Category Archives: migration

Castilian Economy, 1501: All for Wool

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 2057-2076:

In spite of the increasingly grave problem of the national food supply, Ferdinand and Isabella adopted no vigorous measures to stimulate corn production. On the contrary, it was in their reign that the long-continuing struggle between sheep and corn was decisively resolved in favour of the sheep. The great expansion of the mediaeval wool trade had revitalized the economic life of Castile, but there inevitably came a point at which further encouragement of Castilian wool production could only be given at the expense of sacrificing agriculture. This point was reached in the reign of the Catholic Kings. The importance of the wool trade to the Castilian economy, and the value to the royal treasury of the servicio y montazgo, the tax paid the Crown by the sheep-farmers, naturally prompted Ferdinand and Isabella to pursue the policies of their predecessors and to take the Mesta under their special protection. As a result, a whole series of ordinances conferred upon it wide privileges and enormous favours, culminating in the famous law of 1501 by which all land on which the migrant flocks had even once been pastured was reserved in perpetuity for pasturage, and could not be put to any other uses by its owner. This meant that great tracts of land in Andalusia and Estremadura were deprived of all chance of agricultural development and subjected to the whim of the sheepowners. The aims of this policy were obvious enough. The wool trade was easily subjected to monopolistic control, and, as a result, it constituted a fruitful source of revenue to a Crown which, since 1484, had found itself in increasing financial difficulties, exacerbated by the flight of Jewish capital. An alliance between Crown and sheepowners was thus mutually beneficial for both: the Mesta, with its 2½ to 3 million sheep, basked in the warm sunshine of royal favours while the Crown, whose control of the Military Orders gave it some of the best pasturing lands in Spain, could draw a regular income from it, and turn to it for special contributions in emergencies.

There were no doubt certain unintended advantages to Castile, in the intense royal encouragement of the wool industry. Sheep-farming requires less labour than arable farming, and the vast extent of the pasture-lands helped to produce a surplus of manpower which made it easier for Castile to raise armies and to colonize the New World. But on the whole the favouring of sheep-farming at the expense of tillage can only appear as a wilful sacrifice of Castile’s long-term requirements to considerations of immediate convenience. It was in the reign of Ferdinand and Isabella that agriculture was confirmed in its unhappy position as the Cinderella of the Castilian economy, and the price which was eventually to be paid for this was frighteningly high.

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Vintage Year for Vietnamese Dissidents: 2006

From: Vietnam: Rising Dragon, by Bill Hayton (Yale U. Press, 2010), Kindle Loc. 2486-2519:

2006 was a unique opportunity for Vietnamese dissidents. The country was in the final stages of joining the World Trade Organisation. Negotiations with individual WTO members were followed by drawn-out multilateral talks and then an equally drawn-out process in the US Congress to award Vietnam Permanent Normal Trading Relations (PNTR) status, an adjunct to WTO membership. In addition, Vietnam held the rotating chair of APEC, the Asia-Pacific Economic Co-operation group, during 2006, and was due to host its annual summit in November. Twenty-one leaders had been invited, including the presidents of the USA, Russia and China and the prime ministers of Australia and Japan. Vietnam was also seeking a non-permanent seat on the United Nations Security Council. All of this meant the Communist Party was vulnerable to criticism from abroad and therefore less able to crack down on dissent with its usual efficiency.

There was another factor too. By 2006, broadband had fully penetrated Vietnam; internet shops were available on most city streets. Through the net, dissidents managed to surmount the physical barriers the state had erected around them and bridge the gaps of physical distance, of ideology and – at least as important – of ego, which, until then, had kept them divided. Services originally intended to allow teenagers to flirt with each other provided invigorating links with Vietnamese exiles in the United States and elsewhere. Websites such as PalTalk host chat rooms in which hundreds of people can type messages to each other and simultaneously listen to an audiostream or watch video. In effect, each chat room is an interactive radio ‘narrowcast’. Narrowcasters can give out information, make speeches, discuss developments and take questions and comment from the other participants. Suddenly dissidents in Vietnam had access to a new world of ideas and to a reservoir of supporters. Until then many people had been reluctant to trust each other, never knowing who was an informer; but a few overseas activists acted as ‘brokers’ – in effect vetting the dissidents who contacted them and putting them in touch with one another. They also began to provide cash.

With the cost of living so cheap in Vietnam, relatively small amounts of money raised abroad could go a long way. Supporters groups sprang up in Australia (Bloc 1–7–06), the US (Bloc 1–9–06) and the UK (Bloc 10–12–06) and sent in money for dissidents’ living expenses and equipment. With hundreds of thousands of overseas Vietnamese remitting money to relatives each month it was easy to disguise the transfers. They weren’t particularly clandestine; most went via Western Union. Once inside Vietnam, the money was moved by couriers to where it was needed. When police stopped the car of one dissident, Nguyen Phuong Anh, on 15 December 2006, they confiscated 4.5 million Vietnamese dong, the equivalent of about $300, about six months’ wages for the average worker. He told them he had planned to buy clothes for needy paper boys. The money was crucial. It paid for computers, dozens of mobile phones, and hundreds of SIM cards to enable the dissidents to stay in touch even as the security services tried to disconnect them.

But useful as the internet was to the dissidents as an organising and discussion tool, it was much less effective as a proselytising force. The national firewall prevents the casual web-surfer accessing dissident websites and intercepts unwelcome emails. That didn’t stop one middle-aged Ho Chi Minh City-based activist, though. At night, after his family had gone to bed, he would trawl Vietnamese discussion sites and blogs harvesting the email addresses of anyone making critical comments. Then, with his harvest complete, he would send out two or three hundred emails with details of dissidents’ activities. He would tell them about strikes and how to form trade unions and about lobbying activities in the United States. But he couldn’t send all the messages from one email address because he feared the security services would soon track him down. So instead, he laboriously maintained dozens of different accounts and sent just a few messages from each one. It worked, and he managed to stay below the police’s radar. But even this very direct mailing had limited success; the phantom spammer estimated his response rate was less than 1 per cent. So even with all these technological innovations the number of active dissidents remained small.

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Methods of Social Control in Vietnam

From: Vietnam: Rising Dragon, by Bill Hayton (Yale U. Press, 2010), Kindle Loc. 1550-88:

Since the 1990s, the ‘Cultured Families’ [gia đình văn hóa < 家庭 Ch. jiating, Jp. katei ‘family’ + 文化 Ch. wenhua, Jp. bunka ‘culture’] campaign has become more prominent, mainly because of the failure of a more heavy-handed system. From the earliest days of communist Vietnam, the cornerstone of social control was a system of household registration called the ho khau [= hộ khẩu 户口 < Ch. hukou, like Jp. 户籍 koseki]. It still exists. Every person has to be registered in a specific place at birth. If they want to move, they need the consent of the authorities both where they’re registered and where they want to go. Borrowed from China, the system was initially intended to control anti-communist resistance. Over subsequent decades, even though the central state lacked the resources to ensure it was fully implemented everywhere, it became the basis for economic planning, the provision of social services and the distribution of food and goods.

As the economy liberalised, however, it became easier for people to evade the system. The distribution of state-supplied jobs, food and housing had once been largely dependent on holding a valid ho khau, but as more goods and services became available on the open market, its power was reduced. Villagers left their villages without permission, unregistered housing sprang up in the cities and illegal traders tramped the streets. Daily life could, to a larger extent, bypass the authorities. (Hence the need to augment the ho khau with the ‘Cultured Families’ campaign.) The ho khau survives, however, because it continues to be a useful tool for the state: it reduces migration, provides useful economic data and, above all, helps the police to keep tabs on people. It’s another lever in the official tool kit. Anyone without a valid ho khau is permanently at the authorities’ mercy. Unregistered households have to build a life’s worth of corrupt relationships simply to keep living and working in a particular place. If they misbehave, life can get very difficult.

The consequence for the unregistered can be severe. If an unregistered couple wants to get married, register the birth of their child or even be buried in the cemetery they will find it difficult, sometimes even impossible. They could return to the place where their official ho khau was registered, but if they have been absent for more than six months, they may find that their name has been removed from the register. As a result they will be officially beyond the law. Often the only way to survive is through bribery – paying local officials either to grant them a ho khau or to turn a blind eye whenever they need to do something which requires it. Their births won’t be registered or their marriages licensed, their housing will be illegal and their living conditions precarious. They’re not included in population statistics, poverty calculations or social services provision. More than a quarter of the babies born in 2000 weren’t registered. In just one year that implies 250,000 undocumented children. As a result, the government was forced to adjust the rules to fit reality. New laws and regulations were introduced from 2004 allowing children to be registered where they are born, not where their parents’ ho khau was issued. But local authorities are reluctant to regularise so many new inhabitants whom they would then be obliged to take care of. Consequently communities are growing up across Vietnam, perhaps a few million people in all, who do not officially exist.

In spite of this, and other, clear evidence of the failure of the ho khau system, there’s no sign of it being abandoned. In part, this is because it continues to perform its original function, allowing surveillance of the population. In addition to its more general roles in controlling movement and guiding economic planning, the ho khau is the basis of the Public Security Ministry’s system of political records, known as the ly lich [< 履歴 Ch. lüli, Jp. rireki, as in rirekisho ‘curriculum vitae’]. The ly lich has a long history. In its original incarnation, in the 1950s, individuals were obliged to write their life histories for the police. Those who had worked for the French, been members of non-communist political parties or were part of the landlord class, or whose parents or grandparents did so, could then be kept out of important positions or pushed down the queue for goods and services.

Today the legacies of those old ly lich continue to blight the lives of descendants, particularly among former officials of the old Saigon regime and their children. And new ly lich are still being written. The essay format continues to be used for most people applying for jobs in the public sector and for anyone wanting to join the Communist Party. But the police also compile their own ly lich on those they consider subversive or worth watching – journalists, foreigners, those who have contact with journalists and foreigners, and so on. It may no longer be a universal requirement and it’s no longer such a public procedure but it continues to exist in the processes of the Ministry of Public Security. From secret police files and residency permits to neighbourhood wardens and cultured family campaigns, Vietnam has built a low-tech but effective system of near-total surveillance.

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Castile vs. Portugal in the Canaries

From Imperial Spain: 1469-1716, by J. H. Elliott (Penguin, 2002), 2nd ed., Kindle Loc. 981-1014:

The traditional hostility of Castile and Portugal, exacerbated by Portuguese intervention in the question of the Castilian succession, provided an added incentive to Castile to acquire its own possessions overseas. One of the major battlefields in the Castilian-Portuguese conflict of the fifteenth century was to be the Canary Islands, which seem to have been discovered by the Genoese in the early fourteenth century. During the course of the Castilian War of Succession Ferdinand and Isabella attempted to substantiate their rights to the Canaries by dispatching an expedition from Seville in 1478 to occupy the Grand Canary. The resistance of the islanders and dissensions among the Castilians frustrated the intentions of Ferdinand and Isabella, and it was only in 1482 that a new expedition under Alfonso Fernández de Lugo laid the foundations for eventual success, beginning with the subjugation of Grand Canary in the following year. Even now, Palma was not taken till 1492 and Tenerife till 1493. But, in the meantime, the treaty of 1479 ending the war between Castile and Portugal had settled the dispute over the Canaries to Castile’s advantage. Portugal renounced its claim to the Canaries in return for a recognition of her exclusive right to Guinea, the kingdom of Fez, Madeira, and the Azores, and so Castile acquired its first overseas possessions.

Castile’s occupation of the Canaries was an event of major importance in the history of its overseas expansion. Their geographical position was to make them of exceptional value as an indispensable staging-post on the route to America: all Columbus’s four expeditions put in at the Canary archipelago. But they were also to provide the perfect laboratory for Castile’s colonial experiments, serving as the natural link between the Reconquista in Spain and the conquest of America.

In the conquest and colonization of the Canaries can be seen at once the continuation and extension of techniques already well tried in the later Middle Ages, and the forging of new methods which would come into their own in the conquest of the New World. There were marked similarities between the methods of the Reconquista and those adopted for the conquest of the Canaries, which itself was regarded by Ferdinand and Isabella as part of Castile’s holy war against the infidel. The occupation of the Canaries, like the Reconquista, was a blend of private and public enterprise. Much of the Reconquista, especially in its later stages, had been conducted under the control of the Crown. The State also participated in the Canary expeditions, which were partly financed by the Crown and public institutions. But private enterprise operated alongside the State. Fernández de Lugo made a private contract with a company of Sevillian merchants – one of the first contracts of the type later used to finance the expeditions of discovery in America. Even an expedition entirely organized and financed under private auspices, however, was still dependent on the Crown for its legal authority. Here again the Reconquista provided a useful precedent. It had been the practice for the Crown to make contracts with leaders of military expeditions against the Moors. It seems probable that these contracts inspired the document known as the capitulación, which later became the customary form of agreement between the Spanish Crown and the conquistadores of America.

The purpose of capitulaciones was to reserve certain rights to the Crown in newly conquered territories, while also guaranteeing to the leader of the expedition due mercedes or rewards for his services. These rewards might consist of an official position such as the post of adelantado of Las Palmas conferred upon Fernández de Lugo – adelantado being a hereditary title granted by medieval Castilian kings and conferring upon its holder special military powers and the rights of government over a frontier province. The leader of an expedition would also expect to enjoy the spoils of conquest, in the shape of movable property and captives, and to receive grants of land and a title of nobility, like his predecessors during the Reconquista. In making capitulaciones of this type, the Crown was clearly bargaining away many of its rights, but generally it had no alternative. When it provided financial assistance, as it did for Columbus and Magellan, it could hope to make rather more favourable conditions, but the work of conquest and colonization had to be left largely to private enterprise.

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Initial Soviet Attitudes toward Israel

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 6369-6392 (pp. 345-346):

After the Second World War, it was much harder for the Soviet leadership to control the mental world of Soviet citizens. Although the apparatus of censorship remained in force, too many people had experienced life beyond the Soviet Union for Soviet norms to seem like the only norms, or Soviet lives necessarily the best sort of lives. The war itself could not be contained within a Fatherland, be it Russian or Soviet; it had touched too many other peoples and its aftermath shaped not just a country but a world. In particular, the establishment of the State of Israel made Soviet political amnesia about the fate of the Jews impossible. Even after the Holocaust, more Jews lived in the Soviet Union than in Palestine, but the latter was to become the national homeland of the Jews. If Jews were to have a national state, would this be a blow to British imperialism in the Middle East, to be supported, or a challenge to the loyalty of Soviet Jews, to be feared?

At first, the Soviet leadership seemed to expect that Israel would be a socialist state friendly to the Soviet Union, and the communist bloc supported Israel in ways that no one else could. In the second half of 1947, about seventy thousand Jews were permitted to leave Poland for Israel; many of them had just been expelled from the Soviet Union to Poland. After the United Nations recognized the State of Israel in May 1948 (with the Soviets voting in favor), the new state was invaded by its neighbors. Its nascent armies defended itself and, in dozens of cases, cleared territories of Arabs. The Poles trained Jewish soldiers on their own territory, then dispatched them to Palestine. The Czechoslovaks sent arms. As Arthur Koestler noted, the weapons shipments “aroused a feeling of gratitude among the Jews towards the Soviet Union.”

Yet by the end of 1948 Stalin had decided that Jews were influencing the Soviet state more than the Soviets were influencing the Jewish state. Spontaneous signs of affection for Israel were apparent in Moscow, and in Stalin’s own court. Muscovites seemed to adore the new Israeli ambassador, Golda Meir (born in Kiev and raised in the United States). The high holidays were observed with enormous fanfare. Rosh Hashanah saw the largest public gathering in Moscow in twenty years. Some ten thousand Jews crowded in and around the Choral Synagogue. When the shofar blew and people promised each other to meet “next year in Jerusalem,” the mood was euphoric. The anniversary of the Bolshevik Revolution, 7 November 1948, fell during the Days of Awe, between Rosh Hashanah and Yom Kippur. Polina Zhemchuzhina, the wife of the commissar for foreign affairs Viacheslav Molotov, saw Golda Meir that day, and encouraged her to continue to go to synagogue. What was worse, Zhemchuzhina said this in Yiddish, the language of her parents and of Meir’s—in that paranoid setting, a suggestion of national unity among Jews across borders. Ekaterina Gorbman, the wife of another poliburo member, Kliment Voroshilov, was heard to exclaim: “Now we too have our own homeland.”

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Soviet Contributions to the Holocaust

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 6313-6365 (pp. 343-345):

During the war, the Soviets and their allies had been in general agreement that the war was not to be understood as a war of the liberation of Jews. From different perspectives, the Soviet, Polish, American, and British leaderships all believed that Jewish suffering was best understood as one aspect of a generally wicked German occupation. Though Allied leaders were quite aware of the course of the Holocaust, none treated it as a reason to make war on Nazi Germany, or to turn much special attention to the suffering of Jews. The Jewish issue was generally avoided in propaganda. When Stalin, Churchill, and Roosevelt issued a “Declaration Concerning Atrocities” in Moscow in October 1943, they mentioned, among other Nazi crimes, “the wholesale shooting of Polish officers,” which was a reference to Katyn, actually a Soviet crime; and “the execution of French, Dutch, Belgian or Norwegian hostages” and “Cretan peasants”—but not Jews. The “peoples” of Poland and the Soviet Union were mentioned, but the Jewish minority in each country was not named. By the time that summary of atrocities was published, over five million Jews had been shot or gassed because they were Jews.

In its more enlightened form, this reticence about racial murder reflected a principled hesitation to endorse Hitler’s racist understanding of the world. The Jews were not citizens of any one country, went the reasoning, and thus to group them together, went the fear, was to acknowledge their unity as a race, and to accept Hitler’s racial view of the world. In its less enlightened form, this view was a concession to popular anti-Semitism—very much present in the Soviet Union, Poland, Britain, and the United States. For London and Washington, this tension was resolved with victory in the war in 1945. The Americans and the British liberated no part of Europe that had a very significant Jewish population before the war, and saw none of the German death facilities. The politics of postwar economic, political, and military cooperation in western Europe had relatively little to do with the Jewish question.

The territory of Stalin’s enlarged state included most of the German killing fields, and that of his postwar empire (including communist Poland) the sites of all of the German death factories. Stalin and his politburo had to confront, after the war, continued resistance to the reimposition of Soviet power, in ways that made the wartime fate of the Jews unavoidable as a matter of ideology and politics. Postwar resistance in the western Soviet Union was a continuation of the war in two senses: these were the lands that the Soviets had won by conquest in the first place, and the lands where people had taken up arms in large numbers to fight them. In the Baltics and Ukraine and Poland, some partisans were openly anti-Semitic, and continued to use the Nazi tactic of associating Soviet power with Jewry.

In this situation, the Soviets had every political incentive to continue to distance themselves and their state from Jewish suffering, and indeed to make special efforts to ensure that anti-Semites did not associate the return of Soviet power with the return of Jews. In Lithuania, once again incorporated into the Soviet Union, the general secretary of the local branch of the Soviet communist party counted the Jews killed in the Holocaust as “sons of the nation,” Lithuanians who died as martyrs for communism. Nikita Khrushchev, politburo member and general secretary of the party in Ukraine, went even further. He was in charge of the struggle to defeat Ukrainian nationalists in what had been southeastern Poland, a place that before the war had been densely settled with Jews and Poles. The Germans had killed the Jews, and the Soviets had deported the Poles. Khrushchev wanted Ukrainians to thank the Soviet Union for the “unification” of their country at the expense of Poland and for the “cleansing” of Polish landlords. Knowing that the nationalists wanted ethnic purity, he did not want Soviet power to stand for anything else.

Sensitive as he was to the mood of the population, Stalin sought a way to present the war that would flatter the Russians while marginalizing the Jews (and, for that matter, every other people of the Soviet Union). The whole Soviet idea of the Great Patriotic War was premised on the view that the war began in 1941, when Germany invaded the USSR, not in 1939, when Germany and the Soviet Union together invaded Poland. In other words, in the official story, the territories absorbed as a result of Soviet aggression in 1939 had to be considered as somehow always having been Soviet, rather than as the booty of a war that Stalin had helped Hitler to begin. Otherwise the Soviet Union would figure as one of the two powers that started the war, as one of the aggressors, which was obviously unacceptable.

No Soviet account of the war could note one of its central facts: German and Soviet occupation together was worse than German occupation alone. The populations east of the Molotov-Ribbentrop line, subject to one German and two Soviet occupations, suffered more than those of any other region of Europe. From a Soviet perspective, all of the deaths in that zone could simply be lumped together with Soviet losses, even though the people in question had been Soviet citizens for only a matter of months when they died, and even though many of them were killed by the NKVD rather than the SS. In this way, Polish, Romanian, Lithuanian, Belarusian, and Ukrainian deaths, sometimes caused by the Soviet rather than the German forces, served to make the tragedy of the Soviet Union (or even, to the inattentive, of Russia) seem all the greater.

The vast losses suffered by Soviet Jews were mostly the deaths of Jews in lands just invaded by the Soviet Union. These Jews were citizens of Poland, Romania, and the Baltic States, brought under Soviet control by force only twenty-one months before the German invasion in the case of Poland, and only twelve months before in the case of northeastern Romania and the Baltics. The Soviet citizens who suffered most in the war had been brought by force under Soviet rule right before the Germans came—as a result of a Soviet alliance with Nazi Germany. This was awkward. The history of the war had to begin in 1941, and these people had to be “peaceful Soviet citizens.”

Jews in the lands east of the Molotov-Ribbentrop line, so recently conquered by the Soviet Union, were the first to be reached by the Einsatzgruppen when Hitler betrayed Stalin and Germany invaded the Soviet Union in 1941. They had been shielded by the Soviet press from knowledge of German policies toward Jews of 1939 and 1940. They had virtually no time to evacuate since Stalin had refused to believe in a German invasion. They had been subject to terror and deportation in the enlarged Soviet Union in 1939-1941 during the period when Stalin and Hitler were allied, and then terribly exposed to German forces by the breaking of that alliance. These Jews in this small zone made up more than a quarter of the total victims of the Holocaust.

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Half the People of Belarus Killed or Deported in WW2

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 4671-4686 (p. 250):

Of the nine million people who were on the territory of Soviet Belarus in 1941, some 1.6 million were killed by the Germans in actions away from battlefields, including about 700,000 prisoners of war, 500,000 Jews, and 320,000 people counted as partisans (the vast majority of whom were unarmed civilians). These three general campaigns constituted the three greatest German atrocities in eastern Europe, and together they struck Belarus with the greatest force and malice. Another several hundred thousand inhabitants of Soviet Belarus were killed in action as soldiers of the Red Army.

The Soviet partisans also contributed to the total number of fatalities. They reported killing 17,431 people as traitors on the terrain of Soviet Belarus by 1 January 1944; this figure does not include civilians whom they killed for other reasons, or civilians whom they killed in the following months. In all, tens of thousands of people in Belarus were killed by the partisans in their own retribution actions (or, in the western regions taken from Poland, as class enemies). A few more tens of thousands of people native to the region certainly died after arrests during the Soviet occupation of 1939-1941 and especially during the Soviet deportations of 1940 and 1941, during the journey or in Kazakhstan.

A rough estimate of two million total mortal losses on the territory of present-day Belarus during the Second World War seems reasonable and conservative. More than a million other people fled the Germans, and another two million were deported as forced labor or removed from their original residence for another reason. Beginning in 1944, the Soviets deported a quarter million more people to Poland and tens of thousands more to the Gulag. By the end of the war, half the population of Belarus had either been killed or moved. This cannot be said of any other European country.

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Stalin’s Great Terror as Nationalist Counterrevolution

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 2120-2174 (pp. 107-108):

In these years of the Popular Front, the Soviet killings and deportations went unnoticed in Europe. Insofar as the Great Terror was noticed at all, it was seen only as a matter of show trials and party and army purges. But these events, noticed by specialists and journalists at the time, were not the essence of the Great Terror. The kulak operations and the national operations were the essence of the Great Terror. Of the 681,692 executions carried out for political crimes in 1937 and 1938, the kulak and national orders accounted for 625,483. The kulak action and the national operations brought about more than nine tenths of the death sentences and three quarters of the Gulag sentences.

The Great Terror was thus chiefly a kulak action, which struck most heavily in Soviet Ukraine, and a series of national actions, the most important of them the Polish, where again Soviet Ukraine was the region most affected. Of the 681,692 recorded death sentences in the Great Terror, 123,421 were carried out in Soviet Ukraine—and this figure does not include natives of Soviet Ukraine shot in the Gulag. Ukraine as a Soviet republic was overrepresented within the Soviet Union, and Poles were overrepresented within Soviet Ukraine.

The Great Terror was a third Soviet revolution. Whereas the Bolshevik Revolution had brought a change in political regime after 1917, and collectivization a new economic system after 1930, the Great Terror of 1937-1938 involved a revolution of the mind. Stalin had brought to life his theory that the enemy could be unmasked only by interrogation. His tale of foreign agents and domestic conspiracies was told in torture chambers and written in interrogation protocols. Insofar as Soviet citizens can be said to have participated in the high politics of the late 1930s, it was precisely as instruments of narration. For Stalin’s larger story to live on, their own stories sometimes had to end.

…

The Soviet Union was a multinational state, using a multinational apparatus of repression to carry out national killing campaigns. At the time when the NKVD was killing members of national minorities, most of its leading officers were themselves members of national minorities. In 1937 and 1938, NKVD officers, many of whom were of Jewish, Latvian, Polish, or German nationality, were implementing policies of national killing that exceeded anything that Hitler and his SS had (yet) attempted. In carrying out these ethnic massacres, which of course they had to if they wished to preserve their positions and their lives, they comprised an ethic of internationalism, which must have been important to some of them. Then they were killed anyway, as the Terror continued, and usually replaced by Russians.

The Jewish officers who brought the Polish operation to Ukraine and Belarus, such as Izrail Leplevskii, Lev Raikhman, and Boris Berman, were arrested and executed. This was part of a larger trend. When the mass killing of the Great Terror began, about a third of the high-ranking NKVD officers were Jewish by nationality. By the time Stalin brought it to an end on 17 November 1938, about twenty percent of the high-ranking officers were. A year later that figure was less than four percent. The Great Terror could be, and by many would be, blamed on the Jews. To reason this way was to fall into a Stalinist trap: Stalin certainly understood that Jewish NKVD officers would be a convenient scapegoat for national killing actions, especially after both the Jewish secret policemen and the national elites were dead. In any event, the institutional beneficiaries of the Terror were not Jews or members of other national minorities but Russians who moved up in the ranks. By 1939 Russians (two thirds of the ranking officers) had replaced Jews at the heights of the NKVD, a state of affairs that would become permanent. Russians became an overrepresented national majority; their population share at the heights of the NKVD was greater than their share in the Soviet population generally. The only national minority that was highly overrepresented in the NKVD at the end of the Great Terror were the Georgians—Stalin’s own.

This third revolution was really a counterrevolution, implicitly acknowledging that Marxism and Leninism had failed. In its fifteen or so years of existence, the Soviet Union had achieved much for those of its citizens who were still alive: as the Great Terror reached its height, for example, state pensions were introduced. Yet some essential assumptions of revolutionary doctrine had been abandoned. Existence, as the Marxists had said, no longer preceded essence. People were guilty not because of their place in a socioeconomic order but because of their ostensible personal identities or cultural connections. Politics was no longer comprehensible in terms of class struggle. If the diaspora ethnicities of the Soviet Union were disloyal, as the case against them went, it was not because they were bound to a previous economic order but because they were supposedly linked to a foreign state by their ethnicity.

The link between loyalty and ethnicity was taken for granted in the Europe of 1938. Hitler was using this very argument, at this very time, to claim that the three million Germans of Czechoslovakia, and the regions they inhabited, must be allowed to join Germany. In September 1938 at a conference in Munich, Britain, France, and Italy had agreed to let Germany annex the western rim of Czechoslovakia, where most of those Germans lived. British Prime Minister Neville Chamberlain declared that the arrangement had brought “peace for our time.” French Prime Minister Edouard Daladier believed nothing of the sort, but he allowed the French people to indulge the fancy. The Czechoslovaks were not even invited to the conference, and were simply expected to accept the result. The Munich agreement deprived Czechoslovakia of the natural protection of mountain ranges and the fortifications therein, leaving the country vulnerable to a future German attack. Stalin interpreted the settlement to mean that the Western powers wished to make concessions to Hitler in order to turn the Germans toward the East.

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Help the Victims of Genocide and the Perpetrators?

From Dancing in the Glory of Monsters: The Collapse of the Congo and the Great War of Africa, by Jason Stearns (Public Affairs, 2011), Kindle Loc. 454-466:

In southwestern Rwanda, the Hutu flight was stalled by the deployment of a UN-mandated French military mission, dubbed Operation Turquoise, intended to protect the few remaining Tutsi in that region as well as aid workers. It was one of the many absurdities of the Rwandan crisis: The French government and its contractors had made thirty-six shipments of weapons to Habyarimana’s government between 1990 and 1994, worth $11 million, and had deployed seven hundred fifty French troops, who helped with military training, planning, and even interrogation of RPF prisoners. Just months after they had finished helping to train the Interahamwe, the French, wolves turned shepherds, announced a humanitarian intervention to bring an end to the killing.

The French troops did save Tutsi lives. They also, however, refused to arrest the Habyarimana government and army officials in their territory who were known to have organized massacres. Hate radio continued broadcasting unhindered from the area controlled by the French, exhorting the population to continue the extermination of Tutsi. Meanwhile, across the Zairian border in Goma, the base of French operations, at least five shipments of weapons from France were delivered to the ex-FAR leadership who had fled from Kigali. To add insult to injury, French president François Mitterrand personally authorized a donation of $40,000 to Habyarimana’s wife, one of the most extremist members of the president’s inner circle, when she arrived in Paris fleeing the violence in country. The donation was labeled as “urgent assistance to Rwandan refugees.”

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Filed under France, migration, military, nationalism, Rwanda, war

Help the Victims of Genocide or the Perpetrators?

From Dancing in the Glory of Monsters: The Collapse of the Congo and the Great War of Africa, by Jason Stearns (Public Affairs, 2011), Kindle Loc. 608-620:

The refugee camps were set up in July 1994 and stayed in place for over two years. Some would swell to contain more than 400,000 inhabitants, becoming the largest refugee camps in the world and larger than any city in eastern Zaire. Together they housed over a million people. In a perverse way, they provoked a mobilization of international resources that the genocide never had. Within days of the first arrivals, aid workers detected a cholera outbreak; the virulent parasite spread fast in the unhygienic and cramped quarters. Without proper health care, the disease killed the weak refugees within days, emptying their bodies of liquids through violent diarrhea and vomiting until their organs failed. By July 28, 1994, a thousand bodies were being collected a day and dumped unceremoniously into chalk-dusted pits by the dump-truck load.

Foreign television crews who had not been able to reach Rwanda during the genocide now set up camp in Goma; the pictures of hundreds of chalk-dusted bodies tumbling into mass graves suggested a strange moral equivalency to the recent genocide, except that this catastrophe was easier to fix: Instead of a complicated web of violence in which military intervention would have been messy and bloody, here was a crisis that could be addressed by spending money. Over the next two years, donors spent over $2 billion on the refugee crisis in eastern Zaire, more than twice as much as they spent on helping the new Rwandan government. The RPF was furious. Vice President Paul Kagame lamented, “Personally, I think this question of refugees is being overplayed at the expense of all our other problems. We no longer talk about orphans, widows, victims [in Rwanda]. We’re only talking about refugees, refugees, refugees.”

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Filed under Congo, disease, migration, NGOs, Rwanda, war