Category Archives: U.S.

by | 26 August 2009 · 6:09 pm

Fractured Historiography of the Confederacy

In the latest issue of Civil War History (Project MUSE subscription required), University of Virginia professor Gary W. Gallagher reviews major trends in the historiography of the Confederacy. Here are a few excerpts about some of the key earlier trendsetters. Explaining defeat is always more challenging than explaining victory.

Thirty years have passed since Emory M. Thomas’s The Confederate Nation, 1861–1865 appeared on the historiographical landscape. Some of its themes had been present in his earlier The Confederacy as Revolutionary Experience, and together the two books heralded the emergence of a major figure in the field. Factors weakening the Confederacy loomed larger than evidence of Rebel persistence or strength in the scholarly literature at that time, but Thomas took seriously the idea of national sentiment in the seceding states. When defeat apparently stalked the slaveholding republic in the spring of 1862 and “their national experiment seemed almost a failure, Confederate Southerners began to respond to their circumstances by redefining themselves—or, more precisely, by defining themselves as a national people.”…

David Williams’s Bitterly Divided: The South’s Inner Civil War traverses much of the same ground as Thomas’s work, offering a convenient point of departure to consider the trajectory of recent scholarship on the Confederacy. The author or editor of four previous books dealing with various aspects of Confederate history, Williams complains that generations of historians have emphasized the war “waged with the North” rather than exploring how the “South was torn apart by a violent inner civil war, a war no less significant to the Confederacy’s fate than its more widely known struggle against the Yankees.” Resolutely focused on that “inner civil war,” Bitterly Divided creates an impression of overwhelming internal fracturing that renders the presence of U.S. armies strangely irrelevant….

Internal fissures serve as the interpretive touchstone of a rich body of older work, a brief review of which reveals that Bitterly Divided plows in deep existing furrows. As early as 1867, editor Edward A. Pollard of Richmond’s Examiner denied that northern manpower and resources had settled the issue. “The great and melancholy fact remains,” Pollard observed in The Lost Cause, “that the Confederates, with an abler Government and more resolute spirit, might have accomplished their independence.”…

In 1937, while Margaret Mitchell’s pro-Confederate epic Gone with the Wind sold in huge numbers, pioneering African American historian Charles H. Wesley challenged the Lost Cause narrative of noble Rebels struggling against impossible odds. “Historians of the Confederacy have based their works mainly upon the military subjugation of the South and the heroic actions of its defenders and have neglected the contributing social factors,” maintained Wesley in The Collapse of the Confederacy….

Twenty-eight years later, Carleton Beals reprised much of Wesley’s argument in War within a War: The Confederacy against Itself. “This book is about those people who resisted, because of their love for the Union, or civil rights, or because they believed the struggle to be a ‘rich man’s war, poor man’s fight,’” wrote Beals, who featured “mountain people,” opponents of conscription, African Americans, and others at odds with the Confederate government….

Two historiographical waves established a durable framework within which many advocates of internal failure have examined the Confederacy. Between the mid-1920s and the mid-1940s, a number of scholars joined Wesley to mount a powerful collective assault on Lost Cause mythology. Although they sometimes deployed simplistic class models to support the idea of a rich man’s war and a poor man’s fight, their findings contributed importantly to topics such as conscription, state rights as a divisive ideology, desertion, persistent unionism, resistance among slaves (what W. E. B. Du Bois called “The General Strike”), class tensions, and corrosive guerrilla warfare. The fact that all major titles by these authors have been reprinted at least once suggests their continuing influence.

A flurry of studies in the 1970s and 1980s, spurred in part by the new social history’s emphasis on people outside the traditional power structure, expanded on the earlier literature. Some of this work can be read as a direct or indirect response to Thomas’s The Confederate Nation, 1861–1865. Authors and editors drove home the point that no one should think of the Confederacy as a society united across boundaries of region, class, race, and gender. In a category by itself was Why the South Lost the Civil War, by Richard E. Berenger, Herman Hattaway, Archer Jones, and William N. Still—a detailed and thoughtful, if not ultimately persuasive, brief for the centrality of internal causes of Confederate failure. This prize-winning study attributed defeat to the impact of southern religion, an absence of nationalism, and, despite a level of commitment that absorbed the deaths of approximately one-quarter of all military-age white males in the Confederacy [emphasis added], weak popular will….

Drew Gilpin Faust weighed in on the topic of Confederate nationalism at the end of the 1980s. Suggesting that the “creation of Confederate nationalism was the South’s effort to build a consensus at home, to secure a foundation of popular support for a new nation and what quickly became an enormously costly war,” she identifies religion as critical to a conception of nation predicated on defining Confederates as God’s chosen people. Faust also notes the centrality of slavery to the Confederate consciousness and warns against working backward from Appomattox to yoke discussions of nationalism to those about why the Rebels failed. Her conclusions, however, stress the ultimate weakness of nationalistic sentiment in the southern republic….

The more recent “cutting-edge” literature on internal dissent … has appeared at a steady rate over the past dozen years. A full discussion lies beyond the scope of this essay, but some trends are evident. It has long been a commonplace that the hill country and mountains of the Confederacy functioned as centers of antiwar and anti-Davis administration activity. An array of recent scholarship has examined the war in Appalachia, confirming deep divisions in mountainous regions but also finding evidence of strong support for the Confederacy. Works on North Carolina, Virginia, Tennessee, and Georgia create a composite picture affirming John C. Inscoe and Gordon B. McKinney’s observation that “within the southern highlands, the war played out in very different ways for western North Carolinians than it did for East Tennesseans or north Georgians or western Virginians or Eastern Kentuckians.” The authors might have added that within each of these five populations the variety of reactions to the war and its trials also defy easy characterization.

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by | 24 August 2009 · 9:04 pm

Outlying Islands of Shrinking Dixie

The latest issue of Southeastern Geographer (Project MUSE subscription required) has an article by Shrinidhi Ambinakudige of Mississippi State University about changes in two “vernacular regions”: “the South” and “Dixie.” (Vernacular regions are those identified from popular usage.) Its abstract and its resumen (!) follow, along with a few excerpts.

Abstract: John Shelton Reed’s maps of the South and Dixie in 1970s and 1980s indicated the shrinking boundaries of these two vernacular regions. This study revisits the South and Dixie. Using electronic telephone directories, this study collected all business names with “Southern” and “Dixie” in all the cities in the US. A univariate local indicator of spatial association (LISA) analysis was used to identify the clusters of high and low values of normalized values of the terms. These analyses helped identify the current core regions of Dixie land and the South. The results indicate that “the South” and “Dixie” boundary erosion is noticeable. The study identified a previously unnoticed island of “Dixie” in Utah. Southern and Dixie identities are stronger in non-metropolitan counties compared to metropolitan and micropolitan counties. Southern and Dixie identities are eroding gradually: while the erosion of southern identity is very slow, the erosion of Dixie identity seems to be faster. Overall, it may be more appropriate to refer “Dixieland” as “Dixie islands” today, but the South is still the South.

Resumen: Los mapas del Sur y Dixie en los 70s y 80s de John Shelton Reed indicaron una reducción en los límites de esas dos regiones autóctonas. Este análisis estudia al Sur y Dixie. Usando directorios telefónicos electrónicos, este estudio recopila los nombres de negocios con “Southern” y “Dixie” en todas las ciudades de Los Estados Unidos. Un análisis univariable LISA (Indicador Local de Asociación Espacial) fue usado para identificar los conglomerados de valores altos y bajos de los valores normalizados de los términos. Este análisis ayudó a identificar hoy las regiones de Dixie Land y el Sur. Los resultados indican que la erosión de los límites del “Sur” y “Dixie” es notable. El estudio identificó en Utah una “Isla de Dixie” que no había sido notada anteriormente. Las identidades de Southern y Dixie son más fuertes en los condados no-metropolitanos que en los condados metropolitanos y micropolitanos. Las identidades de Southern y Dixie se están deteriorando gradualmente; mientras que el deterioro de las identidades del sur es bastante lento, el deterioro de Dixie parece ser más rápido. En general, sería mas apropiado referirse hoy a “Dixieland” como “Islas Dixie”, pero el Sur todavía es el Sur….

People’s sense of place creates a vernacular region. According to Jackson (1984), the sense of place is a permanent position in the social and topographical sense that gives people their identities. The sense of place can be perceived in both physical and cultural landscapes: it is embodied in folklore, personal narratives and oral histories—but very rarely do these descriptions appear in “official” documents, so locating the boundaries of these senses of places is difficult….

In this study, to delineate the boundaries of the South and Dixie, occurrences of the terms “South or Southern,” “American,” and “Dixie” in business names will be used. To ascertain the relative frequency of the terms “southern,” “south,” “American,” and “Dixie” appearing in the names of businesses, business names including any of these terms were used….

Only southern hot-spots, which include Alabama, Arkansas, Northern and Central Florida, Georgia, Mississippi, most of North Carolina, South Carolina, West Virginia, Virginia, Louisiana, Tennessee, part of California, the eastern part of Texas, are shown in Figure 1. Oklahoma also indicated a Southern identity. The Southern identity is still strong in most of these traditional Southern states; however, a gradual shrinkage is apparent, especially in North Carolina and Oklahoma. As Reed (1990) observed, many people in North Carolina now identify themselves as Easterners rather than Southerners. Southern Florida continues non-southern.

The top ten counties having the highest score of Southern to American ratio are listed in Table 3. Dixie County in Florida had the highest score, followed by Hall County in Georgia. Washington County in Utah also showed a significant Southern identity and ranked 6th among all counties in the US.

The top ten states that scored the highest Southern to American ratio are listed in Table 4; Mississippi, Alabama, Louisiana, Georgia and South Carolina are the top five States.

The LISA analysis redefined the boundaries of “Dixie”. The zip codes with high concentration of Dixie identity and high values of Dixie to American ratios are clustered (Figure 2). Unlike the results reflecting the Southern identity, Dixie seems to be eroding into “islands.” The results also identified two interesting Dixie core areas—one on the Utah/Arizona border, the other in Ohio (Figure 2). Washington County, Utah has historically maintained Southern and Dixie identities—it is known as Utah’s Dixie. According to Cahoon and Cahoon (1996), in 1857 a group of people from the South migrated to Utah, before the bitter fighting of the U.S. Civil War. These immigrants were asked to move to Southern Utah as it was reportedly a more fertile land to grow cotton. Another group consisting of Robert D. Covington and 28 Southern families joined the first group. These two groups formed Washington City. They built dams to provide water to irrigate their crops. To keep their Southern identity, they decided to name their land “Dixie;” later this became “Utah’s Dixie.” The actual reason for a strong Dixie identity in Ohio is unknown. It may be related to the fact that Ohio is the birthplace of Dan Emmett, writer of the famous song “Dixie.”

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by | 23 August 2009 · 9:36 am

Hawai‘i Turns 50, Theroux Stays Misanthropic

On the occasion of the 50th anniversary of Hawai‘i becoming the 50th state, Paul Theroux in the New York Times expresses his fondness for its natural attractions and misanthropy toward its people—just as he does when he writes about anywhere else.

Back then, as the newest star on the flag, Hawaii was a thinly populated place, with most of the people living in Honolulu and predominantly young — the state’s average age was among the youngest in the nation. Its soul was Polynesian, but its popular culture and its institutions were Small Town U.S.A., with drive-in eateries, carhops and a passion for Elvis (a frequent visitor) and for high school sports; on every island the social highlight of the year was the senior prom….

Other plantation lands have become bungaloid subdivisions or luxury housing or golf courses. Some children of the plantation workers have become doctors and lawyers, or construction workers and caddies. And an immense number have become politicians — each island has its own local government — which may account for its reputation for political buffoonery and philistinism. Public intellectuals do not exist; public debate is rare, except on issues that transgress religious dogma. Hawaii is noted for its multitude of contentious God-botherers….

Some of this seems either dysfunctional or annoying, and yet there are compensations. All my life I have thought, Give me sunshine. Hawaii has the balmiest weather in the world, and its balance of wind and water gives it perfect feng shui. No beach is private: all of the shoreline must be accessible to the casual beachgoer or fisherman or opihi-picker. And since people’s faults are often their virtues when looked at a different way, the aversion to self-promotion is often a welcome humility; the lack of confrontation or hustle is a rare thing in a hyperactive world. Islanders are instinctively territorial, but bound by rules, so privacy matters and so does politeness and good will.

Although many of its birds and flora have been wiped out by humans or alien species, Hawaii’s other Edenic attributes are just about indestructible. I keep telling myself that no one can taint the orchidaceous air, or flatten the gigantic sea cliffs, or still the great waves, or obliterate the rainbows.

The comment thread offers fewer mahalos than auwes.

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by | 22 June 2009 · 6:06 am

WW2: National Armies vs. Imperial Armies

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 516-518:

The Axis powers were fighting not only against the British, Russians and Americans; they were fighting against the combined forces of the British, Russian and American empires as well. The total numbers of men fielded by the various parts of the British Empire were immense. All told, the United Kingdom itself mobilized just under six million men and women. But an additional 5.1 million came from India, Canada, Australia, New Zealand and South Africa. Victories like El Alamein and even more so Imphal were victories for imperial forces as much as for British forces; the colonial commitment to the Empire proved every bit as strong as in the First World War. Especially remarkable was the fact that more than two and a half million Indians volunteered to serve in the British Indian Army during the war – more than sixty times the number who fought for the Japanese. The rapid expansion of the Indian officer corps provided a crucial source of loyalty, albeit loyalty that was conditional on post-war independence. The Red Army was also much more than just a Russian army. In January 1944 Russians accounted for 58 per cent of the 200 infantry divisions for which records are available, but Ukrainians accounted for 22 per cent, an order of magnitude more than fought on the German side, and a larger proportion than their share of the pre-war Soviet population. Half the soldiers of the Soviet 62nd Army at Stalingrad were not Russians. The American army, too, was ethnically diverse. Although they were generally kept in segregated units, African-Americans accounted for around 11 per cent of total US forces mobilized and fought in all the major campaigns from Operation Torch onwards. Norman Mailer’s reconnaissance platoon in The Naked and the Dead includes two Jews, a Pole, an Irishman, a Mexican and an Italian. Two of the six servicemen who raised the Stars and Stripes on Iwo Jima were of foreign origin; one was a Pima Indian. More than 20,000 Japanese-Americans served in the US army during the war….

The Germans, as we have seen, had made some efforts to mobilize other peoples in occupied Europe, as had the Japanese in the Far East, but these were dwarfed by what the Allies achieved. Indeed, the abject failure of the Axis empires to win the loyalty of their new subjects ensured that Allied forces were reinforced by a plethora of exile forces, partisan bands and resistance organizations. Even excluding these auxiliaries, the combined armed forces of the principal Allies were already just under 30 per cent larger than those of the Axis in 1942. A year later the difference was more than 50 per cent. By the end of the war, including also Free French* and Polish forces, Yugoslav partisans and Romanians fighting on the Russian side, the Allies had more than twice as many men under arms. Fifty-two different nationalities were represented in the Jewish Brigade formed by the British in 1944. They followed an earlier wave of 9,000 or so refugees from Spain, Germany, Austria and Czechoslovakia who had joined the so-called Alien Companies, nicely nicknamed the ‘King’s Own Loyal Enemy Aliens’.

The best measure of the Allied advantage was in terms of military hardware, however, since it was with capital rather than labour – with machinery rather than manpower – that the Germans and the Japanese were ultimately to be defeated. In every major category of weapon, the Axis powers fell steadily further behind with each passing month. Between 1942 and 1944, the Allies out-produced the Axis in terms of machine pistols by a factor of 16 to 1, in naval vessels, tanks and mortars by roughly 5 to 1, and in rifles, machine-guns, artillery and combat aircraft by roughly 3 to 1.

*It is seldom acknowledged that for most of the period from 1940 until D-Day, black Africans constituted the main elements of the rank and file in the Free French Army. Even as late as September 1944, they still accounted for 1 in 5 of de Gaulle’s force in North-West Europe.

I did not quote the immediately preceding section that compares the mismatch in purely economic terms, but I cannot resist quoting the footnote appended to the end of it (on p. 516):

‘We must at all costs advance into the plains of Mesopotamia and take the Mosul oilfields from the British,’ declared Hitler on August 5, 1942. ‘If we succeed here, the whole war will come to an end.’ But three-quarters of total world oil production in 1944 came from the United States, compared with just 7 per cent from the whole of North Africa, the Middle East and the Gulf.

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Filed under Africa, anglosphere, Asia, Britain, economics, Europe, France, Germany, industry, Japan, labor, military, nationalism, U.S., USSR, war

by | 17 June 2009 · 6:16 pm

Iran: It All Depends Who You Talk (and Listen) to …

Stratfor‘s George Friedman weighs in on what’s going on in Iran in his characteristically hard-nosed way. Here are some excerpts from his take on the situation as of 15 June (via RealClearPolitics).

In 1979, when we were still young and starry-eyed, a revolution took place in Iran. When I asked experts what would happen, they divided into two camps.

The first group of Iran experts argued that the Shah of Iran would certainly survive, that the unrest was simply a cyclical event readily manageable by his security, and that the Iranian people were united behind the Iranian monarch’s modernization program. These experts developed this view by talking to the same Iranian officials and businessmen they had been talking to for years — Iranians who had grown wealthy and powerful under the shah and who spoke English, since Iran experts frequently didn’t speak Farsi all that well.

The second group of Iran experts regarded the shah as a repressive brute, and saw the revolution as aimed at liberalizing the country. Their sources were the professionals and academics who supported the uprising — Iranians who knew what former Supreme Leader Ayatollah Ruholla Khomeini believed, but didn’t think he had much popular support. They thought the revolution would result in an increase in human rights and liberty. The experts in this group spoke even less Farsi than those in the first group.

Limited to information on Iran from English-speaking opponents of the regime, both groups of Iran experts got a very misleading vision of where the revolution was heading — because the Iranian revolution was not brought about by the people who spoke English. It was made by merchants in city bazaars, by rural peasants, by the clergy — people Americans didn’t speak to because they couldn’t. This demographic was unsure of the virtues of modernization and not at all clear on the virtues of liberalism. From the time they were born, its members knew the virtue of Islam, and that the Iranian state must be an Islamic state.

Americans and Europeans have been misreading Iran for 30 years. Even after the shah fell, the myth has survived that a mass movement of people exists demanding liberalization — a movement that if encouraged by the West eventually would form a majority and rule the country. We call this outlook “iPod liberalism,” the idea that anyone who listens to rock ‘n’ roll on an iPod, writes blogs and knows what it means to Twitter must be an enthusiastic supporter of Western liberalism. Even more significantly, this outlook fails to recognize that iPod owners represent a small minority in Iran — a country that is poor, pious and content on the whole with the revolution forged 30 years ago.

There are undoubtedly people who want to liberalize the Iranian regime. They are to be found among the professional classes in Tehran, as well as among students. Many speak English, making them accessible to the touring journalists, diplomats and intelligence people who pass through. They are the ones who can speak to Westerners, and they are the ones willing to speak to Westerners. And these people give Westerners a wildly distorted view of Iran. They can create the impression that a fantastic liberalization is at hand — but not when you realize that iPod-owning Anglophones are not exactly the majority in Iran….

Ahmadinejad enjoys widespread popularity. He doesn’t speak to the issues that matter to the urban professionals, namely, the economy and liberalization. But Ahmadinejad speaks to three fundamental issues that accord with the rest of the country.

First, Ahmadinejad speaks of piety. Among vast swathes of Iranian society, the willingness to speak unaffectedly about religion is crucial. Though it may be difficult for Americans and Europeans [at least their elite classes—Joel] to believe, there are people in the world to whom economic progress is not of the essence; people who want to maintain their communities as they are and live the way their grandparents lived. These are people who see modernization — whether from the shah or Mousavi — as unattractive. They forgive Ahmadinejad his economic failures.

Second, Ahmadinejad speaks of corruption. There is a sense in the countryside that the ayatollahs — who enjoy enormous wealth and power, and often have lifestyles that reflect this — have corrupted the Islamic Revolution. Ahmadinejad is disliked by many of the religious elite precisely because he has systematically raised the corruption issue, which resonates in the countryside.

Third, Ahmadinejad is a spokesman for Iranian national security, a tremendously popular stance. It must always be remembered that Iran fought a war with Iraq in the 1980s that lasted eight years, cost untold lives and suffering, and effectively ended in its defeat. Iranians, particularly the poor, experienced this war on an intimate level. They fought in the war, and lost husbands and sons in it. As in other countries, memories of a lost war don’t necessarily delegitimize the regime. Rather, they can generate hopes for a resurgent Iran, thus validating the sacrifices made in that war — something Ahmadinejad taps into. By arguing that Iran should not back down but become a major power, he speaks to the veterans and their families, who want something positive to emerge from all their sacrifices in the war….

Western democracies assume that publics will elect liberals who will protect their rights. In reality, it’s a more complicated world. Hitler is the classic example of someone who came to power constitutionally, and then preceded to gut the constitution. Similarly, Ahmadinejad’s victory is a triumph of both democracy and repression….

What we have now are two presidents in a politically secure position, something that normally forms a basis for negotiations. The problem is that it is not clear what the Iranians are prepared to negotiate on, nor is it clear what the Americans are prepared to give the Iranians to induce them to negotiate. Iran wants greater influence in Iraq and its role as a regional leader acknowledged, something the United States doesn’t want to give them. The United States wants an end to the Iranian nuclear program, which Iran doesn’t want to give.

I suspect he’s right, unfortunately. And that’s why I don’t put much stock in analysis by either international media twits or high-flying professional diplomats, both of whom tend to talk too much with fellow elites, and then just repeat what they hear, as if their interlocutors deserve to speak for everyone else. (I’m waiting for a noncomprehending elitist like Thomas Frank to write What’s the Matter with Iran?)

UPDATE (in response to comments on my Blogger blog): A whole lot of people who are already fairly well off seem to be quite willing to trade economic progress for social justice or traditional values or some set of religious or ideological goals, especially if other, ideologically offensive people take the biggest economic hit, not themselves. And political leaders who haven’t a clue about how to achieve economic progress are only too willing to pander to those other values to stay in power, not just in Iran.

Friedman mentions the high likelihood of electoral fraud, but seems to think it didn’t make the crucial difference. Perhaps he now realizes he underestimated the fraud and is backtracking in his latest analyses.

When I look at the results of the 1979 revolution in Iran, the 1989 counterrevolt in China, and the fate of so many revolutions that only led to devolution and repression, I find it hard to be optimistic. When the dust settles (without too much blood in it, I hope), the liberal internationalists we’re all so fond of will not be the ones in control. It’ll be either the same old corrupt clergy of the revolutionary generation (perhaps with a more human face), or the bizarre new populist nationalists of the war generation.

Finally, one also has to ask, Who does Friedman listen to? The same types of status-quo-favoring spooks who failed to predict the collapse of the Soviet empire in 1989?

FURTHER UPDATE: Doug Muir at Fistful of Euros has two interesting, well-informed (and pessimistic) posts about future prospects in Iran: From Yerevan to Tehran? notes the close historical and economic ties between Armenia and Iran, as well as the close personal ties between Armenian President Serzh Sarkisian/Sargsyan and Iranian President Mahmoud Ahmadinejad. Why Ahmadinejad will win compares factors that affected the outcomes of similar protests in Armenia, Burma, China, East Germany, Georgia, the Philippines, Romania, Serbia, and Ukraine. (via Randy MacDonald)

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by | 15 June 2009 · 5:57 pm

Effect of Economic Sanctions on Japan, 1941

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 487-488:

The sole obstacle to Japanese hegemony in South-East Asia was America. On the one hand, it was clear that the United States had scant appetite for war, in Asia or anywhere else. On the other, Americans had little desire to see Japan as sole master of China, let alone the whole of East Asia. But those who ran US policy in the Pacific believed they did not need to take up arms to prevent this, because of Japan’s dependence on trade with the United States and hence its vulnerability to economic pressure. Around a third of Japan’s imports came from the United States, including copious quantities of cotton, scrap iron and oil. Her dependence on American heavy machinery and machine tools was greater still. Even if the Americans did not intervene militarily, they had the option to choke the Japanese war machine to death, especially if they cut off oil exports. This was precisely what made it so hard for American diplomats and politicians to foresee the attack on Pearl Harbor. As normally risk-averse people, they could not imagine the Japanese being so rash as to gamble on a very swift victory when the economic odds were stacked so heavily against them. They assumed that the partial sanctions imposed after the Japanese invasion of Indo-China would send a clear enough signal to deter the Japanese. The effect was precisely the opposite.

The path to war in the Pacific was paved with economic sanctions. The Japanese-American Commercial Treaty of 1911 was abrogated in July 1939. By the end of the year Japan (along with other combatants) was affected by Roosevelt’s ‘moral embargo’ on the export of ‘materials essential to airplane manufacture’, which meant in practice aluminium, molybdenum, nickel, tungsten and vanadium. At the same time, the State Department applied pressure on American firms to stop exporting technology to Japan that would facilitate the production of aviation fuel. With the National Defense Act of July 1940 the President was empowered to impose real prohibitions on the exports of strategic commodities and manufactures. By the end of the month, after a protracted wrangle between the State Department and the Treasury, it was agreed to ban the export of high-grade scrap iron and steel, aviation fuel, lubricating oil and the fuel blending agent tetraethyl lead. On September 26 the ban was extended to all scrap; two months later the export of iron and steel themselves became subject to licence. No one knew for sure what the effect of these restrictions would be. Some, like the State Department’s Advisor on Far Eastern Affairs Stanley Hornbeck, said they would hobble the Japanese military; others, like the US ambassador in Tokyo, Joseph Grew, that they would provoke it. Neither view was correct. The sanctions were too late to deter Japan from contemplating war, since the Japanese had been importing and stockpiling American raw materials since the outbreak of war in China. Only one economic sanction was regarded in Tokyo as a casus belli and that was an embargo on oil. That came in July 1941, along with a freeze on all Japanese assets in the United States – a response to the Japanese occupation of southern Indo-China. From this point, war in the Pacific was more or less inevitable.

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by | 2 June 2009 · 8:06 pm

Ferguson vs. Krugman, Recession vs. Depression

In the Financial Times of 29 May, Niall Ferguson offers a History lesson for economists in thrall to Keynes.

I think perhaps Mr Krugman would benefit from a refresher course about [the] historical context [of Keynes’s (1937) General Theory]. Having reissued his book The Return of Depression Economics, he clearly has an interest in representing the current crisis as a repeat of the 1930s. But it is not. US real GDP is forecast by the International Monetary Fund to fall by 2.8 per cent this year and to stagnate next year. This is a far cry from the early 1930s, when real output collapsed by 30 per cent. So far this is a big recession, comparable in scale with 1973-1975. Nor has globalisation collapsed the way it did in the 1930s.

Credit for averting a second Great Depression should principally go to Fed chairman Ben Bernanke, whose knowledge of the early 1930s banking crisis is second to none, and whose double dose of near-zero short-term rates and quantitative easing – a doubling of the Fed’s balance sheet since September – has averted a pandemic of bank failures. No doubt, too, the $787bn stimulus package is also boosting US GDP this quarter.

But the stimulus package only accounts for a part of the massive deficit the US federal government is projected to run this year. Borrowing is forecast to be $1,840bn – equivalent to around half of all federal outlays and 13 per cent of GDP. A deficit this size has not been seen in the US since the second world war. A further $10,000bn will need to be borrowed in the decade ahead, according to the Congressional Budget Office. Even if the White House’s over-optimistic growth forecasts are correct, that will still take the gross federal debt above 100 per cent of GDP by 2017. And this ignores the vast off-balance-sheet liabilities of the Medicare and Social Security systems.

It is hardly surprising, then, that the bond market is quailing. For only on Planet Econ-101 (the standard macroeconomics course drummed into every US undergraduate) could such a tidal wave of debt issuance exert “no upward pressure on interest rates”….

The policy mistake has already been made – to adopt the fiscal policy of a world war to fight a recession. In the absence of credible commitments to end the chronic US structural deficit, there will be further upward pressure on interest rates, despite the glut of global savings. It was Keynes who noted that “even the most practical man of affairs is usually in the thrall of the ideas of some long-dead economist”. Today the long-dead economist is Keynes, and it is professors of economics, not practical men, who are in thrall to his ideas.

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by | 1 June 2009 · 8:20 pm

All-Indian Baseball in 1930s America

The Spring 2009 issue of NINE: A Journal of Baseball and Culture has an article by Royse Parr on Ben Harjo’s All-Indian Baseball Club (Project MUSE subscriber link). Here are a few excerpts (footnotes omitted) from a fascinating glimpse at another era.

The story of Ben Harjo’s All-Indian Baseball Club has never been told. A full-blood Creek, Harjo was born on October 8, 1898, in Indian Territory near the city of Holdenville, now within the state of Oklahoma. In his teenage years, Harjo attended Haskell Institute, an Indian boarding school in Lawrence, Kansas, where he was the captain and a pitcher on the school’s Creek baseball team. Known as the “New Carlisle of the West,” Haskell Institute was proud of its baseball stars that included major leaguers Ike Kahdot (Potawatomi), Lee Daney (Choctaw), and Ben Tincup (Cherokee). Jim Thorpe (Sac and Fox, Potawatomi), a major league baseball player from Oklahoma, first attended Haskell. He then became athletically famous as an All-American football player and a track and field gold medal Olympian at Carlisle Indian Industrial School in Pennsylvania. Prior to leaving for Carlisle, Thorpe’s father said to him, “Son, you are an Indian. I want you to show other races what an Indian can do.” In their warrior tradition, Indian athletes were inspired to beat the whites at their own games. From these beginnings emerged Ben Harjo’s dream of forming a barnstorming All-Indian baseball team.

According to the 1930 United States census, Harjo had ten laborers of Negro or Indian extraction who lived on the farm with his wife Susey and their five children. He was scrambling to make a living as a farmer during the lean years of the Great Depression and the Oklahoma Dust Bowl. The local agent for the U.S. Indian Service regarded him as an exceptional young man whose farming methods were an example for other Indians.

Fortunately for Harjo and his baseball dreams, his full-blood Seminole Indian wife, Susey, was oil-rich from her land allotment in the Seminole oil fields. She had a trust fund controlled by the U.S. Indian Service that was in excess of three hundred thousand dollars. Susey was very generous with those less fortunate, especially for funeral bills, medical attention, and education, but she was only modestly educated. Susie paid for the building of a Presbyterian church, and she had a propensity for purchasing and discarding vehicles, which included a Ford sports coupe, two Dodge trucks, a Dodge sports coupe, a Pierce Arrow luxury sedan, and a Chevrolet team bus….

What is the historical significance of the Harjo club and its story? Earlier barnstorming Indian baseball teams were often subjected to racial taunts and harassment because of their skin color. No such incidents were reported in the press for the Harjos. Even when their teams were soundly defeated, local journalists were complimentary of the athletic talents of the barnstormers. The Harjo club’s play on the field, especially when they won the prestigious Denver Post Little World Series in 1932, proved that they were skilled professional athletes. In the New England states in 1933, it was heartwarming to read that the good-natured Thorpe was surrounded by hundreds of admiring youngsters.

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by | 29 May 2009 · 10:01 pm

Rise of the American Sushi Chef

In the June issue of The Atlantic, sushi concierge and author Trevor Corson highlights the rise of American sushi chefs.

At Fin Sushi in Lenox [Massachusetts], Nick Macioge jokes with his diners and encourages them to get to know each other. Like a sushi bar in Japan, Fin is small and dominated by the counter. It’s not just the atmosphere. Macioge also tries to serve a more authentic meal. Instead of suggesting tuna, for example, he’ll talk his customers into sampling one of the most traditional sushi fish there is—saba, a mackerel that Macioge lightly marinates in salt and vinegar to bring the fish to the peak of flavor….

Macioge is one of a growing number of successful non-Asian sushi chefs. In 2005, Food & Wine magazine chose as one of its Best New Chefs a Caucasian sushi chef in Texas named Tyson Cole. A few months later, a San Diego chef named Jerry Warner was picked as California’s Sushi Master. Two years ago, one of the most high-profile Japanese restaurants in America, Morimoto, in New York City—operated by Masaharu Morimoto, an “Iron Chef” of Food Network fame—chose as its head sushi chef a young Caucasian named Robby Cook. And this year, one of the most talked-about sushi bars in San Francisco has been Sebo, run by chefs Daniel Dunham and Michael Black. (Black is half-Japanese and spent the first seven years of his life in Japan.) These chefs offer sushi fish so traditional that most Americans have never heard of them—which is why Dunham and Black chat across the fish case with customers about what they’re serving, just like the chefs I remember in Japan.

Exactly because these new chefs are rooted in American culture and society, they are well equipped to offer an experience that is, in important ways, authentically Japanese. Consider the case of Marisa Baggett, an African American chef based in Memphis. She told me her goal is to teach Americans in Tennessee and Mississippi to appreciate authentic sushi, but she approaches the task through the local idiom. She educates her customers about traditional sushi etiquette, using clever comparisons to southern manners. And she creates sushi with local ingredients such as smoked duck and pickled okra. This is a fair interpretation of authenticity—in Japanese, the word sushi can refer to just about any dish that includes rice seasoned with vinegar, sugar, and salt. Chefs like Baggett put the lie to claims by Japanese sushi-industry lobbyists that eating endangered bluefin tuna is essential to Japanese culture. Indeed, in Portland, Oregon, the head sushi chef at Bamboo Sushi, a Caucasian named Brandon Hill, has just had his menu certified by conservation groups.

Yum. Pickled okra or smoked duck sushi sounds pretty good to me. Pickled pig’s feet sushi might not be too bad, either. But let’s leave sushi and gravy to Hardee’s, shall we?

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by | 13 May 2009 · 6:13 am

Ferguson on the Origins of World War II

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 312-314:

For obvious reasons, we tend to think of the years from 1933 to 1939 in terms of the origins of the Second World War. The question we customarily ask is whether or not the Western powers could have done more to avert the war – whether or not the policy of appeasement towards Germany and Japan was a disastrous blunder. Yet this may be to reverse the order of events. Appeasement did not lead to war. It was war that led to appeasement. For the war did not begin, as we tend to think, in Poland in 1939. It began in Asia in 1937, if not in 1931, when Japan invaded Manchuria. It began in Africa in 1935, when Mussolini invaded Abyssinia. It began in Western Europe in 1936, when Germany and Italy began helping Franco win the Spanish Civil War. It began in Eastern Europe in April 1939, with the Italian invasion of Albania. Contrary to the myth propagated by the International Military Tribunal at Nuremberg that he and his confederates were its only begetter, Hitler was a latecomer to the war. He achieved his foreign policy objectives prior to September 1939 without firing a shot. Nor was it his intention to start a world war at that date. The war that broke out then between Germany, France and Britain was nearly as much the fault of the Western powers, and indeed of Poland, as of Hitler, as A. J. P. Taylor contended forty-five years ago in The Origins of the Second World War.

Yet Taylor’s argument was at best only half-right. He was right about the Western powers: the pusillanimity of the French statesmen, who were defeated in their hearts before a shot had been fired; the hypocrisy of the Americans, with their highfaluting rhetoric and low commercial motives; above all, the muddle-headedness of the British. The British said they wanted to uphold the authority of the League of Nations and the rights of small and weak nations; but when push came to shove in Manchuria, Abyssinia and Czechoslovakia, imperial self-interest trumped collective security. They fretted about arms limitation, as though an equality of military capability would suffice to avoid war; but while a military balance might secure the British Isles, it offered no effective security for either Britain’s continental allies or her Asian possessions. With withering irony, Taylor called the Munich agreement a ‘triumph for British policy [and] … for all that was best and most enlightened in British life’. In reality, war with Germany was averted at the price of an unfulfillable guarantee to the rump Czechoslovakia. If handing the Sudetenland to Hitler in 1938 had been the right decision, why then did the British not hand him Danzig, to which he had in any case a stronger claim, in 1939? The answer was that by then they had given another militarily worthless guarantee, to the Poles. Having done so, they failed to grasp what Churchill saw at once: that without a ‘grand alliance’ with the Soviet Union, Britain and France might find themselves facing Germany alone. As an indictment of British diplomacy, Taylor’s has stood up remarkably well to subsequent scholarship – though it must be said that he offers few clues as to why Britain’s statesmen were so incompetent.

Where Taylor erred profoundly was when he sought to liken Hitler’s foreign policy to ‘that of his predecessors, of the professional diplomats at the foreign ministry, and indeed of virtually all Germans’, and when he argued that the Second World War was ‘a repeat performance of the First’. Nothing could be more remote from the truth. Bismarck had striven mightily to prevent the creation of a Greater Germany encompassing Austria. Yet this was one of Hitler’s stated objectives, albeit one that he had inherited from the Weimar Republic. Bismarck’s principal nightmare had been one of coalitions between the other great powers directed against Germany. Hitler quite deliberately created such an encircling coalition when he invaded the Soviet Union before Britain had been defeated. Not even the Kaiser had been so rash; indeed, he had hoped he could avoid war with Britain. Bismarck had used colonial policy as a tool to maintain the balance of power in Europe; the Kaiser had craved colonies. Hitler was uninterested in overseas acquisitions even as bargaining counters. Throughout the 1920s Germany was consistently hostile to Poland and friendly to the Soviet Union. Hitler reversed these positions within little more than a year of coming to power. It is true, as Taylor contended, that Hitler improvised his way through the diplomatic crises of the mid-1930s with a combination of intuition and luck. He admitted that he was a gambler with a low aversion to risk (‘All my life I have played va banque’). But what was he gambling to win? This is not a difficult question to answer, because he answered it repeatedly. He was not content, like Stresemann or Brüning, merely to dismantle the Versailles Treaty – a task that the Depression had half-done for him even before he became Chancellor. Nor was his ambition to restore Germany to her position in 1914. It is not even correct, as the German historian Fritz Fischer suggested, that Hitler’s aims were similar to those of Germany’s leaders during the First World War, namely to carve out an East European sphere of influence at the expense of Russia.

Hitler’s goal was different. Simply stated, it was to enlarge the German Reich so that it embraced as far as possible the entire German Volk and in the process to annihilate what he saw as the principal threats to its existence, namely the Jews and Soviet Communism (which to Hitler were one and the same). Like Japan’s proponents of territorial expansion, he sought living space in the belief that Germany required more territory because of her over-endowment with people and her under-endowment with strategic raw materials.

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Filed under Austria, Britain, France, Germany, Japan, nationalism, Poland, U.S., USSR, war