Category Archives: nationalism

Romania’s Bizarre Revolution, 1989

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 733-736:

Like its East German counterpart, the Czechoslovak regime had discovered it lacked the will and conviction to escalate beyond truncheon and tear gas to live ammunition. Remarkably, these two well-armed hardline regimes had accepted oblivion with little protest. Except for the beatings and arrests in the early Leipzig demonstrations, those that followed in East Berlin and Dresden in early October, and the “massacre” (in which no one actually died in Prague) on November 17, the neo-Stalinist dictators departed the scene peacefully if not always gracefully. The transfer of power in Czechoslovakia became known as the Velvet Revolution.

Yet a little to the south, also in former Habsburg lands, this time in Romania, an inflexible dictator was sending militia to quell protest, and the violence he unleashed cost hundreds of lives. The situation there differed from the countries to the north in the absolute separation of the nepotistic regime from society; the extraordinary sacrifices that had been demanded for years—electricity and gas were limited to a few hours a day—and the outrage that resulted, along with revulsion and active hatred. Ceaușescu sought no understanding with groups in the party, let alone beyond the party, and, in contrast to the lands farther north, virtually no opposition groups emerged in Romania’s civil society to articulate interests separate from those of the state. The dictator had regularly cleared the terrain of contenders and destroyed all loci of opposition, producing a “remarkable atomization of Romanian society, in which fear and distrust became the currency of human relations.” The regime and its supporters had no doubt that they would be held responsible for the injustice and misery when the inevitable accounting came, and they fought with corresponding desperation. By 1989 alienation was countrywide, and when demonstrations erupted in one place, they spread quickly, despite—but then because of—knowledge of the numbers of victims.

Protest flared in former Habsburg Transylvania because it had suffered not only privation but also the destruction of local Hungarian culture, including the bulldozing of villages and the deportation of their inhabitants to Eastern Romania. Anger crystalized in mid-December, when authorities scheduled the ejection of the popular Hungarian Reformed Pastor László Tőkés from the city of Timișoara. His memoirs make clear that the Reformed church’s hierarchy was colluding with the state’s plans to help erase his independent voice; Tőkés had routinely acted without bothering to get approval from his superiors, for example, in organizing inter-denominational services at his church.

On December 15, protesters who had been camping near his residence marched toward the city center, where they took control of public offices and looted the well-stocked stores reserved for the Securitate. The following day, security forces fired on the protesters, but instead of extinguishing the embers of revolution, they caused them to spread, and even more citizens of Timișoara converged on the city center. Many were Hungarian-speakers with access to informative media broadcasts from Hungary and Yugoslavia, and word of their demonstrations was carried eastward by railway workers, troops who had rotated out of the city, and the international media. On December 18, Nicolae Ceaușescu left Romania to visit some of his last supporters, the theocratic rulers of Iran. Kept apprised of the growing unrest though his embassy in Bucharest, Soviet Foreign Minister Shevardnadze said he would welcome Ceaușescu’s fall.

On returning on the afternoon of December 20, Ceaușescu declared a state of emergency in Timișoara, claiming that the demonstrators were terrorists who were serving foreign espionage agencies. He then attempted to organize mass rallies in his own favor in Bucharest. Until recently, individuals summoned by the party for mass spectacles could be counted on for abject expressions of adulation; now they demanded Ceaușescu’s resignation. On the evening of December 21, the dictator sent in security forces to disperse the crowd and hundreds were injured. The following day, the armed forces defected to the people, and Ceaușescu and his wife Elena fled Bucharest by helicopter. Under still unexplained circumstances, they touched down in the countryside and were apprehended, placed on trial before a military tribunal, and then executed before television cameras on Christmas Eve. But the fighting between security forces and crowds, now supported by the army, lasted until December 27, spreading to other cities. In all, 1,104 Romanians lost their lives in the revolution.

One explanation that has emerged for the haste in doing away with the rulers was concern that they might lead a counterrevolution against an emerging challenger, the “Front of National Salvation” that suddenly announced its existence over state radio on December 22, just as crowds were seizing the Communist Central Committee building and television station in Bucharest. The Front consisted not of leaders of civil society, let alone dissident groups—none existed—but of formerly high-placed Communists, some of whom had been disgraced by Ceaușescu. Prominent was the onetime apparatchik Ion Iliescu, who enjoyed support among top officials of the police and army. In his first speech, Iliescu called Ceaușescu a “man without a heart or soul or common sense, a feudal fanatic, who destroyed the country” and “perpetrated the worst crimes upon the people.”

Even in its time, this revolution seemed bizarre. Beyond the chilling spectacle of the execution of the dictator and his wife before running cameras, still dressed in heavy winter clothing and looking more like ragged senior citizens than all-powerful rulers, were the sudden change of heart of the crowd facing Ceaușescu in Bucharest; the inexplicably sudden defection of the military; and the sudden rise out of nowhere of a de facto countergovernment. Even in Timișoara, pastor Tőkés had registered an uncanny shift in mood, beyond his control or anyone else’s, perhaps the work of provocateurs from within the police. Was the revolution orchestrated by Ceaușescu’s rivals in the party? Was it in fact staged with demonstrators acting as unwitting actors in someone else’s drama? Afterward rumors spread that the secret services of the United States and the Soviet Union were informed about the activities of anti-Ceaușescu forces.

In the years since, no evidence has emerged to support claims of a wider or deeper conspiracy; what seems clear is that formerly highly placed officials wanted Ceaușescu out of the way. But they themselves were surprised and overwhelmed by the revolutionary events of those late fall days and adapted well to the events as they unfolded, posing as saviors to a deeply traumatized society. The revolution had resulted from a mix of planning and spontaneity. Opposition leaders emerged who, inspired by the example of Timișoara, had hoped to turn the Bucharest demonstration against the dictator. Their hopes proved justified. Many thousands arrived on December 21 in central Bucharest because they had been instructed to do so; they had no plans to oppose, much less topple the dictator. Yet once others, especially young people, began demanding the dictator’s fall, they joined in, suddenly and decisively, at great personal risk, propelled by years of humiliating privation.

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Nonviolent Protest in Plauen, 1989

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 726-729:

Citizens of Leipzig also knew that in East Berlin and Dresden, small groups had taken to the streets two days earlier on the national holiday of the state’s founding; they had been beaten brutally. The exception to violence on that October 7 was Plauen, a manufacturing town on the border to Bavaria, where some 15,000 had marched for reforms and dispersed peacefully, thanks to the intervention of that city’s Protestant Superintendent. Like many citizens of southern East Germany, Plaueners had suffered poor air quality and provisioning, and they were still electrified, recalling the fourteen trainloads of fellow East German refugees from Prague that had rushed through their town on September 30, southward to freedom. But the October 7 demonstration in Plauen, the largest to that date in East Germany, would not have happened but for the act of one young man, the toolmaker Jörg Schneider. The previous week, he had distributed dozens of leaflets around town calling townspeople to a demonstration for reforms and basic rights. As a result, thousands descended on central Plauen that rainy Saturday afternoon. Authorities did nothing to stop them, because they too had called on citizens to come into town that day: for a celebration of the state’s founding. The crowds had no leader, but they morphed into a demonstration when police pummeled a man who had unfurled a banner reading simply “we want reforms!” The huge crowd then marched around the city center and finally gathered at Plauen’s city hall, the seat of power, where local party officials were sequestered, not knowing what to expect. Guarding them were police armed with enough ammunition to frustrate any attempt to storm the building.

Fortunately, the superintendent, Thomas Küttler, a man of peace, went through the cordon, spoke with the party secretary, a man he knew well, and elicited a pledge to receive a citizens’ delegation in the coming days. He assured the crowd over a megaphone that their demands had been heard, and it dispersed peacefully. Within a few weeks, Plauen had its own round table, as did virtually every East German town.

But before that point was reached, the regime had to be openly tested in its will to use violence to maintain power, and that test occurred on Monday, October 9 in Leipzig. For reasons that are still debated, the regime backed down and let the largest demonstration to date—an estimated 70,000 people—take place without incident. Honecker’s heir apparent, the “youth functionary” Egon Krenz (a man famous for a big smile), later took credit, but actually decisive were three other factors: an impromptu intervention of six prominent local figures, including the SED first party secretary as well as Maestro Kurt Masur, who drafted and read a call for peace on the radio; the fact that no commander in the huge assemblage of well-armed troops and police (with ambulances at the ready) was ready to take responsibility for a bloody showdown; and the fact that the demonstration started as a peace prayer. The October 9 demonstration commenced with thousands of East Germans departing a church holding lit candles as a sign of their commitment to nonviolence.

Thanks to cameras that Roland Jahn had smuggled into the GDR, audiences in the East and West could watch on television the tens of thousands who joined them the next day. They had chanted the authorless words, “We are the people!,” a phrase more daring and challenging than it sounds. For decades, authorities had claimed—in posters and other propaganda draped all over the country—to represent the people. For example, their social policies were “all for the good of the people!” Here on the streets of Leipzig, the people were in fact speaking, revealing the regime’s claim as a lie. You are not the people—we are.

Without the example of a Soviet leader who sanctioned thoughts of radical change, and circumstances that desperately needed change, the demonstrations in Plauen or Leipzig would not have happened. But they also would not have happened without the courage of thousands of anonymous citizens who wanted change and believed that it would come that day or never. They marched and chanted, knowing that the police and militia might fire. After this point, the police and military seemed defanged, their ability to intimidate broken, the regime’s claim to incorporate the will of a “socialist community of human beings” an obvious fiction. Within a week, more than 300,000 came for the Monday demonstration in Leipzig, and they were joined by hundreds of thousands in towns across the GDR, men, women, and children, hands often raised as a sign of peace. A little more than a week later, the leadership of mostly eighty-year-olds submitted its resignation.

In their banners and chants, the demonstrators used an eloquent German word to tell what they had come to detest in the state socialist welfare state: having been treated like children. But they were “mündig,” adults (literally, “people with mouths,” that is, voices). One banner mocked Honecker’s successor Egon Krenz, the man of the irrepressible grin, placing him in a crib above the inscription: “What big teeth you have, Grandma.”

Four of my classmates in advanced Romanian language classes at the University of Bucharest in 1983-84 were German girls from Leipzig University. They were adding Romanian to their translator/interpreter skills repertoire; they already knew Russian. Two of them seemed strict party-liners but the other two seemed more open to exploring new ideas and I ran into one of them (a fellow redhead) at a West German embassy art exhibit in Bucharest. She panicked and begged me not to tell anyone. Of course, I kept silent about it. I ran into the redhead again just before leaving Romania when I went to their dorms to give away my shortwave radio/cassette recorder to one of the two Chinese classmates who became a friend. (They worked for Radio Beijing’s Romanian broadcast service.) The daring redhead insisted on giving her capitalist classmate a good-bye kiss. I’ve lost track of my German classmates’ names but wonder what happened to them in 1989 and where they ended up.

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Collapse of Eastern Europe, 1989

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 685-686:

The East European revolutions of 1989 brought an end to complex ways of organizing and experiencing virtually everything, and even the most basic activities were suddenly new: students learned western languages instead of Russian and read books previously called “poisonous.” No one cared who went to church or what was said there. Spaces opened for entrepreneurship, and within months, advertising and small shops proliferated, transforming even villages. Newsstands featured glossy entertainment, even pornography, and restaurants served “exotic” dishes like pizza or Thai noodles. Scaffolding went up around apartment buildings unpainted for decades, while below high-powered German and Italian sedans raced over streets still paved in cobblestone. In the summers, cities emptied as populations fled for the beaches, often in the west, and the divide through Europe began to fade. I remember a mother telling her child as they changed trains at Friedrichstrasse in East Berlin two days after the Wall opened: “At school you can tell everyone that you went to a different country [ein anderes Land] this weekend.” That was an understatement. In West Berlin, the child had visited not a different country but a different world. Yet soon, downsides of the new reality also became evident: East Europeans could become unemployed. Violence, too, returned to the streets, often directed against ethnic others.

How did this radical shift occur? Television footage shows crowds filling the streets in 1989. Perhaps they were seizing power like revolutionaries of the distant past. But appearances deceived, a fact with a long tradition. “The people” did not take the reins of government in France in 1789, Petrograd in 1917, or Manila in 1986. Similarly, the crowds that formed around the Berlin Wall on November 9, 1989 did not break Communism. The party elite had lost its grip on power weeks earlier, and the border point opening—due to a misstatement on television about travel regulations by SED spokesman Günter Schabowski—confirmed, and hastened, a transfer of power that was already under way. Some two weeks later, hundreds of thousands of demonstrators began pouring into the streets of Czechoslovakia, but a few weeks after that, power traded hands behind closed doors. By the summer of 1990, a new elite was forming that revolutionaries never imagined, favoring neoliberalism and national exclusivism. In Romania, revolutionaries fought and died for their cause, but when the air cleared, the “victors” saw that one set of Communist leaders had traded places with another. Still, state socialism everywhere gave way to some form of pluralism.

No one had expected the old regimes to collapse, and no single act was calculated to bring about their end. In early 1989, it seemed that change would be limited to tinkering with the planned economy, still based on single-party rule. As late as February, an East German died trying to escape over the Berlin Wall. The democratic opposition of 1989 had initially wanted to infuse the regimes with “greater momentum,” advocating respect for human rights, political pluralism, freedom of speech, and the right of assembly. It did not expect a transition to democracy.2 Even the seasoned revolutionaries of Poland’s Solidarity trade union, permitted to field candidates in the elections of June 1989, anticipated at first an advisory role in a liberalized Communist regime allied with the Soviet Union. East German protesters of October 1989 wanted a democratic socialism that did not exist in the West—and did not imagine their country leaving the Warsaw Pact to become part of the European Community, allied to NATO. (That happened just a year later.)

The collapse of 1989 grew out of a social and economic crisis that had been building for decades, yielding a malaise that reached deep into the Communist Party. For Communist regimes, faith was crucial. If Western modernity approximated a business model of rationality, where the state acts as caretaker of economic growth and social stability, the Eastern variant was ultimately a religion with legitimacy tied to claims about ultimate truths. State publishing houses printed pamphlets answering basic questions like: why am I alive? Yet by the 1980s, Communism had become a church where people not only forgot their prayers but also scoffed at basic teachings—finding them hypocritical, fictitious, damaging, and irrelevant. In the final years, neither functionaries nor citizens thought the party had a clear right to rule, because any such right was vested in a vision of history that few continued to accept. In the late 1980s, believers among the leadership were considered naïve or worse. According to an East German joke, three attributes never went together in a party functionary: belief, intelligence, and honesty. Those who were honest and intelligent did not believe; those who believed and were intelligent could not be honest. Those who believed and were honest could not be intelligent.

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De-Stalinizing Czechoslovakia, 1960s

From From Peoples into Nations: A History of Eastern Europe, by John Connelly (Princeton University Press, 2020), Kindle pp. 623-625:

The Czechoslovak party leadership had a special fear of questions about Stalinism because they knew questions about that period’s crimes pointed directly to them. Antonín Novotný, Antonín Zápotocký, and Václav Kopecký all supported the purges and judicial murders of their comrades, and a few leaders had personally enriched themselves by taking things from the households of the comrades whom they had sent to the gallows. On festive occasions, some set their tables with the best silverware and linens of their murdered comrades. Yet the Czech Communist Party apparatus over which they presided was well rooted in factories and working-class neighborhoods, and it was able to draw on the deepest, most confident, and disciplined cadre reservoirs in Central Europe. It was not easily shaken.

The party had easily dealt with challenges from within Czechoslovak society. In 1956, after Khrushchev’s revelations of Stalin’s crimes, writers had demanded the lifting of censorship and freedom for authors who had been arrested. University campuses and some state ministries and party organizations were briefly transformed into hotbeds of critical discussion. The regime’s response was to focus criticism on Interior Minister Alexej Čepička for fostering a cult of personality, while resisting suggestions that former leader Klement Gottwald or anyone else was guilty of misdeeds. There was no mention of Rudolf Slánský. More importantly, within days of Khrushchev’s speech, party leaders took steps to improve people’s living standards, especially those with low incomes. The advanced Czechoslovak industrial base continued to churn out high-quality products, and so the population lived in relative affluence thanks to the sacrifices and investments made by earlier generations.

By the early 1960s, Czechoslovak industry began to wobble. Between 1949 and 1964, less than 2 percent of the value of the stock of machinery was retired, and its productivity had declined. For the first time, the Czechoslovak economy registered negative growth. Though the entire Soviet Bloc was confronted with problems of growth in the early 1960s, this was the most extreme case. Some radical rethinking was necessary. In a sense, the sluggish economy combined with impatient calls for destalinization from Moscow to send Czechoslovakia on the path toward serious and wide-ranging reform. Teams of Czech and Slovak economists led by former Mauthausen inmate Ota Šik urgently recommended taking decision making away from party bureaucrats—who calculated success in tons produced and not in terms of efficiency—and placing it in the hands of scientists, engineers, and trained managers. In line with ideas coming out of Yugoslavia and Hungary, the Šik commission stipulated that decisions on production, pricing, and wages should not be handed down from an anonymous bureaucracy, comprising about 8,500 functionaries of the national party apparatus, who were out of touch with local needs. Instead, decisions should be made locally, at the plant and community levels.

They urged that market mechanisms (above all, prices) be employed, so that enterprises would gain incentives to produce things that people wanted. They would do so by retaining profit (which in the command economy went to the center), and by rewarding employees according to their contributions. Basic changes like this were meant to have far-reaching consequences, for example, creating incentives to apply modern technologies to production. They would be a way of returning Czech lands to earlier prominence. But making plants more productive would also mean letting less-productive—indeed, unneeded—workers go.

These ideas for reform represented a growing consensus among leading economists throughout the bloc, extending to the Soviet Union. The ultimate problem, everywhere, was that workers as well as large production facilities were protected from market pressures and could not be fired or closed even if radically inefficient. In the post-Stalin period, outright terror was no longer an option. But for the time being, there was optimism. In the mid-1960s, economists felt that central planning would be qualitatively improved by employment of advanced mathematical models and computerization. They thought the deeper problem lay in the crude methods used in plan calculations.

As Stalinists were edged out of the leadership, younger, more enlightened figures entered the cultural bureaucracy, some of whom felt remorse and shame for the recent period of Stalinist extremism. A harbinger of new openness was an international Franz Kafka conference in Prague in 1963 under the aegis of Eduard Goldstücker, a professor of literature and former diplomat who had been condemned to death under Stalinism but had his sentence commuted for work in uranium mines. Now he was now minister of culture. Kafka (1883–1924) had spent his short life almost entirely in the city’s center, working in a law office during the day and writing all night after a nap. His stories evoked the disorienting anonymity of modern life, and by depicting human ciphers caught in webs of inscrutable and merciless bureaucracies, his writings seemed to foretell the fate of the region. Up to this time, Kafka had been a nonperson in Czech cultural life, and to discuss his work seemed to be a move toward waking up from the nightmares he had foreseen. Some of the hardline East German Communists invited to Goldstücker’s conference registered discomfort because they sensed that once unleashed, Kafka’s challenge would act like acid on the power of the state socialist bureaucracy.

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Rise of Debt Peonage in Mexico

From The Other Slavery: The Uncovered Story of Indian Enslavement in America, by Andrés Reséndez (HarperCollins, 2016), Kindle pp. 238-240:

The trappings of debt peonage were in place in Mexico as early as 1587, when an Indian from Michoacán recounted how some Spaniards had advanced him money “at a far higher price than it was worth and then seized my possessions and took me and my wife and children, and they have kept us locked up for twelve years, moving us from one textile factory to another.” The Indian did not know the amount he still owed or how much money he and his family had earned during their twelve years of forced servitude. But he was certain that peonage was worse than slavery because unlike the Africans with whom he toiled, he was not allowed to wander the streets freely even on Sundays. Over the centuries, debt peonage spread. As the Spanish crown abolished Indian slavery in 1542, prohibited the granting of new encomiendas in 1673, and phased out repartimientos after 1777, debt peonage gained ground.

After Mexico declared its independence from Spain, the process gained momentum. States throughout the country enacted servitude and vagrancy laws. The state of Yucatán, for example, regulated the movement of servants through a certificate system. No servant could abandon his master without having fulfilled the terms of his contract and could not be hired by another employer without first presenting a certificate showing that he owed “absolutely nothing” to his previous employer. In Chiapas the state legislature introduced a servitude code in 1827 allowing owners to retain their workers by force if necessary until they had fulfilled the terms of their contracts. Lashes, lockdowns, and shackles were commonly used. The same was true in Coahuila. In 1851 the state legislature there allowed owners to flog their peons. Interestingly, the governor opposed the measure because it would affect more than one-third of all the people of Coahuila, according to his calculations. Peonage in neighboring Nuevo León may have been just as common and was especially galling because it was customary to transfer debts from fathers to sons, thus perpetuating a system of inherited bondage. In these ways, servitude for the liquidation of debts spread all over Mexico. Although Mexico’s faltering economy kept the demand for workers in check in the early decades after independence, once economic growth resumed later in the century, employers went to great lengths to procure and retain coerced laborers.

A muckraking American journalist named John Kenneth Turner had unique access to this expanding world of servitude and provided the most detailed portrait of its workings. Posing as a millionaire investor, Turner traveled to Yucatán in 1908. He made his way to Mérida, a town that boasted extravagant mansions and was surrounded by about 150 henequen haciendas. The planters there received the American warmly. These “little Rockefellers,” as Turner called them, had grown rich by selling rope and twine made from the henequen plant. In the early years of the century, Yucatán’s total exports of henequen had reached nearly 250 million pounds a year. But a panic in 1907 had cut severely into their profits, “so they needed ready cash, and they were willing to take it from anyone who came,” Turner explained. “Hence my imaginary money was the open sesame to their club, and to their farms.”

Turner’s disguise as a prospective investor also allowed him to ask freely about how workers were hired. “Slavery is against the law; we do not call it slavery,” the planters told him again and again. They generally referred to the Mayas, Yaquis, and even Koreans working at their haciendas as “people” or “laborers,” never as slaves. The “henequen kings” were quite forthcoming about how debt served as a tool of coercion. “We do not consider that we own our laborers; we consider they are in debt to us,” the president of the Agricultural Chamber of Yucatán told Turner. “And we do not consider that we buy and sell them; we consider that we transfer the debt, and the man goes with the debt.” In spite of this verbal obfuscation, the fact was that an Indian worker could be acquired for $400 (400 pesos) in Yucatán. “If you buy now, you buy at a very good time,” Turner was told. “The panic has put the price down. One year ago the price of each man was $1,000.” Obviously, the reason the going rate was uniform was not that all peons were equally in debt, but that there was a market for them irrespective of their debt. “We don’t keep much account of the debt,” clarified one planter, “because it doesn’t matter after you’ve got possession of the man.” After paying the price, Turner was told, he would get the worker along with a photograph and identification papers. “And if your man runs away,” another planter added reassuringly, “the papers are all the authorities require for you to get him back again.”

Turner asked candidly about how to treat his workers. “It is necessary to whip them—oh, yes, very necessary,” opined Felipe G. Canton, secretary of the Agricultural Chamber, “for there is no other way to make them do what you wish. What other means is there of enforcing the discipline of the farm? If we did not whip them they would do nothing.” The American journalist witnessed a formal beating, with all the workers assembled, during one of his hacienda visits. The young man received fifteen lashes across his back with a heavy, wet rope. All henequen plantations had capataces, or foremen, who carried canes to prod and whack the Indians. Turner wrote, “I do not remember visiting a single field in which I did not see some of this punching and prodding and whacking going on.”

Slavery in Mexico in the twentieth century? “Yes, I found it,” wrote Turner in his extraordinary exposé, published on the eve of the Mexican Revolution. “I found it first in Yucatan.” According to him, the slave population of Yucatán consisted of 8,000 Yaqui Indians forcibly transported from Sonora; 3,000 Koreans, who had departed from the port of Inchon and were on four- or five-year labor contracts; and between 100,000 and 125,000 Mayas, “who formerly owned the lands that the henequen kings now own.” Turner estimated that in all of Mexico, there may have been 750,000 slaves, a figure that is almost certainly exaggerated but that underscores the expansion of the other slavery during the last few decades of the nineteenth century.

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Comanches in Mexico, early 1800s

From The Other Slavery: The Uncovered Story of Indian Enslavement in America, by Andrés Reséndez (HarperCollins, 2016), Kindle pp. 219-222:

The Comanche expansion into Mexico started suddenly and coincided with the initial turmoil of independence. Few testimonies are as eloquent as that of landowner and politician Miguel Ramos Arizpe, who had grown up in the state of Coahuila (just south of Texas) during the halcyon days of the Spanish silver boom. A line of presidios running along the Rio Grande had afforded his home state a measure of security that had made it wealthier and better populated than Texas. Though not impassable, these garrisons presented a real obstacle to Indian raiding. As Ramos Arizpe explained, “The various tribes of the Comanchería lived in the enormous plains and sierras between Texas and New Mexico north of the line of presidios . . . and they knew very well that the principal access into the interior provinces of Coahuila, Nuevo León, and Tamaulipas was closed off to them.”

…

Yet the struggle for independence opened the floodgates. “We observed that the heathen Indians who during entire centuries had taken just a handful of children as captives,” Ramos Arizpe recounted, “in the short years between 1816 and 1821 took more than two thousand captives of all kinds, genders, and ages, and killed as many people or more in Coahuila, Nuevo León, and Tamaulipas.” He was personally affected by the upsurge in Comanche activity. Ramos Arizpe owned eight hundred square leagues (more than four million acres) of well-irrigated land on the Rio Grande. But he could neither protect nor develop his vast domain because it lay in the path of Comanche expansion. His property included the ruins of the old presidio of Agua Verde, a poignant reminder of Mexico’s military retreat.

The Comanches would go on to wage a ruinous war in northern Mexico in the 1830s and 1840s, as historian Brian DeLay has shown. They mounted more than forty raids into Mexico during this period—more than two per year on average. Half of them were actually large-scale military operations involving up to a thousand warriors. Considering that the total Comanche population may have been between ten and twelve thousand, and assuming that there was one warrior for every five Comanches, a “raid” of one thousand men amounted to half the Comanche fighting force, as DeLay notes. Just as impressive was their geographic scope. They came to engulf much of Chihuahua, Durango, Coahuila, and Nuevo León, as well as half of Tamaulipas, reaching as far south as Zacatecas, San Luis Potosí, and Querétaro, not far from Mexico City.

These raiding campaigns were not intended solely or even primarily to take captives. Later interviews with Comanches make clear that the acquisition of horses was the principal objective. Warriors competed with one another over the number of mounts they possessed and sought to procure as many horses as they could by any means. Chief Esakeep expressed great pride in his four sons because they could steal more horses than the other young men in the tribe. In fact, horses were an absolute necessity for any long-distance raid. To conduct these campaigns, Comanches needed to travel hundreds of miles. And once deep in Mexico, they needed to retreat swiftly, carrying captives and loot. Having sufficient animals and the ability to change to fresh mounts was critical.

Procuring goods was another major goal of these incursions. The Comanchería was a trading center that absorbed a variety of commodities that were consumed internally or traded to other groups. Clothes and textiles were excellent forms of plunder—lightweight, easy to transport, and always in high demand. Raiders went through the trouble of removing the clothes of their prisoners before killing them and taking shirts and pants from corpses during a raid. They also paid special attention to metal objects. Knives, lances, and firearms were obviously important. But Comanche raiders also took latches, nails, bolts, and other metal objects that could be transformed into valuable tools with a forge.

Even though taking captives was not the primary purpose of these raids, Comanches took hundreds of them in the 1830s–1850s. Each could fetch anywhere between 50 and as much as 1,000 pesos (or dollars, for in that golden era, there was parity between the two currencies). In other words, by the middle of the nineteenth century, a captive was far more valuable than a horse or a mare.

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Magellan in Spain

From Conquering The Pacific: An Unknown Mariner and the Final Great Voyage of the Age of Discovery, by Andrés Reséndez (HarperCollins, 2021), Kindle pp. 52-55:

Columbus’s exploits loom so large in our understanding of the past that other great discoveries recede into the background. In truth, any reasonable observer at the turn of the sixteenth century would have conceded that, even after Columbus’s famous voyages, Portugal’s lead in the global race had widened until becoming almost unassailable. Portuguese navigators reached the tip of Africa in 1488 and found the route to India a decade later. King Manuel I of Portugal took pleasure in writing lengthy letters to the Spanish monarchs, his in-laws and rivals, informing them, “Our Lord has miraculously wished India to be found” and telling them about the spices, precious stones, elephants, exotic peoples, and the immensely profitable trade carried on there. “We are still awaiting news from the twenty-five ships that we sent the previous year [1502],” Manuel gloated to Ferdinand and Isabella in one of his letters, “and after they come back in September there will be time to send some more.”

In the meantime, Spain could point to only a few Caribbean islands and inklings of an unknown continent, but no precious spices, porcelain, or silk. The new lands did offer some gold, but they never replaced the original quest of finding a western approach to the incalculable riches of the Far East. Spaniards explored the continent blocking their way, looking for a passage that would connect the Atlantic with the Pacific. They came up empty-handed until Fernão de Magalhães—a Portuguese defector like the Afro-Portuguese pilot Lope Martín a generation later—put Spain back in the race. Ferdinand Magellan had come of age during Portugal’s torrid expansion into Asia in the 1500s. Yet he had a falling-out with the Portuguese crown and went knocking on neighboring doors. It is difficult to overstate the significance of Magellan’s move to Spain.

Magellan caught up with the roving Spanish court at the town of Valladolid. For someone accustomed to the sound of waves and the proximity of sailboats, it must have been strange to have to journey to the middle of Iberia to propose a maritime venture in a town surrounded by agricultural fields and interminable plains. He did not arrive alone but was accompanied by two brothers, Rui and Francisco Faleiro, both cosmographers whose reputations exceeded Magellan’s. The trio complemented one another well. Magellan came across as a man of action who had fought in India, Malaysia, and North Africa, while the Faleiros were armchair academics. As they waited for an audience with the Spanish king in February and March of 1518, the Portuguese visitors grew unsettled by what they heard. The new monarch, Charles I, was an awkward eighteen-year-old who had come from Belgium just a few months before and had great difficulty communicating in Spanish let alone Portuguese. Worse, the trio had to tread carefully in a court riven by a power struggle between Charles’s advisers recently arrived from Belgium and the old Spanish officials from the previous monarch.

Interestingly, during the early negotiations Rui Faleiro rather than Magellan emerged as the leading voice. The older of the two Faleiro brothers, Rui was deferentially referred to as a bachiller (or bacharel in Portuguese), the highest university degree one could get at the time. Before leaving Portugal he may have been considered for a new chair in astronomy established at the oldest university in the kingdom (what is now the University of Coimbra) by the Portuguese king himself. It was the highest position in the field. One of the reasons that perhaps impelled Rui Faleiro to join Magellan in Spain was being passed over for this prestigious appointment; academic rivalries and pettiness were already alive and well in the sixteenth century! In spite of this setback, and notwithstanding a rumor that “he was possessed by a familial demon and in fact knew nothing about astrology,” Rui Faleiro remained a top European cosmographer. Sixteenth-century Spanish chronicler Gonzalo Fernández de Oviedo described Rui Faleiro as “a great man in matters of cosmography, astrology, and other sciences and humanities.” There is little doubt that he was extremely accomplished if mercurial and mentally unstable. Rui’s younger brother Francisco Faleiro was just as talented and would go on to find long-term employment in Spain as a leading nautical expert. Together the two Faleiros and Magellan were very credible petitioners.

On the day of the audience, Magellan and Rui Faleiro arrived not with charts as would have been expected but with “a globe that was very well painted and showed the entire world, and on it Magellan traced the route that he would follow.” The two petitioners explained that they intended to cross from one ocean to the other “through a certain strait that they already knew about.” Even though the globe was detailed, the portion of South America where the strait was supposed to be had been left intentionally blank. Magellan and Faleiro had evidently taken some precautions in case anyone present at the audience should wish to steal their project.

Their knowledge of a passage between the oceans—the alpha and omega of many New World explorations—would have been more than enough for the royal sponsorship. But Magellan and Faleiro went further. As one witness at the audience recounted, “They offered to demonstrate that the Moluccas [Spice Islands] from where the Portuguese take spices to their country are on the side of the world that belongs to Spain, as agreed by the Catholic Monarchs and King Juan of Portugal.” The 1494 Treaty of Tordesillas had established a line of demarcation running from pole to pole through the Atlantic but did not contemplate extending the line to the other side of the world. As Portugal and Spain, however, had continued to sail in opposite directions, such an antimeridian had become necessary. Measuring longitude or east-west distance was still extraordinarily difficult in the early sixteenth century, so no one knew quite where to draw this line in the distant Pacific. All the same, in the early 1510s the Portuguese had planted trading forts in Malaysia and the Spice Islands while Spain had stood by helplessly. Yet in the winter of 1518, Magellan and Faleiro had become persuaded that the Spice Islands were actually on the Spanish side, a conclusion all the more startling in Spain because it was coming from these top Portuguese navigators and cosmographers.

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Returning Shinto Shrines in Hawaii

From Ghosts of Honolulu: A Japanese Spy, A Japanese American Spy Hunter, and the Untold Story of Pearl Harbor, by Mark Harmon and Leon Carroll, Jr. (Harper Select, 2023), Kindle pp. 209-211:

In December 1947, Hawaii’s Kotohira Shrine was finally allowed to reopen its doors, along with the other closed Buddhist and Shinto shrines. Rev. Isobe was still deported, so the religious services were nonexistent. As the shrine struggled to find its footing, the Justice Department swept in. In April 1948, citing the Trading with the Enemy Act of 1917, the government seized Kotohira’s assets. The Act cited was passed into law to confiscate German American property during World War I. Other shrines across Hawaii also had their assets seized, including the Izumo Taishakyo Mission, Hawaii Daijingu Temple and Wahiawa Daijingu.

Upon hearing of the move to liquidate the land, the Kotohira Jinsha solicits the services of the law firm Robertson, Castle & Anthony, which files suit on March 31, 1949, against the United States attorney general, the State of Hawaii and the Federal Alien Land Office. They’re challenging the apparent misuse of the Trading with the Enemy Act.

It’s the first such lawsuit initiated by a Japanese organization, and many eyes across Hawaii and the mainland are eagerly watching to see who wins.

…

Judge Joseph McLaughlin knows the value of a good legal fight. That’s why he refuses both the plaintiff and the defendant requests for a summary judgment in Kotohira Jinsha v. McGrath.

It would have been easier to just rule from the bench and save months of judicial headache. The shrine wants its property back, and the government just wants the whole matter ended. But some scraps are worth having in the open forum.

Several trial dates were set and changed, delayed by both sides’ trips to Japan to gather evidence. The trial began on March 27, paused as attorneys travelled to Japan and resumed on May 3. The trial ended May 17, after a “two-day argument upon the facts and the law,” as the court puts it.

Today, McLaughlin dismantles the government’s case one blow at a time. His ruling finds the government presented no justification for Kotohira Jinsha’s closure. “The evidence does not establish any Japanese governmental control, direct or indirect, of this plaintiff, nor any direct or indirect doctrinal or financial control by any state shrine in Japan,” he states in his decision. “Nor is there any evidence upon which I could possibly find or hold that the national interests of the United States required that this little insignificant shrine in Hawaii, with not more than five hundred members, should be deemed to be an economic, military, or even ideological threat to the United States.”

The judge includes a pocket history of how the imperial government used religion to foster war. “To accomplish the ends desired by the militarists of Japan, Shinto was distorted and state Shrine loyalty became a test of patriotism and the false doctrine of Japanese supremacy and eventual world domination was fostered, which led to its ultimate defeat in World War II.”

He reserves some editorial commentary to the shrine’s form of Shinto, finding an umbrella approach to spirituality confusing. “Plaintiff and its members did not even understand what it was they believed or why,” he writes in the court’s ruling. “I am not even prepared to find on this evidence that this plaintiff, operating in the United States of America, held beliefs which could be agreed to constitute a religion . . . Its members practiced by way of prayers and ceremonies a primitive mythology known as Shinto or Way of the Gods, with special attention to three gods, but whether the plaintiff’s tenets were the same as state Shintoism in Japan, or even Sect Shintoism in Japan, has not been established by either party.”

Aside from these sharp elbows under the robe, the ruling is an unambiguous victory, not just for the shrine but for the democratic system tested by governmental overreach. “We have not yet come to the point nor will we ever while ‘this Court sits’ where the government can take away a person’s property because it does not approve of what that person believes in or teaches by way of religion or philosophy of life,” Judge McLaughlin writes. “The First Amendment forbids.”

The property is returned to the shrine. Getting legal permission for its leader, Rev. Isobe, to return from Japan will take longer. But the legal victory paves the way for more lawsuits and more overturned seizures.

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Extent of Martial Law, 1941

From Ghosts of Honolulu: A Japanese Spy, A Japanese American Spy Hunter, and the Untold Story of Pearl Harbor, by Mark Harmon and Leon Carroll, Jr. (Harper Select, 2023), Kindle pp. 126-129:

Lt. Col. Thomas Green, now the Hawaiian Department’s judge advocate, moves into Iolani Palace the day after Pearl Harbor. The man who wrote the rules governing the military administration is on hand to direct martial law operations.

At 12:30 P.M., Green switches on the radio to hear President Roosevelt address a joint session of Congress….

Green switches the radio off. The reality of his position washes over him like a wave—with the war official, the martial law over Hawaii is good as permanent. Now the Army must run everything. All civilians need to be registered and fingerprinted. Manpower is needed to censor the press, long-distance telephone calls and all civilian mail. The Army must police the ban on liquor sales. The list seems endless.

Emergency medical facilities fall under direct Army control. That includes the Japanese Charity Hospital—the military took control of over half of the hospital’s facilities in the aftermath of the attack. The day before, eight hundred volunteers from the United Japanese Society in Honolulu, freshly trained to respond to medical emergencies, went straight from their graduation ceremony to tend to the wounded.

Of all the challenges Green faces, creating a functioning justice system is the thorniest. It’s not easy to replace the civil system with military courts overnight. Easing his job is the lack of impediments: the writ of habeas corpus remains suspended, search warrants are unneeded and even written charges are optional. Being tried before a military court will be a shadow of the former process—presided over by a sole officer, who’ll be encouraged to sentence offenders the same day of their arrest.

Japanese Hawaiians are subject to special restrictions. For them, meeting in groups of more than ten is forbidden. Being outside during the nightly blackouts is cause for detention. The entire community is ordered to turn in all firearms, flashlights, portable radios and cameras.

At his home on Kalama Beach, Otto Kuehn hears the rap on his front door, blood frozen. The military police hustle him, Friedel, Hans Joachim and Susie into a truck. All are held in cells at the US Immigration Service’s detention center in Honolulu, held for the crime of being German in Hawaii.

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Honolulu Roundup Begins, 1941

From Ghosts of Honolulu: A Japanese Spy, A Japanese American Spy Hunter, and the Untold Story of Pearl Harbor, by Mark Harmon and Leon Carroll, Jr. (Harper Select, 2023), Kindle pp. 121-123:

Gero Iwai tries not to feel the other men’s eyes on him as they gather in a conference room on the second floor. Most know him, but some do not. They’re taking second looks at the only Japanese American in the room of Army intelligence agents and G-men.

SAC Shivers is in charge. Army officials order their four commanding generals (and nine corps commanders) to work with the FBI to round up all persons on their detention lists. Shivers, Bicknell and Honolulu police acting captain John Burns sit down with a card file and make the final determinations on who’s to be arrested. Personal friends and acquaintances are spared at the last moment, but the number still hovers at more than four hundred people.

The wheels to sanction these arrests have been spinning for hours. Just after the second wave, Lieutenant General Short stood in Iolani Palace to ask Hawaii territorial governor Joseph Poindexter to declare martial law. The governor called President Roosevelt, who advised him to follow the recommendation, which he did. By the rules drafted beforehand by Lt. Col. Thomas Green, this enables local military authorities to apprehend US citizens without cause.

Hoover telegrams his field offices: “Urgent. Immediately take into custody all Japanese who have been classified in the A, B, and C categories.”

At just before 2:00 P.M., Shivers is handed a letter from Short authorizing execution of the arrests. By then, President Roosevelt has signed Proclamation 2525, classifying all Japanese aliens living in the United States or any of its territories as “alien enemies” subject to apprehension. Some arrests had already begun, but under martial law, the final official authorization had to be given by the Army.

Across Honolulu, FBI men, military intelligence agents and local cops gather the detainees and deliver them to the Honolulu Immigration Station. There are almost five hundred residents in Hawaii, citizen and alien alike, placed under armed guard that day: 345 Japanese aliens, twenty-two Japanese American citizens, seventy-four German nationals, nineteen citizens of German ancestry, eleven Italian nationals and two citizens of Italian descent.

Nearly every consulate support worker is seized, including Richard Kotoshirodo and John Mikami. (Of more than two hundred seized, only these two are actually guilty of abetting espionage.) Also detained are the Japanese language school teachers and religious leaders from Shinto shrines and Buddhist temples. Members of mainstream Japanese civic societies are hustled into cars and ferried away from their families.

Those detained are brought under armed escort to an immigration building next to the territorial government officers near Honolulu Harbor. The prevailing feelings inside the cramped quarters are disbelief and shame. These are the leading merchants, priests, teachers and social organizers in Honolulu, now rounded up with fewer rights than those afforded criminals.

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