Category Archives: China

Buddhism in the Ryukyus

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 326-328:

Ryukyu’s temples were either Shingon or Rinzai Zen. Until approximately the sixteenth century, all or most of their abbots and priests came from Japan. During Shō Shin’s reign, native Ryukyuan priests became increasingly common, although the leadership posts in large temples typically remained in the hands of priests from Japan. As part of their training, Ryukyuan priests often resided in Japan. Therefore, Buddhist temples constituted an important network linking Ryukyu with Japan. Geographically, the most important of these priest-mediated connections to locations in Japan were Kagoshima, Suō Province in western Honshu (the domain of the Ōuchi), and especially the Kyoto Gozan temples.

Buddhist priests served as Ryukyu’s diplomats to powers in Japan, and they typically drafted and transmitted diplomatic correspondence. Because well-trained Buddhist priests could write classical Chinese, they were also in a position to facilitate trade and diplomacy with China. When in 1525 Ryukyu intervened to reduce tensions between Japan and China, priests served as the envoys. During the sixteenth century, priests performed many of the functions that resident Chinese had performed in the previous century. Recall that the population of Kumemura declined significantly during the sixteenth century.

Priests with diplomatic experience sometimes served as foreign-policy or general political advisers. For example, it is likely that the Ryukyuan Rinzai priest Kakuō (dates unknown) of Tenkaiji served as a political adviser to Shō Sei circa the 1530s. We have seen that the Satsuma Rinzai priest Nanpo Bunshi was an influential political adviser and diplomat during the years leading up to the 1609 war. When that war broke out, the king called on the Ryukyuan priest Kikuin (d. 1620) to serve as lead negotiator, in part because he had lived in Satsuma and was on good terms with Bunshi and several leaders of the invading force. Trusted by both Satsuma and the king, Kikuin served as Ryukyu’s prime minster (kokusō) until 1616.

Buddhist temples functioned as academic centers that could provide knowledge and know-how to Ryukyuan rulers. Priests were involved in culture, scholarship, and essential functions of state. Their activities included inscribing Shō Taikyū’s bells, creating the Omoro sōshi by writing down the songs, inscribing many of the monuments of Shō Shin and his successors, and drafting letters from the king to send to powers in Japan. During the sixteenth century, Buddhist priests served as tutors to elite Ryukyuans, Kaiin being the outstanding example (chapter 8). Moreover, we have seen that Enkakuji played a role in the education of the sons of elite families in Amami-Ōshima, and it likely functioned similarly vis-à-vis other islands.

Although Buddhism, Chinese thought, and native religion often occupied separate textual, rhetorical, and ritual realms, Shō Shin and his successors combined all three into a potent synthesis to enhance royal authority and defend the state. Some priests undoubtedly pursued Buddhist enlightenment through their own study and practice. Nevertheless, Buddhism in Ryukyu functioned mainly as a public state institution, not as a private spiritual path.

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Ryukyu Seacraft

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 288-291:

During period two [1450-1520s], Ryukyu continued to obtain vessels from China. However, instead of receiving used military vessels for free, Ryukyu bore the costs of vessel construction and subsequent repairs. Ship size did not change, an indirect indication of the continuing vigor of the tribute trade. During this period and the previous one, each ship received a single-character name such as “vigor,” “wisdom,” “courage,” or “longevity” at the shipyard when built. After arriving in Ryukyu, the ship received a Japanese name ending in -maru. Probably from around the late fifteenth century onward, ships also received a Ryukyuan name ending in -tomi. These names of ships are found in the Omoro, and vessels appearing in the songs would usually have had alternative Chinese and Japanese names.

During this period [1520s-ca. 1570], the Ryukyuan fleet continued to consist of relatively small ships, possibly even smaller than before. The question is whether Ryukyu continued to purchase ships from China or whether it built its own. The first ship of the designation “small ships of [our?] country” (honkoku shōsen) appears in documents in 1541, and ships with this description, as well as other terms with “small” in them, were common from 1549 onward. Okamoto and Tomiyama Kazuyuki regard these ships as having been made in China. However, it is likely that they were civilian merchant ships. Tomiyama points out that in 1555 Shō Sei asked to purchase such a ship from the Ming court with the express proviso that “it need not be large.” By contrast, Mamoru Akamine states that during Shō Sei’s reign (1527–1555), “the shipbuilding industry shifted to Ryukyu itself and Ryukyuan-built hulls came to be used in the tribute trade.” Recall from chapter 3 that Ikuta Shigeru also regarded the smaller ships built after 1548 as Ryukyuan-made vessels.

We cannot be absolutely certain where ships were made during this period or precisely when the first Okinawan-made ship (other than vessels of a relatively simple dugout design) was built. Nevertheless, Okamoto and Tomiyama present good evidence that the 1540s or 1550s marked a transition from smaller military ships to somewhat smaller Chinese-made merchant ships as the mainstay of Ryukyu’s fleet. It is likely that the first Okinawan-made ships used in trade and diplomacy were built in the 1570s, during the reign of Shō Ei (r. 1573–1586). In documents, these ships are called “local ships” (tsuchibune), “small ships,” and possibly by other terms.

As we have seen, Omoro songs often mention ships. One describes the ship of an elite lord (aji) as having a cloth sail and the ship of a low official as having a sail made from matting. The details of local boat and ship manufacturing in the Ryukyu islands are unclear in most cases. However, extrapolating backward from the early modern era and piecing together other information such as the omoro mentioned here, it is almost certain that early Ryukyuans manufactured boats and small ships (known by sabani and other terms). These were dug out from large trees to form canoe-like hulls that could be rowed or sailed. Tying four of these hulls together and placing boards across the top created a henzabune, which during the early modern era were sometimes used to transport liquor (awamori) to Amami-Ōshima and return with as many as eight head of cattle. It is almost certain that Ryukyuans manufactured a variety of dugout vessels for use in local and island-to-island transport between Okinawa, Amami-Ōshima, and other northern Ryukyu islands.

Did Ryukyuans manufacture ships more complex than dugout vessels before the 1570s? A shipbuilding tradition in Uruka in Miyako began in approximately the early fifteenth century and continued into the early modern era. These Uruka ships (Uruka-miuni) were built mainly in the Japanese manner by attaching two layers of planks to a keel, with the mast located in the middle of the ship and capable of being lowered during severe weather. Uruka ships conducted trade and transported tribute shipments across the Kerama gap to Okinawa, and Inamura Kenpu regards them as part of the wakō legacy in Sakishima. There is some evidence that mariners from Miyako were able to sail as far as Southeast Asia during the fourteenth century.

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Remaking the Ryukyu Monarchy

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 237-239:

The unstable condition of Ryukyuan kingship probably constituted Shō Shin’s most pressing early challenge. His own rise to power, of course, had been a violent intervention. During the fifteenth century, reign changes based on personal military power had been the norm. Local rulers maintained their own armies, ships, and trade networks. In Okinawa, perhaps a dozen lords possessed significant military power. Remnants of deposed rulers from the first Shō dynasty and rulers based in other islands constituted additional potential sources of instability. The monopoly on tribute trade was an advantage to whoever controlled Shuri, but it also made that person a target. Shō Shin struggled for supremacy and legitimacy throughout his long reign. Military campaigns included local warfare not appearing in the official histories, as well as invasions of Yaeyama in 1500, Kumejima (1506 and possibly earlier), and continuing military tensions in Sakishima that included an invasion of Yonaguni around 1522 (or earlier) by forces at least nominally allied with Shuri.

Perhaps the greatest act of power consolidation was Shō Shin’s causing Okinawa’s major warlords (aji) to give up their castles and relocate to Shuri in 1525 or 1526 in return for high noble status—at least according to the common story. Survey histories routinely present this relocation as a simple fact, but we have no indication that it happened as a discrete, orderly event. It is not mentioned in any monument, in the 1701 Genealogy of Chūzan, or in any other text until Sai On’s 1725 Genealogy. Even there, the claim occurs with no explanation, only in the introductory material, and not under a specific year. The 1725 Genealogy text states that the presence of warlords had long been a source of uprisings and disorder. Shō Shin relocated all of them to Shuri, disbanded their military forces, and sent his own officials out to govern their territories. Kyūyō goes into more detail, but its only basis is Sai On’s assertion in Genealogy. Perhaps Sai On had in mind Japan’s early modern sankin-kōtai system.

The relocation of the warlords to Shuri makes logical sense within the overall trajectory of Shō Shin’s reign. We know that he stored weapons in a central armory under his control and reorganized military forces and other key state functions into the hiki system. There was plenty of turbulence and factionalism in the royal court after Shō Shin’s time, but there is no indication of an independent regional power elsewhere in Okinawa that could rival Shuri. Shō Shin brought potential regional rivals such as Nakijin, the Sashiki area, and Kumejima into orbits around Shuri. Regardless of whether and how he relocated or displaced regional rulers, Shō Shin succeeded in concentrating power at the capital to such an extent that no other entity in Okinawa or within the rest of the Ryukyu islands could seriously challenge it by the end of his reign.

Shō Shin’s reign marks the first known use of written documents for government administration. He also created an eclectic ideology in support of royal power. These measures had the effect of transforming Ryukyu’s monarchs and their governments. Before Shō Shin, kings of Ryukyu resembled powerful wakō chieftains. After Shō Shin, they resembled Chinese-style heads of a centralized bureaucracy. The official histories, and most modern ones, project this later, sixteenth-century model of the monarchy back to previous generations. Historians often perform this type of maneuver.

Shō Shin’s centralizing project did not stop with his death. His successor, Shō Sei, further enhanced Shuri’s military capabilities and continued to systematize the bureaucracy and official state rituals. He created a new type of military gusuku and developed the religious ideology of royal authority known later as tedako shisō (son-of-the-sun thought). Shō Sei also brought out the first volume of the Omoro sōshi.

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Ryukyu Exports to Ming China

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 115, 122-124:

By the late fourteenth century gunpowder weapons had become crucial in warfare. The Hóngwǔ emperor, “the gunpowder emperor” according to Tonio Andrade, embraced this powerful technology. “The extraordinary success of the Ming dynasty,” argues Andrade, “was based on the effective use of guns.” Sulfur was a key ingredient in gunpowder. Japan produced it in abundance, especially in and around Kyushu. China possessed abundant potassium nitrate (saltpeter) but lacked sulfur in a form that was readily usable. Therefore, sulfur had great profit potential as a trade item.

The frequency of tribute trade increased dramatically after 1383. Total Ryukyuan tribute trade, including the number of embassies per year, number of ships, and quantity of goods, reached a peak during the 1420s and 1430s. Subsequently, it began a gradual decline, followed by a sharp decline during the 1520s.

No single metric captures the entire picture of official trade. The number of tribute missions per year is one possible measure, but each mission might consist of variable numbers and sizes of ships with different mixes of cargo. It is more useful to measure the quantity of sulfur, an item shipped with each tribute voyage. Ryukyu had access to a steady supply of sulfur from the island of Iōtorishima [Sulfur Bird Island]. Here, I follow Ikuta Shigeru’s analysis, with quantities derived from Rekidai hōan documents. Ikuta divides Ryukyuan tribute trade into seven periods, each based on significant changes in circumstances affecting the trade.

Period two was the approximate peak of Ryukyu’s tribute trade. The average annual shipment of sulfur to China on Ryukyuan tribute vessels during this time was 38,013 jīn. Using this quantity as 100 percent, table 1 shows the decline in Ryukyuan sulfur shipments to China relative to each immediate previous period and to period two, the peak of trade. Period three marks the start of Ming-imposed restrictions on Ryukyu’s tribute trade, the most important of which was limiting tribute missions to one per year. By 1440, once per year was already the typical frequency, so the practical impact on trade volume was small.

Sulfur and horses help illuminate the maritime network in which Ryukyu was embedded and the role of wakō. Ryukyu’s tribute cargo of sulfur was not simply a token. Elemental sulfur was scarce in China, requiring that it be manufactured from pyrite, an iron sulfide. During the Ming dynasty “the number of areas producing pyrite-derived sulfur greatly increased. Ming dynasty documents (1564) mention that the emperor allowed the central and four local governments to buy about 10,000 jin of sulfur per year to replenish their supplies for gunpowder manufacture.”

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When Ryukyu Became a State

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 130-133:

Ryukyu became a formal state in the East Asian international order because of Ming policy to tame the region’s wakō and the related Maritime Prohibitions. When Yáng Zài traveled to Naha in 1372, Okinawa was an island governed by dozens of local lords. Although many or all of them engaged in private trade, none of them would have been capable of conducting formal tribute trade on their own. The lord of Urasoe became “king” for tribute purposes. Satto, the kings who followed him, and the kings associated with the northern and southern principalities, profited from the situation. Ryukyuan ships began sailing to Southeast Asia, typically via Fuzhou, but they did so in Chinese-made ships with Chinese captains guided by Chinese pilots and supported by Chinese interpreters. Similarly, as we have seen, Ryukyuan ships sailing to Korea were typically Japanese vessels commanded and piloted by Japanese or by mariners of mixed Korean and Japanese origins. Ships sailed to destinations in China, Southeast Asia, and Korea under the auspices of a Ryukyuan king, and Naha served as an international port. Ryukyuans were actively involved in this maritime activity, but the common image of Ryukyuan mariners independently sailing to a variety of far-flung kingdoms requires some modification. In many respects, during the late fourteenth century and well into the fifteenth, “Ryukyu” functioned much like a shipping company. Its two largest clients were the Ming court supported by Chinese living in Naha and the Ashikaga shoguns aided by Sakai [Osaka] merchants.

Citing research by Akamine Seiki demonstrating that Ryukyu did not conduct independent trade with Southeast Asia, a hypothesis by Ōta Ryōhaku that Chinese merchants in Naha constituted a shadow government that held the real power in early Ryukyu, and the relatively inferior quality of native Ryukyuan ships, Irei Takashi lamented that the image of Ryukyu’s “golden age” as a prosperous, independent maritime kingdom appears to be an illusion. In light of Ryukyu’s early modern and modern history of having been controlled by outside powers, Irei concludes, “That the ‘golden age’ was a falsehood is indeed a gloomy matter, but thinking about the storms of outside pressure that have scoured this cluster of islands, it is something we must accept.” Irei’s essay addresses the emotive impact for many contemporary people of the idealized image of early Ryukyu.

Early Ryukyu was not an illusion, but its history was more complex than … the official histories, or many modern accounts acknowledge. One point to underscore is that although early Ryukyu was never formally part of any other country, it was not a de facto country itself until well into the reign of Shō Shin. Early Ryukyu was a frontier region within the East China Sea network generally and Japan in particular. Until the sixteenth century, there was no Okinawa-wide or Ryukyu-wide government, little or no literary culture outside of a few Buddhist temples, and there was a high level of internecine violence. Ryukyu did eventually become a centralized state and a far-flung empire. Moreover, from roughly 1510 to 1550, this Ryukyu empire enjoyed significant power and wealth. We could reasonably call this period a “golden” age, although it was fairly short and was more golden for some Ryukyuans than for others.

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Origins of Ryukyu People & Culture

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 58-61:

The flow of people, culture, and technology into Okinawa, Kumejima, and Sakishima was mainly from north to south. Some of this flow came from Michinoshima, some from Korea, and most of it from Japan, especially western Kyushu and nearby islands. Tanigawa Ken’ichi has metaphorically called it an “attack of northern culture.” Subsequent sections and chapters explore this topic further. Here I mention several physical manifestations of the north-to-south flow.

The climate in Okinawa is not suited to preserving skeletal remains, but there has been sufficient excavation and testing to warrant several conclusions. One is a significant break between the physical structure of prehistoric residents of Okinawa and those of later eras. Okinawan skeletal remains from about the eleventh or twelfth centuries onward begin closely to resemble their counterparts in Japan during the Kamakura and Muromachi periods. As Thomas Pellard points out, “The bearers of Gusuku [castle walls] culture expanded within the whole Ryukyu Archipelago, and preexisting foragers, who were few, simply died out or were assimilated without leaving a significant trace.” Omoro descriptions of the clothing and other aspects of the appearance of local rulers suggest that at least some were direct arrivals from Kamakura-era Japan. Furthermore, excavations of Okinawan weapons and armor reveal that they were the same as those used in Japan during the era of the Northern and Southern Courts (ca. 1335–1392) and the Muromachi period. In general, most military items excavated in Okinawa were made in Japan.

DNA evidence from recent studies is consonant with this situation. Studies of both modern and ancient DNA “tend to show that Ryukyuans form a group closely related to Mainland Japanese.” Moreover, despite geographical proximity, “Southern Ryukyuans do not show any particular affinity with the Austronesian populations of Taiwan, and they form a clear subgroup with Northern Ryukyuans.” Genetic diversity in the Ryukyu islands is relatively low, which indicates a lack of long-term isolation. In other words, the Ryukyu islands were part of a larger network, and the migration from regions to the north that populated the Ryukyu islands and brought Gusuku culture, “agriculture, ceramics, and the Proto-Ryukyuan language,” took place between approximately the tenth and twelfth centuries. Most likely the [turbo] shell trade was the major economic driving force behind much of this migration.

Early Okinawa’s ties with China are well known and frequently discussed, whereas ties with northern areas typically receive less attention in survey histories. China played a vital role in early Ryukyuan history as a conduit of material wealth. Nevertheless, prior to the seventeenth century, Chinese high culture had little impact on Ryukyu. Early Ryukyu’s technology (metallurgy, agriculture, weapons), literary and aesthetic culture (including oral traditions), religious culture (including Buddhism), the various Ryukyuan languages, and the vast majority of Ryukyu’s people came from the north. Much of the region’s economic activity also took place north of Okinawa. One additional indication of the interconnectedness of the northern routes was the fact that distinctive Ryukyuan place-names found in the Omoro [ancient poems] were known to Hakata merchants and to Koreans and appeared on their maps.

The Takase-Fujian route mentioned above became popular around the 1340s, diverting maritime traffic from the previous route, a line from Hakata to Níngbō. The new route greatly increased traffic through the southern Ryukyu islands, but smaller-scale private trade, piracy, and smuggling based at locations in Okinawa and points to the southwest had been occurring since the twelfth century and probably earlier.

During the thirteenth century, Chinese ceramics began to appear at major gusuku sites in Okinawa and the southern Ryukyu islands. Fragrant wine and other products from as far away as Thailand and Vietnam also began to make their way into the Ryukyu islands at this time. For example, a four-eared jar from the Khwae Noi River in Thailand was excavated at Nakijin. After the start of formal tribute relations with Ming China in 1372, the material wealth of several major gusuku sites such as Kumejima, Katsuren, Shuri, and Nakijin increased dramatically. Celadon (green ware) ceramic dolls, Buddhist statues, candleholders, and other specialized products have been excavated at these sites, as well as a wide variety of metal goods. China was a source of great wealth, both directly and indirectly. To understand Ming China’s role in the development of Ryukyu, it is necessary to undertake a close study of wakō, the topic of the next chapter.

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Ryukyu Currents, Gaps, & Winds

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 34-35:

Stressing the interconnectedness of exchange networks within the East Asian region during approximately the fourteenth century, historian Angela Schottenhammer points out: “The centers of this exchange doubtlessly lay in China, Japan, and Korea. But also smaller countries and regions in the north and south of the China Sea, such as the Ryūkyūs or even traders from an island as small as Tsushima, participated and were integrated into this supra-regional system. Its initiators were often private organizations and merchants who sought to maintain and cherish their contacts even under politically unfavorable conditions.” Maritime routes connected the nodes within the network. Several factors influenced movement around the East China Sea, including currents, winds, and landforms.

The Kuroshio is a strong current flowing northward between Taiwan and Yonaguni and continuing northward to the west of the Ryukyu islands. Northwest of Amami-Ōshima, the Kuroshio turns eastward and flows through the sea between the Tokara islands and Amami-Ōshima, an area known as the Shichitō-nada [‘seven-island rough-sea’]. In other words, the Kuroshio forms a natural barrier between the Tokara and the northern Ryukyu islands. Its flow created dangerous conditions for shipping, and it defines a biological barrier with substantially different flora and fauna on either side of it. The Shichitō-nada also marks a cultural boundary, albeit a permeable one that people could and did cross. This boundary divides Ryukyuan languages and the Kyushu dialects of Japanese. In 1893, when Sasamori Gisuke sailed from Kagoshima to visit the Ryukyu islands, he was struck by the terrifying power of the current in the Shichitō-nada. A sailor explained to Sasamori that if a typical Japanese-style sailing vessel encountered the current, it might be swept far off course into the Pacific. The Kuroshio surging through the seas around the southern Tokara islands is one reason mariners from that area became especially prized as pilots throughout the network. Likewise, the Kuroshio serves as a marine barrier between Yonaguni and both Taiwan and the southeast coast of China.

Between Okinawa and Miyako, the expanse of sea known as the Kerama gap functioned as a barrier to travel because crossing it required navigation without reference to visible landforms. Despite the significance of these natural obstacles, properly equipped and piloted vessels regularly overcame them. Sailing from Kikai to the port of Naha in Okinawa could be done entirely within sight of land on clear days. Therefore, relatively small ships could travel this route without advanced navigational skills. To sail from Amami-Ōshima to Tokara, or from Okinawa to Sakishima, or to the China coast, on the other hand, required superior ships, knowledge, and skill. The wind was the main driving force for vessels plying routes around the East China Sea. Storms, of course, could be disruptive, but generally wind patterns were predictable. The winds in the region changed during approximately the third and ninth lunar months.

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Ryukyu Historiography Sources

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 13-15:

This book is an interdisciplinary, revisionist history of the Ryukyu islands between approximately 1050 and 1650 with occasional excursions into later years. The year 1050 marks the approximate beginning of the “Gusuku [castle walls] Period” in the Ryukyu islands, a time when power centers emerged. In 1650, Shō Shōken (1617–1675) published Reflections on Chūzan (Chūzan seikan), Ryukyu’s first official history. For reasons that will become clear, this event is a fitting end point for this study….

During most of the period covered in this book, Ryukyuans produced few domestic written documents. Chinese residing near the port of Naha handled the documentation connected with tribute trade, and Buddhist priests from Japan were available to assist with diplomatic correspondence. However, there is no evidence of the use of written documents to conduct government administration before the sixteenth century. Even as late as 1606, Xià Zǐyáng, a Chinese investiture envoy residing in Ryukyu, concluded that “literary culture is not widespread” even among the priests of the royal temple of Enkakuji, who were deeply respected as Ryukyu’s learned elite. Shō Shōken was among the first generation of Ryukyuan officials who could engage Chinese or Japanese literate society in a sophisticated manner.

What, therefore, were the sources Shō Shōken and later writers of official histories used? According to the introduction in Reflections, he interviewed elderly officials. Chinese records and written accounts by Japanese or Korean visitors provided some information, but for the most part, the details of early Ryukyu in the official histories are based on lore of unverifiable provenance. To some extent for sixteenth-century material, and more so from the seventeenth century onward, it is possible to corroborate accounts in the official histories using other sources. For material before the sixteenth century, however, such corroboration is rarely possible.

Ryukyu’s official histories share an ideological perspective. Steeped in Confucian historiography, they assume that a morally attuned universe guides the trajectory of human societies. Morally upright rulers bring tranquility, prosperity, dynastic longevity, and other desirable social characteristics. Strife, disorder, succession disputes, and dynastic turnover, by contrast, are evidence of rulers’ moral shortcomings. Founders of a ruling line were always virtuous. Conversely, the last ruler of a line could only have been morally deficient, not a victim of forces beyond his control. In addition, the official histories functioned to project an image of Ryukyu for outside consumption. In this context, they exaggerated the antiquity of a unified Okinawan state, positing its origins around 1200, approximately three centuries too early.

The official histories have created the dominant framework for early Ryukyuan history to this day. This book is an attempt to write a history of early Ryukyu from outside that framework. Instead of assuming that the official histories are probably accurate unless proven otherwise, I took the working hypothesis that material in the official histories before the sixteenth century is likely to be unreliable unless corroborated by other sources or evidence. Implicit in distancing myself from the official histories is the argument that it is possible to write a more nuanced and accurate history of early Ryukyu by looking elsewhere.

One important alternative source is Omoro sōshi, a collection of songs composed between approximately the twelfth and early seventeenth centuries. Other than diplomatic and trade documents and a few monument inscriptions, it contains the only native Ryukyuan source material predating the sixteenth century. Using Omoro sōshi as a historical source is not new. Iha Fuyū (1876–1947) did so, and in 1987 Mitsugu Sakihara published A Brief History of Early Okinawa Based on the Omoro Sōshi. Sakihara sought to combine “the traditional official records and histories” with the Omoro songs to create “a more accurate and vivid reconstruction.” In 2006 Yoshinari Naoki and Fuku Hiromi published a revisionist history of early Ryukyu based on a close reading of Omoro sōshi songs. They have expanded this initial effort in subsequent single- and dual-authored books.

To use Omoro sōshi effectively it is necessary to map the cultural geography reflected in its songs. While later chapters of this book rely on a mix of sources more typical of historical research, the early chapters are interdisciplinary. In them, I rely on published research in the fields of cultural anthropology and archaeology and supplement this material with conventional historical sources such as official Chinese and Korean records. Throughout the analysis, I engage Ryukyu’s official histories when appropriate, but I rarely rely on them. Moreover, I often arrive at different conclusions.

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Zhou Enlai’s Plan for Indochina

From Embers of War: The Fall of an Empire and the Making of America’s Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 739-741:

Vietnamese sources, meanwhile, suggest Zhou Enlai may also have had another motivation for the new line: a desire by the CCP to incorporate Laos and Cambodia into China’s sphere of influence, if only to keep them from falling into Vietnam’s. Better to give the two states neutral status than to allow Ho Chi Minh’s government to dominate all of Indochina.

On June 19, the day before the chief delegates were scheduled to leave Geneva to return home to consult with their governments, Zhou Enlai told Canadian diplomat and China expert Chester Ronning that a settlement was within reach if only France would commit herself to a political solution. China and her allies had made important concessions, Zhou said, and now the French should follow suit. The next morning he reiterated these points to Eden and also expressed his keen desire to meet the new French premier. Eden, stopping in Paris en route to London later in the day, happily passed the message on to Pierre Mendès France. He urged the Frenchman to meet with Zhou at the earliest opportunity. Mendès France, having received the same recommendation from Jean Chauvel, agreed. But where should the meeting occur? The Chinese foreign minister would not go to Paris as long as his government was not recognized by France, while Mendès France feared he would be perceived as a supplicant if he went so soon to Geneva. Dijon was suggested, but the two sides settled instead on the Swiss city of Bern, on the pretext of thanking the Swiss Confederation president for providing a locale for the negotiations. The meeting was arranged for the following Wednesday, June 23, in the French embassy.

An epic encounter it would be. Zhou Enlai, attired not in his usual blue high-collared tunic but in a gray business suit and tie, looked younger and more relaxed than he had in Geneva, and he made an immediate winning impression on Mendès France: “L’homme était impressionnant.” Zhou opened sternly—China feared neither threat nor provocation and considered both to be illegitimate means of negotiation—but then followed a conciliatory line. He had lived in France and felt an attachment to the French people, he said, and moreover his view aligned with the French view, meaning military questions should take precedence over the resolution of political issues in Indochina. Achieving a cease-fire was the first priority. Much to the Frenchman’s satisfaction and relief, Zhou then made clear that he accepted not only the view that Laos, Cambodia, and Vietnam should be evaluated separately but also, indirectly, the view that there existed “two governments in Vietnam.” Following an armistice, he went on, there should be elections for reunification of that country under a single government.

Zhou declared that his government—like that of the Democratic Republic of Vietnam—intended to move swiftly toward recognition of Laos and Cambodia and to follow a policy of nonintervention toward both. He even hinted that Beijing would have no objection if one or both of the kingdoms chose to be attached to the French Union. What would not be acceptable, however, would be for the United States to misinterpret this Chinese and DRV policy as an excuse to turn the kingdoms into “bases of aggression.” In order to facilitate national reunification, both Phnom Penh and Vientiane should grant recognition to the resistance movements—Khmer Issarak and Pathet Lao—for the sake of unity. The latter, being a significant presence in Laos, should be granted a zone of administrative control, but Viet Minh forces that penetrated Laotian territory might be withdrawn after an armistice.

Mendès France liked what he heard, and he could see by the expression on Jean Chauvel’s face that the ambassador was pleased as well. The premier agreed that there should be no American bases in Cambodia or Laos, and he voiced support for elections in Vietnam. The vote could not happen immediately, though, and there was moreover the issue of what kind of temporary division to have in the meantime. Did the Chinese government support partition? Zhou Enlai initially evaded a direct answer but then said he favored a formula involving “large sectors.” Mendès France agreed that a “horizontal cut” was possible, but not as far south as suggested by the Viet Minh at Geneva. Everything else, he continued, depended on a resolution of this issue of the regroupment zones. Zhou concurred and said “this [is] also Mr. Eden’s opinion.” With hard work, he speculated, the military negotiators in Geneva ought to be able to reach agreement “within three weeks,” at which point the foreign ministers could return and be ready to sign the documents. Mendès France, finding this time limit (July 15) to be uncomfortably close to his own July 20 deadline for the settlement of all outstanding problems, replied that three weeks “should be regarded as a maximum.”

The meeting drew to a close. Both sides were pleased with the outcome and said they understood each other well, but neither doubted that tough slogging remained. Mendès France flew back to Paris, while his Chinese counterpart, having earlier held sessions with the leaders of the Cambodian and Laotian delegations (he promised them that Beijing would respect their sovereignty and independence), departed for a series of meetings in Asia, among them a two-day secret session with Ho Chi Minh.

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U.S. & France Shift Vietnam Policy

From Embers of War: The Fall of an Empire and the Making of America’s Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 727-730:

IF AMERICAN MILITARY INTERVENTION IN VIETNAM WAS AT LONG last off the table, the Eisenhower administration still could not bring itself to take the next step and support a negotiated settlement. Even as each of the other main players in Geneva gravitated toward partition as the preferred solution—Viet Minh and French negotiators made significant progress on the particulars in secret meetings on June 4, 5, and 10, even as Georges Bidault personally remained noncommittal—the administration was loath to sign on. (At least publicly; privately, Bedell Smith told Australia’s Casey on June 13 that he personally accepted the idea of partition.) In domestic political terms, it would be better for the conference to collapse than for it to agree to a compromise with Communists, especially of the Chinese variety.

Hence the equanimity with which U.S. officials greeted the splits that emerged in restricted sessions in mid-June. The disagreements concerned the authority and composition of an international supervisory commission that would monitor the peace, and the status of Cambodia and Laos. Resolution seemed impossible, and many delegates, Eden among them, concluded that a breakup of the conference was imminent. Dulles was pleased, or at least not disturbed. “It is our view,” he cabled Bedell Smith on June 14, “that final adjournment of Conference is in our best interest, provided this can be done without creating an impression in France at this critical moment that France has been deserted by US and UK and therefore has no choice but capitulation on Indochina to Communists at Geneva and possible accommodation with Soviets in Europe.”

But what if such capitulation and accommodation occurred, or what if the Communists used the failure of the conference as an excuse to try to conquer the whole of the Indochinese peninsula? Robert Bowie, the director of the State Department’s Policy Planning Staff, articulated precisely that fear at a meeting of the NSC on June 15. Here was the United States, Bowie said, withdrawing from the Geneva Conference because she found the Communist proposals unacceptable, yet she was unwilling to do anything to bolster the French position. The likely result: The Viet Minh would charge down the peninsula and get more of Indochina than they were demanding at the conference. In the wake of such a development, Nehru and other “Asiatics” would swing to the Communist side. Far better, Bowie asserted, to defend “South Vietnam,” if necessary with four U.S. divisions.

Although U.S. diplomats in Saigon had made similar noises for several weeks, this was a revolutionary idea in the halls of power in Washington.53 Bowie had not merely asserted that partition served American interests better than allowing the negotiations to fail; he had said the southern half of Vietnam was militarily defensible. The five-power staff talks had come to the same conclusion, with a consensus that a line from Thakhek (in Laos) to Dong Hoi—that is, about 17°50’ north—could be defended. For the moment, Bowie found few takers for his argument, but his advocacy gained force among high officials in the days thereafter. Already by June 17, John Foster Dulles could be heard singing a new tune at another meeting of the NSC. Seconding Eisenhower’s comment that the native populations of Southeast Asia viewed the war as a colonial enterprise, the secretary, according to the note taker, said “perhaps the time had come” to let the French get out of Indochina entirely and then try to “rebuild from the foundations.” And later in the same meeting: “For the United States or its allies to try to fight now in the Delta area was almost impossible, if for no other reason than that the French have no inclination to invite us in. They are desperately anxious to get themselves out of Indochina.… Probably best to let them quit.”

The “perhaps” and the “probably” were important. Although in hindsight Dulles’s words constituted a watershed moment—the first clear sign of a monumental policy shift, from keeping the French fighting and resisting negotiations to moving France out of Indochina altogether and “rebuild[ing] from the foundations,” without the taint of colonialism—at the time, in mid-June 1954, neither he nor President Eisenhower knew what they wanted. They still groped hesitantly for some means of reconciling the competing imperatives on Indochina: to keep the nation out of “another Korea” while avoiding any hint of “appeasement” of the Communists. Seeing danger whichever way they turned, especially in a congressional election year, the two men still saw advantages in letting the Geneva meeting collapse without an agreement. On June 12, Smith candidly told Eden that he had just received a “plain spoken” personal message from Eisenhower instructing him to do everything in his power to bring the proceedings to an end as quickly as possible. “We decided,” the president himself would recall of this period in June, “that it was best for the United States to break off major participation in the Geneva Conference. The days of keeping the Western powers bound to inaction by creating divisions of policy among them in a dragged-out conference were coming to an end.”

In Paris, however, one man had a different idea. On June 18, six days after the Laniel government failed to win a vote of confidence (306 to 296), Pierre Mendès France, who had spoken out against this war longer and more fervently than any other leading politician, became France’s new prime minister. In soliciting the National Assembly’s support, the veteran Radical deputy didn’t merely proclaim as his first objective a cease-fire in Indochina; he vowed that he would resign within thirty days of his investiture if an agreement had not been reached. His last act before resigning, he added, would be to introduce a bill for conscription to supplement the professional army in the field, which the Assembly would have to vote on the same day. Mendès France was sufficiently encouraged by the results of the de Brébisson-Ha secret discussions to make this pledge, but he knew it was a gamble. How would the delegations at Geneva respond? Would he be able to bring the Viet Minh, the Americans, the Chinese, the Soviets along? And what about Bao Dai’s State of Vietnam, which that week had had her own change of leadership, one little noticed at the time but with enormous implications for the future? Buu Loc was out as prime minister, replaced by Ngo Dinh Diem. Would Diem, who immediately announced his opposition to any settlement involving partition, upset the Mendès France timetable?

So many questions, so much to work out. And the clock was now ticking.

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