumpets and drums sounded; men shouted; catapults were cranked up—the waterfront was quickly engulfed in a storm of noise, “so loud,” according to Villehardouin, “that the earth seemed to shake.” Arrows thocked across the water; gouts of Greek fire spurted up from the siphons on the Venetian ships; enormous boulders, “so enormous that one man couldn’t lift them,” were hurled through the air from the sixty catapults ranged on the walls; from the hill above, Murtzuphlus shouted directions to the men, “Go here! Go there!” as the angle of attack altered. The defensive arrangements of both sides worked well. The Greek fire fizzled out against the timber superstructures on the ramparts, which were protected by leather casings soaked in vinegar; the vine nets absorbed the force of the boulders which struck the ships. The contest was as inconclusive as the day before. And then, at some point, the wind shifted to the north, propelling the giant sailing ships closer to the shore. Two of these vessels which had been chained together, the Paradise and the Pilgrim, surged forward, their flying bridges converging on a tower from both sides. The Pilgrim struck first. A Venetian soldier clattered up the walkway, sixty feet above the ground, and leaped onto the tower. It was a gesture of doomed bravery; the Varangian Guard advanced and cut him to pieces.

The Pilgrim’s flying bridge, responding to the surge of the sea, disengaged and closed in on the tower for a second time. This time a French soldier, Andrew of Durboise, took his life in his hands and leaped the gap; scarcely grabbing the battlements, he managed to haul himself inside on his knees. While he was still on all fours, a group of men rushed forward with swords and axes and struck him. They thought that they had dealt him a deathblow. Durboise, however, had better armor than the Venetians. Somehow he survived. To the astonishment of his assailants, he climbed to his feet and drew his sword. Appalled and terrified by this supernatural resurrection, they turned and fled to the story below. When those on that level saw the flight, they in turn became infected with panic. The tower was evacuated. Durboise was followed onto the ramparts by others. They now had secure control of a tower and tied the flying bridge to it. The bridge however continued to dip and rear with the movement of the ship against the sea. It threatened to pull down the whole wooden superstructure. The bridge was untied, cutting off the small band of soldiers on their hard-won foothold. Farther down the line, another ship struck a tower and managed to take it, but the Crusaders on the two towers were effectively isolated, surrounded by a swarm of men on the towers on either side. The contest had reached a critical point.

However, the sight of flags flying from these towers put new courage into the attackers now landing on the foreshore in front of the seawalls. Another French knight, Peter of Amiens, decided to tackle the wall itself. Spotting a small bricked-up doorway, he led a charge of men to try to batter it open. The posse included Robert of Clari and his brother, Aleaumes, a warrior monk. They crouched at the foot of the wall with their shields over their heads. A storm of missiles pelted down on them from above; crossbow bolts, pots of pitch, stones, and Greek fire battered on the upturned shields while the men beneath desperately hacked away at the gate “with axes and good swords, pieces of wood, iron bars and pickaxes, until they made a sizable hole.” Through the aperture they could glimpse a swarm of people waiting on the other side. There was a moment of pause. To crawl through the gap was to risk certain death. None of the Crusaders dared advance.

Seeing this hesitation, Aleaumes the monk thrust his way forward and volunteered himself. Robert barred the way, certain his brother was offering to die. Aleaumes struggled past him, got down on his hands and knees and started to crawl through with Robert trying to grab his foot and haul him back. Somehow Aleaumes wriggled and kicked his way free to emerge on the far side—to a barrage of stones. He staggered to his feet, drew his sword—and advanced. And for a second time the sheer bravery of a single man, fueled by religious zeal, turned the tide. The defenders turned and ran. Aleaumes called back to those outside, “My lords, enter boldly! I can see them withdrawing in dismay. They’re starting to run away!” Seventy men scrambled inside. Panic rippled through the defense. The defenders started to retreat, vacating a large part of the wall and the ground behind. From above, Murtzuphlus saw this collapse with growing concern and tried to muster his troops with trumpets and drums.

Whatever the new emperor may have been, he was no coward. He spurred his horse and started down the slope, probably virtually unaccompanied. Peter of Amiens ordered his men to stand their ground: “Now, lords, here is the moment to prove yourselves. Here comes the emperor. See to it that no one dares to give way.” Murtzuphlus’s advance slowed to a halt. Unsupported, he drew back and returned to the tent to rally his forces farther back. The intruders demolished the next gate; men started to flood inside; horses were unloaded; mounted knights galloped through the gaping holes. The seawall was lost.

Meanwhile Peter of Amiens advanced up the hill. Murtzuphlus abandoned his command post and rode off through the city streets to the Bucoleon Palace, two miles away. Choniates bewailed the behavior of his fellow countrymen: “The cowardly thousands, who had the advantage of a high hill, were chased by one man from the fortifications they were meant to defend.” “And so it was,” wrote Robert of Clari from the other side, “that my lord Peter had Murtzuphlus’s tents, chests, and the treasures which he left there.” And the slaughter began: “There were so many wounded and dead that there seemed no end to them—the number was beyond computation.” All afternoon the Crusaders plundered the surrounding area; farther north, refugees started to stream out of the land gates.

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Achebe on the Nigerian Pogroms of 1966

From: There Was A Country: A Personal History of Biafra, by Chinua Achebe (Penguin, 2012), Kindle Loc. 1307-1326:

Looking back, the naively idealistic coup of January 15, 1966, proved a terrible disaster. It was interpreted with plausibility as a plot by the ambitious Igbo of the East to take control of Nigeria from the Hausa/Fulani North. Six months later, I watched horrified as Northern officers carried out a revenge coup in which they killed Igbo officers and men in large numbers. If it had ended there, the matter might have been seen as a very tragic interlude in nation building, a horrendous tit for tat. But the Northerners turned on Igbo civilians living in the North and unleashed waves of brutal massacres that Colin Legum of The Observer (UK) was the first to describe as a pogrom. Thirty thousand civilian men, women, and children were slaughtered, hundreds of thousands were wounded, maimed, and violated, their homes and property looted and burned—and no one asked any questions. A Sierra Leonean living in Northern Nigeria at the time wrote home in horror: “The killing of the Igbos has become a state industry in Nigeria.”

What terrified me about the massacres in Nigeria was this: If it was only a question of rioting in the streets and so on, that would be bad enough, but it could be explained. It happens everywhere in the world. But in this particular case a detailed plan for mass killing was implemented by the government—the army, the police—the very people who were there to protect life and property. Not a single person has been punished for these crimes. It was not just human nature, a case of somebody hating his neighbor and chopping off his head. It was something far more devastating, because it was a premeditated plan that involved careful coordination, awaiting only the right spark.

Throughout the country at this time, but particularly in Igbo intellectual circles, there was much discussion of the difficulties of coexisting in a nation with such disparate peoples and religious and cultural backgrounds. As early as October 1966, some were calling for outright war. Most of us, however, were still hoping for a peaceful solution. Many talked of a confederation, though few knew how it would look.

In the meantime, the Eastern Region was tackling the herculean task of resettling the refugees who were pouring into the East in the hundreds of thousands. It was said at the time that the number of displaced Nigerian citizens fleeing from other parts of the nation back to Eastern Nigeria was close to a million.

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Four Notable Slaves and Two Generals

While visiting ancestral haunts and a few more famous historic sites in Southampton County, Virginia, in April, we pulled the car over in front of the Rebecca Vaughan house in Courtland and I got out to take a photo of it. Soon I heard a lady’s voice behind me asking, “What do you think?”

She turned out to be the head of the Southampton County Historical Society, which runs a museum in another historic site I had photographed near what used to be called Jerusalem Courthouse, when the county seat had been called Jerusalem. Perhaps she had followed us from there, because she followed us into Heritage Lane, where the Vaughan house sits, and back out when we stopped to take a photo.

The house is still being restored and was placed on the National Register of Historic Places because it was the last house in which anyone had been killed during the Southampton Insurrection of 1831, more commonly known as Nat Turner’s Rebellion. (I read William Styron’s novel The Confessions of Nat Turner not long after it first appeared in 1967, the year I moved in with my uncle in Southampton County after finishing high school—in fact most of my childhood—in Japan.)

We two history buffs had a long and enthusiastic conversation that might have gone on even longer if it hadn’t been getting close to supper time. She named four famous slaves born in Southampton County.

1. Nat Turner (1800-1831), who led the slave rebellion in 1831.

2. Dred Scott (1795-1858), who left the County not long after his birth and died shortly after the landmark Dred Scott Decision in 1857.

3. Anthony Gardiner (1820-1885), whose family emigrated to Liberia in 1831, and who went on to become Liberia’s 1st attorney general (1848-1865), 7th vice president (1872-1876), and 9th president (1878-1883).

4. John Brown (c. 1810-1876), who escaped to England in 1850, where he dictated his life story to the president of the British and Foreign Anti-Slavery Society, which published it under the title, Slave Life in Georgia: A Narrative of the Life, Sufferings, and Escape of John Brown, a Fugitive Slave, Now in England (1855). (Harriet Beecher Stowe’s Uncle Tom’s Cabin had appeared in 1852.)

I hadn’t heard of the last two men, but I had heard of the two Civil War generals she next told me about.

General George H. Thomas (1816-1870) born in Newsom’s Depot, Southampton County, acquired several epithets from his leadership during the Civil War: “Rock of Chickamauga,” “Sledge of Nashville,” and “Slow Trot Thomas.” Until very late in the War, the Union troops never crossed the Blackwater River to invade Southampton County, and my interlocutor suggested that Gen. Thomas may have had something to do with that. (I doubt it, for two reasons: he commanded the Army of the Cumberland in the Western Theater; and Gen. Ulysses Grant held him in low esteem.)

General William Mahone (1826-1895) once lived in Mahone’s Tavern, just across from Jerusalem Courthouse. Trained as a civil engineer at Virginia Military Institute (class of 1847), he was hired to build the railroad between Norfolk and Petersburg. (His wife, Otelia Butler of Smithfield, is credited with naming several of the stations.) During the War, he distinguished himself at the Battle of the Crater during the Siege of Petersburg. He had worked as a teacher before becoming a railroad executive, and after the War joined the biracial Readjuster Party. He was a strong proponent of education for freedmen and free blacks and helped found Virginia Normal and Collegiate Institute in 1882 (now Virginia State University), the first fully state-supported four-year institution of higher learning for black Americans in the United States.

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Spain’s Era of Desengaño: ‘Queremos comer sin trabajar’

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 5112-5153:

The great plague of 1599–1600 wiped out at a single blow much of the population increase of the sixteenth century, and opened a new era in Castilian demographic history: an era of stagnation, and perhaps of demographic decline.

The economic consequences of the plague were to be seen in the labour crisis with which the new century opened, and can be traced in the 30 per cent increase in salaries in the three years that followed it. González de Cellorigo, an official in the chancellery of Valladolid who published in 1600, under the shadow of the plague, a brilliant treatise on the problems of the Spanish economy, accurately prophesied its effects: ‘Henceforth we can only expect that everything requiring human industry and labour will be very expensive… because of the shortage of people for tillage and for all the types of manufactures that the kingdom needs.’ The acute labour shortage, and the consequent upswing of salaries, were, as González de Cellorigo appreciated, irreparable disasters for the Castilian economy, since they destroyed the possibility that the years of peace might be used to build up Castilian industry to a point at which it would again be able to compete with foreign industries in the home and overseas markets.

But the most serious long-term consequences of the plague may have been psychological rather than economic. Already, before it was struck by the plague, Castile was weary and depressed. The failures in France and the Netherlands, the sack of Cadiz by the English, and the King’s request for a national donativo in 1596 as bankruptcy struck, completed the disillusionment that had begun with the defeat of the Invincible Armada. Then, to crown it all, came the plague. The unbroken succession of disasters threw Castile off balance. The ideals which had buoyed it up during the long years of struggle were shattered beyond repair. The country felt itself betrayed – betrayed perhaps by a God who had inexplicably withdrawn His favour from His chosen people. Desolate and plague-stricken, the Castile of 1600 was a country that had suddenly lost its sense of national purpose.

Castilians reacted to the moment of disillusionment in different ways. Optimism had gone, to be replaced by bitterness and cynicism, or else by the resignation of defeat. The new mood of fatalism and disillusionment naturally tended to reinforce certain latent tendencies that had already been encouraged by the unusual circumstances of the sixteenth century. During that century, events had conspired to disparage in the national estimation the more prosaic virtues of hard work and consistent effort. The mines of Potosí brought to the country untold wealth; if money was short today, it would be abundant again tomorrow when the treasure fleet reached Seville. Why plan, why save, why work? Around the corner would be the miracle – or perhaps the disaster. Prices might rise, savings be lost, the crops fail. There seemed little point in demeaning oneself with manual labour, when, as so often happened, the idle prospered and the toilers were left without reward. The events of the turn of the century could only increase this sense of insecurity and strengthen an already widespread fatalism. It was fatalism that characterized the outlook of the pícaro, and the seventeenth century was essentially the age of the pícaro, living on his wits – hungry today, well fed tomorrow, and never soiling his hands with honest work. ‘Queremos comer sin trabajar’: we want to eat without working. The words could be applied to Castilians in many walks of life, from the townsman living comfortably on his annuities to the vagabond without a blanca in his purse.

It was in this atmosphere of desengaño, of national disillusionment, that Cervantes wrote his Don Quixote, of which the first part appeared in 1605 and the second in 1614. Here, among many other parables, was the parable of a nation which had set out on its crusade only to learn that it was tilting at windmills. In the end was the desengaño, for ultimately the reality would always break in on the illusion. The events of the 1590s had suddenly brought home to more thoughtful Castilians the harsh truth about their native land – its poverty in the midst of riches, its power that had shown itself impotent. Brought face to face with the terrible paradoxes of the Castile of Philip III, a host of public-spirited figures – such men as González de Cellorigo and Sancho de Moncada – set themselves to analyse the ills of an ailing society. It is these men, known as arbitristas (projectors), who give the Castilian crisis of the turn of the century its special character. For this was not only a time of crisis, but a time also of the awareness of crisis – of a bitter realization that things had gone wrong. It was under the influence of the arbitristas that early seventeenth-century Castile surrendered itself to an orgy of national introspection, desperately attempting to discover at what point reality had been exchanged for illusion. But the arbitristas – as their name suggested – were by no means content merely to analyse. They must also find the answer. That an answer existed they had no doubt; for just as Sancho Panza had in him something of Don Quixote, so also even the most pessimistic arbitrista was still something of an optimist at heart. As a result, the Government of Philip III found itself bombarded with advice – with innumerable projects, both sensible and fantastic, for the restoration of Castile.

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Catalonia & Portugal vs. Castile, 1640

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 5954-97:

Seeing that his authority was gone and that law and order were everywhere collapsing, the unfortunate Count of Santa Coloma begged the town councillors of Barcelona to close the city gates against the casual labourers who always flocked into the city at the beginning of June to hire themselves out for harvesting. But the councillors were either unable or unwilling to agree; the harvesters made their usual entry; and on Corpus day, 7 June 1640, they inevitably became involved in a brawl. The brawl soon acquired the dimensions of a riot, and within a few hours the mob was hounding down the royal ministers and sacking their houses. The viceroy himself had moved to the dockyards for safety, but a group of rioters forced its way in, and Santa Coloma was caught and struck down as he attempted to escape from his pursuers along the rocky beach.

The murder of Santa Coloma left such authority as remained in Catalonia in the hands of the Diputació and of the city councillors and aristocracy of Barcelona. Although they managed to shepherd the rebels out of Barcelona itself, it was impossible to maintain control over a movement which was spreading through the Principality, wreaking vengeance on all those of whom the rebels disapproved. Stunned as he was by the viceroy’s murder, Olivares still seems to have hoped that the rebellion could be checked without recourse to arms, but the new viceroy, the Catalan Duke of Cardona, died on 22 July without being able to halt the drift to anarchy. Almost at the same moment the rebels gained control of the vital port of Tortosa. The loss of Tortosa made it finally clear that troops would have to be sent into Catalonia, in spite of the obvious risk of war in a province bordering on France; and Olivares pressed ahead with the formation of an army for use against the rebels.

The Conde Duque believed that the Catalans were still too loyal to call on the French for help, but he underestimated the determination and vigour of Claris, and the hatred of his Government and of Castile which his policies had inspired in every class of Catalan society. Some time before, Claris had already made tentative overtures to the French, and Richelieu, who had shown himself well aware of the possibilities of causing trouble both in Catalonia and Portugal, declared himself ready to offer help. During the autumn of 1640 Claris and Olivares stood face to face, Claris hoping to avoid the necessity of committing the Principality to an open break with Madrid, and Olivares equally hoping to avoid the necessity of using an army against the Catalans. ‘In the midst of all our troubles,’ wrote the Conde Duque to the Cardenal Infante in October, ‘the Catalan is the worst we have ever had, and my heart admits of no consolation that we are entering an action in which, if our army kills, it kills a vassal of His Majesty, and if they kill, they kill a vassal and a soldier…. Without reason or occasion they have thrown themselves into as complete a rebellion as Holland….’

But worse was to come. The revolt of the Catalans was bound to have its repercussions in Portugal, where there was a growing determination to cut the country’s links with Castile. Uneasily aware that he could never be sure of Portugal as long as the Duke of Braganza and the higher Portuguese nobility remained at home, Olivares had ingeniously thought to kill two birds with one stone by ordering the Portuguese nobility to turn out with the army that was to be sent into Catalonia. This order meant that, if Portugal was ever to break free from Castile, it must act quickly before Braganza was out of the country. Plans for a revolution were laid in the autumn of 1640, probably with the connivance of Richelieu, who is believed to have sent funds to the conspirators in Lisbon. On 1 December, while the royal army under the command of the Marquis of los Vélez was gingerly advancing into Catalonia, the Portuguese conspirators put their plan into action. The guards at the royal palace in Lisbon were overwhelmed, Miguel de Vasconcellos – Olivares’s confidant and principal agent in the government of Portugal – was assassinated, and Princess Margaret was escorted to the frontier. Since there were virtually no Castilian troops in Portugal, there was nothing to prevent the rebels from taking over the country, and proclaiming the Duke of Braganza king as John IV.

The news of the Portuguese Revolution, which took a week to reach Madrid, forced Olivares and his colleagues to undertake an urgent reappraisal of their policies. Simultaneous revolts in the east and west of the Spanish peninsula threatened the Monarchy with total disaster. Peace was essential: peace with the Dutch, peace with the Catalans. But although the Conde Duque now offered favourable terms to the Catalans, and the upper classes in Catalonia seemed predisposed to accept them as the army of los Vélez moved closer and closer to Barcelona, the populace was in no mood for surrender. It rioted in Barcelona on 24 December, hunting down ‘traitors’ with a savagery surpassing that of Corpus; and Claris, faced on one side with the fury of the mob, and on the other with the advancing Castilian army, took the only course open to him. On 16 January 1641 he announced that Catalonia had become an independent republic under French protection. Then on 23 January, finding that the French were not satisfied with this, he withdrew his plans for a republican system of government, and formally declared the allegiance of Catalonia to the King of France, ‘as in the time of Charlemagne, with a contract to observe our constitutions’. The French were now prepared to give the Catalans full military support; the French agent, Duplessis Besançon, hastily organized the defence of Barcelona, and on 26 January a combined French and Catalan force met the army of los Vélez on the hill of Montjuich outside the walls of Barcelona, Los Vélez unaccountably gave the order to retreat, and the last chance of bringing the revolt of the Catalans to a speedy end was lost.

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Spanish Conquest Never Complete

From Seven Myths of the Spanish Conquest, by Matthew Restall (Oxford, 2004), Kindle Loc. 1770-1817:

Looking at Spanish America in its entirety, the Conquest as a series of armed expeditions and military actions against Native Americans never ended. Florida’s Seminoles were still fighting Spaniards when the colony was taken over by the United States (to whom they have never formally surrendered either). The Araucanians of Chile—who fought for decades and eventually killed the black conquistador Juan Valiente—resisted conquest into the nineteenth century, when they continued to fight the Chilean republic in the name of the monarchy they had previously defied. The Charrúa of Uruguay were not finally subdued until the new nation’s president organized their massacre in the 1830s. Argentines also faced—and eventually slaughtered with machine guns—unconquered native peoples in the nineteenth and early twentieth centuries. The Guatusos-Malekus of Central America were enslaved and slaughtered in the late nineteenth century. Yaqui resistance in northern Mexico also lasted into the modern period, while at Mexico’s southern end, the Maya of Yucatan pushed the colonial frontier back in 1847 to its sixteenth-century limits, and a string of Maya polities persisted there into the early twentieth century.

The third aspect of the myth of completion is that of the pax colonial, the peace among natives and between them and the Spanish colonists that supposedly came in the Conquest’s wake. The flip side to this—the corresponding dimension of incompleteness—is the fact that Spanish America was rife with native revolts against colonial rule. As one prominent historian has observed, “then and now the colonial era has typically been thought of as a peaceful time,” despite “apparent endemic violence.”

There is a pair of possible reasons for this. One is the localized nature of colonial revolts, which made them relatively easy to put down and therefore appeared to colonial and modern observers insignificant compared to the kinds of wars that swept Europe during the same centuries and would ravage much of modern Latin America. The other relates more closely to the myth of completion. Despite periodic Spanish hysteria over real or imagined revolts by natives and enslaved Africans, Spaniards believed that their empire was God’s way of civilizing natives and Africans in the Americas. Colonial rule was thus seen as peaceful and benevolent, an interpretation that relied upon the Conquest’s being complete. Ironically, although the native perception was almost the opposite—that the Spanish presence was a protracted invasion that required a mixed response of accommodation and resistance—it also contributed to the illusion that the pax colonial was real. The willingness on the part of native leaders to compromise, to find a middle course between overt confrontation and complete capitulation, helped give the impression of a colonial peace.

The fifth dimension of the Conquest’s incompleteness was the degree to which native peoples maintained a degree of autonomy within the Spanish empire. This was in part an autonomy permitted and sanctioned by Spanish officials, and it was nurtured by native leaders through illegal means and legal negotiations. As a general rule, Spaniards did not seek to rule natives directly and take over their lands. Rather they hoped to preserve native communities as self-governing sources of labor and producers of agricultural products. This practice had precedent in Islamic-Iberian custom, as it developed in the eighth-century Muslim invasion of the Iberian peninsula and during the subsequent centuries of the reconquista. But it was also a practical response to Spanish-American realities. The new settlers were not farmers, but artisans and professionals dependent upon the work and food provided by native peoples who greatly outnumbered them.

This colonial system worked best where organized, sedentary agricultural communities already existed—that is, well-fed city-states—and it was in such areas, primarily in Mesoamerica and the Andes, that Spaniards concentrated their conquest and colonization efforts. Although it is unlikely that any native community escaped the ravages of epidemic diseases brought across the Atlantic, native regions unevenly experienced direct conquest violence. For centuries after the arrival of Spaniards, the majority of natives subject to colonial rule continued to live in their own communities, speak their own languages, work their own fields, and be judged and ruled by their own elders. These elders wrote their own languages alphabetically (or, in the Andes, learned to write Spanish) and engaged the colonial legal system in defense of community interests skillfully and often successfully. The native town, or municipal community, continued to be called the altepetl by the Nahuas of central Mexico, the ñuu by the Mixtecs, the cah by the Yucatec Mayas, and the ayllu by Quechua-speaking Andeans.

Only very gradually did community autonomy erode under demographic and political pressures from non-native populations. From the native perspective, therefore, the Conquest was not a dramatic singular event, symbolized by any one incident or moment, as it was for Spaniards. Rather, the Spanish invasion and colonial rule were part of a larger, protracted process of negotiation and accommodation. From such a perspective, as long as the altepetl and ayllu still existed, the Conquest could never be complete.

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Germs and Steel, Not Guns, Aided Early Conquistadors

From Seven Myths of the Spanish Conquest, by Matthew Restall (Oxford, 2004), Kindle Loc. 3181-3207:

Guns, too, were of limited use. Cannons were few in number in the Americas, and without roads or navigable rivers, their transportation was a major challenge. Much of the Americas where Spaniards fought was tropical or subtropical, and in the humidity the powder became too wet to fire. Firearms, in the form of harquebuses, whose unwieldy barrels required the support of tripods, were likewise not plentiful and required dry powder. Vargas Machuca advocated Spaniards using harquebuses in the Americas, but his detailed exposition on how to avoid damaging the gun, getting it wet, or discharging it prematurely or by accident would surely have caused any conquistador to think twice about carrying such a weapon. The more reliable and faster-loading musket was not invented until decades after Cortés and Pizarro invaded the American mainland. Nor had Europeans yet developed volley-fire techniques, in which soldiers formed banks of rows in order to provide continuous fire, although there were seldom enough firearms in a Conquest company to have made good use of such a technique. Those Spaniards who did have firearms were lucky to get a single shot off before reversing the weapon to use as a club or dropping it to concentrate on sword wielding.

The one weapon, then, whose efficacy is indubitable was the steel sword. It alone was worth more than a horse, a gun, and a mastiff put together. Because a steel sword was longer and less brittle than the obsidian weapons of Mesoamerican warriors, and longer and sharper than Andean clubbing weapons or copper-tipped axes, a Spaniard could fight for hours and receive light flesh wounds and bruises while killing many natives. Spanish swords were just the right length for reaching an enemy who lacked a similar weapon. Pizarro preferred to fight on foot so he could better manipulate his sword. Descriptions of battles in which Spanish swordplay caused terrible slaughter among native forces pepper the Conquest accounts of Cieza de León, Cortés, Díaz, Gómara, Jerez, Oviedo y Baños, Zárate, and others. Military historian John Guilmartin deftly summarizes the point: “While Spanish success in combat cannot be attributed to a single factor, it is clear that the other elements of Spanish superiority took effect within a tactical matrix established by the effectiveness of Spanish hand-held slashing and piercing weapons.”

This trilogy of factors—disease, native disunity, and Spanish steel—goes most of the way toward explaining the Conquest’s outcome. Remove just one and the likelihood of the failure of expeditions under Cortés, Pizarro, and others would have been very high. As Clendinnen has observed of the Spanish-Mexica war, both Spaniards and natives were aware that the Conquest was “a close-run thing,” a point that applies broadly across the Conquest. The failed expeditions outnumbered successful ones, and cautionary tales can be found by looking at the fate of Spanish expeditions such as Montejo’s early attempts to conquer Yucatan, the early campaigns into Oaxaca’s northern sierra, or the Pizarro-Orellana journey into Amazonia. Spaniards would have suffered steady mortality from fatal wounds, starvation, disease, and so on, with survivors limping back to Spain or to colonial enclaves scattered along the coasts and islands. Time and again, this outcome was averted because Spanish steel weapons permitted them to hold out long enough for native allies to save them, while the next wave of epidemic disease disrupted native defenses.

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