Category Archives: nationalism

Destruction of Manila, 1945

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 189-191:

The 11th Airborne Division also moved towards Manila from the south but still met with determined opposition and some of the most formidable hardware prepared by the Japanese in expectation of the assault. At Nichols Field, a US military airfield established before the war, they were shelled by five-inch naval guns, removed from warships and placed in strategic positions. Being forced to halt, a company commander messaged back to headquarters, “Tell Bill Halsey to stop looking for the Jap fleet. It’s dug in on Nichols Field.”

In parts of the city, the fight proceeded Stalingrad-style, with protracted combat building for building, floor for floor, room for room. When soldiers of the 1st Cavalry entered into Manila Hotel, they were met with a hail of bullets from Japanese positions on the stairs leading to the upper floors. Deadly combat ensued, as the Americans worked their way up, while the Japanese counterattacked from one floor to the next. One group of defenders held on to the mezzanine floor for 24 hours, and it was three days before every Japanese in the building had been killed, leaving it in American hands.

Shortly afterwards, Eichelberger moved into the annex of the hotel, taking in the view of Manila. “I could see the city of Manila gleaming whitely in the sunshine. I could see Corregidor, and the hook of the Cavite peninsula, which curves into Manila Bay. In another direction I could see Balayan and Batangas Bays on the sea, and, inland, Lake Taal in the crater of an extinct volcano and the shimmer of Laguna de Bay,” he wrote in his memoirs. “It was strangely like a homecoming. But soon tall plumes of smoke began to rise in Manila, and at evening the tropical sky was crimsoned by many fires. The Japanese were deliberately destroying the magical town which had been traditionally called ‘the Pearl of the Orient’.”

The almost complete devastation of Manila, including the picturesque Intermuros [sic] district dating back to the 16th century, took place despite MacArthur’s express wishes to spare the city and its people. He had told Kenney, the commander of his air corps, to avoid bombing the city from the air: “You would probably kill off the Japs all right, but there are several thousand Filipino civilians in there who would be killed, too. The world would hold up its hands in horror if we did anything like that.” However, deliberate Japanese arson, a kind of urban scorched-earth tactics, combined with artillery fire on both sides to lay waste to the city. “Every beautiful public building is in ruin, and there is no roof on any building in the Intramuros,” Eichelberger wrote in a letter to his wife. “It is all just graveyard.”

It bore a resemblance to the fate that had befallen Warsaw the year before, and the same could be said of the senseless killing of civilians. Just as the most brutal units of the German SS somehow found time to massacre the population of the Polish capital, the Japanese, too, went on a bloody rampage among defenseless men, women, and children. “Crazed with alcohol, Japanese officers and men raged through the city in an orgy of lust and destruction that brought back memories of their conduct at the capture of Nanking several years before, when their actions had horrified the civilized world,” Kenney wrote later.

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Labor Unrest in Java, 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 84-88:

In the summer of 1944, the region of Indramayu on the East Indies island of Java exploded in violence. A student at an Islamic boarding school who was known only by the name of Mi’an began distributing holy water among the peasants in the area, telling them it would make them invulnerable to attacks from non-Muslims. They needed it, for they were preparing an uprising against their Japanese-supported rulers over grain levies that made life almost unbearable. A couple of low-ranking Javanese officials in the village of Bugis were the first to feel the wrath of the peasants. Angry mobs attacked them in their homes, beating them up and destroying everything inside. The Japanese military police rushed to the scene and confronted the protesting crowd. After attempting to threaten the peasants to disperse, the soldiers opened fire, mowing down the men and boys, who were carrying only sticks and machetes. About 200 people died on that blood-soaked day.

Many had expected a clash sooner or later. Tensions had been building up in this part of the former Dutch East Indies since the spring, as village after village had protested at the rising grain acquisitions, and some had openly rebelled. “We would rather die in battle than die of hunger,” they shouted when officials tried to convince them to go home. Instead, the desperate villagers went on rampages, hunting down tax collectors and others who acted as the face of the regime at the grassroots level. One was stabbed to death by a crowd wielding sharpened bamboo sticks, another was killed along with his son.

Anger was directed as much at local officials as at the Japanese, but it was the Japanese who had the power to enforce the unpopular decisions on the poverty-stricken people of Java. Few protesters were killed on the spot. Most individuals deemed to be the ringleaders of the riots were simply driven away, never to be heard from again. Still, even the Japanese did not have the power to rein in the escalating chaos following the riots during the summer months, and as roving bandits moved through the unpoliced countryside, attacking ordinary people and looting their homes, everyone suffered.

The unrest in Java reflected larger problems afflicting the Japanese throughout their vast empire by the middle of 1944. In the Dutch East Indies, the Japanese had ostensibly been attempting a policy of unifying the various ethnicities. On Java, this philosophy of a “fraternal order,” bringing together Japanese, Indonesian, Chinese, Arabs, and Eurasians, was propagated, in direct opposition to the “divide and rule” tactics that the former Dutch colonial masters had carried out, with significant success. In most Asian areas, Japan made the pretense of supporting indigenous government of some form, in conformity with its stated objective of ridding the region of western imperialism. The one exception until the end of the war was Indochina, where the French colonial administration remained in place.

In some cases, regular friendships had evolved between Japanese and representatives of the local population. An Indonesian journalist later explained his relationship with one of the Japanese officials, who had a genuine concern for the fate of the East Indies. “He was a frank and sympathetic friend, almost like a brother to us. His Indonesian was excellent… and we had many discussions with him about politics, Japan’s objectives and Indonesian independence. He helped us in a lot of ways; for instance, sometimes if articles we had written did not pass the censor, he would somehow try to get them in print.”

The reality, however, was often the reverse of the rosy images of inter-racial harmony described in the Japanese illustrated magazines. Since the early days of the occupation in 1942, the requirements of the local population had to yield to the demands of the Japanese military. After all, access to the rich natural resources of the East Indies had formed the entire basic rationale for Tokyo’s decision to unleash the Pacific War. “I had only to know how much exploitation the native population could endure,” said Major Miyamoto Shizuo, an officer in charge of logistics planning.

It was highly ironic that by 1944 Japan was reaping extraordinarily little actual gain from its possessions in Southeast Asia. Prior to Pearl Harbor, Japanese planners had calculated with Indonesian oil meeting most of their 7.9-million-ton oil requirement per year, but Allied sinking of Japanese transport shipping had caused the amount actually shipped to other parts of the Japanese empire to gradually dwindle, and for the fiscal year beginning April 1, 1944, no oil at all was transported from the East Indies. The output of other strategic materials such as rubber and coal also dropped to a fraction of their prewar levels, meaning essentially that the entire war had been in vain, insofar as it had started out as a grab for vital resources.

Only one resource was plentiful and could be exploited directly on the spot: labor. Young men known as romusha or “work soldiers” were recruited, often forcibly, and set to work at various large-scale projects under the supervision of Japanese engineers. They were often promised good treatment before their departure, but many never returned. Of 300,000 from Java who were sent off to islands elsewhere in the huge Indonesian archipelago, only 77,000 made it home again. What happened to the others is clear from an eyewitness account of the scene at a remote mountainside, where hundreds of workers hacked out a tunnel with adzes and hammers. “Their bodies were thin and parched—bone wrapped in skin,” the testimony reads. “Corpses were just like rubbish—walking skeletons no longer shocked people.” Another account detailed the abuse they were subject to: “Because of their weakened condition, they almost did not have enough strength to walk, so that they staggered on their feet like drunkards. To rest for a moment meant running the risk of getting abuse and blows.”

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Chinese Troops in Burma, 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 51-53:

General Tanaka Shin’ichi, commander of the Japanese Army’s 18th Division, was on a mission in northern Burma in early 1944 directly linked to the attempt at Imphal and Kohima to cut through the British lines and reach the Indian border. With his battle-hardened men, he was to cover the right flank of the Japanese forces engaged in the main offensive and tie down as many Allied forces as possible. At the same time, he was to pursue a separate and arguably more important objective, penetrating as deeply into enemy territory as possible. For him, too, the ultimate objective was to disrupt the supply lines between India and China.

Like the Japanese further south, Tanaka was up against a multinational enemy, but of a different kind. Facing him in the north Burmese hills and jungles were the products of one of the most precarious and unwieldy alliances of the entire war—that between China and America. He was an experienced officer who had taken part in most of Japan’s conflicts since the early 1930s, but he had never before confronted the Chinese in battle. When he finally had the opportunity in the spring of 1944 near the village of Yupang Ga, he was surprised. “The unexpected stubbornness of the Chinese troops in the fighting around Yupang Ga,” he wrote in post-war comments, “led the Japanese to believe the troops that faced them were far superior in both the quality of their fighting and in their equipment to the Chinese troops they had been fighting in China for years.”

The Chinese troops fighting at Yupang Ga were from the New 38th Division, the result of long months of Sino-American cooperation following the US entry into the war. The most visible sign of this cooperation was the trademark M1 helmet worn by the Chinese soldiers, as well as the many examples of state-of-the-art equipment and weaponry they were carrying into battle. More importantly, the soldiers had been through months of US-led training at camps in India and had been instructed in the methods of modern warfare. The hard work was not wasted and the Chinese pushed the Japanese back at Yupang Ga. To the young Chinese soldiers, it was an immense morale boost, and likewise to their officers, who still remembered the first humiliating battles with the technologically superior Japanese during the preceding decade. “The Chinese soldiers talked of it over and over again,” according to the official history. “The first victory is never forgotten.”

The Japanese, under pressure from the Chinese divisions, retreated back south. In this situation, General Joseph Stilwell, the senior US officer on the Asian mainland, decided to bring to bear what American forces were available to him, in the shape of the newly formed 5307th Composite Unit (Provisional). Dubbed “Merrill’s Marauders” after its commander, Brigadier General Frank Merrill, it was the first major US Army unit to go into combat in Stilwell’s area of responsibility. The Marauders represented an attempt to beat the Japanese at their own game, as its members were trained to infiltrate through enemy lines and roam deep inside hostile territory.

The British had pioneered this effort on the Allied side with their Long-Range Penetration Groups, known unofficially as the Chindits, under the command of the unorthodox Major General Orde Charles Wingate. The Chindits had first been placed into battle in 1943, and by 1944 they had built up enough skill and experience to arguably have an impact on the overall conduct of the war. Elements of two Japanese divisions were engaged in fighting the Chindits, and Japanese General Mutaguchi, who led the offensives against Imphal and Kohima, argued that if either division had been able to release just one regiment from these operations, it “would have turned the scales at Kohima.”

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Japanese Homefront Mood, Jul. 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 115-118:

The sun was shining from a bright Pacific sky, but Admiral Ugaki Matome’s mood was much more accurately reflected in the dreary seasonal showers that he knew were now hitting the Japanese home islands. As commander of one of the fleets that had been beaten so profoundly off Saipan, he was fully aware of the implications. “It will be extremely difficult to recover from this disaster and rise again,” he wrote in his diary. “When I think the prospect of a victory is fading out gradually, it’s only natural that my heart becomes as gloomy as the sky of the rainy season.”

Back in Tokyo, the humiliation was felt equally intensely. Retired Admiral Yonai Mitsumasa was in despair. “Although I do not know [the] exact details, Japan has lost the war,” he told a colleague. “We have been defeated beyond doubt. Whoever leads the war, there is nothing to be done.” Hirohito was in a daze and spent his time gazing at fireflies in the Fugiake Garden of the Imperial Palace. “Under the circumstances, there is nothing better for him than to divert himself and to recuperate,” his second cousin Irie Sukemasa wrote in his diary.

Vice Admiral Miwa Shigeyoshi spoke for many when he commented: “Our war was lost with the loss of Saipan. I feel it was a decisive battle. The loss of Saipan meant [the Allies] could cut off our shipping and attack our homeland.” Rear Admiral Takata Toshitane, the deputy chief of Military Affairs at the Navy Ministry added, “We knew that from then on the war was going to be pretty tough. We realized that with the destruction of our industrial capacity, our production would naturally drop to practically zero.” Nagano Osami, the emperor’s supreme naval advisor, put it succinctly: “Hell is on us.”

The few foreigners left in Japan felt the different atmosphere. The Vice Admiral Paul Werner Wenneker, German Naval attaché to Tokyo, noted a clear change in the mood of the Japanese governing elite after the debacle at Saipan, an actual piece of Japan, and not recently conquered territory. “Saipan was really understood to be a matter of life and death,” he said. “About that time they began telling people the truth about the war. They began preparing them for whatever must happen. Before that, they had been doing nothing but fooling the people.” A few days after the loss of Saipan, Tōjō did indeed tell the public that “Imperial Japan has come to face an unprecedentedly great national crisis.”

…

Prime Minister Tōjō came under pressure over the loss of Saipan. His wife received phone calls from people who did not give their names and simply asked, “Hasn’t Tōjō committed hara-kiri yet?” In an indication that after years of war Japan was nowhere near becoming a hard dictatorship like Germany, Tōjō faced criticism that he was amassing too much power in his own hands. Some even compared him with Adolf Hitler, arguing that it was the German dictator’s insistence on making all the big decisions himself that had led to the disaster at Stalingrad in early 1943. Tōjō was unperturbed: “Chancellor Hitler was a corporal. I am a general.”

In what could have been an almost perfect parallel to the attempted assassination of Hitler in July 1944, two Japanese officers in the same month planned to throw a bomb at Tōjō’s car as it passed through the grounds of the Imperial Palace in Tokyo, but their plan was thwarted, and they were sentenced to death—and later granted a stay of execution. Instead, political pressure built on Tōjō to resign from his post. An alliance of court officials and senior naval officers had been seeking to oust him for months but had been prevented from achieving their aim by Emperor Hirohito’s strong support of Tōjō.

They had been waiting for the right moment to strike, and now with the fall of Saipan, the opportunity was there. They acted by the middle of July, preparing a resolution to Hirohito stating that “the minds and hearts of the people must be infused with new life if the empire is to survive… a powerful new cabinet must be formed that will surge forward unswervingly.” With the loss of the emperor’s backing, Tōjō was doomed. On July 18, a deeply disappointed Tōjō was forced to tender his resignation. He was replaced by General Koiso Kuniyaki, who was not Hirohito’s first choice as head of the Cabinet, being seen as too easy to sway and with a dangerous penchant for mystical nationalism, probably the last thing Japan needed at this particular time.

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Japanese Homefront Mood, Jan. 1944

From Asian Armageddon, 1944–45, by Peter Harmsen (War in the Far East, Book 2; Casemate, 2020), Kindle pp. 39-41:

Admiral Yamamoto Isoroku, the architect of the Japanese attack on Pearl Harbor, had made only limited promises before committing to the offensive against US and Western possessions in the Asia Pacific in late 1941 and early 1942. He would be able to deliver one victory after the other during the first months of the war while the enemy was still reeling from the initial shock of being attacked, he said, but once that early advantage had been exhausted, the going would become much harder. Now, two years into the war, Yamamoto was dead, shot down by American pilots over the South Pacific, and the US counteroffensive had picked up, pushing back at the fringes of Hirohito’s vast empire.

At the dawn of the new year 1944, therefore, many of the emperor’s subjects were concerned about the future, and some put their bewildered thoughts on paper. “An important year has come. The days are coming that will decide history,” wrote liberal journalist Kiyosawa Kiyoshi in his diary on January 1. There was a pervasive sense that things might not stay the same. In every home in Japan when breakfast was served, he noted, people asked the same question: “Will we really be able to eat in this way next year also?” Yabe Teiji, a political science professor at the Tokyo Imperial University, was more straightforward in his diary entry: “The coming year will be Japan’s year of disaster.”

The Tokyo Metropolitan Police was keenly interested in the public mood and remarked in a secret report that although some clung on to a vague sense of optimism about the war, a note of caution was clearly discernible. “There are some who are frankly amazed at the quick and mighty strategy of the enemy and fear the threat of invasion of the mainland, some who desire the announcement of the truth, and some who fear for the safety of our fleet,” the anonymous author of the report wrote, adding that people who held these views were not few in number. There were other categories of opinion, all reflecting the fact that any early enthusiasm put on display at the start of the war was long gone: “Those who go to the extreme criticize military strategy, exaggerate the announcement of our losses, and consider the war to have already been decided. Also, those who are totally unconcerned with the war situation and show a trend toward defeat and war-weariness, just longing for speedy end of war, have been seen here and there.”

By early 1944, even the most optimistic among the 73 million Japanese could no longer fool themselves into believing that life went on as before. In February, the government issued “Outline of Decisive War Emergency Measures,” closing high-end entertainment and causing life in the big cities to take on an even drabber appearance overnight. The new rules were expanded to the entire empire with immediate effect, as Admiral Ugaki Matome found out when he stayed over in Japanese-occupied Shanghai and was entertained one evening by Japan’s governor general. “Banquets, restaurants, and geishas have been banned, as in Japan proper, but the governor general still seemed as full of life as before,” Ugaki wrote in his diary. The kimono, the colorful traditional Japanese dress, was also largely gone from the streets of Japan. As one observer noted, “to be a woman, basically, is not patriotic.”

As the war economy gradually caused an increasing share of available resources to be allocated to the military, getting enough to eat was suddenly a daily struggle for average Japanese families. There were lines of usually about a hundred people outside Tokyo food shops, and on any given day thousands of residents would leave the capital to buy supplies directly from farmers. The hard times were felt particularly keenly by the Westerners who had been caught inside the borders of the Japanese Empire when war broke out. In January, Red Cross delegate H. C. Angst visited a camp for civilian internees set up inside a Catholic monastery near Yokohama and subsequently described the poor conditions that the inmates lived under: “Space is insufficient and overcrowded. Some sleeping on tables. Light sufficient. No heating.” The anti-foreign mood showed up in other ways as well. Baseball, a favorite sport for the Japanese in the prewar years, was allowed to continue but was being cleansed of English-sounding vocabulary. Sutoraiki, an attempt to reproduce the word “strike” in Japanese, was replaced with the much more indigenous-sounding honkyū.

Actually, sutoraiki is a labor term; sutoraiku is the baseball term. I haven’t been able to find confirmation for honkyū, but it was probably 本球 ‘true/real/original ball’. Umpires had to call strikes with よし yoshi ‘good’ and balls with ダメ dame ‘not good’. Strikes were counted 一本, 二本 ippon, nihon, with the counter for long straight things, while balls were counted 一つ, 二つ hitotsu, futatsu, with generic numbers.

Two more nativized terms for balls and strikes, according to Japanese Wikipedia, were 悪球 akkyū ‘bad ball’ and 正球 seikyū ‘correct ball’, and the phrase 悪球打ち akkyū uchi ‘bad ball hitting’ is still used to describe batters who rarely walk because they swing at balls out of the strike zone. Anglicized terms for the same type of batter are バッドボール・ヒッター baddobōru hittā and フリー・スウィンガー furī suingā.

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Homesteader Community Building

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 199-202:

4. Community policing of homestead claims was an effective mechanism to deter fraud. Homesteading scholars focused on what they assumed must have been paltry enforcement by overworked land office clerks and the miniscule force of GLO field investigators. In these conditions, they concluded, homestead claims must have been shot through with fraud; indeed, this conclusion buttressed the larger narrative to which they had already committed.

But it turns out that the Homestead Act also created a local network of watchful eyes. Mapping community relationships in the study area shows the emergence of keystone individuals in homesteading communities who helped create a local-community policing structure when no other existed. Neighbors, extended family members, would-be settlers in nearby towns, and others knew the ground, may have wanted it for themselves or their children, and didn’t want it stolen by swindlers and cheats. Just as in farming country today, where neighbors, family members, and others watch closely when ground in their vicinity becomes available due to the owner’s death or bankruptcy, so too it was in the homesteading regions. Indeed, [William G.] Comstock’s and [Bartlett] Richards’s attempted fraud came to disaster precisely because there were too many countervailing watchful eyes. What might have seemed anonymous and beyond scrutiny and hence ripe for fraud when viewed from Washington or New York or New Haven, or even from central Nebraska in the Comstock-Richards case, was in fact far more closely policed than expected.

…

6. The Homestead Act was not only a “single women’s law”; widows also participated at a high rate. In our study area, nearly as many widows filed initial entry claims as single women. But what greatly increased widows’ solitary participation—their unintended solitary participation—in homesteading was the deaths of their husbands. Women homesteaders succeeded by forming reciprocal socioeconomic relationships through employment and witness testimony between themselves and males in the wider community; they also created networks with other women that were crucial to their success. Our analysis highlights the need for scholars to further enrich this field.

7. Homesteading was not a solitary activity; it was a process of Americans from different backgrounds and regions mixing together to settle and form communities. They depended deeply on each other for survival and success. In our communities, keystone individuals emerged to provide economic, social, and political leadership in their neighborhoods. Immigrants from northwestern Europe tended to stake claims alongside native-born citizens, entering the social order of their new land. Central European immigrants, by contrast, more frequently created their own communities with their own leadership, thereby reproducing cultural landscapes more reminiscent of their homelands.

Settlement patterns and cultural differences thus separated communities of homesteaders. Different languages, religions, civic customs, community expectations, and patterns of family life all served to create distinctions. As Eric Foner noted, “In the late nineteenth century the most multicultural state in the Union was North Dakota,” but modern scholars have tended retrospectively to recategorize these varied peoples simply as “white,” thereby washing away their diversity. And while the walls between them were never as impermeable as those of race, these groups often required decades to overcome their differences and for diverse communities to become integrated. Even today we are left with certain communities that continue to proudly reflect their ethnic heritage in significant ways.

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How Indian Territory Became Oklahoma

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 123-127:

In ongoing research we have been able to find comparable data for six other states. California, Kansas, and Minnesota appear to follow the Nebraska pattern; in southwestern Minnesota, the U.S.-Dakota War in 1862, with its tragic aftermath of the Mankato hangings, extinguished Indian land titles before the Homestead law became effective. New Mexico and Wyoming follow the Colorado pattern. Thus of the eleven states analyzed (counting North and South Dakota), in eight of them homesteading appears to have played little role in dispossession.

By contrast Indian Territory (Oklahoma) generally followed the Dakota pattern. Its particular history as the depository for Indian tribes from elsewhere, including the Five Civilized Tribes, imparted peculiar circumstances to the dispossession process, but clearly would-be homesteaders played a central role in dispossession.

The original inhabitants of what became Indian Territory were the Osage, Plains Apache, and to some extent the Comanche. Early in the nineteenth century their land titles were effectively extinguished to make way for other Indians, that is, to create Indian Territory (fig. 5.15). This original dispossession was unrelated to homesteading and predated it by several decades. There was, however, a second dispossession in Indian Territory that occurred when homesteaders and other whites desired the land of the resettled Indians.

…

As Rennard Strickland observed, “Oklahoma Indian tribes in a real sense were still sovereign—‘domestic dependent nations,’ in the words of Chief Justice John Marshall. Until that fateful year [1889], although subject to many federal regulations, Indians owned all the land that was to become Oklahoma. Whites within their domain were there on Indian sufferance or were government or military officials. Illegal intruders were subject to expulsion.”

Between 1870 and 1890 the population of Texas nearly tripled and the population of Kansas nearly quadrupled, and the land lying between them became increasingly alluring to whites. Cattle drives north through Indian Territory brought whites into the region. Railroads, land agents, and others, including Elias Boudinot, member of a distinguished Cherokee family, agitated for opening unoccupied Indian Territory lands. C. C. Carpenter, a “Boomer” (homesteader) leader, assembled a group of farmers in 1879 on the Kansas border with the intention of settling in the so-called Unassigned Lands in the middle of the territory (fig. 5.15); only the stationing of federal troops in nearby Kansas towns prevented the threatened invasion. Other expeditions of settlers organized and entered the territory with varying success. Meanwhile advocates for opening parts of Indian Territory organized a national publicity campaign to change federal policy, and it soon had success. By 1885 President Chester A. Arthur had declared in favor of opening Indian lands, and on March 23, 1889, President Benjamin Harrison, during his third week in office, issued a proclamation authorizing eligible persons to enter identified lands for the purpose of making homestead claims.

…

In a relatively brief span from late 1889 to roughly 1906, these by-then-well-established resident tribes were given allotments or otherwise moved to small reservations and their “surplus” lands opened to white settlement (fig. 5.16). The most common method of opening Indian Territory lands was by “runs”: homesteaders were excluded from the opened tracts until a specific date and time, at which point the settlers literally raced to their desired plots, with the first to arrive winning the claim [hence “Sooners“]. Figure 5.17 shows the great increase in homesteaded acreage that was unleashed by the second dispossession, represented (approximately) in the figure by the dashed line.

Would-be homesteaders had repeatedly organized illegal and provocative white intrusions onto Indian lands and lobbied Congress and the national executive to extinguish Indian land titles. They succeeded.

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Did Homesteading Cause Dispossession of Indian Lands?

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 127-128:

Although homesteading occurred in thirty states, this chapter has focused on the process in the Great Plains, its center of gravity. As we have seen, the relationship between homesteading and dispossession [of Indian lands] differed depending on place and time.

In the Nebraska pattern, which held for eastern and central Nebraska, the federal government had largely cleared Indian land titles even before passage of the Homestead Act [in 1862], and homesteading mainly served as an equalizing corrective to other federal land policies that had grossly favored speculators and other large operators. California, Kansas, and Minnesota appear to mostly follow the Nebraska pattern, though more detailed studies would likely reveal more nuanced local patterns.

In Colorado [which quickly became a territory in the wake of the Pike’s Peak Gold Rush in 1858], dispossession preceded homesteading by several decades, and homesteading simply came too late to have been a significant cause of dispossession. Montana followed the Colorado pattern, as did the northwest corner of Nebraska and seemingly New Mexico and Wyoming as well.

The Dakota pattern, by contrast, which characterized both Dakota Territory and Indian Territory, was driven by land seekers and their advocates becoming noisy and powerful advocates pressuring their federal representatives to open Indian lands to white settlement. In Dakota Territory and Indian Territory, homesteaders were not the only ones working to “restore” Indian lands, but their actions speeded up dispossession and emboldened federal leaders to open larger tracts of Indian lands for white settlement [in the wake of the Dawes Act in 1887].

This concludes our reexamination of the four stylized facts adopted by the scholarly consensus on homesteading. In analyzing the first three stylized facts, we find the consensus wrong or deeply flawed. In examining the fourth stylized fact, which links homesteading to dispossession, we arrive at a more nuanced conclusion than its simple statement allows. It is both wrong and right. Taken together, the consensus facts provide an altogether misleading interpretation of homesteading.

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Nebraska Homesteader Demographics

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 71-72:

Custer County homesteaders in our townships ranged from 25 to 83 years of age, with 55.6 percent filing their final claims between the ages of 25 and 39. There were 292 men and 32 women who filed claims. A majority, 253 of the 324, or 78.1 percent, had been U.S. citizens before making their claim. Of these 253 citizens, 85, or 33.6 percent, migrated to Custer County from Iowa and other parts of Nebraska with the rest coming from the other states. Of the 71 noncitizens, 38, or 53.5 percent, came from central European areas of Austria, Bohemia, Poland, and Moravia.

In our five Dawes County townships, farther west than Custer County, the 297 successful homesteaders found flat grasslands cut by erosion and geological curiosities and bordered on the north by the pine ridge. A mosaic of mixed grasses covered a blend of sand, clay, and silt earth. These soils, along with the county’s 18 to 20 inches of rain per year and long periods of drought, made farming even more difficult than in Custer County, though it clearly did not stop homesteaders—domestic and foreign—from trying.

Homesteaders settled the area between 1887 and 1908, and 80.8 percent came during the 1890s alone. Their ages ranged from 21 to 87, with 54.5 percent of them proving up when they were between the ages of 25 and 39. There were 265 men and 32 women, the same number of women as in Custer County. Of the 297 homesteaders, 238, or 80.2 percent, were citizens; the remaining 59, or 19.8 percent, were noncitizens. Citizen claimants in Dawes County came predominantly from states stretching from the interior to the east coast, including 168, or 70.6 percent, of the 238 coming from Illinois, Iowa, New York, Ohio, Pennsylvania, and Wisconsin; and 33, or 55.9 percent, of the 59 immigrant claimants came from Germany and England.

Homesteaders in both counties faced environmental disasters that complicated their progress. Grasshoppers plagued the state between 1874 and 1877. Hot winds scorched the crops. Drought hit the region for a hard twelve years between 1884 and 1895 and again between 1906 and 1913. The ten-year reprieve lured more settlers into the region; 197 individuals homesteaded in the study area between 1895 and 1904, demonstrating the enduring hope and short-term memory of those who dreamed of owning their own land.

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Better Statistics on Homesteading

From Homesteading the Plains: Toward a New History, by Richard Edwards, Jacob K. Friefeld, and Rebecca S. Wingo (University of Nebraska Press, 2017), Kindle pp. 33, 37-40:

We can make a more direct and useful calculation using acres as follows. In 1860 farmland in the seventeen-state West was 17,839,000 acres and in 1900 was 249,222,000 acres; therefore, the growth in farmland was 231,383,000 acres; with 76,480,436 acres homesteaded (counting proved-up and in-process), the percent of farmland gained via the Homestead Act was 33.1 percent, hardly the “small role” Cochrane asserted.

In sum, correcting Shannon’s analysis shows that his estimate of “less than a sixth” of the new farms originating from homesteads is badly misleading. In the twenty-nine homesteading states, we found that 32.6 percent of new farms probably developed from homesteads. But more relevantly, in the seventeen-state West, we calculated that 63.9 percent of new farms created originated in homestead claims, contrary to Shannon’s assertions and those of the many historians who repeated them. And we found that 33.1 percent of new farmland in the West derived from homestead claims, making the ratio of purchased to homesteaded land about two to one, not the “three or four times” Hine asserted. The bottom line is that between 1863 and 1900 homesteading accounted for approximately two out of three new farms created and one-third of the new farmland in the West.

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A more troubling question is why Shannon’s numerically wrong calculations and misleading statistical presentation have lingered for so long and found such ready acceptance among today’s scholars. The reasons scholars uncritically accepted his results are fundamentally unknowable, but the pattern is consistent with the hypothesis that having accepted that homesteading was somehow a sham, these scholars quickly welcomed any supporting evidence without checking it. It is long past time when such “evidence” should shape our understanding of homesteading.

Correcting the Historical Record

We can collect the findings from above to present a more accurate picture of homesteading in the period 1863–1900 in the West. First, we find that homesteading’s role in creating farms varied substantially among the seventeen states, as shown in figure 2.2. States where homesteading was very important in farm formation are Colorado (86.6 percent), Idaho (84.6 percent), South Dakota (80.3 percent), and Washington (96.7 percent). In some states, those with the highest density of homesteads, the number of homesteads patented actually exceeded the number of new farms created and still surviving by 1900—for example, Montana (109.6 percent), North Dakota (113.3 percent), Oregon (114.5 percent), and Wyoming (109.6 percent).

Although initially puzzling, this pattern (exceeding 100 percent) is quite understandable in areas where farms were undergoing the long-term process of farm consolidation. Imagine a section of land, one square mile, where there were no farms in 1860; in the next decade, four homesteaders each file 160-acre claims and prove up. In 1870 there would be four farms, all derived from homesteads, so we would say 100 percent of the farms in this section started as homesteads. Then, over the next thirty years, three of the four homesteaders sold out to the fourth. By 1900, our square mile would have four times (400 percent) the number of homesteads filed as functioning farms. As the example shows, how many homesteads resulted in functioning farms is highly time-dependent in a context of consolidation: the longer the period, the higher the ratio of original homesteads to functioning farms. For the West as a whole, that is, the sixteen states west of the Missouri River plus Minnesota, homesteading likely contributed up to 63.9 percent of the new farms created.

These findings are broadly consistent with Gilbert Fite’s conclusion: the charge that not many settlers actually obtained free land “is definitely not true if applied to the Minnesota-Dakota-Nebraska-Kansas frontier in the late 1860s and 1870s. . . . [Between 1863 and 1880] 86,169 farmers in Minnesota, Dakota, Nebraska, and Kansas obtained patents [and another] 50,673 who had filed entries before June 30, 1880, gained their title [later]. Thus between 1863 and 1880, 136,842 of the 242,000 new farms were settled as homesteads. . . . This was about 56.5 percent of the total farms created. . . . About two-thirds of the farms in Minnesota were originally established by homesteaders.”

Homesteading was also important but less so in the proportion of land newly converted to farming in the West. As shown in figure 2.3, the states with the highest proportions are Idaho (65.4 percent), Washington (54.4 percent), North Dakota (50.3 percent), and Oregon (44.7 percent). Overall in the seventeen-state West, homesteading accounted for 33.1 percent of farmland added. Since homesteads accounted for a much larger percentage of farms than homesteaded acres did of new farm acres, the obvious implication is that homesteaded farms were on average smaller than farms obtained through purchase or other methods. This result would be expected, given that homesteads were capped at 160 acres (except under the Kinkaid and Enlarged Homestead Acts), whereas farms created via purchase, military warrants, agricultural college scrip, or other methods were not. This result again demonstrates why one cannot draw conclusions about the number of homesteaders vs. other farmers based on acreage unless one also knows the average size of each group’s farms.

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What picture of homesteading, then, emerges from the more soundly grounded statistics reviewed above? Considering the West during the period 1863–1900, and remembering our earlier caution about the approximate nature of the data, both of the stylized facts we began the chapter with have been shown to be incorrect. The first assertion, that homesteading was a minor factor in farm making and most farmers purchased their land, might be replaced, based on the data in figure 2.2, with this finding:

Homesteading was a major factor in farm making in the West; before 1900 it was responsible for nearly two out of every three new farms and almost a third of the new land brought into farming.

The second stylized fact, that most homesteaders failed to prove up their claims, is refuted by a corrected reanalysis of Donaldson’s data for the period 1863–80 and by the Historical Statistics evidence for 1881–1900; instead, it might be replaced with:

Most homesteaders—between 55 percent to 63 percent before 1900—succeeded in obtaining title to their land during the first phase of homesteading.

This is a nearly complete reversal of what scholars for more than a half century have accepted as the received wisdom on homesteading and have been teaching their students.

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