Category Archives: war

Gaddis on Mao vs. Khrushchev

The Americans’ difficulties in dealing with de Gaulle … paled in comparison to those Khrushchev encountered in trying to manage Mao Zedong. The sources of Sino-Soviet tension lay, first, in the long history of hostility between Russia and China, which commitment to a common ideology had only partially overcome: Khrushchev and Mao had all the instincts and prejudices of nationalists, however much they might be communists. Stalin’s legacy also posed problems. Mao had defended the dead dictator when Khrushchev attacked him in 1956, but the Chinese leader also cultivated—and frequently displayed—his memory of each of Stalin’s slights, affronts, or insults. It was as if Stalin had become a tool for Mao, to be used when necessary to bolster his own authority, but also to be rejected when required to invoke the dangers of Soviet hegemony. At the same time, Mao treated Khrushchev as a superficial upstart, neglecting no opportunity to confound him with petty humiliations, cryptic pronouncements, and veiled provocations. Khrushchev could “never be sure what Mao meant…. I believed in him and he was playing with me.”

Mao did so, at least in part, because picking fights abroad—whether with adversaries or allies—was a way to maintain unity at home, a major priority as he launched the Great Leap Forward. That had been one of the reasons for the second offshore island crisis, which had brought China to the brink of war with the United States during the summer of 1958. But Mao had already by then picked a separate fight with the Soviet Union. The Russians had made the mistake of proposing the construction of a long-wave radio station on the China coast, together with the establishment of a joint Sino-Soviet submarine flotilla. Mao responded furiously. “You never trust the Chinese!” he complained to the Soviet ambassador. Moscow might as well be demanding joint ownership of “our army, navy, air force, industry, agriculture, culture, education…. With a few atomic bombs, you think you are in a position to control us.”

When Khrushchev hastened to Beijing to try to smooth things over, Mao accused him of having lost his revolutionary edge. “[W]e obviously have the advantage over our enemies,” Mao told him, having already put the imperfectly aquatic Khrushchev at a disadvantage by receiving him in a swimming pool. “All you have to do is provoke the Americans into military action, and I’ll give you as many divisions as you need to crush them.” Struggling to remain afloat, Khrushchev tried to explain “that one or two missiles could turn all the divisions in China to dust.” But Mao “wouldn’t even listen to my arguments and obviously regarded me as a coward.”

Defying the logic of balancing power within the international system, Mao sought a different kind of equilibrium: a world filled with danger, whether from the United States or the Soviet Union or both, could minimize the risk that rivals within China might challenge his rule. The strategy succeeded brilliantly. Despite a degree of mismanagement unparalleled in modern history—if such a euphemism can characterize policies that caused so many of his countrymen to starve to death during the Great Leap Forward—Mao survived as China’s “great helmsman.” What did not survive was the Sino-Soviet alliance, which had, as far as Mao was concerned, outlived its usefulness. Khrushchev, fearing the implications, tried desperately to reconstitute it right up to the moment he was deposed in 1964, despite repeated insults, rebuffs, and even instances of deliberate sabotage from Mao. But in the end even he had to admit—revealingly—that “it was getting harder and harder to view China through the eager and innocent eyes of a child.”

How was it, then, that de Gaulle and Mao, the leaders of medium powers, were able to treat the superpowers in this way? Why were the traditional forms of power itself—military strength, economic capacity, geographical reach—so useless in this situation? Part of the answer has to do with the new kind of power balancing that was taking place here: de Gaulle’s strategy of “defense in all directions” was not that different from Mao’s of giving offense in all directions. Both saw in the defiance of external authority a way to enhance their own internal legitimacy. Both sought to rebuild national self-esteem: that required, they believed, the thumbing of noses, even the biting of hands that had previously provided food and other forms of sustenance.

SOURCE: The Cold War: A New History, by John Lewis Gaddis (Penguin, 2005), pp. 140-142

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The Two Koreas: Cold War Tails Wagging Dogs

“NON-ALIGNMENT” was not the only weapon available to small powers seeking to expand their autonomy while living in the shadow of superpowers: so too was the possibility of collapse. There was no way that staunch anti-communists like Syngman Rhee in South Korea, Chiang Kai-shek on Taiwan, or Ngo Dinh Diem in South Vietnam could plausibly threaten to defect to the other side (although Diem, desperate to hang on to power as the Americans were abandoning him in 1963, did implausibly attempt to open negotiations with the North Vietnamese). Nor could such dedicated anti-capitalists as Kim Il-sung in North Korea or Ho Chi Minh in North Vietnam credibly raise the prospect of alignment with the United States. What they could do, though, was encourage fears that their regimes might fall if their respective superpower sponsors did not support them. The “dominos” found it useful, from time to time, to advertise a propensity to topple.

Korea’s history after the Korean War provides a clear example. Rhee had adamantly opposed the 1953 armistice that left his country divided, and in an effort to sabotage it, had released thousands of North Korean prisoners-of-war so that they could not be sent home against their will. Washington was as outraged by this as was Pyongyang, for Rhee acted on his own. He did not succeed in scrapping the armistice, but he did signal the Eisenhower administration that being a dependent ally would not necessarily make him an obedient ally. His most effective argument was that if the United States did not support him—and the repressive regime he was imposing on South Korea—that country would collapse, and the Americans would be in far worse shape on the Korean peninsula than if they had swallowed their scruples and assisted him.

It was a persuasive case, because there was no obvious alternative to Rhee. The United States could “do all sorts of things to suggest … that we might very well be prepared to leave Korea,” Eisenhower noted gloomily, “but the truth of the matter was, of course, that we couldn’t actually leave.” And so Rhee got a bilateral security treaty, together with a commitment from Washington to keep American troops in South Korea for as long as they were needed to ensure that country’s safety. This meant that the United States was defending an authoritarian regime, because Rhee had little patience with, or interest in, democratic procedures. South Korea was what he, not the Americans, wanted it to be, and to get his way Rhee devised a compelling form of Cold War blackmail: if you push me too hard, my government will fall, and you’ll be sorry.

The Soviet Union, it is now clear, had a similar experience with Kim Il-sung in North Korea. He was allowed to build a Stalinist state, with its own cult of personality centered on himself, at just the time when Khrushchev was condemning such perversions of Marxism-Leninism elsewhere. That country became, as a result, increasingly isolated, authoritarian—and yet totally dependent on economic and military support from the rest of the communist world. It was hardly the result Khrushchev or his successors would have designed, had they had the opportunity. They did not, however, because Kim could counter each suggestion for reform with the claim that it would destabilize his government, and thereby hand victory to the South Koreans and the Americans. “[I]n the interests of our common tasks, we must sometimes overlook their stupidities,” one Soviet official explained in 1973. Both Washington and Moscow therefore wound up supporting Korean allies who were embarrassments to them. It was a curious outcome to the Korean War, and another reminder of the extent to which the weak, during the Cold War, managed to obtain power over the strong.

SOURCE: The Cold War: A New History, by John Lewis Gaddis (Penguin, 2005), pp. 129-130

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Truman’s Other Atomic Initiative

Harry S. Truman claimed, for the rest of his life [after ordering that nuclear weapons be used in warfare], to have lost no sleep over his decision, but his behavior suggests otherwise. On the day the bomb was first tested in the New Mexico desert he wrote a note to himself speculating that “machines are ahead of morals by some centuries, and when morals catch up perhaps there’ll be no reason for any of it.” A year later he placed his concerns in a broader context: “[T]he human animal and his emotions change not much from age to age. He must change now or he faces absolute and complete destruction and maybe the insect age or an atmosphereless planet will succeed him.” “It is a terrible thing,” he told a group of advisers in 1948, “to order the use of something that … is so terribly destructive, destructive beyond anything we have ever had…. So we have got to treat this differently from rifles and cannon and ordinary things like that.”

The words were prosaic—Truman was a matter-of-fact man—but the implications were revolutionary. Political leaders had almost always in the past left it to their military chiefs to decide the weapons to be used in fighting wars, regardless of how much destruction they might cause. Clausewitz’s warnings had done little over the years to alter this tendency. Lincoln gave his generals a free hand to do whatever it took to defeat the Confederacy: well over 600,000 Americans died before their Civil War came to an end. Civilians imposed few constraints on militaries in World War I, with devastating consequences: some 21,000 British troops died in a single day—most of them in a single hour—at the Battle of the Somme. Anglo-American strategic bombing produced civilian casualties running into the tens of thousands on many nights during World War II, without anyone awakening Churchill or Roosevelt each time this happened. And Truman himself had left it to the Army Air Force to determine when and where the first atomic weapons would be dropped: the names “Hiroshima” and “Nagasaki” were no more familiar to him, before the bombs fell, than they were to anyone else.

After that happened, though, Truman demanded a sharp break from past practice. He insisted that a civilian agency, not the military, control access to atomic bombs and their further development. He also proposed, in 1946, turning all such weapons and the means of producing them over to the newly established United Nations—although under the Baruch Plan (named for elder statesman Bernard Baruch, who presented it) the Americans would not relinquish their monopoly until a foolproof system of international inspections was in place. In the meantime, and despite repeated requests from his increasingly frustrated war planners, Truman refused to clarify the circumstances in which they could count on using atomic bombs in any future war. That decision would remain a presidential prerogative: he did not want “some dashing lieutenant colonel decid[ing] when would be the proper time to drop one.”

There were elements of illogic in Truman’s position. It made integrating nuclear weapons into existing armed forces impossible. It left unclear how the American atomic monopoly might be used to induce greater political cooperation from the Soviet Union. It impeded attempts to make deterrence work: the administration expected its new weapons to keep Stalin from exploiting the Red Army’s manpower advantage in Europe, but with the Pentagon excluded from even basic information about the number and capabilities of these devices, it was not at all apparent how this was to happen. It is likely, indeed, that during the first few years of the postwar era, Soviet intelligence knew more about American atomic bombs than the United States Joint Chiefs of Staff did. Moscow’s spies—having penetrated the top levels of the British intelligence establishment—were that good, while Truman’s determination to maintain civilian supremacy over his own military establishment was that strong.

In the long run, these lapses proved less important than the precedent Truman set. For by denying the military control over atomic weapons, he reasserted civilian authority over how wars were to be fought. Without ever having read Clausewitz—at least as far as we know—the president revived that strategist’s great principle that war must be the instrument of politics, rather than the other way around. Little in Truman’s background would have predicted this outcome. His military experience was that of a World War I artillery captain. He had been a failed businessman, and a successful but unremarkable politician. He would never have reached the presidency had Roosevelt not plucked him from the Senate to be his vice-presidential running mate in 1944, and then died.

But Truman did have one unique qualification for demanding a return to Clausewitz: after August, 1945, he had the ability, by issuing a single order, to bring about more death and destruction than any other individual in history had ever been able to accomplish. That stark fact caused this ordinary man to do an extraordinary thing. He reversed a pattern in human behavior so ancient that its origins lay shrouded in the mists of time: that when weapons are developed, they will be used.

SOURCE: The Cold War: A New History, by John Lewis Gaddis (Penguin, 2005), pp. 53-55 (multiple reviews here)

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WW2 Interservice Rivalry in the U.S. and Japan

Interservice rivalry existed in Tokyo, to be sure, but on the fighting front both services cooperated fully, as was evident in Malaya, where General Tomoyuki Yamashita and Admiral Jisaburo Ozawa displayed perfect teamwork. In the Guadalcanal operations, also, the Japanese Army and Navy cooperated.

The Americans at the front, however, did not yield to each other. One conspicuous example of this occurred when an emergency policy conference was held on 4 September 1942 at Noumea to discuss the Japanese counteroffensive, which was endangering the American forward lines. Present at the conference were Admiral Nimitz, CINCPAC; General Arnold, Air Force Chief of Staff; Admiral Ghormley, Commander in Chief, South Pacific; General Sutherland, Chief of Staff, Far Eastern Army; and General Turner, Commandant of Marine Corps. General MacArthur refused to come to the meeting. When Admiral Nimitz asked General MacArthur for 10,000 soldiers as reinforcements, MacArthur turned down the request, saying that he could not divert a single man from the New Guinea operations—even though he then had 55,000 men under his command. When MacArthur in turn asked Admiral Nimitz for a fleet with two carriers, one Marine division, and a squadron of large bombers for his northward operations, Nimitz refused and explained that operations at Guadalcanal would not permit such a diversion of his forces.

When the situation at Guadalcanal became critical for the United States, President Roosevelt finally took direct measures to dissolve the interservice rivalry. On 24 October 1942 he sent an emergency order, as Commander in Chief of the Armed Forces, directing the immediate reinforcement of Guadalcanal….

Turning to Japan, we see a different kind of rivalry. The battle of the Solomons was fought mainly by the Naval Air Force. Plane losses ran to the staggering total of 7,000. The nation’s capacity for plane production should have been mobilized to replenish these losses. The Army, however, insisted on one half of all aircraft production for its own use. Since the Army Air Force had sustained no losses in the Solomons, it should have relinquished its quota to the Navy, but it did not. Two decades earlier, when the Navy under Admiral Tomosaburo Kato was feverishly trying to build its 8-8 Fleet, the Minister of War, General Giichi Tanaka, offered to divert part of his appropriations to assist the Navy’s expansion. Such understanding and cooperation, however, could not be expected from the Army leadership of General Tojo. The Navy’s antipathy toward Tojo was extreme, and men in the Navy Ministry were correspondingly disturbed by their weak leadership in Admiral Shigetaro Shimada. In the United States, harmony prevailed at the highest level of command, while discord erupted between field commanders. In Japan, on the other hand, there was harmony among field commanders of both various services, but disunity and friction at General Headquarters.

Meanwhile, the scheduled offensives were launched by Admiral Nimitz in the Gilberts and the Marshalls, and by General MacArthur in New Guinea. Japan had no way of knowing which was the main offensive line. She abandoned the Solomons operations, gave up her outer perimeters, and was forced to withdraw to an inner defensive line along the Marianas and the Philippines. This forced withdrawal left Japan with makeshift lines which were indefensible. If she had been content with these inner defensive lines in the first place, and had devoted her efforts to establishing strong positions along these lines, she would have given a much better account of herself.

SOURCE: The End of the Imperial Japanese Navy, by Masanori Ito, trans. by Andrew Y. Kuroda and Roger Pineau (Jove Books, 1984), pp. 88-92

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Dancing Destroyers and Submersible Freighters, 1942–43

In November [1942] there were on Guadalcanal nearly 15,000 Japanese officers and men, thousands of whom were incapacitated by sickness—malaria, stomach disorder, malnutrition. All day they had to fight against steadily growing enemy land forces. At night they were engaged in receiving such food, ammunition, stores, and medical supplies as might be brought in by fast destroyers or submarines. The “grocery runs” were made at full speed, under cover of darkness on moonless nights.

In hope of avoiding air attacks, Japanese destroyers stayed by day at Shortland Bay in Bougainville. Yet even there they were subjected to bombing attacks by the far-ranging American planes. These regular bombings were dubbed teikibin [定期便], meaning scheduled runs.

When the air-raid alarm sounded, all ships would get underway and maneuver violently, swinging their bows hard left or right to dodge the falling bombs. These attacks came so frequently and regularly that the destroyer skippers began to look forward to them as a chance for practicing evasive tactics. Admiral Tomiji Koyanagi, commander of the destroyer squadrons, nicknamed these evasive maneuvers the “Bon Dance” because of their left and right swinging movements, so reminiscent of the dancing in the annual Bon Festival of Lanterns. The dance of the destroyers was laughable, if one could ignore the deadly consequences of a misstep….

Deplorable as was this destroyer situation, the story of misused submarines is even sorrier.

When first-line submarines were employed almost exclusively in the demeaning task of supply operations, the war for Japan on a gloomy aspect despite many great naval victories.

Early in the effort of supplying Guadalcanal by surface ship, it was realized that nocturnal destroyer runs could not bring in enough material. Accordingly, submarines were detailed to the same task. As need for supplies increased, more submarines were assigned until, by January 1943, thirty-eight submarines were eventually involved. This “submerged freight service” cost Japan the loss of 20 submarines and their seasoned crews. During this period another four submarines were sunk in the Solomons area while on regular patrol. The loss of 24 submarines in a few short months was bad enough, but it was especially painful that 20 of these aggressive fighting machines should be lost in the course of nonaggressive operations for which they were never intended.

Submarines assigned to this duty were stripped of all torpedoes, shells, and guns to make room for supplies. Crews were dejected when informed of their mission, even though they realized the importance of bringing needed materials to Guadalcanal. It was a further blow to morale when the crews witnessed enemy submarines, on proper offensive missions in the same area, attacking our ships and disrupting our supply lines.

Quite naturally our submariners felt that their proper and primary task was to cut off the line of supply between the mainland of the United States and Guadalcanal, or to attack the line of communication between Guadalcanal and Australia. Disruption of the enemy’s line of communication to Guadalcanal—so much more extended than that of Japan—would have been far easier for Japanese submarines had they been allowed to pursue their proper function. And it would also have been far more profitable to the Japanese war effort.

With only three Japanese submarines engaged in offensive operations around Guadalcanal, it is to their great credit that they succeeded in sinking the enemy aircraft carrier Wasp. The poor showing of Japanese submarines in World War II, as compared with those of Germany and the United States, must be attributed in major part to their unwise employment in late 1942 and early 1943.

If the thirty-odd Japanese submarines available in the Solomons had been mobilized offensively to the east and south of Guadalcanal they could have seriously disrupted enemy convoys and been a great threat to the supply strategy of the United States. When Japanese submarines were finally released from logistic support operations and resumed regular offensive tasks, there was a marked increase in their effectiveness against enemy ships.

SOURCE: The End of the Imperial Japanese Navy, by Masanori Ito, trans. by Andrew Y. Kuroda and Roger Pineau (Jove Books, 1984), pp. 79-83

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Wordcatcher Tales: Rengou Kantai, Ketteisen

The other old mass-market paperback that I recently bought for $1.39 was The End of the Imperial Japanese Navy, by Masanori Ito (1956), translated by Andrew Y. Kuroda and Roger Pineau (1962). It offers an interesting critical retrospective on the Pacific War from the point of view of the Japanese Navy’s high command. It also offers a chance to combine book excerpts with Wordcatcher Tales.

聯合艦隊 rengou kantai – 聯合 rengou ‘combined, united’ has now been simplified to 連合. The first character also occurs in the abbreviated name of the old Soviet Union (ソ連 soren [so- is short for sobietto ‘Soviet’]) and in the translation of United Kingdom (連合王国 rengou oukoku). The second word, which can mean either ‘fleet’ (if large) or ‘squadron’ (if small) is composed of 艦 kan ‘warship’ and 隊 tai ‘squad, troop’. In Japanese, navy submarines are warships, not “boats”: 潜水艦 sensuikan ‘submerge-water-warship’. The 隊 tai can also translate ‘corps’, as in 挺身隊 teishintai ‘volunteer (lit. ‘offer-body’) corps’, which is the standard term for the military ‘comfort women‘ in Korean (chŏngshindae).

TO THE JAPANESE PEOPLE “Rengo Kantai” is a familiar and honored term meaning “Combined Fleet.” When World War II began, the Japanese Navy—the third most powerful in the world—included some of the mightiest ships in naval history and was a force worthy of the pride and trust of the Japanese people. Then, in less than four years, this great war machine fell from glory to oblivion. Of ten battleships riding in Hiroshima Bay in December, 1941, nine were sunk. The lone survivor, Nagato, died at Bikini Island as a target in an atomic bomb test.

As early as the spring of 1946, Bungei Shunju magazine urged me to write of the last days of the Combined Fleet. I refused because I did not wish to disturb the dead bodies of my friends. Even if I had forced myself to write, I would not then have been able to assemble all the material now available to me. In the years since Japan’s defeat, the war-troubled mind of the people has been calmed, but I find that there is still nostalgia for the Combined Fleet in many hearts. It was at the request of Japanese readers that my newspaper articles were assembled into this book.

Movements to romanize our language may some day succeed [!!], but the ideographs for Rengo Kantai [聯合艦隊] will always stir Japanese hearts, just as do some of Admiral Heihachiro Togo‘s famous words. His dispatch as battle was about to be joined at Tsushima Strait: “The enemy has been sighted; the Combined Fleet is moving to annihilate him. The waves are high but the day is clear.” [pp. 1-2]

決定戦 ketteisen ‘decisive battle, showdown’ – The components are 決める kimeru ‘to decide’, as in the Sino-Japanese compound 解決 kaiketsu ‘solution, settlement’; 定める sadameru ‘to decide, fix’, as in the compound 定食 teishoku ‘set meal’; and 戦う tatakau ‘to fight’, as in the compound 戦争 sensou ‘war’. The term can refer to any kind of decisive showdown, whether between sumo wrestlers, gameshow contestants, or dinosaurs.

Army leaders in Japan believed that the United States could be easily defeated. But Admirals Yamamoto and Nagano knew the temper, traits, and character of the American people, as well as the military history of the country, and they had no illusions of an easy victory for Japan.

Their hope was that Japan might quickly achieve such overwhelming successes that the United States would accept a compromise peace. There was risk involved, but Yamamoto decided in favor of decisive battle. The question then remained as to where the battle should be fought. The Naval General Staff hoped that it could be in the Solomons.

The Solomon Islands, stretching southeasterly from Rabaul to Guadalcanal, could provide valuable bases for the Japanese fleet. The General Staff figured that seizure of these islands would constitute such a threat to Allied lines of communications that the United States Navy would oppose their occupation, and could then be annihilated. This concept depended heavily on the enemy’s rising to the bait. If the enemy shied from decisive battle in the Solomons, Japan would be faced with a long war.

Admiral Yamamoto, on the other hand, advocated Midway as the battleground. He reasoned that Japanese occupation of Midway and the Aleutians (all part of the same operation plan), would guarantee a challenge from the United States Navy. He felt that Americans could accept the fall of Guam and Wake, but that they would not tolerate Japan’s advance beyond the 180th meridian. He also felt that his Midway plan had a better chance of success than the Solomons strategy.

The Midway strategy, however, involved a greater risk. The distance from Japan’s Inland Sea to Midway is more than twice the distance from Pearl Harbor to Midway. Midway’s comparative proximity to Pearl Harbor would make it extremely difficult, if not impossible, for Japan to support an island garrison. The chance was very great that the enemy could easily recapture the atoll.

But Admiral Yamamoto argued that the opportunity for a decisive battle must be expected to entail risk. Midway should be seized. If the enemy came out to regain the island, Japan’s long-sought opportunity would be provided. A fleet-opposed action of Japan’s choosing would lead the way to another “Pearl Harbor,” in which, this time, enemy aircraft carriers could be destroyed. With the U.S. Navy’s strength divided between the Atlantic and Pacific Oceans, Yamamoto felt that the Pacific half would fall easy victim to the concentrated Combined Fleet of Imperial Japan. [pp. 52-53]

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Operation Bismarck Sea, 2–4 March 1943

One reason I’ve been posting a bit less is that I’ve been reading a book that is not very bloggable—Operation Bismarck Sea, by Lawrence Cortesi (Major Books, 1977)—which I picked up for $1.39 at a used book store. It interested me because it describes a major air–sea battle in the area of Papua New Guinea in which I did fieldwork in 1976, and where I heard many stories about the Pacific War in that neighborhood. I shan’t keep it. There are much better resources online these days.

The little mass-market paperback book has all the accuracy of a TV docudrama by Ollie North. In other words, it has lots of accurate and fascinating facts and figures, but it’s quite one-sided. Among the earliest tipoffs that the Japanese side was badly misrepresented was the improbable name Yukata Tishayuna, a fictional captain subordinate to the real admiral Masatomi Kimura (citing the names in English order). That, plus the fact that the captain addresses his superior as the ‘Honorable Kimura’, and the Japanese speak in orientalized clichés:

“Before the first buds of cherry blossoms seek the sunlight of spring,” the aide said, “we shall destroy the cancer at Wau.”

“Banzai,” Okabe answered softly with a grin.

Other names are also screwed up: a Japanese ship named Arishio (蟻潮 ‘ant tide’?) instead of Arashio (荒潮 ‘rough tide’); and an island called Undoi instead of Umboi (the former somehow distinguished from Rooke Island, the latter synonymous with Rooke Island, and also known as Siassi Island).

Nevertheless, there is one passage that seems worth quoting on pp. 182-183:

The Imperial Japanese Staff had always been too cautious, even when they possessed far superior numbers. They were never willing to commit more troops or planes or ships than necessary, especially in air and sea battles.

At Pearl Harbor, the Japanese had come up short of a true knockout blow because they were too cautious to move in for the kill and perhaps occupy the Hawaiian Islands. In the Battle of the Coral Sea, though their forces far outnumbered the understrength Allies, they retired after suffering the loss of a single carrier, even though they had sunk two American carriers. In the Battle of Midway, although Japan’s air and sea units had suffered losses, they still had a formidable, unscathed striking force in the area; but instead of pressing on against the depleted American carrier force, they again retired.

The same might be said of the Solomons campaign. Japanese caution was the major reason for American success at Guadalcanal. In most of the naval fights during the Solomon campaign, the Japanese task forces did more damage to the American navy than the Americans had meted out. Yet, after successful naval engagements, such as the Battles of Savo Island or Cape Esperance, the Japanese naval units retired after their victories instead of pressing forward. As a result, they had allowed the American navy to lick its wounds and regain its strength.

As to Japan’s aerial strategy, the worst kind of caution prevailed. While American pilots were generally superior to Japanese pilots, and while the American P-38 was superior to the Hamp and Zero fighter plane, the Japanese could muster many more planes. Further, they were superior to the earlier P-39 and P-40 used by the American air force prior to 1943. Yet they never sent more than a squadron or two of fighter planes into an aerial engagement. They thus allowed even terms to inferior numbers of Allied army and navy units, which could rarely muster more than a squadron or two of planes to meet a Japanese challenge. So, because of the superior training of Allied airmen, the Allied pilots usually defeated their opponents.

The Japanese also followed this caution in the use of their bombers. Hundreds of Sally and Betty bombers sat on the many Japanese air bases in the Bismarck Archipelago, especially at Rabaul. Yet they rarely committed more than 20 or 30 bombers to an air attack against an Allied base. Against navy ships, the Japanese only used their light naval fighter-bombers. They rarely sent their heavy and medium bombers that were only a stone’s throw from the Ironbottom Strait [or Sound] in the Solomons where most of the action took place during the Guadalcanal operation. The biggest raid ever conducted by the Japanese in the Southwest Pacific was the 5-plane raid on Port Moresby in February, 1942.

At the conference in Rabaul in February 1943, where the Japanese staff planned operation 157, Admiral Junichi Kasaka of the Imperial Eleventh Naval Air Fleet, boasted of his great airpower. He could count hundreds of planes scattered among the various Japanese airfields in the Bismarck Archipelago. Why then, didn’t Admiral Kasaka maintain a cover of a hundred or even two-hundred planes over the convoy all the way from Rabaul to the Huon Gulf? Kasaka’s land-based aircraft were never more than an hour or two from the route of Kimura’s convoy. And, ironically, Kasaka did maintain heavy air cover over the convoy during the early part of the voyage, when the convoy was far into the Bismarck Sea and out of range of Allied medium or light bombers. But he failed to maintain this cover as the convoy neared Huon Gulf, within range of any Allied plane in New Guinea.

Moreover, Admiral Gunichi Mikawa, commander of the Eighth Outer Sea Fleet, could proclaim that he had all but chased the American navy from the Bismarck Archipelago because of his superior numbers in naval ships. Why then, didn’t he allot one or even two aircraft carriers to escort the hugely important 22-ship convoy into Lae? Again, because the Japanese had an obsession with safeguarding their heavy strength. They kept planes and ships ever in reserve for future emergency.

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Wordcatcher Tales: Iwo, Kakka, Kisamara

Yesterday I went to see the best Japanese movie I’ve seen in a long time: Clint Eastwood’s Letters from Iwo Jima (硫黄島からの手紙). Although Eastwood deserves the lion’s share of the credit, and the Japanese actors were excellent (especially the leads, veteran Watanabe Ken as the commanding general and boyband star Ninomiya Kazunari as the slacker private), I appreciated above all the superb screenwriting by Iris Yamashita, who did an amazing job of bridging linguistic and cultural gaps. The wording of the Japanese dialogue and the English subtitles often diverged radically in order to make each appropriate to the context. Here are a few of the divergences.

硫黄 iou (also ryuuou, yuou) ‘sulphur, brimstone’ – Note that there is no /w/ in the current Japanese pronunciation of this most appropriate name for an island in the Volcano Archipelago (火山列島 Kazan Rettou) that was hell on earth for the men who fought there.

UPDATE: The Mandarin Chinese reading for this compound is liúhuáng. The second character, optional in many contexts, means ‘yellow’, but in this compound it is sometimes written with a ‘stone’ radical (硫磺). The regular Sino-Japanese match should be ryuukou (once written riu-kuwau), but both syllables of the island placename have suffered erosion: ryuu- > yuu- > yu- > i- and -kou > -ou.

閣下 kakka ‘(Your/His[/Her]) Excellency’ – The commanding general is both addressed and referred to as kakka, a term of great deference but not a military rank. I learned my first two Japanese military ranks while watching the Japanese-dubbed Adventures of Rin Tin Tin as a kid: 軍曹 gunsou ‘sergeant’ and 中尉 chuui ‘1st lieutenant’. In English, several of the names for the officer ranks come in pairs: 1st and 2nd lieutenant, lieutenant and lieutenant junior grade, colonel and lieutenant colonel, commander and lieutenant commander, and (my favorite) rear admiral upper half and rear admiral lower half. In Japanese (and Chinese and Korean, I believe), they come in groups of three, each coming in small, middle, and large size:

  • 少尉 shoui, 中尉 chuui, 大尉 taii for the company-grade officer ranks (USA/USN) ‘2nd lieutenant/ensign’, ‘1st lieutenant/lieutenant junior grade’, ‘captain/lieutenant’;
  • 少佐 shousa, 中佐 chuusa, 大佐 taisa for the field-grade officer ranks ‘major/lieutenant commander’, ‘lieutenant colonel/commander’, ‘colonel/captain’;
  • 少将 shoushou, 中将 chuushou, 大将 taishou (as in 将軍 shougun ‘general of an army’) for the general officer/flag officer ranks ‘major general/rear admiral (2 stars)’, ‘lieutenant general/vice admiral (3 stars)’, ‘general/admiral (4 stars)’.

The much more problematical in-between ranks of ‘brigadier/commodore‘ (with 1 star) are rendered by 准将 junshou ‘(lit.) quasi-general/semi-admiral’. In the U.S. Navy, commodores are now rear admirals (lower half).

貴様ら kisamara ‘you collective (derog.)’ – Japanese has a host of ways to translate English ‘you’. (See the useful summary at the end of the Yale Anime Society glossary.) The most common ones used in the military context of the movie were the gruff, male-bonding omae (お前, etymologically ‘honorable facing [person]’) and the familiar, superior-to-subordinate kimi (君, etymologically ‘lord’). The latter etymon is also the source of -kun, a familiar (usually male) equivalent of neutral -san ‘Mr., Ms.’ and polite -sama (様). As the derogation of 君 ‘lord’ attests, the most derogatory terms often have the most noble origins. And few terms of address have dropped farther down the scale of politeness than 貴様 ‘(lit.) exalted/sacred-sama‘, which is now best rendered in English as ‘you son-of-a-bitch, you bastard’, in other words, the ‘you’ that precedes a fight.

I had heard kisama many times, but had never heard it with its collective suffix -ra—the impolite equivalent of -tachi—until I heard abusive officers use it in the movie script to address troops about to be punished, in fact, troops about to be summarily executed in one episode. That got me thinking about the contexts appropriate for using -ra vs. -tachi. At one end of the scale, you would not combine highly derogatory kisama with a neutral collective marker: *kisama-tachi sounds socially bizarre. At the other end of the scale, you would not (except ironically) combine polite anata with impolite -ra in *anata-ra (although the less respectful anta-ra sort of works, for me anyway). However, either collective suffix seems to work on the gruff, male-bonding terms: omae-ra and omae-tachi both work for ‘you guys’, just as ore-ra and ore-tachi do for ‘us guys’.

UPDATE: Another tricky term of address I heard in the film was onore (己), which my electronic dictionary defines as either (1) ‘oneself’ (syn. jibun), (2) ‘you’ (syn. omae, anata), or (3) “Hey!; Damn it!; You son of a bitch!” [syn. kisama—J.]. In the film script, it was used by a gallant but kind-hearted commanding officer addressing his men after their situation was hopeless, telling them to do what they think is right (like Polonius: “to thine own self [onore] be true”), thus implicitly allowing them to choose surrender. The officer himself chose solitary suicide after being blinded by shrapnel.

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An Evasive Brother of Martyrs in Afghanistan

Seyyed Kerbalahi joined me after dinner. His real name was Rasul. He was called Kerbalahi, he explained, because he had been to Kerbala in Iraq to visit the sacred Shia shrine of Imam Hussein twice in the late 1950s, once for three months and once for five. I asked him why he had not completed the Haj by going on to Mecca.

“It would have been too expensive.”

“But Mecca is quite close to Kerbala by the time you have gone from Afghanistan to Iraq.”

“It would have been a seven-day trip so I came home.”

He tuned the radio to a Pakistani channel broadcasting in Urdu. “Can you understand Urdu?” I asked.

“No,” he said. “I have put it on for your benefit.”

He then began praying. Every minute or so, he interrupted his prayer to throw out a comment such as, “Later I will arrange for someone to dry your socks.” Then he would start his prayers again from the beginning. I suggested gently that he finish his prayers before we spoke.

“But a guest is ordained by God,” he said reprovingly.

“Thank you,” I replied. “Well, there was something I wanted to ask you …”

“I am praying. We should talk later.”When he had finished, he picked up a large Koran and began to mumble over it and then glanced up and asked if I had any photographs.

I handed him the pictures of my family. He frowned at them briefly and handed them back.

“I have walked here from Herat,” I said.

“I’m reading the Koran and your Farsi is not good enough for a conversation,” he replied.

We sat in silence till I decided to lie down and sleep.

At dawn he began his lengthy prayers again. By the time he had finished, a crowd of villagers had gathered in the guest room. Seyyed Kerbalahi picked up my Dari-English dictionary and began looking at it a page at a time. Usually people who wanted to be seen reading my dictionary knew which way up to hold it. Seyyed Kerbalahi didn’t.

He then moved to another position in the room, carefully opened a sandalwood box, and unwrapped a different copy of the Koran. The morning continued with rambling prayers, a little browsing of the Koran, and occasional bad-tempered visits to his balcony to tell anyone who wanted to see him that he was too busy with his religious devotions to be disturbed. I imagined this was the pattern of most of Seyyed Kerbalahi’s days.

Finally I took my leave. On my way out I noticed two faded photographs on the guest room wall.

“They are my brothers,” he said, “martyrs … One was killed in Lal and one on the path to Yakawlang.” They were not dressed like most martyrs as Mujahidin but in neat Russian dress uniforms.

SOURCE: The Places in Between, by Rory Stewart (Harcourt, 2004), pp. 218-219

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An Irreligious Holy Warrior in Afghanistan

We saw a young boy drawing water and Abdul Haq threatened to kill him. The boy cried. Then Abdul Haq laughed and said, “I drove over the edge of this road three years ago, in a jeep. We crashed into the ditch where the boy is whining. The other six people in the car were killed. But I was thrown over a wall and survived because God loves me.”

An hour later we had to cross the Hari Rud. I took off my boots and overtrousers, tied them around my neck, and waded into the cold water. The river—which in a year of normal rainfall would be impassable without a ferry boat—was now barely two feet deep. Without speaking, Abdul Haq stopped on the bank and stooped, and Qasim climbed onto his back. Then Abdul Haq stepped into the stream, roaring like a bullfrog with delight at his strength and the shock of the cold. Having deposited Qasim on the farther shore, he returned and Aziz clambered on. Midway across, Aziz dropped the sleeping bags. Abdul Haq put him down in the water and charged after the bobbing sacks. When he caught them, he spun and danced on the shore like a paper puppet caught in the wind, shouting, “Man Ghaatar Hastam” (I am a mule). On the flats ahead, a camel loped easily across the sharp gravel.

I opened a packet of Iranian orange cream cookies and offered them to Qasim. He took one, sighed heavily, said, “Allah-u-Akbar” (God is Great), and put it in his mouth.

Abdul Haq looked at me and winked. Qasim, the oldest and least open of my three companions, was also it seemed the most religious. Abdul Haq described himself as a Mujahid, a holy warrior, and his leader, Ismail Khan, had fought an Islamic crusade to expel the atheist Russians before implementing Sharia law in Herat. But Abdul Haq was not very religious. In Iran young city types had talked to me about Nietzsche and said they were atheists. I never met an Afghan who called himself an atheist and Abdul Haq had never heard of Nietzsche. But during the time I was with Abdul Haq, he never prayed, never fasted, never paid a religious tithe, and had no intention of going on a pilgrimage to Mecca. Generally I only heard him refer to God when he fired his Kalashnikov. Then he would sing “Allah-u-Akbar” like a full-throated muezzin in the dawn call to prayer.

Abdul Haq took the packet of cookies from my hands, tipped it out onto a cloth to encourage us to eat more, and threw the wrapper over his shoulder. It was the only piece of trash on the desert plain and the silver foil glittered fiercely among the gentler colors of the soil.

SOURCE: The Places in Between, by Rory Stewart (Harcourt, 2004), pp. 76-77

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