Category Archives: Central Asia

Khazaria’s Legacy in Central Asia

IIAS Newsletter 34 in July 2004 contains yet another article of interest, “Assessing Khazaria” (PDF), by Paul Meerts.

The Khazars enter history in the fifth century AD. In the thirteenth, they disappear. Why are these seminomads, who reigned from the Caucasus and the Urals to the Caspian and the Dnieper of interest to students of Eurasian history?

First, because the Khazars, along with the Franks and the Byzantines, served as a dam against the tide of Islam, then threatening Europe from three sides. Second, because the Khazarian Empire had a very particular dual structure of government. Third, the Khazars had an enduring influence on their neighbours, and as allies of the Greeks, contributed to the perpetuation of Eastern Rome. Last but not least, religion draws our attention. Though many Khazars were Muslim or Christian, the leading clans, as well as the royal family, adopted the Mosaic laws.

Independent Khazaria

With the disintegration of the Western Turkish Empire in the seventh century AD, the Khazars were freed from the yoke of their Turkic brethren. Henceforth Khazar external relations were with neighbouring tribes, the Bulgars and Magyars who became their vassals, Byzantines, Arabs, Russians and to a lesser extent, Ostrogoths and Vikings. The Khazars influenced world history through the Bulgars, Seljuks and Magyars. They split the Bulgars into two confederations, one which moved West and conquered present-day Bulgaria, the so-called proto-Bulgarians. Arpad, leading his people to present-day Hungary, was a Khazar-nominated Khan. Seljuk who took his Turks to present-day Turkey, was the son of Timuryalik, an officer in the service of the Khazars….

The beginning of the end

By the tenth century Khazar relations with the Byzantines had soured…. Arab-Khazar relations were more hostile. Although many more Khazars were Muslim than Christian, the history of Khazaria is riddled by wars with Arab invaders. Arab forces made deep incursions into Khazar territory, conquering the Caucasus, destroying the former Khazar capitals of Balanjar and Samandar and threatening the capital Khazaran-Itil (Atil) on the lower stretches of the Volga.

With the rise of the Kievan-Rus state in Ukraine a new enemy arose at the end of the tenth century…. The downfall of the Khazar Empire came in 1016 as a consequence of combined Byzantinian and Kievan actions….

Power dispersed

Khazaria’s political system might provide the key to understanding Khazaria’s downfall. Like other Turkic peoples, the Khazars had a system of tribal and clan rule. Of the many tribes that made-up the empire, one or two were dominant. Within these tribes, leading clans existed, and within the clan were leading families; the royal family came from the leading clan. This did not mean, however, that the royal family held de-facto power in the country. Real power was wielded by the Beg, comparable to the great-vizir, shogun, or hofmeijer….

Economic dependency

Khazaria’s economy, unlike the steppe empires where cattle breeding was the dominant source of income, depended on trade and agriculture. Cattle, rice, fish and wheat were the most important products. The country was situated at a crossroads on the silk-route. The Khazars’ tolerance attracted many traders, among them Greeks, Arabs and Jews. Besides the trade with Byzantium, the Caspian offered numerous possibilities for exchange with Persians and Arabs. This oriental trade was supported by raw materials found in the Caucasus, such as gold and silver. The slave trade was also important. Russians brought slaves from the North to the slave-market in Itil, who where then shipped to the Muslim lands in the South. Russians, Bulgars and Burtas brought in furs and fish. Tributes paid by vassal tribes and the Caliph added to the Khazar treasury, as did transiting merchants who paid ten percent of the value of their goods to tax collectors….

The odd man out

The third factor undermining the power of Khazaria was its religion. The Khazar Khagan Bulan accepted the Jewish faith in the second half of the ninth century; his successor Obadiah established synagogues and Judaic schools. The reason for the conversion to Judaism might well have been political. Conversion to Islam would have brought Khazaria under its archenemy, the Caliph. Conversion to Christianity would have made the country too dependent on Constantinople, which, though Khazaria’s main ally, could never be fully trusted.

Judaism was an elegant third way out. But this choice also meant isolation and the danger of being crushed between two powerful monotheist faiths, one from the South and one from the West. And so it happened. There was no brother power to call to in the end….

Khazaria was an enigma in world history. The Khazar Empire governed a crucial region on the Eurasian crossroads for over three hundred years, with social and state structures not readily found elsewhere. The conversion to Judaism of their leaders and tribes might not be unique in history, but remains a fascinating event that has stirred the imaginations of many.

Like many other horse riders, their state withered away, leaving traces that can be seen today. Without the Khazar Empire, present-day Bulgaria and Hungary might not exist in their present forms; this may be true for Turkey and Ukraine as well. Even after a millennium we find words pointing to Khazaria, such as the name of the largest inland sea on earth (Khazar Sea in Farsi, Turkish and Arabic).

There’s more at www.khazaria.com.

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Political Clans in Central Asia (and the U.S.)

The Argus, which anyone interested in Central Asia should read regularly, has a post on the Clan system in Central Asia: threat or opportunity?

I think it is impossible to build civil and democratic societies in Central Asia without taking into account this informal, but decisive paradigm of central Asian politics. My idea is that the existing clans are the only forces capable to create opposition, which is the basis for any further democratic change.

However, this political confrontation between clans should remain peaceful and constructive, or else, it can lead to catastrophic results, like the civil war in Tajikistan, which was, basically, the result of competition between Leninabad-Kulyab alliance against Pamiri-Garm group.

In any case, what I am absolutely sure of is that any political change in central Asia in the foreseeable future will be fashioned and led by the dynamics between and within the clans.

Noting that many Americans in Central Asia tend to regard the role of clans as detrimental, a commenter reminds us of the role of political clans in the U.S.: the Kennedy clan from Massachusetts, the Bush clan from Connecticut and Texas, and the Daley clan in Chicago. And what about the Roosevelts of New York and the Rockefellers of Pennsylvania, New York, West Virginia, and Arkansas?

Brookings Institution Senior Fellow Emeritus Stephen Hess wrote on this topic before the 1978 election, and things haven’t got any better since then.

In Minnesota, the son of Hubert H. Humphrey is opposing the son of Orville Freeman for a Democratic congressional nomination. In Virginia, the son-in-law of Lyndon B. Johnson has just been sworn in as lieutenant governor. Last fall in New York City a third-generation Robert F. Wagner was on the ballot….

We seem to be surrounded by the scions of great political families. A second Edmund G. Brown is governor of California. There is a third Rockefeller governor, this time in West Virginia. The acting governor of Maryland, Blair Lee, is the 21st member of his family to have held elective office in America since a Lee entered the Virginia House of Burgesses in 1647.

The U.S. Senate has a Stevenson of Illinois, a Long of Louisiana, a Kennedy of Massachusetts, a Byrd of Virginia, a Talmadge of Georgia.

The membership of the U.S. House of Representatives includes another Hamilton Fish of New York, another Albert Gore of Tennessee, another Clarence Brown of Ohio, another John Dingell of Michigan, another Paul Rogers of Florida. There is also a Kentucky Breckinridge, a Virginia Satterfield, a Dodd from Connecticut, and, of course, a Long of Louisiana.

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Survival in the Frontier Zone

The latest issue of the Journal of World History (vol. 15, no. 2, June 2004) has an article on “Survival in the Frontier Zone: Comparative Perspectives on Identity and Political Allegiance in China’s Inner Asian Borderlands during the Sui-Tang Dynastic Transition (617-630)” by Jonathan Karam Skaff. The intriguing abstract follows. (Full-text requires subscription.)

This paper investigates the relationship between identities and political allegiances on premodern frontiers. The first half of the paper is a case study of interactions between Turks and Chinese elites and commoners during the Sui-Tang dynastic transition. The second half compares Roman, mid-imperial Chinese, and early Islamic frontiers. The paper concludes that people in frontier zones tended to forge political ties based on self-interest and personal connections. Solidarities based on ethnic or religious allegiance were rare because premodern state power, transportation, and communications could not spread these ideals effectively.

One example is the Iberian frontier (al-Andalus) during the middle ages.

The Iberian frontier zone from the eighth to eleventh centuries presents a familiar picture of mixed ethnicities, identities, and political affiliations. Although the Islamic sources paint an image of a clear division between Muslim holy warriors and “infidel” Christian kingdoms, the reality was far different. The Iberian Umayyad dynasty (756-1031), which ruled the southern half of the peninsula, had only a loose reign over the Arab, Berber, and indigenous convert aristocratic families who controlled the borderlands. The loyalties of the frontier aristocrats were constantly shifting as they engaged in relations with the Umayyads, Christian kingdoms, and each other. Sharing only an aversion to central control, self-interest was more important than ethnic or religious affiliation in determining political alliances …. The situation on this frontier should give pause to those who assume that an ideology of jihad, in its guise as holy war, has always been an essential part of Muslim political life. Clearly, the limited power of the Iberian Umayyad state played a role in its inability to regulate the frontier and enforce political loyalties more effectively.

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Greater Armenia Impearled

To add depth to the brief mentions of Armenia on this blog and elsewhere, the wonderfully informative Impearls “proceeds to reveal its own look at medieval Armenian history, drawing from a now public-domain chapter in the first edition of the renowned Cambridge Medieval History, by early twentieth century French scholar of Armenia Frédéric Macler (1869-1938), Professor of Armenian for many years at the École nationale des Langues orientales vivantes, Paris.” I’ll post just a few paragraphs from each part. Visit Impearls for the rest, plus illustrations, maps, notes, and acknowledgments.

Introduction

Lying across the chief meeting-place of Europe and Asia, Armenia suffered immeasurably more from the conflict of two civilisations than it profited by their exchange of goods and ideas. If the West penetrated the East under pressure from Rome, Byzantium, or crusading Eruope, if the East moved westwards, under Persian, Arab, Mongol, or Turk, the roads used were too often the roads of Armenia.

This was not all. East and West claimed and fought for control or possession of the country. Divided bodily between Rome and Persia in pre-Christian times, an apple of discord between Persia and the Byzantine Empire during the early part of the Middle Ages, Armenia for the rest of its national history was alternately the prey of Eastern and Western peoples. When the Armenian kingdom was strong enough to choose its own friends, it turned sometimes to the East, sometimes to the West. It drew its culture from both. But, belonging wholly neither to West nor to East, it suffered consistently at the hands of each in turn and of both together….

The Arab Conquest

… In this long period of foreign rule, the Armenians invariably found a change of masters a change for the worse. The Persians ruled the country th{r}ough a succession of Marzpans, or military commanders of the frontiers, who also had to keep order and to collect revenue. With a strong guard under their own command, they did not destroy the old national militia nor take away the privileges of the nobility, and at first they allowed full liberty to the Katholikos and his bishops. As long as the Persians governed with such tolerance, they might fairly hope to fuse the Armenian nation with their own. But a change of religious policy under Yezdegerd II and Piroz roused the Armenians to defend their faith in a serious of religious wars lasting until the end of the sixth century, during which Vardan with his 1036 companions perished for the Christian faith in the terrible battle of Avaraïr (454). But, whether defeated or victorious, the Armenians never exchanged their Christianity for Zoroastrianism….

Shortly after the Arab conquest, the Armenians turned once more to their old masters, the Greeks. With the help of Leo the Isaurian, Smbat (Sempad) Bagratuni defeated the Arabs, and was commissioned to rule Armenia by the Emperor. But after a severe struggle the Muslims regained their dominion, and sent the Arab commander Qâsim to punish the Armenians (704). He carried out his task with oriental ferocity. He set fire to the church of Nakhijevan, into which he had driven the princes and nobles, and then pillaged the country and sent many of the people into captivity….

Recovery and Independence

As the long period of gloom, faintly starred by calamitous victories, passed into the ninth century, the Arab oppression slowly lightened. The Abbasid Empire was drawing to its fall. While the Arabs were facing their own troubles, the Armenian nobility were founding principalities. The Mamikonian family, it is true, died out in the middle of the ninth century without founding a kingdom. Yet, because they had no wide territories, they served Armenia disinterestedly, and though of foreign origin could claim many of the national heroes of their adopted country: Vasak, Mushegh, and Manuel, three generals of the Christian Arsacidae; Vardan, who died for the faith in the religious wars; Vahan the Wolf and Vahan Kamsarakan, who fought the Persians; David, Grigor, and Mushegh, rebels against Arab misrule…. Many other principalities were also formed, each claiming independence, the largest and most important of them all being the kingdom of the Bagratuni.

Like the Mamikonians, the Bagratuni seem to have come from abroad…. The Bagratuni were also wealthy. Unlike the Mamikonians, they owned vast territories, and founded a strong principality in the country of Ararat. Their wealth, their lands, and their history made them the most powerful of Armenian families and pointed out to them a future more memorable than their past. Midway in the ninth century, the power of the Bagratuni was inherited by Prince Ashot. The son of Smbat the Confessor, he refounded the ancient kingdom of Armenia and gave it a dynasty of two centuries’ duration. Under the rule of the Bagratuni kings Armenia passed through the most national phase of its history. It was a conquered province before they rose to power, it became more European and less Armenian after their line was extinct. Like Ashot himself, his descendants tried at first to control the whole of Armenia, but from 928 onwards they were obliged to content themselves with real dominion in their hereditary lands and moral supremacy over the other princes. This second and more peaceful period of their rule was the very summer of Armenian civilisation. [See Map of Bagratid Kingdoms in Armenia (964-1064).] …

The Arabs return, but are driven out

Under Smbat I (892-914) the lesser princes did more mischief than under his father Ashot because they made common cause with the Arabs of Azerbâ’îjân, who hated Armenia. For more than twenty years Smbat held his kingdom against the persistent attacks, now separate, now connected, of the Ostikans of Azerbâ’îjân and of the Armenian princes, and for more than a generation he and his son looked perforce to the Greeks as their only source of external help….

To thwart the new-born power of Armenia, Yûsuf [Ostikan of Azerbâ’îjân,] crowned a rival king and provoked a fierce civil war, which was finally ended through the mediation of John, the Katholikos. Many other internal revolts followed, but Ashot suppressed them all, and Yûsuf turned aside to attack the peaceful kingdom of Van. Here, too, he was unsuccessful, but he appointed a new Ostikan of Armenia. The purpose of this new Ostikan and of his successor Bêshir was to capture the Armenian king and the Katholikos. But Ashot retired to the island of Sevan, and built ten large boats. When Bêshir marched against him with a strong army, he manned each boat with seven skilled archers and sent them against the enemy. Every Armenian arrow found its mark, the Arabs took to flight, and were pursued with slaughter as far as Dwin by Prince Gêorg Marzpetuni, Ashot’s faithful supporter. After this epic resistance, Ashot left Sevan in triumph, and took the title “King of Kings of Armenia” in token of his superiority to the other Armenian princes. He died in 928.

(Mostly) Peace and prosperity

Two reigns of perpetual warfare were followed by nearly a century of comparative peace (928-1020). Ashot’s successors were content with more modest aims. At home they confined their real rule to their own patrimony and exercised only a moral sway over the other Armenian States. Abroad they sought the favour of the Arabs, rather than that of the Greeks. In this way alone was it possible to secure a measure of peace….

Armenian culture was pre-eminently ecclesiastical. Its literature did include chronicles and secular poems, but was overwhelmingly religious as a whole. Armenian manuscripts, famous alike for their antiquity, their beauty, and their importance in the history of writing, are nearly all ecclesiastical. Most interesting of all in many ways (especially for the comparison of text and variant readings) are the numerous copies of the Gospels. The Moscow manuscript (887) is the earliest Armenian manuscript actually dated, and two very beautiful Gospels of a later date are those of Queen Melkê and of Trebizond. A collection of theological and other texts executed between 971 and 981 is their earliest manuscript written on paper. Other important writings were dogmatic works, commentaries, and sharakans or sacred songs composed in honour of church festivals. Armenian art, again, was mainly ecclesiastical, and survives, on the one hand in the illuminations and miniatures which adorn the sacred texts, and, on the other, in the ruined churches and convents which still cover the face of the country. Architecture was military as well as ecclesiastical, but it is hard not to believe that the people of Ani were prouder of their galaxy of churches than they were of their fortress, their walls, and their towers….

Greeks and Turks

Two generations of misfortune (1020-1079) opened with civil war. Gagik had left two sons. His successor John-Smbat (1020-1040), timid and effeminate, was attacked and defeated by his younger and more militant brother Ashot, who was helped by Senekherim Arcruni, King of Vaspurakan (Van). Peace was concluded through the mediation of the Katholikos Petros Getadartz and Giorgi, King of the Georgians, but only by a division of territory. John-Smbat kept Ani and its dependencies, while Ashot took the part of the kingdom next to Persia and Georgia (Iberia). On the death of either brother the country was to be re-united under the survivor….

By the end of the eleventh century not a vestige remained of Byzantine dominion over Armenia. The Greeks saw too late the fatal consequences of their selfish hostility towards a country which on south and east might have served them as a rampart against their most dangerous foe.

Little Armenia and Aftermath

The national history of Greater Armenia ended with the Turkish conquest and with the extinction of the Bagratuni line. Little by little, numbers of Armenians withdrew into the Taurus mountains and the plateau below, but though their country rose again from ruin, it was only as a small principality in Cilicia. The fruits of Armenian civilisation — the architectural splendour of Ani, the military strength of Van, the intellectual life of Kars, the commercial pride of Bitlis and Ardzen — were no more….

After the Turkish victory of 1453, Mahomet II founded an Armenian colony in Constantinople and placed it under the supervision of Joakim, the Armenian Bishop of Brûsa, to whom he afterwards gave the title of “Patriarch” with jurisdiction over all the Armenians in the Ottoman Empire. From that time to this, the Armenian Patriarch of Constantinople has carrried on the work of the Katholikos and has been the national representative of the Armenian people.

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Nestorians and Prester John on The Argus

Speaking of palimpsests: P F has a long and informative post over at The Argus on Nestorians and the Legend of Prester John. The first few paragraphs follow. Read the rest.

Nestorius was a fifth-century Patriarch of Constantinople, deposed and driven into exile for having preached heretical Christology, reportedly maintaining (though Nestorius himself denied it) that the Logos lived in the person of Jesus, who would thus be the bearer of God, and not the man-God, the orthodox position, two natures in one substance. Surprisingly, the decision to anathematize Nestorius turned out to have interesting consequences in Central Asian history, and perceptions of Central Asia in medieval Europe.

The Persian church had been autonomous from 410, possessing its own Patriarch, independant of the authority of the Western churches, and in 486 made a decision to uphold Nestorius’s teachings, in part to distinguish themselves from the West and reduce the chance that Persian Christians would gravitate to Antioch and Constantinople; non-Nestorians were driven from the country (though the Armenians condemned the move). Symmetrically, Nestorians fled Western areas to Persia, just as three hundred years earlier Christians had fled the then-pagan Roman Empire to take refuge with the Persian church.

By the middle of the sixth century, Nestorians churches had sprung up all over Asia, from Sri Lanka to Mongolia and from Egypt to China, and everywhere in between, including Turkestan, India, Afghanistan, and Kyrgyzstan. Like many missionaries confronted with illiterate societies, the Nestorians were led to create writing systems for the languages of peoples they wished to convert, such as Mongolian, Uighur, Sogdian, and Manchu, all based on Syriac.

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Afghanistan’s Dicey Opium Poppy Near-Monopoly

OxBlog‘s intrepid Afghanistan correspondent reports on poppies and pesticides. Here’s a sample paragraph.

My friend Mumtaz reports that a local commander near Kandahar recently told him: “If Karzai says, ‘Don’t grow poppy,’ I will still grow poppy. But if Khalilzad says ‘Don’t grow poppy,’ well, then I will be poor.” (Zalmay Khalilzad is the American ambassador to Afghanistan). The Americans have hit a number of heroin laboratories and drug markets belonging to warlords, and could presumably knock out a lot more if they chose. It’s a dangerous game — there are some very rich folks out there (including some in the Kabul government) who could start stirring up trouble for the U.S. occupation if it cuts into their opium profits. But I think at this stage, we’re better off taking the risk and hitting the traffickers than burdening the farmers with a major eradication program. Give the big donor-funded agricultural projects another couple years to demonstrate alternative cash crops (almonds, raisins, cumin, etc.), set up rural credit and finance institutions, and fix up irrigation structures, so the farmers have genuine alternatives to poppy. Then the government can start enforcing a ban at the farmer level. The U.N. has also suggested scheduling big public works projects to coincide with that labor-intensive opium harvest season, to draw labor away from poppy farmers. It’s an interesting idea, which to my knowledge hasn’t been tried, but deserves to be.

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Jose Ramos-Horta on Military Intervention

Jose Ramos-Horta, the Nobel Peace Prize winner in 1996 and now East Timor’s senior minister for foreign affairs and cooperation, editorializes in the Wall Street Journal:

As a Nobel Peace laureate, I, like most people, agonize over the use of force. But when it comes to rescuing an innocent people from tyranny or genocide, I’ve never questioned the justification for resorting to force. That’s why I supported Vietnam’s 1978 invasion of Cambodia, which ended Pol Pot’s regime, and Tanzania’s invasion of Uganda in 1979, to oust Idi Amin. In both cases, those countries acted without U.N. or international approval–and in both cases they were right to do so.

Perhaps the French have forgotten how they, too, toppled one of the worst human-rights violators without U.N. approval. I applauded in the early ’80s when French paratroopers landed in the dilapidated capital of the then Central African Empire and deposed ‘Emperor’ Jean Bedel Bokassa, renowned for cannibalism. Almost two decades later, I applauded again as NATO intervened–without a U.N. mandate–to end ethnic cleansing in Kosovo and liberate an oppressed European Muslim community from Serbian tyranny. And I rejoiced once more in 2001 after the U.S.-led overthrow of the Taliban liberated Afghanistan from one of the world’s most barbaric regimes….

In almost 30 years of political life, I have supported the use of force on several occasions and sometimes wonder whether I am a worthy recipient of the Nobel Peace prize. Certainly I am not in the same category as Mother Teresa, the Dalai Lama, Desmond Tutu or Nelson Mandela. But Mr. Mandela, too, recognized the need to resort to violence in the struggle against white oppression. The consequences of doing nothing in the face of evil were demonstrated when the world did not stop the Rwandan genocide that killed almost a million people in 1994. Where were the peace protesters then? They were just as silent as they are today in the face of the barbaric behavior of religious fanatics.

Some may accuse me of being more of a warmonger than a Nobel laureate, but I stand ready to face my critics. It is always easier to say no to war, even at the price of appeasement. But being politically correct means leaving the innocent to suffer the world over, from Phnom Penh to Baghdad. And that is what those who would cut and run from Iraq risk doing.

Considering how badly things are going in West Papua, it seems only a matter of time before the question of international military intervention arises there–that is, unless the global media continue largely to ignore it. I hope I’m being too pessimistic. Much will depend on the upcoming Indonesian presidential elections in July.

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The Blogmenbashi

His Excellency, the Almighty, the All-Knowing, the Glorious, the Peerless, the Sublime President Sapurmurat Niyazov of Turkmenistan appears to have started his own blog, The Blogmenbashi. Read, O Mortals, and Imbibe the Wisdom! Study the Ruhnama and All will be Revealed!

(We still need him, We still feed him, Now he’s sixty-four–as of February 19.)

Over the transom via The Ventilator

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Former Soviets Left Behind in Afghanistan

The Argus links to a poignant story on IWPR about Soviet soldiers who remained behind in Afghanistan.

On February 15, 1989, General Boris Gromov was officially the last Soviet soldier to stand on Afghan soil before he crossed the Termez bridge into the USSR, drawing a close to the long and brutal campaign that Russian politicians were later to call “a tragic mistake”.

But Gennady, and more like him, were still there. As Russians, Ukrainians and the rest began shutting off from the Afghan war as a nightmare best forgotten, those who were left behind faded from memory, too.

Many would find it hard to go back – some were deserters, while others converted to Islam after being captured and held by the mujahedin. In the interim, the Soviet Union they had known collapsed into 15 different countries.

A few achieved some fame – notably the two Russian citizens known as Mohammadi and Islamuddin who served as bodyguards to the famous commander Ahmad Shah Massoud. As late as 1996, they were rumoured to be at the front line, fighting with Massoud’s Northern Alliance against the Taleban.

Since then the two men are said to have left Afghanistan, going back home to Russia. But others remain.

During a recent trip to Kunduz, a taxi driver tipped me off about someone called Ahmad, a former Soviet soldier now living as an Afghan.

This was far more than a rumour – I was given the address of the building where he rents a small room with his family.

Only half an hour later, I was sitting in a local store talking to a man in the typical flat “pakol” hat, with all the mannerisms and dialects of a native Afghan – but still looking like a Russian.

He looked so intimidating that I didn’t dare speak to him in Russian, switching over only after an initial conversation in Dari.

When I asked him what name his parents had given him, his face remained immobile as he whispered an Islamic invocation.

But after a long conversation in the dark, mud-walled room, Ahmad relaxed, and gradually revealed some of the characteristics of the young man he had once been – Private Alexander Levenets. The incongruousness of the situation was accentuated by the music he put on – Alexander Rosenbaum’s Soviet-era ballads of army life.

The 19-year-old Alexander, from the Ukrainian village of Melovadka, joined the Soviet army in April 1983. He thought his troubles were over, that he had a ticket out of a hard life of providing for his blind widowed mother and an elder brother with diabetes.

At first army life was good, as his unit was transferred around the USSR and eventually deployed at an airbase in Kunduz.

But things took a turn for the worse as – like many Soviet conscripts – he was subjected to beatings and other forms of humiliation by other, more senior soldiers in his unit. Eventually he could bear it no longer, and deserted.

One cold October night in 1984, Alexander fled into the night. His life was saved by a kindly old Afghan, who took pity on him and allowed him to hide at his house.

The man introduced the deserter to some mujahedin, who fortunately for him belonged to one of the more moderate factions. They listened sympathetically to his story, and treated him with a respect he had not had from his countrymen.

“I stayed in the group,” he said. “And after a month, I accepted Islam.”

So Alexander became Ahmad, serving under guerrilla commander Omir Ghulam – but not expected to take up arms against the army he had once served in. The Afghans’ acceptance of him grew into respect as he became a more observant Muslim than most of them.

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First Southernization, Then Westernization

The West began to have an impact on the rest of the globe from about the fifteenth century. According to the historian Lynda Shaffer in a seminal article in the Journal of World History in 1994, the South began to have a similar impact a millennium earlier. “The term southernization is meant to be analogous to westernization.”

A process called southernization first began in Southern Asia. By the fifth century C.E. [= A.D.], developments associated with southernization were present in India, whence they spread to China and then to the Middle East and the Mediterranean basin. After 1200 they began to have an impact on southern Europe. These developments included the discovery of bullion sources, the emergence of a new mathematics, the pioneering of trade routes, the trade in tropical spices, the cultivation of southern crops such as sugar and cotton, and the invention of various technologies.

Cotton was first domesticated in the Indus River valley and Indian cotton virtually clothed the world until Britain’s Industrial Revolution.

During the Mauryan Empire (321-185 B.C.E), Siberia had been India’s main source for gold bullion, but when that route was disrupted, Indians began to look for gold in the Malay and Indonesian archipelagos, and then in East Africa. By the fifth century C.E., Indian traders and Malay sailors had established sea routes all the way from the Red Sea to China, and even into the Pacific.

Until 1621 C.E., the Moluccas (Maluku) was the only place on earth able to produce commercial quantities of cloves, nutmeg, and mace. Sugar may have been first domesticated in New Guinea, but the Indians were the first to discover how to turn it into granulated crystals that could be easily stored and transported.

Indians also invented the concept of zero, which the Arabs eventually conveyed to the Europeans. What the West called Arabic numerals, the Arabs called Hindi numerals.

During the period of Southernization in Sui, Tang, and Song China (6th to 13th centuries C.E.), Buddhism and rice agriculture spread from south to north, and the north became less dominant intellectually, socially, and politically.

During the early Muslim Caliphates, sugar, cotton, and citrus fruits spread north. The Arabs were the first to import large numbers of East African (Zanj) slaves to work sugar plantations near Basra at the north end of the Persian Gulf. By 1000, sugar and cotton had become important crops from Iran to Spain. Arabs also pioneered new trade routes and discovered new sources of silver in Tashkent and in Afghanistan that rivaled the later discoveries near Potosi in the New World. After silver became relatively abundant, Arabs sought new sources of gold in East and West Africa.

“By 1200 the process of southernization had created a prosperous south from China to the Muslim Mediterranean.” The Mongol conquests then helped to southernize northern regions across Eurasia. “Southernization was not overtaken by westernization until the Industrial Revolution in the eighteenth century…. Only after the northwestern Europeans had added to their own repertoire every one of the elements of southernization did the world become divided into a powerful, prestigious, and rich north and an impoverished south perceived to be in need of development.”

SOURCE: Linda Shaffer, “Southernization,” Journal of World History 5:1-21.

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