Category Archives: philosophy

RLS at Peak Productivity

From Storyteller: The Life of Robert Louis Stevenson, by Leo Damrosch (Yale University Press, 2025), Kindle pp. 447-449:

From 1884 to 1887 Louis produced an astonishing number and range of publications. Most notable were Kidnapped and Dr. Jekyll and Mr. Hyde. In addition there were The Silverado Squatters, Prince Otto, A Child’s Garden of Verses, other poems collected as Underwoods, stories collected as More New Arabian Nights and as The Merry Men and Other Tales and Fables, the essay collection Memories and Portraits, and a Memoir of Fleeming Jenkin (his Edinburgh mentor had died at this time, at the early age of fifty-two). Prolific as this output was, he enjoyed telling friends that he was completing other works as well, such as Herbert and Henrietta: or The Nemesis of Sentiment, Happy Homes and Hairy Faces, and A Pound of Feathers and a Pound of Lead.

This torrent of writing may seem surprising, since as Rosaline Masson noted in her biography of Louis, he had been almost constantly incapacitated by illness since sailing to America in 1879.

He had been a chronic invalid, submitting to an invalid’s life, at Monterey and San Francisco; in the Highlands—Pitlochry and Braemar; at Davos; at Stobo Manse; at Kingussie; again at Davos; in France—St. Marcel and Hyères—ever seeking for health, never finding it. And now at Bournemouth there awaited him a life of accepted invalidism spent chiefly in the sickroom, suffering constant pain and weakness, often forbidden for days or even weeks to speak aloud, and having to whisper or write on paper all he wanted to say to his wife or his friends. And yet these three years proved a very industrious and successful time in Stevenson’s life.

But it’s equally possible that if he had been more active, he would have written less.

George Eliot once wrote, “To know intense joy without a strong bodily frame, one must have an enthusiastic soul.” Louis didn’t care for Eliot’s novels—he thought they were too preachy—but he did have an enthusiastic soul, and experienced joy even at the darkest times. Although he often declared that action was more important than writing, for him writing was action.

Louis remarked that he was living in an age of transition, and that was a widely used term when traditional assumptions about art were giving way to modernism. Reacting against the dense and earnestly moralizing Victorian novels, writers were now emphasizing individuality of vision and skillfully crafted style. The author of Treasure Island and Kidnapped would never have espoused the slogan “Art for art’s sake,” but the contemporary critic William Archer was right to call him “a modern of the moderns, both in his alert self-consciousness and in the particular artistic ideal which he proposes to himself. He professes himself an artist in words.” Alan Sandison takes this statement as the keynote for his Robert Louis Stevenson and the Appearance of Modernism, showing convincingly that “his experiments, his ceaseless questing among forms, ensured that of all his contemporaries his works show the greatest and most radical diversity.”

Louis did take offense at Archer’s suggestion that he indulged too freely in “aggressive optimism.” Louis wrote to Archer to say that far from devoting his life to manly exercise, as Archer had assumed, he had been a perpetual invalid, and his art was compensation for that. “To have suffered, nay, to suffer, sets a keen edge on what remains of the agreeable. This is a great truth, and has to be learned in the fire. Yours very truly, Robert Louis Stevenson.” Archer quickly made amends, and they became friends.

At this time Louis fell under the spell of Dostoevsky, reading Crime and Punishment in French translation since there was no English version as yet. In a letter to Henley he exclaimed, “Dostoieffsky is of course simply immense—it is not reading a book, it is having a brain fever to read it.”

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Slovakia in 1939

From The Escape Artist: The Man Who Broke Out of Auschwitz to Warn the World, by Jonathan Freedland (HarperCollins, 2022), Kindle pp. 27-29:

Pupils at the gymnasium were given a choice of religious instruction: Catholic, Lutheran, Jewish or none. Walter chose none. On his identity papers, in the space set aside for nationality, he could have entered the word ‘Jewish’ but instead chose ‘Czechoslovak’. At school, he was now learning not only German but High German. (He had struck a deal with an émigré pupil: each boy would give the other advanced lessons in his native tongue.) In the class picture for 1936, his gaze is confident, even cocky. He is staring straight ahead, into the future.

But in the photograph for the academic year 1938–9 there was no sign of fourteen-year-old Walter Rosenberg. Everything had changed, including the shape of the country. After the Munich agreement of 1938, Adolf Hitler and his Hungarian allies had broken off chunks of Czechoslovakia, parceling them out between them and, by the spring of 1939, what was left was sliced up. Slovakia announced itself as an independent republic. In reality it was a creature of the Third Reich, conceived with the blessing and protection of Berlin, which saw in the ruling ultra-nationalist Hlinka, or Slovak People’s Party, a mirror of itself. A day later the Nazis annexed and invaded the remaining Czech lands, marching in to declare a Protectorate of Bohemia and Moravia, while Hungary seized one last chunk for itself. Once the carve-up was done, the people who lived in what used to be Czechoslovakia were all, to varying degrees, at the mercy of Adolf Hitler.

In Slovakia, the teenage Walter Rosenberg felt the difference immediately. He was told that, no matter the choice he had made for religious studies classes and the word he had put in the ‘nationality’ box on those forms, he met the legal definition of a Jew and was older than thirteen; therefore, his place at the Bratislava high school was no longer available. His education was terminated.

All across the country, Jews like Walter were coming to understand that although the new head of government was a Catholic priest – Father Jozef Tiso – the state religion of the infant republic was Nazism, albeit in a Slovak denomination. The antisemites’ enduring creed held that Jews were not merely unreliable, untrustworthy and irreversibly foreign, but also endowed with almost supernatural powers, allowing them to wield social and economic influence out of all proportion to their numbers. So naturally the authorities in Bratislava moved fast to blame the country’s tiny Jewish community – 89,000 in a population of two and a half million – for the fate that had befallen the nation, including the loss of cherished territory to Hungary. Propaganda posters appeared, pasted on brick walls; one showed a proud young Slovak, clad in the black uniform of the Hlinka Guard, kicking the backside of a hook-nosed, side-curled Jew – the Jew’s purse of coins falling to the ground. In his first radio address as leader of the newly independent republic, Tiso made only one firm policy commitment: ‘to solve the Jewish question’.

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Venezuela’s “Dutch Disease”

From Venezuela’s Collapse: The Long Story of How Things Fell Apart, by Carlos Lizarralde (Codex Novellus, 2024), Kindle pp. 118-119, 126-128:

The early theorists of Dutch disease studied how real economies, including those with robust consumer markets, reacted to a commodity boom. These writers did not consider what might happen to a small, barely functioning country, which did not even have a modern state in place when the first oil gusher blew out. The existing capital in Venezuela was negligible, which means that other, less measurable, factors came into play.

Arturo Uslar Pietri was the first person to pick up on the cultural strands of Dutch disease well before American academics started modeling the phenomenon. He was a descendant of landowners and had seen first-hand the death of the cocoa and coffee industry upon oil’s arrival. More importantly, he could see what oil was doing to the country as far back as the 1930s and 1940s. In a feat of uncanny prediction, he also foresaw the tragedy of the 2010s.

His brief analysis of the new economy was offered in a now-famous op-ed piece, “Sowing Oil,” published in 1936. For him, conditions were such that the newfound riches “could make Venezuela into an unproductive and lazy country, a giant oil parasite, swimming in a temporary and corrupting abundance, and driven toward an inevitable and imminent catastrophe.”

The main issue, he feared, was that either oil would run out, or that something synthetic would replace it, as had happened to other commodities familiar to South Americans, such as rubber or indigo. His thesis mirrors what the early theorists of Dutch disease would later acknowledge. What the academics ignored but Uslar could sense all around him were the broader, less tangible ways in which oil would permeate and dull Venezuelan society.

Uslar wrote his op-ed to counter the increasingly influential views of Rómulo Betancourt, who thought that oil was, and should be, everything. Alluding to Betancourt, he writes in “Sowing Oil” that having the state focus exclusively on the rent from oil was the “suicidal dream of naive men.” He believed the oil money should be used to develop a vigorous national industry, including modern agriculture.

While a lot has been written about how governments wasted oil revenues for decades, Dutch disease was very much a part of the private sector as well. Mid-sized and large companies that, in retrospect, had a real chance of global success, were never able to do anything about those prospects.

The shoe industry born in the Catia neighborhood of Caracas is a perfect example. The know-how of Sicilian and Neapolitan families that had emigrated from the old country to continue their shoe trade in Venezuela could never become globally competitive with a strong bolivar. Their companies were very prosperous for decades because the Ministries of Education and Defense would buy millions of shoes and boots. But the future was bleak without a consumer market big enough for the factories to reach substantial scale. The overvalued bolivar never let them export successfully, and cheap Chinese manufacturing eventually hit them hard. Later, they would be crushed by globally integrated and truly competitive retailers such as Zara.

The degree to which the out of context desarrollista policies failed the country is made evident by comparing two key Venezuelan companies and their Mexican counterparts. As early as 1979, well before NAFTA, Mexico’s Grupo Modelo managed to reinvent their weak and cheap working-class beer Corona into a “cool and light” alternative for American “Yuppie” consumers. The venture’s success turned Modelo into one of Latin America’s most valuable companies while Venezuela’s brewery Polar, awash in 1970s overvalued bolivars, did not take export markets seriously. Decade after decade Polar’s businesses expanded domestically, remaining tied to the price of oil and the swings of Venezuelan politics. Another Mexican company, Cemex, exploded out of humble beginnings to become the biggest cement company in the world. While its take-off did not happen until the 1980s, everything started with a financial consolidation, a series of acquisitions, and a listing in the local stock exchange in 1976. Right around that time, Cementos de Venezuela was happy to feed the building boom driven by the strong bolivar, a prelude to its eventual bankruptcy.

Rather than getting ready to expand through exports, the simplistic theory of import substitution allowed the Venezuelan private sector to use overvalued bolivar revenues to obtain dollar-denominated loans. Foreign banks at the end of the 1970s and the beginning of the 1980s were ready to lend dollars against future bolivars. On top of every other challenge, the borrowing proved catastrophic.

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North Vietnam in 1955

From Embers of War: The Fall of an Empire and the Making of America’s Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 797-800:

For Ho and the DRV, the economic problems at year’s end were overwhelming. Most factories in the north were shuttered, and many of the owners had left the country. In Hanoi, foreign journalists reported that scores of restaurants and shops had gone out of business, while in the port city of Haiphong only one of thirty French-owned factories remained open. Fuel for motor vehicles was in short supply, and the railroads were idle. Even more pressing, rice production continued to decline, and floods in December along the central coast raised the specter of major famine. The price of the commodity in the markets skyrocketed. And whereas Tonkin had traditionally been able to rely on the more fertile Cochin China for much of its food, now the Saigon government blocked economic exchange between the two zones. In 1955, only emergency rice imports from Burma, financed by the Soviet Union, prevented a recurrence of the disastrous famine of 1945. Nor did it help the economic recovery that many urban professionals and shopkeepers and Catholics—fearing what Communism would bring—fled to the south.

At first, the government moved cautiously as it grappled with these problems. To reassure well-to-do farmers and the urban bourgeoisie, it initially vowed to respect private property and religious freedom. To Sainteny and members of the ICC, it continued to pledge support for the Geneva Accords and a desire to maintain harmonious relations with neighboring countries. But much as in China, where an initial policy of moderation in 1949–50 was followed by much harsher measures, officials in short order adopted more radical approaches.

The centerpiece was an ambitious land reform program first implemented in liberated areas of the north in late 1953 and now expanded to cover the whole of North Vietnam. The aim was to alleviate food shortages (the 1945 famine was still fresh in the mind) and break the power of the large landowners—to bring about, as the regime put it, equality for the greatest number among the rural masses—and over the long term it achieved considerable results in this regard. But the cost was immense. Instead of offering incentives to the people to spur production, doctrinaire officials categorized people in five groups, from “landlord” to “farm worker,” then sent platoons of cadres to arraign the landlords and other “feudal elements” in what were called “agricultural reform tribunals.” In reality, however, the distinction between social categories was not always clear, and many families of modest means saw their land seized. Small landholders were classified as large ones. Panic set in. Fearful of arbitrary indictment, peasants trumped up charges against their neighbors, while others accused their rivals of imaginary crimes. Anyone suspected of having worked for the French was subject to execution as a “traitor.” Others were condemned merely for showing insufficient zeal and ardor for the Viet Minh.

Executions became commonplace, though the scale of the killing is still unclear—estimates have run as high as 50,000 victims, but more credible assessments put the figure between 3,000 and 15,000. Thousands more were interned in forced labor camps. Most of the victims were innocent, at least of the stated charges. Ho Chi Minh, it seems, knew about the arbitrary persecution and violence but did little to prevent it. When Mrs. Nguyen Thi Nam, an important landlord and Viet Minh sympathizer, was condemned to death by a people’s tribunal and executed, Ho expressed frustration but did little more. “The French say that one should never hit a woman, even with a flower,” he reportedly declared, “and you, you allowed her to be shot!” Later, on February 8, 1955, Ho used the occasion of a conference on the land reform to condemn the use of torture and humiliation: “Some cadres are using the same methods to crush the masses as the imperialists, capitalists, and feudalists did. These methods are barbaric.… It is absolutely forbidden to use physical punishment.

Some did not get the message, or did and ignored it. The brutal actions continued. In August 1956, Ho Chi Minh issued a public acknowledgment that “errors have been committed,” and he promised that “those who have been wrongly classified as landlords and rich peasants will be correctly reclassified.” Other officials dutifully echoed his admission, disclosing that even loyal Viet Minh veterans had been wrongly tried and executed. Truong Chinh, general secretary of the party and a key proponent of the program, was relieved of his post, as were other senior officials, including the minister of agriculture. The tribunals were ended. These measures helped reduce the tensions but not fully—late in the year in coastal Nghe An province, where Ho was born and raised, farmers in one district openly rioted, requiring the dispatch of government troops to restore order. In Hanoi, meanwhile, intellectuals chafed under what they saw as authoritarian state cultural policies.

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Vietnamese Uprising of 1930

From Embers of War: The Fall of an Empire and the Making of America’s Vietnam, by Fredrik Logevall (Random House, 2012), Kindle pp. 42-43:

The Moscow interlude must have been a heady time for Ho, as he communed with what he called “the great Socialist family.” No longer did he have to fear that the French police were watching his every move, ready to arrest him and charge him with treason. He was seen in Red Square in the company of senior Soviet leaders Gregory Zinoviev and Kliment Voroshilov and became known as a specialist on colonial affairs and also on Asia. In the autumn of 1924, the Soviets sent him to southern China, ostensibly to act as an interpreter for the Comintern’s advisory mission to Sun Yat-sen’s Nationalist government in Canton but in reality to organize the first Marxist revolutionary organization in Indochina. To that end, he published a journal, created the Vietnamese Revolutionary Youth League in 1925, and set up a training institute that attracted students from all over Vietnam. Along with Marxism-Leninism, he taught his own brand of revolutionary ethics: thrift, prudence, respect for learning, modesty, and generosity—virtues that, as biographer William J. Duiker notes, had more to do with Confucian morality than with Leninism.

In 1927, when Chiang Kai-shek began to crack down on the Chinese left, the institute was disbanded and Ho, pursued by the police, fled to Hong Kong and from there to Moscow. The Comintern sent him to France and then, at his request, to Thailand, where he spent two years organizing Vietnamese expatriates. Then, early in 1930, Ho Chi Minh presided over the creation of the Vietnamese Communist Party in Hong Kong. Eight months later, in October, on Moscow’s instructions, it was renamed the Indochinese Communist Party (ICP), with responsibility for spurring revolutionary activity throughout French Indochina.

Initially, the ICP was but one of a plethora of entities within the Vietnamese nationalist movement. The more Francophile reformist groups advocated nonviolent reformism and were centered in Cochin China. Most sought to change colonial policy without alienating France and vowed to keep Vietnam firmly within the French Union. Of greater lasting significance, however, were more revolutionary approaches, especially in Annam and Tonkin. In the cities of Hanoi and Hue, and in provincial and district capitals scattered throughout Vietnam, anticolonial elements began to form clandestine political organizations dedicated to the eviction of the French and the restoration of national independence. The Vietnamese Nationalist Party—or VNQDD, the Viet Nam Quoc Dan Dang—was the most important of these groups, and by 1929 it had some fifteen hundred members, most of them organized into small groups in the Red River Delta in Tonkin. Formed on the model of Sun Yat-sen’s Nationalist Party, the VNQDD saw armed revolution as the lone means of gaining freedom for Vietnam, and in early 1930, it tried to foment a general uprising by Vietnamese serving in the French Army. On February 9, Vietnamese infantrymen massacred their French officers in Yen Bai. The French swiftly crushed the revolt, and the VNQDD’s leaders were executed, were jailed, or fled to China. The party ceased to be a threat to colonial control.

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Whence Eastern European Nationalism?

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 798-800:

Thus capitalism did not produce nationalism in Eastern Europe; instead, it was a device that helped reshape and spread national ideas and identities that already existed. What generated those ideas and identities, and the commitment to live for them, was the consuming fear of oblivion, profound resentment over condescension, and smoldering hatred of subjugation. Why these emotions emerged across the East European map in the late eighteenth century had to do with imperial powers being themselves (that is, trying to outdo one another for power and glory). Joseph II wanted to be France and Great Britain—simultaneously nation-state and vast empire—Catherine the preeminent European land power, and the sultans wanted to ensure that they were not driven from Europe altogether. Thus their dangerous acts of rooting out corruption in the Greek and Serb lands.

The first visible substance that the new nationalisms nurtured in this vast space on the edges of empires was language, and language is the most arresting blind spot in the analyses of the best-known theorists. In [Benedict] Anderson’s scheme, the vernacular was a given that had only to be transcribed; in fact, the vernacular emerged only after decades of contentious “imagining” brought it to life despite internal dissension among patriots, and against the wishes of recalcitrant censors. The Czech case again is paradigmatic: every inch of Czech newspaper space, every minute of Czech theater performance, each new Czech classroom were objects of human effort—effort for which neither Anderson, nor the other major theorists have time, because they are not universal.

Anderson imagined nationalism moving across borders in a chain reaction beginning in France. In basic outline this claim is incontrovertible. That a nation should control its destiny from within defined boundaries, was a lesson people in and beyond Europe drew from Paris. But where Eastern Europe is concerned, the reality of transfer was more paradoxical. The first to absorb the French model—Germans—simultaneously rejected it and molded their version of nationhood around things that had supposedly eluded the model nation, namely, the language and culture the French took for granted. East Europeans then formed their own ideas of nationness against Germany, while also focusing on culture and language. To an outsider visiting Prague in 1860, the Czech anti-world seemed indistinguishable from the local German variant: Czechs ate the same food, wore the same clothes, loved similar music and stories, had the same local saints, and the same professional ambitions and aspirations for the good life. That was the impression one had until one began listening to what Czechs were saying in their distinct, precious, and, for the Germans, vexingly difficult vernacular.

They spoke of the fate of being a small nation, controlled like a colony, desperately in need of secure borders in a way that citizens of long-established and powerful states like Britain and France could not understand. T. G. Masaryk—an outsider who became an insider—first had to master that language to build the Czechoslovak nation-state. It’s a message that still eludes Western observers, oddly enough, precisely for their insistence on seeing Eastern Europe simply as an extension of their own European space. (Rejoining Europe, after all, was the prime goal of the dissident movements.) In Cold War terms, what happened after 1989 appeared to be the first world embracing and absorbing the second in a concluding act of history.

Yet beginning in about 2010, we have seen that East Central Europe stubbornly carries its own past. This morning, January 4, 2019, the New York Times printed a letter on the injustice of Trianon! The fact is that East Central Europe is a place where the first, second, and third worlds persist and overlap, each making claims on the same and different pasts. After 1989, the Czech lands, for example, came under the sway of the determined neoliberal Václav Klaus, a local nationalist of sorts, but before that they were a center of the second world’s anticapitalism, and before that, colonial subjects, co-inventors of the idea of national liberation struggles, going back to the late eighteenth century.

The scholar-patriots of that distant time, together with the Czech students of 1968 and 1989, Polish workers of 1956 and 1988, and Yugoslav intellectuals of the 1960s or 1980s, all intertwined three strands of struggle for liberal, social, and national rights: for responsible political representation, lives in dignity without want, protection of their national cultures. The stories of 1938, 1948, and 1968 were not a radical break but a refreshed version of older stories of self-assertion against foreign domination. In many ways the big-bang of 1919, or Budapest’s 1956 and Prague’s 1968, were a replay of the ferment of 1848/1849. The miraculous 1989 was a national liberation struggle, as well as an assertion of deeper traditions of local democracy, and basic civic rights, traditions going back centuries. See, for example, the Polish constitution of 1791 or the very old Hungarian traditions of local self-rule.

If there is a lesson from these stories, it is that when the demands of any of these three worlds are met with contempt, forces emerge claiming to set things right, forces that are rarely liberal. The Habsburg monarchy, under siege from many claimants, liberal and otherwise, opened the Pandora’s box of representative government in the 1860s, and what came forth, especially after the liberals’ failure of 1879, has been various kinds of populism, left and right, all briefly united in 1882 at Linz. The intervening generations have witnessed the temporary victories of liberal nationalism; national socialism; socialist nationalism; and most recently after the “return to Europe,” yet again an intense nationalism, connected to the past—to events like Trianon—but also to a politics for which a name has yet to be found.

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Nonviolent Protest in Plauen, 1989

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 726-729:

Citizens of Leipzig also knew that in East Berlin and Dresden, small groups had taken to the streets two days earlier on the national holiday of the state’s founding; they had been beaten brutally. The exception to violence on that October 7 was Plauen, a manufacturing town on the border to Bavaria, where some 15,000 had marched for reforms and dispersed peacefully, thanks to the intervention of that city’s Protestant Superintendent. Like many citizens of southern East Germany, Plaueners had suffered poor air quality and provisioning, and they were still electrified, recalling the fourteen trainloads of fellow East German refugees from Prague that had rushed through their town on September 30, southward to freedom. But the October 7 demonstration in Plauen, the largest to that date in East Germany, would not have happened but for the act of one young man, the toolmaker Jörg Schneider. The previous week, he had distributed dozens of leaflets around town calling townspeople to a demonstration for reforms and basic rights. As a result, thousands descended on central Plauen that rainy Saturday afternoon. Authorities did nothing to stop them, because they too had called on citizens to come into town that day: for a celebration of the state’s founding. The crowds had no leader, but they morphed into a demonstration when police pummeled a man who had unfurled a banner reading simply “we want reforms!” The huge crowd then marched around the city center and finally gathered at Plauen’s city hall, the seat of power, where local party officials were sequestered, not knowing what to expect. Guarding them were police armed with enough ammunition to frustrate any attempt to storm the building.

Fortunately, the superintendent, Thomas Küttler, a man of peace, went through the cordon, spoke with the party secretary, a man he knew well, and elicited a pledge to receive a citizens’ delegation in the coming days. He assured the crowd over a megaphone that their demands had been heard, and it dispersed peacefully. Within a few weeks, Plauen had its own round table, as did virtually every East German town.

But before that point was reached, the regime had to be openly tested in its will to use violence to maintain power, and that test occurred on Monday, October 9 in Leipzig. For reasons that are still debated, the regime backed down and let the largest demonstration to date—an estimated 70,000 people—take place without incident. Honecker’s heir apparent, the “youth functionary” Egon Krenz (a man famous for a big smile), later took credit, but actually decisive were three other factors: an impromptu intervention of six prominent local figures, including the SED first party secretary as well as Maestro Kurt Masur, who drafted and read a call for peace on the radio; the fact that no commander in the huge assemblage of well-armed troops and police (with ambulances at the ready) was ready to take responsibility for a bloody showdown; and the fact that the demonstration started as a peace prayer. The October 9 demonstration commenced with thousands of East Germans departing a church holding lit candles as a sign of their commitment to nonviolence.

Thanks to cameras that Roland Jahn had smuggled into the GDR, audiences in the East and West could watch on television the tens of thousands who joined them the next day. They had chanted the authorless words, “We are the people!,” a phrase more daring and challenging than it sounds. For decades, authorities had claimed—in posters and other propaganda draped all over the country—to represent the people. For example, their social policies were “all for the good of the people!” Here on the streets of Leipzig, the people were in fact speaking, revealing the regime’s claim as a lie. You are not the people—we are.

Without the example of a Soviet leader who sanctioned thoughts of radical change, and circumstances that desperately needed change, the demonstrations in Plauen or Leipzig would not have happened. But they also would not have happened without the courage of thousands of anonymous citizens who wanted change and believed that it would come that day or never. They marched and chanted, knowing that the police and militia might fire. After this point, the police and military seemed defanged, their ability to intimidate broken, the regime’s claim to incorporate the will of a “socialist community of human beings” an obvious fiction. Within a week, more than 300,000 came for the Monday demonstration in Leipzig, and they were joined by hundreds of thousands in towns across the GDR, men, women, and children, hands often raised as a sign of peace. A little more than a week later, the leadership of mostly eighty-year-olds submitted its resignation.

In their banners and chants, the demonstrators used an eloquent German word to tell what they had come to detest in the state socialist welfare state: having been treated like children. But they were “mündig,” adults (literally, “people with mouths,” that is, voices). One banner mocked Honecker’s successor Egon Krenz, the man of the irrepressible grin, placing him in a crib above the inscription: “What big teeth you have, Grandma.”

Four of my classmates in advanced Romanian language classes at the University of Bucharest in 1983-84 were German girls from Leipzig University. They were adding Romanian to their translator/interpreter skills repertoire; they already knew Russian. Two of them seemed strict party-liners but the other two seemed more open to exploring new ideas and I ran into one of them (a fellow redhead) at a West German embassy art exhibit in Bucharest. She panicked and begged me not to tell anyone. Of course, I kept silent about it. I ran into the redhead again just before leaving Romania when I went to their dorms to give away my shortwave radio/cassette recorder to one of the two Chinese classmates who became a friend. (They worked for Radio Beijing’s Romanian broadcast service.) The daring redhead insisted on giving her capitalist classmate a good-bye kiss. I’ve lost track of my German classmates’ names but wonder what happened to them in 1989 and where they ended up.

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GDR Illusions in 1989

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 704-705:

Gorbachev was not alone in admiring the apparent East German economic strength. In 1987, Western economists, looking primarily at numerical data, placed East Germany ahead of the United Kingdom in per capita income, a major index of development. As late as 1988, even sober Western newspapers were describing the GDR as a powerhouse. Its deep debt, similar to that of other countries (in per capita terms) was known but was not considered an impediment to growth and continued “success.” The times when East Germany’s economy was lame were “long past,” wrote journalist Peter Merseburger in 1987. He imagined the GDR lasting far into the unspecified future, thriving as a state that had solved the problem of unemployment and social insecurity, and he praised it for low rents, ignoring the fact that they reflected low investment in housing. The data existed to draw more sobering conclusions, but few did so. The GDR was so much wealthier than Poland that no one believed it, too, might have deep problems. Per capita East German gross national product was 40 percent higher than that of the Soviet Union.

The success of the GDR’s economy was an illusion. The state carried an unsustainable debt and tore down centuries-old buildings in world-class architectural gems (like Greifswald, Weimar, and Brandenburg), because it was too poor renovate them. The GDR could not compete even in areas where the state made its heaviest investments, like microelectronic technology, a major focus from the late 1970s. By September 1988, some 250,000 workers at seventeen Kombinate and 14 billion marks of investment had yielded the production of the GDR’s own 1-megabyte microchip, much celebrated in the party press, but already years behind the standard in the West. Toshiba had been mass-producing a 1-megabyte chip for two years at that point and was at work on a 4-megabyte chip.

The relatively high living standards were made possible by fortuitous circumstances: a strong preexisting industrial base; heavy investments in the 1950s; rational organizational reforms in the 1970s and 1980s (Kombinate); and the fact that West Germany considered the GDR a part of united Germany and gave it full access to the markets of the European Union, as well as several massive loans. Still, East Germany’s leaders felt that no reform was needed. Kurt Hager, East German ideology chief, said his land did not need Gorbachev’s plans for greater openness and restructuring. Simply because your neighbor puts up new wallpaper does not mean that you should do the same. The GDR leader Erich Honecker even mocked Gorbachev. “The young man has been making policy for only a year, and already he wants to take on more than he can chew.”

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Collapse of Eastern Europe, 1989

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 685-686:

The East European revolutions of 1989 brought an end to complex ways of organizing and experiencing virtually everything, and even the most basic activities were suddenly new: students learned western languages instead of Russian and read books previously called “poisonous.” No one cared who went to church or what was said there. Spaces opened for entrepreneurship, and within months, advertising and small shops proliferated, transforming even villages. Newsstands featured glossy entertainment, even pornography, and restaurants served “exotic” dishes like pizza or Thai noodles. Scaffolding went up around apartment buildings unpainted for decades, while below high-powered German and Italian sedans raced over streets still paved in cobblestone. In the summers, cities emptied as populations fled for the beaches, often in the west, and the divide through Europe began to fade. I remember a mother telling her child as they changed trains at Friedrichstrasse in East Berlin two days after the Wall opened: “At school you can tell everyone that you went to a different country [ein anderes Land] this weekend.” That was an understatement. In West Berlin, the child had visited not a different country but a different world. Yet soon, downsides of the new reality also became evident: East Europeans could become unemployed. Violence, too, returned to the streets, often directed against ethnic others.

How did this radical shift occur? Television footage shows crowds filling the streets in 1989. Perhaps they were seizing power like revolutionaries of the distant past. But appearances deceived, a fact with a long tradition. “The people” did not take the reins of government in France in 1789, Petrograd in 1917, or Manila in 1986. Similarly, the crowds that formed around the Berlin Wall on November 9, 1989 did not break Communism. The party elite had lost its grip on power weeks earlier, and the border point opening—due to a misstatement on television about travel regulations by SED spokesman Günter Schabowski—confirmed, and hastened, a transfer of power that was already under way. Some two weeks later, hundreds of thousands of demonstrators began pouring into the streets of Czechoslovakia, but a few weeks after that, power traded hands behind closed doors. By the summer of 1990, a new elite was forming that revolutionaries never imagined, favoring neoliberalism and national exclusivism. In Romania, revolutionaries fought and died for their cause, but when the air cleared, the “victors” saw that one set of Communist leaders had traded places with another. Still, state socialism everywhere gave way to some form of pluralism.

No one had expected the old regimes to collapse, and no single act was calculated to bring about their end. In early 1989, it seemed that change would be limited to tinkering with the planned economy, still based on single-party rule. As late as February, an East German died trying to escape over the Berlin Wall. The democratic opposition of 1989 had initially wanted to infuse the regimes with “greater momentum,” advocating respect for human rights, political pluralism, freedom of speech, and the right of assembly. It did not expect a transition to democracy.2 Even the seasoned revolutionaries of Poland’s Solidarity trade union, permitted to field candidates in the elections of June 1989, anticipated at first an advisory role in a liberalized Communist regime allied with the Soviet Union. East German protesters of October 1989 wanted a democratic socialism that did not exist in the West—and did not imagine their country leaving the Warsaw Pact to become part of the European Community, allied to NATO. (That happened just a year later.)

The collapse of 1989 grew out of a social and economic crisis that had been building for decades, yielding a malaise that reached deep into the Communist Party. For Communist regimes, faith was crucial. If Western modernity approximated a business model of rationality, where the state acts as caretaker of economic growth and social stability, the Eastern variant was ultimately a religion with legitimacy tied to claims about ultimate truths. State publishing houses printed pamphlets answering basic questions like: why am I alive? Yet by the 1980s, Communism had become a church where people not only forgot their prayers but also scoffed at basic teachings—finding them hypocritical, fictitious, damaging, and irrelevant. In the final years, neither functionaries nor citizens thought the party had a clear right to rule, because any such right was vested in a vision of history that few continued to accept. In the late 1980s, believers among the leadership were considered naïve or worse. According to an East German joke, three attributes never went together in a party functionary: belief, intelligence, and honesty. Those who were honest and intelligent did not believe; those who believed and were intelligent could not be honest. Those who believed and were honest could not be intelligent.

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Communist Bloc Consumerism, 1960s

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 652-656:

When Nikita Khrushchev made his “hare-brained” predictions of the imminent victory of Communism in 1961, he directly invited competition with the West, blithely telling delegates of the twenty-second Party Congress that their country would attain a living standard within two decades that would be higher than that of any capitalist country. Part of his optimism stemmed from the belief that the command economy’s problems lay not in planning but in the crude methods of plan calculation; in the view of party experts, the increased use of mathematical methods and computerization would generate improvements in quantity and quality of production.

But the nature of the competition depended on what was meant by “living standard.” Capitalism featured an endless array of consumer goods: dozens of types of automobiles (in new styles every year); countless varieties of cheese, or bread, or sweets, or consumer durables; fashions of clothing for every imaginable taste—as well as tastes that advertising had made imaginable. Socialism would not replicate this dazzling variety, in part because the provision of luxury goods seemed to contradict the higher proletarian morality. East German Communists called the Western race to buy goods in the latest style “consumption terror.” But once the distortions of suppressing the consumer sector disappeared, what exactly was the right balance between the frugal self-sacrificing ethos of Stalinism and the boundless decadence of capitalist culture? How much living space did socialist citizens require: would families have their own houses, or would they share communal apartments? Did socialist citizens drive cars or ride together in buses? Would they share meals at large common tables in cafeterias or occasionally dine in restaurants? What would those restaurants serve?

These questions were new if not revolutionary. The founders of state socialism had not considered the regime’s purpose to be individual consumption of goods and services; they did not disregard consumption entirely but subordinated it to the building of Communism. State socialism was a society based on productive labor. Once it had transformed the workplace and created a set of modern industries producing wealth, distribution would take care of itself. Communism would be the bounty from which all other goods would flow. But now that Communism was fading to an ever-more distant future, functionaries found themselves focusing on distribution more than ever before. Social scientists have depicted the regimes not as “Communist” but as “centers for redistribution,” and dictatorships “over needs.” Yet the functionaries who dictated needs through the state plan still wanted to know what people desired.

In Hungary, state functionaries began their research during the Stalinist period, when employees in the Hungarian Ministry of Internal Commerce had quietly surveyed the preferences of consumers, asking questions about specific goods whose quality they hoped to improve. East Germany’s Communists studied consumption from within the Ministry of Trade and Supply, but also created an Institute for the Study of Demand in 1961, renamed the Institute for the Study of the Market in 1966.

Beginning in the late 1950s, state planners throughout the bloc conceived of their populations as “shoppers,” and small specialty stores gave way to supermarkets and department stores, with expanded assortments of “nonessential” goods, not only responding to, but in a sense, provoking demand. In 1963 the Luxus department store opened in downtown Budapest. It sold goods of exceptional quality, beautifully presented—often at exorbitant prices. After years of privation, window shopping was again an urban experience, and East Europeans began to differentiate products by quality, reflecting the “growing importance of consumer choice in constituting one’s social identity.” The state provided abundant information on how and what to consume, through advertising as well as advice magazines, whether the topic was home decoration, fashion, cooking, or cars. By 1973, advertising represented 3 percent of national expenditure.

Thanks to the reorientation toward consumerism, socialist industries produced wealth that transformed people’s lives. The number of Czechoslovaks with automobiles rose from 19 percent in 1970 to 47 percent in 1985; with refrigerators, from 70.1 percent in 1970 to 96.7 percent in 1985; with color TVs, from 0.8 percent in 1976 to 26.8 percent in 1985.22 In Hungary, the trend was similar: television subscriptions went up twenty-fold from 1956 to 1962, car ownership multiplied by eleven times from 1960 to 1970; and from 1960 to 1980, the number of apartments went up by 50 percent. In the 1960s, Hungary’s population as a whole “enjoyed abundant, nutritious meals for the first time in history.” The rising affluence was reflected in ever higher salaries, which in turn stimulated increasing consumption. The Hungarian government boosted incomes by 20 percent after the 1956 revolution, and then 3–4 percent every year until the late 1970s. In Poland, wages increased by 41 percent between 1971 and 1975; in Czechoslovakia, they went up by almost 20 percent.

Excepting some highly rewarded experts and a few “shock workers” held up as models, Stalinism had aimed at reducing everyone to a common standard. That time of “distortion” was over, but what would follow was not clear. People were rewarded not according to need (though basic needs were guaranteed) but according to the value of what they contributed. But how would a socialist state measure value? Under capitalism, physicians might earn twenty times as much as unskilled laborers; how much higher should their salaries be under socialism? If physicians’ salaries were too low, students might not endure the years of tedium and hard work required for a medical degree. But if the income the state plan budgeted for white collar workers was high, they might come to seem a leading class in a society where class distinctions were supposedly fading.

Ultimately, the regimes in question opted against significant differentials in income. The Gini coefficients (statistical measures of social inequality) of state socialist societies were the lowest on earth (the Czechoslovak figure was the lowest measured anywhere). The cream of the intelligentsia and members of the upper party bureaucracy had privileged access to goods and services, but, as we shall see in greater detail, this was modest in comparison with the advantages in consumption enjoyed by Western elites. In the 1980s, physicians and engineers in the Soviet Bloc had salaries not much higher than those of skilled workers, and sometimes lower. Still, gradations emerged, more strongly in Poland with its widespread unofficial or “gray” economy. The power of society to produce and reproduce differentiations by status—if not class—was something the regime did not fully control.

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