Category Archives: Europe

Reassessing Ferdinand and Isabella’s Legacy

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 2181-2234:

The reign of Ferdinand and Isabella was called by Prescott ‘the most glorious epoch in the annals’ of Spain. Generations of Spaniards, contrasting their own times with those of the Catholic Kings, would look back upon them as the golden age of Castile. The conquest of Granada, the discovery of America, and the triumphant emergence of Spain on to the European political stage lent unparalleled lustre to the new State created by the Union of the Crowns, and set the seal of success on the political, religious, and economic reforms of the royal couple.

Against the conventional picture of a glorious spring-time under Ferdinand and Isabella, too soon to be turned to winter by the folly of their successors, there must, however, be set some of the less happy features of their reign. They had united two Crowns, but had not even tentatively embarked on the much more arduous task of uniting two peoples. They had destroyed the political power of the great nobility, but left its economic and social influence untouched. They had reorganized the Castilian economy, but at the price of reinforcing the system of latifundios and the predominance of grazing over tillage. They had introduced into Castile certain Aragonese economic institutions, monopolistic in spirit, while failing to bring the Castilian and Aragonese economies any closer together. They had restored order in Castile, but in the process had overthrown the fragile barriers that stood in the way of absolutism. They had reformed the Church, but set up the Inquisition. And they had expelled one of the most dynamic and resourceful sections of the community – the Jews. All this must darken a picture that is often painted excessively bright.

Yet nothing can alter the fact that Ferdinand and Isabella created Spain; that in their reign it acquired both an international existence and – under the impulse given by the creative exuberance of the Castilians and the organizing capacity of the Aragonese – the beginnings of a corporate identity. Out of their long experience, the Aragonese could provide the administrative methods which would give the new monarchy an institutional form. The Castilians, for their part, were to provide the dynamism which would impel the new State forward; and it was this dynamism which gave the Spain of Ferdinand and Isabella its distinguishing character. The Spain of the Catholic Kings is essentially Castile: a Castile, overflowing with creative energy, which seemed suddenly to have discovered itself.

The Court was the natural center of Castile’s cultural life; and since Spain still had no fixed capital it was a Court on the move, bringing new ideas and influences from one town to another as it travelled round the country. Since Isabella enjoyed a European reputation for her patronage of learning, she was able to attract to the Court distinguished foreign scholars like the Milanese Pietro Martire, the director of the palace school. Frequented by foreign scholars and by Spaniards who had returned from studying in Italy, the Court thus became an outpost of the new humanism, which was now beginning to establish itself in Spain.

One of the devotees of the new learning was Elio Antonio de Nebrija (1444–1522), who returned home from Italy in 1473 – the year in which printing was introduced into Spain. Nebrija, who held the post of historiographer royal, was a grammarian and lexicographer, and an editor of classical texts in the best humanist tradition. But his interests, like those of many humanists, extended also to the vernacular, and he published in 1492 a Castilian grammar – the first grammar to be compiled of a modern European language. ‘What is it for?’ asked Isabella when it was presented to her. ‘Your Majesty,’ replied the Bishop of Avila on Nebrija’s behalf, ‘language is the perfect instrument of empire.’

The Bishop’s reply was prophetic. One of the secrets of Castilian domination of the Spanish Monarchy in the sixteenth century was to be found in the triumph of its language and culture over that of other parts of the peninsula and empire. The cultural and linguistic success of the Castilians was no doubt facilitated by the decline of Catalan culture in the sixteenth century, as it was also facilitated by the advantageous position of Castilian as the language of Court and bureaucracy. But, in the last analysis, Castile’s cultural predominance derived from the innate vitality of its literature and language at the end of the fifteenth century. The language of the greatest work produced in the Castile of the Catholic Kings, the Celestina of the converso Fernando de Rojas, is at once vigorous, flexible, and authoritative: a language that was indeed ‘the perfect instrument of empire’.

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Reforming the Spanish Church c. 1500

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 1782-1806:

Isabella‘s faith was fervent, mystical, and intense, and she viewed the present state of the Church with grave concern. It suffered in Spain from the abuses commonly ascribed to it throughout fifteenth-century Europe: pluralism, absenteeism, and low standards of morality and learning in secular and regular clergy alike. Concubinage in particular was accepted as a matter of course, and was no doubt further encouraged by a practice apparently unique to Castile, whereby the child of a cleric could inherit if his father died intestate. In some sections of the Church, however, and especially in the Religious Orders, there was a deep current of discontent at the prevailing laxity; in particular, the Queen’s Jeronymite confessor, Hernando de Talavera, constantly urged upon her the need for total reform. Under Talavera’s guidance, the Queen devoted herself wholeheartedly to the work of raising the moral and intellectual standards of her clergy. As effective nomination to bishoprics came to be increasingly exercised by the Crown, the morals and learning of candidates ceased to be regarded as largely irrelevant details, and high social rank was no longer an essential passport to a diocese. As a result, the standard of the Spanish episcopate rose markedly under the Catholic Kings, although some of Ferdinand’s own appointments still left a good deal to be desired. Cardinal González de Mendoza, who succeeded Carrillo at Toledo in 1482, hardly conformed to the model of the new-style prelate; but the remarkable munificence of his patronage no doubt did something to atone for the notorious failings of his private life. In 1484 he founded at Valladolid the College of Santa Cruz, which set the pattern for further foundations designed to raise educational standards and produce a more cultivated clergy; and he probably did more than any other man to foster the spread of the New Learning in Castile.

While the Queen and her advisers worked hard to raise the standards of the episcopate and the secular clergy, a movement was gaining ground for reform of the Religious Orders. The Franciscan Order had long been divided between Conventuales and Observants, who wanted a return to the strict simplicity of the Rule of St. Francis. Among the Observants was the austere figure of Francisco Jiménez de Cisneros, whom the Queen regarded as a providential substitute for her confessor Talavera, when the latter became first Archbishop of Granada in 1492. Already in 1491 Alexander VI had authorized the Catholic Kings to take in hand the reform of the monastic orders, and two years later Cisneros launched himself with characteristic energy into the work of reform, and continued to direct it with unflagging vigour after his appointment to Cardinal Mendoza’s see of Toledo on the cardinal’s death in 1495. Starting with his own Order, the Franciscans, he set about imposing a strict observance of the Rule in face of the most intense opposition. The Franciscans of Toledo, expelled from their convent, came out in procession beneath a raised cross, intoning the Psalm In exitu Israel Aegypto, while four hundred Andalusian friars preferred conversion to Islam and the delights of domesticity in North Africa to a Christianity which now suddenly demanded that they adandon their female companions. Slowly, however, the reform advanced. It spread to the Dominicans, the Benedictines, and the Jeronymites, and by the time of Cisneros’s death in 1517 not a single Franciscan ‘conventual’ house remained in Spain.

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Two Separate Spanish Economies c. 1500

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 2149-2165:

Two separate economic systems continued to exist side by side: the Atlantic system of Castile, and the Mediterranean system of the Crown of Aragon. As a result of the expansion of the wool trade and the discovery of America, the first of these was flourishing. The Crown of Aragon’s Mediterranean system, on the other hand, had been gravely impaired by the collapse of Catalonia, although there was some compensation for Catalonia’s losses in the increased economic activity of late fifteenth-century Valencia. Ferdinand’s pacification and reorganization of Catalonia, however, enabled the Principality at the end of the century to recover a little of its lost ground. Catalan fleets began to sail again to Egypt; Catalan merchants appeared once more in North Africa; and, most important of all, a preferential position was obtained for Catalan cloths in the markets of Sicily, Sardinia, and Naples. But it is significant that this recovery represented a return to old markets, rather than the opening up of new ones. The Catalans were excluded from direct commerce with America by the Sevillian monopoly, and they failed, for reasons that are not entirely clear, to break into the Castilian market on a large scale. They may have shown a lack of enterprise, but they also seem to have suffered from discrimination, for as late as 1565 they were arguing that the Union of the Crowns of 1479 made it unreasonable that Catalan merchants should still be treated as aliens in Castilian towns. As a result of this kind of treatment, it is scarcely surprising that Catalonia and the Crown of Aragon as a whole should have continued to look eastwards to the Mediterranean, instead of turning their attention towards the Castilian hinterland and the broad spaces of the Atlantic.

Castile and the Crown of Aragon, nominally united, thus continued to remain apart – in their political systems, their economic systems, and even in their coinage. The inhabitants of the Crown of Aragon reckoned, and continued to reckon, in pounds, shillings, and pence (libras, sueldos, and dineros). The Castilians reckoned in a money of account – the maravedí [named after the Moorish Almoravid dynasty]. At the time of the accession of Ferdinand and Isabella the monetary system in Castile was particularly chaotic.

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Castilian Economy, 1501: All for Wool

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 2057-2076:

In spite of the increasingly grave problem of the national food supply, Ferdinand and Isabella adopted no vigorous measures to stimulate corn production. On the contrary, it was in their reign that the long-continuing struggle between sheep and corn was decisively resolved in favour of the sheep. The great expansion of the mediaeval wool trade had revitalized the economic life of Castile, but there inevitably came a point at which further encouragement of Castilian wool production could only be given at the expense of sacrificing agriculture. This point was reached in the reign of the Catholic Kings. The importance of the wool trade to the Castilian economy, and the value to the royal treasury of the servicio y montazgo, the tax paid the Crown by the sheep-farmers, naturally prompted Ferdinand and Isabella to pursue the policies of their predecessors and to take the Mesta under their special protection. As a result, a whole series of ordinances conferred upon it wide privileges and enormous favours, culminating in the famous law of 1501 by which all land on which the migrant flocks had even once been pastured was reserved in perpetuity for pasturage, and could not be put to any other uses by its owner. This meant that great tracts of land in Andalusia and Estremadura were deprived of all chance of agricultural development and subjected to the whim of the sheepowners. The aims of this policy were obvious enough. The wool trade was easily subjected to monopolistic control, and, as a result, it constituted a fruitful source of revenue to a Crown which, since 1484, had found itself in increasing financial difficulties, exacerbated by the flight of Jewish capital. An alliance between Crown and sheepowners was thus mutually beneficial for both: the Mesta, with its 2½ to 3 million sheep, basked in the warm sunshine of royal favours while the Crown, whose control of the Military Orders gave it some of the best pasturing lands in Spain, could draw a regular income from it, and turn to it for special contributions in emergencies.

There were no doubt certain unintended advantages to Castile, in the intense royal encouragement of the wool industry. Sheep-farming requires less labour than arable farming, and the vast extent of the pasture-lands helped to produce a surplus of manpower which made it easier for Castile to raise armies and to colonize the New World. But on the whole the favouring of sheep-farming at the expense of tillage can only appear as a wilful sacrifice of Castile’s long-term requirements to considerations of immediate convenience. It was in the reign of Ferdinand and Isabella that agriculture was confirmed in its unhappy position as the Cinderella of the Castilian economy, and the price which was eventually to be paid for this was frighteningly high.

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Purging Prussia at War’s End, 1945-

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 12643-12695:

Among the Allies, only the Soviets remained aware of the tension between Prussian tradition and the National Socialist regime. While the July plot of 1944 evoked little positive comment among western politicians, the Soviet official media found words of praise for the conspirators. Soviet propaganda, by contrast with that of the western powers, consistently exploited Prussian themes – the National Committee for a Free Germany, established as a propaganda vehicle in 1943 and composed of captured German officers, appealed explicitly to the memory of the Prussian reformers, above all Gneisenau, Stein and Clausewitz, all of whom had resigned their Prussian commissions during the French occupation and joined the army of the Tsar. Yorck, the man who ignored the command of his sovereign to walk across the ice to the Russians in 1812, naturally held pride of place.

This was all eyewash, of course, yet it also reflected a specifically Russian perspective on Prussia’s history. The history of relations between the two states was no chronicle of unremitting mutual hatred. Stalin’s hero Peter the Great had been a warm admirer of the Prussia of the Great Elector, whose administrative innovations served as models for his own reforms. Russia and Prussia had cooperated closely in the partitioning of Poland and the Russian alliance was crucial to Prussia’s recovery against Napoleon after 1812. Relations remained warm after the Napoleonic Wars, when the diplomatic bond of the Holy Alliance was reinforced by the marriage of Frederick William III’s daughter Charlotte to Tsar Nicholas I. The Russians backed Austria in the dualist struggles of 1848–50, but favoured Prussia with a policy of benevolent neutrality during the war of 1866. The assistance rendered to the beleaguered Bolsheviks in 1917–18 and the close military collaboration between Reichswehr and Red Army during the Weimar years were more recent reminders of this long history of interaction and cooperation.

Yet none of this could preserve Prussia from dissolution at the hands of the victorious Allies. By the autumn of 1945, there was a consensus among the various British organs involved in the administration of occupied Germany that (in a tellingly redundant formulation) ‘this moribund corpse of Prussia’ must be ‘finally killed’. Its continued existence would constitute a ‘dangerous anachronism’. By the summer of 1946, this was a matter of firm policy for the British administration in Germany. A memorandum of 8 August 1946 by the British member of the Allied Control Authority in Berlin put the case against Prussia succinctly: I need not point out that Prussia has been a menace to European security for the last two hundred years. The survival of the Prussian State, even if only in name, would provide a basis for any irredentist claims which the German people may later seek to put forward, would strengthen German militarist ambitions, and would encourage the revival of an authoritarian, centralised Germany which in the interests of all it is vital to prevent.

The American and French delegations broadly supported this view; only the Soviets dragged their feet, mainly because Stalin still hoped to use Prussia as the hub of a unified Germany over which the Soviet Union might eventually be able to secure control. But by early February 1947, they too had fallen into step and the way was open for the legal termination of the Prussian state.

In the meanwhile, the extirpation of Prussia as a social milieu was already well advanced. The Central Committee of the German Communist Party in the Soviet zone of occupation announced in August 1945 that the ‘feudal estate-owners and the Junker caste’ had always been ‘the bearers of militarism and chauvinism’ (a formulation that would find its way into the text of Law No. 46 of the Allied Control Council). The removal of their ‘socio-economic power’ was thus the first and fundamental precondition for the ‘extirpation of Prussian militarism’. There followed a wave of expropriations. No account was taken of the political orientation of the owners, or of their role in resistance activity. Among those whose estates were confiscated was Ulrich-Wilhelm Count Schwerin von Schwanenfeld, who had been executed on 21 August 1944 for his role in the July conspiracy.

These transformations took place against the background of the greatest wave of migrations in the history of German settlement in Europe. During the last months of the war, millions of Prussians fled westwards from the eastern provinces to escape the advancing Red Army. Of those who remained, some committed suicide, others were killed or died of starvation, cold or illness. Germans were expelled from East Prussia, West Prussia, eastern Pomerania and Silesia, and hundreds of thousands perished in the process. The emigrations and resettlements continued into the 1950s and 1960s. The looting or burning of the great East-Elbian houses signalled the end not only of a socio-economic elite but also of a distinctive culture and way of life. Finckenstein, with its Napoleonic memorabilia, Beynuhnen with its collection of antiques, Waldburg with its rococo library, Blumberg and Gross Wohnsdorff with their memories of the liberal ministers von Schön and von Schroetter were among the many country seats to be plundered and gutted by an enemy bent on erasing every last trace of German settlement. So it was that the Prussians, or at least their mid-twentieth-century descendants, came to pay a heavy price for the war of extermination that Hitler’s Germany unleashed on Eastern Europe.

The scouring of Prussia from the collective awareness of the German population began before the end of the war with a massive aerial attack on the city of Potsdam. As a heritage site with little strategic or industrial significance, Potsdam was very low on the list of Allied targets and had been spared significant bombardment during the war. Late in the evening of Saturday 14 April 1945, however, 491 planes of British Bomber Command dropped their payloads over the city, transforming it into a sea of fire. Almost half the historical buildings of the old centre were obliterated in a bombing that lasted for only half an hour. When the fires had been extinguished and the smoke had cleared, the scorched 57-metre tower of the Garrison Church stood as the dominant landmark in a cityscape of ruins. Of the fabled carillon, famous for its automated renditions of the ‘Leuthen Chorale’, there remained only a lump of metal. The scouring continued after 1945, as entire districts of the old city were cleared to make way for socialist reconstruction. The imperatives of post-war city planning were reinforced by the anti-Prussian iconoclasm of the Communist authorities.

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Competing Views of Prussia, 1945

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 12554-12624:

For the resisters Prussia became a virtual homeland, the focal point for a patriotism that could find no referent in the Third Reich. The charisma of this mythical Prussia was not lost upon the non-Prussians who moved within resistance circles. The Social Democrat Julius Leber, an Alsatian who grew up in Lübeck and was executed on 5 January 1945 for his part in the conspiracy against Hitler, was among those who looked back in admiration at the years when Stein, Gneisenau and Scharnhorst re-established the state ‘in the citizen’s consciousness of freedom’. There was an energetic polarity between the Prussia of Nazi propaganda and that of the civilian and military resistance. Goebbels used Prussian themes to drive home the primacy of loyalty, obedience and will as indispensable aids in Germany’s epic struggle against her enemies. The resisters, by contrast, insisted that these secondary Prussian virtues became worthless as soon as they were severed from their ethical and religious roots. For the Nazis, Yorck was the symbol of an oppressed Germany rising up against foreign ‘tyranny’ – for the resisters he represented a transcendent sense of duty that might even, under certain circumstances, articulate itself in an act of treason. We naturally look more kindly on one of these Prussia-myths than on the other. Yet both were selective, talismanic and instrumental. Precisely because it had become so abstract, so etiolated, ‘Prussiandom’ was up for grabs. It was not an identity, nor even a memory. It had become a catalogue of disembodied mythical attributes whose historical and ethical significance was, and would remain, in contention.

THE EXORCISTS

In the end, it was the Nazi view of Prussia that prevailed. The western allies needed no persuading that Nazism was merely the latest manifestation of Prussianism. They could draw on an intellectually formidable tradition of anti-Prussianism that dated back to the outbreak of the First World War. In August 1914, Ramsay Muir, a distinguished liberal activist and holder of the chair of modern history at the University of Manchester, published a widely read study that claimed to examine the ‘historical background’ of the current conflict. ‘It is the result,’ Muir wrote, ‘of a poison which has been working in the European system for more than two centuries, and the chief source of this poison is Prussia.’ In another study published early in the war, William Harbutt Dawson, a social liberal publicist and one of the most influential commentators on German history and politics in early twentieth-century Britain, pointed to the militarizing influence of the ‘Prussian spirit’ within the otherwise benign German nation: ‘this spirit has ever been a hard and immalleable element in the life of Germany; it is still the knot in the oak, the nodule in the softer clay.’

Common to many analyses was the notion that there were in fact two Germanies, the liberal, congenial and pacific Germany of the south and west and the reactionary, militaristic Germany of the north-east. The tensions between the two, it was argued, remained unresolved within the Empire founded by Bismarck in 1871. One of the most sophisticated and influential early analysts of this problem was the American sociologist Thorstein Veblen. In a study of German industrial society published in 1915 and re-issued in 1939, Veblen argued that a lopsided process of modernization had distorted German political culture. ‘Modernism’ had transformed the sphere of industrial organization, but had failed to effect ‘an equally secure and disturbing lodgement in the tissues of the body politic’. The reason for this, Veblen diagnosed, lay in the survival of an essentially pre-modern Prussian ‘territorial state’. The history of this state, he suggested, amounted to a career of more or less uninterrupted aggressive war-making. The consequence was a political culture of extreme servility, for ‘the pursuit of war, being an exercise in the following of one’s leader and execution of arbitrary orders, induces an animus of enthusiastic subservience and unquestioning obedience to authority.’ In such a system, the loyal support of popular sentiment could be maintained only by ‘unremitting habituation [and] discipline sagaciously and relentlessly directed to this end’, and ‘by a system of bureaucratic surveillance and unremitting interference in the private life of subjects’.

Veblen’s account was light on empirical data and supporting evidence, but it was not without theoretical sophistication. It aimed not only to describe but also to explain the supposed deformations of Prussian-German political culture. It was supported, moreover, by an implicit conception of the ‘modern’ in the light of which Prussia could be deemed archaic, anachronistic, only partially modernized. It is striking how much of the substance of the ‘special path’ thesis that would rise to prominence in German historical writing of the late 1960s and 1970s is already anticipated in Veblen’s account. This was no accident – Ralf Dahrendorf, whose synoptic study Society and Democracy in Germany (1968) was one of the foundational texts of the critical school, drew heavily on the American sociologist’s work.

Even the rather cruder accounts that passed for historical analyses of modern Germany during the Second World War often preserved a sense of historical perspective, rather than settling for generalizations about German ‘national character’. Since the seventeenth century, one writer observed in 1941, the ‘old German spirit of conquest’ had been ‘deliberately developed more and more and along the lines of that mentality which is known as “Prussianism” ’. The history of Prussia had been ‘an almost uninterrupted period of forcible expansion, under the iron rule of militarism and absolutist officialism’. Under a harsh regime of compulsory education, in which teachers were recruited from the ranks of former non-commissioned officers, the young were instilled with ‘the typical Prussian obedience’. The rigours of school life were succeeded by a prolonged period in barracks or on active military service. It was here that ‘the German mind received its last coat of varnish. Anything that had not been done by the schools was achieved in the army.’

In the minds of many contemporaries, the link between ‘Prussianism’ and Nazism was obvious. The German émigré Edgar Stern-Rubarth described Hitler – notwithstanding the dictator’s Austrian birth – as ‘the Arch-Prussian’ and declared that ‘the whole structure of his dreamed-of Reich’ was based not only on the material achievements of the Prussian state, but ‘even more on the philosophical foundations of Prussianism’. In a study of German industrial planning published in 1943, Joseph Borkin, an American official who later helped to prepare the case against the giant chemicals combine I. G. Farben at Nuremberg, observed that the political evolution of the Germans had long been retarded by a ruling class of Prussian Junkers who had ‘never been unsaddled by social change’ and concluded that the Prussian ‘Weltanschauung of political and economic world hegemony is the well-spring from which both Hohenzollern imperialism and National Socialism flow’. Like many such accounts, this book drew on a tradition of German critical commentary on Prussian history and German political culture more generally.

It would be difficult to overstate the hold of this scenario of power-lust, servility and political archaism over the imaginations of the policy-makers most concerned with Germany’s post-war fate. In a speech of December 1939, Foreign Secretary Anthony Eden observed that ‘Hitler is not so unique as all that. He is merely the latest expression of the Prussian spirit of military domination.’ The Daily Telegraph published a discussion of the speech under the headline ‘Hitler’s Rule is in the Tradition of Prussian Tyranny’ and there were positive comments throughout the tabloid press.134 On the day of the German invasion of the Soviet Union in 1941, Winston Churchill spoke memorably of the ‘hideous onslaught’ of the Nazi ‘war machine with its clanking, heel-clicking dandified Prussian officers’ and ‘the dull, drilled docile brutish masses of the Hun soldiers plodding on like a swarm of crawling locusts’. In an article for the Daily Herald in November 1941, Ernest Bevin, minister of labour in Churchill’s War Cabinet, declared that German preparation for the current war had begun long before the advent of Hitler. Even if one ‘got rid of Hitler, Goering and others’, Bevin warned, the German problem would remain unsolved. ‘It was Prussian militarism, with its terrible philosophy, that had to be got rid of from Europe for all time.’ It followed that the defeat of the Nazi regime itself would not suffice to bring the war to a satisfactory close.

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Prussian Persecution of Catholics

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 10660-10783 (pp. 568ff):

Prussia was not the only European state to see tension over confessional questions in this era. In the 1870s and 1880s, there was heightened conflict between Catholics and secular liberal movements across the European continent. But the Prussian case stands out. Nowhere else did the state proceed so systematically against Catholic institutions and personnel. Administrative reform and law were the two main instruments of discrimination. In 1871, the government abolished the ‘Catholic section’ in the Prussian ministry for church affairs, thereby depriving the Catholics of a separate representation within the senior echelons of the bureaucracy. The criminal code was amended to enable the authorities to prosecute priests who used the pulpit ‘for political ends’. In 1872, further state measures eliminated the influence of ecclesiastical personnel over the planning and implementation of school curricula and the supervision of schools. Members of religious orders were prohibited from teaching in the state school system and the Jesuits were expelled from the German Empire. Under the May Laws of 1873, the training and appointment of clergy in Prussia were placed under state supervision. In 1874, the Prussian government introduced compulsory civil marriage, a step extended to the entire German Empire a year later. Additional legislation in 1875 abolished various allegedly suspect religious orders, choked off state subsidies to the church, and deleted religious guarantees from the Prussian constitution. As Catholic religious personnel were expelled, jailed and forced into hiding, the authorities imposed statutes permitting state-authorized agents to take charge of vacated bishoprics.

Bismarck was the driving force behind this unprecedented campaign. Why did he undertake it? The answer lies partly in his highly confessionalized understanding of the German national question. In the 1850s, during his posting to the German Confederal authority in Frankfurt, he had come to believe that political Catholicism was the chief ‘enemy of Prussia’ in southern Germany. The spectacle of Catholic revivalist piety, with its demonstrative pilgrimages and public festivities, filled him with disgust, as did the increasingly Roman orientation of mid-century Catholicism. At times, indeed, he doubted whether this ‘hypocritical idolatrous papism full of hate and cunning’, whose ‘presumptuous dogma falsified God’s revelation and nurtured idolatry as a basis for worldly domination’ was a religion at all. A variety of themes were bundled together here: a fastidious Protestant contempt (accentuated by Bismarck’s Pietist spirituality) for the outward display so characteristic of the Catholic revival blended with a strain of half-submerged German idealism and political apprehensions (shading into paranoia) about the church’s capacity to manipulate minds and mobilize masses.

These antipathies deepened during the conflicts that brought about the unification of Germany. The German Catholics had traditionally looked to Austria for leadership in German affairs and they were unenthusiastic about the prospect of a Prussian-dominated ‘small Germany’ excluding the 6 million (mainly Catholic) Austrian Germans. In 1866, the news of Prussian victory triggered Catholic riots in the south, while the Catholic caucus in the Prussian Landtag opposed the government on a number of key symbolic initiatives, including the indemnity bill, the Prussian annexation programme and the proposal to reward Bismarck and the Prussian generals financially for the recent victory. In 1867–8, the Prussian minister-president – now chancellor of the North German Confederation – was infuriated by the strength of Catholic resistance in the south to a closer union with the north. Particularly alarming was the Bavarian campaign of 1869 against the pro-Prussian policies of the liberal government in Munich. The clergy played a crucial role in mobilizing support for the Catholic-particularist programme of the opposition, agitating from pulpits and collecting petitions bearing hundreds of thousands of signatures. After 1871, doubts about the political reliability of the Catholics were further reinforced by the fact that, of the three main ethnic minorities (Poles, Alsatians and Danes), whose representatives formed opposition parties in the Reichstag, two were emphatically Catholic. Bismarck was utterly persuaded of the political ‘disloyalty’ of the 2.5 million Catholic Poles in the Prussian East, and he suspected that the church and its networks were deeply implicated in the Polish nationalist movement.

These concerns resonated more destructively within the new nation-state than they had before. The new Bismarckian Reich was not in any sense an ‘organic’ or historically evolved entity – it was the highly artificial product of four years of diplomacy and war. In the 1870s, as so often in the history of the Prussian state, the successes of the monarchy seemed as fragile as they were impressive. There was an unsettling sense that what had so swiftly been put together could also be undone, that the Empire might never acquire the political or cultural cohesion to safeguard itself against fragmentation from within. These anxieties may appear absurd to us, but they felt real to many contemporaries. In this climate of uncertainty, it seemed plausible to view the Catholics as the most formidable domestic hindrance to national consolidation.

In lashing out against the Catholics, Bismarck knew that he could count on the enthusiastic support of the National Liberals, whose powerful positions in the new Reichstag and the Prussian Chamber of Deputies made them indispensable political allies. In Prussia, as in much of Germany (and Europe), anti-Catholicism was one of the defining strands of late-nineteenth-century liberalism. Liberals held up Catholicism as the diametrical negation of their own world-view. They denounced the ‘absolutism’ and ‘slavery’ of the doctrine of papal infallibility adopted by the Vatican Council in 1870 (according to which the authority of the pope is unchallengeable when he speaks ex cathedra on matters of faith or morals). Liberal journalism depicted the Catholic faithful as a servile and manipulated mass (by implied contrast with a liberal social universe centred on male tax-paying worthies with unbound consciences). A bestiary of anti-clerical stereotypes emerged: the satires in liberal journals thronged with wily, thin Jesuits and lecherous, fat priests – amenable subjects because the cartoonist’s pen could make such artful play with the solid black of their garb. By vilifying the parish priest in his confessorial role or impugning the sexual propriety of nuns, they articulated through a double negative the liberal faith in the sanctity of the patriarchal nuclear family. Through their nervousness about the prominent place of women within many of the new Catholic orders and their prurient fascination with the celibacy (or not) of the priest, liberals revealed a deep-seated preoccupation with ‘manliness’ that was crucial (though not always explicitly) to the self-understanding of the movement.26 For the liberals, therefore, the campaign against the church was nothing less than a ‘struggle of cultures’ – the term was coined by the liberal Protestant pathologist Rudolf Virchow in a speech of February 1872 to the Prussian Chamber of Deputies.

Bismarck’s campaign against the Prussian Catholics was a failure….

Far from neutralizing Catholicism as a political and social force, then, Bismarck’s campaign enhanced it. Bismarck had reckoned that the Catholic camp would split under the pressure of the new laws, marginalizing the ultramontanes (exponents of papal authority) and transforming the remainder of the church into a compliant partner of the state. But in fact the opposite happened: the effect of state action was to drive back and marginalize liberal and statist elements within Catholicism. The controversies provoked in many Catholic communities by the declaration of papal infallibility in 1870 were put aside as critics of the doctrine acknowledged that papal absolutism was a lesser evil than the secularizing state. A small contingent of liberal anti-infallibilists, most of them academics, did split from Rome to form ‘Old Catholic’ congregations – a distant echo of the radical ‘German-Catholics’ who had congregated under the motto ‘away from Rome’ in the 1840s – but they never acquired a significant social base.

Perhaps the most conspicuous evidence of Bismarck’s failure is simply the spectacular growth of the Centre Party, the party of the Prussian – and many German – Catholics. Although Bismarck did succeed in isolating the Centre Party within the Prussian parliament – at least for a time – he could do nothing to prevent it from increasing its share of German votes in the national elections. Whereas only 23 per cent of Prussian Catholics had voted Centre in 1871, 45 per cent did so in 1874. Thanks in large part to the ravages of Bismarck’s Kulturkampf, the Centre Party ‘peaked early’, efficiently colonizing its social milieu, mobilizing Catholics who had hitherto been politically inactive, expanding the frontiers of partisan politics. The other parties would gradually follow suit by mobilizing their own new voters from the non-Catholic parts of the population, but it was not until 1912 that the Centre Party’s great leap forward was evened out by improvements in the performance of other parties. Even then, the Centre remained the strongest Reichstag party after the Social Democrats.

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Otto von Bismarck: Krautjunker redneck hipster

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 9771-9814 (pp. 518ff):

Who was Otto von Bismarck? Let us begin with a letter he wrote in the spring of 1834, when he was just nineteen years old. His school-leaving certificate had been delayed; as a result, doubts arose about whether he would be able to matriculate in the University of Berlin. In this transitional moment, forced into idleness and full of uncertainty about what the future held, the young Bismarck was moved to reflect on what would become of him if he failed to gain entry to university. From the family estate at Kniephof he penned the following lines to his school friend Scharlach:

I shall amuse myself for a few years waving a sword at raw recruits, then take a wife, beget children, till the soil and undermine the morals of my peasantry by the inordinate distillation of spirits. So, if in 10 years’ time you should happen to find yourself in the neighbourhood, I invite you to commit adultery with an easy and curvaceous young woman selected from the estate, to drink as much potato brandy as you fancy and to break your neck out hunting as often as you see fit. You will find here a fleshy home-guard officer with a moustache that curses and swears till the earth trembles, cultivates a proper repugnance to Jews and Frenchmen, and thrashes his dogs and domestics with egregious brutality when bullied by his wife. I shall wear leather trousers, make a fool of myself at the Stettin wool market and when people address me as baron I shall stroke my moustache benignly and knock a bit off the price; I shall get pissed on the king’s birthday and cheer him vociferously and the rest of the time I shall sound off regularly and my every other word will be: ‘Gad what a splendid horse!’

This letter is worth citing at such length because it demonstrates how much ironic distance there was in the young Bismarck’s perception of his own social milieu – the milieu of the East-Elbian Junkers. Bismarck often liked to play the part of the red-necked Krautjunker of the Prussian boondocks, but in reality he was a rather untypical example of the type. His father was the real thing: he was descended from five centuries of noble East-Elbian landowners. But his mother’s family carried the imprint of a different tradition. Bismarck’s mother, Wilhelmine Mencken, was the descendant of an academic family from Leipzig in Saxony. Her grandfather had been a professor of law who entered the employ of the Prussian state to serve as cabinet secretary under Frederick the Great.

It was Wilhelmine Mencken who made the key educational decisions for her sons; Bismarck consequently received a rather uncharacteristic upbringing for a member of his class: he began, not with Cadet School, but with a classic bourgeois education as a boarder at the Plammann Institute in Berlin – a school for the sons of senior civil servants. From there he progressed to the Friedrich Wilhelm Gymnasium, and later to the universities of Göttingen (1832–3) and Berlin (1834–5). There followed a four-year period of civil service training in Aachen and Potsdam. Bored by the monotony and the lack of personal autonomy that were the hallmarks of civil service training, young Otto retired, to the astonishment and dismay of his family, to work on his own estate at Kniephof, where he stayed from 1839 to 1845. During this long interlude, he played the Junker in heroic style; these were years of heavy eating and drinking, with epic breakfasts of meat and ale. And yet a closer examination of life at home with Otto von Bismarck reveals some thoroughly unjunkerly pursuits, such as wide reading in the works of Hegel, Spinoza, Bauer, Feuerbach and Strauss.

These observations suggest themes that are important to an understanding of Bismarck’s political life. His background and attitude help to explain the fractured relationship between Bismarck and the conservatives who were – in their own eyes at least – the natural representatives of the landed aristocracy. Bismarck was never really one of them, and they, sensing this, never really trusted him. He never shared the corporatism of the Old Conservatives; he had never been attracted to a world-view that saw the Junker interest as pitted in corporate solidarity against the state. He had little interest in championing the rights of the locality and the province against the claims of the central authority; he did not see revolution and the reforming state as two faces of the same satanic conspiracy against the natural historic order. On the contrary, Bismarck’s remarks on politics and history were always informed by a deep respect for – and even at times a crude glorification of – the absolutist state, and above all of its capacity for autonomous action. ‘When Prussia was invoked in his speeches, it was the Prussia of the Great Elector and of Frederick, never the backward-looking utopia of the corporative state that put a curb on absolutism.’

Like his maternal ancestors, Bismarck would seek his fulfilment as an adult in service to the state. But he would serve the state without being a servant. The link to the Estate was not in itself a destiny – it was too narrow and boring for that – but it represented an assurance of independence. The tie to the Estate, with the sense of mastery and separateness that it brought, was a fundamental strut in Bismarck’s concept of personal autonomy – as he explained in a letter to his cousin at the age of twenty-three, a man who aspired to play a role in public life must ‘carry over into the public sphere the autonomy of private life’. His concept of that autonomy of private life was emphatically not bourgeois; it derived from the social world of the landed estate, whose lord is responsible to none but himself.

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Piedmont and Prussia: Parallels

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 9621-9685 (pp. 510ff):

For nearly half a century after 1815, Prussia stood on the sidelines of European power politics, steering in the lee of the great powers, avoiding commitments and shying away from conflict. It avoided antagonizing its powerful neighbours. It acquiesced in Russian tutelage over its foreign policy. Prussia was the only major European power to remain neutral during the Crimean War (1854–6). To some, it even seemed that Prussia’s status as a member of the concert of the great European powers was obsolete. Prussia, a Times leader article observed in 1860,

was always leaning on somebody, always getting somebody to help her, never willing to help herself [… ] present in Congresses, but absent in battles [… ] ready to supply any amount of ideals or sentiments, but shy of anything that savours of the actual. She has a large army, but notoriously one in no condition for fighting. [… ] No one counts on her as a friend; no one dreads her as an enemy. How she became a great Power, history tells us; why she remains so nobody can tell.

And yet, within eleven years of this blistering appraisal, the Kingdom of Prussia had reinvigorated its armed forces, driven Austria out of Germany, destroyed the military might of France, built a new nation-state and transformed the European balance of power in a burst of political and military energy that astonished the world.

THE ITALIAN WAR
It was no coincidence that the unifications of Italy and Germany were accomplished within a decade of each other. The cultural prehistory of the German nation-state extends back into and beyond the eighteenth century, but the chain of events that made its foundation a political possibility began with the second Italian war of unification. On 26 April 1859, the Austrian Empire declared war on the north Italian Kingdom of Piedmont. This was a conflict that had been planned in advance. During the summer of 1858, the Piedmontese Prime Minister Camillo di Cavour had negotiated a defensive alliance with Emperor Napoleon III of France. In the spring of 1859, Cavour provoked Vienna by massing Piedmontese troops near the border with Austrian Lombardy. The resulting Austrian declaration of war activated France’s obligations under the secret treaty. French troops rushed southwards across the Alps in the first major mobilization by railway. Between the end of April and the beginning of July, the joint French-Piedmontese forces occupied Lombardy, winning two major victories against the Austrians at Magenta (4 June) and Solferino (24 June). Piedmont annexed the Duchy of Lombardy; the duchies of Parma, Modena and Tuscany and the papal territory of Romagna were coaxed into a union with Turin. Piedmont now controlled the north of the peninsula and things might have stayed that way, had it not been for an invasion of the south by a band of volunteers under the command of Giuseppe Garibaldi. The Kingdom of Naples quickly collapsed, clearing the way for the unification of most of the peninsula under the rule of the Piedmontese monarchy. An Italian kingdom was proclaimed in March 1861.

The Prussian monarch, William I, and his foreign minister, Alexander von Schleinitz, responded to these events with the usual Prussian circumspection. As the Franco-Austrian conflict loomed, Prussia stuck to the middle ground, adopting neither the ‘conservative’ option of an alliance with Vienna, nor the ‘liberal’ option of a partnership with France against Austria. There were the usual efforts to make incremental gains in Germany at Austria’s expense. Berlin promised, for example, to assist Austria against France, but only on the condition that Prussia be placed in command of all the non-Austrian Confederal contingents. This proposal, which recalled the security initiatives of Bernstorff and Radowitz during the war scares of 1830–32 and 1840–41, was rejected on prestige grounds by the Austrian Emperor. At about the same time, Berlin deployed heavy troop concentrations to the Rhineland to deter Napoleon III from extending the sphere of his operations to western Germany. There was nothing particularly remarkable or unexpected about these measures. In responding thus to the Italian crisis (and the accompanying French war scare), the Prussian government worked within the well-worn grooves of a tentative dualist rivalry that sought to avoid direct confrontation while embracing the opportunity to expand Prussian influence at Austria’s expense.

Yet it is clear in retrospect that the Italian war set Prussian national policy on a new footing. It was obvious to contemporaries that there were parallels between the Italian and the German predicament. In both cases a strong sense (within the educated elite) of historical and cultural nationhood coexisted with the fact of dynastic and political division (though Italy had only seven separate states to Germany’s thirty-nine). In both cases, it was Austria that stood in the way of national consolidation. There were also clear parallels between Piedmont and Prussia. Both states were noted for their confident bureaucracies and their modernizing reforms, and both were constitutional monarchies (since 1848). Each had sought to suppress popular nationalism while at the same time manoeuvring to extend its own influence in the name of the nation over the lesser states within its sphere of interest. It was thus easy for small-German enthusiasts of a Prussian-led union to project the Italian events of 1859–61 on to the German political map.

The Italian war also demonstrated that new doors had opened within the European political system. Most important of these was the estrangement between Austria and Russia. In 1848, the Russians had saved the Austrian Empire from partition at the hands of the Hungarian national movement. During the Crimean War of 1854–6, however, the Austrians had made the fateful decision to join the anti-Russian coalition, a move that was seen in St Petersburg as rank treachery. Vienna thereby irretrievably forfeited the Russian support that had once been the cornerstone of its foreign policy. Cavour was the first European politician to show how this realignment could be exploited to his state’s advantage.

The events of 1859 were instructive in other ways as well. Under Napoleon III, France emerged as a power prepared to challenge by force the European order established at Vienna in 1815. The Prussians now felt the ancestral threat from the west more keenly than ever. The shock effect of the French intervention in Italy was heightened by memories of the first Napoleon, whose ascendancy had begun with the subjugation of the Italian peninsula and continued with an invasion of the Rhineland. The Prussian mobilization of 1859 may not have been the disaster some historians have described, but it did nothing to allay the sense of vulnerability to a resurgent Bonapartist France. As for the Austrians, they had fought bitterly to keep their Italian possessions, inflicting 18,000 casualties on the Franco-Piedmontese at Magenta and Solferino. Would they not also fight to defend their political pre-eminence within a divided Germany? Prussia’s position was in some respects worse than Piedmont’s, for it seemed clear that the middling states of the ‘third Germany’ (unlike the lesser north Italian principalities) would support Austria in any open struggle between the two potential German hegemons. ‘Almost all Germany for the last forty years has [… ] cherished a hostile spirit against Prussia,’ William wrote to Schleinitz on 26 March 1860, ‘and for a year this has decidedly been on the increase.’

The Italian war was thus a reminder of the centrality of armed force to the resolution of entrenched power-political conflicts, and the view gained ground within the military leadership that Prussia would have to reform and strengthen its army if it was to meet the challenges facing it in the near future. This was not a new problem. Since the 1810s, financial constraints had meant that the size of the army had not kept pace with the growth in the Prussian population. By the 1850s, only about one-half of the young men of eligible age were being drafted. There were also concerns about the quality of the Landwehr militia created to fight Napoleon by the military reformers Scharnhorst and Boyen, as its officers were trained to much less exacting standards.

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Vietnamese Disciples of Fukuzawa Yukichi

From A Story of Vietnam, by Truong Buu Lam (Outskirts, 2010), Kindle Loc. 2512-2567:

Phan Chau (or Chu) Trinh (1872-1926), like Phan Boi Chau, had his eyes fixed on independence for his country. Unlike Phan Boi Chau, he was a doctorate (tien si [Ch. 進士 jinshi]) degree holder and had made a short stint of two years in the mandarinate before engaging in a life of a political activist. He went to Japan with Phan Boi Chau, but came back with a completely opposite program of action. He seriously opposed any use of violence in the struggle for independence, and vehemently rejected any interference or assistance, military or otherwise, from any foreign country. He advocated a republican regime in which the people can exert influence over the conduct of public affairs. He promoted a slow but secure march toward independence and civilization, even if need be, under the leadership and guidance of the protecting power that is France.

In 1906, he wrote an open letter to the Governor General of Indochina in which he vented out his frustration in a scathing accusation of the indigenous mandarins who took refuge under the wings of the colonial authorities to abuse with impunity the common people of Vietnam. (An English translation of this document can be found in Colonialism Experienced, Ann Arbor, 2000, p. 125-140.)

In 1907, with a group of Confucian scholars such as Luong Van Can, Nguyen Quyen, Dao Nguyen Pho, Duong Ba Trac, Le Dai and Hoang Tang Bi, he helped create a new type of school modeled after the Keio Gi[j]uku University which was established in Tokyo by a Japanese educator and reformist, Fukuzawa Yukichi. The Vietnamese school was called Dong Kinh Nghia Thuc [東京義塾] (Japanese: Tokyo Gi[j]uku; English: The Eastern Capital Free School). Its existence was sanctioned by a decree of the French colonial government dated March 1907 and its demise was imposed by another decree dated December of the same year.

The school’s life was indeed short, but its influence on the people reached beyond any calculation. It was the first experiment in mass education. Thousands of students of all ages flocked to the school in the evening hours to listen for free to scholars talking frequently about the humanities: morality, human rights; occasionally about the social sciences: economics, political regimes. They taught national history; resuscitated famous personalities of the world; they discussed about the relative advantage of modernization versus westernization; they tried to inculcate into the young minds the virtue of patriotism, loyalty, propriety. Some teachers even introduced to their students rudiments of science and technology. Within a couple of months, branch schools were established in many other cities.

In addition, the teachers adapted dozens of old proverbs and sayings to contemporary situations; they composed songs in verse encouraging their students to learn the quoc ngu, not to hesitate to go abroad to study, to read newspapers everyday, to have their hair cut short, not to smoke opium nor to drink alcohol, not to gamble, not to succumb to female charms.

Such was the success of the school that the French authorities felt threatened and so they decided to shut it down in December of the same year that it opened. The ideal of non violence that had been ardently promoted by Phan Chau Trinh was put to a serious test and it failed.

For this reason, he wanted to experiment with something else. In 1908, in the province of Quang Nam, the people complained that their taxes were too high and the days they had to work without pay for the government too numerous. They took their protest to the provincial capital city in a relatively orderly demonstration. Rapidly, the movement spread to neighboring provinces. The repression came swift, harsh and not too orderly. Many scholars were implicated in the movement. The French executed Tran Quy Cap (1870-1908) a tien si degree holder (1904) and a member of the mandarinate. The monarchical tribunal sent Huynh Thuc Khang (1876-1947), Phan Chau Trinh and Ngo Duc Ke (1878-1929), all three tien si as well, to the infamous penitentiary on the island of Poulo Condore (Con Non or Con Son). Fortunately for Phan Chau Trinh, his resourceful friends alerted the Society for Human Rights which persuaded the government to commute his sentence to exile in France to start in 1911.

While living in exile, Phan Chau Trinh became the patriotic icon around which the Vietnamese community in France rallied itself. During the first world war, he was incarcerated at the Sante Prison, suspected of contacting the Germans for help to liberate his country. He must be innocent of this charge given his revulsion toward violence and his distaste for foreign intervention.

During his stay in France, Phan Chau Trinh wrote several books, among which the best known was a collection of poems he composed during his incarceration at the Sante Prison. Two books of his have been published and confiscated several times right after they were put on the shelves; consequently, they were known only by their titles. One was a Song to Awake the Soul of the Nation (Tinh Quoc Hon Ca [醒国魂歌 Ch. Xingguohunge?]), and the other was a long “epic” poem of 3620 verses written in nom in the style of six and eight syllables. Entitled Giai Nhan Ky Ngo Dien Ca (The Marvelous Encounter of Wonderful People, In Verses) it relates the adventures of a group of friends, belonging to all nationalities, bound together by the virtues of loyalty and friendship, even tinted with some romance. This epic poem was, in fact, an adaptation in verses of a book entitled Jia Ren Qi Yu [佳人奇遇] (Giai Nhan Ky Ngo) that Liang Qichao himself translated from a Japanese work [佳人の奇遇 Kajin no Kigū Strange Encounters with Beautiful Women by Shiba Shirō].

Phan Chau Trinh’s many requests to the Ministry of Colonies for his repatriation were finally granted in 1925. Back in Saigon, he gave a number of public talks on the subjects of monarchy and democracy, virtue and morals in the East and the West.

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