Category Archives: philosophy

What’s the Matter with Cambodia?

From Cambodia’s Curse: The Modern History of a Troubled Land, by Joel Brinkley (Public Affairs, 2011), Kindle Loc. 258-289:

Ask any Cambodian leader why the nation remains so stagnant while most of its neighbors prosper, and he will blame the Khmer Rouge years. “We are a war-torn country just now standing up from the ashes,” Nam Tum, chairman of the provincial council in Kampong Thom Province, said in 2009, echoing similar remarks by dozens of officials, thirty years after the Khmer Rouge fell from power. In Phnom Penh at that time, the United Nations and Cambodia were putting several Khmer Rouge leaders on trial. But so much time had passed that the leaders were old and frail. Some of them were likely to pass away before they could stand trial. Pol Pot was already long dead.

At the same time, though, Vietnam’s experience over the same period complicates Nam Tum’s argument. Vietnam suffered a devastating war with the United States in the 1960s and ’70s that killed 3 million Vietnamese and destroyed most of the nation’s infrastructure, just as the Khmer Rouge (and the American bombing of eastern provinces) did in Cambodia.

The war in Vietnam ended just four years before the Khmer Rouge defeat in 1979. Yet today Vietnam’s gross domestic product per capita is almost ten times higher than Cambodia’s. Only 19 percent of the economy is based on agriculture, compared to more than one-third for Cambodia. Vietnam manufactures pharmaceuticals, semiconductors, and high-tensile steel. Cambodia manufactures T-shirts, rubber, and cement. Life expectancy in Vietnam stands at seventy-four years. In Cambodia it is sixty-one, one of the lowest in the world. (In the United States it is seventy-eight years.) [But see Note 1 below.]

Most Vietnamese students stay in school until at least the tenth grade. By the tenth grade in Cambodia, all but 13 percent of the students have dropped out. Vietnam’s national literacy rate is above 90 percent. UN agencies say that Cambodia’s hovers around 70 percent, though available evidence suggests that may be far too generous. Most Cambodians over thirty-five or forty years of age have had little if any schooling at all. The explanations behind these and many other cultural and economic disparities lie in part in the nations’ origins. Vietnamese are ancestors of the Chinese, while Cambodians emigrated from the Indian subcontinent. [Not! Emphasis added. See Note 2 below.] From China, the Vietnamese inherited a hunger for education, a drive to succeed—attitudes that Cambodian culture discourages.

Author David Ayres wrote in his book on Cambodian education, Anatomy of a Crisis, that in Vietnam, “traditional education provided an avenue for social mobility through the arduous series of mandarin examinations.” In contrast, “Cambodia’s traditional education system had always reinforced the concept of helplessness, the idea that a person was unable to determine their position in society.” Village monks taught children that, after they left the pagoda school when they were seven or eight years old, their only course was to make their life in the rice paddies, as everyone in their family had done for generations.

The two nations have fought wars from their earliest days, when the Vietnamese were known as the Champa [Not! Emphasis added. See Note 3 below.] and lived only in the North of the country. The rich, fertile Mekong Delta in the South was part of Cambodia for centuries—until June 4, 1949, in fact, when France, which was occupying both nations, simply awarded the territory to Vietnam. And North Vietnam, where most Vietnamese lived, early in the nation’s history, was not blessed with the same fertile abundance as Cambodia. As a result, the Vietnamese never acquired a dependence on “living by nature.”

Even with Vietnam’s fertile South, an accident of nature has always given Cambodia an advantage. The Tonle Sap lake sits at the center of the nation, and a river flowing from it merges with the Mekong River, just north of Phnom Penh. Each spring, when the Mekong swells, its current is so strong that it forces the Tonle Sap River to reverse course, carrying tons of rich and fertile mud, as well as millions of young fish, back up to the lake. When the lake floods, it deposits new, rich soil on thousands upon thousands of acres around its perimeter. The fish provide meals for millions of people through the year. Cambodian civilization was born on the shores of the Tonle Sap. The wonder and reliability of this natural phenomenon still encourage many Cambodians to “live by nature.” Even now, many Cambodians say they have no need for society’s modern inducements.

Notes: Brinkley’s book does a good job of assembling evidence of thoroughgoing corruption throughout Cambodian society, based on his own personal interviews and on reading what government officials and fellow journalists have written. This is how most journalists seem to work. They don’t appear to read much history, and thus have little frame of reference for anything that happened before their lifetimes. (They don’t even check Wikipedia!) The introductory passage quoted above contains the worst examples of garbled history that I have encountered so far in this book.

1. The Khmer Rouge specifically targeted and killed most of their urban, educated, and entrepreneurial population, forcing everyone into autarchic, agrarian, rural communes, committing excesses even by the standards of Mao’s Cultural Revolution. North Vietnam, by comparison, may have imprisoned, killed, or driven into exile large numbers of urban, educated, entrepreneurial southerners, but they had from early on adopted Russian-style industrial models of building socialism, which depended on cadres of educated technicians. Furthermore, within its decade of economic chaos and stagnation after absorbing the south (1975-1986), Vietnam began reforming its Stalinist centrally planned economy and moving toward a Deng Xiaoping-style socialist-oriented market economy (called Doi Moi). These reform efforts began in the south, which had had a free-wheeling colonial- and military-oriented market economy until 1975. In Vietnam: Rising Dragon (Yale, 2010), Bill Hayton argues that unified Vietnam owes its economic dynamism primarily to the former South Vietnam.

2. The Cambodian (Khmer) and Vietnamese languages are both classified as Austro-Asiatic (also known as Mon-Khmer), thought to be indigenous to mainland Southeast Asia (roughly centered on the Mekong River Valley), with scattered outposts in northeastern India. “Cambodians” never migrated from India, nor were Vietnamese the ancestors of the Chinese. All of Southeast Asia was heavily influenced by South Asian culture for many, many centuries, but only northern Vietnam was ever conquered and ruled by China for a thousand years (111 BC to AD 938). Like Korea and Japan, Vietnam long ago adopted Chinese as its language of scholarship and all three languages retain thousands of words borrowed from Chinese. All three countries belong to the Confucian-influenced East Asian cultural sphere.

3. Cham peoples occupied most of the central coast of present-day Vietnam for at least a thousand years before they were finally conquered by the Vietnamese between 1471 and 1832. They were maritime peoples who spoke Malayo-Polynesian languages and had wide trading ties across the Malay world and beyond. During the 12th century, the Kingdom of Champa sacked Angkor Wat, but it was gradually diminished and its people dispersed by constant warfare with Khmer and Vietnamese kingdoms. Like most of the Malay world, the Cham absorbed much Hindu religion and culture during early times, and much Islamic religion and culture in later centuries.

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Reassessing Chiang Kai-shek

From Asia’s Cauldron: The South China Sea and the End of a Stable Pacific, by Robert D. Kaplan (Random House, 2014), Kindle Loc. 2610-2703:

In 2003, Jonathan Fenby, former editor of the London Observer and the Hong Kong South China Morning Post, published a rather revisionist biography, Chiang Kai-shek: China’s Generalissimo and the Nation He Lost. Fenby partially challenges the received wisdom about Chiang, that he was a corrupt and inept ruler, who dragged his heels on fighting the Japanese despite all the aid he got from the United States during World War II, and who lost China to Mao because he was the lesser man. Fenby notes, in passing, that had Chiang not been kidnapped for a few days in 1936, he would have been in a political circumstance to launch an offensive against the communists right there and then when they were still weak, and the twentieth-century history of China might well have been different.

Then, in 2009, Jay Taylor, former China desk officer at the U.S. State Department and later research associate at the Fairbank Center for Chinese Studies at Harvard, followed up with a stronger revisionist biography of Chiang, The Generalissimo: Chiang Kai-shek and the Struggle for Modern China, which more so than the Fenby book took apart many of the preconceptions about the founder of Taiwan. Both authors, Taylor especially, blame the unduly negative image of Chiang on the journalists and State Department foreign service officers who covered China during World War II. The pivotal character in this story was the wartime American military commander in China, Army Lieutenant General Joseph W. Stilwell. Stilwell quite simply hated Chiang, calling him “Peanut” behind his back, and passed on his bile to the journalists and foreign service officers, who, courted by Stilwell, naturally took the American general’s side. Taylor mentions Time’s Theodore H. White, Newsweek’s Harold Isaacs, and the New York Times’s Brooks Atkinson in this regard. It was they especially who began a legend that poisoned Chiang’s reputation for generations to follow.

Indeed, Theodore White writes in his memoir that Stilwell “wanted us to know that from the day of Pearl Harbor on, ‘this ignorant son of a bitch has never wanted to fight Japan.… Every major blunder of this war is directly traceable to Chiang Kai-shek.’” Actually, what really turned White against Chiang was his coverage of the Honan famine in 1943, when he saw how Chiang’s soldiers were, by collecting grain as taxes, literally starving masses of peasants to death. Another factor was the glowing reports that journalists such as White were filing about the communists, including Mao and his number two, the “suave, engaging” Zhou Enlai, with whom, as White admits, he “had become friends.” The “wine of friendship flowed,” White recalls about his relationship with Zhou. White admits from the vantage point of 1978—three and a half decades after the war—that in Zhou’s presence he had “near total suspension of disbelief or questioning judgment.… I can now see Chou for what he was: a man as brilliant and ruthless as any the Communist movement has thrown up in this century.” Then there was the heady experience of actually meeting Mao himself in his northern China lair in Yan’an during World War II. “What scored on my mind most was his [Mao’s] composure,” White writes. “There was no knee jiggling as with Chiang Kai-shek.… The indelible impression was … a man of the mind who could use guns, whose mind could compel history to move to his ideas.” About Chiang, White writes of his “rigid morality … animal treachery, warlord cruelty and an ineffable ignorance of what a modern state requires.” It would have been better had Chiang been removed from the Chinese leadership early enough in the war, White says.

Historians Jay Taylor and Jonathan Fenby go a significant way toward dismantling the worldview of White and his colleagues.

Taylor’s book, published by Harvard University Press, is particularly trenchant, given what we in the West think we know about Chiang. Precisely because Taylor (and Fenby, too) do not engage in a whitewash, after finishing their books we feel that we know Chiang from the inside, rather than through a Western journalistic prism unduly influenced by Stilwell.

Taylor admits that Chiang (unlike Mao) “had little charisma and was generally not liked by his peers.… He was an inhibited man … a staid seemingly humorless individual who had a terrible temper.” More crucially, Chiang from early on, as a result of his studies, was consciously Confucianist, a worldview that emphasized political order, respect for family and hierarchy, and conservative stability. It is this belief system that has ultimately triumphed—whether admitted to or not—throughout much of East Asia and in China itself, accounting for the region’s prosperity over recent decades, even as the communism of Mao and Zhou Enlai has been utterly discredited.

Besides Confucianist thought, Chiang in his early years was also deeply influenced by the culture of Japan, which to Chiang embodied “disciplined efficiency,” from the train system to education to manufacturing. Japan’s fierce modernism infected Chiang with the need to fight corruption. But here he encountered fierce resistance, like when Nationalist army commanders rejected Chiang’s calls to centralize military financing. Chiang, according to Taylor, “soon realized that he had to give the fight against corruption much lower priority than that of retaining cohesion and loyalty among his disparate supporters … both civilian and military. He had no choice.” Chiang has often been accused of tolerating corruption, but the alternative in the warlord age in which he operated was to become an extremist ideologue, like Mao. Chiang was far from perfect; but neither was he as deeply flawed as his detractors, applying the standards of the West to a chaotic early-twentieth-century China, demanded. “Craftiness and suspicion are the usual marks of successful political leaders in Chiang’s circumstances,” Taylor explains. No doubt, years of warfare in the 1920s and early 1930s established Chiang as an exceptional military commander, maneuvering multiple army corps over thousand-mile fronts, without tanks, maps, and trucks, and with only a few rail lines, often in circumstances of personal bravery. He used bribery and divide-and-rule tactics against the warlords, even while, “as an expression of rote neo-Confucian self-cultivation,” Chiang complained in his diary of his personal shortcomings.

A map of China during this period establishes the formidable circumstances facing Chiang, as well as his considerable achievement: the whole of central and coastal China divided into massive puddles of warlord control, over which Chiang slowly, painstakingly, established a very tenuous primacy. And he did it without foreign aid, unlike Mao’s communists. He was paying for weapons and training from Germany, even as there is no evidence in his statements or in his diary that he ever subscribed to Hitler’s fascist ideology, according to Taylor. Under Chiang, says Taylor, the power and authority of the central government was greater than at any point since the mid-nineteenth century, while the rate of illiteracy among government troops diminished over these years from 70 to 30 percent. Fenby concurs, pointing out that Chiang’s Nationalist ascendancy in parts of the country “was a time of modernization such as China had not seen before … there was a flowering of thought, literature, art and the cinema,” and the repression used by the regime was not comparable to what the communists would later unleash. Without Chiang, Fenby writes, “the odds would have been on a continuation of the warlord era, and the fragmentation of China into eternally conflicting fiefdoms.” It was Chiang who kept in check pro-Japanese elements in his administration, which on their own might have allied China with Japan, opening up an attack on the Soviet Union from the east while Hitler attacked from the west. After the fall of Nanjing to the Japanese in 1937, Taylor writes, “Chiang Kai-shek issued a proclamation as rousing as that which Churchill would give twenty-one months later and with some similar imagery.”

Stilwell missed all of this. “In Stilwell’s mind,” writes Taylor, “Chiang had no values; no skills in government or generalship; no real interest in the modernization and welfare of China … no human qualities worth noting.… For Stilwell, life was categorical, nuances nonexistent.” While American officials, influenced by Stilwell, believed Chiang wanted to avoid fighting the Japanese in order to store arms to fight the communists later on, during the 1941–1942 Burma campaign Chiang’s troops suffered eighty thousand killed and wounded, whereas total American casualties around the world at that point were 33,000. By the end of fourteen years of war with Japan, China would sustain three million military casualties, 90 percent of them Chiang’s troops. Meanwhile, Mao’s communists were pursuing the very strategy Chiang was accused of: avoiding major military entanglements with the Japanese in order to hoard their strength to later fight the Nationalists. But this did not prevent foreign service officers like John Paton Davies and John Stewart Service, who were working for Stilwell, from describing Mao’s communists as “agrarian democrats” and “much more American than Russian in form and spirit.” Mao would go on to kill tens of millions of people—sixty million perhaps—in government-induced famines and other atrocities, which in absolute terms—along with the Mongol Conquests of the thirteenth century—counts as the second largest man-made carnage in history after World War II. What these foreign service officers and journalists overlooked was that Mao’s talent for creating a mass organization—the very thing that Chiang distrusted, according to Fenby—made Mao’s movement more dynamic, and thus more impressive to Western visitors, but also more dangerous should that mass organization pivot in a totalitarian direction.

Chiang would be proven right in his assessment, made near the end of World War II, that rather than agrarian democrats, Mao’s forces would prove to be “more communistic than the Russian communists.” Indeed, the Great Leap Forward and the Great Proletarian Cultural Revolution would both occur within a quarter century of that statement. And yet Chiang’s Guomindang army failed utterly to meet Stilwell’s expectations, and thus remained the corrupt, inefficient force that went on to be vanquished by Mao. Barbara Tuchman, Stilwell’s sympathetic biographer, may have caught the imperfections of Chiang best by labeling him a master of “plots” who “governed for survival,” rather than for social change, even as among the Nationalists there was—as one Chinese academic put it—“no one better in sight.” Chiang’s seeming “infuriating absence of conscience” in the eyes of the Americans was, in part, Tuchman says, a consequence of Chiang’s resentment at China being treated as a minor theater in the war, with most of the aid and attention going to Europe.

Tuchman grasps what Stilwell didn’t. “The Kuomintang military structure could not be reformed without reform of the system from which it sprang,” but China was not “clay in the hands of the West.” Or as Fenby puts it, Stilwell “was behaving as if he were in a stable democracy, where a professional army is answerable to an elected government, fenced off from interference in politics.” Nobody understood China and Chiang’s tragedy as much as Chiang himself. In what Taylor calls his “remarkably candid” assessment, penned in January 1949, following the communist takeover of the mainland, Chiang wrote, “we are in a transitional period where the old system has been abolished but the new system is yet to be built.” He implies that the blame falls with the incoherent and fractious system he himself had managed, in turn a product of the warlord era.

Because this revisionist retrospective is so long, it will be the last passage I quote from this book.

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Nationalist, not Moralist, Conflict in Asia

From Asia’s Cauldron: The South China Sea and the End of a Stable Pacific, by Robert D. Kaplan (Random House, 2014), Kindle Loc. 322-333, 585-592:

There is nothing romantic about this new front line. Whereas World War II was a moral struggle against fascism, the Cold War a moral struggle against communism, the post-Cold War a moral struggle against genocide in the Balkans, Africa, and the Levant, as well as a moral struggle against terrorism and in support of democracy, the South China Sea shows us a twenty-first-century world void of moral struggles, with all of their attendant fascination for humanists and intellectuals. Beyond the communist tyranny of North Korea, a Cold War relic, the whole of East Asia simply offers little for humanists. For there is no philosophical enemy to confront. The fact is that East Asia is all about trade and business. Even China, its suffering dissidents notwithstanding, simply does not measure up as an object of moral fury.

The Chinese regime demonstrates a low-calorie version of authoritarianism, with a capitalist economy and little governing ideology to speak of. Moreover, China is likely to become more open rather than closed as a society in future years. China’s leaders are competent engineers and regional governors, dedicated to an improving and balanced economy, who abide by mandatory retirement ages. These are not the decadent, calcified leaders of the Arab world who have been overthrown. Rather than fascism or militarism, China, along with every state in East Asia, is increasingly defined by the persistence, the rise even, of old-fashioned nationalism: an idea, no doubt, but not one that since the mid-nineteenth century has been attractive to liberal humanists.

Truly, in international affairs, behind all questions of morality lie questions of power. Humanitarian intervention in the Balkans in the 1990s was possible only because the Serbian regime was not a great power armed with nuclear weapons, unlike the Russian regime, which at the same time was committing atrocities of a similar scale in Chechnya where the West did nothing; nor did the West do much against the ethnic cleansing in the Caucasus because there, too, was a Russian sphere of influence. In the Western Pacific in the coming decades, morality may mean giving up some of our most cherished ideals for the sake of stability. How else are we to make at least some room for a quasi-authoritarian China as its military expands? (And barring a social-economic collapse internally, China’s military will keep on expanding.) For it is the balance of power itself, even more than the democratic values of the West, that is often the best preserver of freedom. That also will be a lesson of the South China Sea in the twenty-first century—one more that humanists do not want to hear.

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Deng Xiaoping in Singapore

From Asia’s Cauldron: The South China Sea and the End of a Stable Pacific, by Robert D. Kaplan (Random House, 2014), Kindle Loc. 1569-1586:

In the heart of Singapore, along the Singapore River, near to the perfectly engineered design statement that is the Asian Civilizations Museum, stands a diminutive and elegant monument to the late Chinese leader Deng Xiaoping. Deng was arguably among the greatest men of the twentieth century, because he dramatically lifted the living standards of close to a billion people throughout East Asia by introducing a version of capitalism to the Chinese economy. No man in history improved the quality of life for more people in a shorter time than Deng. But Deng elicits mixed feelings in the West. He was a ruthless authoritarian, who was the driving force behind the massacre of perhaps thousands of protesting students at Tiananmen Square in Beijing in 1989. Only in Singapore would he be so openly honored—at so appropriate a measured level, and for the right reasons. “Singapore has raised pragmatism to the level of a philosophy,” explained retired local diplomat Tommy Koh, whose idea it was to erect the monument to Deng. Singapore, he told me, stands against the beauty of ideas in favor of what works.

Standing next to the monument to Deng, I looked out at downtown Singapore: a dull grayish and blue-slate corporate park built on the scale of a megacity, the product of a meticulous mind, with sharp puzzle pieces of skyscrapers all neatly fitting together, maddening in their mathematical logic. At work was the abstract genius of the Chinese, who understand the conceptual utility of empty spaces; as opposed to the Indianized Malay mind, which is more at home in the world of thickly colored and deliciously cluttered textiles, with their floral and cartouche patterns (as evidenced by the displays in the nearby museum). But to call Singapore cold and impersonal is too easy a judgment. For everywhere there is civilizing greenery, starting with the dazzling bougainvillea bushes that line the road from the airport. Singapore is the only place in the Indo-Pacific, other than Japan, where traffic stops voluntarily for pedestrians.

At the end of history there is somnolence: that is the lesson of Singapore. Pragmatism carried to the furthest degree may not inspire the Western humanist mind, but it has been the only way for Singapore to survive as a physical speck of a city-state at the southern tip of the Malay Peninsula, whose location is coveted by the great powers. Singapore’s inner logic follows from its geographical vulnerability.

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Women and Markets in North Korea

From Nothing to Envy: Ordinary Lives in North Korea, by Barbara Demick (Spiegel & Grau, 2009), Kindle Loc. 2445-2482:

For the first time, the markets stocked household goods so cheap even North Koreans could buy them. The results of Deng Xiaoping’s economic reforms of the 1970s and 1980s were seeping into North Korea. From China came writing paper, pens and pencils, fragrant shampoos, hairbrushes, nail clippers, razor blades, batteries, cigarette lighters, umbrellas, toy cars, socks. It had been so long since North Korea could manufacture anything that the ordinary had become extraordinary.

The clothing was also a revelation, an invasion of alien colors from another world. Pink, yellow, tangerine, and turquoise—colors as luscious as the tropical fruits now on the market, in fabrics much softer and shinier than anything made in North Korea. Occasionally you’d see some better-quality clothes at the market with the labels ripped out. The vendors would whisper that these came from areh dongae, “the village below,” a euphemism for South Korea. People would pay more for clothing from the enemy state.

Every time Mrs. Song went to the market it seemed bigger and bigger. It was no longer just the old ladies squatting over tarpaulins in the dirt; there were hundreds of people laying out merchandise on wooden crates or carts. Vendors brought in tables and display cases and umbrellas to protect their wares from the sun.

The biggest market in Chongjin sprang up in an industrial wasteland near the Sunam River, which cut inland from the port through the center of the city. Behind the pitiful wreckage of the Chemical Textile factory, the Sunam Market would eventually become the largest market in North Korea. It was organized much like markets elsewhere in Asia—several aisles devoted to food, others to hardware, pots and pans, cosmetics, shoes, and clothing. It wasn’t until 2002 that Kim Jong-il belatedly legalized the markets. The Chongjin authorities, however, had recognized their de facto reality years earlier and begun to regulate them. The market authorities charged the vendors 70 won a day rent—about the price of a kilo of rice. The vendors who couldn’t afford the rent set up outside the gates, and so the market expanded further, spilling onto the sloping banks of the river. Mrs. Song’s cookie business never rose to the level where she would get her own booth. She didn’t want to pay the rent. But she did become part of a community of vendors who worked around the edges of a market in Songpyeon, a district west of the port where she moved once she made a little money.

The markets were magnets for all sorts of other businesses. Outside Sunam, along a whitewashed wall crawling with hollyhocks, was a line of crude wooden carts. Their owners usually slept on top, waiting for customers who needed merchandise transported. Chongjin had no taxis, not even the rickshaws or pedicabs of China (the North Korean government thought them demeaning), but people had decided to fill a void by setting themselves up as porters. Hairdressers and barbers trained by the government’s Convenience Bureau, the agency that was supposed to provide all services, set up mobile haircutting services. All they needed was a pair of scissors and a mirror. They worked near the food market, often getting into quarrels with the other vendors, who didn’t want hair wafting into their food. The hairdressers clipped quickly, one eye making sure a razor didn’t nick an ear, the other looking out for the police, who would confiscate their equipment if they were caught engaging in private business. Still, it was lucrative. Women with stomachs growling from hunger would shell out their last won for a perm.

By a market at the train tracks, people set up makeshift restaurants with planks of wood laid across bricks for tables, overturned buckets for chairs. The customers ate quickly, their spoons scraping small metal bowls of steaming soup or noodles. The cooks sweated over cylindrical metal stoves no bigger than paint cans, cranking old-fashioned bellows to fan the fires. It was not unusual to see a woman squatting over the fire with a baby strapped onto her back.

The vast majority of the vendors were women. Koreans accorded a low status to markets, so traditionally they were frequented only by women. This remained the case in the 1990s even as the markets expanded. Men had to stay with their work units, around which all life in North Korea revolved, but women were sufficiently expendable that they could wriggle out of their day jobs. Joo Sung-ha, a North Korean defector from Chongjin who became a journalist in Seoul, told me he believed that Kim Jong-il had tacitly agreed to let women work privately to relieve the pressure on families. “If the ajummas [married women] hadn’t been allowed to work, there would have been a revolution,” he said. The result was that the face of the new economy was increasingly female. The men were stuck in the unpaying state jobs; women were making the money. “Men aren’t worth as much as the dog that guards the house,” some of the ajummas would whisper among themselves. Women’s superior earnings couldn’t trump thousands of years of patriarchal culture, but they did confer a certain independence.

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Romanian Democracy, 1920s–1930s

From A Concise History of Romania (Cambridge Concise Histories), by Keith Hitchins (Cambridge, 2014), Kindle Loc. 2799-2815, 2865-2899:

The 1930s was the decade of crisis for Romanian democracy. The world depression exacerbated existing economic problems and sharpened social tensions and thus gave impetus to those forces hostile to the prevailing parliamentary system. The crisis enhanced the appeal of anti-Semitism among certain elements of society, who used it to rally support for their particular brand of nationalism. Foremost among organizations that made anti-Semitism the ideological core of their new Romania was the Iron Guard, which reached the height of its popularity in the mid 1930s. The accession of Carol II to the throne in 1930 also boded ill for democracy, as he made no secret of his disdain for parliamentary institutions and of his intention to become the undisputed source of power in the state. Nor can shifts in the European balance of power be ignored. The rise of Nazi Germany and the aggressive behavior of fascist Italy combined with the policy of appeasement adopted by the Western democracies encouraged both the declared opponents of democracy and the hesitant in Romania to conclude that the future belonged to the authoritarians. The leading democratic parties themselves seemed to have lost much of their élan of the preceding decade. They proved incapable of withstanding the assault from both within and outside the country and acquiesced in the establishment of Carol’s dictatorship in 1938, an event which marked the end of the democratic experiment in Romania for half a century.

Two parties dominated political life in the interwar period – the Liberals and the National Peasants. The fortunes of the Liberal Party never seemed brighter, as it held power for long periods, especially between 1922 and 1926. The driving force within the party came from the so-called financial oligarchy, which was grouped around large banking and industrial families headed by the Brătianu family and its allies. The intertwining of banking, industry, and political power on such a grand scale was a consequence of the state’s having assumed a crucial role in promoting economic development. Through this remarkable intermingling of business and financial interests and politicians the control of industry, banking, and government inevitably fell into the hands of the same people.

One issue, nonetheless, continued to nurture rightist movements – anti-Semitism. By no means a post-war phenomenon, it could in its modern form be traced back at least to the early decades of the nineteenth century as Jewish immigration into the principalities steadily grew. In the interwar period a leading advocate of action against Jews was Alexandru C. Cuza (1857–1947), professor of political economy at the University of Iaşi. In 1923, he formed the League of National-Christian Defense (Liga Apărării Naţional Creştine), which had as its primary goals the expulsion of the Jews from all areas of economic and cultural life and the education of young people in a Christian and nationalist spirit.

One of Cuza’s most ardent followers, at least initially, was Corneliu Zelea Codreanu (1899–1938), who created his own, more extreme nationalist organization, the Legion of the Archangel Michael, in 1927. Three years later, he established a military wing of the Legion, which he called the Iron Guard, a name that was soon applied to the entire organization. Outwardly, the Guard resembled German and Italian fascism with its uniforms and salutes and its glorification of its leader – the Căpitan – but all this was merely form. The substance of Romanian fascism – the anti-Semitism, the Orthodox Christian (in a distorted form), and the cult of the peasant as the embodiment of natural, unspoiled man – came from native sources. Here, the traditionalist hostility to cosmopolitanism, rationalism, and industrialization found a crude expression. But lacking was an ideology. Guard leaders ignored calls for a Romanian corporate state on the grounds that the appearance of the new man must precede the adoption of programs. Otherwise, they argued, institutions would simply reinforce the existing “corrupt” society. While there was thus a strain of idealism in the Guard’s doctrine, repeated acts of violence and intimidation against opponents revealed at the same time its thuggish nature. When the new head of the Liberal Party and prime minister Ion G. Duca outlawed the Guard in 1933 in order to eliminate the “forces of subversion,” it retaliated by assassinating him. He was succeeded as prime minister by Gheorghe Tǎtǎrescu (1886–1957), the leader of the so-called Young Liberals, who were more tolerant of the extreme right than the mainstream Liberals.

Between the elections of 1931 and 1937 the Iron Guard became a mass movement, rising from 1 to 15.58 percent of the popular vote. Its strongest constituency was young and urban, but it cut across class boundaries, appealing at the same time to peasants and rural clergy, elements of the urban working class and the middle class, and the periphery of society. The leadership of the Guard at this time, its heyday, was formed by university-educated, middle-class intellectuals, but its nationalism appealed to all those who felt alienated by a political and social system which seemed to them to have been created outside and at the expense of “Romanian realities.”

The Iron Guard appealed especially to members of the young generation of intellectuals. Its call for a national rebirth based on the simple, traditional virtues of the Romanian countryside offered salvation from a social and political order that seemed to them corrupt and adrift. They enthusiastically embraced the exhortations of their mentor Nae Ionescu, the spiritual father of the Iron Guard, to experience life, not reduce it to abstract formulas, and they proclaimed themselves the missionaries of a new spirituality. Their mission, as they defined it, was to bring about the spiritual reconstruction of Romania, just as the previous generation had achieved political unity. The Iron Guard seemed to many of them to be the embodiment of the youthful vitality needed to set the country on the way to returning to itself. But Emil Cioran wanted to accomplish just the opposite. In his dissection of modern Romania, Schimbarea la faţă a României (The transfiguration of Romania; 1936), he looked to the Iron Guard to carry out a “creatively barbarian” revolution to save the country from disintegration by substituting totalitarianism for democracy. He praised the Guard for their “irrational merging” of themselves into the nation and for their heroism, which “began in brutality and ended in sacrifice.”

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Wordcatcher Tales: Protocronism (First-in-time-ism)

From A Concise History of Romania (Cambridge Concise Histories), by Keith Hitchins (Cambridge, 2014), Kindle Loc. 4790-4807:

Marxism-Leninism was largely abandoned in favor of an interpretation of Romanian history that assigned to the Communist Party the role of leader of the nation. For the party and Ceauşescu, then, history was not the bearer of grand truths about the evolution of Romania; it was, rather, a tool for achieving practical goals of the moment.

Literature, from such a perspective, was supposed to perform a similar service. The convergence of the cult of personality and nationalism found extraordinary expression in the doctrine of protocronism (protochronism; first in time) in the 1970s and 1980s. Its immediate origins may be traced to an article published by the literary critic Edgar Papu (1908–93) in the popular literary and cultural monthly Secolul 20 (The 20th century) in 1974. In moderate tones he suggested that it was time to measure the originality and merits of Romanian writers of the past against the background of their contributions to European cultural values. Some of his comments fitted in with the new nationalism and self-glorification Ceauşescu was indulging in. Numerous supporters of the regime, who became known as protochronists, took over Papu’s ideas for their own purposes, thereby intensifying the nationalist rhetoric. They were convinced that the Romanians had erred in emulating Western culture in the nineteenth and early twentieth century, since it had imposed upon them a deep sense of cultural inferiority. Papu, too, expanded upon the theme, and in Din clasicii noştri (From our classics; 1977) he proposed to transform the Romanians’ supposed feelings of cultural inadequacy into a sense of dignity and self-worth. The protochronists now took matters to absurd lengths. They compared Neagoe Basarab to Dante and Machiavelli, and they pronounced Mihai Eminescu the precursor of modern European poetry and I. L. Caragiale the indispensable innovator of modern drama. On the other hand, the protochronists were highly critical of Eugen Lovinescu. His doctrine of synchronism was anathema to them because, in their view, he recognized the superiority of the West and accorded it the decisive role in modern Romania’s evolution, thereby belittling the contributions of Romanian writers and thinkers.

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Wordcatcher Tales: Paşoptism (48ism)

From A Concise History of Romania (Cambridge Concise Histories), by Keith Hitchins (Cambridge, 2014), Kindle Loc. 1511-1517:

Two generations of intellectuals, those who adhered to the traditions of the Enlightenment and the classical style of the previous century and the Romantics and revolutionaries, who looked to the future, placed their stamp on cultural life and political thought between the Treaty of Adrianople of 1829 and the outbreak of the Revolution of 1848. The boundaries between them were hardly rigid, as both were energetic and ready to confront any challenge. Their often naive enthusiasm and strong sense of patriotism, their grandiose projects and encyclopedic ambitions were beholden to the spirit of the time, a kind of liberalism, which after the revolution came to be known as Forty-Eightism (paşoptism). They were inspired by a single, all-encompassing goal: to raise the Romanian nation out of its backwardness and to bring it into communion with the modern world, which, to them, meant Western Europe.

Paşoptism is short for patruzeci-şi-opt (40-and-8) + -ism.

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How Gorbachev Came to Power

From Revolutionary Russia, 1891-1991: A History, by Orlando Figes (Metropolitan, 2014), Kindle Loc. 4437-4453:

Who knows what would have happened if Andropov had lived longer. Perhaps the Soviet Union might have undergone a more gradual transition from the old command system, modernizing the economy without relinquishing political controls, as done by the Chinese, though one wonders if this could have been achieved given the extent of the Party’s opposition to de-collectivization, the key to China’s revival. As fortune would have it, Andropov became terminally ill with kidney failure only nine months after coming into power and died, at the age of sixty-nine, in February 1984. From his death-bed in hospital, he wrote a speech to be read out at the Plenum of the Central Committee recommending Gorbachev to succeed him. But the crucial paragraph was cut by the old guard in the Politburo, opposed to reform, who on his death voted to replace him with Chernenko. Within weeks of his appointment the 73-year-old Chernenko became terminally ill. The Bolsheviks were dying of old age.

Gorbachev bided his time—careful not to alarm the old guard by giving the impression that he might go on with Andropov’s reforms yet building his support in the Central Committee and increasing his prestige by trips abroad, where he impressed the British leader, Margaret Thatcher, in particular, on a visit to London in December 1984. Such impressions were important to the Soviet government, which needed Western credits and disarmament. They no doubt helped him make the deal with Gromyko, the Foreign Minister, by which Gorbachev agreed to promote him to head of state (Chairman of the Presidium of the Supreme Soviet) if he supported him to succeed Chernenko as the Party’s General Secretary. It was the backing of Gromyko, a veteran Brezhnevite, that tipped the scales in Gorbachev’s favour in the Politburo vote on Chernenko’s death the following March. There was no battle for the leadership: the old guard simply stepped aside to let in a younger man.

The selection of Gorbachev was arguably the most revolutionary act in the history of the Party since 1917. Had the Politburo known where he would lead the Party in the next few years, it would never have allowed him to become its General Secretary. But at this stage Gorbachev’s intentions were still far from clear.

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Stalin’s Great Terror and Its Mitigation

From Revolutionary Russia, 1891-1991: A History, by Orlando Figes (Metropolitan, 2014), Kindle Loc. 3100-3114, 3297-3309:

But the Great Terror was more than a bloodletting among Bolsheviks. It was a complex series of repressions involving many different groups. The striking thing about it, compared to other waves of Soviet terror, is that such a high proportion of the victims were murdered. Of the 1.5 million people arrested by the secret police (and we do not have the figures for arrests by the regular police), 1.3 million were sentenced, and more than half of these (681,692 people) were executed by a firing squad for ‘counter-revolutionary activities’. At the height of the Great Terror, between August 1937 and November 1938, on average 1,500 people were shot each day. The population of the Gulag labour camps meanwhile grew from 1.2 to 1.9 million, a figure which conceals at least 140,000 deaths within the camps themselves.

The sheer scale of the Great Terror makes it all the harder to explain. The types of people caught in it were so diverse. Some historians have maintained that it is best understood as a number of related but separate waves of terror, each one capable of being explained on its own but not as part of a single phenomenon. There was certainly a complex amalgam of different elements that made up the Great Terror: the purging of the Party, the great ‘show trials’, the mass arrests in the cities, the ‘kulak operation’ and ‘national operations’ against minorities. But while it may be helpful to analyse these various components separately, the fact remains that they all began and ended simultaneously, which does suggest that they were part of a unified campaign that needs to be explained. To begin to understand it, we must look at the Great Terror, not, as some have argued, as an uncontrolled or accidental happening, a product of the chaos and infighting of the Stalinist regime, nor as something driven by social pressures from below, as argued by ‘revisionist’ historians, but as an operation, which we now know from studying the archives was masterminded and controlled by Stalin directly in response to the circumstances he perceived in 1937.

At the rate the arrests were going on, it would not be long before doubts spread. How many ‘enemies of the people’ could there be? By 1938 it was becoming clear that unless the arrests came to an end the terror system would be undermined. The terror was getting out of control. In January Stalin warned the NKVD not to carry on arresting people solely on the basis of denunciations without first checking their veracity. He spoke against ‘false vigilance’ and careerists who made denunciations to promote themselves. Yezhov’s power was gradually reduced. In November he was replaced by his deputy, Lavrenty Beria, who immediately announced a full review of the arrests in Yezhov’s reign. By 1940, 1.5 million cases were reviewed; 450,000 convictions were quashed, 128,000 cases closed, 30,000 people released from jail, and 327,000 people let out of the Gulag’s labour camps and colonies. These releases restored many people’s faith in Soviet justice. They allowed those with doubts to explain the ‘Yezhov terror’ as a temporary aberration rather than as a product of the system. Their reasoning went like this: the mass arrests had all been Yezhov’s doing, but Stalin had corrected his mistakes, and uncovered Yezhov as an ‘enemy of the people’ (he was shot in 1940), who had tried to undermine the Soviet government by arresting so many innocent people and thus spreading discontent. People now accepted that anybody not released by Beria, and everyone arrested under him, must be guilty of the crimes for which they stood accused. The belief system had been stabilized, allowing rule by terror to go on.

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