Category Archives: war

U.S. Bureau of Secret Intelligence, 1916

From Lawrence in Arabia: War, Deceit, Imperial Folly and the Making of the Modern Middle East, by Scott Anderson (Doubleday, 2013), Kindle Loc. 7212-7257:

The thirty-four-year-old [Leland] Harrison enjoyed a similar Yankee blueblood background to [William] Yale’s. After being educated at Eton and Harvard, he’d joined the U.S. diplomatic corps and held a succession of posts at some of the most important American overseas missions. His swift rise had been cemented when Secretary of State Robert Lansing brought him to Washington in 1915, where Harrison quickly gained a reputation as Lansing’s most trusted lieutenant.

Both fierce Anglophiles, Lansing and Harrison had shared a deepening disenchantment with Woodrow Wilson’s commitment to American neutrality in the war. Another source of Lansing’s favor for Harrison was undoubtedly his subordinate’s profound sense of discretion. One State Department staffer would say of Leland Harrison that “he was positively the most mysterious and secret man I have ever known.… He was almost a human sphinx, and when he did talk, his voice was so low that I had to strain my ears to catch the words.”

Where this became significant was that prior to American entry in the war, Lansing had acted as the leader of a virtual shadow government within the Wilson administration, a secretive cabal that quietly maneuvered for intervention on the side of the Entente. Just how secretive was indicated by Lansing’s creation of something called the Bureau of Secret Intelligence in 1916. In hopes of uncovering evidence of German treachery that would make the argument for intervention irresistible, the bureau’s special agents spied on diplomats and businessmen from the Central Powers residing in the United States, an activity that obviously undercut Wilson’s public vow of impartiality and would have infuriated other branches of government had they been told. But they weren’t told. Instead, Lansing had used State Department discretionary funds to create the bureau, enabling it to operate without the approval or even the knowledge of Congress or most of the rest of Wilson’s cabinet. Pulling Leland Harrison from the Latin American division, Lansing had placed his young protégé in charge of this “extra-legal” new office, tasked to overseeing “the collection and examination of all information of a secret nature.” While this element of conspiracy within the State Department had been somewhat mooted by American entry into the war, it provided Harrison with a precedent when, upon reading William Yale’s Syria report, it occurred to him that it might be very useful for the United States to have its own source of intelligence in the Middle East. The snag was that such an enterprise fell out of the purview of the existing domestic intelligence agencies and, with the United States not at war with Turkey, beyond the scope of the army intelligence division as well. The solution was to bring Yale in under the umbrella of the Bureau of Secret Intelligence; to that end, he was summoned to the State Department in early August.

At that meeting, Harrison put forward a remarkable proposition: Yale would return to the Middle East as a “special agent” for the State Department. At a salary of $2,000 a year plus expenses, his mission would be to monitor and report on whatever was happening that might be of interest to the American government—or, perhaps more accurately, of interest to Leland Harrison. From his base in Cairo, Yale would send weekly dispatches through the American embassy’s diplomatic pouch to Washington, where they would be routed exclusively to Harrison’s attention. Unsurprisingly, Yale quickly accepted the offer. On August 14, and under Secretary Lansing’s signature, he was named the State Department’s special agent for the Middle East.

After a brief trip home to see his family in Alder Creek, on August 29 Yale boarded USS New York in New York harbor for another transatlantic crossing. En route to Cairo, he was to stop off in London and Paris to take a sounding of those British and French officials most directly involved with Middle Eastern affairs. As Harrison cabled to the American ambassador in London, “[Yale] is to keep us informed of the Near Eastern situation and, should the occasion arise, may be sent on trips for special investigation work. He is favorably known to the British authorities, who offered him a commission. Please do what you can to put him in touch with the right authorities.”

In the second decade of the twenty-first century, it is difficult to fully grasp the utter provincialism of the United States as it entered World War I in 1917. Not only was its standing army one-twentieth the size of Germany’s, but it was dwarfed in size by even some of Europe’s smallest actors, including Romania, Bulgaria, and Portugal. In 1917, the entire Washington headquarters staff of the State Department fit into one wing of a six-story building adjacent to the White House, a structure it shared with the command staff of both the Departments of Navy and Army.

Those examples notwithstanding, perhaps more remarkable is this: for most of the remainder of the war, the American intelligence mission in the Middle East—a mission that would include the analysis of battlefield strategies and regional political currents, the interviewing of future heads of state, and the gathering of secrets against governments both friendly and hostile—would be conducted by a single twenty-nine-year-old man with no military, diplomatic, or intelligence training. To these deficiencies, William Yale could actually think of a few more: “I lacked a historical knowledge of the background of the problems I was studying. I had no philosophy of history, no method of interpretation, and very little understanding of the fundamental nature and function of the [regional] economic and social system.”

Not that any of this caused him undue anxiety. An exemplar of the American can-do spirit, William Yale also held to the belief, quite common among his countrymen, that ignorance and lack of experience could actually bestow an advantage, might serve as the wellspring for “originality and boldness.” If so, he promised to be a formidable force in the Middle East.

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Philippine Basques and World War II

From Basques in the Philippines, by Marciano R. de Borja (U. Nevada Press, 2012), pp. 109-111:

On March 31, 1937, Franco launched the military offensive against Bizkaia. The air force—whose core group was composed of German and Italian pilots—pounded the cities of Eibar, Durango, Gernika, Zornotza, Mungia, and Bilbao, causing hundreds of deaths. As depicted in the famous painting of Pablo Picasso, Gernika was razed. In fact, the town had no military installations and was not sheltering combatants. It became a prime target because it was the place where the fueros of the Basques were traditionally renewed by the Spanish monarchs. It was therefore a symbol of Basque autonomy. The destruction of Gernika was meant to crush the Basque spirit of resistance. The Basque residents in the Philippines were divided. Those from Bizkaia and Gipuzkoa loathed Franco, while those from Navarre backed him. In fact, Navarre was the first province in Spain to throw its support to Franco and supplied troops to the nationalist cause. One of Franco’s able military commanders, General Emilio Mola, was Navarrese.

When the Spanish civil war broke out in 1936, Basque exiles like Saturnina de Uriarte and Estanislao Garovilla settled in Cebu and established the most important fish-canning factory in the country, the Cebu Fishing Corporation. Uriarte was pre­viously a partner in Garovilla Hermanos y Compañia, a canning factory in Bermeo (Bizkaia). Basque philanthropists such as Marino de Gamboa and Manuel María de Ynchausti, and companies, like Aldecoa-Erquiaga and Company, extended assistance to Basque refugees.

Although the Basques in the Philippines were concerned about the Spanish civil war, they were more preoccupied with the imminent war in the Pacific. Japan had invaded China in 1939 [sic!; actually many times in many places, but full-scale warfare commenced in 1937—J.], and its relations with the United States had become antagonistic and bellicose. The Philippine Commonwealth government under President Manuel L. Quezon hired General Douglas MacArthur, the newly retired chairman of the Joint Chiefs of Staff of the U.S. Army, as field marshal to prepare the Philippine defense in the event of war.

On December 8, 1941, Pearl Harbor was attacked and destroyed by the Japanese Imperial Navy. Days after, Manila was declared an open city to spare it from destruction. The American air force bases in Clark (Pampanga) and Iba (Zambales) in central Luzon were destroyed. The Japanese forces entered Manila on January 2, 1942, without a fight. The combined American and Filipino forces defended Bataan in a last-ditch effort to halt the Japanese advances. On April 9, Bataan fell, and Japan became the new colonial master of the Philippines. But the resistance movement continued.

During the war, Spaniards, including the Basques, were viewed with suspicion and hostility by many Filipinos. Some Spaniards collaborated outright with the Japanese and openly rejoiced over the initial defeat of the Americans, believing naively that the Japanese would return the Philippines to Spain. All the castilas (Spaniards), therefore, became the target of resentment and were vilified as the “Fifth Column,” a derogatory term meaning opportunists, potential traitors, and outright collaborationists. In fact, assets of Basque families and companies, such as Aboitiz, Ayala, Elizalde, were frozen by the Philippine Commonwealth government, although they supported the American military. For instance, the vessels of La Naviera, a shipping firm partly owned by the Aboitiz and Company, were put at the disposition of the American forces. Aboitiz and Company was singled out because it had had a Japanese director on its board and exported large quantities of copra to Japan in the 1930s, obviously used to fuel Japan’s war machine.

The hatred against the Spaniards was further exacerbated by the fact that General Francisco Franco, the caudillo (supreme ruler) of Spain, sent a congratulatory message to the Japanese command immediately after the fall of Corregidor and Bataan. Spain was one of the eleven nations aligned with the Axis powers that recognized the puppet government established by the Japanese military forces in the Philippines.

Most Basques were fiercely opposed to the Japanese occupation. Many Basque families, like the Elizaldes, the Luzurriagas, and the Legarretas, contributed indirectly and directly to the Philippine guerrilla movement. Others, like the Uriartes, the Bilbaos, and the Elordis, joined the resistance movement in Negros and the Visayas region.

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Mark Sykes, Amateur at Play in the Middle East

From Lawrence in Arabia: War, Deceit, Imperial Folly and the Making of the Modern Middle East, by Scott Anderson (Doubleday, 2013), Kindle Loc. 3104-3162:

His name was Mark Sykes—or, more formally, Sir Tatton Benvenuto Mark Sykes, 6th Baronet, of Sledmere.

Few people in history have so heedlessly caused so much tragedy. At the age of thirty-six, the handsome if slightly doughy Sykes epitomized that remarkable subclass of British aristocrats of the late imperial age known as the “Amateurs.” Despite its somewhat derogatory modern connotation, the term derives from the Latin “for the love of,” and in this context denoted a select group of wealthy and usually titled young men whose breeding, education, and freedom from careerist pressures—it was considered terribly déclassé for such men to hold down bona fide jobs—allowed them to dabble over a broad range of interests and find all doors flung open to them. Raised on a thirty-thousand-acre ancestral estate as the only child of a Yorkshire aristocrat, Sykes, like so many of his fellow Amateurs, seemed intent on living the lives of ten “ordinary” men. Educated at Cambridge, he had traveled extensively throughout the Ottoman Empire, authored four books, been a soldier in the Boer War, served as parliamentary secretary to the chief administrator of Ireland and honorary attaché to the British embassy in Constantinople—and those were just the highlights up to the age of twenty-five. In the succeeding eleven years before his arrival in Cairo that autumn, he had married and had sired five children—a sixth would soon be on the way—won a reputation as an accomplished caricaturist, invented an early version of the overhead projector and, since 1912, served as the Conservative member of Parliament for Hull Central.

Sykes’s appearance in Cairo was a result of the most recent addition to his résumé. The previous spring, Lord Kitchener had appointed him as an advisor to the de Bunsen Committee, an interdepartmental government board designed to guide the British cabinet on Middle Eastern affairs. Unsurprisingly, Sykes had quickly emerged as the dominant member of that committee, and in July 1915 set out on an extended fact-finding mission to the region with the intention of imparting his firsthand impressions to the cabinet upon his return.

Lawrence and Sykes first met that August, during Sykes’s stopover in Cairo on the outgoing leg of his fact-finding mission. Like most everyone else, Lawrence took a quick liking to the charming and personable MP. He and others in the Cairo intelligence staff were also gratified to finally find someone in the senior branches of the British government who appeared to appreciate their ideas for unconventional warfare. That estimate was initially fortified upon Sykes’s return to Egypt in November; he had spent the previous two months meeting with officials in British India, a group vehemently opposed to the war-by-proxy plots emanating out of British Egypt, and the returned Sykes made no secret that his sympathies lay with the Egyptian approach.

Yet for all his astounding achievements, Mark Sykes exemplified another characteristic common among the British ruling class of the Edwardian age, a breezy arrogance that held that most of the world’s messy problems were capable of neat solution, that the British had the answers to many of them, and that it was their special burden—no less tiresome for being God-given—to enlighten the rest of humanity to that fact. Sykes’s special skill in this regard was a talent for bold and refreshingly concise writing, the ability to break down complex issues into neat bulleted-point formulas that provided the illusion of almost mathematical simplicity. He was a master of the PowerPoint presentation nearly a century before it existed. One example—there were to be many more in the years just ahead—was an analysis he composed during his August stopover in Cairo that purported to chart the various intellectual elements at work in the Middle East. After first dividing those elements between the “Ancients” and the “Moderns,” Sykes offered up subcategories. Thus, Class I of the Ancients were the orthodox (“hard, unyielding, bigoted and fanatical”), while Class I of the Moderns (“the highest type”) denoted “a person of good family who has entirely absorbed a Western education,” not to be confused with the Class II Moderns, who were “the poor, incompetent, or criminal who have received an inferior European education and whose minds by circumstances or temperament or both are driven into more sinister channels than the first class.” Not content to end there, Sykes proceeded to apply his formula to various regions of the Middle East, offering his British readers an easy-to-follow guide to their nation’s standing in each. It was not a pretty picture in a place like Egypt, frankly: from the Class I, II, and III Ancients, absolute hostility, benevolent apathy, and mild approval, respectively, joined to constitutional opposition and unforgiving enmity among the Class I and II Moderns.

It certainly wasn’t the first time such silly racialist formulas had been put to paper, but it spoke volumes to the British leadership’s own smugness—as well, no doubt, to their perpetually harried states in grappling with a conflict that spanned the globe—that such drivel, well organized and confidently stated, took on the flavor of wisdom. Upon Sykes’s return to London and a bravura performance before the de Bunsen Committee, the British government would essentially hand off to the thirty-six-year-old Amateur one of the thorniest—and from a historical standpoint, most profoundly important—assignments of World War I: sorting out the competing territorial claims of Great Britain and her allies in the Middle East.

Only belatedly would British leaders recognize another aspect of Sykes’s character, one that might have given them pause had they spotted it earlier. Perhaps to be expected given his frenetic pace and catholic range of interests, Mark Sykes had a very hard time keeping his facts, even his own beliefs, straight. Impressed by the last person he had spoken with, or the last idea that had popped into his fecund mind, he was forever contradicting positions or policies he had advocated earlier—often mere days earlier.

Lawrence began to get a glimmer of this in the time he spent around Sykes during that November stopover. There was something altogether disquieting about the cavalier way the young MP disregarded inconvenient evidence that didn’t fit his currently held view, often only to seize on that same evidence when his opinion changed. As Lawrence would later write in Seven Pillars, Sykes was “the imaginative advocate of unconvincing world movements … a bundle of prejudices, intuitions, half-sciences. His ideas were of the outside, and he lacked patience to test his materials before choosing his style of building. He would take an aspect of the truth, detach it from its circumstances, inflate it, twist and model it.”

But there was yet another side to Sykes’s personality that boded ill for the crucial role he was about to assume. It seems the man was something of a sneak. Whether due to a need to prove he was always the cleverest person in the room, or a con man’s desire to get one over simply for the sport of it, the young Amateur would make an art form out of bending the truth to suit his needs, of playing one side against another by withholding or manipulating crucial information. The result would be a most peculiar place in history for Mark Sykes: it’s hard to think of any figure who, with no true malice intended and neither a nation nor an army at his disposal, was to wreak more havoc on the twentieth century than the personable and brilliant young aristocrat from Yorkshire, havoc that a small group of his countrymen, including T. E. Lawrence, would try very hard to set right.

Which isn’t to suggest that Sykes uniquely possessed these traits. Indeed, when it came to duplicity, the Amateur had a lot of very accomplished competitors in the Middle East just then.

The highly credentialed professionals don’t seem to be doing any better.

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The Arab Awakening in 1915

From Lawrence in Arabia: War, Deceit, Imperial Folly and the Making of the Modern Middle East, by Scott Anderson (Doubleday, 2013), Kindle Loc. 2832-2871:

BY THE MIDSUMMER of 1915 on Gallipoli, so many men were dying in such a confined space—in some spots, the opposing trenchlines were less than thirty yards apart—that informal truces began to be called in order to gather up the dead. The arrangements were usually worked out by local commanders, so that at a specified time grave-digging parties from both sides would step out into no-man’s-land and begin their ghastly work.

This certainly appeared to be the intent of the Ottoman lieutenant who, on the morning of August 20, climbed from his army’s forward trench and, under the cover of a white flag, started across no-man’s-land. Instead, upon reaching the British line, the young officer announced to his startled hosts that he wished to surrender.

Following standard procedure, the man was bound and blindfolded and passed down through the Med-Ex trenchworks to regimental headquarters. If standard procedure had continued to be followed, he would have been interrogated there by an intelligence officer, then sent on to the central prisoner-of-war stockade before eventual transfer to a POW camp in Cyprus or Egypt. But there was nothing at all standard about this prisoner. His name was Mohammed al-Faroki, and despite his unassuming appearance—he was just twenty-four and very slight—the story he told was so remarkable that successive British officers felt their superiors needed to hear it.

He claimed to be a member of a secret military society called al-Ahd (the Awakening), comprised largely of Arab officers like himself, that had been waiting in vain for months for the right conditions to stage a revolt against their Turkish overseers. Rumors of shadowy fifth-column networks inside the Ottoman Empire had become rather commonplace by that summer, but what was different about Faroki was that he supplied a list of his alleged al-Ahd coconspirators, most of them high-ranking officers, complete with details on which units they commanded and where they were currently deployed.

Testament to the importance given the lieutenant’s claims, on August 25, General Ian Hamilton, the overall commander of the Gallipoli campaign, fired off a report to War Secretary Kitchener himself. Deciding that the intelligence unit in Cairo was best equipped to judge the truthfulness of the lieutenant’s story, London ordered Faroki put on board a warship bound for Egypt.

At least initially, neither Gilbert Clayton, the overall commander of the British military intelligence unit in Cairo, nor any of his subordinates knew quite what to make of the young man brought to their Savoy Hotel offices on September 10. Their attention was piqued, however, when Faroki suggested the British had squandered a profound military opportunity by not going ashore at Alexandretta in the spring of 1915. According to Faroki, not only had Alexandretta been guarded primarily by Arab-conscript units at the time, with many of their commanders committed al-Ahd members, but these units had even carefully sabotaged the city’s defensive fortifications in anticipation of an imminent British landing force. Those efforts had come to naught, obviously, when the British instead launched their disastrous Gallipoli campaign. That wasn’t the worst of it, however. Once Gallipoli started, Djemal Pasha had swiftly sent the Arab units in Alexandretta to the battlefront; as a result, Faroki explained, many of the would-be conspirators of al-Ahd now lay dead on the Gallipoli hillsides, killed by the very “enemy” they had hoped to join.

Up to this point, much of Faroki’s story was easy enough to verify. The founder of al-Ahd, a man named Abdul Aziz al-Masri, was living in exile in Cairo, and he was brought in to vouch for Faroki’s bona fides. As for his claim that Alexandretta had been guarded by troops anxious to mutiny, this was precisely what Lawrence had ascertained from his interviews with Ottoman prisoners and had stressed in his lobbying for a landing there. But Faroki had more to tell. A lot more.

For some time, he claimed, he had served as a kind of liaison between al-Ahd and another Arab secret society, al-Fatat, in Damascus. From this linking, al-Ahd had learned of the covert negotiations between al-Fatat and Emir Hussein in Mecca toward staging a joint uprising against the Turks. In the process, al-Ahd had also learned of the secret correspondence between Emir Hussein and the British in Cairo. The upshot of all this was that, if armed and supported by Britain, both Arab secret societies, the civilian al-Fatat and the military al-Ahd, were now prepared to join Emir Hussein in revolt against the Turks.

Such a partnership would come with a price, though: British recognition of an independent Arab nation encompassing virtually the entire Arab world, from Iraq in the east to Syria in the west and extending down to the tip of the Arabian Peninsula. The precise parameters of this Arab nation were open to some limited negotiation—the would-be rebels recognized Britain’s colonial claim to Aden and its commercial interests in southern Iraq—but the one absolute precondition was that the French were not to have a controlling presence anywhere. If all that was agreed to, Faroki explained, then the British could have their revolution in the heart of the Ottoman world.

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Germans Fomenting Jihad in the Early 1900s

From Lawrence in Arabia: War, Deceit, Imperial Folly and the Making of the Modern Middle East, by Scott Anderson (Doubleday, 2013), Kindle Loc. 768-786:

The count was a man of catholic enthusiasms, and in addition to archaeology and horse racing and slave girls, there was one that Germany’s imperial rivals in the Near East found particularly irksome: Max von Oppenheim wanted to rearrange the regional political chessboard through stoking the fires of Islamic jihad.

He had begun formulating the idea shortly after taking up his consular position in Cairo. In Oppenheim’s estimation, the great Achilles’ heels of Germany’s principal European competitors—Great Britain, France, and Russia—were the Muslim populations to be found within their imperial borders, populations that deeply resented being under the thumb of Christian colonial powers. As the only major European power never to have attempted colonization in the Muslim world, Oppenheim propounded, Germany was uniquely positioned to turn this situation to its advantage—especially if it could forge an alliance with the Ottoman Empire. If it came to a Europe-wide war, Oppenheim posited in a flurry of reports to the German foreign ministry, and the Ottoman authorities in Constantinople could be persuaded to call for a holy war against the Christian occupiers of their former lands, what would happen in British-ruled Egypt, or French Tunisia, or the Russian Caucasus?

One person who was itching to find out was Kaiser Wilhelm II. Forwarded some of Oppenheim’s “war by revolution” treatises, the German emperor quickly became a committed proponent of the jihad notion. Wilhem saw to it that Oppenheim, “my feared spy,” was promoted at the Cairo embassy, assuming the somewhat ironic title of chief legal counsel.

Until the blessed day of pan-Islamic jihad came, there was plenty of work to be done in British Egypt. Through the early 1900s, Oppenheim spent much of his time—and not a little of his personal fortune—quietly wooing a broad cross section of the Egyptian elite opposed to British rule: tribal sheikhs, urban intellectuals, nationalists, and religious figures. While he had already won the kaiser to his jihadist ideas, in 1907 Oppenheim gained another adherent in the form of his new subordinate, Curt Prüfer. Enough with scholarly articles and Egyptian shadow plays; under the tutelage of his charismatic supervisor, Prüfer now saw the opportunity to spread gasoline over the region, put a match to it, and see what happened.

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‘The Good War’ Included Many Bad

From Savage Continent: Europe in the Aftermath of World War II, by Keith Lowe (St. Martin’s, 2012), Kindle Loc. 6735-6779:

In his memoirs of the late 1940s and 50s, published after his death following the famous ‘umbrella assassination’ in London in 1978, the Bulgarian dissident writer Georgi Markov told a story that is emblematic of the postwar period – not only in his own country, but in Europe as a whole. It involved a conversation between one of his friends, who had been arrested for challenging a Communist official who had jumped the bread queue, and an officer of the Bulgarian Communist militia:

‘And now tell me who your enemies are?’ the militia chief demanded.
K. thought for a while and replied: ‘I don’t really know, I don’t think I have any enemies.’
‘No enemies!’ The chief raised his voice. ‘Do you mean to say that you hate nobody and nobody hates you?’
‘As far as I know, nobody.’
‘You are lying,’ shouted the Lieutenant-Colonel suddenly, rising from his chair. ‘What kind of a man are you not to have any enemies? You clearly do not belong to our youth, you cannot be one of our citizens, if you have no enemies! … And if you really do not know how to hate, we shall teach you! We shall teach you very quickly!’

In a sense, the militia chief in this story is right – it was virtually impossible to emerge from the Second World War without enemies. There can hardly be a better demonstration than this of the moral and human legacy of the war. After the desolation of entire regions; after the butchery of over 35 million people; after countless massacres in the name of nationality, race, religion, class or personal prejudice, virtually every person on the continent had suffered some kind of loss or injustice. Even countries which had seen little direct fighting, such as Bulgaria, had been subject to political turmoil, violent squabbles with their neighbours, coercion from the Nazis and eventually invasion by one of the world’s new superpowers. Amidst all these events, to hate one’s rivals had become entirely natural. Indeed, the leaders and propagandists of all sides had spent six long years promoting hatred as an essential weapon in the quest for victory. By the time this Bulgarian militia chief was terrorizing young students at Sofia University, hatred was no longer a mere by-product of the war – in the Communist mindset it had been elevated to a duty.

There were many, many reasons not to love one’s neighbour in the aftermath of the war. He might be a German, in which case he would be reviled by almost everyone, or he might have collaborated with Germans, which was just as bad: most of the vengeance in the aftermath of the war was directed at these two groups. He might worship the wrong god – a Catholic god or an Orthodox one, a Muslim god, or a Jewish god, or no god at all. He might belong to the wrong race or nationality: Croats had massacred Serbs during the war, Ukrainians had killed Poles, Hungarians had suppressed Slovaks, and almost everyone had persecuted Jews. He might have the wrong political beliefs: both Fascists and Communists had been responsible for countless atrocities across the continent, and both Fascists and Communists had themselves been subjected to brutal repression – as indeed had those subscribing to virtually every shade of political ideology between these two extremes.

The sheer variety of grievances that existed in 1945 demonstrates not only how universal the war had been, but also how inadequate is our traditional way of understanding it. It is not enough to portray the war as a simple conflict between the Axis and the Allies over territory. Some of the worst atrocities in the war had nothing to do with territory, but with race or nationality. The Nazis did not attack the Soviet Union merely for the sake of Lebensraum: it was also an expression of their urge to assert the superiority of the German race over Jews, Gypsies and Slavs. The Soviets did not invade Poland and the Baltic States only for the sake of territory either: they wanted to propagate communism as far westwards as they were able. Some of the most vicious fighting was not between the Axis and the Allies at all, but between local people who took the opportunity of the wider war to give vent to much older frustrations. The Croat Ustashas fought for the sake of ethnic purity. The Slovaks, Ukrainians and Lithuanians fought for national liberation. Many Greeks and Yugoslavs fought for the abolition of the monarchy – or for its restoration. Many Italians fought to free themselves from the shackles of a medieval feudalism. The Second World War was therefore not only a traditional conflict for territory: it was simultaneously a war of race, and a war of ideology, and was interlaced with half a dozen civil wars fought for purely local reasons.

Given that the Germans were only one ingredient in this vast soup of different conflicts, it stands to reason that their defeat did not bring an end to the violence. In fact, the traditional view that the war came to an end when Germany finally surrendered in May 1945 is entirely misleading: in reality, their capitulation only brought an end to one aspect of the fighting. The related conflicts over race, nationality and politics continued for weeks, months and sometimes years afterwards. Gangs of Italians were still lynching Fascists late into the 1940s. Greek Communists and Nationalists, who first fought one another as opponents or collaborators with Germany, were still at each other’s throats in 1949. The Ukrainian and Lithuanian partisan movements, born at the height of the war, were still fighting well into the mid-1950s. The Second World War was like a vast supertanker ploughing through the waters of Europe: it had such huge momentum that, while the engines might have been reversed in May 1945, its turbulent course was not finally brought to a halt until several years later.

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Post-WWII Yugoslavia as Harbinger

From Savage Continent: Europe in the Aftermath of World War II, by Keith Lowe (St. Martin’s, 2012), Kindle Loc. 4976-5024:

It is true that the statistics associated with postwar Yugoslavia are worse than in any other country. Some 70,000 collaborationist troops and civilians were killed by the Partisans in the aftermath of the war: when compared to the population as a whole, this is more than ten times as bad as in Italy and twenty times as bad as in France.33 At first sight, the anecdotes that emerge from the postwar period also appear to support the stereotype of Yugoslavian cruelty. Dusan Vukovic, who joined the Partisans at the tender age of eleven, claims that he saw a Ustasha skinned alive and then hung on a tree branch with his own skin. ‘With my own eyes I saw the Partisans cut off noses and ears and gouge out eyes. They cut symbols of various kinds into the flesh of the captives, too, especially when they thought they had Gestapo personnel in their hands.’ Other eyewitnesses speak of routine sadism, such as guards killing their victims slowly with knives, riding prisoners like horses, or binding men and women together and throwing them into rivers to watch them drown.

Numbers aside, however, the violence that occurred in Yugoslavia at the end of the war was no more cruel than that which occurred in other countries. On the contrary, the same themes that pervaded here were present throughout the continent. There is no difference between the anecdotes above and the stories of French miliciens who are supposed to have arrested Resistance fighters during the German occupation, ‘ripped out their eyes, put bugs in the holes and sewn up their sockets’. Czech mobs were just as likely to carve Nazi symbols into the flesh of SS men they caught hold of, and Belgian maquisards thought nothing of burning collaborators alive. Despite the stereotypes, therefore, the cruelty that took place in this unfortunate part of the Balkans should not be considered unique – rather it was symbolic of a dehumanization that had taken place across the continent.

Neither does the ethnic dimension to the violence set Yugoslavia apart. Such ethnic tension might have been missing in most of western Europe but, as I have shown, it was an integral part of the war and its aftermath in Czechoslovakia, Poland and Ukraine. There were also numerous smaller, more regional conflicts involving minorities across the continent, some of which were every bit as violent on a local scale.

In fact, the only unique thing about Yugoslavia is how well it simultaneously encapsulates all of the themes I have discussed so far in this book. As in the rest of Europe, much of the violence in Yugoslavia was motivated by a simple desire for vengeance. As in the rest of Europe, the rifts caused by the war were deliberately concealed beneath a layer of cosy mythology once the war was over. The postwar breakdown of law and order was no different there than in other badly damaged areas of the continent. Lack of trust in the new police force, whom the people feared ‘as they would a plunderous mob’, was no different from the fear that Poles, Romanians, Hungarians, Austrians and East Germans felt towards their own militias (or indeed towards Soviet soldiers). Lack of trust in the courts was the same as it was in France and Italy and, as in those countries, often led to people taking the law into their own hands. Clandestine, unofficial prisons were set up for collaborators, just as they were in France and Czechoslovakia; gulags were created for prisoners of war, just as they had been in the Soviet Union. Populations of Germans and Hungarians were expelled, just as they were from other countries across the continent.

It is only the involvement of the Yugoslav state that points the way to a new theme that I have not yet discussed in depth – the idea that much of the violence was politically motivated. Almost all of the events described up to now were brought about by individuals or groups acting outside state control, and who were eventually brought back into line by a combination of the Allied armies and traditional politicians. In Yugoslavia it was the state itself that conducted the violence, the Allies were absent, and traditional politicians had been replaced by revolutionaries. It is perhaps unsurprising that these fighting men took a distinctly unsubtle approach to returning the country to law and order.

Tito’s right-hand man, Milovan Djilas, put their methods succinctly in an interview published in a British magazine in 1979: ‘Yugoslavia was in a state of chaos and destruction. There was hardly any civil administration. There were no properly constituted courts. There was no way in which the cases of 20–30,000 people could have been reliably investigated. So the easy way out was to have them all shot, and have done with the problem.’ While the French and the Italians tried to rid themselves of collaborators through the courts, and bemoaned the inadequacy of their purge ever afterwards, Tito recognized the shortcomings of his legal system and dispensed with it altogether. ‘We put an end to it,’ he reminisced later, ‘once and for all.’

There is no doubt that the massacres that occurred in Yugoslavia after the war were, at least in part, politically motivated. Since the Communists were intent on forcing Croatia and Slovenia to rejoin a Yugoslavian federation, it made no sense to allow tens of thousands of staunch Croatian and Slovenian nationalists to put that reunion in jeopardy. Neither could Tito allow the continued existence of Mihailović’s royalist Chetniks to jeopardize his vision of a Communist Yugoslavia. Both groups therefore had to be dealt with one way or another. Those who were not shot were imprisoned for years or sometimes decades.

Politically motivated violence by the state was not unique to Yugoslavia. Other Communist groups across Europe were perhaps more subtle in their pursuit of power, but equally ruthless, and just as willing to resort to violence when they believed it necessary. For countless millions of people throughout the eastern half of the continent, therefore, the end of the war did not signal ‘liberation’ at all, it merely heralded a new era of state repression. The Nazi terror was over: the Communist terror was about to begin.

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Poles vs. Ukrainians during World War II

From Savage Continent: Europe in the Aftermath of World War II, by Keith Lowe (St. Martin’s, 2012), Kindle Loc. 4091-4123, 4147-4157:

The borderlands of eastern Poland were invaded not once, but three times during the war: first by the Soviets, then by the Nazis, and finally by the Soviets again. The different ethnic communities that lived in this richly diverse area reacted to each invasion in different ways. Most of the Polish population resisted the Nazis and the Soviets alike, in the hope that Poland might somehow be able to return to its prewar status quo. The Ukrainian population, by contrast, was more divided. Almost all of them feared and hated the Russians because of the brutal way that they had ruled the Soviet part of Ukraine during the 1930s; but many welcomed the Germans, at least at first, as liberators. The Jews, meanwhile, did not know where to place their faith. Many hoped that the Soviet invasion might deliver them from Polish and Ukrainian anti-Semitism; later, some seemed to hope that the German invasion would save them from Soviet persecution. By the time the region was invaded for a third time at the end of 1943, the handful of Jews who still survived had lost faith in all outsiders, whatever their nationality.

Both the Soviets and the Nazis played these different ethnic groups off against one other. The Nazis especially sought to harness the nationalist sentiments of the Ukrainians, in order to suppress the rest of the population. Even before the invasion they had made contacts with Ukrainian far-right political groups, particularly the Organisation of Ukrainian Nationalists (OUN). This was an illegal ultra-nationalist movement, akin to the Ustashas in Croatia or the Iron Guard in Romania, which embraced the use of violence to achieve its aims. The Nazis dangled the promise of Ukrainian independence before them in return for their collaboration. While the most powerful factions of this shady organization never trusted German intentions, other factions enthusiastically allowed themselves to be exploited – partly because they thought the Nazis would give them what they wanted, but also because they shared some of the Nazis’ darker intentions.

The most shameful collaboration between the OUN and the Nazis was the way in which they worked together to eradicate the Jews. The OUN had for years been speaking of ethnic purity, of a ‘Ukraine for Ukrainians’, and of the benefits of revolutionary terror. The implementation of the Final Solution, particularly in the region of Volhynia, showed followers of the OUN that the slogans were not mere rhetoric. These massacres, which occurred in full view of the general population, would provide the template for all future ethnic cleansing in the region. What once would have been unthinkable now became eminently possible.

During the course of 1941 and 1942, about 12,000 Ukrainian policemen became intimately acquainted with the tactics the Nazis used to kill over 200,000 Volhynian Jews. As collaborators, they were involved in the planning of operations. They gave assurances to local populations in order to lull them into a false sense of security. They were employed in the sudden encirclement of Jewish villages and settlements, and even took part in some of the killing itself. The slaughter of the Jews was the perfect apprenticeship for what would come later.

At the end of 1942, when it first became obvious that German power was waning, these same Ukrainian policemen deserted their posts en masse. They took their weapons and went to join the OUN’s new, armed partisan group, the Ukrainian Insurgent Army (Ukrains‘ka Povstans’ka Armiia, or UPA). They used the skills they had learned under the Nazis to continue their campaign against their ethnic enemies – not only the region’s few remaining Jews, but this time also its large Polish population.

The massacre of Poles began in the same areas where Ukrainian policemen had been most intimately connected to the massacre of Jews: Volhynia. There were many reasons why the ethnic cleansing began here – the area contained extensive forests and marshes, and so was particularly suited to partisan activity, and the isolated Polish communities were much less well defended than in other areas – but the previous actions against the Jews certainly played their part. The taboos had already been broken: young Ukrainian men here had become both trained to kill, and inured to mass killing. When they embarked on their cleansing of the region at the end of 1942 they were therefore relatively free of both external and personal constraints.

In reaction to such events, some local Poles began to set up their own militias for the purpose of self-defence. The Polish underground also diverted resources away from resisting the occupation in order to protect Polish communities from the UPA. Some Volhynian Poles turned to the Germans for jobs as policemen so that they might have opportunities for revenge. (The Germans certainly appeared happy to recruit them, and a new wave of collaboration was born – ironically in the name of controlling former collaborators who were now running amok.) When the Soviets arrived in 1944, many Poles joined the Red Army or the NKVD – again, with the purpose of exacting revenge for all they had suffered. Ukrainian villages were burned, and thousands of Ukrainian peasants killed, in both official and unofficial reprisals for the actions of UPA. These reprisals, naturally, were used by Ukrainian partisans as further justification for their targeting of Poles and Polish villages. And so the situation degenerated into a vicious cycle. During the final year of the war, and in its immediate aftermath, the entire region was engulfed in what was effectively a civil war. What began in Volhynia spread to Galicia and central Poland. Poles and Ukrainians slaughtered one another and burned each other’s villages with an enthusiasm that far exceeded any of their actions against the German or Soviet occupiers.

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Expulsions of Germans, 1945–49

From Savage Continent: Europe in the Aftermath of World War II, by Keith Lowe (St. Martin’s, 2012), Kindle Loc. 4614-4678:

The statistics associated with the expulsion of the Germans between 1945 and 1949 defy imagination. By far the greatest number of them came from the lands east of the Oder and Neisse that had been incorporated into the new Poland – almost 7 million, according to the German government figures. Almost another 3 million were removed from Czechoslovakia, and more than 1.8 million from other lands, making a total of 11,730,000 refugees altogether.

Each of the different zones of Germany coped with this massive influx of people in its own way. Probably the worst prepared was the Soviet zone, whose towns and cities were amongst the most comprehensively destroyed by the war, and which was in the process of being stripped of everything of value for Soviet war reparations. A flood of refugees arrived in the aftermath of the war, mostly from the new Poland, but also from Czechoslovakia. By the end of November 1945 there were already a million of them trying to scratch a living here, disoriented and virtually destitute. During four years from the end of the war at least 3.2 million refugees settled in the zone, and possibly as many as 4.3 million. A further 3 million or so paused there temporarily before moving on to other parts of Germany.

The British zone, which bordered none of the deporting countries, had a little more time to prepare. In the autumn and winter of 1945 the British organized an operation to take in millions more refugees, code-named Operation Swallow. Between February 1946 and October 1947 eight trains plied their way back and forth between Szczecin and Lübeck, each composed of covered freight wagons with a total capacity of 2,000 people. Other trains took refugees from Kaławska to Mariental, Alversdorf and Friedland; and from April 1946, refugees were also transported to Lübeck by sea. In this way some 6,000 ‘eastern’ Germans were transported into the British zone almost every single day for a full year and a half. By the end of the decade more than 4.25 million new people had settled here.

Further south, the Americans continued to receive refugees from Czechoslovakia, Hungary, Romania and Yugoslavia – more than 3.5 million of them in total. The authorities there struggled to cope, and hundreds of thousands were still languishing in refugee camps at the start of the 1950s. According to General Lucius D. Clay, the American military governor in West Germany, the influx of refugees increased the population of the British and American zones of West Germany by over 23 per cent. In East Germany, according to its first president, Wilhelm Pieck, the increase in population was as much as 25 per cent. The effect this had on all parts of Germany (with the exception of the French zone, which received relatively few refugees) was verging on the catastrophic. Most of the cities had been reduced to rubble by Allied bombing during the war, and the country’s shattered infrastructure simply could not cope. Even after their arrival refugees continued to die in their thousands because they were unable to find the shelter, the medical aid or the food to sustain them after their westward odyssey.

For those who were least able to find work or integrate themselves into German society – mostly the sick, the elderly, or widowed women with children – several years in refugee camps was all they could look forward to. Conditions in these camps were sometimes not much better than finding shelter in ruined buildings. A report on the camp at Dingolfing by the Bavarian Red Cross, for example, described a high number of invalids and people with tuberculosis living in overcrowded conditions. They had no proper shoes, clothing or bedding. In another camp in Sperlhammer cardboard had to be pasted to the walls of the barracks as protection against the water that leaked through.

Worse than this, however, were the social and psychological problems experienced by the refugees. People from the east or the Sudetenland were sometimes regarded as foreigners by other Germans, and tensions often rose up between them. As General Clay wrote in 1950,

Separated from Germany through many generations, the expellee even spoke in a different tongue. He no longer shared common customs and traditions nor did he think of Germany as home. He could not persuade himself that he was forever exiled; his eyes and thoughts and hopes turned homeward.

According to one man deported from Hungary, it was difficult for his fellow expellees to forge a new life for themselves, ‘Not only because they had lost their homelands and practically all their material possessions, but also they had lost their identity.’ The social democrat Hermann Brill described the refugees he saw as suffering from a deep state of shock. ‘They have fully lost the ground from under them. That which is taken for granted by us, a sense of security from life experience, a certain personal feeling for their individual freedom and human worth, that is all gone.’ In July 1946, a Soviet report on politics in Leipzig described the refugees as still ‘deeply depressed’ and ‘the most indifferent to politics of any group of the Leipzig population’. Unable to adjust to their new circumstances, they did little but dream of returning to their ancient homelands across the border.

The right to return was the one thing that these Germans would be denied. Their expulsion was designed from the outset to be permanent, and with this in mind ever stricter border controls were set up: Germans would be allowed to leave, but they would not be allowed to come back.

Furthermore, their deportation was only the first stage of a much larger operation: after they were gone, attempts were also made to erase all traces of their existence. Even before the Germans had been driven out of Poland and Czechoslovakia, towns, villages and streets were being renamed. In the case of villages that had never had Polish or Czech names before, new ones were invented for them. German monuments were torn down and new Czech or Polish ones erected in their place. Swastikas were taken down everywhere, although their shadow could still be seen on many walls for years to come. The speaking of the German language was banned, and the few Germans who were allowed to stay (by renouncing their German nationality) were advised to speak Polish or Czech even in private.

Schools were banned from teaching the German history of areas like the Sudetenland or Silesia. Instead, Germans were portrayed as invaders on lands that had historically always been Polish or Czech. The new areas of Poland were referred to as the ‘Recovered Territories’, and Polish children there were taught nationalist slogans, such as ‘Here we were, here we are, here we stay’, and ‘These regions are reclaimed property’. Students in the border areas were not permitted to study German, even as a foreign language – in contrast to other parts of Poland where it was allowed.

It was not only in schools that this new, nationalist mythology was taught – the adult population was also fed propaganda on a prodigious scale. In Wrocław, for example, an ‘Exhibition of the Recovered Territories’ was held, and was visited by some 1.5 million people. Amongst all the obligatory political exhibits stressing Polish-Soviet brotherhood there was a huge historical section, largely devoted to the relationship between Poland and Germany. This emphasized the thousand-year conflict between the two countries, the return of Poland to its ‘Piast Path’ (in reference to a medieval Polish dynasty who defied German kings to create an independent Poland centred around Silesia), and an exhibit entitled ‘Our Immemorial Right to the Recovered Territories’.

This was not merely the claiming, or even the reclamation, of territory: it was the rewriting of history. In the new, nationalist Poland, any trace of an indigenous German culture had to be eradicated: this was to be a Poland for Poles only.

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European Anarchy & Chaos after World War II

From Savage Continent: Europe in the Aftermath of World War II, by Keith Lowe (St. Martin’s, 2012), Kindle Loc. 125-57, 168-79, 186-96:

It is little wonder that those who write about the postwar era – historians, statesmen and economists alike – often portray it as a time when Europe rose like a phoenix from the ashes of destruction. According to this point of view, the conclusion of the war marked not only the end of repression and violence, but also the spiritual, moral and economic rebirth of the whole continent. The Germans call the months after the war Stunde nul (‘Zero Hour’) – the implication being that it was a time when the slate was wiped clean, and history allowed to start again.

But it does not take much imagination to see that this is a decidedly rosy view of postwar history. To begin with, the war did not simply stop with Hitler’s defeat. A conflict on the scale of the Second World War, with all the smaller civil disputes that it encompassed, took months, if not years, to come to a halt, and the end came at different times in different parts of Europe. In Sicily and the south of Italy, for example, it was as good as over in the autumn of 1943. In France, for most civilians, it ended a year later, in the autumn of 1944. In parts of eastern Europe, by contrast, the violence continued long after VE Day. Tito’s troops were still fighting German units in Yugoslavia until at least 15 May 1945. Civil wars, which were first ignited by Nazi involvement, continued to rage in Greece, Yugoslavia and Poland for several years after the main war was over; and in Ukraine and the Baltic States nationalist partisans continued fighting Soviet troops until well into the 1950s.

Some Poles contend that the Second World War did not really end until even more recently: since the conflict officially began with the invasion of their country by both the Nazis and the Soviets, it was not over until the last Soviet tank left the country in 1989. Many in the Baltic countries feel the same way: in 2005 the presidents of Estonia and Lithuania refused to visit Moscow to celebrate the 60th anniversary of VE Day, on the grounds that, for their countries at least, liberation had not arrived until the early 1990s. When one factors in the Cold War, which was effectively a state of perpetual conflict between eastern and western Europe, and several national uprisings against Soviet dominance, then the claim that the postwar years were an era of unbroken peace seems hopelessly overstated.

Equally dubious is the idea of Stunde nul. There was certainly no wiping of the slate, no matter how hard German statesmen might have wished for one. In the aftermath of the war waves of vengeance and retribution washed over every sphere of European life. Nations were stripped of territory and assets, governments and institutions underwent purges, and whole communities were terrorized because of what they were perceived to have done during the war. Some of the worst vengeance was meted out on individuals. German civilians all over Europe were beaten, arrested, used as slave labour or simply murdered. Soldiers and policemen who had collaborated with the Nazis were arrested and tortured. Women who had slept with German soldiers were stripped, shaved and paraded through the streets covered in tar. German, Hungarian and Austrian women were raped in their millions. Far from wiping the slate clean, the aftermath of the war merely propagated grievances between communities and between nations, many of which are still alive today.

Neither did the end of the war signify the birth of a new era of ethnic harmony in Europe. Indeed, in some parts of Europe, ethnic tensions actually became worse. Jews continued to be victimized, just as they had been during the war itself. Minorities everywhere became political targets once again, and in some areas this led to atrocities that were just as repugnant as those committed by the Nazis. The aftermath of the war also saw the logical conclusion of all the Nazis’ efforts to categorize and segregate different races. Between 1945 and 1947 tens of millions of men, women and children were expelled from their countries in some of the biggest acts of ethnic cleansing the world has ever seen. This is a subject that is rarely discussed by admirers of the ‘European miracle’, and even more rarely understood: even those who are aware of the expulsions of Germans know little about the similar expulsions of other minorities across eastern Europe. The cultural diversity that was once such an integral part of the European landscape before, and even during, the war was not dealt its final death-blow until after the war was over.

The story of Europe in the immediate postwar period is therefore not primarily one of reconstruction and rehabilitation – it is firstly a story of the descent into anarchy. This is a history that has never properly been written. Dozens of excellent books describe events in individual countries – especially in Germany – but they do so at the expense of the larger picture: the same themes occur again and again throughout the continent. There are one or two histories, like Tony Judt’s Postwar, that take in a broader view of the continent as a whole – however, they do so over a much larger timescale, and so are obliged to summarize the events of the immediate postwar years in just a few chapters. To my knowledge there is no book in any language that describes the whole continent – east and west – in detail during this crucial and turbulent time.

This book is a partial attempt to rectify this situation. It shall not, as so many other books have done, seek to explain how the continent eventually rose from the ashes and attempted to rebuild itself physically, economically and morally. It will not concentrate on the Nuremberg trials, or the Marshall Plan, or any of the other attempts to heal the wounds that had been created by the war. Instead it is concerned with the period before such attempts at rehabilitation were even a possibility, when most of Europe was still extremely volatile, and violence could flare up once again at the slightest provocation. In a sense it is attempting the impossible – to describe chaos. It will do so by picking out different elements in that chaos, and by suggesting ways in which these were linked by common themes.

One of my main aims in writing this book was to break away from the narrow Western view that tends to dominate most writing on the period. For decades books about the aftermath of the war have focused on events in western Europe, largely because information about the east was not readily available, even in eastern Europe itself. Since the break-up of the Soviet Union and its satellite states this information has become more available, but it still tends to be obscure, and generally appears only in academic books and journals, often only in the language of the originator. So while much pioneering work has been done by Polish, Czech or Hungarian writers it has remained accessible only in Polish, Czech or Hungarian. It has also remained, largely, in the hands of academics – which brings me to another purpose of this book: to bring the period to life for the general reader.

My final, and perhaps most important, purpose is to clear a path through the labyrinth of myths that have been propagated about the aftermath of the war. Many of the ‘massacres’ I have investigated turn out, on closer inspection, to be far less dramatic than they are usually portrayed. Equally, some quite astonishing atrocities have been hushed up, or simply lost in the sweep of other historical events. While it might be impossible to earth the exact truth behind some of these incidents, it is at least possible to remove some of the untruths.

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