Category Archives: religion

North and South Korea: ‘No Longer the Same People’

From The Girl with Seven Names: A North Korean Defector’s Story, by Hyeonseo Lee (William Collins, 2015), Kindle Loc. 3255-3272, 3308-3316:

My nightmares had stopped, but curiously, it was here, in this haven, that many defectors’ ordeals caught up with them, and tormented them in dreams. Some suffered breakdowns, or panic attacks at the thought of the super-competitive job market they were about to enter. Psychologists were on hand to talk to them, and medics too, to tend to chronic, long-neglected ailments.

Many arrivals found it hard to shake off old mentalities. Paranoia, a vital survival tool when neighbours and co-workers were informing on them, prevented them from trusting anyone. Constructive criticism, which everyone needs when learning a new skill, was hard for them to take without feeling accused.

I attended classes on democracy, our rights, the law and the media. We were taught how to open bank accounts, and how to navigate the subway. We were warned to be careful of conmen. Guest lecturers visited. One was a North Korean woman who’d set up a successful bakery in the South. Her self-belief inspired me. Another was a priest who introduced us to the Catholic faith (many defectors embrace Christianity in the South), but his justification for the celibacy of priests and nuns caused much mirth among the women. Another speaker was a kindly policeman called Mr Park who told us what to do in case of emergencies, such as needing an ambulance or reporting a crime.

We also attended some extraordinary history classes – for many at Hanawon, their first dogma-free window onto the world. Most defectors’ knowledge of history consisted of little more than shining legends from the lives of the Great Leader and the Dear Leader. This was when they were told that it was an unprovoked attack from the North, not from the South, that began the Korean War on 25 June 1950. Many rejected this loudly, and outright. They could not accept that our country’s main article of faith – believed by most North Koreans – was a deliberate lie. Even those who knew that North Korea was rotten to the core found the truth about the war very hard to accept. It meant that everything else they had learned was a lie. It meant that the tears they’d cried every 25 June, their decade of military service, all the ‘high-speed battles’ for production they had fought, had no meaning. They had been made part of the lie. It was the undoing of their lives.

Ok-hee was very relieved to see me. After we’d embraced and congratulated ourselves on achieving our dream, we sat on the floor and ate instant noodles. Her own experiences since arriving in Seoul made a sobering story. Despite living for years in Shanghai, as I had, Ok-hee was not finding life here easy. She told me of an experience she’d just had after a job interview. The interviewer told her that he would call her to let her know the company’s decision. After days without hearing, she phoned the company and was told that they hadn’t called because it was impolite to reject someone directly.

North Koreans pride themselves on their directness of speech, an attitude that had been encouraged by Kim Jong-il himself. Foreigners are often taken aback by the bluntness of North Korean diplomats. Ok-hee’s experience was the first hint I got that the two Koreas had diverged into quite separate cultures. Worse was to come. After more than sixty years of division, and near-zero exchange, I would find that the language and values I thought North and South shared had evolved in very different directions. We were no longer the same people.

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Roles of British Servants in India

From Servants: A Downstairs History of Britain from the Nineteenth Century to Modern Times, by Lucy Lethbridge (Norton, 2013), Kindle Loc. 1718-1740:

The servant in India conducted his work with a commitment that even in Britain would have been hard to command. The duties, for example, of the khitmagar, or bearer, might include standing behind his master’s chair at mealtimes and stirring his tea, cutting his meat – everything short of actually eating the food for him. By the mid-1920s, even the most self-important pukka sahib found this kind of behaviour a little embarrassing.

Her servants were generally the first people from whom the Raj housewife, if she were curious, learned about India. There were the minutely calibrated differences in religious observance and caste to begin with. Intricate sectarian distinctions meant that each job came with its own religious significance to be carefully respected. The cook (always a man) would not touch pork if he were a Muslim or beef if he were a Hindu. The khitmagar, who had the task of managing the other servants, would not undertake anything but his own tasks; even moving an article of furniture would be beneath him. The work of sweeping, scrubbing or emptying chamberpots was done only by Untouchables; the work of looking after dogs by yet another caste – and often a young child. Untouchables would not handle dead animals, the disposal of which required the services of another group altogether, and the Goddens remembered that ‘if a crow fell dead into our garden or one of our guinea-pigs died, Nitai, our sweeper could not pick up or touch the corpse; a boy of a special sect had to be called in from the bazaar; he put on his best shirt of marigold-coloured silk to do this grisly work’.

Most servants were men, with the exception of the ayah, who was the household nanny, but the cook (khansama) would often have helping him in the kitchen a tunny-ketch, a woman permitted to feed the poultry, grind the spices and cook the rice, attend to the lamps and clean the master’s boots, work considered beneath the dignity of the cook. A musalchi helped with the washing-up, a kind of scullion, described in 1890 by Flora Annie Steel: ‘bearing, as his badge of office, a greasy swab of rag tied to a bit of bamboo’. In most large households, a derzi, or tailor, endlessly stitching at clothes he was mending or copying, might be found sitting on the verandah; then there was the dhobi, who had the never-ending labour of the family’s laundry (and most people changed at least twice a day in the heat, and then for dinner). In those places where there were no telephones, chuprassis were employed to send messages and acted as informal bodyguards, always on the lookout for people going in and out. And because many rural areas had no electricity and therefore no electric fans, there was also the punkah-wallah whose sole duty was to pull the rope that operated the fan, or punkah, day and night to create a cooling breeze. The night punkah-wallah could do it by fixing a rope to a foot and could perform the movement while almost asleep.

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Foreign Safety Zone, Nanjing, 1937

From Nanjing 1937: Battle for a Doomed City, by Peter Harmsen (Casemate, 2015), Kindle Loc. 2591-2628:

The safety zone, the brainchild of Rabe and a few other foreigners who had stayed behind in Nanjing, started to take form in the first week of December, when it was officially publicized and four committees were set up to take care of food, housing, finance and sanitation. Once the plans for the zone were detailed in the local press, scared Chinese civilians started moving in by the hundreds, convinced that it was only a matter of time until the Japanese took over. A small newspaper’s repeated claim that it was the “duty” of all patriotic Chinese to stay outside the zone and face the Japanese bombs was largely ignored.

The zone was beset with problems from the start, both practical and bureaucratic. Thousands of bags of rice and flour meant for the zone’s future residents were left unguarded and quickly disappeared. Many assumed that they had been stolen by the military. Potentially much more serious problems arose when Chinese military units started digging trenches and setting up field telephones inside the safety zone, which automatically put it at risk of Japanese attack. Chinese officers promised that they would leave, but the situation dragged out, causing impatience among the organizers of the zone. Until the last Chinese soldier had left, they could not put up flags around it, designating it as a truly demilitarized area.

The Japanese refused to officially acknowledge the safety zone, but vowed to respect it. A lukewarm attitude on their part could hardly be considered surprising, but intriguingly some Chinese officers also exhibited direct hostility against the zone. “Every inch of soil that the Japanese conquer should be fertilized with our blood,” an angry officer told Rabe. “Nanjing must be defended to the last man. If you had not established your Safety Zone, people now fleeing into the Zone could have helped our soldiers.” They wanted to leave nothing of use to the Japanese. This included complete destruction of the area inside the safety zone as well. Some nationalistic Chinese officers were also opposed, on principle, as they saw an essentially foreign-administered region in the middle of their capital as an intolerable violation of Chinese sovereignty.

The zone was not the only effort to help alleviate the pain and suffering caused by war. After the outbreak of the battle over Shanghai, the Chinese Red Cross had stepped in where military medicine had failed and set up a number of first-aid teams and emergency hospitals, while also ensuring that wounded soldiers were put up in existing medical facilities. In October, it established a 3,000-bed hospital on the campus of the National Central University, with a staff of 300 doctors and nurses and 400 orderlies. By the end of October, the hospital had 1,200 patients, and carried out more than 50 operations a day, mostly amputations.

However, as the Japanese approached Nanjing, doctors and nurses were transported west up the Yangtze. The entire Red Cross hospital was evacuated, and at the American Mission Hospital, an initial staff of nearly 200 doctors, nurses and trained workers had been reduced to just 11 by the onset of winter. Some were ordered out of Nanjing, while others left on their own initiative, without warning. Wilson, the Harvard-trained surgeon, described in a letter how he had carried out a complicated operation on a bombing victim with the help of an experienced Chinese nurse who doubled as an x-ray technician. “Incidentally that nurse left this afternoon,” he added, “and now we have no one in the operating room.”

With medical facilities close to collapse, a group of foreigners took the initiative to try to improve conditions, and there were small victories. A committee headed by Rev. John Magee, an American-born Episcopal missionary, secured a sizable amount from Chiang Kai-shek and set up a temporary dressing station in the school buildings of the American Church Mission. Overall, it was slow, unrewarding work in a field that many Chinese officials considered redundant. In an attempt to help the injured soldiers who were still piling up on the platforms, a group of foreign volunteers asked the Chinese authorities for ambulances. They were told that ambulances were indeed available, but there was no gasoline and no money to buy it.

Also very active in Shanghai, Nanjing, and elsewhere in East Asia at the time was the Red Swastika Society (世界红卍字会, shìjiè hóngwànzìhuì), a Buddhist/Daoist equivalent of the Red Cross or Red Crescent.

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Slaughter in Nanjing, 1864

From Nanjing 1937: Battle for a Doomed City, by Peter Harmsen (Casemate, 2015), Kindle Loc. 357-375:

For all its modern buildings, signaling the creation of a new nation, Nanjing remained full of history. Even the city’s name, meaning “Southern Capital,” was testimony to its former function as the home of several dynasties. Ancient generals had built a fortress here as early as the fifth century B.C., and in the third century A.D., the rulers of the kingdom of Eastern Wu had set up their capital in the city. More than a millennium later, the first Ming emperors had built their palaces in Nanjing before moving to Beijing to be closer to the northern border and better able to manage the age-old threat of invaders entering the empire from beyond the Great Wall.

At times, for instance at the beginning of the Ming Dynasty in the late 14th century, Nanjing had been so powerful that it outshone any other contemporary city on the planet, but at other times it had seen humiliation and deprivation on an unimaginable scale. Like China as a whole, it had been conquered repeatedly, and twice it had been nearly annihilated. In the late sixth century, a hostile army had entered, butchered the inhabitants, torn down every building, and plowed up the ground to remove any sign of the city’s former splendor. The second time it had been almost completely destroyed was in the 1860s when it had been at the center of the world’s bloodiest conflict of the 19th century.

The city had been the capital of the Taiping rebels, who had been driven by a quasi-Christian ideology to seek to overthrow the emperor in Beijing. When the emperor’s armies struck back, the result was a civil war that caused the deaths of at least 20 million people. The savage climax to this conflict was in Nanjing, which fell in 1864. Loyalist imperial troops besieged the city and when they eventually broke the back of resistance and entered, they engaged in an orgy of death and destruction.

The elderly and the children, who were of no use as labor, were especially targeted and slaughtered. “Children and toddlers, some not even two years old, had been hacked up or run through just for sport,” wrote a Chinese official who entered the city shortly after the end of the massacre. In its unsophisticated brutality the bloodletting seemed to belong to a more primitive age but, remarkably, in 1937 it was still within living memory. Residents who had been young in the 1860s were now toothless octogenarians whose sad eyes had seen too much.

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Czechs on the Eastern Front, Christmas 1915

From Dreams of a Great Small Nation: The Mutinous Army that Threatened a Revolution, Destroyed an Empire, Founded a Republic, and Remade the Map of Europe, by Kevin J. McNamara (PublicAffairs, 2016), Kindle Loc. 1072-1101:

THE MOST CONTROVERSIAL defection of Czech soldiers from the Austro-Hungarian army to the Russians occurred when 1,850 of the 2,000 men in the unruly Czech Twenty-Eighth Infantry Regiment disappeared into the Russian lines near the Dukla Pass, a gateway through the Carpathian Mountains from Russia into Hungary (today, on the border between Poland and the Slovak Republic). The mass desertion followed informal contacts between Czech soldiers on both sides in early April 1915….

On April 3 (OS), Cossacks and Russians prepared to attack the Twenty-Eighth under cover of darkness. But members of the družina who stayed behind heard only silence. “It was only at twilight that a Russian ‘hurrah’ was heard, and the whole Twenty-Eighth Regiment went over to the Russians without a shot fired,” said Wuchterle. Only the Austrian artillery fired at the enemy, wounding several Czechs.

Accounts such as this have been characterized as exaggerations by some who point to reports of at least some shooting, but even official Austrian reports concede that the gist of Wuchterle’s eyewitness account is accurate. The debate about whether the men were indeed deserters “became the subject of one of the fiercest arguments inside the Austro-Hungarian army.” Reflecting official suspicion and anger, the entire Twenty-Eighth Infantry Regiment was officially dissolved. Whatever the real motives of the men of the regiment, the družina was perceived to have lured Czechs into Russian arms. And this incident, says one historian, “was the first clear writing on the wall. The Austro-Hungarian authorities, civil and military alike, should have noticed that the war was unpopular with the Czechs, and that it was likely to become more so the longer it lasted.”

On Christmas Day 1915 amidst shooting between Austrian and Russian trenches, the members of the družina on the Russian side began singing “Stille Nacht,” the German “Silent Night.” The Austrians stopped shooting. When they were finished, one of the Czechs shouted a holiday greeting at the Austrians, to which an enemy soldier replied, “Wir danken” (“We thank you”). Members of the družina then began singing “Silent Night” in Czech, after which Czechs on both sides yelled greetings to one another. In such modest ways, the družina worked its will.

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Habsburg Austria Like the European Union?

From In Europe’s Shadow: Two Cold Wars and a Thirty-Year Journey Through Romania and Beyond, by Robert D. Kaplan (Random House, 2016), pp. 188-190:

Habsburg Austria was the last remnant of feudalism that had survived into the early modern and modern ages. Indeed, according to one of the leading historians of the Habsburgs, the late Robert A. Kann, the Austrian Empire was “more diversified … in regard to ethnic, linguistic, and historic traditions” than any other imperium in modern times. “It was closer to the European Community of the twenty-first century” than to other empires of the nineteenth, writes the Welsh historian and travel writer Jan Morris. The empire sprawled “clean across Central Europe,” observes the late Oxford scholar C. A. Macartney, from the Vorarlberg Alps and Lake Constance in the west to the edge of Moldavia in the east; and from the Polish Carpathians in the north to the Adriatic Sea in the south, uniting Germans, Slavs, and Latins. And yet “in no single case,” Macartney goes on, “was one of its political frontiers also an ethnic frontier.” Germans lay inside and outside the empire; so, too, did the Poles, Ukraines, Croats, Romanians, and so on. Thus, as Kissinger states, the Habsburg Empire “could never be part of a structure legitimized by nationalism,” for as nationalism in Europe had an ethnic and religious basis, this polyglot empire would have been torn apart by such a force. Making the Habsburg Empire doubly insecure and so dependent on the status quo was its easily invadable and conquerable geography, compared to that of Great Britain, Russia, and even France.

Habsburg Austria, whose history spans the late thirteenth century to the early twentieth, by simple necessity elevated conservative order to the highest moral principle. Liberalism was held in deep suspicion because freedom could mean not only the liberation of the individual, but the liberation of ethnic groups, which could then come into conflict with one another. Thus toleration, rather than freedom, was encouraged. And because (especially following the Napoleonic Wars) the status quo was sacrosanct in Vienna, so too was the balance of power.

For decades and centuries even, Austria’s sprawling imperium defined European geopolitics. Austria was the highly imperfect solution to Turkish military advances into Central Europe in the sixteenth century and the perennial Panslav stirrings that emanated from Russia, absorbing as Austria did the blows from both forces, even as the Counter-Reformation helped bind the heavily Catholic Habsburg lands together. Austria’s role as a geopolitical balancer was further fortified by its fear of vast, Panslavic, police-state Russia on the one hand and the liberal, democratic, and revolutionary traditions of France and the West on the other. Indeed, Austria’s position as a great power was threatened by Russian imperialsm from the east, while, as Kann puts it, “western liberalism threatened the durability of her domestic structure.” And yet Austria was so often weak, something inherent “in the far-flung nature” of her monarchical possessions and her attendant “extraordinarily cumbersome administrative and decision-making arrangements,” writes Cambridge history professor Brendan Simms. It was Romania’s geographical and historical fate to be caught between and among empires, with its position at the southeastern extremity of Habsburg Austria, the southwestern extremity of Russia’s imperialist ambitions, and the northwestern extremity of those of Ottoman Turkey.

According to other interpretations, Austria itself might have constituted a bourgeoisie civilizing force from the West, altogether benevolent in its influence. For Habsburg culture was reassuring, burgerlich, and sumptuous, at least compared to what those other, bleaker imperiums from the East had to offer—partially defined, as Austria and the Catholic Church were, by the inspirational miracle of Gothic and baroque art. But what Romanians too often received from Habsburg Austria was not inspiring aesthetics but simply the appalling hardship of war, so that the northern Transylvanian Gothic style was to remain an aspirational curiosity amid copious bloodshed as empires clashed.

But the EU lacks a Metternich.

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Michael the Brave Macchiavellian

From In Europe’s Shadow: Two Cold Wars and a Thirty-Year Journey Through Romania and Beyond, by Robert D. Kaplan (Random House, 2016), pp. 71-72:

Born in 1558, Michael rose to become a leading boyar, or feudal personage, buying up villages and acquiring the throne of Wallachia in 1593 by providing the Ottoman sultanate with the requisite bribes. The next year he initiated a campaign against the same sultanate by inviting Ottoman creditors to a litigation, then locking the doors and burning the building down. This was followed by a general massacre of Turks in Wallachia. In response to Michael’s raids as far south as Adrianople in Thracian Turkey, the sultan’s troops invaded Wallachia in 1595. Michael’s overreach forced him into an alliance with the Hungarian ruler of Transylvania that allowed the Hungarian to subjugate neighboring Moldavia. Nevertheless, the alliance helped Michael defeat a Turkish army at Călugăreni, between Bucharest and the Danube in Muntenia. Yet the tactical victory was not enough to stop Michael’s retreat north toward the Carpathians, in the face of an advance by the Ottomans that saw them take Bucharest. But with reinforcements from Hungarian-controlled Moldavia and Transylvania, Michael was able to force the Turks southward. The Ottomans, now preoccupied with a war against the Austrian Habsburgs, made a temporary truce with Michael in 1598. The Poles meanwhile had invaded Moldavia, toppling the Hungarians there and removing Moldavia from the anti-Ottoman alliance. The alliance completely collapsed when the Hungarians made a deal with the Austrians over Transylvania. So Michael, rather than continue to fight the Turks, began to negotiate with both them and the Austrians for recognition of his right to retain the throne of Wallachia. But the Turks wanted too much tribute and so Michael made an alliance with the Austrians instead. Then the Poles, who held sway in Moldavia, forced the Hungarian rulers in Transylvania to break their alliance with the Austrians. This led, through more convolutions, to a deal between Christian Transylvania, Christian Moldavia, and Muslim Turkey. Michael then entered negotiations with the Turks, even as he plotted with the Austrians to topple the Hungarians in Transylvania. Michael’s successful invasion of Transylvania was secured at the Battle of Selimbar, near Sibiu, in 1599. In 1600, now in charge of both Wallachia and Transylvania, Michael invaded pro-Polish Moldavia. The victory there allowed Michael to claim the unity of all three core-Romanian principalities. But later the same year, the Austrians defeated Michael in Transylvania and the Poles defeated him in Moldavia. Michael responded by entering into negotiations with the Austrians. The Hungarians in Transylvania, fearing a deal between Michael and the Habsburgs, assassinated him near Cluj in 1601.

Romania, in this reading, emerges from the travails of history as an even more intense version of early modern Europe itself: nothing is ever secure and more bloodshed always lies in wait. If European history is a nightmare, then that of Romania is doubly so. The very unswerving energy of Michael the Brave—operating for years on end at levels of stress that would immobilize the average Western politician in the twenty-first century—was a mere requirement of any warlord of the age. And if Michael as a late Renaissance man could not conceive of a unitary Romanian state, his accomplishment, nevertheless—and however short-lived—gave Romanian speakers of later eras a vision of what was politically possible.

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Genocide as a Weapon of National Identity

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 1031-1055:

After years of nondialogue, some Armenian and Turkish historians began to find common ground in meetings in the late 1990s. Taboos of silence were broken, but some of the Turkish citizens who led the process paid a high price. The Nobel Prize–winning novelist Orhan Pamuk received death threats when he asked aloud why the Armenian massacres were not discussed. The Istanbul Armenian editor Hrant Dink, who had built bridges between the two communities and had been attacked by extremists on both sides, was murdered. His funeral was another landmark, as thousands of outraged Turks turned out in solidarity with the dead man. This in turn led to a courageous online signature campaign in which Turks endorsed a statement beginning “My conscience does not accept the insensitivity showed to and the denial of the Great Catastrophe that the Ottoman Armenians were subjected to in 1915.” As of October 2009, more than thirty thousand Turks had signed.

In October 2009 the two countries’ governments, signing the historic Protocol on the Establishment of Diplomatic Relations Between the Republic of Turkey and the Republic of Armenia, agreed to set up a commission “on the historical dimension to implement a dialogue with the aim to restore mutual confidence between the two nations, including an impartial scientific examination of the historical records and archives to define existing problems and formulate recommendations.” This agreement was condemned by many Armenians, especially in the diaspora, who said that a new investigation was tantamount to a betrayal of historical truth.

In the Caucasus, use of the word “genocide” has become a weapon of national identity. In the wake of the Armenians, other ethnic groups have adopted genocide days and called on the outside world to recognize their collective suffering. For Circassians, the key date is May 21, 1864, when they were deported en masse from the Russian Empire. Azerbaijanis have adopted March 31, referring to the day in 1918 when Armenians killed hundreds of Azeris in pogroms in Baku. For Pontic Greeks, Genocide Day is May 19, 1919. If all mass killings of recent times are to be honored, other national groups, such as Kurds, Meskhetian Turks, and Assyrians, also have good claims to make—but in their cases it seems that murderous policies were only too successful, as they lack the numbers and resources to mount campaigns on the issue. In an ideal world, it might be more dignified to call for a truce to the dueling of genocide claims and a mass honoring of the dead instead. In the very politicized world of the wider Caucasus region, that idea looks sadly unfeasible.

The repercussions of the mets eghern (“great catastrophe”), as Armenians call it, are far from over. As Israel has done, the Republic of Armenia formed itself as a country defined by mass death and exile, with a corresponding state ideology of “never again” that was later invoked in the war with Azerbaijan in the 1990s. The shadow is even longer outside the region. The Armenian diaspora in the Middle East, the United States, and France consists largely of the grandchildren of those who survived the Anatolian holocaust. Only gradually is a dialogue emerging about the issue between Armenians and Turks.

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Origins of the Soviet Ethnofederal System

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 1329-1340, 1408-1429:

There has [been] much scholarly debate about the impact of the Bolsheviks’ decision to devise an “ethnofederal system” for the Soviet Union, which created autonomous territories on ethnic principles. In the Caucasus, scholars have observed, this preserved national divisions, which eventually fractured the Soviet state and turned into armed conflicts. It could be argued, however, that the Caucasus set the blueprint for the Soviet Union, not the other way round. In other words, the fragile situation in the Caucasus in 1921, still broken by numerous inter-ethnic conflicts, may have caused the Bolsheviks to invent the ethnofederal system under duress.

It was also a Caucasian, Stalin, who presided over this complex construction once it had been created. His approach was both ruthless and pragmatic. The primary aim appears to have been to build a system that would survive the shock of both internal and external threats. National interests were balanced out and could eventually be eliminated. Small nationalities would be modernized, with Russia the engine pulling them into the future. Lenin, who disapproved of Russian nationalism, might have been content to see Georgia detached from Russia, so long as it remained Bolshevik. Stalin believed that Russia, the center, and the Caucasus, the borderlands, needed one another. In 1920, he wrote, “Central Russia, the hearth of world revolution, cannot hold out long without the assistance of the border regions, which abound in raw materials, fuel, and foodstuffs.

The late 1920s were the heyday of what Terry Martin calls the “affirmative action empire,” with the implementation of the new ideology of korenizatsia (literally “rooting,” or “nativization”) sponsoring programs to modernize and assist the non-Russian Soviet nationalities. The Azeri, Abkhaz, Ossetian, and Lezgin written languages were all given a new progressive Roman alphabet. Huge numbers of people received an education for the first time in their native languages. The Communists declared that in the first ten years of Soviet rule in Georgia, half a million people had been taught to read and write. In 1940, Armenia claimed that the entire adult population was literate for the first time.

For years, scholars of the Soviet Union concentrated on its centralizing policies, and some called it the “prison-house of nations.” Only recently have scholars and commentators begun to analyze how, beginning with the korenizatsia program, the Soviet authorities actually defined and strengthened national identities. As the American Suny put it in 1993, “rather than a melting pot, the Soviet Union became an incubator of new nations.” The tsarist empire had categorized its people by religion, mother tongue, social class, and regional location. The Bolsheviks held that “nationality” was a useful transitional phase between the backward culture of small ethnic groups and an advanced state of socialism. But the national identities persisted, and the transnational socialist future never came. As Martin writes, “in order to implement affirmative action programs, monitor their success, delineate national territories, assign children to programs, the Soviet state constantly asked its citizens for their nationality.” So to be “Ossetian” or “Azerbaijani” acquired real meaning for the first time, and this category became a formal badge of identity when it was written into the first Soviet internal passports in 1932.

There was a hierarchy of nations. Two of the three main nationalities of the Transcaucasus, the Armenians and Georgians, were classified as “advanced” Western nationalities, alongside Russians, Ukrainians, Jews, and Germans, while Azerbaijanis fell into the category of nations in formation, requiring developmental aid. In practice this meant that, as in tsarist Russia, Armenians and Georgians could advance quickly up the Soviet career ladder. Two Karabakh Armenians from village backgrounds were cases in point. One, Levon Mirzoyan, served as head of the Communist Party first in Azerbaijan and then in Kazakhstan, the other; Suren Sadunts, served as first Party secretary in Tajikistan in 1935–36. Both were shot in Stalin’s purges. It would have been impossible for a Kazakh or an Azerbaijani to be given an equivalent post in Armenia or Georgia.

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Who Incites Neighbors to Kill Each Other?

From Caucasus: An Introduction, by Thomas de Waal (Oxford U. Press, 2010), Kindle Loc. 2010-2032:

All the wars of the South Caucasus are case studies of the strange phenomenon whereby neighbors who have coexisted peacefully for years can end up fighting one another. Karabakh is a striking example. One village named Tug in the south of Karabakh had been home to people of both communities, with only a small stream dividing them. At first, the Armenians and Azerbaijanis of Tug said that the dispute would not affect them; then they retreated to their own half of the village, with some families being broken up; finally, in 1991, the Azerbaijanis were driven out by force.

The problem can be described as “mutual insecurity.” In tsarist times, pogroms had broken out when the regime weakened. In Soviet times, order was maintained by a central “policeman,” but when that law enforcer withdrew, the two national groups turned to their own armed men to protect them. Then in 1991 the Soviet armed forces collapsed into indiscipline, arming both sides and providing hundreds of “guns for hire.” This helped elevate a low-intensity conflict into an all-out war fought with tanks and artillery.

Another answer to the puzzle of neighbors fighting one another is that generally it was not they who actually started the conflict. Many Armenians and Azerbaijanis, like the people of Tug, did their best to resist the slide toward war. In the spring of 1991, the revolutionary California-born Armenian warrior Monte Melkonian was sent on a commission down Armenia’s border with Azerbaijan to prepare villages for impending conflict. He got frustrated as villagers asked him and other would-be defenders to leave, saying they did not want to fight their Azerbaijani neighbors.

Moreover, although ordinary Armenians and Azerbaijanis lived side by side, the views of their intellectual elites were sharply different. Each harbored memories of the wars of the tsarist era and subscribed to nationalist ideas, which had been boosted by the officially tolerated nationalism of the late Soviet period. In 1988, some intellectuals often played a negative role by disseminating narratives of hate. The Armenian writer Zori Balayan wrote that the Azerbaijanis were “Turks” who had no history of their own. The Azerbaijani historian Ziya Buniatov wrote an inflammatory pamphlet suggesting that the Armenians themselves had been behind the killing of Armenians in Sumgait.

After the intellectuals came the men of violence. As the Soviet security apparatus withered, the initiative was handed to people who have been called “entrepreneurs of violence.” They were people who were often marginal figures in society but willing or able to fight. Violence became self-fueling. In the later war in Abkhazia, much of the most brutal fighting would be done by people from outside Abkhazia itself—North Caucasians on the Abkhaz side, incoming Georgian paramilitaries on the Georgian side. These guns-for-hire would exact a tithe for their fighting in looting and plunder.

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