Category Archives: religion

Prudence of Tokugawa Isolation

From Geography and Japan’s Strategic Choices: From Seclusion to Internationalization, by Peter J. Woolley (Potomac Books, 2005), Kindle pp. 43-46:

Events outside Japan in the seventeenth century emphasized the prudence of the Tokugawa seclusion. This was the Age of Expansion—and not just for Europeans. In China, the Ming Dynasty was coming to an end at the hands of the Manchus, people the Ming once ruled. The Manchus gained control of Inner Mongolia before moving south and taking Manchuria and then Korea in 1637. They took the capital, Beijing, in 1644, prompting the Ming emperor to commit suicide. They spent the rest of the century subduing the remainder of China, defeating the last resistance in Taiwan in 1683. They would later add to their empire Outer Mongolia (1697) and Tibet (1720) to make the largest Chinese empire in history.

India had expanded to, then fallen victim to the expansion of others. The Mogul emperors had consolidated the vast subcontinent under their rule, adding the last big piece, Afghanistan, in 1581. By the end of the next century, however, the government had fallen into decline. Its infighting and inefficiency would eventually weaken and divide India to the point where the British could become the real rulers.

In Russia, Ivan the Terrible was creating an empire at the same time as Japan had been fighting its civil wars. Russians crossed the Ural Mountains into Asia and by 1584 had defeated the Tatars. They went on to colonize Siberia over the next several decades, reaching the Pacific Ocean by 1639, thereby becoming neighbors of Japan.

The Europeans continued to explore, conquer, and settle. In contrast to Tokugawa’s stable Japan, a chaotic Thirty Years’ War began in 1618 between Catholics and Protestants, which slowly engulfed the European continent. By its end, Germany was in ruins and hundreds of thousands were dead from disease, famine, and massacre. The Tokugawa strategy of seclusion then seemed like the wise choice. The only question was how long it could last.

The 250 years between the founding of the Tokugawa Shogunate in 1603 and the first American attempt to force Japan to abandon its seclusion in 1853 were not years of stagnation in or outside Japan. In Japan there was political stability but also long-term trends toward urbanization and bureaucratization. A middle class of merchants emerged: people who accumulated wealth but did not necessarily control land. Nor did they have the same obligations and restrictions as the government and ruling class.

To be sure, there was more change taking place outside Japan than there was within. Much of this change would impinge sooner or later on Japan’s foreign policy as well as its domestic harmony. While most writers focus on the technological changes of the era, social, political, and intellectual changes were just as important. If Europe’s seventeenth century was the Age of Expansion, its eighteenth century was the Age of Enlightenment, which laid the foundations not only of modern science but of democratic conceptions of government as well. Notions such as the divine right of kings, raison d’état, and the innate superiority of a ruling class were on their way out. While Japan remained secluded in the fifth reign of its Tokugawa Shogunate, the English philosopher John Locke was publishing his Second Treatise on Civil Government, emphasizing the triune values of individual liberty, the sanctity of property, and equality under the law. Montesquieu’s treatise advocating a separation of government’s basic functions into separate institutions, De L’Esprit des lois, followed in 1748. Jean Jacques Rousseau’s appeal to the “general will” of the people in Le Contrat Social followed in 1762. Adam Smith’s Wealth of Nations argued the advantages of free trade in 1776. And James Madison, Alexander Hamilton, and John Jay produced The Federalist Papers in 1787 and 1788. These works presaged an Age of Revolution. But in Japan none of this would be discussed: the most influential philosophers were Kamo no Mabuchi, Motoori Norinaga, and Hirata Atsutane.

A small school of Japanese writers began both to lead a return to ancient Japanese literature and to critique Chinese influences on Japan—influences they deemed to be impure blots and accretions on Japanese culture. Thus, one curious effect of Japan’s self-imposed seclusion was that the Chinese became the foreigners. The philosophers advocated the revival of Shinto, an indigenous animistic religion in which many things, living and inanimate, had kami, or spirits. Hundreds of native folk tales were attached to Shintoism, many supporting the notion that Japan was the center of creation and the emperor was divinely appointed.

Shinto had been gradually eclipsed by Buddhism, Confucianism, and Taoism, each of which made its way to Japan through Chinese and Korean missionaries as early as the sixth century. Kamo no Mabuchi (1697–1769) was, not coincidentally, the son of a Shinto priest and was most influential in attracting attention to and reverence for classic Japanese literature—literature that included Shinto mythology. Mabuchi was succeeded in his endeavor by a disciple, Motoori Norinaga (1730–1801). Motoori’s quest was to discover the true Japanese culture, now overlaid with so many foreign influences. He saw in Japan’s distant past an ideal society ruled by the descendents of Shinto deities— the emperors. His works and speeches became very popular. But his writing had more than nostalgic undertones. Demanding new reverence for the emperor was a subtle criticism of the Shogunate that ruled in the emperor’s name. And criticizing Confucianism was tantamount to criticizing the political leadership which not only had been schooled in Confucian thought but was— Motoori implied—subservient to China. And though the Shogun gave Motoori official honors, it was Motoori’s own disciple, Hirata, who drew the ultimate conclusion: that all gods were born in Japan and none outside, thus Japan and the Japanese were a category of creation all by themselves, one that was perfect and pure—when free from the corrupting influences of outsiders.

Hirata, born the same year that the Americans produced their Declaration of Independence, became the leader of a full-blown Shinto revivalist movement. That movement was subtly critical of the government, for which Hirata spent the last two years of his life under house arrest. Though he died before the opening of Japan, his disciples were later appointed to important posts in the government, bringing with them their ideas of Japanese cultural purity to the strategic conversation.

Perhaps fundamentalist ideas such as Shinto revivalism were also the result of the strange political climate in Japan. While politically stable and peaceful, social volatility threatened. Peace and stability had brought overpopulation and a recurring threat of famine, since trade was so severely restricted. This allowed merchant and artisan guilds, or kumi to monopolize a particular distribution, trade, or manufacture. The leaders of the kumi were rich and getting richer, and this naturally caused resentment in both the aristocratic class and the underclass. Women were feeling the brunt of a more and more regulated society under an increasingly fearful, conservative government: their dress, civic participation, businesses, and even leisure arts were more and more carefully proscribed. Meanwhile, the police were easily corrupted and the highest officials were profligate in their spending and increasingly arbitrary in their enforcement of laws. All of these consequences and benefits of seclusion would be starkly outlined when Japan was confronted by the need to reevaluate its strategy of seclusion.

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Cambodia, April 1975

From Prisoners of Class: A Historical Memoir of the Khmer Rouge Revolution, by Chan Samoeun, tr. by Matthew Madden (Mekong River Press, 2023), Kindle pp. 11-12:

Cambodia is a small Southeast Asian kingdom, bordered by Vietnam on the east, Thailand on the west and north, and Laos to the north. Its primary religion is Theravada Buddhism. Its main ethnic majority are referred to as Khmers, and the national language is Khmer. The capital city, sitting at the confluence of the Mekong and Sap rivers, is called Phnom Penh.

The kingdom was colonized by France for nearly a century, from 1863 until 1953 when it secured full independence from France under the leadership of King Norodom Sihanouk. Sihanouk abdicated the throne a year later to take a leading role in Cambodian electoral politics, which he dominated for the next fifteen years as a popular and powerful head of state.

On 18 March 1970, Sihanouk was deposed in a parliamentary coup by his prime minister, General Lon Nol. This seminal event broke Sihanouk’s long and carefully maintained neutrality that had kept Cambodia out of the Vietnam War raging next door, as Lon Nol immediately aligned with the United States against the communists, causing the conflict to spill over into Cambodia.

Thus began a bloody civil war, as Lon Nol founded the Khmer Republic, notoriously corrupt and heavily funded by United States military aid; and the embittered Sihanouk, with Chinese support, publicly allied himself with the Cambodian faction of communists, dubbed (by him) the “Khmer Rouge,” in an armed resistance against the new government. Hoping for a return to power, Sihanouk allowed himself to be made the nominal figurehead of this armed resistance, and because he was highly revered by many Cambodians, especially in the countryside, this decision lent tremendous influence and strength to the Khmer Rouge in recruiting large-scale support from the Cambodian populace.

Five years of violent conflict and devastating national division led, ultimately, to an imminent Khmer Rouge victory in mid-April 1975. As Khmer Rouge forces surrounded Phnom Penh for the final battle against disintegrating government forces and prepared to capture the city, the city’s population eagerly awaited the end of the war and the return of peace.

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Bismarck Unites Italy

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 297-298:

In 1866 the Prussian Chancellor Otto von Bismarck found Austria to be a serious obstacle to the realization of his dream of uniting all the German states into a single empire. He therefore forged an alliance with the new kingdom of Italy: the two would attack Austria simultaneously on two fronts. In the event of victory, Italy’s reward would be Venice and the Veneto. A single battle was enough. It was fought on July 3 at Sadowa—also known by its German name of Königgrätz—some sixty-five miles northeast of Prague, and it engaged the greatest number of troops—some 330,000—ever assembled on a European battlefield. The Prussian victory was total. It bankrupted the military resources of the Emperor Franz Josef and opened the way to Vienna. The ensuing armistice duly resulted in the cession of the promised territory. Venice was no longer the independent republic that she had once been, but she was at least an Italian city rather than an Austrian one; and Italy could boast a new and economically invaluable port on the northern Adriatic.

The unity of Italy, however, could not be achieved without Rome; and Rome too was acquired by courtesy of Bismarck, who had cunningly drawn France into a war by his threat to place a prince of the ruling Prussian House of Hohenzollern on the throne of Spain—a proposal clearly unacceptable to the French, who would have then found themselves completely surrounded by Germany. War was therefore declared—by France, not Prussia—on July 15, 1870. It was to prove a bitter struggle; Napoleon III was going to need every soldier he had for the fighting that lay ahead. Thus, by the end of August, not one French soldier remained in Rome. Pope Pius IX was left defenseless. Napoleon’s defeat at Sedan on September 1 spelled the end of the Second Empire; and on September 20 the Italian army entered the Holy City. The Pope withdrew inside the walls of the Vatican, where he remained for the last eight years of his life. The plebiscite that was held shortly afterward registered 133,681 votes in favor of the incorporation of Rome into the new kingdom and 1,507 against. Rome was now part of Italy, not by right of conquest but by the will of its people; and the kingdom of Italy, under its sovereign King Victor Emmanuel II, finally took its place among the nations of Europe.

As the voting figures showed, the Sicilians were as happy as their new compatriots. They were, after all, a good deal more Italian than Spanish, and even though their King was a Piedmontese—a man of the mountains rather than of the sea, and hailing from as far from Sicily as it was possible to go while remaining an Italian—there seemed a fair chance that they would be allowed to play a larger part in their own affairs than they had in the past. They hoped so, anyway.

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Two Sicilies and the Carbonari

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 258-260:

The final return of the King to Naples allowed him to turn his attention to his own title. He had been Ferdinand III of Sicily but Ferdinand IV of Naples, which people found complicated and confusing. On December 8, 1816, he formally assumed the title of Ferdinand I of the Two Sicilies. There was, as we have seen, nothing new in this concept, which originally came about owing to Charles of Anjou’s insistence on continuing to claim the title of King of Sicily, even after the island had been lost to the Kingdom of Aragon after the War of the Sicilian Vespers. It had, moreover, been decided by the Congress of Vienna that the Two Sicilies should continue as a single kingdom. In Sicily itself, however, the decree could not fail to be unpopular. It meant the end, after only four years, of both its constitution and its theoretical independence; and it condemned it in future to be—not for the first time—little more than a province of Naples. Financially too the departure of the court from Palermo dealt the island a heavy blow. Trade had been expanding in both directions, while foreign businesses—the vast majority of them British—had been steadily increasing in numbers; many of these now relocated to the mainland. British commercial influence henceforth survived principally in only two key industries: the wine trade in western Sicily, based on the town of Marsala, and the mining of sulfur, which was becoming ever more important as the Industrial Revolution took its course.

…

At this point there appears in the story the figure of an immense Calabrian general named Guglielmo Pepe. Born in 1783, Pepe had first fought against the Sanfedisti of Cardinal Ruffo in 1800. Captured and exiled to France, he had joined Napoleon’s army and subsequently shown himself to be a Bonapartist through and through, fighting for both Joseph Bonaparte and Joachim Murat and commanding a Neapolitan brigade during the Peninsular War in Spain. He had fought bravely for Murat at Tolentino and had reluctantly accepted the Treaty of Casalanza, by the terms of which he had retained his army rank. But he had spent his entire life fighting the Bourbons, and it was too late to transfer his loyalty. He now devoted himself, while ostensibly campaigning against brigands in the Capitanata, to rallying the somewhat inchoate mass of dissatisfied Italians known as the carbonari—“the charcoal-burners”—and welding them into a national militia.

The carbonari were organized—insofar as they were organized at all—on the lines of Freemasons, split up into small, covert cells scattered across the peninsula. Even their objectives were far from identical: some were out-and-out republicans, others preferred constitutional monarchy; what they all hated was absolutism, the Bourbons, the Austrians and the Papacy. And they dreamed, almost all of them, of an independent, liberal, united Italy. In 1814 they had fought for the Sicilian constitution and had been outlawed by the Pope for their pains; in 1817 they had inspired risings in the Papal States. According to Pepe’s memoirs—which may not be totally reliable—he had planned to take advantage of a military review of 5,000 men, to be held in the Emperor’s honor at Avellino, to seize the imperial and royal party and hold it to ransom. What would have been the result of such a coup, if it had successfully taken place, is hard to imagine; fortunately, the Emperor and the King were warned at the last moment—not of the conspiracy, but simply that the Avellino road was in execrable condition and might well prove impassable. They thereupon gave up all idea of attending the review and returned to Naples. For some time the carbonari had been rapidly increasing in numbers; according to Pepe, there were now over a quarter of a million in Italy alone, and we can be pretty sure that Sicily—with its long history of subversion and brigandage—would have contributed its full share. There was a general feeling of anticlimax after the Napoleonic Wars. The armies in particular were bored; they had little to do and promotion was slow. No wonder that so many drifted toward carbonari lodges. Gradually too the movement became more focused, its aims grew a little clearer; and the first of these aims was to force the King to grant a constitution.

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Sicily After Utrecht, 1715

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 178-180:

What is generally known as the Treaty of Utrecht, negotiations for which began in 1712, was in fact a whole series of treaties through which the European powers attempted once again to regulate their mutual relations. Only one of the many agreements concerns us here: the decision to transfer Sicily to the Spanish King Philip V’s father-in-law, Duke Victor Amadeus of Savoy. The idea had been accepted largely on the insistence of the British, who were uneasy at the thought of Sicily joining Naples in Austrian hands and who argued that the Duke had deserved a reward by changing sides during the war. The only objection was raised, somewhat unexpectedly, by Queen Anne, who disliked seeing countries being shuffled around without their consultation or consent; but her ministers quickly overruled her.

Victor Amadeus was of course delighted. He arrived in Palermo on a British ship in October 1713, and was shortly afterward crowned King of Sicily—and, somewhat improbably, of Jerusalem—in the cathedral. Over Jerusalem he had of course no power at all; even in Sicily he controlled only nine-tenths of the island, the powers at Utrecht having deliberately left King Philip all his personal estates, which were administered by Spanish officials and exempt from both taxation and Sicilian law. Nonetheless, Victor Amadeus was the first royal presence on the island since 1535. The Sicilian nobility welcomed their new monarch, expecting as they did so that he would settle in the city and set up a proper court there. The people in general received him with their usual apathy. They had had so many rulers over the centuries; this one would probably be no better and no worse than the rest.

He actually made a serious effort to be better. He stayed on the island for a year, traveled fairly widely—though not into the impenetrably deep interior—and tried hard to understand the character and customs of his subjects. He reopened the University of Catania and introduced new industries wherever he could, establishing factories for paper and glass, doing his best to revive agriculture and shipbuilding. But it was no use: he had to contend not only with the rich, who continued to set their faces against any innovations that might adversely affect their privileges, but also—and far worse—with the universal corruption, idleness and lack of initiative that were the result of four centuries of foreign domination. There was also the perennial grievance: just as in former centuries the Sicilians had grumbled about the sudden influxes of Spaniards or Frenchmen who would take over the senior offices of government, so now they protested at the flood of Piedmontese civil servants and accountants whom the King had introduced in an attempt to restore order to the chaotic national finances.

Such protests, Victor Amadeus knew, were inevitable; he could take them in his stride. But he knew too that the Sicilians had rebelled twice in the previous century, and were perfectly capable, if pressed too far, of doing so again. Wisely, he treated the barons in particular with extreme caution. So long as they continued to enjoy their traditional immunities and privileges, they would give no trouble; if, on the other hand, these were in any way threatened, the consequences could be serious indeed. When the time came for him to return to Piedmont, he must have felt that the Sicilian cause was hopeless. Family vendettas were as many and frequent as ever; banditry was everywhere. The people were essentially ungovernable.

Moreover, he had failed utterly to gain their affection. The Sicilians loved color and display; they had long been accustomed to the pomp and splendor surrounding the Spanish Viceroys, representing—as only Viceroys could—one of the richest and most powerful nations in the world. Victor Amadeus was not a man for finery. A natural puritan, he hated ceremonial and dressed more like a man of the people than a monarch, preferring a walking stick to a sword. He was also distressingly parsimonious; gone were the ostentatious parades and the lavish receptions which had been such a feature of life for the aristocracy of Palermo. No wonder that children a hundred years later were still throwing stones at dummies bearing his name.

Soon after his return to Turin, he received another humiliation, this time from the Pope. The origins of the quarrel with Clement XI go back to the old Spanish times and need not concern us here; but the consequence was that in 1715 a papal bull entitled Romanus Pontifex put an end to the six-hundred-year tradition whereby the Kings of Sicily were also automatically the Papal Legates. The Pope also instructed all Sicilian clergy to refuse taxation. Many obeyed, only to be punished by exile or imprisonment and confiscation of their property. Churches were closed, bishoprics left vacant, and all good Christians adjured to defy royal authority. The more sensible naturally ignored the ban; the monks of a monastery near Agrigento, on the other hand, prepared to defend themselves against the King’s representatives with the well-tried weapon of boiling oil, employed for the first time since the Middle Ages. The Sicilians, who had always been proud of their status as Papal Legates, tended to blame the trouble on the House of Savoy rather than the Papacy. To them, it was just another nail in the Piedmontese coffin. To Victor Amadeus, it was just another nail in theirs.

By this time, he was bitterly regretting that he had ever accepted the Sicilian crown; fortunately it soon proved remarkably easy to surrender. In 1715 the recently widowed King Philip of Spain took as his second wife Elisabeth Farnese, the twenty-two-year-old niece and stepdaughter of the Duke of Parma. The new Queen was undistinguished by beauty, education or experience, but she had a will of iron and she knew what she wanted. Instantly, all French influence vanished from the Spanish court; it became Italian through and through. Determined to recover all Italian-speaking territories for Spain, Elisabeth moved first against Sardinia, part of the empire. In August 1717 she sent her fleet out from Barcelona and by the end of November the island was hers. Then, emboldened by this easy success, she directed the ships straight on to Sicily. On July 1, 1718, Spanish troops were landed near Palermo, where—simply because they were not Piedmontese—they received a warm welcome.

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Sicily Under Spain, from 1479

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 148-149, 152-153:

The accession of [Aragon’s King John II]’s son Ferdinand in 1479 was of immense historic importance, since Ferdinand was already married to Queen Isabella of Castile. This marriage united the two kingdoms and created a third—that of Spain itself. Sicily thus suffered a further loss of importance. But a worse misfortune lay ahead. In 1487 there arrived the first members of the dreaded Spanish Inquisition. This had been established by Ferdinand and Isabella as early as 1481—with the blessing of Pope Sixtus IV—and remained under their direct control. It was intended principally to ensure the orthodoxy of those who had recently been persuaded to convert to Christianity from Judaism or Islam; and after the royal decrees of 1492 and 1501—which ordered Jews and Muslims to convert or leave the country—it substantially tightened its grip. Few converts slept soundly in their beds for fear of accusations that they were secretly observing the old customs, the punishment for which was burning at the stake.

Both the Inquisition and the expulsion decrees struck Sicily hard. The Muslim population, which had once been a majority in the island, was now relatively small, but the Jews were many; in the cities and towns they may well have constituted more than a tenth of the population. And Sicily needed them: they were active as merchants, as metalworkers and weavers, and especially as doctors and of course moneylenders. Doctors tend to be popular among the people; but moneylenders are less so and there were, after the middle of the century when interest rates climbed above ten percent, occasional outbreaks of anti-Semitism. Nonetheless, the citizens of Palermo appealed to Spain on behalf of their native Jews, protesting that they were doing no harm and begging that they might be allowed to remain. Their request went unheeded.

History shows us all too many cases of Jewish persecution, and in every case the persecuting country ends up impoverished. Spain and Sicily were no exception. We do not know the numbers involved—how many Jews decided to emigrate rather than deny their faith and how many “converted”—although the converts too lost much of their property, and even then were never safe from the Inquisition. But whatever the proportions, there can be no doubt that Sicily—like Nazi Germany in more recent years—lost a vast number of her most skilled, talented and intelligent citizens. And her economy suffered accordingly.

Another somewhat unsettling trend made itself evident during the sixteenth century’s opening decade: a steady increase in royal authority. For well over two centuries the barons had had things very much their own way. Thanks to corruption, carelessness on the part of the authorities, or quite often simply the passage of time, many of them held estates that were technically crown property, or had long since been allowed to forget their feudal obligations. But those days were over. With every passing year it became more evident that King Ferdinand was gradually tightening his grip. This was confirmed in 1509, with the appointment as Viceroy of a general named Ugo Moncada, who was bent on the conquest of North Africa and saw Sicily as the obvious springboard. From the beginning the barons hated him. Not only did he show them no respect; on his arrival he instituted searching inquiries as to their legal positions—in many cases with extremely embarrassing results. Arrests were made, frequently leading to imprisonment; fiefs were confiscated, including several that had been formally claimed by the Church. Meanwhile, the Inquisition was making its presence increasingly felt, particularly after it began burning its victims alive in the public squares.

…

The events of the last decade of the fifteenth century had changed the civilized world. On April 17, 1492, Ferdinand and Isabella had given their formal approval to Christopher Columbus for his voyage, putting at his disposal three tiny caravels—the largest of them little more than a hundred feet long. Moreover, just four years before the Niña, the Pinta and the Santa María set sail, the Portuguese Bartholomew Diaz had rounded the Cape of Storms (renamed by John II of Portugal the Cape of Good Hope); just six years afterward, on May 20 1498, his compatriot Vasco da Gama had dropped anchor at Calicut on the Malabar coast. Not only had he found a continuous sea route to India; he had proved that Portuguese ships were capable—just—of getting there and back.

The stories of these three great adventurers are not ours; what is important to us is the effect they had on the fortunes of the Mediterranean. Henceforth the writing was on the wall. Until now, even if the Turks did not make trouble—as they usually did—all cargoes bound for the further east had to be unloaded in Alexandria or some Levantine port. Thence they would be either transported overland to the pirate-infested Red Sea or consigned to some shambling camel caravan across central Asia which might take three or four years to reach its destination. Now, merchants could look forward to a time when they could sail from Lisbon—or London—and arrive in India or Cathay in the same vessel. Meanwhile, thanks to Columbus and those who followed him, the New World was proving infinitely more profitable than the Old, possessed as it was of fabulous wealth, the lion’s share of which went to Spain—and legally too. Within only seven months of Columbus’s first landfall, the Borgia Pope Alexander VI—himself a Spaniard—had issued the first of his five bulls settling the competing claims of Spain and Portugal over the newly discovered territories; within twenty-five years the galleons were regularly returning to their homeland loaded to the gunwales with loot. No wonder the successors of Ferdinand and Isabella had their eyes fixed so firmly on the west.

It was not immediately apparent that this sudden opening up of the oceans on both sides had dealt trade in the Mediterranean what would prove to be a paralyzing blow. Gradually, however, men realized that, at least from the commercial point of view, the Middle Sea had become a backwater. East of the Adriatic the Turks now allowed passage to western ships reluctantly or not at all. To the west, it was still indispensable to Italy; but France was nowadays finding her northern ports on the English Channel a good deal more useful than Marseille or Toulon, while Spain, now entering her years of greatness, had other, tastier fish to fry. Not for another three centuries, until the building of the Suez Canal, would the Mediterranean regain its old importance as a world thoroughfare.

And Sicily, as always, was the loser.

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Sicilians vs. Anjevins, 1292

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 124-125:

For those who detested the House of Anjou and all it stood for, there was after the death of Conradin one rallying point: the court of King Peter III of Aragon. In 1262 Peter had married Manfred’s daughter Constance, who was now the sole representative in the south of the Hohenstaufen cause; and increasing numbers of refugees from Sicily and the Regno were finding their way to his court at Barcelona. Among them was one of the great conspirators of his age. His name was John of Procida. He had studied medicine in his native city of Salerno and, as the Emperor’s personal physician, had attended Frederick on his deathbed. Later he had entered the service of Manfred. He had fought with Conradin at Tagliacozzo, after which he had traveled to Germany with the intention of persuading another of Frederick II’s grandsons to invade Italy and restore the Hohenstaufen line. Only when this plan failed did he move with his two sons to Barcelona. Constance, he believed, was the one last hope. King Peter gave him a warm welcome and made him Chancellor of the kingdom, in which capacity he could concentrate on a great conspiracy to secure the Angevin downfall.

There is a remarkable legend, which appears in the works of both Petrarch and Boccaccio, to the effect that John then traveled in disguise around the courts of Europe to gain support for his cause, visiting the Emperor Michael VIII Palaeologus in Constantinople and returning with vast quantities of Byzantine gold. It is almost certainly untrue: by this time he was nearly seventy, and in both the years in question, 1279 and 1280, his signature regularly appears on documents issuing from the Aragonese chancery. It may well be, however, that someone else—perhaps one of his sons—made the journeys in his name. There was certainly some contact between Barcelona and Constantinople, where Michael was aware that Charles of Anjou was at that very moment preparing a major expedition against his empire. He was consequently eager to take the immediate offensive, before that expedition could be launched. Peter, on the other hand, naturally advocated waiting until it was well on its way.

In fact the timing was in the hands of neither King nor Emperor, but of the Sicilians themselves. By 1282 the Angevins had made themselves cordially detested throughout the Regno, both for the severity of their taxation and for the arrogance of their conduct; and when on the evening of Easter Monday, March 30, 1282, a drunken French sergeant began importuning a Sicilian woman outside the church of Santo Spirito just as the bells were ringing for vespers, her countrymen’s anger boiled over. The sergeant was set upon by her husband and killed; the murder led to a riot, the riot to a massacre; 2,000 Frenchmen were dead by morning.

The rising spread like wildfire. On August 30 King Peter and his army landed at Trapani, arriving in Palermo three days later. The formal coronation for which he had hoped proved impossible: the Archbishop of Palermo was dead, the pro-Angevin Archbishop of Monreale had most sensibly disappeared; Peter had to be content with a simple proclamation of his kingship. This he acknowledged with a public promise to observe the rights and liberties of his new subjects, calling upon all the able-bodied men of Palermo and its surroundings to march with him to Messina, where the French were still holding out. The response, we are told, was immediate and enthusiastic. For all good Palermitans—who detested the Messinans and the French in equal measure—the opportunity was too good to resist.

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Sicily Gets the Boot (of Italy)

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 83-84:

When the news was brought to the Byzantine headquarters that the Sicilians, led by the King himself, were advancing in formidable numbers and strength, the Greeks saw their fellow fighters fall away. The mercenaries chose, as mercenaries will, the moment of supreme crisis to demand impossible increases in their pay; meeting with a refusal, they disappeared en masse. Robert of Loritello deserted, followed by his own men and most of his compatriots. The Sicilian fleet arrived first; then, a day or two later, the army appeared in the west. The battle that followed was short and bloody; the Greek defeat was total. The Sicilian ships effectively prevented any possibility of escape by sea. On that one day, May 28, 1156, all that the Byzantines had achieved in Italy over the past year was wiped out as completely as if they had never come.

William [the Bad] treated his Greek prisoners according to the recognized canons of war; but to his own rebellious subjects he was pitiless. This was a lesson he had learned from his father. Treason, particularly in Apulia where it was endemic, was the one crime that could never be forgiven. Of those erstwhile insurgents who fell into his hands, only the luckiest were imprisoned. The rest were hanged, blinded or tied about with heavy weights and hurled into the sea. From Brindisi he moved to Bari. Less than a year before, the Bariots had readily thrown in their lot with the Byzantines; now they too were to pay the price for their disloyalty. As they prostrated themselves before their King to implore his mercy, William pointed to the pile of rubble where until recently the citadel had stood. “Just as you had no pity on my house,” he said, “so now I shall have no pity on yours.” He gave them two clear days in which to salvage their belongings; on the third day Bari was destroyed. Only the cathedral, the great church of St. Nicholas and a few smaller religious buildings were left intact.

One lonely figure remained to face the coming storm. All Pope Hadrian’s allies were gone. Michael Palaeologus was dead and his army annihilated; the Norman barons were either in prison or in hiding. Hadrian himself was all too well aware that, if he were to save anything from the disaster, he would have to come to terms with the King of Sicily. The two met in the papal city of Benevento, and on June 18, 1156, an agreement was concluded. In return for an annual tribute, the Pope agreed to recognize William’s kingship not only over Sicily, Apulia, Calabria and the former principality of Capua, together with Naples, Salerno, Amalfi and all that pertained to them; it was now formally extended across the whole region of the northern Abruzzi and the Marches. William, negotiating as he was from a position of strength, obtained more than had ever been granted to his father or grandfather. He was now one of the most powerful princes of Europe.

Thus, in the three years separating the Treaty of Benevento from the death of Pope Hadrian [the only English Pope ever] on September 1, 1159, a curious change occurs in the relative positions of the three principal protagonists. Alignments were shifting. The Papacy, brought to its knees at Benevento, rediscovered a fact that its history over the past hundred years should have made self-evident—that its only hope of survival as a potent political force lay in close alliance with its neighbor, Norman Sicily. The German Emperor Frederick Barbarossa, impressed despite himself by the speed and completeness of William’s victories over the Byzantines in Apulia, looked upon him with undiminished hatred but a new respect, and decided on the indefinite postponement of the punitive expedition to the south that he had long been planning. Instead, he resolved on a campaign against the Lombard towns and cities of north Italy which, though technically part of his imperial dominions, had recently been showing a quite unacceptable tendency toward republicanism and independence. The result was the supreme paradox: the Lombard towns began to see the Sicilian monarchy—more absolutist by far than any other state in western Europe—as the stalwart defender of their republican ideals, hailing its King as a champion of civic liberty almost before the dust had settled on the ruins of Bari. And in the end they were victorious: on May 29, 1176, Frederick’s German knights were routed at Legnano by the forces of the Lombard League. It was the end of his ambitions in Lombardy. In Venice in the following year he publicly kissed Pope Alexander’s foot before the central door of St. Mark’s, and six years later, at Constance, the truce became a treaty. Though imperial suzerainty was technically preserved, the cities of Lombardy (and to some extent Tuscany also) were henceforth free to manage their own affairs.

William returned to Sicily with his international standing higher than it had ever been; but the last years of his reign were anything but happy. His Emir of Emirs—the title given to the Chief Minister of the kingdom—a certain Maio of Bari, was assassinated in 1160; and the following year saw a palace revolution in which the King’s young son and heir, Roger, was killed and William himself was lucky to escape with his life. The disorder spread through much of Sicily and into Apulia and Calabria, the King as always leading his army in person, captured rebels being punished with hideous brutality. Worst of all, when he returned to Sicily in 1162, he found Christians and Muslims at each other’s throats; the interreligious harmony which the two Rogers had worked so hard to achieve had been destroyed forever.

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Norman Conquest of Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 64-66:

The Normans were now effectively on its very doorstep; there was nothing to prevent their marching into the Holy City itself. Pope Leo IX resolved to move first. He raised an army, and led it in person against them. The two forces met on June 17, 1053, near Civitate, on the bank of the Fortore River, and the Pope was defeated. The Normans treated him with every courtesy and conducted him to Benevento, where they kept him for almost a year while a modus vivendi for the future was worked out. Its details need not concern us here; suffice it to say that just six years later, in the little town of Melfi, Pope Nicholas II invested Robert Guiscard with the dukedoms of Apulia, Calabria—and Sicily.

BY JUST WHAT TITLE the Pope so munificently bestowed on the Normans territories which had never before been claimed by him or his predecessors is open to doubt. Apulia and Calabria were questionable enough, but with regard to Sicily Nicholas was on still shakier ground, since the island had never been subject to papal control. It was unlikely, however, that such considerations bothered the Normans overmuch. By that third investiture, the Pope had issued Robert with an open invitation. Sicily, lying green and fertile little more than a stone’s throw from the mainland, was the obvious objective, the natural completion of that great southward sweep that had brought the Normans down the peninsula. It was also the lair of Saracen pirates, still a perennial menace to the Italian coastal towns of the south and west. While Sicily remained in the hands of the heathen, how could the Duke of Calabria and Apulia ever ensure the security of his newly legalized dominions?

To the local populations, the progeny of old Tancred de Hauteville must have seemed almost infinite. Already no fewer than seven of his sons had made their mark in Italy; and still this remarkable source showed no sign of exhaustion, for there now appeared on the scene an eighth brother, Roger. He was the youngest of the Hautevilles, at this time some twenty-six years old; but as a fighter he was a match for any, while as a statesman he was the greatest of them all. His brother Robert quickly recognized his qualities. As a recent arrival, Roger had not yet acquired any territorial responsibilities; he would clearly be the perfect second-in-command for the coming Sicilian expedition.

In the early spring of 1060 Robert and Roger together forced the surrender of the Byzantine garrison in Reggio, the Calabrian town that faces Sicily across the Strait of Messina. Now the only Italian city still in Greek hands was Bari, too far away on the Adriatic to cause any trouble; the way was clear. The Pope had given his blessing, the Western Empire was as powerless as the Eastern to intervene. Even in Sicily itself the situation seemed relatively favorable. In many areas the local population was still Christian—though of the Orthodox persuasion—and likely to welcome the invaders as liberators. As for the Muslims, they were certainly brave fighters, but they were now more than ever divided among themselves. It did not look as though the Norman conquest of Sicily would take very long.

In fact, from first to last it took thirty-one years—in notable contrast to the Norman conquest of England just six years later, which mopped up the Saxon opposition in a matter of months. This cannot all be attributed to the valor of the Saracen armies; it was due principally to the rebellious barons in Apulia, who divided Robert’s energies and resources at a time when he desperately needed all he had for Sicily. And yet, paradoxically, it was these Apulian preoccupations that made Sicily the brilliant and superbly organized kingdom that it later became. As Robert was obliged to spend more and more time on the mainland, so the campaign in Sicily fell increasingly under the control of his brother, until Roger could finally assume effective supremacy. This was to lead to the division of Robert’s domains and so allowed Roger, finally freed of Apulian responsibilities, to devote to the island the attention it deserved.

On January 10, 1072, the brothers made their formal entry into Palermo. Subjection of the island was still by no means complete. Independent emirates struggled on in Syracuse and Trapani, but henceforth final pacification could be only a matter of time. Robert Guiscard as Duke of Sicily claimed suzerainty over the island, but with his two mainland dukedoms to look after could never remain there long; Roger would be the effective ruler, with the title of Great Count. Sicily was to be effectively transformed. Since the first half of the ninth century it had been wholly or largely in Muslim hands, constituting a forward outpost of Islam from which raiders, pirates and the occasional expeditionary force had maintained an unremitting pressure against the southern bastions of Christendom. For some 250 years, separately and in combination, the two great empires had striven in vain to subdue them; Robert and Roger, with a handful of followers, had succeeded in barely a decade. Moreover, the Norman conquest of Sicily was, together with the contemporary beginnings of the Reconquista in Spain, the first step in the immense Christian reaction against the Muslim-held lands of the southern Mediterranean—that reaction which was shortly to develop into the colossal, if ultimately empty, epic of the Crusades.

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Arab Conquest of Sicily

From Sicily: An Island at the Crossroads of History, by John Julius Norwich (Random House, 2015), Kindle pp. 58-59:

Sicily, like neighboring Calabria, became a haven for refugees from the iconoclast movement in the empire; but in the ninth it was shattered. The Arabs had waited long enough. They had by now occupied the entire length of the North African coast, and had already been harassing the island with sporadic raiding. Then in 827 they saw their chance of achieving permanent occupation. The local Byzantine Governor, Euphemius by name, had recently been dismissed from his post and recalled to Constantinople after an unseemly elopement with a local nun. His reply was to rise in revolt and proclaim himself Emperor, appealing to the Arabs for aid. They landed in strength, rapidly entrenched themselves, took little notice of Euphemius—who soon came to a violent end—and three years later stormed Palermo, making it their capital. Subsequent progress was slow. Messina fell in 843; Syracuse suffered a long and terrible siege, during which the defenders were finally reduced to cannibalism. The city surrendered only in 878. After this the Byzantines seem to have admitted defeat. A few isolated outposts in the eastern part of the island held out a little longer—the last, Rometta, even into the middle of the tenth century—but on that June day when the banner of the Prophet was raised over Syracuse, Sicily became, to all intents and purposes, a part of the Muslim world.

Once the wars of conquest were over and the country had settled again, life continued pleasantly enough for most of the Greek Christian communities. Although they had to endure a degree of discrimination as second-class citizens, they were normally allowed to keep their freedom, on payment of an annual tribute which many must have preferred to the heavy taxation and compulsory military service imposed by the Roman Empire. Meanwhile the Saracens displayed, as so often throughout their history, a degree of religious toleration which permitted the churches and monasteries and the long tradition of Hellenistic scholarship to flourish as much as ever they had done. In other ways too the island benefited from its conquerors. They brought with them a whole new system of agriculture, based on such innovations as terracing and siphon aqueducts for irrigation. They introduced cotton and papyrus, melon and pistachio, citrus and date palm and enough sugarcane to make possible, within a very few years, a substantial export trade. Under the Byzantines Sicily had never played an important part in European commerce, but with the Saracen conquest it soon became one of the major trading centers of the Mediterranean, with Christian, Muslim and Jewish merchants all thronging the bazaars of Palermo.

And yet, among the many blessings conferred upon Sicily by her Arab conquerors, that of stability was conspicuously absent. As the links of loyalty which bound the Emir of Palermo and his fellow chieftains to the North African caliphate grew ever more tenuous, the emirs themselves lost their cohesive force; they became increasingly divided against one another, and so the island found itself once again a battleground of warring factions. It was this steady political decline that was to bring the Greeks in strength back to Sicily—together with their Norman allies.

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