Category Archives: U.S.

Early ‘Plantations’: Settlers, Not Crops

From Empires of the Atlantic World: Britain and Spain in America 1492-1830, by John H. Elliott (Yale U. Press, 2006), Kindle Loc. 292-308:

Effectively, Cortes‘s company was composed of a cross-section of the residents of Cuba, which was deprived of nearly a third of its Spanish population when the expedition set sail. It was therefore well acclimatized to New World conditions, unlike Newport‘s party, which, within six months of arrival, had lost almost half its number to disease.

The fact that the company on board Newport’s ships were styled `planters’ was a clear indication of the purpose of the voyage. For the English in the age of the Tudors and Stuarts, `plantation’ – meaning a planting of people – was synonymous with ‘colony’. This was standard usage in Tudor Ireland, where `colonies’ or `plantations’ were the words employed to designate settlements of English in areas not previously subject to English governmental control. Both words evoked the original coloniae of the Romans – simultaneously farms or landed estates, and bodies of emigrants, particularly veterans, who had left home to `plant’, or settle and cultivate (colere), lands elsewhere. These people were known as `planters’ rather than `colonists’, a term that does not seem to have come into use before the eighteenth century. In 1630, when the British had established a number of New World settlements, an anonymous author would write: `by a colony we mean a society of men drawn out of one state or people, and transplanted into another country.’

The Spanish equivalent of `planter’ was poblador. In 1498, when Luis Roldan rebelled against the government of the Columbus brothers on Hispaniola, he rejected the name of colonos for himself and his fellow settlers of the island, and demanded that they should be known as vecinos or householders, with all the rights accruing to vecinos under Castilian law. A colon was, in the first instance, a labourer who worked land for which he paid rent, and Roldan would have none of this. Subsequent usage upheld his stand. During the period of Habsburg rule Spain’s American territories, unlike those of the English, were not called `colonies’. They were kingdoms in the possession of the Crown of Castile, and they were inhabited, not by colonos, but by conquerors (conquistadores) and their descendants, and by pobladores, or settlers, the name given to all later arrivals.

The English, by contrast, were always `planters’, not `conquerors’. The discrepancy between English and Spanish usage would at first sight suggest fundamentally different approaches to overseas settlement. Sir Thomas Gates and his fellow promoters of the Virginia Company had asked the crown to grant a licence, to make habitation plantation and to deduce a Colonic of sundry of our people’ in `that part of America commonly called Virginia …’ There was no mention here of conquest, whereas the agreement between the Castilian crown and Diego Velazquez in 1518 authorized him to `go to discover and conquer Yucatan and Cozumel’. But the idea of conquest was never far away from the promoters of English colonization in the sixteenth and early seventeenth centuries.

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Evaluating Both Style and Substance in One’s Sources

From the Introduction to History of the Spanish Conquest of Yucatan and of the Itzas, by Philip Ainsworth Means. Papers of the Peabody Museum of American Archaeology and Ethnology, Harvard University, vol. VII, 1917. (The Kindle edition is available for free on Amazon!)

Though Villagutierre’s Spanish style is far superior to that of such writers as Fernando Montesinos and Antonio de la Calancha, it is, nevertheless, atrocious. Although he wrote about 1700, Villagutierre’s style is excessively archaic; his grammatical construction can hardly be called construction at all, so formless and ambiguous is it. Villagutierre never hesitates to write several long sentences without a single main verb between them, nor does he often refrain from going on and on for a page or so without using a period. In the use of capitals he is most whimsical; usually he has them when they are called for, but he has many that are out of place as well.

The style of Cogolludo, on the other hand, is very good, and that, be it noted, despite the fact that Cogolludo wrote prior to 1688. One remarks with considerable surprise that in several cases Villagutierre and Cogolludo use almost the same words. For example, in speaking of the visit which Cortes made to the island of Tayasal, Cogolludo says: “… y aun que la ida de Cortes se tuvo por ossadia, y demasiada confianza…” Villagutierre, in the same connection says: “… que lo tenian a grandissima temeridad, y ossadia, y por demasiada confianza ….” This is an interesting point, and perhaps it is significant that Cogolludo’s book was published in 1688, whereas Villagutierre was not brought out until 1701. It is to be noted that Cogolludo, the earlier writer, uses only two epithets, and that Villagutierre, the later writer, uses the same two, plus a new one of his own. I know of two other cases where equally close and significant similarity exists between the two. It is possible, then that Villagutierre copied (not to say plagiarized) the work of Cogolludo without giving credit for it. But the important point for us in this matter does not concern the personal integrity of Villagutierre. Rather does the importance of the matter lie in this: if Villagutierre was acquainted with the history of Yucatan by Cogolludo to such a degree that he frequently borrowed whole phrases from it, he must have had a very good reason for diverging widely now and again from the version of events given by Cogolludo. Such a reason could only be supplied by the fact that Villagutierre possessed information which he regarded as superior to and more official than that of Cogolludo. Therefore, since in several instances (as in the account of the events leading up to the visit of Cortes to Tayasal) Villagutierre occasionally departs from the footsteps of Cogolludo, we may safely assume that he was at once more critical and better informed than the latter, whom, however, he valued enough to be willing to draw from his work much of his information and even some of his phraseology.

One rarely reads such introductions in scholarly books these days. This book is one of several I began reading to prepare for our winter vacation in the Yucatan, where my historian brother has retired and now works on Maya language projects.

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Odessa, a “Russian Chicago”

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 109-112:

Until the 1860s, Odessa was the breadbasket for much of the Western world, feeding a hungry European and, increasingly, global market. Foreign consuls sent breathless dispatches to European capitals about fluctuations in the prices of wheat and barley. Foreign ministers contemplated the effects of diplomatic squabbles on the supply of foodstuffs. Only with the discovery of oil farther to the east, in the Russian Caucasus and the Caspian seaport of Baku, was Odessa’s chief cash export exceeded by that of a rival Russian city.

Odessa’s commercial success lay in its position at the intersection of flatlands and seascape, where the produce of the former could be sent to markets across the latter. But a series of fortunate accidents allowed the city to enhance this natural gift. Talented administrators such as Vorontsov argued for maintaining the freeport status, which was a considerable inducement to foreign and local entrepreneurs. Improvements in the harbor allowed larger ships to enter and lie safely at anchor. The fall-off in plague outbreaks around the Black Sea reduced much of the time that ships, goods, and passengers spent in quarantine. When the Peace of Adrianople was signed between the sultan and tsar in 1829, ending nearly a decade of diplomatic bickering, trade squabbles, and outright war, Russian secured a historic set of concessions from the Ottomans, including an end to the Ottoman practice of boarding and searching Russian merchant ships. The period of relative peace that followed—from the late 1820s to the early 1850s—provided ease of shipping through the Bosphorus and Dardanelles straits.

The economic results were immense. Grain exports from all the Russian Black Sea ports stood at a yearly average of under two million chetverts (a unit of Russian dry measurement equal to 5.77 U.S. bushels) before 1813, but by the 1860s that figure had risen to over sixteen million chetverts. Over half those exports were coming solely from Odessa. Between the 1840s and 1850s, the annual volume of grain exports to Italian ports more than doubled, while the French were importing ten times as much Odessa grain at the end of that period as at the beginning. After the late 1840s, the easing of restrictive import laws in England the introduction of hardier wheat varieties in Russia opened new markets for Odessa’s produce, well beyond the traditional Mediterranean destinations. By the middle of the century, well over a thousand ships were leaving Odessa each year. The number of British ships sailing into the Black Sea increased sevenfold between the mid-1840s and the early 1850s, with Britain accounting for a third or more of all destinations of vessels exiting the port. Wheat, barley, rye, and other grains filled the holds of long-haul sea vessels flying flags of most major European powers.

Of all these goods, the queen was wheat. Ninety percent of Russian wheat exports flowed out of the empire’s Black Sea ports, and many of the sights, sounds, and smells of Odessa derived from its production and sale. Immense herds of cattle provided manure for fertilizer in the countryside and pulled the thousands of wooden carts that bore the harvested grain from field to storage centers….

Some carters would return north with cloth, wine, or other imported goods offloaded from merchant vessels in the harbor, while others chose to transform their infrastructure into capital. The dried dung could be collected and sold as fuel to poor families, and the animals could then be given up to slaughter for meat and hides. The sweet smoke of burning, grass-rich manure mingled in the air with the reek of tallow vats and the sharp odor of tanneries, the factories that produced the bricks of processed fat and bundles of unworked leather destined for Turkey, Italy, or France.

With hundreds of thousands of head of livestock coming through the city each harvest season, dust and mud were constant features of Odessan life. Choking, white-yellow clouds, stirred up by hooves and swirled about by the prevailing winds, powdered residents like talcum. Rain turned inches of accumulated limestone grime into impassable sloughs….

An open, brick-lined drainage system, about two feet deep, ran alongside the major thoroughfares, crossed by occasional footbridges and wooden planks. But the rivulets they contained—the wastewater runoff and solid offal of houses and hotels, as well as animal dung and mud from the streets—could gag even the toughest pedestrian. The blooms of acacia trees and oleander fought back with their perfume, but it usually took a change in wind direction, blowing off the plains and toward the sea, to unburden the city of its own stench.

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Odessa and D.C., Separated at Birth

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 57-59:

In the tumultuous final decades of the eighteenth century, Russia became a haven for down-and-out European nobles, bored adventurers, and impecunious philosophers, musicians, and artists seeking patrons in an empire that had only recently discovered its European vocation. Armand Sophie Septimanie du Plessis, duc de Richelieu, was one of them. Born in September of 1766, Richelieu was a member of the great family of French nobles and heir to a long tradition of state service. His great-uncle, Armand Jean du Plessis, Cardinal Richelieu, had been the famous and powerful chief minister to Louis XIII….

As a veteran of courtly machinations in Versailles, Richelieu skillfully weathered the uncertain years following the death of his new patron and the brief reign of the petulant Paul. When Alexander became tsar in 1801, Richelieu was thus in a good position to seek a major role in the reformed administration. Given the growing importance of France—both as a trading partner with New Russia and as an occasional enemy of the Russian Empire—appointing someone with French connections to a position in the south made good sense. In 1803 Alexander named the thirty-seven-year-old Richelieu to the post of gradonachal’nik—city administrator—of Odessa, with responsibility for all military, commercial, and municipal affairs. He soon found himself journeying southward to take up the new assignment on a piece of territory that, as he recalled in his memoirs, probably overstating the case, was still “a desert inhabited only by hordes of Tatars and by Cossacks who, rejecting all civilization, sow terror through their brigandage and cruelties.”

When he arrived, Richelieu discovered not so much a city despite the robust commerce, as an architectural drawing—all plan and relatively little substance, with streets and foundations laid out in the chalky dust of the plain. One of de Ribas’s lasting contributions had been his insistence on self-conscious urban organization. Odessa is young by European, even by American, standards. A city that we now think of as typically old world was founded three years after Washington, D.C. Both cities’ central districts are eighteenth-century fantasies of what a city should be: rationally laid out on a grid of symmetrical streets intersected by long, wide avenues and dotted with pocket-sized parks. The avenue provide edifying sight lines over great distances. The parks are places of relaxation and civic-mindedness, with statues and monuments that extol the virtues of duty, honor, and patriotism. It was a thrill for later visitors to Odessa—such as Mark Twain in the 1860s—to stand in the middle of a broad thoroughfare and see the empty steppe at one end and the empty sea at the other, just as visitors to Washington can connect the dots of the Capitol, the Lincoln Memorial, and other prominent landmarks via the major avenues and open spaces.

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John Paul Jones in the Russian Navy

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 43-47:

His work for the newly independent United States now finished, [John Paul] Jones traveled eastward to serve as commander of a Russian squadron in engagements with the Ottoman navy. Jones had made his reputation in America through a series of successful attacks on British warships; he is today revered as the founding father of the U.S. Navy, his remains encased in a lavish shrine in Annapolis, Maryland. But Potemkin was unimpressed. “This man is unfit to lead: he’s slow, lacks zeal and is perhaps even afraid of the Turks,” he wrote to Catherine. “He’s new at this business, has neglected his entire crew and is good for nothing: not knowing the language, he can neither give nor comprehend orders.”

Jones had been a brilliantly successful captain in the Atlantic, but his skills were essentially those of a pirate: the ability to lead a small contingent of men aboard a single ship in order to confront a single adversary. His abilities as a commander in a more complex struggle—especially among the haughty, intrigue-ridden, and multilingual European officer corps into which he had place himself—were questionable. “Jones was very famous as a corsair, but I fear that at the head of a squadron he is rather out of place,” wrote Charles of Nassau-Siegen, another foreign officer in Catherine’s employ. Jones reacted petulantly to any perceived slight from his aristocratic brother-officers and spent much of his time in Russia arguing over rank and chain of command. “Never, probably, did any commanding officer commence service under circumstances more painful,” Jones complained. “My firmness and integrity have supported me against those detestable snares laid by my enemies for my ruin.”

Whatever reputation Jones managed to salvage from his Russia years was in large part owed to the good judgment, operational savvy, and decorum of one of his lieutenants, another mercenary name José de Ribas. During the war with the Ottomans, de Ribas proved far more adept than the storied American captain at securing his fortune on the Russo-Turkish frontier, as well as his place in history as Odessa’s true founding father. His mixed background and improvised life were emblematic of the city he helped to establish….

De Ribas was present at one of the most important and most gruesome episodes of the Russo-Turkish conflict, an engagement in which he served alongside the disoriented and indecisive John Paul Jones. In midsummer of 1788, de Ribas was Potemkin’s liaison officer with Jones at the Battle of Liman, an encounter on the Dnieper estuary before the ramparts of two fortresses, Ochakov and Kinburn. The former was held by the Ottomans, the latter by the Russians; the twin outposts faced each other across a narrow water inlet connecting the Dnieper with the Black Sea. Jones was given command of a detachment of oar-powered boats outfitted with small cannons. Their task was not to engage Ottoman warships head-on but to lure them into the shallows, where they would be stuck fast in the mud and offer easy targets to Russia’s heavy guns and incendiary bombs. “Humanity recoils with indignation and horror from seeing so many wretched creatures perish in the flames,” Jones wrote to de Ribas during the fighting….

Despite his role in these events, Jones ended his Russian career in ignominy. After numerous run-ins with Nassau-Siegen and other aristocratic officers, he was transferred from the southern fleet by Potemkin and returned to St. Petersburg. With the war still raging, he was drummed out of Russia altogether, accused of forcibly deflowered a twelve-year-old girl. His defense was not to disown the affair—a matter usually glossed over by American historians—but rather to deny that it was rape. He admitted in a statement to prosecutors that he had “often frolicked” with the girl for a small cash payment, but that “I can assure you with absolute certainty that I did not despoil her of her virginity.” He died in penury in Paris a few years later, a broken man in a faded uniform, still pestering foreign diplomats with plans for new naval campaigns in faraway lands.

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Purging Prussia at War’s End, 1945-

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 12643-12695:

Among the Allies, only the Soviets remained aware of the tension between Prussian tradition and the National Socialist regime. While the July plot of 1944 evoked little positive comment among western politicians, the Soviet official media found words of praise for the conspirators. Soviet propaganda, by contrast with that of the western powers, consistently exploited Prussian themes – the National Committee for a Free Germany, established as a propaganda vehicle in 1943 and composed of captured German officers, appealed explicitly to the memory of the Prussian reformers, above all Gneisenau, Stein and Clausewitz, all of whom had resigned their Prussian commissions during the French occupation and joined the army of the Tsar. Yorck, the man who ignored the command of his sovereign to walk across the ice to the Russians in 1812, naturally held pride of place.

This was all eyewash, of course, yet it also reflected a specifically Russian perspective on Prussia’s history. The history of relations between the two states was no chronicle of unremitting mutual hatred. Stalin’s hero Peter the Great had been a warm admirer of the Prussia of the Great Elector, whose administrative innovations served as models for his own reforms. Russia and Prussia had cooperated closely in the partitioning of Poland and the Russian alliance was crucial to Prussia’s recovery against Napoleon after 1812. Relations remained warm after the Napoleonic Wars, when the diplomatic bond of the Holy Alliance was reinforced by the marriage of Frederick William III’s daughter Charlotte to Tsar Nicholas I. The Russians backed Austria in the dualist struggles of 1848–50, but favoured Prussia with a policy of benevolent neutrality during the war of 1866. The assistance rendered to the beleaguered Bolsheviks in 1917–18 and the close military collaboration between Reichswehr and Red Army during the Weimar years were more recent reminders of this long history of interaction and cooperation.

Yet none of this could preserve Prussia from dissolution at the hands of the victorious Allies. By the autumn of 1945, there was a consensus among the various British organs involved in the administration of occupied Germany that (in a tellingly redundant formulation) ‘this moribund corpse of Prussia’ must be ‘finally killed’. Its continued existence would constitute a ‘dangerous anachronism’. By the summer of 1946, this was a matter of firm policy for the British administration in Germany. A memorandum of 8 August 1946 by the British member of the Allied Control Authority in Berlin put the case against Prussia succinctly: I need not point out that Prussia has been a menace to European security for the last two hundred years. The survival of the Prussian State, even if only in name, would provide a basis for any irredentist claims which the German people may later seek to put forward, would strengthen German militarist ambitions, and would encourage the revival of an authoritarian, centralised Germany which in the interests of all it is vital to prevent.

The American and French delegations broadly supported this view; only the Soviets dragged their feet, mainly because Stalin still hoped to use Prussia as the hub of a unified Germany over which the Soviet Union might eventually be able to secure control. But by early February 1947, they too had fallen into step and the way was open for the legal termination of the Prussian state.

In the meanwhile, the extirpation of Prussia as a social milieu was already well advanced. The Central Committee of the German Communist Party in the Soviet zone of occupation announced in August 1945 that the ‘feudal estate-owners and the Junker caste’ had always been ‘the bearers of militarism and chauvinism’ (a formulation that would find its way into the text of Law No. 46 of the Allied Control Council). The removal of their ‘socio-economic power’ was thus the first and fundamental precondition for the ‘extirpation of Prussian militarism’. There followed a wave of expropriations. No account was taken of the political orientation of the owners, or of their role in resistance activity. Among those whose estates were confiscated was Ulrich-Wilhelm Count Schwerin von Schwanenfeld, who had been executed on 21 August 1944 for his role in the July conspiracy.

These transformations took place against the background of the greatest wave of migrations in the history of German settlement in Europe. During the last months of the war, millions of Prussians fled westwards from the eastern provinces to escape the advancing Red Army. Of those who remained, some committed suicide, others were killed or died of starvation, cold or illness. Germans were expelled from East Prussia, West Prussia, eastern Pomerania and Silesia, and hundreds of thousands perished in the process. The emigrations and resettlements continued into the 1950s and 1960s. The looting or burning of the great East-Elbian houses signalled the end not only of a socio-economic elite but also of a distinctive culture and way of life. Finckenstein, with its Napoleonic memorabilia, Beynuhnen with its collection of antiques, Waldburg with its rococo library, Blumberg and Gross Wohnsdorff with their memories of the liberal ministers von Schön and von Schroetter were among the many country seats to be plundered and gutted by an enemy bent on erasing every last trace of German settlement. So it was that the Prussians, or at least their mid-twentieth-century descendants, came to pay a heavy price for the war of extermination that Hitler’s Germany unleashed on Eastern Europe.

The scouring of Prussia from the collective awareness of the German population began before the end of the war with a massive aerial attack on the city of Potsdam. As a heritage site with little strategic or industrial significance, Potsdam was very low on the list of Allied targets and had been spared significant bombardment during the war. Late in the evening of Saturday 14 April 1945, however, 491 planes of British Bomber Command dropped their payloads over the city, transforming it into a sea of fire. Almost half the historical buildings of the old centre were obliterated in a bombing that lasted for only half an hour. When the fires had been extinguished and the smoke had cleared, the scorched 57-metre tower of the Garrison Church stood as the dominant landmark in a cityscape of ruins. Of the fabled carillon, famous for its automated renditions of the ‘Leuthen Chorale’, there remained only a lump of metal. The scouring continued after 1945, as entire districts of the old city were cleared to make way for socialist reconstruction. The imperatives of post-war city planning were reinforced by the anti-Prussian iconoclasm of the Communist authorities.

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Competing Views of Prussia, 1945

From: Iron Kingdom: The Rise and Downfall of Prussia, 1600-1947, by Christopher Clark (Penguin, 2007), Kindle Loc. 12554-12624:

For the resisters Prussia became a virtual homeland, the focal point for a patriotism that could find no referent in the Third Reich. The charisma of this mythical Prussia was not lost upon the non-Prussians who moved within resistance circles. The Social Democrat Julius Leber, an Alsatian who grew up in Lübeck and was executed on 5 January 1945 for his part in the conspiracy against Hitler, was among those who looked back in admiration at the years when Stein, Gneisenau and Scharnhorst re-established the state ‘in the citizen’s consciousness of freedom’. There was an energetic polarity between the Prussia of Nazi propaganda and that of the civilian and military resistance. Goebbels used Prussian themes to drive home the primacy of loyalty, obedience and will as indispensable aids in Germany’s epic struggle against her enemies. The resisters, by contrast, insisted that these secondary Prussian virtues became worthless as soon as they were severed from their ethical and religious roots. For the Nazis, Yorck was the symbol of an oppressed Germany rising up against foreign ‘tyranny’ – for the resisters he represented a transcendent sense of duty that might even, under certain circumstances, articulate itself in an act of treason. We naturally look more kindly on one of these Prussia-myths than on the other. Yet both were selective, talismanic and instrumental. Precisely because it had become so abstract, so etiolated, ‘Prussiandom’ was up for grabs. It was not an identity, nor even a memory. It had become a catalogue of disembodied mythical attributes whose historical and ethical significance was, and would remain, in contention.

THE EXORCISTS

In the end, it was the Nazi view of Prussia that prevailed. The western allies needed no persuading that Nazism was merely the latest manifestation of Prussianism. They could draw on an intellectually formidable tradition of anti-Prussianism that dated back to the outbreak of the First World War. In August 1914, Ramsay Muir, a distinguished liberal activist and holder of the chair of modern history at the University of Manchester, published a widely read study that claimed to examine the ‘historical background’ of the current conflict. ‘It is the result,’ Muir wrote, ‘of a poison which has been working in the European system for more than two centuries, and the chief source of this poison is Prussia.’ In another study published early in the war, William Harbutt Dawson, a social liberal publicist and one of the most influential commentators on German history and politics in early twentieth-century Britain, pointed to the militarizing influence of the ‘Prussian spirit’ within the otherwise benign German nation: ‘this spirit has ever been a hard and immalleable element in the life of Germany; it is still the knot in the oak, the nodule in the softer clay.’

Common to many analyses was the notion that there were in fact two Germanies, the liberal, congenial and pacific Germany of the south and west and the reactionary, militaristic Germany of the north-east. The tensions between the two, it was argued, remained unresolved within the Empire founded by Bismarck in 1871. One of the most sophisticated and influential early analysts of this problem was the American sociologist Thorstein Veblen. In a study of German industrial society published in 1915 and re-issued in 1939, Veblen argued that a lopsided process of modernization had distorted German political culture. ‘Modernism’ had transformed the sphere of industrial organization, but had failed to effect ‘an equally secure and disturbing lodgement in the tissues of the body politic’. The reason for this, Veblen diagnosed, lay in the survival of an essentially pre-modern Prussian ‘territorial state’. The history of this state, he suggested, amounted to a career of more or less uninterrupted aggressive war-making. The consequence was a political culture of extreme servility, for ‘the pursuit of war, being an exercise in the following of one’s leader and execution of arbitrary orders, induces an animus of enthusiastic subservience and unquestioning obedience to authority.’ In such a system, the loyal support of popular sentiment could be maintained only by ‘unremitting habituation [and] discipline sagaciously and relentlessly directed to this end’, and ‘by a system of bureaucratic surveillance and unremitting interference in the private life of subjects’.

Veblen’s account was light on empirical data and supporting evidence, but it was not without theoretical sophistication. It aimed not only to describe but also to explain the supposed deformations of Prussian-German political culture. It was supported, moreover, by an implicit conception of the ‘modern’ in the light of which Prussia could be deemed archaic, anachronistic, only partially modernized. It is striking how much of the substance of the ‘special path’ thesis that would rise to prominence in German historical writing of the late 1960s and 1970s is already anticipated in Veblen’s account. This was no accident – Ralf Dahrendorf, whose synoptic study Society and Democracy in Germany (1968) was one of the foundational texts of the critical school, drew heavily on the American sociologist’s work.

Even the rather cruder accounts that passed for historical analyses of modern Germany during the Second World War often preserved a sense of historical perspective, rather than settling for generalizations about German ‘national character’. Since the seventeenth century, one writer observed in 1941, the ‘old German spirit of conquest’ had been ‘deliberately developed more and more and along the lines of that mentality which is known as “Prussianism” ’. The history of Prussia had been ‘an almost uninterrupted period of forcible expansion, under the iron rule of militarism and absolutist officialism’. Under a harsh regime of compulsory education, in which teachers were recruited from the ranks of former non-commissioned officers, the young were instilled with ‘the typical Prussian obedience’. The rigours of school life were succeeded by a prolonged period in barracks or on active military service. It was here that ‘the German mind received its last coat of varnish. Anything that had not been done by the schools was achieved in the army.’

In the minds of many contemporaries, the link between ‘Prussianism’ and Nazism was obvious. The German émigré Edgar Stern-Rubarth described Hitler – notwithstanding the dictator’s Austrian birth – as ‘the Arch-Prussian’ and declared that ‘the whole structure of his dreamed-of Reich’ was based not only on the material achievements of the Prussian state, but ‘even more on the philosophical foundations of Prussianism’. In a study of German industrial planning published in 1943, Joseph Borkin, an American official who later helped to prepare the case against the giant chemicals combine I. G. Farben at Nuremberg, observed that the political evolution of the Germans had long been retarded by a ruling class of Prussian Junkers who had ‘never been unsaddled by social change’ and concluded that the Prussian ‘Weltanschauung of political and economic world hegemony is the well-spring from which both Hohenzollern imperialism and National Socialism flow’. Like many such accounts, this book drew on a tradition of German critical commentary on Prussian history and German political culture more generally.

It would be difficult to overstate the hold of this scenario of power-lust, servility and political archaism over the imaginations of the policy-makers most concerned with Germany’s post-war fate. In a speech of December 1939, Foreign Secretary Anthony Eden observed that ‘Hitler is not so unique as all that. He is merely the latest expression of the Prussian spirit of military domination.’ The Daily Telegraph published a discussion of the speech under the headline ‘Hitler’s Rule is in the Tradition of Prussian Tyranny’ and there were positive comments throughout the tabloid press.134 On the day of the German invasion of the Soviet Union in 1941, Winston Churchill spoke memorably of the ‘hideous onslaught’ of the Nazi ‘war machine with its clanking, heel-clicking dandified Prussian officers’ and ‘the dull, drilled docile brutish masses of the Hun soldiers plodding on like a swarm of crawling locusts’. In an article for the Daily Herald in November 1941, Ernest Bevin, minister of labour in Churchill’s War Cabinet, declared that German preparation for the current war had begun long before the advent of Hitler. Even if one ‘got rid of Hitler, Goering and others’, Bevin warned, the German problem would remain unsolved. ‘It was Prussian militarism, with its terrible philosophy, that had to be got rid of from Europe for all time.’ It followed that the defeat of the Nazi regime itself would not suffice to bring the war to a satisfactory close.

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How the South Saved the North in Vietnam

From: Vietnam: Rising Dragon, by Bill Hayton (Yale U. Press, 2010), Kindle Loc. 4187-4227:

The Vietnamese combatants in the Vietnam-American War were not fighting because they hated ‘northerners’ or ‘southerners’. Both sides were heirs to nationalist movements which stressed their attachment to national unity. Their divisions were over ideology, the role of the state in society, religion and many other political issues.

In this long view of Vietnamese history, the 21 years between the division of the country into capitalist and communist in 1954 and its reunification under communism in 1975 seem less important than what went before and after. But those 21 years meant there was continuity in the south between the freewheeling capitalism of French Cochinchina and that of the ‘American’ Republic of Viet Nam (RVN), which was never truly suppressed after reunification before economic reforms began in socialist Vietnam in 1979. Capitalism is a relatively recent introduction in the north but it has been southern Vietnam’s default position for almost all of the past 150 years.

When the communist People’s Army crashed through the gates of the Presidential Palace in Saigon in April 1975, it seemed, in the minds of the northern leadership, to confirm Hanoi’s superiority: militarily, ideologically and historically. The north had beaten the Americans. Triumphalism reigned. Hanoi sent another army to the south, an army of northern bureaucrats which tried to remould it into an image of the north without regard to its very different economic situation. But bureaucratic ideology met its match: capitalism was never truly eradicated. More humiliatingly for the ideologues, in those parts of the country where socialism prevailed, hardship endured. Gradually they had to face up to the reality that Hanoi communism couldn’t solve all the country’s problems. Hubris would soon be humbled.

Even now, the extent to which Hanoi’s rule was saved by the south is unacknowledged in public discourse: the ‘Official History’ of Hanoi’s supremacy endures. But if it hadn’t been for that legacy of southern entrepreneurialism, Vietnam might have collapsed. Despite Hanoi’s draconian campaigns in favour of collectivisation and against ‘comprador capitalists’ (mainly ethnic Chinese), old trading arrangements survived. In 1979, when the failure of Hanoi’s policies had become obvious, southern leaders, such as the then Party boss of Ho Chi Minh City, Vo Van Kiet, authorised ‘pragmatic’ steps to make ends meet. The city authorities bought rice from farmers at market prices and allowed those Chinese entrepreneurs who hadn’t fled the country to make contact with traders in Hong Kong, Singapore and Taiwan to keep imports and exports flowing. Such fence-breaking broke the rules imposed by Hanoi, but kept the economy alive.

When, eventually, the failure to make state socialism pay the bills forced Hanoi to open up the economy, the south was ready to take full advantage. The first foreign investors to arrive were the trading contacts of the Chinese community. They found the south more conducive to business: less rule-bound, less ideological. In addition the south had the benefit of roads and ports paid for during the war years by American taxpayers. Between 1990 and 1994, 60 per cent of all foreign direct investment went to Ho Chi Minh City and three of its neighbouring provinces: Binh Duong, Dong Nai and the ‘oil province’ of Ba Ria-Vung Tau. These advantages for the southern provinces were multiplied by a curious arrangement, initially begun as an incentive to encourage economic growth.

The Vietnamese government allowed (and still allows now) provinces to retain any revenue they earn above a set target. In the north, most provinces tried to boost their income by developing the state sector. But leaders from those four southern provinces – more open-minded, less suspicious of foreigners – looked abroad for investment. It worked. Labour-intensive industries such as textiles, garments and food processing flocked in and the taxes and tariffs they paid made their host provinces rich. The surplus (after deductions for kickbacks and patronage) was reinvested in better infrastructure and services, which encouraged other investors to locate there, creating a virtuous circle of growth. Southern leaders, who had been largely excluded from the pinnacles of power since reunification, knew they were unlikely to make it to the top of national politics. Instead, they concentrated on keeping their own constituents happy, untroubled by the need to break national rules to keep the income flowing.

While some in Hanoi disapproved, they couldn’t stop the fence-breaking because the country needed the cash. In the 1980s provinces had depended upon the central government for the allocation of subsidies from the Soviet Union. By the early 1990s the central government was dependent upon the surplus being generated in the south. The quid pro quo was a strong policy of redistribution. Southern surplus still funds government spending across the country, lifting the standard of living in northern and central areas closer to the national average and helping to preserve national unity and the Party’s hold on power.

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Vintage Year for Vietnamese Dissidents: 2006

From: Vietnam: Rising Dragon, by Bill Hayton (Yale U. Press, 2010), Kindle Loc. 2486-2519:

2006 was a unique opportunity for Vietnamese dissidents. The country was in the final stages of joining the World Trade Organisation. Negotiations with individual WTO members were followed by drawn-out multilateral talks and then an equally drawn-out process in the US Congress to award Vietnam Permanent Normal Trading Relations (PNTR) status, an adjunct to WTO membership. In addition, Vietnam held the rotating chair of APEC, the Asia-Pacific Economic Co-operation group, during 2006, and was due to host its annual summit in November. Twenty-one leaders had been invited, including the presidents of the USA, Russia and China and the prime ministers of Australia and Japan. Vietnam was also seeking a non-permanent seat on the United Nations Security Council. All of this meant the Communist Party was vulnerable to criticism from abroad and therefore less able to crack down on dissent with its usual efficiency.

There was another factor too. By 2006, broadband had fully penetrated Vietnam; internet shops were available on most city streets. Through the net, dissidents managed to surmount the physical barriers the state had erected around them and bridge the gaps of physical distance, of ideology and – at least as important – of ego, which, until then, had kept them divided. Services originally intended to allow teenagers to flirt with each other provided invigorating links with Vietnamese exiles in the United States and elsewhere. Websites such as PalTalk host chat rooms in which hundreds of people can type messages to each other and simultaneously listen to an audiostream or watch video. In effect, each chat room is an interactive radio ‘narrowcast’. Narrowcasters can give out information, make speeches, discuss developments and take questions and comment from the other participants. Suddenly dissidents in Vietnam had access to a new world of ideas and to a reservoir of supporters. Until then many people had been reluctant to trust each other, never knowing who was an informer; but a few overseas activists acted as ‘brokers’ – in effect vetting the dissidents who contacted them and putting them in touch with one another. They also began to provide cash.

With the cost of living so cheap in Vietnam, relatively small amounts of money raised abroad could go a long way. Supporters groups sprang up in Australia (Bloc 1–7–06), the US (Bloc 1–9–06) and the UK (Bloc 10–12–06) and sent in money for dissidents’ living expenses and equipment. With hundreds of thousands of overseas Vietnamese remitting money to relatives each month it was easy to disguise the transfers. They weren’t particularly clandestine; most went via Western Union. Once inside Vietnam, the money was moved by couriers to where it was needed. When police stopped the car of one dissident, Nguyen Phuong Anh, on 15 December 2006, they confiscated 4.5 million Vietnamese dong, the equivalent of about $300, about six months’ wages for the average worker. He told them he had planned to buy clothes for needy paper boys. The money was crucial. It paid for computers, dozens of mobile phones, and hundreds of SIM cards to enable the dissidents to stay in touch even as the security services tried to disconnect them.

But useful as the internet was to the dissidents as an organising and discussion tool, it was much less effective as a proselytising force. The national firewall prevents the casual web-surfer accessing dissident websites and intercepts unwelcome emails. That didn’t stop one middle-aged Ho Chi Minh City-based activist, though. At night, after his family had gone to bed, he would trawl Vietnamese discussion sites and blogs harvesting the email addresses of anyone making critical comments. Then, with his harvest complete, he would send out two or three hundred emails with details of dissidents’ activities. He would tell them about strikes and how to form trade unions and about lobbying activities in the United States. But he couldn’t send all the messages from one email address because he feared the security services would soon track him down. So instead, he laboriously maintained dozens of different accounts and sent just a few messages from each one. It worked, and he managed to stay below the police’s radar. But even this very direct mailing had limited success; the phantom spammer estimated his response rate was less than 1 per cent. So even with all these technological innovations the number of active dissidents remained small.

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Effects of the Papal Visit to Cuba in 1998

From Looking for History: Dispatches from Latin America, by Alma Guillermoprieto (Vintage, 2001), pp. 97-99:

The issue of Granma I acquire from a vendor in front of the cathedral is eight pages thick, tabloid-size. There is such a severe paper shortage in Havana these days that toilet paper is nonexistent, and, for lack of anything to buy in bookstores or anything to buy books with, better-off Cubans, having already sold or bartered their best furniture, their cutlery, their paintings, their picture frames, the statues on their family crypt, their jewelry, and their garden ornaments, have now taken to delivering the contents of their bookshelves to the used-book dealers who operate stalls in front of the former Palacio de los Capitanes Generales. The toilet paper problem and the Granma problem are not unrelated; in poor countries, squares of newsprint are a common substitute for toilet paper, but in Cuba the skinny—and scarce—issues of Granma are not enough to fill the need, and so I wonder if the stacks of Marxist literature that are said to go for a song these days are being put to good use—I dare not ask my friends. In any event, the coverage of the papal visit in the current issue of Granma makes interesting reading, for beyond the live broadcasts, it is the only information about the visit to which most Cubans have access. In today’s Granma, for example, they learn that the world media “classifies the meeting between Fidel and Pope John Paul II as ‘historic,'” that a congressman in El Salvador “classified the visit as transcendental,” and that the Jamaican daily The Observer “writes that the visit … is an example of rejection towards the U.S. embargo policies.” The front page describes at length yesterday’s meeting between the pope and representatives of Cuban culture—among them, movie directors whose works have been censored and intellectuals who have learned to keep their opinions about Fidel Castro closely to themselves. Without quoting him directly (or any other Church hierarch by name), Granma tells us that the pope “underlined that in Cuba one can speak of a fertile cultural dialogue, which is the guarantee for more harmonic growth and an increase in the initiatives and creativity among the members of a civil society.” A further article describes with some sense of color the enthusiastic reception given to the pope by the youth of Camagüey. If memory serves, there is no significant difference between these stories and those describing earlier state visits by, say, Michael Manley or Pham Van Dong.

At the newly refurbished Hotel Ambos Mundos (the words “where Hemingway used to stay” are invariably attached to its name), we sit at the bar and watch the end of this day’s mass. It is being broadcast live from Santiago, the eastern city that prides itself on its militant nationalistic spirit, and where Fidel’s 1953 assault on the Moncada barracks kindled the armed rebellion that would bring him to power in 1959. It is easy to forget that the Cuban nation is not yet a century old, but in Santiago the long fight for independence from Spain and freedom from United States dominion, and the central importance of the Sierra Maestra in the Fidelista revolution, are never forgotten. The pope’s Cuban advisers have no doubt suggested that Santiago is the perfect place to address the question of patriotism and the nation during his homily.

The crucial words of the day, in fact, are not spoken by John Paul or even by the cardinal of Havana, Jaime Ortega, who as a young priest spent some time in the notorious work camps where in the mid-1960s Jehovah’s Witnesses, homosexuals, militant Catholics, and even unruly youths such as the now-hallowed singer Pablo Milanés were sent to have their thinking corrected. The statement that will echo the longest—and that may well be the first statement critical of the Revolution to be distributed by a state-controlled medium in the last thirty years or so—comes in the course of a salutation to the pope by the bishop of Santiago, Pedro Meurice, who now holds the same position as the lifesaving bishop Pérez Serantes of so long ago. The heart of Meurice’s impassioned declaration, much quoted since then, comes when he talks of a “growing number of Cubans who have confused the fatherland with a single party, the nation with the historical process we have lived through during the last few decades, and culture with an ideology.”

Friends familiar with Catholic policy say that the Vatican probably decided from the first that the pope, in his role as head of state, should not be the one to refer specifically to the problems of the Catholic Church in Cuba, and that Cardinal Ortega should also remain above the fray, leaving Meurice to vent the feelings of the priests and other Catholics during his official salutation to the pope. Foreign journalists read into Meurice s speech the Vatican’s statement of defiance, but a complementary interpretation is possible: together with the fact that the pope chose to bring up the issue of political prisoners—there are hundreds of them—only at a meeting he knew would not be televised, it could stand as evidence of the diligence with which the Church is seeking to avoid a counterproductive confrontation with Fidel, his party, or his faithful during this trip. This is not to say that the Church ignored the impact Meurice s words were likely to have. He is known as a firebrand, and Santiago, the fiery town, is said to be the place where anti-Castro sentiment is running strongest. It is here that the first loud chants of’ “Libertad! Libertad!” will be heard during the mass.

Friends who were there will tell me later that significant numbers of Fidelista Cubans walked out during Meurice’s speech, that significant numbers of Catholics cheered wildly, and that in general in the plaza the feeling was that something enormous and irrevocable had taken place. But in the streets of downtown Havana, Meurice’s words have had no immediate impact that I can see. The hotel bar opens out onto the street, and as we sit in front of the TV set, Cubans stroll by and stop to watch the screen. A mass is an unfamiliar event for most of them. Unless it is the pope himself, they have little sense of who is at the microphone (or up at bat, or on stage, as they would probably say, since a public gathering to them would suggest the national sport or a dance concert but not the liturgy). Meurice is unknown beyond Santiago. Cardinal Ortega is not recognized when he walks down the street …

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