Category Archives: USSR

Hidden Turning Points in the Cold War, 1970s

Most experts would probably have agreed that [the global balance of power] had been tilting in Moscow’s favor through most of the 1970s. The United States had acknowledged strategic parity with the Soviet Union in SALT I, while that country had claimed the right, through the Brezhnev Doctrine, to resist all challenges to Marxism-Leninism wherever they might occur. Despite Kissinger’s success in excluding the Russians from the Egyptian-Israeli peace negotiations, the 1973 war had triggered an Arab oil embargo, followed by price increases that would stagger western economies for the rest of the decade. Meanwhile the U.S.S.R., a major oil exporter, was raking in huge profits. That made it possible to hold military spending steady as a percentage of gross national product during the 1970s, perhaps even to increase it—at a time when the equivalent United States budget, for reasons relating to both economics and politics, was being cut in half.

Americans seemed mired in endless arguments with themselves, first over the Vietnam War, then Watergate, then, during Carter’s presidency, over charges that he had failed to protect important allies like the Shah of Iran or Anastasio Somoza, the Nicaraguan dictator whose government fell to the Marxist Sandinistas in the summer of 1979. The low point came in November of that year when Iranians invaded the United States embassy in Teheran, taking several dozen diplomats and military guards hostage. This humiliation, closely followed by the Soviet invasion of Afghanistan a few weeks later, made it seem as though Washington was on the defensive everywhere, and Moscow was on a roll. Kissinger captured the prevailing pessimism when he acknowledged in the first volume of his memoirs, published that year, that “our relative position was bound to decline as the USSR recovered from World War II. Our military and diplomatic position was never more favorable than at the very beginning of the containment policy in the late 1940s.”

In this instance, though, Kissinger’s shrewdness as a historian deserted him. For it has long since been clear—and should have been clearer at the time—that the Soviet Union and its Warsaw Pact allies were on the path to decline, and that detente was concealing their difficulties. One hint of this came as early as March, 1970, when in the spirit of Ostpolitik the East German authorities invited West German Chancellor Brandt to visit Erfurt, unwisely giving him a hotel room with a window overlooking a public square. To their intense embarrassment, hundreds of East Germans gathered under it to cheer their visitor: “[T]he preparation for the Erfurt meeting,” party officials admitted, “was not fully recognized as a key component in the class conflict between socialism and imperialism.”

More serious signs of discontent arose in Poland the following December, when protests over food prices led the army to fire on and kill dozens of striking workers in Gdansk and Gdynia. Significantly, this crisis did not lead Moscow to invoke the Brezhnev Doctrine: instead Soviet leaders ordered an increase in the production of consumer goods—and they approved imports of food and technology from Western Europe and the United States. This made stability in the region contingent not on the use of military force, but rather on the willingness of capitalists to extend credit, a striking vulnerability for Marxist-Leninist regimes.

Nor was the oil windfall without its downside. The Soviet Union chose to pass along price increases to the Eastern Europeans: this led to a doubling of their oil costs within a year. While not as dramatic as the increases the West faced, the unanticipated expenses undercut the improvements in living standards Moscow had hoped to achieve. Meanwhile, swelling oil revenues were diminishing incentives for Soviet planners to make their own economy more productive. It was no source of strength for the U.S.S.R. to be sustaining a defense burden that may well have been three times that of the United States by the end of the 1970s, when its gross domestic product was only about one-sixth the size of its American counterpart. “[W]e were arming ourselves like addicts,” Arbatov recalled, “without any apparent political need.” And oil fueled the addiction.

From this perspective, then, the Soviet Union’s support for Marxist revolutionaries in Africa, its SS-20 deployment, and its invasion of Afghanistan look less like a coordinated strategy to shift the global balance of power and more like the absence of any strategy at all. For what kind of logic assumes the permanence of unexpected windfalls? What kind of regime provokes those upon whom it has become economically dependent? What kind of leadership, for that matter, commits itself to the defense of human rights—as at Helsinki in 1975—but then is surprised when its own citizens claim such rights? The U.S.S.R. under Brezhnev’s faltering rule had become incapable of performing the most fundamental task of any effective strategy: the efficient use of available means to accomplish chosen ends. That left the field open for leaders elsewhere who were capable of such things.

SOURCE: The Cold War: A New History, by John Lewis Gaddis (Penguin, 2005), pp. 212-214

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Gaddis on Mao vs. Khrushchev

The Americans’ difficulties in dealing with de Gaulle … paled in comparison to those Khrushchev encountered in trying to manage Mao Zedong. The sources of Sino-Soviet tension lay, first, in the long history of hostility between Russia and China, which commitment to a common ideology had only partially overcome: Khrushchev and Mao had all the instincts and prejudices of nationalists, however much they might be communists. Stalin’s legacy also posed problems. Mao had defended the dead dictator when Khrushchev attacked him in 1956, but the Chinese leader also cultivated—and frequently displayed—his memory of each of Stalin’s slights, affronts, or insults. It was as if Stalin had become a tool for Mao, to be used when necessary to bolster his own authority, but also to be rejected when required to invoke the dangers of Soviet hegemony. At the same time, Mao treated Khrushchev as a superficial upstart, neglecting no opportunity to confound him with petty humiliations, cryptic pronouncements, and veiled provocations. Khrushchev could “never be sure what Mao meant…. I believed in him and he was playing with me.”

Mao did so, at least in part, because picking fights abroad—whether with adversaries or allies—was a way to maintain unity at home, a major priority as he launched the Great Leap Forward. That had been one of the reasons for the second offshore island crisis, which had brought China to the brink of war with the United States during the summer of 1958. But Mao had already by then picked a separate fight with the Soviet Union. The Russians had made the mistake of proposing the construction of a long-wave radio station on the China coast, together with the establishment of a joint Sino-Soviet submarine flotilla. Mao responded furiously. “You never trust the Chinese!” he complained to the Soviet ambassador. Moscow might as well be demanding joint ownership of “our army, navy, air force, industry, agriculture, culture, education…. With a few atomic bombs, you think you are in a position to control us.”

When Khrushchev hastened to Beijing to try to smooth things over, Mao accused him of having lost his revolutionary edge. “[W]e obviously have the advantage over our enemies,” Mao told him, having already put the imperfectly aquatic Khrushchev at a disadvantage by receiving him in a swimming pool. “All you have to do is provoke the Americans into military action, and I’ll give you as many divisions as you need to crush them.” Struggling to remain afloat, Khrushchev tried to explain “that one or two missiles could turn all the divisions in China to dust.” But Mao “wouldn’t even listen to my arguments and obviously regarded me as a coward.”

Defying the logic of balancing power within the international system, Mao sought a different kind of equilibrium: a world filled with danger, whether from the United States or the Soviet Union or both, could minimize the risk that rivals within China might challenge his rule. The strategy succeeded brilliantly. Despite a degree of mismanagement unparalleled in modern history—if such a euphemism can characterize policies that caused so many of his countrymen to starve to death during the Great Leap Forward—Mao survived as China’s “great helmsman.” What did not survive was the Sino-Soviet alliance, which had, as far as Mao was concerned, outlived its usefulness. Khrushchev, fearing the implications, tried desperately to reconstitute it right up to the moment he was deposed in 1964, despite repeated insults, rebuffs, and even instances of deliberate sabotage from Mao. But in the end even he had to admit—revealingly—that “it was getting harder and harder to view China through the eager and innocent eyes of a child.”

How was it, then, that de Gaulle and Mao, the leaders of medium powers, were able to treat the superpowers in this way? Why were the traditional forms of power itself—military strength, economic capacity, geographical reach—so useless in this situation? Part of the answer has to do with the new kind of power balancing that was taking place here: de Gaulle’s strategy of “defense in all directions” was not that different from Mao’s of giving offense in all directions. Both saw in the defiance of external authority a way to enhance their own internal legitimacy. Both sought to rebuild national self-esteem: that required, they believed, the thumbing of noses, even the biting of hands that had previously provided food and other forms of sustenance.

SOURCE: The Cold War: A New History, by John Lewis Gaddis (Penguin, 2005), pp. 140-142

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The Two Koreas: Cold War Tails Wagging Dogs

“NON-ALIGNMENT” was not the only weapon available to small powers seeking to expand their autonomy while living in the shadow of superpowers: so too was the possibility of collapse. There was no way that staunch anti-communists like Syngman Rhee in South Korea, Chiang Kai-shek on Taiwan, or Ngo Dinh Diem in South Vietnam could plausibly threaten to defect to the other side (although Diem, desperate to hang on to power as the Americans were abandoning him in 1963, did implausibly attempt to open negotiations with the North Vietnamese). Nor could such dedicated anti-capitalists as Kim Il-sung in North Korea or Ho Chi Minh in North Vietnam credibly raise the prospect of alignment with the United States. What they could do, though, was encourage fears that their regimes might fall if their respective superpower sponsors did not support them. The “dominos” found it useful, from time to time, to advertise a propensity to topple.

Korea’s history after the Korean War provides a clear example. Rhee had adamantly opposed the 1953 armistice that left his country divided, and in an effort to sabotage it, had released thousands of North Korean prisoners-of-war so that they could not be sent home against their will. Washington was as outraged by this as was Pyongyang, for Rhee acted on his own. He did not succeed in scrapping the armistice, but he did signal the Eisenhower administration that being a dependent ally would not necessarily make him an obedient ally. His most effective argument was that if the United States did not support him—and the repressive regime he was imposing on South Korea—that country would collapse, and the Americans would be in far worse shape on the Korean peninsula than if they had swallowed their scruples and assisted him.

It was a persuasive case, because there was no obvious alternative to Rhee. The United States could “do all sorts of things to suggest … that we might very well be prepared to leave Korea,” Eisenhower noted gloomily, “but the truth of the matter was, of course, that we couldn’t actually leave.” And so Rhee got a bilateral security treaty, together with a commitment from Washington to keep American troops in South Korea for as long as they were needed to ensure that country’s safety. This meant that the United States was defending an authoritarian regime, because Rhee had little patience with, or interest in, democratic procedures. South Korea was what he, not the Americans, wanted it to be, and to get his way Rhee devised a compelling form of Cold War blackmail: if you push me too hard, my government will fall, and you’ll be sorry.

The Soviet Union, it is now clear, had a similar experience with Kim Il-sung in North Korea. He was allowed to build a Stalinist state, with its own cult of personality centered on himself, at just the time when Khrushchev was condemning such perversions of Marxism-Leninism elsewhere. That country became, as a result, increasingly isolated, authoritarian—and yet totally dependent on economic and military support from the rest of the communist world. It was hardly the result Khrushchev or his successors would have designed, had they had the opportunity. They did not, however, because Kim could counter each suggestion for reform with the claim that it would destabilize his government, and thereby hand victory to the South Koreans and the Americans. “[I]n the interests of our common tasks, we must sometimes overlook their stupidities,” one Soviet official explained in 1973. Both Washington and Moscow therefore wound up supporting Korean allies who were embarrassments to them. It was a curious outcome to the Korean War, and another reminder of the extent to which the weak, during the Cold War, managed to obtain power over the strong.

SOURCE: The Cold War: A New History, by John Lewis Gaddis (Penguin, 2005), pp. 129-130

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Ukraine Remembers While Russia Forgets

In an essay posted on Maidan, a Ukrainian civic action site, Ivan Ampilogov contrasts The Power of Memory in Russia and Ukraine.

We can say that the anti-empire tradition of Soviet dissidents has suffered defeat in the mass consciousness of contemporary Russian, while in Ukraine it can take on new meaning.

In Solzhenitsyn’s novel “The First Circle”, the author writes about camp prisoners, their future and at the same time about the future of the whole country. “Years will pass, and all these people, now oppressed, indignant, despairing and choking with rage will go to their graves, others will become weak, flabby, while a third group will forget it all, renounce it, with relief burying their prison past and a fourth will be turned around, and they’ll even say that it was all reasonable, and not ruthless – and maybe none of them will get around to reminding today’s executioners what they did to the human heart!” In contemporary Russia the idea that the terror was “reasonable” or “required” is gaining ever greater influence, most often they prefer not to remember it at all….

Over recent years many Ukrainians have become convinced that their country is freer than Russia, that their democratic institutions are much more developed and that at the end of the day, the Ukrainian state is more humane or, more accurately, less inhuman than Putin’s regime. The level of freedom both of Ukrainian, and of Russian society can be measured by the weakening or strengthening of the enforcement structures of the state – against its citizens. A Ukrainian feels that living without an omnipresent and all-powerful secret police is possible and very comfortable, whereas Russians loudly declare their attachment to unlimited power of the state and their readiness to endure its police, both secret and open. Modern Ukrainians do not face any dilemma of whether to forget the fate of their grandfathers who were left to rot in labour camps, or the fate of their parents frightened to talk with foreigners – and to forget who made their life like that – or to feel redundant in that colony of fervent patriots which Russia is once again becoming.

In contemporary Ukraine, at least two general groups are implacable opponents of the re-emerging Russian imperial spirit, being able to speak about themselves as victims of Soviet Russia – the descendents of Ukrainian nationalists and the Crimean Tatars. The link between the Crimean Tatar dissidents and the Ukrainian nationalists was strong back in the times of their common struggle with the Soviet regime.

via A Step at a Time

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Was Hungary the Last Revolution in Europe?

In a Wall Street Journal editorial headlined The Hungarian Revolution: impotent, poignant, personal, Hungarian novelist Peter Nádas recalls events in Hungary fifty years ago, and then at the responses and nonresponses of other governments to those events.

The Hungarian Revolution was the last European revolution. A bloody end of the romantic and idealist history of the long age of revolutions, an end painful and embarrassing for everyone. The age is over, and this is why the Hungarian Revolution is dead no matter how many monuments the Hungarians raise to celebrate its memory. And it remains dead. It had survived the years of retributions but not the false illusion of peaceful coexistence. In this sense, it’s not just a substantial caesura but also a substantial loss for the political thinking of Europe. In the absence of the tradition of revolutionary changes, we are left with the European tradition of conformity and opportunism, with court poetry and mannerism.

With some exaggeration, one could say that in October 1956 the peoples of Europe and North America, together with their legitimate governments, decided to put an end, once and for all, to the age of revolutionary change. And they were right to do so. To avoid another world war, the existing orders had to integrate, in some way or another, the social and political dissatisfaction of the age; this became the supreme commandment of the day. Expressing deep regrets, with bleeding heart and being fully conscious of their responsibility, they opted not to support the headless and 150-years-late Hungarian Revolution either by diplomatic means, or by sending volunteers or weapons.

I say this without any pathetic overtones or sadness: My life has passed in the context of this double bloodletting. Since those days, I have hated despotism. But I also find it difficult to turn my head silently at the sight of the weaknesses, cheap little farces, self-endangering prejudices and overall vulnerability of the republic and democracy.

In April 2005, I also blogged a few pieces of a fascinating article about China’s role in the Hungarian revolt.

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Weimar–Soviet Alliance, 1920s

At the world economic conference in Italy, [German Foreign Minister Walther] Rathenau charmed and negotiated around the clock, trying everything to press the Allies for some concessions on reparations. He wanted Germany to deal with the West, but France was adamantly opposed—and Rathenau was not the sort of man to let the company collapse just because it was unsuccessful in one market. If the Western democracies would not help Germany, he was determined to “play the Russian card.” In a midnight phone call with the Russian delegation, Rathenau arranged a secret meeting in the nearby seaside town of Rapallo. There, he entered into negotiations with none other than Leonid Krasin, the elegant bomb-maker of Baku … Krasin’s terrorist days were over, and he was now helping bolshevism with his smooth negotiating skills and wide knowledge of the oil business. (In fact, his main brief was to sell Baku oil concessions to Western companies on behalf of the new Bolshevik regime …)

The new special relationship between Germany and Soviet Russia was based on their purely negative common affinity—a hatred for the West and the “victors of Versailles”—and would have terrible unforeseen consequences. Its secret codicils would allow the German Army to illegally rearm and train on Russian territory throughout the twenties and thirties. Tens of thousands of German “work commandos” would come to Russia in 1923 and begin experimenting in the new, still theoretical technique of the blitzkrieg, the idea that small, high-quality, mobile forces backed by airpower could overcome a country before it could react. Under the treaty, the Germans built aircraft outside Moscow and manufactured poison gas in a plant in the Russian provinces. Red and German armies trained their aviators and tank officers together at a series of new schools throughout the Soviet Union. Thus, the armies that would slaughter each other in the 1940s in the most massive mechanized battles in history trained together in the 1920s.

SOURCE: The Orientalist: Solving the Mystery of a Strange and Dangerous Life, by Tom Reiss (Random House, 2005), p. 183

A great many alliances based on “purely negative common affinity” seem to have “terrible unforeseen consequences.”

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Letters of a True Believer, 1937

During the Great Terror, Lev [Knipper], like hundreds of thousands of Soviet citizens, was clearly going through a personal and political crisis. He was desperately trying to convince himself of the rightness of the Stalinist purges, even when surrounded by the madness of arrests and denunciations all around him….

In early April 1937, not long after the second wave of show trials, Lev wrote a striking letter to Aunt Olya [Knipper-Chekhova]. ‘My life has become a lot more complicated, confused, and harder than it was before, when I still had many illusions of youth, self-importance, young unspent strength and boiling energy which covered up for everything else. And now the time has come to pay the bills. And it’s turned out that I’ve accumulated next to no interest on my capital, and that I will have to pay from the reserve.

‘When I was twenty-three, a new life began for me, thanks to you … I was somehow careless about everything – like a bird which knows nothing of tomorrow, like a creature who, it seemed to me, was “lucky” in its life. And really, I’d soared over dozens of my colleagues, like a rocket. I won’t even say it was undeserved. My talent isn’t a minor one, I possess a huge supply of energy, and my will for life is also not small … Selfishness and a somewhat exaggerated self-assurance are the reasons for my loneliness. And now, thirty-nine years old, I am facing myself, absolutely alone in all senses. And this is the most terrible of all. With all the force of my brain, I desire to be a true Bolshevik, and for this I lack knowledge. This has impeded my development as a composer in the last three to four years … Nothing can ever remove my feeling of guilt towards the party and the Soviet regime about the years of the civil war. “White Guardist” in my presence, it’s like a knife in my flesh, and I always think they’ve said it about me. This is the hardest trauma in my life, and there’re only two ways to cure it – either the party would accept me in its ranks, or death will get me. I am not afraid of it, and I’ve thought of it frequently in the last five to six years.’ …

You see, my dearest Aunt Olya, politics is one of the reasons which make the two of us unable to talk to each other from soul to soul. And the reason for this is that for me politics is something deeply personal, lyrical, exciting. I am fighting for the Soviet regime (and therefore love it, and mistakes are painful for me).’ The ‘mistakes’ he referred to were presumably the millions of false accusations of the Great Terror. But Lev was unrepentant. ‘For me, my personal life, my creative work, absolutely everything is intertwined with the issues of the party life. You don’t want to believe in this, you think that I want to “be this way”, rather than I already am this way.’

He went on to reject ‘absolute’ human values, dismissing them as ‘intelligentsia ethics’. Lev had imbibed the essential ruthlessness of Leninism. ‘More than anything else, I can’t stand people who use “intelligentsia principles” and “humanity” to justify a general, deeply anti-Soviet behaviour.

‘I need to learn what sort of a person one has to be to become, in this decisive moment of the fight, part of the millions giving all of themselves (not from the brain, but from the heart) to the future of humankind.’

SOURCE: The Mystery of Olga Chekhova: The true story of a family torn apart by revolution and war, by Antony Beevor (Penguin, 2005), pp. 144-147

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Speaking German in Moscow, 1941

Vova must have been frightened, bearing a German name [Knipper] at this moment of pitiless struggle [as the Wehrmacht closed in on Moscow]. Daily bulletins from Informburo were attached to trees and walls. On one of them he was shaken to see an excerpt from a letter taken off the body of a German soldier called Hans Knipper. And a schoolfriend of his, a Volga German about to be transported to Siberia, came to see them in despair. Vova’s father, Vladimir, advised him to volunteer for the army to save himself from an exile of forced labour which would be as bad as the Gulag, but Vova’s friend replied that the description ‘German’ was stamped on his papers and they would not accept him in the army. Those of German origin were implicitly categorized as potential enemies of the state. The NKVD had not wasted time assembling records on every Soviet citizen of German descent, some 1.5 million people. Local NKVD departments ‘from Leningrad to the Far East’ began a programme of arrests immediately after the Wehrmacht invasion. Yet no member of the Knipper family was touched [presumably because Vova’s cousin Lev Knipper worked for the NKVD].

Other Germans in Moscow were also in a strange position, but for different reasons. In the same building as the Knippers lived the family of Friedrich Wolf, the famous German Communist playwright, who had left Germany soon after Hitler came to power in 1933. They were part of the so-called ‘Moscow emigration’ of foreign Communists seeking sanctuary and would have faced instant execution at Nazi hands if the city fell. Vova used to act a roof-top fire-watcher, ready to deal with incendiary bombs, along with Wolf’s two sons, Markus and Koni. Markus later became the chief of East German intelligence and the original of Karla in John Le Carré’s novels, and his younger brother, Koni, became a film-maker, writer and the president of East Germany’s academy of arts. During air raids, Vladimir Knipper and Friedrich Wolf sat in the cellar, chatting together in German. ‘People sitting around us,’ wrote Vova, ‘turned to look at the two of them with anger and fear. There they were in the centre of Moscow arguing about something in the enemy’s language.’

SOURCE: The Mystery of Olga Chekhova: The true story of a family torn apart by revolution and war, by Antony Beevor (Penguin, 2005), pp. 173-174

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Barber for the Lubyanka Night Shift, 1930s

Lev’s first cousin Vova Knipper had a friend who was a barber in the proezd Serova near the Lubyanka [during the Soviet Great Terror of the 1930s]. Most of his clients were NKVD officers. When the barber’s shop opened at eight in the morning, NKVD interrogators, in a nervous state with heavy stubble, turned up in either military uniform or civilian clothes. They wanted a shave and a face massage to freshen up after a hard night’s work beating confessions out of their prisoners. They asked for bloodstains to be daubed from their tunics and trousers with eau-de-Cologne. Some were so exhausted that they would fall asleep in the chair, and the barber found it hard to wake them up afterwards. But those who stayed awake talked compulsively about their work. The hairdresser warned Vova about the need to keep his mouth shut at all times. ‘We’re in a trap,’ he warned.

SOURCE: The Mystery of Olga Chekhova: The true story of a family torn apart by revolution and war, by Antony Beevor (Penguin, 2005), p. 148

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Targeting Russian Émigrés, 1920s

This period [the early 1920s] was one of intense secret operations abroad mounted by INO (Inostrannyi Otdel), the Foreign Intelligence Department of the OGPU. Even after the destruction of the White armies, Lenin was determined to pursue counter-revolution abroad. In December 1920, Feliks Dzerzhinsky, the founder of the Cheka, had begun to organize operations against émigré groups in France and Germany. Berlin alone contained 200,000 White Russian refugees.

Relatives of prominent émigrés were seized as hostages at home and agents were rapidly recruited for operations abroad to infiltrate émigré organizations and arrange the kidnapping of their leaders. A sophisticated development was to create fake White Guard organizations within Russia to trap the regime’s enemies. These activities were given the highest priority. For the first dozen years of its life, INO’s ‘main foreign target remained the White Guard movement’.

The White Guard movement was directed from Paris by the Russian combined Services Union (ROVS), led by General Kutepov, who was kidnapped in Paris by OGPU agents in January 1930. A successor, General Miller, was also kidnapped in December 1936. He was taken back to the Soviet Union drugged inside a trunk, interrogated, tortured and then shot. The émigré world of White Russians in the early 1920s was a political demi-monde of agents and double agents, mostly working for the OGPU. Homesick White Russians in Paris and Berlin, many of them well-born officers working at night as taxi drivers, were prepared to betray their closest friends for the chance of what they thought was a guarantee of safe conduct home….

The Russian émigré community in Berlin was more like a colony, largely because it was so concentrated on the western centre of the city. Berliners jokingly called the Kurfürstendamm the Nöpski Prospekt’, and Charlottenburg was known as ‘Charlottengrad’. Writers including Vladimir Nabokov, Ilya Ehrenburg and Boris Pasternak treated the cafés of the area, such as the Prager Diele, in the same way as French existentialists later used the cafés of Saint-Germain. There were around 200 Russian-language newspapers, magazines and journals in Berlin, a number of publishing houses and even a Russian high school. But this already precarious community was to be devastated and scattered within a decade by the economic crisis and unemployment triggered by the Wall Street Crash.

SOURCE: The Mystery of Olga Chekhova: The true story of a family torn apart by revolution and war, by Antony Beevor (Penguin, 2005), pp. 95-97

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