Category Archives: nationalism

GDR’s Elite Decisionmaking

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 91-93:

The GDR’s uncivil society became immobilized by its own advance. By 1989, Honecker, who had begun his party career as a youth league agitator, was seventy-seven. Willi Stoph (1914–99), East German prime minister since 1964 (except for a brief interlude when he was head of state), was seventy-five. Erich Mielke (1907–2000), the head of the Stasi since 1957, was eighty-one. This ruling echelon, which had first settled in the villas of the northern Berlin suburb of Pankow, near Soviet military headquarters, moved farther out in 1960 to the more easily guarded, isolated Wandlitz woods (near Hermann Göring’s old hunting lodge). There they enjoyed Western food, fashion, jewelry, and electronics imported for them by the Stasi. Their uncivil-society compound became known as “Volvo-grad” for their chauffeur-driven imported vehicles (they could not bear to follow global elite practice and import West German Mercedeses). But despite herding together, the East German elites and their families mostly refrained from socializing—Mielke’s men were not supposed to keep a watchful eye on the private lives of party officialdom, but maybe they did? Decision making was a mystery even for high officials. “One of the most interesting findings is how little most policymakers, including many members of the SED’s highest circles, knew,” explained one scholar of East German ruling circles. “At Politburo meetings leaders discussed very little of substance. Two or three individuals walking in the woods on a weekend frequently made important decisions, and expertise rarely played a major role.”

What about the vaunted Stasi? The Stasi possessed an immense fortresslike complex in East Berlin and more than two thousand buildings, homes, bunkers, shelters, hospitals, and resorts throughout the GDR. Its staff, which numbered 5,000 in its early days, exploded to 45,000 by 1970 and 91,000 by 1989—meaning that Ulbricht and especially Honecker had built up a security ministry larger than Hitler’s Gestapo (7,000 in 1937). And that was for an East German population one quarter as large as that of Nazi Germany (66 million). In the Communist bloc, too, the Stasi stood out. Whereas the massive Brezhnev-era Soviet KGB counted one staff person for every 600 inhabitants and Poland’s equivalent SB had one for every 1,574 inhabitants, full-time Stasi personnel numbered one for every 180 East Germans. (Officially, the GDR bragged that it had one medical practitioner per 400 people.) The Stasi also developed an informant network estimated at seven times the per capita density of that of the Third Reich. Of course, for all the beatings they administered, the Stasi left behind not millions of corpses but millions of files. Its surveillance was overkill: some 6 million files, even though as late as 1989 the Stasi enumerated just 2,500 individuals as opposition activists, with only 60 deemed “hard core” (comparable to Czechoslovakia, though absurdly fewer than in Poland). That year alone the Stasi compiled 500 situation reports (each of 60 pages)—more than one per day. But the dictatorship proved incapable of using this vast reportage. As Karl Marx had written in 1842, often a “government hears only its own voice. It knows it hears only its own voice and yet it deceives itself that it hears the people’s voice.” The East German regime was out of touch, but partly for that very reason the paragons of uncivil society were in no mind to capitulate.

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GDR’s Crisis of Legitimacy

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 70-74:

Born in 1949 following mass rapes by the Soviet army and almost toppled in its fourth year of existence by mass popular revolt, the German Democratic Republic, a rump abutting another German state, lasted four decades. That was not quite as long as Wilhelmine Germany (1870-1918) but longer than the Weimar Republic (1918-33) or the Third Reich (1933–45). Over time, the GDR’s Leninist technocratic image—as a “Red Prussia”—developed a wide following both inside and outside the Soviet bloc. In 1980, the World Bank judged East Germany to be tenth highest in the world in per capita income, above Great Britain. But in the period after World War II, particularly from the 1970s, the formula of Communist-party monopoly and state planning failed to maintain competitive economies, including in the supposed great success, the GDR, as Jeffrey Kopstein has pointed out. East Germany’s infamous State Security Service (Stasi) managed to produce files on 6 million people, more than one third of the country’s total population (16.4 million). But the political police had no answer for a prosperous West Germany, which, in the 1950s, took off on a multidecade economic miracle to become, after the United States and Japan, the world’s third most powerful economy.

East Germany’s populace, no less than the regime, understood that comparisons with West Germany were the basis of the GDR’s legitimacy. Either socialism was superior to capitalism, or it had no reason for being. This logic—starkly evident in the case of the two Germanys—held for the entire bloc. And the bloc being a bloc, the fate of each national Communist regime depended on the fate of the others. When it announced its second Five-Year Plan (1956–60), the GDR committed itself to overtaking West Germany in per capita consumption of key food products and consumer goods by 1961. Rash? Announced or not, some form of a consumer competition was inescapable. In 1961, however, rather than outconsuming West Germans, East Germans were completely enclosed: on top of the already existing 857-mile inner German-German border, a new wire fence was hastily erected some 90 miles across Berlin. The next year, a second, inner fence went up, creating a no-man’s-land, “the death strip,” patrolled by self-firing machine guns triggered by movement. These barriers were soon concretized. Still, East Germans could continue to make direct comparisons with life in West Germany from their own living rooms—just by watching West German television. In Albania the populace could watch Italian TV and in Estonia Finnish TV—rare windows. But in the GDR, Western TV was accessible in the inhabitants’ native tongue (except in a poor-reception area around Dresden, dubbed “the valley of the clueless”). North Koreans have never had anything like that vis-à-vis South Korea. West German TV offered East Germans a “nightly emigration”—and a frustrating tease.

Samizdat (self-publication) in the GDR was virtually unknown, and antisocialist dissidents were relatively few, a circumstance often attributed to the supposed lack of a strong sense of nation and nationalism. (As we shall see in the next chapter, Communist Romania is said to have lacked dissent because of a too-powerful sense of nation.) In fact, even when they were critical, intellectuals in East Germany exhibited a high degree of loyalty. The East German novelist Christa Wolf (born Christa Ihlenfeld in 1929), who after a brief stint as an informer fell under extended Stasi surveillance, openly criticized the East German leadership, but like most East German intellectuals, she hoped not to undo but to revivify the antifascist, anticapitalist cause. There was no anomaly in an intelligentsia committed to the socialist cause. True, many East German intellectuals were apolitical. And repression was omnipresent. “We were always afraid of being denounced,” recalled one person critical of the regime. But for most, West German consumerism was not their idea of better socialism. Even the hideous Wall was accepted by some of them. “I took it to be an evil, but a necessary evil for the existence of the GDR,” said one socialist intellectual, adding that “whoever wants to tear down the Wall must also be clear that he is at the same time tearing down the basis of the existence of the GDR.” Those deemed antisocialist could apply to leave or be expelled, blunting opposition domestically. As for intellectuals who refused to leave, in many cases they also refused to campaign for freedom of movement (human rights)—if leaving was betrayal, why defend the right to betrayal?

This dynamic—leave or stay—turned out to be the crucial mobilizer in 1989, when the GDR was suddenly struck by mass demonstrations, to near-universal shock, in Leipzig. As throngs of East Germans—eligible for automatic citizenship upon arrival in West Germany—clamored for exit, others massed to voice the sentiment “We’re staying.” The period from the time this agitation erupted, in autumn 1989, to the time the regime disappeared was astonishingly brief. Before a momentous peaceful demonstration on October 9 in Leipzig, the country counted fewer than 100,000 total protesters at all events, but the total would rise to 4 million by November 9, when the Berlin Wall was breached. And yet, this was mass mobilization without mass organization. The best-known organized social movement outside the regime, New Forum, was announced only in late September 1989. Though loyalist, New Forum was immediately declared “hostile to the state” and illegal by the Stasi and found no counterpart inside the ruling party—such as the reform Communists in Hungary—to negotiate with and to bolster its fledgling organization. New Forum’s activists had no offices or telephones. Its name was sometimes evoked at marches, but it was overwhelmed by events. “Social movements in the GDR evolved largely spontaneously,” argues the scholar Steven Pfaff, adding that “detestable, poorly performing authoritarian states are commonplace; it is revolutions that are unusual.” When does popular acquiescence to dictatorship vanish? When does the uncivil society lose its nerve?

The Communist establishment could not emigrate: it had no exit.

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1989: Implosion More Than Explosion

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 8-11:

What more could there be to say on this twentieth anniversary of 1989? Plenty. Most analysts continue to focus disproportionately, even exclusively, on the “opposition,” which they fantasize as a “civil society.” This fixation recalls the long and fruitless search for “the bourgeoisie” who supposedly caused the French Revolution of 1789. But just as “the bourgeoisie” were mostly an outcome of 1789, so “civil society” was more a consequence than a primary cause of 1989. Thanks to the repudiation of the single-party monopoly and its corollary, the state-owned and state-run economy, the 1989 revolutions would make civil society possible. That said, highlighting the opposition is understandable for Poland since, as we shall see, Poland had an opposition, which imagined itself as civil society. Such a focus almost works for Hungary, too, because, like Poland, Hungary had a negotiated exit from communism, though Hungary’s proreform Communists in 1989 had to bolster the anti-Communist opposition in order to have a negotiating partner. Be that as it may, for all other Eastern European countries the focus on the opposition falls into the realm of fiction. And even for the Polish case, analysts too often leave out the side across the table from the opposition—namely, the Communist establishment. The often overlooked establishment, which we call “uncivil society,” is a primary focus of our book, because that is where collapse happened.

The incompetent, blinkered, and ultimately bankrupt Communist establishments—party bosses and propagandists, secret policemen and military brass—deserve their due, but we do not examine every Eastern European country in depth. East Germany, Romania, and Poland are the case studies (in that unusual order) that we single out for extended treatment because, in our view, they best reveal how and why each establishment’s implosion occurred. Seeking to use the opposition to help push through tough economic measures to save the system, uncivil society in Poland (as well as in Hungary) discovered that it had instead capitulated; in East Germany and Romania (and elsewhere) the establishment just collapsed. The causes behind both these outcomes had a lot to do with internal elite dynamics and with geopolitics, as we shall show. But in cases where the uncivil society was determined to hold on, it had to be, and was, given a shove by mass social mobilization. Paradoxically, therefore, in 1989 the enormous street demonstrations took place not in the country with the formidable organized opposition (Poland) but in the lands of the formidable Securitate and Stasi—the dreaded security police of Romania and East Germany, respectively. No less paradoxically, the mass protests broke out without equivalent mass social organizations. Hence, a second goal of our book, beyond a close look at uncivil society, entails an explanation of the social mobilization absent corresponding societal organization.

Eastern Europe ended up shaping the destiny of the Soviet Union, but the Soviets had long held the fate of Eastern Europe in their hands. The “Brezhnev Doctrine”—employing military force, as a last resort, to uphold socialism in the bloc—was in many ways the Andropov Doctrine. Yuri Andropov, the long-serving KGB chief (1967–82) and briefly the successor to Leonid Brezhnev as general secretary (1982–84), had long undergirded the Soviet resolve. Andropov played a hard-line man-on-the-spot role as Soviet ambassador to Hungary during the crackdown in 1956; he manipulated the more cautious Brezhnev over using force in Czechoslovakia in 1968; and he took a tough stance on Poland in 1980–81 during Solidarity’s existence. The KGB underling who served as station chief in Poland from April 1973 through October 1984 recalled that Andropov had refused to countenance Poland taking the “capitalist” path, a scenario viewed as zero sum geopolitically. Other evidence, though, indicates that behind closed doors in 1981 Andropov lamented that the overtaxed Soviet Union had reached the limits of its ability to intervene militarily in Eastern Europe and goaded the Polish regime to conduct its own crackdown (it did). Be that as it may, in 1989 Mikhail Gorbachev’s Kremlin not only formally repealed the Brezhnev Doctrine but also worked to prevent Eastern Europe’s uncivil societies from themselves using violence to prop up their regimes. Almost immediately thereupon, the Communist systems in Eastern Europe were overturned. The ashes of Andropov—who more than anyone had helped put Gorbachev into power—must have been turning over in his Kremlin Wall urn.

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How Long Did the Asian War Last?

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 283-284:

The question of how long the war in the Asia Pacific lasted can also be put to the historian. The conventional answer is that it spanned less than four years, the time that passed between Pearl Harbor and Hiroshima. A slightly more unconventional reply would argue that it began in 1937 with the onset of all-out conventional hostilities between China and Japan. Recently, the Chinese government and some Chinese historians have asserted that the actual beginning of the war with Japan was in 1931, with the Japanese occupation of Manchuria. Obviously, the further back in time the start of the war is pushed, the more central becomes the role of China.

There is less controversy about the end of the war, as most agree on 1945 as marking the natural conclusion. Still, the conflicts which harrowed the region for the next three decades could in many ways be seen as consequences of the larger conflagration of the early 1940s. The internecine war that would lay waste to Korea only five years into the future came about partly as a result of the division of the peninsula into a Soviet-backed north and a US-supported south after the end of the Japanese occupation. Likewise, the numerous struggles against the Western colonial masters might be seen as having been kindled by the examples set by the Japanese. It could, therefore, be argued that the Japanese-American war of 1941 to 1945 was part of a much larger half-century-long narrative stretching from the civil wars of China of the 1920s all the way until the evacuation of Saigon in 1975. Perhaps it will take another century of writing about the conflict, and the sobering effect of time passed, to arrive at a satisfactory conclusion.

Whether now or in the distant future, one of the main objectives of history will be to learn from it. Some of the participants in the vast conflict began learning as soon as the weapons fell silent. On August 14, 1946, the first anniversary of Japan’s decision to accept unconditional surrender, emperor Hirohito met with Prime Minister Yoshida Shigeru as well as Suzuki Kantarō, who had headed the government at the end of the war. The emperor expressed regret at the way the war had developed but pointed out this had not been the first time Japan has suffered abject defeat. Events had come full circle. In the battle of the Paekchon River in 663, Japan had met China in battle for the first time in history, and it had been beaten and forced to withdraw to the home islands. “After that, political reforms were pushed forward, and the result was a major turning point in the development of Japanese civilization,” Hirohito said. “If we bear this in mind, we can naturally understand the road that Japan needs to take after this new defeat.”

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Japan’s Defeat Hits Southeast Asia

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 278-281:

Even many years after the war, Mustapha Hussein remembered his reaction when he heard that Japan had surrendered: “I cried.” A political radical in the former British colony of Malaya, he had hoped that the peninsula’s separatist movement would seize the opportunity and declare independence during the brief period that offered itself while Japan was fatally weak and the Allies had not yet declared victory. Now that Japan had formally capitulated, the reimposition of British rule was just a matter of time. The chance was wasted. “I regretted the matter deeply as Malaya would once again be colonized and gripped by Western power.”

Elsewhere in Southeast Asia, some activists did try to exploit the brief interregnum between Japan’s surrender and the arrival of the Western victors. In the East Indies on August 17, two days after the Japanese had accepted their defeat, the head of the separatist movement, Sukarno, declared independence, creating “an electrifying effect on the mass of Indonesians,” according to an observer. In Indochina two weeks later, on September 2, the day of the surrender ceremony on the USS Missouri in Tokyo Bay, the US-backed guerrilla leader Ho Chi Minh did the same for Vietnam. “Today we are determined to oppose the wicked schemes of the French imperialists, and we call upon the victorious Allies to recognize our freedom and independence,” he told a jubilant crowd in Hanoi.

Both attempts were squashed within weeks as the old imperialists returned, battered but determined to pick up where they had left off. It would seem that it was now back to colonial business as usual, and that the Western empires would be resurrected to their former grandeur. Nothing could be further from the truth. The European colonies, some dating back centuries, only returned for a brief interlude before evaporating forever. This also meant that the peace that was heralded by Hirohito’s speech in August 1945 was not peace at all, but more war by new means. This went for virtually all of Southeast Asia. For every society in the region except Thailand, the first two decades after the war that ended in 1945 brought new mass-scale violence, whether in the form of war, civil war, or revolution, or a combination of the three.

It came as completely unexpected to most Europeans. B. C. de Jonge, governor general of the Dutch East Indies in the 1930s, had confidently signaled that his country’s control of the Southeast Asian archipelago was essentially for eternity. “We have ruled here for 300 years with the whip and the club and we shall still be doing it in another 300 years,” he had said. In fact, counting from the time they returned to the East Indies in 1945 trying to reinstate their authority, the Dutch had only four years left as colonial masters. The Dutch had shown in 1941 that they could be beaten, fast and decisively, and the aura of superiority which had enabled them to control a country many times larger than their own was gone forever.

The genie of independence was out of the bottle, and it could not be put back in. Often it had horrifically violent results. Dirk Bogarde, the future actor, was on the island of Java with British forces and saw how Dutch internees, returning from the camps and trying to start their lives anew in their looted homes, often were murdered by frenzied mobs. In one instance, an elderly Dutch couple had been hacked to death in their small villa: “The woman… had put up a desperate fight, her hands shredded by the knives, her blood sprayed in elegant arcs across the tiled walls. The man lay face downwards in the sitting room, his balding head almost severed from his body.”

The inability of the Western colonial powers to deal efficiently with social problems that the colonized people, left to their own devices, had occasionally proven better at solving further contributed to the Western loss of prestige in the former colonies. An example was the famine in Indochina, which was alleviated after the French authorities had been ousted in the spring of 1945 and replaced with an indigenous regime propped up by the Japanese. Immediately after assuming power, the colony’s new rulers introduced new measures to reduce speculation on the pricing of scarce rice supplies while improving the transportation of grains to the hunger-stricken provinces. “Brutal measures that we ourselves would not have ventured to take bring a momentary abundance,” a French writer reluctantly acknowledged, adding that the people of Indochina “have come to think very seriously that they are ripe to be a great nation.”

This was only reinforced when the Japanese left and handed back Indochina to the Western powers. Despite the improvement made in the spring, the food situation quickly turned desperate again. “Hanoi with a population of 200,000 inhabitants is literally dying of hunger,” a foreign observer wrote. “The worst situation is that of feeding the infants.” This was only partly the result of Western mismanagement. More importantly, Indochina experienced devastating flooding, with river levels in Hanoi reaching a historical record, but the prestige of the colonial authorities suffered yet another blow.

As in the East Indies, a protracted guerrilla campaign followed in Indochina, fueled by the population’s thirst for independence, and French determination to hold onto its prized possession. If France let go of this “admirable balcony on the Pacific,” it would no longer be a great power, a leading French politician said. The result was long years of bloodshed which gradually evolved into a full-scale conventional war, and only ended with the withdrawal of the French colonial rulers and the division of Indochina into two in 1954.

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Destruction of Manila, 1945

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 189-191:

The 11th Airborne Division also moved towards Manila from the south but still met with determined opposition and some of the most formidable hardware prepared by the Japanese in expectation of the assault. At Nichols Field, a US military airfield established before the war, they were shelled by five-inch naval guns, removed from warships and placed in strategic positions. Being forced to halt, a company commander messaged back to headquarters, “Tell Bill Halsey to stop looking for the Jap fleet. It’s dug in on Nichols Field.”

In parts of the city, the fight proceeded Stalingrad-style, with protracted combat building for building, floor for floor, room for room. When soldiers of the 1st Cavalry entered into Manila Hotel, they were met with a hail of bullets from Japanese positions on the stairs leading to the upper floors. Deadly combat ensued, as the Americans worked their way up, while the Japanese counterattacked from one floor to the next. One group of defenders held on to the mezzanine floor for 24 hours, and it was three days before every Japanese in the building had been killed, leaving it in American hands.

Shortly afterwards, Eichelberger moved into the annex of the hotel, taking in the view of Manila. “I could see the city of Manila gleaming whitely in the sunshine. I could see Corregidor, and the hook of the Cavite peninsula, which curves into Manila Bay. In another direction I could see Balayan and Batangas Bays on the sea, and, inland, Lake Taal in the crater of an extinct volcano and the shimmer of Laguna de Bay,” he wrote in his memoirs. “It was strangely like a homecoming. But soon tall plumes of smoke began to rise in Manila, and at evening the tropical sky was crimsoned by many fires. The Japanese were deliberately destroying the magical town which had been traditionally called ‘the Pearl of the Orient’.”

The almost complete devastation of Manila, including the picturesque Intermuros [sic] district dating back to the 16th century, took place despite MacArthur’s express wishes to spare the city and its people. He had told Kenney, the commander of his air corps, to avoid bombing the city from the air: “You would probably kill off the Japs all right, but there are several thousand Filipino civilians in there who would be killed, too. The world would hold up its hands in horror if we did anything like that.” However, deliberate Japanese arson, a kind of urban scorched-earth tactics, combined with artillery fire on both sides to lay waste to the city. “Every beautiful public building is in ruin, and there is no roof on any building in the Intramuros,” Eichelberger wrote in a letter to his wife. “It is all just graveyard.”

It bore a resemblance to the fate that had befallen Warsaw the year before, and the same could be said of the senseless killing of civilians. Just as the most brutal units of the German SS somehow found time to massacre the population of the Polish capital, the Japanese, too, went on a bloody rampage among defenseless men, women, and children. “Crazed with alcohol, Japanese officers and men raged through the city in an orgy of lust and destruction that brought back memories of their conduct at the capture of Nanking several years before, when their actions had horrified the civilized world,” Kenney wrote later.

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Labor Unrest in Java, 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 84-88:

In the summer of 1944, the region of Indramayu on the East Indies island of Java exploded in violence. A student at an Islamic boarding school who was known only by the name of Mi’an began distributing holy water among the peasants in the area, telling them it would make them invulnerable to attacks from non-Muslims. They needed it, for they were preparing an uprising against their Japanese-supported rulers over grain levies that made life almost unbearable. A couple of low-ranking Javanese officials in the village of Bugis were the first to feel the wrath of the peasants. Angry mobs attacked them in their homes, beating them up and destroying everything inside. The Japanese military police rushed to the scene and confronted the protesting crowd. After attempting to threaten the peasants to disperse, the soldiers opened fire, mowing down the men and boys, who were carrying only sticks and machetes. About 200 people died on that blood-soaked day.

Many had expected a clash sooner or later. Tensions had been building up in this part of the former Dutch East Indies since the spring, as village after village had protested at the rising grain acquisitions, and some had openly rebelled. “We would rather die in battle than die of hunger,” they shouted when officials tried to convince them to go home. Instead, the desperate villagers went on rampages, hunting down tax collectors and others who acted as the face of the regime at the grassroots level. One was stabbed to death by a crowd wielding sharpened bamboo sticks, another was killed along with his son.

Anger was directed as much at local officials as at the Japanese, but it was the Japanese who had the power to enforce the unpopular decisions on the poverty-stricken people of Java. Few protesters were killed on the spot. Most individuals deemed to be the ringleaders of the riots were simply driven away, never to be heard from again. Still, even the Japanese did not have the power to rein in the escalating chaos following the riots during the summer months, and as roving bandits moved through the unpoliced countryside, attacking ordinary people and looting their homes, everyone suffered.

The unrest in Java reflected larger problems afflicting the Japanese throughout their vast empire by the middle of 1944. In the Dutch East Indies, the Japanese had ostensibly been attempting a policy of unifying the various ethnicities. On Java, this philosophy of a “fraternal order,” bringing together Japanese, Indonesian, Chinese, Arabs, and Eurasians, was propagated, in direct opposition to the “divide and rule” tactics that the former Dutch colonial masters had carried out, with significant success. In most Asian areas, Japan made the pretense of supporting indigenous government of some form, in conformity with its stated objective of ridding the region of western imperialism. The one exception until the end of the war was Indochina, where the French colonial administration remained in place.

In some cases, regular friendships had evolved between Japanese and representatives of the local population. An Indonesian journalist later explained his relationship with one of the Japanese officials, who had a genuine concern for the fate of the East Indies. “He was a frank and sympathetic friend, almost like a brother to us. His Indonesian was excellent… and we had many discussions with him about politics, Japan’s objectives and Indonesian independence. He helped us in a lot of ways; for instance, sometimes if articles we had written did not pass the censor, he would somehow try to get them in print.”

The reality, however, was often the reverse of the rosy images of inter-racial harmony described in the Japanese illustrated magazines. Since the early days of the occupation in 1942, the requirements of the local population had to yield to the demands of the Japanese military. After all, access to the rich natural resources of the East Indies had formed the entire basic rationale for Tokyo’s decision to unleash the Pacific War. “I had only to know how much exploitation the native population could endure,” said Major Miyamoto Shizuo, an officer in charge of logistics planning.

It was highly ironic that by 1944 Japan was reaping extraordinarily little actual gain from its possessions in Southeast Asia. Prior to Pearl Harbor, Japanese planners had calculated with Indonesian oil meeting most of their 7.9-million-ton oil requirement per year, but Allied sinking of Japanese transport shipping had caused the amount actually shipped to other parts of the Japanese empire to gradually dwindle, and for the fiscal year beginning April 1, 1944, no oil at all was transported from the East Indies. The output of other strategic materials such as rubber and coal also dropped to a fraction of their prewar levels, meaning essentially that the entire war had been in vain, insofar as it had started out as a grab for vital resources.

Only one resource was plentiful and could be exploited directly on the spot: labor. Young men known as romusha or “work soldiers” were recruited, often forcibly, and set to work at various large-scale projects under the supervision of Japanese engineers. They were often promised good treatment before their departure, but many never returned. Of 300,000 from Java who were sent off to islands elsewhere in the huge Indonesian archipelago, only 77,000 made it home again. What happened to the others is clear from an eyewitness account of the scene at a remote mountainside, where hundreds of workers hacked out a tunnel with adzes and hammers. “Their bodies were thin and parched—bone wrapped in skin,” the testimony reads. “Corpses were just like rubbish—walking skeletons no longer shocked people.” Another account detailed the abuse they were subject to: “Because of their weakened condition, they almost did not have enough strength to walk, so that they staggered on their feet like drunkards. To rest for a moment meant running the risk of getting abuse and blows.”

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Chinese Troops in Burma, 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 51-53:

General Tanaka Shin’ichi, commander of the Japanese Army’s 18th Division, was on a mission in northern Burma in early 1944 directly linked to the attempt at Imphal and Kohima to cut through the British lines and reach the Indian border. With his battle-hardened men, he was to cover the right flank of the Japanese forces engaged in the main offensive and tie down as many Allied forces as possible. At the same time, he was to pursue a separate and arguably more important objective, penetrating as deeply into enemy territory as possible. For him, too, the ultimate objective was to disrupt the supply lines between India and China.

Like the Japanese further south, Tanaka was up against a multinational enemy, but of a different kind. Facing him in the north Burmese hills and jungles were the products of one of the most precarious and unwieldy alliances of the entire war—that between China and America. He was an experienced officer who had taken part in most of Japan’s conflicts since the early 1930s, but he had never before confronted the Chinese in battle. When he finally had the opportunity in the spring of 1944 near the village of Yupang Ga, he was surprised. “The unexpected stubbornness of the Chinese troops in the fighting around Yupang Ga,” he wrote in post-war comments, “led the Japanese to believe the troops that faced them were far superior in both the quality of their fighting and in their equipment to the Chinese troops they had been fighting in China for years.”

The Chinese troops fighting at Yupang Ga were from the New 38th Division, the result of long months of Sino-American cooperation following the US entry into the war. The most visible sign of this cooperation was the trademark M1 helmet worn by the Chinese soldiers, as well as the many examples of state-of-the-art equipment and weaponry they were carrying into battle. More importantly, the soldiers had been through months of US-led training at camps in India and had been instructed in the methods of modern warfare. The hard work was not wasted and the Chinese pushed the Japanese back at Yupang Ga. To the young Chinese soldiers, it was an immense morale boost, and likewise to their officers, who still remembered the first humiliating battles with the technologically superior Japanese during the preceding decade. “The Chinese soldiers talked of it over and over again,” according to the official history. “The first victory is never forgotten.”

The Japanese, under pressure from the Chinese divisions, retreated back south. In this situation, General Joseph Stilwell, the senior US officer on the Asian mainland, decided to bring to bear what American forces were available to him, in the shape of the newly formed 5307th Composite Unit (Provisional). Dubbed “Merrill’s Marauders” after its commander, Brigadier General Frank Merrill, it was the first major US Army unit to go into combat in Stilwell’s area of responsibility. The Marauders represented an attempt to beat the Japanese at their own game, as its members were trained to infiltrate through enemy lines and roam deep inside hostile territory.

The British had pioneered this effort on the Allied side with their Long-Range Penetration Groups, known unofficially as the Chindits, under the command of the unorthodox Major General Orde Charles Wingate. The Chindits had first been placed into battle in 1943, and by 1944 they had built up enough skill and experience to arguably have an impact on the overall conduct of the war. Elements of two Japanese divisions were engaged in fighting the Chindits, and Japanese General Mutaguchi, who led the offensives against Imphal and Kohima, argued that if either division had been able to release just one regiment from these operations, it “would have turned the scales at Kohima.”

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Japanese Homefront Mood, Jul. 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 115-118:

The sun was shining from a bright Pacific sky, but Admiral Ugaki Matome’s mood was much more accurately reflected in the dreary seasonal showers that he knew were now hitting the Japanese home islands. As commander of one of the fleets that had been beaten so profoundly off Saipan, he was fully aware of the implications. “It will be extremely difficult to recover from this disaster and rise again,” he wrote in his diary. “When I think the prospect of a victory is fading out gradually, it’s only natural that my heart becomes as gloomy as the sky of the rainy season.”

Back in Tokyo, the humiliation was felt equally intensely. Retired Admiral Yonai Mitsumasa was in despair. “Although I do not know [the] exact details, Japan has lost the war,” he told a colleague. “We have been defeated beyond doubt. Whoever leads the war, there is nothing to be done.” Hirohito was in a daze and spent his time gazing at fireflies in the Fugiake Garden of the Imperial Palace. “Under the circumstances, there is nothing better for him than to divert himself and to recuperate,” his second cousin Irie Sukemasa wrote in his diary.

Vice Admiral Miwa Shigeyoshi spoke for many when he commented: “Our war was lost with the loss of Saipan. I feel it was a decisive battle. The loss of Saipan meant [the Allies] could cut off our shipping and attack our homeland.” Rear Admiral Takata Toshitane, the deputy chief of Military Affairs at the Navy Ministry added, “We knew that from then on the war was going to be pretty tough. We realized that with the destruction of our industrial capacity, our production would naturally drop to practically zero.” Nagano Osami, the emperor’s supreme naval advisor, put it succinctly: “Hell is on us.”

The few foreigners left in Japan felt the different atmosphere. The Vice Admiral Paul Werner Wenneker, German Naval attaché to Tokyo, noted a clear change in the mood of the Japanese governing elite after the debacle at Saipan, an actual piece of Japan, and not recently conquered territory. “Saipan was really understood to be a matter of life and death,” he said. “About that time they began telling people the truth about the war. They began preparing them for whatever must happen. Before that, they had been doing nothing but fooling the people.” A few days after the loss of Saipan, Tōjō did indeed tell the public that “Imperial Japan has come to face an unprecedentedly great national crisis.”

Prime Minister Tōjō came under pressure over the loss of Saipan. His wife received phone calls from people who did not give their names and simply asked, “Hasn’t Tōjō committed hara-kiri yet?” In an indication that after years of war Japan was nowhere near becoming a hard dictatorship like Germany, Tōjō faced criticism that he was amassing too much power in his own hands. Some even compared him with Adolf Hitler, arguing that it was the German dictator’s insistence on making all the big decisions himself that had led to the disaster at Stalingrad in early 1943. Tōjō was unperturbed: “Chancellor Hitler was a corporal. I am a general.”

In what could have been an almost perfect parallel to the attempted assassination of Hitler in July 1944, two Japanese officers in the same month planned to throw a bomb at Tōjō’s car as it passed through the grounds of the Imperial Palace in Tokyo, but their plan was thwarted, and they were sentenced to death—and later granted a stay of execution. Instead, political pressure built on Tōjō to resign from his post. An alliance of court officials and senior naval officers had been seeking to oust him for months but had been prevented from achieving their aim by Emperor Hirohito’s strong support of Tōjō.

They had been waiting for the right moment to strike, and now with the fall of Saipan, the opportunity was there. They acted by the middle of July, preparing a resolution to Hirohito stating that “the minds and hearts of the people must be infused with new life if the empire is to survive… a powerful new cabinet must be formed that will surge forward unswervingly.” With the loss of the emperor’s backing, Tōjō was doomed. On July 18, a deeply disappointed Tōjō was forced to tender his resignation. He was replaced by General Koiso Kuniyaki, who was not Hirohito’s first choice as head of the Cabinet, being seen as too easy to sway and with a dangerous penchant for mystical nationalism, probably the last thing Japan needed at this particular time.

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Japanese Homefront Mood, Jan. 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 39-41:

Admiral Yamamoto Isoroku, the architect of the Japanese attack on Pearl Harbor, had made only limited promises before committing to the offensive against US and Western possessions in the Asia Pacific in late 1941 and early 1942. He would be able to deliver one victory after the other during the first months of the war while the enemy was still reeling from the initial shock of being attacked, he said, but once that early advantage had been exhausted, the going would become much harder. Now, two years into the war, Yamamoto was dead, shot down by American pilots over the South Pacific, and the US counteroffensive had picked up, pushing back at the fringes of Hirohito’s vast empire.

At the dawn of the new year 1944, therefore, many of the emperor’s subjects were concerned about the future, and some put their bewildered thoughts on paper. “An important year has come. The days are coming that will decide history,” wrote liberal journalist Kiyosawa Kiyoshi in his diary on January 1. There was a pervasive sense that things might not stay the same. In every home in Japan when breakfast was served, he noted, people asked the same question: “Will we really be able to eat in this way next year also?” Yabe Teiji, a political science professor at the Tokyo Imperial University, was more straightforward in his diary entry: “The coming year will be Japan’s year of disaster.”

The Tokyo Metropolitan Police was keenly interested in the public mood and remarked in a secret report that although some clung on to a vague sense of optimism about the war, a note of caution was clearly discernible. “There are some who are frankly amazed at the quick and mighty strategy of the enemy and fear the threat of invasion of the mainland, some who desire the announcement of the truth, and some who fear for the safety of our fleet,” the anonymous author of the report wrote, adding that people who held these views were not few in number. There were other categories of opinion, all reflecting the fact that any early enthusiasm put on display at the start of the war was long gone: “Those who go to the extreme criticize military strategy, exaggerate the announcement of our losses, and consider the war to have already been decided. Also, those who are totally unconcerned with the war situation and show a trend toward defeat and war-weariness, just longing for speedy end of war, have been seen here and there.”

By early 1944, even the most optimistic among the 73 million Japanese could no longer fool themselves into believing that life went on as before. In February, the government issued “Outline of Decisive War Emergency Measures,” closing high-end entertainment and causing life in the big cities to take on an even drabber appearance overnight. The new rules were expanded to the entire empire with immediate effect, as Admiral Ugaki Matome found out when he stayed over in Japanese-occupied Shanghai and was entertained one evening by Japan’s governor general. “Banquets, restaurants, and geishas have been banned, as in Japan proper, but the governor general still seemed as full of life as before,” Ugaki wrote in his diary. The kimono, the colorful traditional Japanese dress, was also largely gone from the streets of Japan. As one observer noted, “to be a woman, basically, is not patriotic.”

As the war economy gradually caused an increasing share of available resources to be allocated to the military, getting enough to eat was suddenly a daily struggle for average Japanese families. There were lines of usually about a hundred people outside Tokyo food shops, and on any given day thousands of residents would leave the capital to buy supplies directly from farmers. The hard times were felt particularly keenly by the Westerners who had been caught inside the borders of the Japanese Empire when war broke out. In January, Red Cross delegate H. C. Angst visited a camp for civilian internees set up inside a Catholic monastery near Yokohama and subsequently described the poor conditions that the inmates lived under: “Space is insufficient and overcrowded. Some sleeping on tables. Light sufficient. No heating.” The anti-foreign mood showed up in other ways as well. Baseball, a favorite sport for the Japanese in the prewar years, was allowed to continue but was being cleansed of English-sounding vocabulary. Sutoraiki, an attempt to reproduce the word “strike” in Japanese, was replaced with the much more indigenous-sounding honkyū.

Actually, sutoraiki is a labor term; sutoraiku is the baseball term. I haven’t been able to find confirmation for honkyū, but it was probably 本球 ‘true/real/original ball’. Umpires had to call strikes with よし yoshi ‘good’ and balls with ダメ dame ‘not good’. Strikes were counted 一本, 二本 ippon, nihon, with the counter for long straight things, while balls were counted 一つ, 二つ hitotsu, futatsu, with generic numbers.

Two more nativized terms for balls and strikes, according to Japanese Wikipedia, were 悪球 akkyū ‘bad ball’ and 正球 seikyū ‘correct ball’, and the phrase 悪球打ち akkyū uchi ‘bad ball hitting’ is still used to describe batters who rarely walk because they swing at balls out of the strike zone. Anglicized terms for the same type of batter are バッドボール・ヒッター baddobōru hittā and フリー・スウィンガー furī suingā.

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