Category Archives: scholarship

by | 8 June 2025 · 9:23 am

Ryukyu Historiography Sources

From Maritime Ryukyu, 1050–1650, by Gregory Smits (University of Hawaii Press, 2018), Kindle pp. 13-15:

This book is an interdisciplinary, revisionist history of the Ryukyu islands between approximately 1050 and 1650 with occasional excursions into later years. The year 1050 marks the approximate beginning of the “Gusuku [castle walls] Period” in the Ryukyu islands, a time when power centers emerged. In 1650, Shō Shōken (1617–1675) published Reflections on Chūzan (Chūzan seikan), Ryukyu’s first official history. For reasons that will become clear, this event is a fitting end point for this study….

During most of the period covered in this book, Ryukyuans produced few domestic written documents. Chinese residing near the port of Naha handled the documentation connected with tribute trade, and Buddhist priests from Japan were available to assist with diplomatic correspondence. However, there is no evidence of the use of written documents to conduct government administration before the sixteenth century. Even as late as 1606, Xià Zǐyáng, a Chinese investiture envoy residing in Ryukyu, concluded that “literary culture is not widespread” even among the priests of the royal temple of Enkakuji, who were deeply respected as Ryukyu’s learned elite. Shō Shōken was among the first generation of Ryukyuan officials who could engage Chinese or Japanese literate society in a sophisticated manner.

What, therefore, were the sources Shō Shōken and later writers of official histories used? According to the introduction in Reflections, he interviewed elderly officials. Chinese records and written accounts by Japanese or Korean visitors provided some information, but for the most part, the details of early Ryukyu in the official histories are based on lore of unverifiable provenance. To some extent for sixteenth-century material, and more so from the seventeenth century onward, it is possible to corroborate accounts in the official histories using other sources. For material before the sixteenth century, however, such corroboration is rarely possible.

Ryukyu’s official histories share an ideological perspective. Steeped in Confucian historiography, they assume that a morally attuned universe guides the trajectory of human societies. Morally upright rulers bring tranquility, prosperity, dynastic longevity, and other desirable social characteristics. Strife, disorder, succession disputes, and dynastic turnover, by contrast, are evidence of rulers’ moral shortcomings. Founders of a ruling line were always virtuous. Conversely, the last ruler of a line could only have been morally deficient, not a victim of forces beyond his control. In addition, the official histories functioned to project an image of Ryukyu for outside consumption. In this context, they exaggerated the antiquity of a unified Okinawan state, positing its origins around 1200, approximately three centuries too early.

The official histories have created the dominant framework for early Ryukyuan history to this day. This book is an attempt to write a history of early Ryukyu from outside that framework. Instead of assuming that the official histories are probably accurate unless proven otherwise, I took the working hypothesis that material in the official histories before the sixteenth century is likely to be unreliable unless corroborated by other sources or evidence. Implicit in distancing myself from the official histories is the argument that it is possible to write a more nuanced and accurate history of early Ryukyu by looking elsewhere.

One important alternative source is Omoro sōshi, a collection of songs composed between approximately the twelfth and early seventeenth centuries. Other than diplomatic and trade documents and a few monument inscriptions, it contains the only native Ryukyuan source material predating the sixteenth century. Using Omoro sōshi as a historical source is not new. Iha Fuyū (1876–1947) did so, and in 1987 Mitsugu Sakihara published A Brief History of Early Okinawa Based on the Omoro Sōshi. Sakihara sought to combine “the traditional official records and histories” with the Omoro songs to create “a more accurate and vivid reconstruction.” In 2006 Yoshinari Naoki and Fuku Hiromi published a revisionist history of early Ryukyu based on a close reading of Omoro sōshi songs. They have expanded this initial effort in subsequent single- and dual-authored books.

To use Omoro sōshi effectively it is necessary to map the cultural geography reflected in its songs. While later chapters of this book rely on a mix of sources more typical of historical research, the early chapters are interdisciplinary. In them, I rely on published research in the fields of cultural anthropology and archaeology and supplement this material with conventional historical sources such as official Chinese and Korean records. Throughout the analysis, I engage Ryukyu’s official histories when appropriate, but I rarely rely on them. Moreover, I often arrive at different conclusions.

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Filed under China, Japan, Korea, nationalism, Pacific, scholarship

by | 15 January 2025 · 5:51 am

Transpacific Animal Dispersals

From Conquering The Pacific: An Unknown Mariner and the Final Great Voyage of the Age of Discovery, by Andrés Reséndez (HarperCollins, 2021), Kindle pp. 25-27:

Dispersals across the Pacific are more daunting still. Some species do exist on both sides of the Pacific Ocean, as we have seen. Marsupials live in the Americas (opossums and shrews) and in Australasia (kangaroos, koalas, Tasmanian devils, etc.). Intriguingly, a tiny arboreal marsupial from South America known as the monito del monte is more closely related to Australian marsupials than to its American cousins. Could this be the first terrestrial mammal to cross the Pacific? Recent research shows that marsupials originated in South America and migrated to Australia tens of millions of years ago, when there was a land connection via Antarctica or at least great proximity among these three landmasses. The same holds true for other lineages distributed on both sides of the Pacific, including birds, frogs, and turtles.

…

The only terrestrial vertebrate that seems to have survived a transpacific passage of six thousand miles is an iguana. The vast majority of iguanas are indigenous to the New World. Yet one genus called Brachylophus lives in the South Pacific islands of Fiji and Tonga. How did it get there? A passage from Central or South America would have taken a minimum of six months and more likely a year or more. Like geckos, iguanas are well suited for oceanic dispersals. They are able to obtain water from the plants they eat and possess nasal salt glands and thick skins that protect them from dehydration. Their presence not only on the American continent but also on many surrounding islands demonstrates their ability to travel across stretches of ocean. The Galápagos Islands, for instance, lie about six hundred miles away from the coast of Ecuador and are home to no fewer than three species of land iguanas as well as one marine iguana that lives on land but dives into the ocean to procure food, foraging on seaweed and reaching exposed rocks completely surrounded by water.

Still, it is one thing to drift on logs for a couple of weeks and quite another to endure a six-thousand-mile passage. After several months adrift and no food left, any voyaging iguana would have perished. Nonetheless, some biologists have proposed a possible solution. The stowaways may have spent much of this journey as eggs. Brachylophus has an unusually long incubation period of seven, eight, or even nine months, one of the longest of any iguana. It is possible then that thirty or forty million years ago an unsuspecting group of iguanas, some in the form of eggs, may have dispersed by means of an epic rafting passage in which everything went right. Yet even if Brachylophus was somehow able to cross much of the Pacific, few other terrestrial vertebrates ever did until humans began making inroads in far more recent times.

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Filed under Australia, Latin America, migration, Pacific, scholarship

by | 14 January 2025 · 6:35 am

Transatlantic Animal Dispersals

From Conquering The Pacific: An Unknown Mariner and the Final Great Voyage of the Age of Discovery, by Andrés Reséndez (HarperCollins, 2021), Kindle pp. 23-25:

Oceanic dispersals are extremely instructive because they reveal what is biologically possible, showing what oceans could be crossed and in what direction and which ones constituted insurmountable barriers. The Atlantic, for instance, has been breached several times. One hundred million years ago, South America became something of an island unto itself, having broken off from Africa and decoupled from North America (until about three and a half million years ago, when the Isthmus of Panama finally connected the two halves of the hemisphere). South America therefore existed in “splendid isolation” for tens of millions of years, as one scholar has put it. Yet several dispersals from Africa occurred during this time. South America was originally rodent-free, but a type of rodent called caviomorphs—related to guinea pigs, chinchillas, and capybaras but different from mice and rats—irrupted into it between fifty-five and forty-one million years ago. The closest relatives to the South American caviomorph rodents live in Africa, clearly indicating the source population. Primates followed suit. Again, South America possessed no primates at first. Yet a monkey that scientists call Chilecebus carrascoensis somehow got across the Atlantic Ocean thirty-five to twenty million years ago. To succeed, any primate had to be small and extremely resilient. To judge by the extant fossils, Chilecebus carrascoensis weighed less than two pounds and had a skull barely two inches long. This intrepid voyager would give rise to all New World monkeys, including spider monkeys, capuchins, and marmosets.

As far as we know, about a dozen species have made it across the Atlantic Ocean, including rodents, primates, bats, tortoises, a blind snake, and even a weak-flying bird called the hoatzin. Of all these creatures, geckos and skinks were particularly capable of surviving long oceanic passages, as they hid underneath branches and laid eggs resistant to desiccation and even short-term immersion in seawater. Yet, irrespective of individual capabilities, two main factors explain these successful crossings. First, the closest two points across the Atlantic (Kabrousse, Senegal, and Touros, Brazil) now lie about 1,740 miles apart and, thirty or forty million years ago, perhaps half that distance. Nine hundred miles is far but not overwhelmingly so. Second, the rivers of western Africa constitute excellent launching pads to catch western-moving Atlantic currents leading to the Americas. Although crossing the Atlantic has never been easy, the biological record shows that it has occurred from time to time, and what is true for geckos and rodents applies no less to humans. When Christopher Columbus set out to cross the Ocean Sea in 1492, he and his crew were embarking on a voyage that other species had already made successfully.

Other oceanic paths have been less common. The reverse Atlantic passage from South America to Africa, for instance, has played a much smaller role in the dispersal of species. Negative evidence cannot settle the matter definitively. South American organisms may well have crossed but been attacked on arrival, or perhaps they survived in Africa but without leaving much of a trace. Still, it is striking that no terrestrial vertebrates are known to have made the eastward passage across the Atlantic.

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Filed under Africa, Latin America, migration, scholarship

by | 8 May 2024 · 4:50 am

Studies of Chinese in Vietnam

From The Ethnic Chinese and Economic Development in Vietnam, by Tran Khanh (Institute of Southeast Asian Studies, Singapore, 1993), pp. 1-7.

Close to twenty years have passed since South Vietnam was liberated in 1975. The economy of a re-unified Vietnam, however, is still poverty-ridden. One of the reasons for this is the lack of effectiveness in the use of private domestic resources. particularly that of the ethnic Chinese in Vietnam. Before 1975, Chinese capital, entrepreneurship, and skilled manpower in South Vietnam played an important role in the development of domestic markets and international trade. After 1975, however, Chinese participation in the Vietnamese economy underwent a decline brought about by the socialist transformation of the South and an exodus of capital. However, the residual economic potential of the Chinese who have remained in Vietnam is still considerable.

Under doi moi, which is the programme of economic and political reforms in Vietnam, there is evidence that the Chinese are once again contributing significantly to the expansion of internal markets and capital accumulation for small-scale industrial development. Accordingly, the role which the Chinese have played in the past and are beginning to play again seems eminently worthy of study.

…

A survey of the literature on the role of the Chinese in Vietnam’ economy indicates that between 1964 and 1975, the Chinese community in South Vietnam flourished and prospered. Furthermore, during this period the Chinese community underwent important changes, both qualitatively and quantitatively: Chinese businesses, for instance, grew and became more diversified as reflected in the growth of Chinese-owned capital and in terms of the occupational structure of the community. After 1975, however, political changes in the South following the fall of Saigon resulted in a change in the fortunes of the ethnic Chinese and the part that they played in the economy of a unified Vietnam.

The situation of the Chinese in Vietnam after 1975 and the economic ups and downs which they faced have been little researched. Nevertheless, the Chinese community has undoubtedly experienced considerable changes as a result of the political and economic changes that have taken place in Vietnam since 1975. There are no readily available Vietnamese documents, reference books, and research papers in libraries or even specific research centres inside and outside the country covering this period in any great detail, although this is, to some extent, now slowly changing with new governmental policies on access to hitherto restricted official sources of information. Where information exists, the data are not always comparable in the post-1975 period, and comparisons with data from the pre-1975 period are even more problematic because of gaps in the data, different methods of data gathering, and so on. Despite such difficulties, a study of the economic position of the Chinese in Vietnam especially after 1975 is much needed, precisely because so little is known about it.

The topic is large and complex, and it would not be possible, in a single study, to deal with all aspects of the Chinese in Vietnam after 1975. Thus, the present study attempts to focus specifically on changing patterns of Chinese involvement in the economy of Vietnam as well as the impact of changes in the overall Vietnamese economy on the Chinese business system in the country. In dealing with this in the post-1975 period, it is necessary, however, to review the situation of the Chinese before 1975 so that the changes experienced by the Chinese in more recent times may be better understood.

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Filed under China, economics, migration, scholarship, Vietnam, war

by | 15 February 2024 · 4:56 pm

Australia’s “Foundational Orgy” Myth

From In For The Long Haul: First Fleet Voyage & Colonial Australia: The Convicts’ Perspective, by Annegret Hall (ESH Publication, 2018), Kindle pp. 155-157:

Paradoxically that first stormy night ashore for the females, February 6th, has been depicted in some early historical narratives as a drunken orgy. There is little evidence to support this description. There is no doubt that some males welcomed the females ashore, presumably, while the marine guards were sheltering in their tents from the storm. Whether these were convicts, marines or seamen, or some of each, is not known. A gathering took place and little else is reliably recorded.

A gathering took place and little else is reliably recorded. Surgeon Smyth, safe aboard the Lady Penrhyn in the harbour, later wrote about the female convicts on their first stormy night ashore.

…

Since Smyth was on his ship in the harbour, his account must have been second-hand scuttlebutt and is likely to be highly exaggerated. Nevertheless, some modern-day descriptions of this party, based on his diary entry, refer to it as a drunken orgy with convict couples rolling around in Sydney Cove’s red mud. Such accounts are bogus as there is no evidence of such behaviour, and no red mud exists anywhere near the cove. Moreover, the convict men had no access to alcohol. There were drunken sailors aboard Surgeon Smyth’s ship because they had been given extra grog to celebrate the offloading of the convicts. Significantly, no other diarist, except the remotely located Smyth, mentions bad behaviour that night. If anything as licentious as this had happened in the settlement, Ralph Clark would have recorded it. Clark’s diary entry on February 7th, details the storm and the farm animals ‘Kild six Sheep 2 Labms and one Pigg belonging to Major Ross’ but there is no mention of female misdemeanours on that day, or for several days thereafter.

Historian Grace Karskens, writing about the night of February 6th, claims ‘the orgy never happened’ and debunks the orgy myth:

… it turns out that the orgy story dates, not from 1788, but from 1963, when the historian Manning Clark included it as ‘a drunken spree’ fuelled by ‘extra rations of rum’ in his Short History of Australia. After he re-read the sources properly, he quickly recanted. But it was too late, the story was out. …… And with every retelling it just got raunchier. Robert Hughes was the originator of the modern version of the legend, for in The Fatal Shore (1987) he sites the action in the Rocks, with the lightning of a ferocious Sydney storm revealing couples bestially ‘rutting’ in the ‘red clay’ (there is no red clay in Sydney Cove). And in Hughes’s version the sex wasn’t consensual: ‘the women floundered to and fro, draggled as muddy chickens under a pump, pursued by male convicts intent on raping them’.

Karskens points out that the Zoologist Tim Flannery retells the orgy myth in his book The Birth of Sydney and Peter FitzSimons gives it another spin in the Sydney Magazine in 2005. Many histories of Sydney and early colonial Australia routinely include the orgy story. It has even been re-enacted for television as the documentary drama The Floating Brothel, and as a collection of comically shaking tents at the Botanic Gardens in Tony Robertson Explores Australia.

The “foundational orgy” claim has no credibility, and it is absurdly unjust to label women as promiscuous sluts and men as rapists, when there is no written evidence of non-consensual sex. Only one aspect of that stormy night is certain: those who met up were celebrating their first taste of freedom in months and had probably sought out each other’s company. This would have been a natural thing to do. It is demeaning and absurdly high-handed to assume that the convicts were disrespectful of each other, or that they were unaware of social norms.

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Filed under Australia, labor, migration, military, nationalism, publishing, scholarship

by | 2 February 2024 · 6:05 am

Japan’s Abdication Crisis, 1946

From 1946: The Making of the Modern World, by Victor Sebestyen (Knopf Doubleday, 2015), Kindle pp. 95-96:

Prince Naruhiko Higashikuni was the first member of the Japanese imperial family to break ranks and say it publicly. On 27 February 1946 he told a journalist from the New York Times that Emperor Hirohito should abdicate in favour of his son and a regent be nominated until Crown Prince Akihito, then aged twelve, came of age. Higashikuni, the Emperor’s uncle by marriage, was one of the few members of Japan’s ruling circle in the 1930s to have opposed war in Asia and to have warned against embarking on a route bound to result in conflict with the United States. After Pearl Harbor he had continually sought ways to bring about peace. Following Japan’s surrender in August 1945, he became Prime Minister, charged with overseeing the cessation of hostilities and reassuring the people that the Japanese empire was secure, despite the defeat. After two months he retired voluntarily, but he remained one of the most influential members of the government. Now he admitted that in Tokyo court circles the idea of abdication had been discussed for months; just a few days earlier he had told the Emperor in a private audience that he should stand down. He had said the same thing at a Cabinet meeting. Hirohito, he declared, bore ‘moral responsibility’ for the nation’s defeat, ‘to the dead and to his bereaved subjects’.

These unprecedented comments caused a sensation. Japan was a strictly hierarchical society. The imperial family and leading aristocrats seldom spoke out of turn or manifested any sign of disloyalty. A few days later the Emperor’s youngest brother, Prince Misaka, declared that Hirohito should accept responsibility for defeat and graciously volunteered himself as the regent. Another brother, Takametsu [sic, Takamatsu], was also suggested. Despite hunger and extreme hardship being uppermost in most Japanese minds, much of the country was talking about the possible abdication. The censored press, however, barely mentioned the issue, although there was a huge stir when one of Japan’s foremost poets, Miyoshi Tatsuji, published an essay urging the Emperor to step down as he had been ‘extremely negligent in the performance of his duties…[and] was responsible for betraying the loyal soldiers who had laid down their lives for him in battle.’

But the most powerful man in the country had decided against abdication. General Douglas MacArthur, the proconsul in charge of America’s occupation of Japan, was insistent on Hirohito staying on the throne – and whatever MacArthur wanted in postwar Japan he got. America would remake Japan from the top down and turn it from semi-feudal despotism into a model twentieth-century democracy rooted in Western precepts of freedom. The Americans would impose democracy by fiat on Japan, whether the Japanese wanted and liked it or not, but they would do so using imperial institutions, including the existing civil service. They adopted as their principal ally and functionary in the task an Emperor who just weeks earlier had been regarded by his people, and by himself, as a descendant of the gods. Despite such obvious ironies, the creation of the new Japan was a remarkable achievement – practical, efficient, bloodless – and of lasting importance in re-ordering not just Japan but, by example, much of the Asian continent.

At the beginning of 1946 neither princes nor poets would have dared to question Emperor Hirohito’s right to rule, despite the humiliation of total defeat. But early in the New Year, the Emperor issued a statement proclaiming himself human. It was the first stage of a process that turned Hirohito from an absolute ruler, literally worshipped by his people, into a constitutional monarch.

This chapter is perhaps the weakest in the book. Many small typos indicate it was neither written nor proofread very carefully, or that he relied only on occupation-era English language reports. For instance, it spells Daiichi [第一 ‘No. 1’] Bank as ‘Daichi’ Bank, Prince Takamatsu [高松] as ‘Takematsu’; Atsugi [厚木] Naval Air Base as ‘Atsugii’.

But the most egregious error in his account of the war in northern China was relying on outdated (and false) Chinese Nationalist sources that blamed Japan for destroying the Yellow River dikes that flooded huge areas and killed millions of people, but allowed the Chinese Nationalists time to withdraw their armies and capital deeper into the interior.

Disasterhistory.org offers a more up-to-date corrective.

Many people drowned in the flooding; far more would succumb to illness or hunger in the difficult months and years that followed. To the east, however, the river’s diversion halted the invading Japanese, who abandoned their westward march. The vital railroad junction at Zhengzhou was held for the time. The city of Hankou, China’s provisional political center after the fall of Nanjing, won a temporary breathing spell.

Strategically, breaking the dikes may have bought the Nationalist army time to withdraw and regroup, bogging down Japanese tanks and mobile artillery in fields of mud as Chinese forces secured their defenses around Zhengzhou. By preventing the Japanese from taking the railway junction, some scholars argue, the river’s diversion postponed the seizure of Wuhan by several months, giving the Nationalist government time to relocate its capital to southwest China in the city of Chongqing. But the Japanese simply redirected their advance from a north–south land attack along the railways to an amphibious assault along the Yangzi River that combined naval and infantry forces. Wuhan fell in October 1938, after the Nationalist central government had withdrawn into China’s interior.

…

Like the numerous scorched-earth tactics that the Nationalists employed during the Sino-Japanese War, the breaking of the Yellow River dikes was undertaken in an atmosphere of high-level desperation and panic that grew from the Japanese war of terror. On the other hand, the Nationalist regime showed a willingness to sacrifice people along with resources to keep them out of Japanese hands. The breaking of the Yellow River dikes was the prime example of this tendency. In the eyes of Nationalist leaders, not unlike other modern regimes of the twentieth-century world, “saving the nation” could justify unlimited sacrifice on the part of the civilian population.

Throughout the war, the Nationalist government refused to take responsibility for the disasters caused by the Yellow River’s intentional diversion. Instead, the Nationalists claimed that Japanese bombing of the dikes had caused the floods, presenting the disaster as another example of Japanese atrocities against Chinese civilians. Chinese newspaper reports published in the summer of 1938 followed the official version of events. The Japanese denied these accusations, framing the flood as proof of China’s disregard for human life. When the disaster’s true causes eventually came to light after 1945, the Nationalist regime changed the narrative and presented the flood as evidence of sacrifices made by China’s people to save the nation during the War of Resistance.

…

On shifting representations of the flood disaster see especially, Kathryn Edgerton-Tarpley, “From ‘Nourish the People’ to ‘Sacrifice for the Nation’: Changing Responses to Disaster in Late Imperial and Modern China,” The Journal of Asian Studies 73:2 (2014), 447–469.

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Filed under China, democracy, Japan, scholarship, U.S., war

by | 14 January 2024 · 5:10 am

World’s Oldest Bookbinding

From “World’s Oldest Book,” by Ilana Herzig, in Archaeology, Jan/Feb 2024:

A 10-by-6-inch piece of papyrus is, researchers now believe, part of the world’s first book. And, like many of the volumes that fill offices, libraries, and homes, it has had many lives. The papyrus fragment, which was unearthed along with hundreds of other pieces of papyrus at the site of El Hibeh in 1902, began as a bound document dating to 260 B.C. that recorded taxation rates for beer and oil scrawled in Greek letters using black ink.

…

The discovery pushes the origins of bookbinding back by centuries. “The oldest book previously known was from the first or second century A.D., so this predates anything by up to 400 years,” Zammit Lupi says. “The book could be indicative of how transactions happened, of how people lived, wrote, and passed information to each other. Most importantly, we learned that the structure of the book, as opposed to a scroll, existed well before we thought.”

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by | 8 June 2023 · 5:13 am

Calculating Homestead Fraud Rates

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 89-90:

After careful analysis, our most conservative (i.e., highest) estimate is that in the study area, 8.5 percent of proved-up homesteads may have been gained through fraud, and we derived plausible estimates of roughly half that rate. In these ten townships in the last decades of the nineteenth century, it appears that more than 91 percent of homesteads went to bona fide or “actual” settlers.

The evidence from Dawes and Custer Counties requires us to take a second look at the scholarly consensus regarding fraudulent homestead claims. Fred Shannon asserted an implicit fraud rate of between 22 percent and 37 percent; later scholars have contended that half of all homestead entries before 1900 were fraudulent or even that half of all homestead entries were fraudulent.

Our evidence makes those conjectures appear absurdly high. Rather than the homesteading process being rife with corruption and fraud, the results reported here suggest that the overwhelming majority of homestead patents on claims filed in the nineteenth century were probably valid; perhaps as many as 8.5 percent of patents issued may have been based on some form of fraud. The government granted a total of 80,103,409 acres as homesteads during the period 1868–1900. If we assume our estimated fraud rate of 8.5 percent applies to all these homesteads, then fraudulent claimants wrongly obtained approximately 6.8 million acres; alternatively, more than 73 of the 80 million acres were obtained by bona fide homesteaders.

So was homesteading more like the railroad giveaways or the modern Medicare program? The government gave 131.2 million acres to the railroads, and as Richard White has so eloquently demonstrated, much of this subsidy was unneeded and corrupt, simply a transfer of public assets to private individuals and corporations. Indeed, concerning just one transaction involving one railroad, and by no means the greatest fraud, financier Jay Cooke boasted that he gained “at once over 5 million acres between the Red River and the Missouri intact, not an acre of it lost. This of itself is worth a good deal more than the cost of the [rail]road on both coasts all the expenditures up to this date to say nothing of our other larger grant on the Pacific and in Minnesota & the completed railroad.” Cooke’s one land grab of 5 million acres was only slightly less than the 6.8 million acres that would have been lost to all fraudulent homestead claims (at the 8.5 percent rate) over the entire forty-year period.

By contrast, recent studies of improper payments and fraud in Medicare put the swindle rate at about 8.3 percent—extremely close to our most conservative estimate, 8.5 percent, of fraud in homesteading. Any loss of public land (or Medicare funds) to fraud is of course regrettable and wrong, but the exaggerated claims of Shannon and others of “an astonishing number” or “half were fraudulent” appear to have no basis in fact.

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by | 7 June 2023 · 5:33 am

Nebraska Homesteader Demographics

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 71-72:

Custer County homesteaders in our townships ranged from 25 to 83 years of age, with 55.6 percent filing their final claims between the ages of 25 and 39. There were 292 men and 32 women who filed claims. A majority, 253 of the 324, or 78.1 percent, had been U.S. citizens before making their claim. Of these 253 citizens, 85, or 33.6 percent, migrated to Custer County from Iowa and other parts of Nebraska with the rest coming from the other states. Of the 71 noncitizens, 38, or 53.5 percent, came from central European areas of Austria, Bohemia, Poland, and Moravia.

In our five Dawes County townships, farther west than Custer County, the 297 successful homesteaders found flat grasslands cut by erosion and geological curiosities and bordered on the north by the pine ridge. A mosaic of mixed grasses covered a blend of sand, clay, and silt earth. These soils, along with the county’s 18 to 20 inches of rain per year and long periods of drought, made farming even more difficult than in Custer County, though it clearly did not stop homesteaders—domestic and foreign—from trying.

Homesteaders settled the area between 1887 and 1908, and 80.8 percent came during the 1890s alone. Their ages ranged from 21 to 87, with 54.5 percent of them proving up when they were between the ages of 25 and 39. There were 265 men and 32 women, the same number of women as in Custer County. Of the 297 homesteaders, 238, or 80.2 percent, were citizens; the remaining 59, or 19.8 percent, were noncitizens. Citizen claimants in Dawes County came predominantly from states stretching from the interior to the east coast, including 168, or 70.6 percent, of the 238 coming from Illinois, Iowa, New York, Ohio, Pennsylvania, and Wisconsin; and 33, or 55.9 percent, of the 59 immigrant claimants came from Germany and England.

Homesteaders in both counties faced environmental disasters that complicated their progress. Grasshoppers plagued the state between 1874 and 1877. Hot winds scorched the crops. Drought hit the region for a hard twelve years between 1884 and 1895 and again between 1906 and 1913. The ten-year reprieve lured more settlers into the region; 197 individuals homesteaded in the study area between 1895 and 1904, demonstrating the enduring hope and short-term memory of those who dreamed of owning their own land.

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by | 6 June 2023 · 5:17 pm

Database of Nebraska Homesteading

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 67-70:

To examine the extent of homesteading fraud more closely, we developed a database using the recently digitized homestead records; this chapter and chapters 6 and 7 report results obtained from this new data. Most previous studies of homesteading have been severely limited because researchers found it difficult to access the physical homestead records. Short of traveling to the National Archives or ordering costly paper copies of individual case files, scholars lacked easy access to the documents, and obtaining paper copies to construct a large database has often not been feasible. As a result scholarship has primarily employed anecdotes or the poor quality homesteading data reported in the General Land Office’s (GLO) annual reports, assembled by severely overworked land office clerks.

We use the digitized homestead records for Nebraska made available through a consortium that is digitizing all the case files of finalized homestead claims that are currently housed in paper form at the National Archives and Records Administration (NARA). Nebraska, the state with the first homestead claim, was also the first to be digitized. The consortium includes NARA, the Homestead National Monument of America, University of Nebraska, Fold3.com (later Ancestry.com), and FamilySearch.com. Fold3.com and Ancestry.com are making these records available (for a subscription fee) to the public for the first time; the University of Nebraska is providing additional metadata for scholarly research on the Nebraska records. We developed a study area of five townships each in Custer County (central Nebraska) and Dawes County (western Nebraska). The bulk of homesteading in the Custer County townships occurred between 1885 and 1904, whereas in Dawes County homesteading occurred mainly between 1890 and 1899, both with their last claims occurring in 1908 (fig. 4.1).

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At the time we began our research in the summer of 2013, the digitization of the main land offices servicing these counties, Broken Bow for Custer County and Chadron for Dawes County, was complete. During our processing, we realized that the Broken Bow office, which was open from 1890 to 1908, and the Chadron office, open from 1887 to 1894, did not in fact process all the records for our counties. The Grand Island office, open from 1869 to 1893, and the Alliance office, open from 1890 to 1908, also served homesteaders in our townships. The Broken Bow office opened in response to regional demand, while the Alliance office eventually replaced the more remotely located Chadron office to serve the sparse western Nebraska population better.

Independent scholar Russell Lang from Craig, Nebraska, meticulously classified all Nebraska townships based on the “methods of land transfers from the public domain to private and governmental entities.” Using his map, we identified five townships each in Custer and Dawes Counties in which the majority of the land was transferred via the Homestead Act. We defined these ten townships as our study area; five in Custer County … with 324 claims, and five in Dawes County … with 297 claims.

We created a database of all 621 successful homesteaders in these townships, recording application number and date, name, legal description of land, acreage claimed, gender, country of origin and citizenship application date (if applicable), state of origin (if applicable), age, and other information included in affidavits such as acreage broken, improvements made, and any absences from the land. Our database is thus not a sample but rather a full census of these townships. Where relevant, we also collected information outside the records on claimants’ land transfer, military, and census records. The military and census records are available through Fold3 and Ancestry.com; the land transfer records required us to go to the historical societies for both counties. In addition to collecting demographic data, we mapped the homestead claims. To fully explore the particulars of the homesteaded lands, we tracked down original survey maps for each township and overlaid them with modern geospatial data. We also recorded all four witness names included in each Proof of Posting for every homesteader in order to generate sociolegal networks of the community within each township.

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