Category Archives: Germany

by | 16 August 2023 · 10:36 am

Danish Empire Shrinks, 1536-1720

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle p. 240:

During the short 200 years from 1536 to 1720, the Danish empire experienced a considerable weakening and serious land divisions. From being a medium-sized European power, enjoying supremacy over Sweden, the dominant power in the Baltic Sea and Northern Germany as well as in the North Sea, Denmark’s positions in the Baltic Sea region and in Northern Germany were overtaken by Sweden. Moreover, the more vital interests of Britain and the Netherlands in the trade and shipping in the Baltic Sea meant that the conditions became internationalized, and both the Danish Empire and Sweden had to submit to the dictates of super powers. This is also seen in the Danish empire’s failure to recapture the Scanian territories or its numerous futile attempts to solve the Gottorp problem, although this was otherwise Denmark’s primary security priority. The prolonged conflict that the empire engaged with Sweden led to extensive efforts to strengthen the Danish empire inward and outward through the introduction of the tax and military state, of an active and multifaceted business policy and of royal absolutism in 1660. But all in all, both the empire and Sweden (despite conquests from Denmark and Norway) were in the long term weakened by their continuous rivalry. Perhaps the efforts to maintain the position of power that the Danish Empire still had in 1536 were simply too great a burden: the empire was thinly spread geographically, had relatively small resources, and a small population. Perhaps this was an inevitable situation, because the trade and shipping on the Baltic Sea were so vital to the larger naval forces. At the very least, by 1720 both the Danish Empire and Sweden had been transformed into actors (albeit not puppets) in an international system in which Britain and Russia set the bar.

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by | 12 August 2023 · 6:56 am

Medieval Germanic Nationalism

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 146-148:

A song of lamentation of the time began with the words: “Sigh and twist your hands in anger, sorrowful, my fatherland.” It continues to lament the lax morality of Danish noblemen and the urge to imitate everything German. It has been widely cited ever since and an important starting point to consider whether some form of Danish nationalism or patriotic sentiment existed in the Middle Ages (discussed in Jensen and Fantysová-Matejková 2020). There is no doubt that in the Middle Ages one could think of nations as attached to various stereotypical notions. For example, “from the Germans has never come anything but fraud and cunning,” Rydårbogen wrote, or “from the German has never come anything but softness and sausages,” written by Saxo. The Danes on the other hand were internationally known for being drunkards, perhaps even more than the English. Some, however, also emphasized Danish eloquence, and a single Paris professor at this time described that the Scandinavians were particularly good at necromancy. This kind of generalization existed at all levels: people from Scania were considered lazy and cowards, those from Falster untrustworthy, while Jutlanders always came to late. Of course, it is a form of nationalism, a sense of community between those who are of the same nation or people or lineage. It differs from modern forms of nationalism in several ways. It was less related to territory or land than nineteenth-century nationalism, and ones “fatherland” was a flexible concept. Usually, it described an area ruled by a king, and it could very well include newly conquered areas with a population that did not speak Danish. Medieval nationalism was also far less attached to language than the nineteenth century. The language was sometimes highlighted as a marker for distinguishing between Danish and German, but only in the Late Middle Ages, and perhaps surprisingly only a few times. This was likely due to the fact that there were very large dialectal differences, so it was difficult to speak about a particular form of common Danish language, and that German was becoming prevalent everywhere, geographically and socially. It left its mark. A very large percentage of modern Danish words and sentence structures are simply taken from German, especially during the 1400s. Linguists may debate whether it is a third or a half, but there is no doubt that there has been a massive linguistic influence from German in Danish. Not only did the German language have an influence, but many in the territories of Denmark were also able to express themselves in both Danish and German, and this apparently applies to all strata of the population. Thus, the various anti-German statements in several sources during the Middle Ages do not acknowledge the existence of a contradiction in practice. On the contrary, movement has been great across language boundaries, and large groups from German territories have slipped into the Danish-speaking community as noblemen and traders and craftsmen. Around 1400, every third fiefholder in Denmark had a German background.

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by | 30 July 2023 · 5:54 am

Danish Civil Warriors and Crusaders

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 103-105:

On Christmas Day 1144, the Christian Principality of Edessa was lost to Sultan Zenghi of Mosul. It was the first major defeat in the Latin Middle East, and when the news reached Western Europe, it was met with despair and determination. Something had to be done, and preparations were underway for a new crusade just as large as the first (in general, see Phillips 2007). An absolutely crucial force in this effort was Bernard of Clairvaux, abbot of the wide-reaching Cistercian order. Bernhard was a gifted speaker and traveled throughout northern Europe on a preaching mission, and it was also he who initially allowed Northern German princes to fight the pagan Slavic peoples instead of traveling to Edessa. He rationalized this on the theological grounds that the devil attacked Christianity on all fronts simultaneously, and that it was just as important to defend themselves in the north as it was in the south. This cumulatively led to the so-called Second Crusade in 1147, which was one crusade but executed on many fronts, as it was described by contemporaries. Crusades were led against Damascus, against several places in the Iberian Peninsula, and in the Baltic Sea.

In 1146, Cardinal Ubaldus hosted a church meeting in Odense to preach crusade and drum up support (Bysted et al. 2012; Jensen 2017). The reaction must have amazed him, because King Erik III Lamb of Denmark immediately abdicated and entered a monastery, thus becoming the first and so far the only Danish king to voluntarily surrender the throne. He also died shortly afterwards and presumably resigned due to illness. He was followed by Sweyn III, who was later nicknamed Sweyn Grathe. Grathe was chosen by the Sealanders, but the people of Jutland concurrently chose Canute, the son of Magnus (Nilsson) (who had killed Canute Lavard). The third individual to partake in the battle for the throne was Canute Lavard’s son, Valdemar, who was now about 15 years old. The struggle developed into an eleven year war between Sweyn III, Canute, and Valdemar, and is often portrayed as a civil war. It is probably more accurate to see the conflict as formerly independent countries who now seized the opportunity to choose their own king. Conversely, these kings sought to expand their own power and unite the kingdoms over which their predecessors had ruled. During this same time period, several kings fought for power in Norway and Sweden as well.

The bloody wars in Denmark give a rare insight to the rulers’ paths, both physically and mentally, to power within the empire. Sweyn III began his king’s reign by working with Valdemar to declare Canute Lavard a saint and place his bones as relics upon the high altar in Ringsted. It was not recognized by Archbishop Eskild because it was a private canonization without the pope’s acceptance, but it does show that Valdemar would henceforth use his father’s miracles as an argument to support his own position as king. After that, Keld of Viborg, who had previously sought the pope for permission to mission and become a martyr among the pagan Wends, mediated between Sweyn and Canute by having them participate in a joint crusade against the Wendish Dobin, near present-day Rostock. They participated because the pope promised that if they fell, their souls would be in heaven before their blood cooled on the earth (Knytlingesaga 1919–25, 108). At Dobin, they met with a Saxon cavalry, and succeeded in occupying the city, baptizing the inhabitants and forcing them to free their Christian slaves. Then, according to Saxo, the Danish army withdrew because Sweyn and Canute did not trust each other. According to his contemporary, German historian Helmold of Bosau, retreat was because “the Danes are mighty warriors at home, but completely useless in real battle” (Helmold 1868, 65).

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by | 26 July 2023 · 6:18 am

The Danish Empire!

Here’s a book I’ve long been waiting for, after coming across accounts of Danish colonies in Africa and India, Danish intercession with the Barbary pirates, and Denmark’s more familiar (and longer-lasting) Atlantic colonies, let alone the once dominant role of Danes in the Baltic region. This is a new and comprehensive book, so I’ll make an effort not to quote as many passages as I would do if it had been on the market for a longer time.

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 13-14, 16-17:

The Danish Empire: Rise and Fall. This sounds as a pretentious title for the small kingdom of Denmark, but it is inspired by English historian Edward Gibbon’s grande opus, Decline and Fall of the Roman Empire. Released in 1776–88, it has since become a classic, not only serving as an unattainable standard for later historians due to its vivid narrative style, but also as a landmark work. It became an essential source for later generations in their understanding of the Middle Ages as a dark period and became a manifest for enlightened thought and rationality in the face of superstition and sensations.

We have chosen to title this book The Danish Empire: Rise and Fall—to stress the volatile and shifting nature of the political unit that throughout history has been called Denmark. Today, one rarely hears much about the topic of Denmark’s having been a great and politically important power. Denmark is mostly understood as a small country content with its current modest political situation. It is certainly true that Denmark is a country that has become smaller over time. However, modern descriptions of Danish history have cultivated the idea that Denmark has always been a miniscule country and has always been threatened by its powerful southern neighbor, as evident in the traditional general histories of Denmark (Christensen 1977–92; Olsen 1988–91). Images of Denmark as a large country, a substantial political power, something that may even be called an empire, lie beyond the tradition of modern Danish history. This is what we would like to attempt to challenge, and therefore we have emphasized the phraseology of rise and fall in the title.

…

Many Danish historians of the twentieth century tacitly assume that Denmark has always had the same size and political influence that it has today. If asked directly they would agree that it is an incorrect assumption. Yet history continues to be written accordingly: addressing how the territories that lie within the current borders of Denmark have changed over time. The border duchies of Schleswig and Holstein are mentioned due to the political problems they have always caused. Scania in southern Sweden is seldom referred to as a Danish territory as it was during the Middle Ages; other former Danish regions as Halland and Blekinge in Sweden are rarely addressed at all, not to mention the Baltic islands of Gotland, Øsel (Saaremaa), Rügen, and the country of Estonia. The Danish Empire actually stretched from the North Cape in northern Norway to Hamburg in Germany for over three hundred years, roughly equivalent to the distance between Hamburg and Sicily. This book hopes to recognize, include, and allocate these territories within their accurate place time and in history, such as England [Danelaw] in the Viking Period, Norway from the time of the Kalmar Union between 1397–1814, Greenland, the Faroe Islands, the West Indies, and Colonies in Africa [Danish Gold Coast] and India. While Denmark’s history should be acknowledged in its collective entirety, it should also remain in its European context. Denmark was at times a relatively large power in Europe, and functioned as a direct threat, particularly to many of the smaller Germanic principalities of the south: it wasn’t until later in history that these power dynamics became inverted.

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by | 18 July 2023 · 5:11 am

GDR’s Elite Decisionmaking

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 91-93:

The GDR’s uncivil society became immobilized by its own advance. By 1989, Honecker, who had begun his party career as a youth league agitator, was seventy-seven. Willi Stoph (1914–99), East German prime minister since 1964 (except for a brief interlude when he was head of state), was seventy-five. Erich Mielke (1907–2000), the head of the Stasi since 1957, was eighty-one. This ruling echelon, which had first settled in the villas of the northern Berlin suburb of Pankow, near Soviet military headquarters, moved farther out in 1960 to the more easily guarded, isolated Wandlitz woods (near Hermann Göring’s old hunting lodge). There they enjoyed Western food, fashion, jewelry, and electronics imported for them by the Stasi. Their uncivil-society compound became known as “Volvo-grad” for their chauffeur-driven imported vehicles (they could not bear to follow global elite practice and import West German Mercedeses). But despite herding together, the East German elites and their families mostly refrained from socializing—Mielke’s men were not supposed to keep a watchful eye on the private lives of party officialdom, but maybe they did? Decision making was a mystery even for high officials. “One of the most interesting findings is how little most policymakers, including many members of the SED’s highest circles, knew,” explained one scholar of East German ruling circles. “At Politburo meetings leaders discussed very little of substance. Two or three individuals walking in the woods on a weekend frequently made important decisions, and expertise rarely played a major role.”

What about the vaunted Stasi? The Stasi possessed an immense fortresslike complex in East Berlin and more than two thousand buildings, homes, bunkers, shelters, hospitals, and resorts throughout the GDR. Its staff, which numbered 5,000 in its early days, exploded to 45,000 by 1970 and 91,000 by 1989—meaning that Ulbricht and especially Honecker had built up a security ministry larger than Hitler’s Gestapo (7,000 in 1937). And that was for an East German population one quarter as large as that of Nazi Germany (66 million). In the Communist bloc, too, the Stasi stood out. Whereas the massive Brezhnev-era Soviet KGB counted one staff person for every 600 inhabitants and Poland’s equivalent SB had one for every 1,574 inhabitants, full-time Stasi personnel numbered one for every 180 East Germans. (Officially, the GDR bragged that it had one medical practitioner per 400 people.) The Stasi also developed an informant network estimated at seven times the per capita density of that of the Third Reich. Of course, for all the beatings they administered, the Stasi left behind not millions of corpses but millions of files. Its surveillance was overkill: some 6 million files, even though as late as 1989 the Stasi enumerated just 2,500 individuals as opposition activists, with only 60 deemed “hard core” (comparable to Czechoslovakia, though absurdly fewer than in Poland). That year alone the Stasi compiled 500 situation reports (each of 60 pages)—more than one per day. But the dictatorship proved incapable of using this vast reportage. As Karl Marx had written in 1842, often a “government hears only its own voice. It knows it hears only its own voice and yet it deceives itself that it hears the people’s voice.” The East German regime was out of touch, but partly for that very reason the paragons of uncivil society were in no mind to capitulate.

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by | 17 July 2023 · 5:44 am

GDR’s Crisis of Legitimacy

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 70-74:

Born in 1949 following mass rapes by the Soviet army and almost toppled in its fourth year of existence by mass popular revolt, the German Democratic Republic, a rump abutting another German state, lasted four decades. That was not quite as long as Wilhelmine Germany (1870-1918) but longer than the Weimar Republic (1918-33) or the Third Reich (1933–45). Over time, the GDR’s Leninist technocratic image—as a “Red Prussia”—developed a wide following both inside and outside the Soviet bloc. In 1980, the World Bank judged East Germany to be tenth highest in the world in per capita income, above Great Britain. But in the period after World War II, particularly from the 1970s, the formula of Communist-party monopoly and state planning failed to maintain competitive economies, including in the supposed great success, the GDR, as Jeffrey Kopstein has pointed out. East Germany’s infamous State Security Service (Stasi) managed to produce files on 6 million people, more than one third of the country’s total population (16.4 million). But the political police had no answer for a prosperous West Germany, which, in the 1950s, took off on a multidecade economic miracle to become, after the United States and Japan, the world’s third most powerful economy.

East Germany’s populace, no less than the regime, understood that comparisons with West Germany were the basis of the GDR’s legitimacy. Either socialism was superior to capitalism, or it had no reason for being. This logic—starkly evident in the case of the two Germanys—held for the entire bloc. And the bloc being a bloc, the fate of each national Communist regime depended on the fate of the others. When it announced its second Five-Year Plan (1956–60), the GDR committed itself to overtaking West Germany in per capita consumption of key food products and consumer goods by 1961. Rash? Announced or not, some form of a consumer competition was inescapable. In 1961, however, rather than outconsuming West Germans, East Germans were completely enclosed: on top of the already existing 857-mile inner German-German border, a new wire fence was hastily erected some 90 miles across Berlin. The next year, a second, inner fence went up, creating a no-man’s-land, “the death strip,” patrolled by self-firing machine guns triggered by movement. These barriers were soon concretized. Still, East Germans could continue to make direct comparisons with life in West Germany from their own living rooms—just by watching West German television. In Albania the populace could watch Italian TV and in Estonia Finnish TV—rare windows. But in the GDR, Western TV was accessible in the inhabitants’ native tongue (except in a poor-reception area around Dresden, dubbed “the valley of the clueless”). North Koreans have never had anything like that vis-à-vis South Korea. West German TV offered East Germans a “nightly emigration”—and a frustrating tease.

Samizdat (self-publication) in the GDR was virtually unknown, and antisocialist dissidents were relatively few, a circumstance often attributed to the supposed lack of a strong sense of nation and nationalism. (As we shall see in the next chapter, Communist Romania is said to have lacked dissent because of a too-powerful sense of nation.) In fact, even when they were critical, intellectuals in East Germany exhibited a high degree of loyalty. The East German novelist Christa Wolf (born Christa Ihlenfeld in 1929), who after a brief stint as an informer fell under extended Stasi surveillance, openly criticized the East German leadership, but like most East German intellectuals, she hoped not to undo but to revivify the antifascist, anticapitalist cause. There was no anomaly in an intelligentsia committed to the socialist cause. True, many East German intellectuals were apolitical. And repression was omnipresent. “We were always afraid of being denounced,” recalled one person critical of the regime. But for most, West German consumerism was not their idea of better socialism. Even the hideous Wall was accepted by some of them. “I took it to be an evil, but a necessary evil for the existence of the GDR,” said one socialist intellectual, adding that “whoever wants to tear down the Wall must also be clear that he is at the same time tearing down the basis of the existence of the GDR.” Those deemed antisocialist could apply to leave or be expelled, blunting opposition domestically. As for intellectuals who refused to leave, in many cases they also refused to campaign for freedom of movement (human rights)—if leaving was betrayal, why defend the right to betrayal?

This dynamic—leave or stay—turned out to be the crucial mobilizer in 1989, when the GDR was suddenly struck by mass demonstrations, to near-universal shock, in Leipzig. As throngs of East Germans—eligible for automatic citizenship upon arrival in West Germany—clamored for exit, others massed to voice the sentiment “We’re staying.” The period from the time this agitation erupted, in autumn 1989, to the time the regime disappeared was astonishingly brief. Before a momentous peaceful demonstration on October 9 in Leipzig, the country counted fewer than 100,000 total protesters at all events, but the total would rise to 4 million by November 9, when the Berlin Wall was breached. And yet, this was mass mobilization without mass organization. The best-known organized social movement outside the regime, New Forum, was announced only in late September 1989. Though loyalist, New Forum was immediately declared “hostile to the state” and illegal by the Stasi and found no counterpart inside the ruling party—such as the reform Communists in Hungary—to negotiate with and to bolster its fledgling organization. New Forum’s activists had no offices or telephones. Its name was sometimes evoked at marches, but it was overwhelmed by events. “Social movements in the GDR evolved largely spontaneously,” argues the scholar Steven Pfaff, adding that “detestable, poorly performing authoritarian states are commonplace; it is revolutions that are unusual.” When does popular acquiescence to dictatorship vanish? When does the uncivil society lose its nerve?

The Communist establishment could not emigrate: it had no exit.

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by | 15 July 2023 · 6:06 am

1989: Ruling Class Political Bankruptcy

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 12-14:

In the popular imagination, communism’s demise in Eastern Europe has given rise to two opposing grand narratives. The first tells of a breakthrough to freedom; the second, of a revolution stolen by the old establishment. Both are partly true. Freedom, meaning the messiness of democracy as well as the rewards and risks of the market in an age of globalization, came in varying degrees to the countries of Eastern Europe, albeit with great assistance from the 1990s process of European Union accession. At the same time, much of the old Communist establishment in the East bloc survived and prospered, even in Poland (though not East Germany). Still, outcomes do not mean causation. The 1989 revolutions did not happen because of a broad freedom drive or an establishment self-enrichment grab. The cave-in was unintended, precipitated by Gorbachev’s unilateral removal of the Soviet backstop, a move that had been intended to goad socialist-bloc countries to reform themselves. In other words, Gorbachev was looking to galvanize the reform-minded Gorbachevs of Eastern Europe. There was only one flaw in this approach: there were no East European Gorbachevs. True, inside the establishments there was some ferment even before 1985 (Romania excepted), but party types inspired by Gorbachev’s Prague-Spring-style socialist revival were not numerous around the bloc. Romania’s Communist party had no reform wing whatsoever. In Poland, which was run by a military man, the party reform wing was concentrated in a periodical (Krytyka). In East Germany, proponents of a socialist renewal were found mostly among dreamy intellectuals, not officialdom. Instead of galvanizing socialist reformers in Eastern Europe, Gorbachev’s stunning repeal of the Brezhnev doctrine caught out the bloc’s uncivil societies, exposing how they had long engaged in breathtaking mismanagement. Above all, they had clung to anticapitalism in the face of an ever-flourishing capitalist Western Europe—from which the uncivil societies had borrowed to avoid making hard choices, running up self-destructive debts in hard currency, as we shall see. Then they borrowed some more. What Gorbachev did was to lay bare how socialism in the bloc had been crushed by competition with capitalism and by loans that could be repaid only by ever-new loans, Ponzi-scheme style.

We offer, then, a third narrative of global political economy and a bankrupt political class in a system that was largely bereft of corrective mechanisms. It may seem a depressing tale, yet perhaps it is not as disheartening as that of ruinous elites in a market democracy. In the 1990s and 2000s, American elites colluded in the United States’ descent into a sinkhole of debt to foreign lenders, enabling besotted consumers to indulge in profligate consumption of imported goods. America’s unwitting policy emulation of irresponsible uncivil societies was facilitated by communism’s implosion in Eastern Europe, which opened the bloc economies to global integration, and by the rise of savings-rich Asia. It was in such an environment that the spectacular incomprehension, lucrative recklessness, and not infrequent fraud of elites—bankers, fund managers, enabling politicians—booby-trapped the entire world’s financial system. After the meltdown that commenced in fall 2008, we can only hope that the market and democracy prove their resiliency and good governance and accountability return. In the meantime, if Eastern Europe’s experience is any guide, those responsible will largely escape any reckoning.

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by | 14 July 2023 · 6:01 am

1989: Implosion More Than Explosion

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 8-11:

What more could there be to say on this twentieth anniversary of 1989? Plenty. Most analysts continue to focus disproportionately, even exclusively, on the “opposition,” which they fantasize as a “civil society.” This fixation recalls the long and fruitless search for “the bourgeoisie” who supposedly caused the French Revolution of 1789. But just as “the bourgeoisie” were mostly an outcome of 1789, so “civil society” was more a consequence than a primary cause of 1989. Thanks to the repudiation of the single-party monopoly and its corollary, the state-owned and state-run economy, the 1989 revolutions would make civil society possible. That said, highlighting the opposition is understandable for Poland since, as we shall see, Poland had an opposition, which imagined itself as civil society. Such a focus almost works for Hungary, too, because, like Poland, Hungary had a negotiated exit from communism, though Hungary’s proreform Communists in 1989 had to bolster the anti-Communist opposition in order to have a negotiating partner. Be that as it may, for all other Eastern European countries the focus on the opposition falls into the realm of fiction. And even for the Polish case, analysts too often leave out the side across the table from the opposition—namely, the Communist establishment. The often overlooked establishment, which we call “uncivil society,” is a primary focus of our book, because that is where collapse happened.

The incompetent, blinkered, and ultimately bankrupt Communist establishments—party bosses and propagandists, secret policemen and military brass—deserve their due, but we do not examine every Eastern European country in depth. East Germany, Romania, and Poland are the case studies (in that unusual order) that we single out for extended treatment because, in our view, they best reveal how and why each establishment’s implosion occurred. Seeking to use the opposition to help push through tough economic measures to save the system, uncivil society in Poland (as well as in Hungary) discovered that it had instead capitulated; in East Germany and Romania (and elsewhere) the establishment just collapsed. The causes behind both these outcomes had a lot to do with internal elite dynamics and with geopolitics, as we shall show. But in cases where the uncivil society was determined to hold on, it had to be, and was, given a shove by mass social mobilization. Paradoxically, therefore, in 1989 the enormous street demonstrations took place not in the country with the formidable organized opposition (Poland) but in the lands of the formidable Securitate and Stasi—the dreaded security police of Romania and East Germany, respectively. No less paradoxically, the mass protests broke out without equivalent mass social organizations. Hence, a second goal of our book, beyond a close look at uncivil society, entails an explanation of the social mobilization absent corresponding societal organization.

Eastern Europe ended up shaping the destiny of the Soviet Union, but the Soviets had long held the fate of Eastern Europe in their hands. The “Brezhnev Doctrine”—employing military force, as a last resort, to uphold socialism in the bloc—was in many ways the Andropov Doctrine. Yuri Andropov, the long-serving KGB chief (1967–82) and briefly the successor to Leonid Brezhnev as general secretary (1982–84), had long undergirded the Soviet resolve. Andropov played a hard-line man-on-the-spot role as Soviet ambassador to Hungary during the crackdown in 1956; he manipulated the more cautious Brezhnev over using force in Czechoslovakia in 1968; and he took a tough stance on Poland in 1980–81 during Solidarity’s existence. The KGB underling who served as station chief in Poland from April 1973 through October 1984 recalled that Andropov had refused to countenance Poland taking the “capitalist” path, a scenario viewed as zero sum geopolitically. Other evidence, though, indicates that behind closed doors in 1981 Andropov lamented that the overtaxed Soviet Union had reached the limits of its ability to intervene militarily in Eastern Europe and goaded the Polish regime to conduct its own crackdown (it did). Be that as it may, in 1989 Mikhail Gorbachev’s Kremlin not only formally repealed the Brezhnev Doctrine but also worked to prevent Eastern Europe’s uncivil societies from themselves using violence to prop up their regimes. Almost immediately thereupon, the Communist systems in Eastern Europe were overturned. The ashes of Andropov—who more than anyone had helped put Gorbachev into power—must have been turning over in his Kremlin Wall urn.

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by | 1 June 2023 · 2:55 am

WW2 Internees in North Dakota

One of the books we bought in Lincoln, Nebraska, during our road trip up the Missouri River and back was Nebraska POW Camps, by Melissa Amateis Marsh (History Press, 2014). I blogged a passage from the Kindle edition in November 2018. The author lists North Dakota as among the few states without POW camps during World War II (along with Montana, Nevada, Rhode Island, and Vermont). However, Fort Lincoln in North Dakota did house internees who were designated “enemy aliens” but not enemy soldiers: including sailors from enemy nations, along with selected U.S. residents of German or Japanese ancestry. The Densho Encyclopedia online provides details.

There were two separate populations of Japanese American internees as well as German crews of ships seized in U.S. ports and resident German enemy alien internees. The very first prisoners at Fort Lincoln were 220 German seamen who arrived on May 31, 1941. The U.S. had detained crews from German ships docked in the U.S. since after the German attack on Poland in 1939, most of them at Ellis Island. More German seamen arrived after this initial group, and on December 20, 110 German enemy aliens arrived, most from the West Coast, bringing the population of Fort Lincoln to 410.

The first group of Japanese American internees consisted of over 1,100 Issei who arrived at Fort Lincoln in two groups in February of 1942: 415 from the West Coast arrived on February 9 and 715 more on February 26. Most of these men were immigrant community leaders—Buddhist priests, Japanese language school teachers, newspaper editors, and heads of Japanese immigrant economic or cultural organizations—who were arrested after the Japanese attack on Pearl Harbor but before the mass roundup of all Japanese Americans on the West Coast. Most came via short-term detention stations such as Tuna Canyon, Griffith Park, or San Pedro. Enemy Alien Hearing Boards convened at Ft. Lincoln in February for the German internees, most of whom were released or paroled afterwards. Hearings for the Japanese internees were marred by conflict between Korean immigrant translators and internees and resulted in three Issei requiring medical attention. Complaints to the Spanish consul resulted in an internal investigation by the INS that found that Issei had been unjustly abused and resulted in the dismissal of two interpreters and the suspension of three INS inspectors. Issei whom the boards “released” were allowed to rejoin their families at “assembly centers” or War Relocation Authority camps in the summer and fall of 1942; those ordered interned were transferred to army-run internment camps such as Lordsburg . By October 1942, nearly all of the Japanese and German internees had moved on, leaving just three hundred or so German seamen. As part of the general movement of enemy aliens from army run camps back to INS run camps in order to make room for the growing numbers of POWs, over 1,000 German enemy aliens moved to Ft. Lincoln starting in March 1943, joining the remaining German seamen and pushing the camp’s population to over 1,500.

The second group of Japanese Americans at Ft. Lincoln arrived in early 1945 and were mostly young Nisei and Kibei who had been incarcerated at Tule Lake. This younger group were among the 5,400 at Tule Lake who, under duress, renounced their U.S. citizenship, enabling the Department of Justice to intern them in DOJ camps as “enemy aliens” and to deport them. Reasons for renouncing varied, ranging from anger and protest against the country that imprisoned them, to fear of being forcibly relocated again without a job or housing or community support while the war with Japan raged on. While an initial group identified as leaders of community resistance in Tule Lake were sent to Santa Fe, there was not enough room there to accommodate all. With the numbers of German enemy alien internees and German seamen down to about 700, less than half of the peak, there was room at Fort Lincoln. As a result, about 650 were transferred from Tule Lake on February 10, arriving at Ft. Lincoln on February 14. One hundred more renunciants were transferred from Tule Lake to Ft. Lincoln in July 1945. The U.S. prepared to deport two-thirds of this group in November and December 1945; however, many had changed their minds about renouncing and going to Japan. With the aid of lawyer Wayne Collins, most were able to avoid deportation and to eventually recover their U.S. citizenship. The last of the German internees were sent to Ellis Island in February 1946. The last to leave were 200 of the Tule Lake group, who left on March 6 for Santa Fe. In total, 3,850 internees passed through Ft. Lincoln.

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by | 28 April 2023 · 6:13 am

Angaur: Crucible of Pacific Arts

In researching the origins of modern Palauan music and dance, Jim Geselbracht has assembled many perspectives on the phosphate mine at Angaur, which seems to have served as a crucible where Pacific Islanders from Micronesia, Okinawa, Taiwan, and other parts of the Japanese Empire came together and learned from each other during their few precious leisure hours.

As I discussed in an earlier post, foreign workers who were brought to Palau to mine phosphate brought with them their music and dance, which in turn had a significant influence on the development of modern Palauan music.  This, I believe, was the “big bang” event in Palauan music, where it changed from chants with lyrics that were handed down from the gods (chelid) to modern, composed music (beches el chelitakl).  Let’s first explore the history of the mining operation in Angaur.

According to a USGS report [1]:

Mining of phosphate on Angaur begin in 1909 during German administration of the island and continued from 1914 to 1944 under Japanese administration.  Mechanized methods were introduced just before the start of World War II.  From June 1946 to June 1947 mining was carried out by an American contractor under the control of the US Navy.  Mining was resumed on June 30, 1949, by a Japanese company, the Phosphate Mining Co., Ltd. (Rinko Kaihatsu Kaisha).

The labor for the mining operation consisted of Palauan, Carolinian, Chamorran, Filipino and Chinese workers.  In a book on Micronesian development [2], David Hanlon describes the “troubled history” of phosphate mining on Angaur.  I’ve extracted a portion that describes the labor force used to mine the phosphate:

Begun in February 1909, the mining of phosphate and the environmental havoc it wreaked had quickly turned Angaur into the “hottest place in the Pacific.”  The construction of a railroad, drying plant, sawmill, loading dock, warehouses, thirty-two European residences and eleven workers’ dormitories further blighted a landscape already ravaged by the open-pit technique used to extract phosphate.  German overseers and mechanics drank excessively, fought each other, and openly defied their company supervisors.  The abuse of Carolinian and Chinese laborers brought to mine the island’s phosphate included low wages, frequent payment in the form of near worthless coupons rather than currency, forced purchases with these devalued coupons of overpriced goods in the mining company’s store, physical punishment and extended working hours.  By 1911, the situation had deteriorated so badly that German colonial officials elsewhere in the Carolines were refusing to assist in the recruitment of islander labor for Angaur.

Fr. Francis Hezel extends the story in his book Strangers in Their Own Land [4]:

As the German Phosphate Company made preparations to begin mining operations, the island population of 150 … were moved to a small reservation in the southeast corner of the island.  At first company officials intended to rely on Chinese labor for the Angaur mines, and they brought in eighty workers from Hong Kong.  The Chinese proved as troublesome to the German overseers on Angaur as they were on Nauru.  Dissatisfied with their working conditions and benefits, and insulted by the floggings they received, they killed a German employee and called a general strike during the first year of operations.  To provide “more complaisant material for the company than the Chinese”, the German government began recruiting Carolinians.  With the assistance of chiefs from Yap and its outer islands, a hundred men were sent to Angaur on a one-year labor contract; a second recruiting voyage produced another two hundred laborers, eighty of them from Palau and the rest from Yap.

Fr. Hezel continues:

In the evenings, during their few hours of leisure, they often entertained themselves by singing and dancing, thus passing on the stick dances, German marching dances and other stylized art forms that have come to be widespread in Micronesia today.

These dances are what are known as matamatong in Palau today.  By 1911, the initial 300 Carolinian laborers had doubled in size [4]:

the island now contained a polycultural community of 600:  a few dozen Germans, … Chinese, some Chamorros and Filipinos, and the five hundred Carolinians from various islands who worked there.

During Japanese time, the mining labor importation practices continued.  According to Hanlon [2]:

Japan’s later civilian colonial government assumed supervision of all phosphate mining on Angaur in 1927 and relied upon labor from the Marianas, Palau, Chuuk and Yap.  These island laborers were recruited by village chiefs or headmen who received a small bonus or fee as compensation for the loss of manpower from traditional activities.  Most of these laborers were drafted against their will for a year of “totally exhausting work.”

Hezel [4] describes the mix of workers on Angaur during Japanese times as a continuation of German times:

the 350 islanders at work in the mines … generally served year-long contracts and lived under slightly improved conditions … The mines had always drawn heavily on Yapese, who had the reputation of being the hardest workers in the territory, but their numbers fell off from 200 to 50 during the 1920s because of the serious population decline on the island. Chuukese were called on to provide a proportionately larger share of the labor force, at first under threat of imprisonment, but in time half-voluntarily as the allure of a salary grew among the people.

Virginia Luka describes the impact of the phophate-mining workers in Angaur in a paper written at the Southern Oregon University [3].  In it she cited the observations of Pedro [5]:

Foreign workers from places such as Guam, Saipan, Yap, Chuuk, Pohnpei, Japan and China introduced new plants, animals, food, dancing, singing and lifestyles.  In Angaur they learned how to bake bread, sew, western dance and how to play some musical instruments such as the guitar, harmonica and accordion from the Saipanese.

Based on these accounts, the 300 to 600 Carolinian workers far out-numbered the local Angaur community of 150.  The Palauans observing and participating in the Carolinian dances likely led to the adoption of the matamatong as a Palauan dance.  Junko Konishi [dissertation in English available here] states that the word matamatong likely derives from Pohnpei [7]:

The term [matamatong] seems to have originated from the progressive form of the Pohnepeian word mwadong (mwadomwadong) meaning “to play, to take recreation” and dancing.

In fact, Junko relates that over 400 Pohnpeans were exiled to Palau in 1911 after the uprising in Sokehs and over 100 Pohnpean males were sent to Angaur to work in the mines [8].

However, Konishi developed a detailed explanation [8] of how the Marshall Islands were actually the birthplace of the marching dance, with diffusion of the dance in the early 1900s from the Marshalls to the Eastern Caroline Islands (including Pohnpei) and Nauru.  She states that:

Yapese and Palauan elders recount that Chuukese spread the marching dance in Angaur.

The matamatong dance was also picked up by Japanese settlers in Micronesia.  During the 2004 Festival of Pacific Arts, held in Palau, a Japanese dance group performed [6]:

… a dance style called Nanyo-Odori (South Seas Dance) [links go to Youtube videos of Bonin Islanders, the latter with subtitles in Japanese, with katakana for foreign words], presented as an adaption of the songs and dances from the Pacific brought back to the Ogasawaran islands of Japan by Japanese people who had sailed around the Pacific for trading … [and] lived in Micronesia during the period of Japanese occupation and control … The dance is an adaption of a Micronesian dance called the Matamatong … The dance, which was accompanied by songs in a mixture of Palauan, Japanese and English, is said to have been created in about 1914 at the end of the German era in Micronesia and continues to be popularly danced today.

A fascinating exchange [at the Festival of Pacific Arts] ensued between Palauans … and the Japanese performers, in which they compared the dance steps of the Nanyo-Odori with those of the Matamatong (as well as the words of the accompanying songs, some of which the Japanese did not understand).  A Palauan musician … Roland Tangelbad, noted that the Japanese still danced the old way, with a German soldier’s style of marching step (goose step) whereas the Palauans had since adapted theirs to the marching step of the US soldiers.

The impact of the Eastern Caroline Islanders among the Palauans went beyond the matamatong dance step [8]:

The Chuukese, who had a tradition of love songs, created many dances for love songs in Angaur during the Japanese colonial period.  And those songs, composed with lyrics in Japanese (which was the common language at that time), became popular among different island groups.

I witnessed both marching dances (call maas in Yapese) and stick dances during my fieldwork in Yap in the fall of 1974. One feature that defined both as “modern” was that men and women performed together in the same dance, and not separately as they did in traditional dances.

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