Category Archives: Germany

Uniqueness of the Minsk Ghetto

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 4295-4349 (p. 231ff):

Minsk was an unusual city, a place whose social structure defied the Nazi mind as well as German experience in occupied Poland. Here, in a Soviet metropolis, the history of Jews had taken a different turn than in Poland. Twenty years of social opportunity and political coercion had done their work. The urbane Jews of the city were not organized in any sort of traditional community, since the Soviets had destroyed Jewish religious and communal institutions in the 1920s and 1930s. The younger generation of Jews was highly assimilated, to the point that many had “Belarusian” or “Russian” inscribed as their nationality on their Soviet documents. Although this probably meant little to them before 1941, it could save their lives under German rule. Some Minsk Jews had Belarusian or Russian friends and colleagues who were ignorant of or indifferent to religion and nationality. A striking example of the ignorance of Jewish origins was Isai Kaziniets, who organized the communist underground throughout the city of Minsk. Neither his friends nor his enemies knew that he was Jewish.

Soviet rule had brought a certain sort of toleration and assimilation, at the price of habits of subordination and obedience to the commands of Moscow. Political initiative had not been rewarded in Stalin’s Soviet Union. Anyone responding with too much avidity to a given situation, or even to a political line, was at risk when the situation or the line changed. Thus Soviet rule in general, and the Great Terror of 1937-1938 in particular, had taught people not to take spontaneous action. People who had distinguished themselves in the Minsk of the 1930s had been shot by the NKVD at Kuropaty. Even when it must have been clear in Moscow that Soviet citizens in Minsk had their own reasons to resist Germans, communists understood that this would not be enough to protect them from future persecution when the Soviets returned. Kaziniets and all local communists hesitated to create any sort of organization, knowing that Stalinism opposed any sort of spontaneous action from below. Left to themselves, they would have endured Hitler for fear of Stalin.

An outsider, the Polish-Jewish communist Hersh Smolar, helped spur Minsk communists and Jews to action. His curious combination of Soviet and Polish experience provided him with the skills (and, perhaps, the naiveté) to push forward. He had spent the early 1920s in the Soviet Union, and spoke Russian—the main language of Minsk. After returning to a Poland where the communist party was illegal, he grew accustomed to operating underground and working against local authorities. Arrested by the Polish police and imprisoned, he had been spared the experiences of Stalinist mass shooting that weighed so heavily in Minsk. He was behind bars during the Great Terror of 1937-1938, when Polish communists were invited to the Soviet Union in order to be shot. Released from Polish prison when the Soviet Union invaded Poland in September 1939, Smolar served the new Soviet regime. He fled the Germans on foot in June 1941, and got as far as Minsk. After the German occupation of the city, he began to organize the ghetto underground, and persuaded Kaziniets that a general city underground was permissible as well. Kaziniets wanted to know whom Smolar was representing; Smolar told him truthfully that he stood for no one but himself. This denial seemed to have persuaded Kaziniets that Smolar was actually authorized by Moscow to work under deep cover. Both men found a large number of willing conspirators within and without the ghetto; by early autumn 1941 both the ghetto and the city were thoroughly penetrated by a dedicated communist underground movement.

The underground subverted the organs of German control over Jewish life, the Judenrat and the Jewish police. In the occupied Soviet Union, as in occupied Poland, German rule forced Jews into ghettos, which were administered by a local Jewish council typically known by the German term Judenrat. In the cities of occupied Poland, the Judenrat was often composed of Jews of some standing in the prewar community, often the same people who had led the Jewish communal structures that had been legal in independent Poland. In Minsk, such continuity of Jewish leadership was impossible, since the Soviets had eliminated Jewish communal life. The Germans had no easy way to find people who represented Jewish elites, and who were accustomed to making compromises with the local authorities. It seems that they chose the initial Minsk Judenrat more or less at random—and chose badly. The entire Judenrat cooperated with the underground.

In late 1941 and early 1942, Jews who wished to flee the ghetto could count on help from the Judenrat. Jewish policemen would be stationed away from places where escape attempts were planned. Because the Minsk ghetto was enclosed only by barbed wire, the momentary absence of police attention allowed people to flee to the forest—which was very close to the city limits. Very small children were passed through the barbed wire to gentiles who agreed to raise them or take them to orphanages. Older children learned the escape routes, and came to serve as guides from the city to the nearby forest. Sima Fiterson, one of these guides, carried a ball, which she would play with to signal danger to those following behind her. Children adapted quickly and well, but were in terrible danger all the same. To celebrate that first Christmas under German occupation, Erich von dem Bach-Zelewski, the Higher SS and Police Leader, sent thousands of pairs of children’s gloves and socks to SS families in Germany.

Unlike Jews elsewhere under German occupation, Jews in Minsk had somewhere to run. In the nearby forest, they could try to find Soviet partisans. They knew that the Germans had taken countless prisoners of war, and that some had escaped to the forests. These men had stayed in the woods because they knew that the Germans would shoot them or starve them. Stalin had called in July 1941 for loyal communists to organize partisan units behind the lines, in the hope of establishing some control over this spontaneous movement before it grew in importance. Centralization was not yet possible; the soldiers hid in the forest, and the communists, if they had not fled, did their best to hide their pasts from the Germans.

The Minsk underground activists, however, did try to support their armed comrades. On at least one occasion, members of the ghetto underground liberated a Red Army officer from the camp on Shirokaia Street; he became an important partisan leader in the nearby forests, and saved Jews in his turn. Jewish laborers in German factories stole winter clothes and boots, meant for the German soldiers of Army Group Center, and diverted them to the partisans. Workers in arms factories, remarkably, did the same. The Judenrat, required to collect a regular “contribution” of money from the Jewish population of the ghetto, diverted some of these funds to the partisans. The Germans later concluded that the entire Soviet partisan movement was funded from the ghetto. This was an exaggeration arising from stereotypical ideas of Jewish wealth, but the aid from the Minsk ghetto was reality.

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POW Extermination Camps on the Eastern Front

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Locs. 3362-76, 3409-40, 3501-18 (pp. 176, 179, 183):

When the Wehrmacht transported Soviet prisoners by train, it used open freight cars, with no protection from the weather. When the trains reached their destinations, hundreds or sometimes even thousands of frozen corpses would tumble from the opened doors. Death rates during transport were as high as seventy percent. Perhaps two hundred thousand prisoners died in these death marches and these death transports. All of the prisoners who arrived in the eighty or so prisoner-of-war camps established in the occupied Soviet Union were tired and hungry, and many were wounded or ill.

Ordinarily, a prisoner-of-war camp is a simple facility, built by soldiers for other soldiers, but meant to preserve life. Such camps arise in difficult conditions and in unfamiliar places; but they are constructed by people who know that their own comrades are being held as prisoners by the opposing army. German prisoner-of-war camps in the Soviet Union, however, were something far out of the ordinary. They were designed to end life. In principle, they were divided into three types: the Dulag (transit camp), the Stalag (base camp for enlisted men and noncommissioned officers), and the smaller Oflags (for officers). In practice, all three types of camps were often nothing more than an open field surrounded by barbed wire. Prisoners were not registered by name, though they were counted. This was an astonishing break with law and custom. Even at the German concentration camps names were taken. There was only one other type of German facility where names were not taken, and it had not yet been invented. No advance provision was made for food, shelter, or medical care. There were no clinics and very often no toilets. Usually there was no shelter from the elements. The official calorie quotients for the prisoners were far below survival levels, and were often not met. In practice, only the stronger prisoners, and those who had been selected as guards, could be sure of getting any food at all.

It was the Wehrmacht that established and ran the first network of camps, in Hitler’s Europe, where people died in the thousands, the tens of thousands, the hundreds of thousands, and finally the millions.

Some of the most infamous prisoner-of-war camps were in occupied Soviet Belarus, where by late November 1941 death rates had reached two percent per day. At Stalag 352 near Minsk, which one survivor remembered as “pure hell,” prisoners were packed together so tightly by barbed wire that they could scarcely move. They had to urinate and defecate where they stood. Some 109,500 people died there. At Dulag 185, Dulag 127, and Stalag 341, in the east Belarusian city Mahileu, witnesses saw mountains of unburied corpses outside the barbed wire. Some thirty to forty thousand prisoners died in these camps. At Dulag 131 at Bobruisk, the camp headquarters caught fire. Thousands of prisoners burned to death, and another 1,700 were gunned down as they tried to escape. All in all at least thirty thousand people died at Bobruisk. At Dulags 220 and 121 in Homel, as many as half of the prisoners had shelter in abandoned stables. The others had no shelter at all. In December 1941 death rates at these camps climbed from two hundred to four hundred to seven hundred a day. At Dulag 342 at Molodechno, conditions were so awful that prisoners submitted written petitions asking to be shot.

The camps in occupied Soviet Ukraine were similar. At Stalag 306 at Kirovohrad, German guards reported that prisoners ate the bodies of comrades who had been shot, sometimes before the victims were dead. Rosalia Volkovskaia, a survivor of the women’s camp at Volodymyr Volynskyi, had a view of what the men faced at the local Stalag 365: “we women could see from above that many of the prisoners ate the corpses.” At Stalag 346 in Kremenchuk, where inmates got at most two hundred grams of bread per day, bodies were thrown into a pit every morning. As in Ukraine in 1933, sometimes the living were buried along with the dead. At least twenty thousand people died in that camp. At Dulag 162 in Stalino (today Donetsk), at least ten thousand prisoners at a time were crushed behind barbed wire in a small camp in the center of the city. People could only stand. Only the dying would lie down, because anyone who did would be trampled. Some twenty-five thousand perished, making room for more. Dulag 160 at Khorol, southwest of Kiev, was one of the larger camps. Although the site was an abandoned brick factory, prisoners were forbidden to take shelter in its buildings. If they tried to escape there from the rain or snow, they were shot. The commandant of this camp liked to observe the spectacle of prisoners struggling for food. He would ride in on his horse amidst the crowds and crush people to death. In this and other camps near Kiev, perhaps thirty thousand prisoners died.

Soviet prisoners of war were also held at dozens of facilities in occupied Poland, in the General Government (which had been extended to the southeast after the invasion of the Soviet Union). Here astonished members of the Polish resistance filed reports about the massive death of Soviet prisoners in the winter of 1941-1942. Some 45,690 people died in the camps in the General Government in ten days, between 21 and 30 October 1941. At Stalag 307 at Dęblin, some eighty thousand Soviet prisoners died over the course of the war. At Stalag 319 at Chełm some sixty thousand people perished; at Stalag 366 in Siedlce, fifty-five thousand; at Stalag 325 at Zamość, twenty-eight thousand; at Stalag 316 at Siedlce, twenty-three thousand. About half a million Soviet prisoners of war starved to death in the General Government. As of the end of 1941, the largest group of mortal victims of German rule in occupied Poland was neither the native Poles nor the native Jews, but Soviet prisoners of war who had been brought west to occupied Poland and left to freeze and starve. Despite the recent Soviet invasion of Poland, Polish peasants often tried to feed the starving Soviet prisoners they saw. In retaliation, the Germans shot the Polish women carrying the milk jugs, and destroyed whole Polish villages.

The German prisoner-of-war camps in the East were far deadlier than the German concentration camps. Indeed, the existing concentration camps changed their character upon contact with prisoners of war. Dachau, Buchenwald, Sachsenhausen, Mauthausen, and Auschwitz became, as the SS used them to execute Soviet prisoners of war, killing facilities. Some eight thousand Soviet prisoners were executed at Auschwitz, ten thousand at Mauthausen, eighteen thousand at Sachsenhausen. At Buchenwald in November 1941, the SS arranged a method of mass murder of Soviet prisoners that strikingly resembled Soviet methods in the Great Terror, though exhibiting greater duplicity and sophistication. Prisoners were led into a room in the middle of a stable, where the surroundings were rather loud. They found themselves in what seemed to be a clinical examination room, surrounded by men in white coats—SS-men, pretending to be doctors. They would have the prisoner stand against the wall at a certain place, supposedly to measure his height. Running through the wall was a vertical slit, which the prisoner’s neck would cover. In an adjoining room was another SS-man with a pistol. When he saw the neck through the slit, he would fire. The corpse would then be thrown into a third room, the “examination room,” be quickly cleaned, and the next prisoner invited inside. Batches of thirty-five to forty corpses would be taken by truck to a crematorium: a technical advance over Soviet practices.

The Germans shot, on a conservative estimate, half a million Soviet prisoners of war. By way of starvation or mistreatment during transit, they killed about 2.6 million more. All in all, perhaps 3.1 million Soviet prisoners of war were killed. The brutality did not bring down the Soviet order; if anything, it strengthened Soviet morale. The screening of political officers, communists, and Jews was pointless. Killing such people, already in captivity, did not much weaken the Soviet state. In fact, the policies of starvation and screening stiffened the resistance of the Red Army. If soldiers knew that they would starve in agony as German captives, they were certainly more likely to fight. If communists and Jews and political officers knew that they would be shot, they too had little reason to give in. As knowledge of German policies spread, Soviet citizens began to think that Soviet power was perhaps the preferable alternative.

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Japanese Hopes for Germany, 1940

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 3152-77 (p. 164):

Thirteen months after the Molotov-Ribbentrop Pact had alienated Tokyo from Berlin, German-Japanese relations were reestablished on the basis of a military alliance. On 27 September 1940, Tokyo, Berlin, and Rome signed a Tripartite Pact. At this point in time, when the central conflict in the European war was the air battle between the Royal Air Force and the Luftwaffe, Japan hoped that this alliance might be directed at Great Britain. Tokyo urged upon the Germans an entirely different revolution in world political economy than the one German planners envisioned. Rather than colonizing the Soviet Union, thought the Japanese, Nazi Germany should join with Japan and defeat the British Empire.

The Japanese, building their empire outward from islands, understood the sea as the method of expansion. It was in the interest of Japan to persuade the Germans that the British were the main common enemy, since such agreement would aid the Japanese to conquer British (and Dutch) colonies in the Pacific. Yet the Japanese did have a vision on offer to the Germans, one that was broader than their own immediate need for the mineral resources from British and Dutch possessions. There was a grand strategy. Rather than engage the Soviet Union, the Germans should move south, drive the British from the Near East, and meet the Japanese somewhere in South Asia, perhaps India. If the Germans and the Japanese controlled the Suez Canal and the Indian Ocean, went Tokyo’s case, British naval power would cease to be a factor. Germany and Japan would then become the two world powers.

Hitler showed no interest in this alternative. The Germans told the Soviets about the Tripartite Pact, but Hitler never had any intention of allowing the Soviets to join. Japan would have liked to see a German-Japanese-Soviet coalition against Great Britain, but this was never a possibility. Hitler had already made up his mind to invade the Soviet Union. Though Japan and Italy were now Germany’s allies, Hitler did not include them in his major martial ambition. He assumed that the Germans could and should defeat the Soviets themselves. The German alliance with Japan would remain limited by underlying disagreements about goals and enemies. The Japanese needed to defeat the British, and eventually the Americans, to become a dominant naval empire in the Pacific. The Germans needed to destroy the Soviet Union to become a massive land empire in Europe, and thus to rival the British and the Americans at some later stage.

Japan had been seeking a neutrality pact with the Soviet Union since summer 1940; one was signed in April 1941. Chiune Sugihara, the Soviet specialist among Japanese spies, spent that spring in Königsberg, the German city in East Prussia on the Baltic Sea, trying to guess the date of the German invasion of the Soviet Union. Accompanied by Polish assistants, he made journeys through eastern Germany, including the lands that Germany had seized from Poland. His estimation, based upon observations of German troop movements, was mid-June 1941. His reports to Tokyo were just one of thousands of indications, sent by intelligence staffs in Europe and around the world, that the Germans would break the Molotov-Ribbentrop Pact and invade their ally in late spring or early summer.

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Stalin’s Fears of Japan and Poland, 1937-1939

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Locs. 2094-2112, 2285-2321 (pp. 105, 116-117):

In 1937 Japan seemed to be the immediate threat. Japanese activity in east Asia had been the justification for the kulak operation. The Japanese threat was the pretext for actions against the Chinese minority in the Soviet Union, and against Soviet railway workers who had returned from Manchuria. Japanese espionage was also the justification for the deportation of the entire Soviet Korean population, about 170,000 people, from the Far East to Kazakhstan. Korea itself was then under Japanese occupation, so the Soviet Koreans became a kind of diaspora nationality by association with Japan. Stalin’s client in the western Chinese district of Xinjiang, Sheng Shicai, carried out a terror of his own, in which thousands of people were killed. The People’s Republic of Mongolia, to the north of China, had been a Soviet satellite since its creation in 1924. Soviet troops entered allied Mongolia in 1937, and Mongolian authorities carried out their own terror in 1937-1938, in which 20,474 people were killed. All of this was directed at Japan.

None of these killings served much of a strategic purpose. The Japanese leadership had decided upon a southern strategy, toward China and then the Pacific. Japan intervened in China in July 1937, right when the Great Terror began, and would move further southward only thereafter. The rationale of both the kulak action and these eastern national actions was thus false. It is possible that Stalin feared Japan, and he had good reason for concern. Japanese intentions were certainly aggressive in the 1930s, and the only question was about the direction of expansion: north or south. Japanese governments were unstable and prone to rapid changes in policy. In the end, however, mass killings could not preserve the Soviet Union from an attack that was not coming.

Perhaps, as with the Poles, Stalin reasoned that mass killing had no costs. If Japan meant to attack, it would find less support inside the Soviet Union. If it did not, then no harm to Soviet interests had been done by preemptive mass murder and deportation. Again, such reasoning coheres only when the interests of the Soviet state are seen as distinct from the lives and well-being of its population. And again, the use of the NKVD against internal enemies (and against itself) prevented a more systematic approach to the actual threat that the Soviet Union faced: a German attack without Japanese or Polish assistance and without the help of internal opponents of Soviet rule.

Officially, the agreement signed in Moscow on 23 August 1939 was nothing more than a nonaggression pact. In fact, Ribbentrop and Molotov also agreed to a secret protocol, designating areas of influence for Nazi Germany and the Soviet Union within eastern Europe: in what were still the independent states of Finland, Estonia, Latvia, Lithuania, Poland, and Romania. The irony was that Stalin had very recently justified the murder of more than one hundred thousand of his own citizens by the false claim that Poland had signed just such a secret codicil with Germany under the cover of a nonaggression pact. The Polish operation had been presented as preparation for a German-Polish attack; now the Soviet Union had agreed to attack Poland along with Germany.

On 1 September 1939, the Wehrmacht attacked Poland from the north, west, and south, using men and arms from annexed Austria and Czechoslovakia. Hitler had begun his war.

In August and September 1939, Stalin was reading maps not just of east Europe but of east Asia. He had found an opportunity to improve the Soviet position in the Far East. Stalin could now be confident that no German-Polish attack was coming from the west. If the Soviet Union moved against Japan in east Asia, there would be no fear of a second front. The Soviets (and their Mongolian allies) attacked Japanese (and puppet Manchukuo) forces at a contested border area (between Mongolia and Manchukuo) on 20 August 1939. Stalin’s policy of rapprochement with Berlin of 23 August 1939 was also directed against Tokyo. The Molotov-Ribbentrop Pact between Germany and the Soviet Union, signed three days after the Soviet offensive, nullified the Anti-Comintern Pact between Germany and Japan. Even more than the battlefield defeat, the Nazi-Soviet alliance brought a political earthquake in Tokyo. The Japanese government fell, as would several more in the coming months.

Once Germany seemed to have chosen the Soviet Union rather than Japan as its ally, the Japanese government found itself in an unexpected and confusing situation. The consensus among Japanese leaders was already to expand southward rather than northward, into China and the Pacific rather than into Soviet Siberia. Yet if the union between Moscow and Berlin held, the Red Army would be able to concentrate its forces in Asia rather than in Europe. Japan would then be forced to keep its best troops in the north, in Manchukuo, in simple self-defense, which would make the advance into the south much more difficult. Hitler had given Stalin a free hand in east Asia, and the Japanese could only hope that Hitler would soon betray his new friend. Japan established a consulate in Lithuania as an observation point for German and Soviet military preparations. The consul there was the russophone spy Chiune Sugihara.

When the Red Army defeated the Japanese, on 15 September 1939, Stalin had achieved exactly the result that he wanted. The national actions of the Great Terror had been aimed against Japan, Poland, and Germany, in that order, and against the possibility of encirclement by these three states working together. The 681,692 killings of the Great Terror did nothing to make encirclement less likely, but diplomacy and military force did. By 15 September Germany had practically destroyed the Polish Army as a fighting force. A German-Polish attack on the Soviet Union was obviously out of the question, and a German-Japanese attack on the Soviet Union also looked very unlikely. Stalin had replaced the phantom of a German-Polish-Japanese encirclement of the Soviet Union with a very real German-Soviet encirclement of Poland, an alliance that isolated Japan. Two days after the Soviet military victory over Japan, on 17 September 1939, the Red Army invaded Poland from the east. The Red Army and the Wehrmacht met in the middle of the country and organized a joint victory parade. On 28 September, Berlin and Moscow came to a second agreement over Poland, a treaty on borders and friendship.

So began a new stage in the history of the bloodlands. By opening half of Poland to the Soviet Union, Hitler would allow Stalin’s Terror, so murderous in the Polish operation, to recommence within Poland itself. Thanks to Stalin, Hitler was able, in occupied Poland, to undertake his first policies of mass killing. In the twenty-one months that followed the joint German-Soviet invasion of Poland, the Germans and the Soviets would kill Polish civilians in comparable numbers for similar reasons, as each ally mastered its half of occupied Poland.

The organs of destruction of each country would be concentrated on the territory of a third. Hitler, like Stalin, would choose Poles as the target of his first major national shooting campaign.

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What Ukraine Meant to Hitler and Stalin

Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 519-531 (p. 19) (reviewed at length here):

Hitler and Stalin rose to power in Berlin and Moscow, but their visions of transformation concerned above all the lands between. Their utopias of control overlapped in Ukraine. Hitler remembered the ephemeral German eastern colony of 1918 as German access to the Ukrainian breadbasket. Stalin, who had served his revolution in Ukraine shortly thereafter, regarded the land in much the same way. Its farmland, and its peasants, were to be exploited in the making of a modern industrial state. Hitler looked upon collectivization as a disastrous failure, and presented it as proof of the failure of Soviet communism as such. But he had no doubt that Germans could make of Ukraine a land of milk and honey.

For both Hitler and Stalin, Ukraine was more than a source of food. It was the place that would enable them to break the rules of traditional economics, rescue their countries from poverty and isolation, and remake the continent in their own image. Their programs and their power all depended upon their control of Ukraine’s fertile soil and its millions of agricultural laborers. In 1933, Ukrainians would died [sic] in the millions, in the greatest artificial famine in the history of world. This was the beginning of the special history of Ukraine, but not the end. In 1941 Hitler would seize Ukraine from Stalin, and attempt to realize his own colonial vision beginning with the shooting of Jews and the starvation of Soviet prisoners of war. The Stalinists colonized their own country, and the Nazis colonized occupied Soviet Ukraine: and the inhabitants of Ukraine suffered and suffered. During the years that both Stalin and Hitler were in power, more people were killed in Ukraine than anywhere else in the bloodlands, or in Europe, or in the world.

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Capt. Cook, Guugu Yimidhirr, and Kangaroos

From: Blue Latitudes: Boldly Going Where Captain Cook Has Gone Before, by Tony Horwitz (Picador, 2002), pp. 182-184:

Guns weren’t the settlers’ only weapons. Aborigines had little resistance to Western disease, or to alcohol. Chinese immigrants introduced opium, which Aborigines consumed by mixing the drug’s ash with water and drinking it. The Guugu Yimidhirr, like many Aboriginal clans, appeared headed for extinction—a fate little mourned by white Australians….

In the case of the Guugu Yimidhirr, it was Cook who proved their salvation, albeit indirectly. A German translation of Cook’s voyages inspired a young Bavarian, Johann Flierl, to set off in the 1880s “as a missionary to the most distant heathen land with its still quite untouched peoples.” He created a Lutheran mission near Cooktown that became a refuge for Aborigines. Flierl named the mission Elim, after an oasis the Israelites found during their exodus from Egypt. As oases went, Queensland’s Elim wasn’t much: a sandy, infertile patch north of Cooktown. But it grew into a stable community, and its school educated scores of Aborigines, some of whom became nationally prominent.

One such success story was Eric Deeral, who served in the 1970s as the first Aboriginal representative in Queensland’s parliament. I tracked him down late one afternoon at his daughter’s modest bungalow a few blocks from Cooktown’s main street. A small, very dark-skinned man, he met my knock at the door with a wary expression and a curt “May I help you?” When I burbled about my travels, his face widened into a welcoming smile. “Come in, come in, I love talking about Cook!” After several days of conversing about little except “ferals,” rooting crocodiles, and rugby league, it was a relief to find someone who shared my passion for the navigator.

Eric showed me into a small office he kept at the front of the bungalow. The bookshelf included several volumes about Cook. Like Johann Flierl, Eric had been fascinated since childhood by the image of first contact between Europeans and native peoples untouched by the West. He’d quizzed Aboriginal elders about stories they’d heard of Cook and his men. “At first, our people thought they were overgrown babies,” he said. Aboriginal newborns, Eric explained, are often much paler than adults. But once the Guugu Yimidhirr saw the newcomers’ power, particularly the noise and smoke of their guns, they came to believe the strangers were white spirits, or ghosts of deceased Aborigines. “Lucky for Cook, white spirits are viewed as benign,” Eric said. “If they’d been seen as dark spirits, my ancestors probably would have speared them.”…

Listening to Eric, I felt the giddy thrill of unlocking small mysteries that had been sealed inside the English journals for more than two centuries. Blind Freddy might know the answers, but no books I’d read had provided them. Eric ran his finger down the list of native words Parkinson had collected. “If you read closely, you can almost see these men, groping to understand each other,” he said. Yowall, for instance, meant beach, not sand, as Parkinson had written. “One of our men probably pointed across the river at the sandy shore on the other side,” Eric said. Similarly, wageegee meant scar, not head—perhaps the man who had told it to the English was pointing to a cut brow when he said the word.

As for kangooroo, this was a fair approximation of the Guugu Yimidhirr word, which Eric rendered gangurru. But Aborigines, unlike Maori and Tahitians, didn’t have a shared language; living in small, widely scattered groups, they spoke scores of different tongues. The English failed to recognize this. The result was a comically circular instance of linguistic transmission. Officers of the First Fleet, familiar with the Endeavour‘s journals, used the words Cook and his men had collected in Queensland to try and communicate with Botany Bay Aborigines eighteen years later.

“Whatever animal is shown them,” a frustrated officer on the Fleet reported, “they call kangaroo.” Even the sight of English sheep and cattle prompted the Gwyeagal to cheerfully cry out “Kangaroo, kangaroo!” In fact, the Gwyeagal had no such word in their vocabulary (they called the marsupial patagorang). Rather, they’d picked up “kangaroo” from the English and guessed that it referred to all large beasts. So a word that originated with an encounter between Cook and a small clan in north Queensland traveled to England with the Endeavour, then back to Botany Bay with the First Fleet, and eventually became the universal name for Australia’s symbol. There was an added twist. The Guugu Yimidhirr had ten different words for the marsupials, depending on their size and color. “Gangurru means a large gray or black kangaroo,” Eric said. “If Cook had asked about a small red one, the whole world would be saying nharrgali today.”

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From Clan and Class to Ethnicity in Rwanda

From Dancing in the Glory of Monsters: The Collapse of the Congo and the Great War of Africa, by Jason Stearns (Public Affairs, 2011), Kindle Loc. 387-420, 431-40:

Ethnic-based violence, the most extreme form of which was the genocide, is so often associated with the Congolese and Rwandan wars that it is worth trying to understand its causes. We tend to see the history of Rwanda as the history of a struggle between two ethnic groups, the agriculturist Hutu and the cattleherding Tutsi. An honest interrogation of the past, however, would require us to throw most of these crude concepts out the window, or at least to deconstruct them. The Rwandan state in its current geographical and political form did not come into existence until the twentieth century, after centuries of fighting between competing kingdoms and princely states.

Ethnic identities behind the rift between Hutu and Tutsi are being constantly contested and redefined with the changing political, cultural, and economic landscape. Until the eighteenth century, for example, ethnicity was less important than class and clan-based identities, which themselves coexisted alongside several layers of regional and social identities. Thus, each of the twenty major clans in Rwanda includes both Hutu and Tutsi, and among each ethnic group one can find poor, landless peasants as well as wealthier princes. To label someone a Hutu and leave it at that neglects that she may, depending on the social context, see herself more as a southerner, a member of the Abega clan, or a follower of the Pentecostal church. This is not just hair-splitting; much of contemporary Rwandan politics has been shaped by these competing and overlapping identities.

The polarization of Rwandan society into Hutu and Tutsi increased with King Rujugira’s consolidation of the Rwandan state in the eighteenth century. He expanded his armies and began subjugating much of what is today Rwanda, including areas where these ethnic distinctions previously had little traction. His armies’ long military campaigns required more revenues and deeper administrative penetration of society. The military, which was led by Tutsi, became the basis for a bureaucracy that administered land and collected taxes. Progressively, the loose distinctions between Hutu and Tutsi tightened and became more hierarchical. By the late nineteenth century, when the first colonizers arrived, many Hutu depended on Tutsi chiefs for land to farm and had to pay tithes as well as provide free manual labor. Still, ethnic identity remained fluid, with intermarriages between ethnic groups and the possibility, albeit rare, for rich Hutu to become “promoted” to Tutsi if they owned many cattle and had power in society. At the local level, Hutu remained influential, in particular in the administration of land. Still, social arrangements varied greatly between different regions, with some, like Gisaka in eastern Rwanda, not showing much ethnic polarization until much later.

The conquest of Rwanda—first by Germans, then Belgians—radically altered social structures. A tiny group of white administrators was faced with ruling a complex, foreign country they barely understood. As elsewhere in Africa, the new rulers chose to rule through what they thought were well-established, existing structures. They thus empowered the Tutsi monarchy, which they saw as the “natural” elite, abolished checks and balances on the royal family, and streamlined the local administration by ousting Hutu chiefs and vesting all power in a Tutsi-dominated administration. At the same time, they helped the royal court double the territory under its control, conquering kingdoms and princely states around its periphery. The delicate social balance between the farmers and the pastoralists, the royal elite and the peasantry, the rich and the poor was brutally disrupted. Whereas Hutu peasants had previously been able to appeal to their relatives in case of abuses by the government, or at least play different chiefs off against each other, now they were left at the mercy of a Tutsi administration.

The European rulers grounded their rule in an ideology and ethnography heavily influenced by racial theories popular in the United States and Europe at the time. John Hanning Speke, one of the first British explorers in the region, had written in 1863 about a distinct “Asiatic” sophistication among some of the people, presumably Tutsi, he encountered. “In these countries,” he wrote, “government is in the hands of foreigners, who had invaded and taken possession of them, leaving the agricultural aborigines to till the ground.” Speke, dabbling in history and religion, conjectured a link between these tribes and Ethiopia and proposed a “historical” basis for what he claimed to observe: “The traditions of these tribes go as far back as the scriptural age of King David.”

The first German governor of Rwanda, Count von Goetzen, theorized “the Tutsi are Hamitic pastoralists from Ethiopia, who have subjugated a tribe of Negro Bantus,” while Catholic prelate Monsignor Le Roy put it differently: “Their intelligent and delicate appearance, their love of money, their capacity to adapt to any situation seem to indicate a Semitic origin.” Armed with rulers and measuring tape, craniometric Belgian administrators went about rigidifying with physical measurements the previously more fluid boundaries between Tutsi and Hutu identities. These colonial fantasies soon became engraved on the consciousness of the colonized, as well. The Tutsi elite, long favored under the Belgians, seized on the myths to justify their continued superiority, imbibing the stereotypes of Hutu—as espoused by a Belgian priest—as “the most common type of black, brachycephalic and prognathous, with agronomic taste and aptitudes, sociable and jovial … with thick lips and squashed noses, but so good, so simple, so loyal.” Hutu dissidents, in the meantime, appropriated the stereotypes of Tutsi as a race of crafty herders from Ethiopia to rally support against “the foreigners.”

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Remnants of Early Baltic Settlers

From The Baltic: A New History of the Region and Its People, by Alan Palmer (Overlook, 2006), pp. 16-17:

Neither anthropology nor philology is an exact science and few today would follow the nationalistic scholars of the nineteenth century who equated race and language when seeking the origin of a country. But new techniques can revive familiar speculation while mellowing past prejudice. In the early 1980s the Finnish historian Matti Klinge argued that research into hereditary blood groups showed that three-quarters of the Finnish population were of western descent and only a third of eastern origin. He pointed out, however, that the linguistic structure of the Finnish language has remained more markedly eastern in character than western. Is this perhaps because the Finns and their kinsfolk south of the Gulf in Estonia are peoples with traditions of folk epic handed down orally? Their languages were shaped before the coming of written words. Finland’s Kalevala and Estonia’s Kalevipoeg survived as tales of patriot derring-do in taming both the forces of Nature and the evil spirits conjured up in a primeval wilderness of lake and forest.

By the end of the Scandinavian Bronze Age (circa 500 BC) other migrants felt drawn towards the setting sun, like the Finno-Ugrian before them. They came mainly from the south-east, to form compact units along the Baltic’s southern shores, with their communities set apart by forests, bogs and rivers. Among them were Prussian tribes astride the Vistula, the Polame on the Warta (farther inland, around modern Poznan) and a group of Lithuanian tribes around the river Niemen (Nemanus) and its tributaries. Over the following centuries tribal chiefs, seeking effective means to defend their homesteads, created what were in effect embryonic nations across these marchlands. Some tribes, like the Salic Franks and the Burgundians, provided a nucleus for historic kingdoms established after the collapse of the Roman Empire in the West. Others bore names that recur in successive periods of northern Europe’s history. Thus the Cours (or Curonians), a tribe who lived in the peninsula between the central Baltic and the Gulf of Riga, survived as a separate people until the late thirteenth century and gave their name to the Duchy of Courland (Kurzeme, or in German Kurland) which between 1561 and 1795 enjoyed semi-independence within the Polish Commonwealth. The Cours’ neighbours, the Zemgal tribe (Semigallians), also maintained a distinctive corporate existence until 1290, farming the low-lying region west of the Daugava river that later formed the eastern part of the Courland Duchy.

Both Kurzeme and Zemgale are back on the map in today’s atlases: they form administrative divisions in modern Latvia. Three of the Western Slav peoples survive as member states of the European Union: Poland; the Czech Republic; Slovakia. Other tribes, once famed and feared for their fighting qualities, have sunk without trace. Among them were most of the Wends, the Western Slavs who settled between Kiel Bay and the Vistula Spit and may themselves be subdivided into Wagrians, Abotrites, Polabians and Rugians. But two of the ‘lost’ Wendish peoples are still extant, though few in number: some 50,000 Sorbs of Lusatia now live between the Oder and the Elbe and there is an even smaller community of Kashubs, Pomerania’s original ‘dwellers by the shore’. Like the people of Wales, Cornwall, Brittany and Provence, the Sorbs and Kashubs owe their linguistic survival to academics in the nineteenth and early twentieth centuries who defied the exclusiveness of master nations to fire the embers of a dying culture. By contrast, the Setus, a Finno-Ugrian people who settled around Lake Peipsi, were too isolated to find scholarly champions in the West. No more than 7,000 Setu survive, their communities separated today by the geographically ill-defined border that provides a frontier between Estonia and Russia.

I find two of Palmer’s linguistic explanations almost laughable.

(1) Are Finns and Estonians the only “peoples with traditions of folk epic handed down orally,” the only peoples whose “languages were shaped before the coming of written words”? Does he doubt that Norse sagas were orally transmitted long before they were written down? Does he realize that legions of illiterates have done far more over the millennia to influence the structures of the languages they speak than literates have?

(2) Were academics the saviors of Welsh, Cornish, Breton, Occitan, Sorbian, and Kashubian? Are those languages only spoken in classrooms? If so, then they are not yet saved. Academics may have documented those languages and first reduced them to writing, but they haven’t saved them until people pass them on to their children in a wider variety of settings.

As a historian, Palmer depends crucially on written records to construct his view of the world, but his imagination also seems hemmed in a bit too much by that literacy, as if nothing noteworthy exists until it exists in writing.

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The Near Eastern Crisis of 1875-78

From Salonica, City of Ghosts: Christians, Muslims and Jews, 1430-1950, by Mark Mazower (Vintage, 2006), pp. 167-169:

Beginning with a peasant uprising in Bosnia-Hercegovina, the troubles spread in 1876 to Bulgaria and the Danubian provinces and ended with an invasion by the Russian army the following year. The Treaty of San Stefano, which Russia imposed on the empire early in 1878, created a vast new Bulgarian state which passed just to the north of Salonica itself and cut it off from its hinterland. Even after the other Great Powers forced Russia to back down and tore up the San Stefano agreement, there was no disguising the humiliation suffered by the Porte: at the Congress of Berlin, Serbia was declared independent, an autonomous (if smaller) Bulgaria was established under Russian control, Cyprus was occupied by British troops (as the price for supporting the Turks) and the Great Powers forced the Ottoman authorities to pledge a further programme of administrative reforms.

These events deeply affected Salonica. As always in time of war, the city was in a febrile state—filled with soldiers, requisitioning agents, tax-collectors and rumours. Muslim notables criticized the diplomacy of the Porte and feared for the first time “being driven out of Europe.” The Bulgarian insurrection actually broke out just three days before the killing of the consuls in Salonica; rumours of the rising had reached the city, together with reports of outrages on Muslim villagers and of plans to drive them from their homes. At one point the authorities feared that Salonica’s Christians too would rise to prompt a Russian advance on the city itself, and the Vali warned he would quell any insurrection in the harshest manner. “I know him to be of the party in Turkey,” wrote the British consul, “who believe the Eastern Question can only be solved by the destruction, or at least the expatriation of all Christians from the European provinces of Turkey, and replacing them by Circassians and colonists from Asia.”

The spectacle of vast forced movements of populations crisscrossing the region was no fantasy. While the eyes of Europe were fixed—thanks to Gladstone’s loud condemnation of the “Bulgarian horrors”—on the Christian victims of the war, thousands of Muslim refugees from Bosnia, Bulgaria and the Russian army were headed south. Added to those who had earlier fled the Russians in the Caucasus—somewhere between 500,000 and 600,000 Circassians and Nogai Tatars had arrived in the empire between 1856 and 1864—the refugee influx which accompanied the waning of Ottoman power was well and truly under way. A Commission for the Settlement of Refugees was created, and the figures provided by this organization show that more than half a million refugees crossed into the empire between 1876 and 1879 alone.

In January 1878, the Porte ordered the governor of Salonica to find lodging for fifty thousand throughout the province. The following month it was reported that “the whole country is full of Circassian families, fleeing from the Russian army and the Servians, in long lines of carts … panic-stricken, they strive to embark for Asia Minor and Syria.” While Albanian Ghegs and uprooted Nogai Tatars settled around the town, thousands more left weekly on steamers bound for Smyrna and Beirut. Many of these refugees had been settled in the Bulgarian lands only a decade earlier; now for a second time they were being uprooted because of Russian military action. Destitute, exploited by local land-owners, many—especially Circassian—men formed robber bands, and became a byword for crime in the region. Two years after the end of hostilities, there were still more than three thousand refugees, many suffering from typhus or smallpox, receiving relief in the city, and another ten thousand in the vicinity. The Mufti of Skopje estimated that a total of seventy thousand were still in need of subsistence in the Sandjak of Pristina. By 1887, so many immigrants from the lost provinces had moved to Salonica that house rents there had risen appreciably.

The political outlook for Ottoman rule in European Turkey was grim. Only Western intervention had saved the empire from defeat at the hands of the Russian army; the consequent losses in Europe were great. The powers openly discussed the future carve-up of further territories, and Austrians, Bulgarians and Greeks fixed their eyes on Salonica. As discussions began at the Congress of Berlin on the territorial settlement, one observer underlined the need for a further sweeping reform of Ottoman institutions and the creation of an “impartial authority” to govern what was left. In view of the patchy record of the past forty years’ reform efforts, few would have given the imperial system long to live. Indeed many expected its imminent collapse, especially after the youthful Sultan Abdul Hamid suspended the new constitution barely two years after it had been unveiled. But they had to wait longer than they thought. The empire had another few decades of life left, and in that time Salonica itself prospered, grew and changed its appearance more radically than ever before.

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Herta Müller on Securitate Spies and Friends

On 31 August 2008, before the announcement of the 2009 Nobel Prize for Literature, signandsight.com published an excerpt from Herta Müller‘s latest novel, “Everything I Own I Carry With Me” (“Atemschaukel”). Here’s an excerpt from the excerpt that captures the ambiguities of close friendships in police states, at least judging from our own experience in Romania in 1983-84.

The three years at the tractor factory Tehnometal where I was a translator are missing [from my Securitate file]. I translated the manuals for machines imported from the GDR, Austria and Switzerland. For two years I sat with four bookkeepers in the office. They worked out the wages of the workers, I turned the pages of my fat technical dictionaries. I didn’t understand the first thing about hydraulic or non-hydraulic presses, levers or gauges. When the dictionary offered three, four, or even seven terms, I went out onto the factory floor and asked the workers. They told me the correct Romanian word without any knowledge of German – they knew their machines. In the third year a “protocol office” was established. The company director moved me there to work alongside two newly employed translators, one from French, the other from English. One was the wife of a university professor who, even in my student days, was said to be a Securitate informant. The other was the daughter-in-law of the second most senior secret service officer in town. Only those two had the key to the file cupboard. When foreign professionals visited, I had to leave the office. Then, apparently, I was to be put through two recruitment tests with the secret police officer Stana, to be made suitable for the office. After my second refusal, his goodbye was: “You’ll be sorry, we’ll drown you in the river.”

One morning when I turned up for work, my dictionaries were lying on the floor outside the office door. My place had been taken by an engineer, and I was no longer allowed into the office. I couldn’t go home, they would have sacked me there and then. Now I had no table, no chair. For two days, I defiantly sat my eight hours with the dictionaries on a concrete staircase that joined the ground and first floors, trying to translate so that no one could say I wasn’t working. The office staff walked past me in silence. My friend Jenny, an engineer, knew about what was happening to me. Every day on our way home I explained it to her in detail. She came to me in the lunch break and sat down on the stairs. We ate together as we had done before in my office. Over the loudspeaker in the yard we could always hear the workers’ choruses about the happiness of the people. She ate and cried for me, I didn’t. I had to be strong.

On the third day I installed myself at Jenny’s desk, she cleared a corner for me. On the fourth day too. It was a large office. On the fifth morning she was waiting for me outside the door. “I am no longer allowed to let you in the office. Just think, my colleagues say you are a spy. ” “How’s that possible,” I asked. “But you know where we’re living,” she reasoned. I took my dictionaries and sat down on the stairs again. This time I cried too. When I went out onto the factory floor to ask about a word, the workers whistled after me and shouted: “Informer”. It was a witches’ cauldron. How many spies were there in Jenny’s office and on the shop floor. They were acting on instructions. There were orders from above to attack me, the slander was meant to force me to resign. At the beginning of these turbulent times my father died. I no longer had a grip on things, I had to reassure myself that I really existed in the world, and began to write down the story of my – these writings formed the basis of the short stories in “Nadirs”.

The fact that I was now considered a spy because I had refused to become one was worse than the attempt to recruit me and the death threat. I was being slandered by precisely the people that I was protecting by refusing to spy on them. Jenny and a handful of colleagues could see the games that were being played with me. But those who knew me less well could not. How could I have explained to them what was going on, how could I have proved the opposite. It was completely impossible, as the Securitate knew only too well, and that is exactly why they did it to me. They knew, too, that such perfidy would be far more destructive than any blackmail. You can even get used to death threats. They are part and parcel of this one life we have. You can defy anxiety to the depths of your soul. But slander steals your soul. You just feel surrounded by horror.

How long this situation lasted, I no longer know. It seemed endless to me. It was probably just weeks. Finally, I was sacked….

My file at least answered one painful question. A year after my departure from Romania, Jenny came to visit in Berlin. Since the time of the harassment in the factory she had been my closest friend. Even after I was sacked we saw each other almost daily. But when I saw her passport in our Berlin kitchen, and the additional visas for France and Greece, I confronted her directly: “You don’t get a passport like that for nothing, what did you do to get it?” Her answer: “The secret service has sent me, and I was desperate to see you again.” Jenny had cancer – she is long dead now. She told me that her task was to investigate our flat and our daily habits. When we get up and go to bed, where we do our shopping and what we buy. On her return, she promised, she would only pass on what had been agreed between us. She lived with us, wanted to stay for a month. With each day my distrust grew. After just a couple of days I rummaged through her suitcase and found the telephone number of the Romanian consulate and a copy of our door key. After that I lived with the suspicion that in all probability she had been spying on me from the outset, her friendship just part of the job. After her return, I see from the file, she delivered a detailed description of the flat and of our habits, as “SURSA (source) SANDA”.

But in a bugging protocol from 21 December, 1984, a note in the margin, next to Jenny’s name, reads: “We must identify JENI, apparently there is great trust between them.” This friendship, which meant so much to me, was ruined by her visit to Berlin, a terminally ill cancer patient lured into betrayal after chemotherapy. The copied key made it clear that Jenny had fulfilled her task behind our backs. I had to ask her to leave our Berlin flat at once. I had to chase my closest friend out in order to protect myself and Richard Wagner from her assignment. This tangle of love and betrayal was unavoidable. A thousand times I have turned her visit over in my mind, mourned our friendship, discovering to my disbelief that after my emigration, Jenny had a relationship with a Securitate officer. Today I am glad, for the file shows that our intimacy had grown naturally and had not been arranged by the secret service, and that Jenny didn’t spy on me until after my emigration. You become grateful for small mercies, trawling through all the poison for a part that isn’t contaminated, however small. That my file proves that the feelings between us were real, almost makes me happy now.

via Arts & Letters Daily

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