Category Archives: Ukraine

Odessa’s meshchane estate

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 134-136:

From the perspective of the tsarist state, Russian society was divided into identifiable and highly regulated “estates,” or sosloviya in Russian. Membership could be fluid, at least across several generations, and in many cases one’s estate was never as predetermined or immutable as one’s sex or eye color. But it was still a fundamental part of a Russian subject’s social identity. In contrast to what Marxists would identify as “class,” an individual’s estate membership had little to do with his or her place in the hierarchy of economic production, much less with wealth or income. Like for the impoverished nobles in the works of Tolstoy or Chekhov, estate status was part of one’s birthright, the genetic code of Russian society as a whole, not a reflection of economic power. When the state came to sort and categorize its own citizens, the labels that presented themselves in the late nineteenth century were clear: nobles, clergy, military, civil servants, and a group known as the meshchane—by far the largest estate in Odessa.

The meshchane—a word that might be translated as the petty bourgeoisie—were the large group of semi-skilled workers, tradesmen, shopkeepers, and Russian subjects caught between the castes of large-scale landowners and their former serfs living in grinding poverty in the close-in suburbs. They eked out a living on the fringes of Odessa’s trading economy, vulnerable to the pendulum swings of commerce and the periodic blights afflicting agriculture. Unlike the wealthiest members of society, they had little recourse when times were hard, other than to join the day laborers hanging around the docks or hoping to pick up a job as a porter at one of the city’s bazaars. Unlike their peasant neighbors, they had few real connections to the countryside that might allow them to weather economic fluctuations in town. Already by the middle of the nineteenth century, Odessa was largely a city of these vulnerable meshchane. In 1858 the nobility comprised 3 percent of the city’s population, merchants nearly 5 percent, foreigners (that is, people who were not Russian subjects) just over 4 percent, peasants nearly 4 percent, and the military under 7 percent. The remainder—nearly 70 percent of the city’s total—were meshchane.

With a transient foreign population and a constant stream of newcomers arriving by ship and overland carriage—far moire than in the empire’s twin capitals, St. Petersburg and Moscow—Odessa was ripe for the kind of swindles, trickery, and palm-greasing that helped ease the economic burden of the petty bourgeoisie. When visitors complained of the hotelier who charged extra for bedding, the cobbler who charged twice to repair the same shoe, or the droshky driver who charged different rates for the same ride, it was the city’s huge estate of meshchane who were the makers of the city’s reputation. They could be found in virtually any profession. In 1892 over half the city’s 607 prostitutes reported that they were meshchane by estate.

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Odessa, a “Russian Chicago”

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 109-112:

Until the 1860s, Odessa was the breadbasket for much of the Western world, feeding a hungry European and, increasingly, global market. Foreign consuls sent breathless dispatches to European capitals about fluctuations in the prices of wheat and barley. Foreign ministers contemplated the effects of diplomatic squabbles on the supply of foodstuffs. Only with the discovery of oil farther to the east, in the Russian Caucasus and the Caspian seaport of Baku, was Odessa’s chief cash export exceeded by that of a rival Russian city.

Odessa’s commercial success lay in its position at the intersection of flatlands and seascape, where the produce of the former could be sent to markets across the latter. But a series of fortunate accidents allowed the city to enhance this natural gift. Talented administrators such as Vorontsov argued for maintaining the freeport status, which was a considerable inducement to foreign and local entrepreneurs. Improvements in the harbor allowed larger ships to enter and lie safely at anchor. The fall-off in plague outbreaks around the Black Sea reduced much of the time that ships, goods, and passengers spent in quarantine. When the Peace of Adrianople was signed between the sultan and tsar in 1829, ending nearly a decade of diplomatic bickering, trade squabbles, and outright war, Russian secured a historic set of concessions from the Ottomans, including an end to the Ottoman practice of boarding and searching Russian merchant ships. The period of relative peace that followed—from the late 1820s to the early 1850s—provided ease of shipping through the Bosphorus and Dardanelles straits.

The economic results were immense. Grain exports from all the Russian Black Sea ports stood at a yearly average of under two million chetverts (a unit of Russian dry measurement equal to 5.77 U.S. bushels) before 1813, but by the 1860s that figure had risen to over sixteen million chetverts. Over half those exports were coming solely from Odessa. Between the 1840s and 1850s, the annual volume of grain exports to Italian ports more than doubled, while the French were importing ten times as much Odessa grain at the end of that period as at the beginning. After the late 1840s, the easing of restrictive import laws in England the introduction of hardier wheat varieties in Russia opened new markets for Odessa’s produce, well beyond the traditional Mediterranean destinations. By the middle of the century, well over a thousand ships were leaving Odessa each year. The number of British ships sailing into the Black Sea increased sevenfold between the mid-1840s and the early 1850s, with Britain accounting for a third or more of all destinations of vessels exiting the port. Wheat, barley, rye, and other grains filled the holds of long-haul sea vessels flying flags of most major European powers.

Of all these goods, the queen was wheat. Ninety percent of Russian wheat exports flowed out of the empire’s Black Sea ports, and many of the sights, sounds, and smells of Odessa derived from its production and sale. Immense herds of cattle provided manure for fertilizer in the countryside and pulled the thousands of wooden carts that bore the harvested grain from field to storage centers….

Some carters would return north with cloth, wine, or other imported goods offloaded from merchant vessels in the harbor, while others chose to transform their infrastructure into capital. The dried dung could be collected and sold as fuel to poor families, and the animals could then be given up to slaughter for meat and hides. The sweet smoke of burning, grass-rich manure mingled in the air with the reek of tallow vats and the sharp odor of tanneries, the factories that produced the bricks of processed fat and bundles of unworked leather destined for Turkey, Italy, or France.

With hundreds of thousands of head of livestock coming through the city each harvest season, dust and mud were constant features of Odessan life. Choking, white-yellow clouds, stirred up by hooves and swirled about by the prevailing winds, powdered residents like talcum. Rain turned inches of accumulated limestone grime into impassable sloughs….

An open, brick-lined drainage system, about two feet deep, ran alongside the major thoroughfares, crossed by occasional footbridges and wooden planks. But the rivulets they contained—the wastewater runoff and solid offal of houses and hotels, as well as animal dung and mud from the streets—could gag even the toughest pedestrian. The blooms of acacia trees and oleander fought back with their perfume, but it usually took a change in wind direction, blowing off the plains and toward the sea, to unburden the city of its own stench.

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Odessa, a “Russian Cincinnati”

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 107-108:

When foreign travelers ventured across the Eurasian steppe, it was difficult to know which was worse: bouncing along rutted roads in a hired wagon careering along at breakneck speed, or stopping in a fly-blown inn where a meal was little more than moldy bread and rough wine, and one’s bed a straw mat covered by a ragged blanket.

It was all the more surprising, then, when travelers came across a small slice of Germany that had been transplanted to the windy flatlands. Small wooden houses were gathered in neat rows around a plain stone church. Doorposts were painted with simple but elegant flower motifs. Blooming flowerboxes decorated the street-facing windows. A visitor was greeted with a friendly but wary “Guten tag,” and if he asked for onward directions to another village or city, he should be sure to know its name in German rather than in Russian. “How agreeably was I surprised to see the advanced state of agriculture as we travelled southwards,” wrote the wife of a Russian officer not long after Odessa’s founding, “and to find this mighty empire, which, I own, judging from its vast extent, I supposed to be thinly peopled, covered with populous villages and waving corn [wheat].” Germans, especially members of the reclusive Mennonite Christian denomination, had been invited by Catherine the Great to set up farms across New Russia shortly after her acquisition of the territory from the Ottomans. Germans brought agricultural skills that were lacking in a frontier peopled mainly by nomads and Cossacks. In turn, they received land, exemption from military service, and ready outlets for their produce in the burgeoning Russian ports along the Black Sea.

Odessa was founded by foreigners in Russian service, and that heritage reproduced itself generation after generation. Niche industries abounded. If you were a well-to-do merchant, your barber was likely to be an Armenian, your gardener a Bulgarian, your plasterer a Pole, your carriage driver a Russian, and your nursemaid a Ukrainian. “There is nothing national about Odessa,” recalled one visitor disapprovingly. Some could describe it only by analogy—as a Russian Florence, a Russian Naples, a Russian Paris, a Russian Chicago, even a Russian Cincinnati.

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John Paul Jones in the Russian Navy

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 43-47:

His work for the newly independent United States now finished, [John Paul] Jones traveled eastward to serve as commander of a Russian squadron in engagements with the Ottoman navy. Jones had made his reputation in America through a series of successful attacks on British warships; he is today revered as the founding father of the U.S. Navy, his remains encased in a lavish shrine in Annapolis, Maryland. But Potemkin was unimpressed. “This man is unfit to lead: he’s slow, lacks zeal and is perhaps even afraid of the Turks,” he wrote to Catherine. “He’s new at this business, has neglected his entire crew and is good for nothing: not knowing the language, he can neither give nor comprehend orders.”

Jones had been a brilliantly successful captain in the Atlantic, but his skills were essentially those of a pirate: the ability to lead a small contingent of men aboard a single ship in order to confront a single adversary. His abilities as a commander in a more complex struggle—especially among the haughty, intrigue-ridden, and multilingual European officer corps into which he had place himself—were questionable. “Jones was very famous as a corsair, but I fear that at the head of a squadron he is rather out of place,” wrote Charles of Nassau-Siegen, another foreign officer in Catherine’s employ. Jones reacted petulantly to any perceived slight from his aristocratic brother-officers and spent much of his time in Russia arguing over rank and chain of command. “Never, probably, did any commanding officer commence service under circumstances more painful,” Jones complained. “My firmness and integrity have supported me against those detestable snares laid by my enemies for my ruin.”

Whatever reputation Jones managed to salvage from his Russia years was in large part owed to the good judgment, operational savvy, and decorum of one of his lieutenants, another mercenary name José de Ribas. During the war with the Ottomans, de Ribas proved far more adept than the storied American captain at securing his fortune on the Russo-Turkish frontier, as well as his place in history as Odessa’s true founding father. His mixed background and improvised life were emblematic of the city he helped to establish….

De Ribas was present at one of the most important and most gruesome episodes of the Russo-Turkish conflict, an engagement in which he served alongside the disoriented and indecisive John Paul Jones. In midsummer of 1788, de Ribas was Potemkin’s liaison officer with Jones at the Battle of Liman, an encounter on the Dnieper estuary before the ramparts of two fortresses, Ochakov and Kinburn. The former was held by the Ottomans, the latter by the Russians; the twin outposts faced each other across a narrow water inlet connecting the Dnieper with the Black Sea. Jones was given command of a detachment of oar-powered boats outfitted with small cannons. Their task was not to engage Ottoman warships head-on but to lure them into the shallows, where they would be stuck fast in the mud and offer easy targets to Russia’s heavy guns and incendiary bombs. “Humanity recoils with indignation and horror from seeing so many wretched creatures perish in the flames,” Jones wrote to de Ribas during the fighting….

Despite his role in these events, Jones ended his Russian career in ignominy. After numerous run-ins with Nassau-Siegen and other aristocratic officers, he was transferred from the southern fleet by Potemkin and returned to St. Petersburg. With the war still raging, he was drummed out of Russia altogether, accused of forcibly deflowered a twelve-year-old girl. His defense was not to disown the affair—a matter usually glossed over by American historians—but rather to deny that it was rape. He admitted in a statement to prosecutors that he had “often frolicked” with the girl for a small cash payment, but that “I can assure you with absolute certainty that I did not despoil her of her virginity.” He died in penury in Paris a few years later, a broken man in a faded uniform, still pestering foreign diplomats with plans for new naval campaigns in faraway lands.

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Cossack Pirates on the Black Sea

From Odessa: Genius and Death in a City of Dreams, by Charles King (W. W. Norton, 2011), pp. 33-34:

Pirates from north of the Black Sea frequently targeted Ottoman ships, even hitting the Ottoman heartland in Anatolia and occasionally menacing Constantinople. These raiders grew up out of the frontier society that defined the coastal borderlands of the empire—a mixture of former Polish-Lithuanian or Muscovite peasants, local Muslims, and nomadic herders, some of whom coalesced into distinct communities given the catchall label “Cossacks.” Cossack groups emerged in the mid-sixteenth century as a key power at the intersection of Polish-Lithuanian and Ottoman authority, offering their services as freebooters—the word “Cossack” probably derives from kazak, a Turkic word for “free man”—to whichever sovereign could pay the highest fee. Although a substantial livelihood came from raiding and piracy, Cossacks were a true multipurpose frontier people, farming, herding, and fishing in the grassy lowlands and estuaries of the Dnieper and other rivers.

The French artillery engineer Guillaume de Beauplan, who witnessed Cossack raids in the seventeenth century, left a graphic description of the Cossacks and their waterborne lives, painting them not as the legendary cavalrymen they would eventually become, but rather as able and daring seamen, commanding small rivercraft that could be reoutfitted for voyages across the sea. As he wrote in his Description of Ukraine:

Their number now approaches some 120,000 men, all trained for war, and ready to answer in less than a week the slightest command to serve the [Polish] king. It is these people who often, [indeed] almost every year, go raiding on the Black Sea, to the great detriment of the Turks. Many times they have plundered Crimea, which belongs to Tatary, ravaged Anatolia, sacked Trebizond, and even ventured as far as the mouth of the Black Sea [Bosphorus], three leagues from Constantinople, where they have laid waste to everything with fire and sword, returning home with much booty and a number of slaves, usually young children, whom they keep for their own service or give as gifts to the lords of their homeland.

As the Cossack raids illustrated, in the seventeenth century at least, the Ottomans exercised little direct control north of the Black Sea, except during seasons of war when troops might descend on local villages to burn crops or requisition livestock.

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Competitive Victimology in the Bloodlands

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 7393-7441 (pp. 402-403):

Without history, the memories become private, which today means national; and the numbers become public, which is to say an instrument in the international competition for martyrdom. Memory is mine and I have the right to do with it as I please; numbers are objective and you must accept my counts whether you like them or not. Such reasoning allows a nationalist to hug himself with one arm and strike his neighbor with the other. After the end of the Second World War, and then again after the end of communism, nationalists throughout the bloodlands (and beyond) have indulged in the quantitative exaggeration of victimhood, thereby claiming for themselves the mantle of innocence.

In the twenty-first century, Russian leaders associate their country with the more or less official numbers of Soviet victims of the Second World War: nine million military deaths, and fourteen to seventeen million civilian deaths. These figures are highly contested. Unlike most of the numbers presented in this book, they are demographic projections, rather than counts. But whether they are right or wrong, they are Soviet numbers, not Russian ones. Whatever the correct Soviet figures, Russian figures must be much, much lower. The high Soviet numbers include Ukraine, Belarus, and the Baltics. Particularly important are the lands that the Soviet Union occupied in 1939: eastern Poland, the Baltic States, northeastern Romania. People died there in horribly high proportions—and many of the victims were killed not by the German but by the Soviet invader. Most important of all for the high numbers are the Jews: not the Jews of Russia, of whom only about sixty thousand died, but the Jews of Soviet Ukraine and Soviet Belarus (nearly a million) and those whose homeland was occupied by the Soviet Union before they were killed by the Germans (a further 1.6 million).

The Germans deliberately killed perhaps 3.2 million civilians and prisoners of war who were native to Soviet Russia: fewer in absolute terms than in Soviet Ukraine or in Poland, much smaller countries, each with about a fifth of Russia’s population. Higher figures for Russian civilian losses, sometimes offered, would (if accurate) permit two plausible interpretations. First, more Soviet soldiers died than Soviet statistics indicate, and these people (presented as civilians in the higher numbers) were in fact soldiers. Alternatively, these people (presented as war losses in the higher numbers) were not killed directly by the Germans but died from famine, deprivation, and Soviet repression during the war. The second alternative suggests the possibility that more Russians died prematurely during the war in the lands controlled by Stalin than in the lands controlled by Hitler. This is very possibly true, although the blame for many of the deaths is shared.

Consider the Gulag. Most of the Soviet concentration camps were located in Soviet Russia, far beyond the zone occupied by the Germans. Some four million Soviet citizens were in the Gulag when Germany invaded the Soviet Union in June 1941. Soviet authorities sentenced more than 2.5 million of their citizens to the Gulag during the war. The NKVD was at work everywhere that the Germans did not reach, including besieged and starving Leningrad. Between 1941 and 1943, the deaths of some 516,841 Gulag inmates were registered, and the figure might have been higher. These hundreds of thousands of additional deaths would presumably not have happened had the Germans not invaded the Soviet Union: but those people would not have been so vulnerable had they not been in the Gulag. People who died in Soviet concentration camps cannot simply be counted as victims of Germany, even if Hitler’s war hastened their deaths.

Other people, such as the inhabitants of Soviet Ukraine, suffered more under both Stalin and Hitler than did inhabitants of Soviet Russia. In the prewar Soviet Union, Russians were far less likely to be touched by Stalin’s Great Terror (though many of them were) than the small national minorities, and far less likely to be threatened by famine (though many were) than Ukrainians or Kazakhs. In Soviet Ukraine, the whole population was under German occupation for much of the war, and death rates were far higher than in Soviet Russia. The lands of today’s Ukraine were at the center of both Stalinist and Nazi killing policies throughout the era of mass killing. Some 3.5 million people fell victim to Stalinist killing policies between 1933 and 1938, and then another 3.5 million to German killing policies between 1941 and 1944. Perhaps three million more inhabitants of Soviet Ukraine died in combat or as an indirect consequence of the war.

Even so, the independent Ukrainian state has sometimes displayed the politics of exaggeration. In Ukraine, which was a major site of both Stalin’s famine of 1932-1933 and the Holocaust in 1941-1944, the number of Ukrainians killed in the former has been exaggerated to exceed the total number of Jews killed in the latter. Between 2005 and 2009, Ukrainian historians connected to state institutions repeated the figure of ten million deaths in the famine, without any attempt at demonstration. In early 2010, the official estimation of starvation deaths fell discretely, to 3.94 million deaths. This laudable (and unusual) downward adjustment brought the official position close to the truth. (In a divided country, the succeeding president denied the specificity of the Ukrainian famine.)17 Belarus was the center of the Soviet-Nazi confrontation, and no country endured more hardship under German occupation. Proportionate wartime losses were greater than in Ukraine.

Belarus, even more than Poland, suffered social decapitation: first the Soviet NKVD killed the intelligentsia as spies in 1937-1938, then Soviet partisans killed the schoolteachers as German collaborators in 1942-1943. The capital Minsk was all but depopulated by German bombing, the flight of refugees and the hungry, and the Holocaust; and then rebuilt after the war as an eminently Soviet metropolis. Yet even Belarus follows the general trend. Twenty percent of the prewar population of Belarusian territories was killed during the Second World War. Yet young people are taught, and seem to believe, that the figure was not one in five but one in three. A government that celebrates the Soviet legacy denies the lethality of Stalinism, placing all of the blame on Germans or more generally on the West.

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Theatre of the Macabre in Minsk

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 4205-53 (pp. 225ff):

Minsk was transformed by the Germans into a kind of macabre theater, in which they could act out the ersatz victory of killing Jews.

In Minsk in autumn 1941, the Germans were celebrating an imaginary triumph, even as Moscow held fast. On 7 November, the anniversary of the Bolshevik Revolution, the Germans organized something more dramatic than mere mass shootings. On that morning, they rounded up thousands of Jews from the ghetto. The Germans forced the Jews to wear their best clothes, as though they were dressing up for the Soviet holiday. Then the Germans formed the captives into columns, gave them Soviet flags, and ordered them to sing revolutionary songs. People had to smile for the cameras that were filming the scene. Once beyond Minsk, these 6,624 Jews were taken in trucks to a former NKVD warehouse in the nearby village of Tuchinka. Jewish men returning that evening from forced labor assignments found their entire families gone. As one recalled: “Out of eight people—my wife, my three children, my elderly mother, and her two children—not a soul remained!”

Terror itself was nothing new. People had been taken from Minsk to Tuchinka, in the black ravens of the NKVD, not so long before, in 1937 and 1938. Yet even at the height of Stalin’s Great Terror of those years, the NKVD was always discreet, taking people by ones and twos in the dark of night. The Germans were carrying out a mass action in the middle of the day, made for public consumption, ripe with meaning, suitable for a propaganda film. The staged parade was supposed to prove the Nazi claim that communists were Jews and Jews were communists. It followed from this, to the Nazi way of thinking, that their removal not only secured the rear area of Army Group Center but was also a kind of victory in itself. Yet this hollow expression of triumph seemed designed to disguise a more obvious defeat. By 7 November 1941, Army Group Center was supposed to have taken Moscow, and had not.

Stalin was still in the Soviet capital, and was organizing his own victory celebrations. He had never abandoned the city, not during the initial offensive of Operation Barbarossa of June 1941, not during the secondary offensive of Operation Typhoon of October. Lenin’s embalmed corpse was sent away from the Kremlin for safekeeping, but Stalin remained and ruled. Leningrad was besieged, and Minsk and Kiev were taken, but Moscow defended itself under Stalin’s obstinate command. On the 6th of November, Stalin spoke defiantly to Soviet citizens. Noting that the Germans called their campaign a “war of annihilation,” he promised them the same. He referred, for the one and only time, to the Germans’ murder of the Jews. In calling the Nazi regime an empire eager to organize “pogroms,” however, he fell far short of a true description of the ongoing mass murder. The Minsk Jews taken to Tuchinka on 7 November (the Soviet holiday) were shot on 9 November (the National Socialist holiday). Five thousand more followed on 20 November. Traditional empires had never done anything like this to Jews. On any given day in the second half of 1941, the Germans shot more Jews than had been killed by pogroms in the entire history of the Russian Empire.

The German murder of Jews was never going to play much of a role in the Soviet vision of the war. From a Stalinist perspective, it was not the killing of Jews that mattered but the possibilities for its political interpretation. The German identification of Jews with communism was not just a Nazi conviction and a pretext for mass murder; it was also a propaganda weapon against the Soviet Union. If the Soviet Union was nothing more than a Jewish empire, then surely (went the Nazi argument) the vast majority of Soviet citizens had no reason to defend it. In November 1941 Stalin was thus preparing an ideological as well as a military defense of the Soviet Union. The Soviet Union was not a state of the Jews, as the Nazis claimed; it was a state of the Soviet peoples, first among whom were the Russians. On 7 November, as the Jews marched through Minsk to their deaths, Stalin reviewed a military parade in Moscow. To raise the spirits of his Soviet peoples and to communicate his confidence to the Germans, he had actually recalled Red Army divisions from their defensive positions west of Moscow, and had them march through its boulevards. In his address that day he called upon the Soviet people to follow the example of their “great ancestors,” mentioning six prerevolutionary martial heroes—all of them Russians. At a time of desperation, the Soviet leader appealed to Russian nationalism.

Stalin was associating himself and his people with the earlier Russian Empire, which just one day before he had mentioned in connection with pogroms of Jews. As the General Secretary of the Communist Party of the Soviet Union summoned the heroes of prerevolutionary Russian history, he had to negotiate with their ghosts. By placing Russians at the center of history, he was implicitly reducing the role of other Soviet peoples, including those who suffered more than Russians from the German occupation. If this was a “Great Patriotic War,” as Stalin’s close associate Viacheslav Molotov had said on the day of the German invasion, what was the fatherland? Russia, or the Soviet Union? If the conflict was a war of Russian self-defense, what to make of the German mass murder of the Jews?

Hitler’s public anti-Semitism had placed Stalin, like all the leaders of the Allies, in a profound dilemma. Hitler said that the Allies were fighting for the Jews, and so (fearing that their populations might agree) the Allies had to insist that they were fighting to liberate oppressed nations (but not Jews in particular). Stalin’s answer to Hitler’s propaganda shaped the history of the Soviet Union for as long as it existed: all of the victims of German killing policies were “Soviet citizens,” but the greatest of the Soviet nations was the Russians. One of his chief propagandists, Aleksandr Shcherbakov, clarified the line in January 1942: “the Russian people—the first among equals in the USSR’s family of peoples—are bearing the main burden of the struggle with the German occupiers.” By the time Shcherbakov uttered those words, the Germans had killed a million Jews east of the Molotov-Ribbentrop line, including some 190,000 Jews in Belarus.

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Uniqueness of the Minsk Ghetto

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 4295-4349 (p. 231ff):

Minsk was an unusual city, a place whose social structure defied the Nazi mind as well as German experience in occupied Poland. Here, in a Soviet metropolis, the history of Jews had taken a different turn than in Poland. Twenty years of social opportunity and political coercion had done their work. The urbane Jews of the city were not organized in any sort of traditional community, since the Soviets had destroyed Jewish religious and communal institutions in the 1920s and 1930s. The younger generation of Jews was highly assimilated, to the point that many had “Belarusian” or “Russian” inscribed as their nationality on their Soviet documents. Although this probably meant little to them before 1941, it could save their lives under German rule. Some Minsk Jews had Belarusian or Russian friends and colleagues who were ignorant of or indifferent to religion and nationality. A striking example of the ignorance of Jewish origins was Isai Kaziniets, who organized the communist underground throughout the city of Minsk. Neither his friends nor his enemies knew that he was Jewish.

Soviet rule had brought a certain sort of toleration and assimilation, at the price of habits of subordination and obedience to the commands of Moscow. Political initiative had not been rewarded in Stalin’s Soviet Union. Anyone responding with too much avidity to a given situation, or even to a political line, was at risk when the situation or the line changed. Thus Soviet rule in general, and the Great Terror of 1937-1938 in particular, had taught people not to take spontaneous action. People who had distinguished themselves in the Minsk of the 1930s had been shot by the NKVD at Kuropaty. Even when it must have been clear in Moscow that Soviet citizens in Minsk had their own reasons to resist Germans, communists understood that this would not be enough to protect them from future persecution when the Soviets returned. Kaziniets and all local communists hesitated to create any sort of organization, knowing that Stalinism opposed any sort of spontaneous action from below. Left to themselves, they would have endured Hitler for fear of Stalin.

An outsider, the Polish-Jewish communist Hersh Smolar, helped spur Minsk communists and Jews to action. His curious combination of Soviet and Polish experience provided him with the skills (and, perhaps, the naiveté) to push forward. He had spent the early 1920s in the Soviet Union, and spoke Russian—the main language of Minsk. After returning to a Poland where the communist party was illegal, he grew accustomed to operating underground and working against local authorities. Arrested by the Polish police and imprisoned, he had been spared the experiences of Stalinist mass shooting that weighed so heavily in Minsk. He was behind bars during the Great Terror of 1937-1938, when Polish communists were invited to the Soviet Union in order to be shot. Released from Polish prison when the Soviet Union invaded Poland in September 1939, Smolar served the new Soviet regime. He fled the Germans on foot in June 1941, and got as far as Minsk. After the German occupation of the city, he began to organize the ghetto underground, and persuaded Kaziniets that a general city underground was permissible as well. Kaziniets wanted to know whom Smolar was representing; Smolar told him truthfully that he stood for no one but himself. This denial seemed to have persuaded Kaziniets that Smolar was actually authorized by Moscow to work under deep cover. Both men found a large number of willing conspirators within and without the ghetto; by early autumn 1941 both the ghetto and the city were thoroughly penetrated by a dedicated communist underground movement.

The underground subverted the organs of German control over Jewish life, the Judenrat and the Jewish police. In the occupied Soviet Union, as in occupied Poland, German rule forced Jews into ghettos, which were administered by a local Jewish council typically known by the German term Judenrat. In the cities of occupied Poland, the Judenrat was often composed of Jews of some standing in the prewar community, often the same people who had led the Jewish communal structures that had been legal in independent Poland. In Minsk, such continuity of Jewish leadership was impossible, since the Soviets had eliminated Jewish communal life. The Germans had no easy way to find people who represented Jewish elites, and who were accustomed to making compromises with the local authorities. It seems that they chose the initial Minsk Judenrat more or less at random—and chose badly. The entire Judenrat cooperated with the underground.

In late 1941 and early 1942, Jews who wished to flee the ghetto could count on help from the Judenrat. Jewish policemen would be stationed away from places where escape attempts were planned. Because the Minsk ghetto was enclosed only by barbed wire, the momentary absence of police attention allowed people to flee to the forest—which was very close to the city limits. Very small children were passed through the barbed wire to gentiles who agreed to raise them or take them to orphanages. Older children learned the escape routes, and came to serve as guides from the city to the nearby forest. Sima Fiterson, one of these guides, carried a ball, which she would play with to signal danger to those following behind her. Children adapted quickly and well, but were in terrible danger all the same. To celebrate that first Christmas under German occupation, Erich von dem Bach-Zelewski, the Higher SS and Police Leader, sent thousands of pairs of children’s gloves and socks to SS families in Germany.

Unlike Jews elsewhere under German occupation, Jews in Minsk had somewhere to run. In the nearby forest, they could try to find Soviet partisans. They knew that the Germans had taken countless prisoners of war, and that some had escaped to the forests. These men had stayed in the woods because they knew that the Germans would shoot them or starve them. Stalin had called in July 1941 for loyal communists to organize partisan units behind the lines, in the hope of establishing some control over this spontaneous movement before it grew in importance. Centralization was not yet possible; the soldiers hid in the forest, and the communists, if they had not fled, did their best to hide their pasts from the Germans.

The Minsk underground activists, however, did try to support their armed comrades. On at least one occasion, members of the ghetto underground liberated a Red Army officer from the camp on Shirokaia Street; he became an important partisan leader in the nearby forests, and saved Jews in his turn. Jewish laborers in German factories stole winter clothes and boots, meant for the German soldiers of Army Group Center, and diverted them to the partisans. Workers in arms factories, remarkably, did the same. The Judenrat, required to collect a regular “contribution” of money from the Jewish population of the ghetto, diverted some of these funds to the partisans. The Germans later concluded that the entire Soviet partisan movement was funded from the ghetto. This was an exaggeration arising from stereotypical ideas of Jewish wealth, but the aid from the Minsk ghetto was reality.

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POW Extermination Camps on the Eastern Front

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Locs. 3362-76, 3409-40, 3501-18 (pp. 176, 179, 183):

When the Wehrmacht transported Soviet prisoners by train, it used open freight cars, with no protection from the weather. When the trains reached their destinations, hundreds or sometimes even thousands of frozen corpses would tumble from the opened doors. Death rates during transport were as high as seventy percent. Perhaps two hundred thousand prisoners died in these death marches and these death transports. All of the prisoners who arrived in the eighty or so prisoner-of-war camps established in the occupied Soviet Union were tired and hungry, and many were wounded or ill.

Ordinarily, a prisoner-of-war camp is a simple facility, built by soldiers for other soldiers, but meant to preserve life. Such camps arise in difficult conditions and in unfamiliar places; but they are constructed by people who know that their own comrades are being held as prisoners by the opposing army. German prisoner-of-war camps in the Soviet Union, however, were something far out of the ordinary. They were designed to end life. In principle, they were divided into three types: the Dulag (transit camp), the Stalag (base camp for enlisted men and noncommissioned officers), and the smaller Oflags (for officers). In practice, all three types of camps were often nothing more than an open field surrounded by barbed wire. Prisoners were not registered by name, though they were counted. This was an astonishing break with law and custom. Even at the German concentration camps names were taken. There was only one other type of German facility where names were not taken, and it had not yet been invented. No advance provision was made for food, shelter, or medical care. There were no clinics and very often no toilets. Usually there was no shelter from the elements. The official calorie quotients for the prisoners were far below survival levels, and were often not met. In practice, only the stronger prisoners, and those who had been selected as guards, could be sure of getting any food at all.

It was the Wehrmacht that established and ran the first network of camps, in Hitler’s Europe, where people died in the thousands, the tens of thousands, the hundreds of thousands, and finally the millions.

Some of the most infamous prisoner-of-war camps were in occupied Soviet Belarus, where by late November 1941 death rates had reached two percent per day. At Stalag 352 near Minsk, which one survivor remembered as “pure hell,” prisoners were packed together so tightly by barbed wire that they could scarcely move. They had to urinate and defecate where they stood. Some 109,500 people died there. At Dulag 185, Dulag 127, and Stalag 341, in the east Belarusian city Mahileu, witnesses saw mountains of unburied corpses outside the barbed wire. Some thirty to forty thousand prisoners died in these camps. At Dulag 131 at Bobruisk, the camp headquarters caught fire. Thousands of prisoners burned to death, and another 1,700 were gunned down as they tried to escape. All in all at least thirty thousand people died at Bobruisk. At Dulags 220 and 121 in Homel, as many as half of the prisoners had shelter in abandoned stables. The others had no shelter at all. In December 1941 death rates at these camps climbed from two hundred to four hundred to seven hundred a day. At Dulag 342 at Molodechno, conditions were so awful that prisoners submitted written petitions asking to be shot.

The camps in occupied Soviet Ukraine were similar. At Stalag 306 at Kirovohrad, German guards reported that prisoners ate the bodies of comrades who had been shot, sometimes before the victims were dead. Rosalia Volkovskaia, a survivor of the women’s camp at Volodymyr Volynskyi, had a view of what the men faced at the local Stalag 365: “we women could see from above that many of the prisoners ate the corpses.” At Stalag 346 in Kremenchuk, where inmates got at most two hundred grams of bread per day, bodies were thrown into a pit every morning. As in Ukraine in 1933, sometimes the living were buried along with the dead. At least twenty thousand people died in that camp. At Dulag 162 in Stalino (today Donetsk), at least ten thousand prisoners at a time were crushed behind barbed wire in a small camp in the center of the city. People could only stand. Only the dying would lie down, because anyone who did would be trampled. Some twenty-five thousand perished, making room for more. Dulag 160 at Khorol, southwest of Kiev, was one of the larger camps. Although the site was an abandoned brick factory, prisoners were forbidden to take shelter in its buildings. If they tried to escape there from the rain or snow, they were shot. The commandant of this camp liked to observe the spectacle of prisoners struggling for food. He would ride in on his horse amidst the crowds and crush people to death. In this and other camps near Kiev, perhaps thirty thousand prisoners died.

Soviet prisoners of war were also held at dozens of facilities in occupied Poland, in the General Government (which had been extended to the southeast after the invasion of the Soviet Union). Here astonished members of the Polish resistance filed reports about the massive death of Soviet prisoners in the winter of 1941-1942. Some 45,690 people died in the camps in the General Government in ten days, between 21 and 30 October 1941. At Stalag 307 at Dęblin, some eighty thousand Soviet prisoners died over the course of the war. At Stalag 319 at Chełm some sixty thousand people perished; at Stalag 366 in Siedlce, fifty-five thousand; at Stalag 325 at Zamość, twenty-eight thousand; at Stalag 316 at Siedlce, twenty-three thousand. About half a million Soviet prisoners of war starved to death in the General Government. As of the end of 1941, the largest group of mortal victims of German rule in occupied Poland was neither the native Poles nor the native Jews, but Soviet prisoners of war who had been brought west to occupied Poland and left to freeze and starve. Despite the recent Soviet invasion of Poland, Polish peasants often tried to feed the starving Soviet prisoners they saw. In retaliation, the Germans shot the Polish women carrying the milk jugs, and destroyed whole Polish villages.

The German prisoner-of-war camps in the East were far deadlier than the German concentration camps. Indeed, the existing concentration camps changed their character upon contact with prisoners of war. Dachau, Buchenwald, Sachsenhausen, Mauthausen, and Auschwitz became, as the SS used them to execute Soviet prisoners of war, killing facilities. Some eight thousand Soviet prisoners were executed at Auschwitz, ten thousand at Mauthausen, eighteen thousand at Sachsenhausen. At Buchenwald in November 1941, the SS arranged a method of mass murder of Soviet prisoners that strikingly resembled Soviet methods in the Great Terror, though exhibiting greater duplicity and sophistication. Prisoners were led into a room in the middle of a stable, where the surroundings were rather loud. They found themselves in what seemed to be a clinical examination room, surrounded by men in white coats—SS-men, pretending to be doctors. They would have the prisoner stand against the wall at a certain place, supposedly to measure his height. Running through the wall was a vertical slit, which the prisoner’s neck would cover. In an adjoining room was another SS-man with a pistol. When he saw the neck through the slit, he would fire. The corpse would then be thrown into a third room, the “examination room,” be quickly cleaned, and the next prisoner invited inside. Batches of thirty-five to forty corpses would be taken by truck to a crematorium: a technical advance over Soviet practices.

The Germans shot, on a conservative estimate, half a million Soviet prisoners of war. By way of starvation or mistreatment during transit, they killed about 2.6 million more. All in all, perhaps 3.1 million Soviet prisoners of war were killed. The brutality did not bring down the Soviet order; if anything, it strengthened Soviet morale. The screening of political officers, communists, and Jews was pointless. Killing such people, already in captivity, did not much weaken the Soviet state. In fact, the policies of starvation and screening stiffened the resistance of the Red Army. If soldiers knew that they would starve in agony as German captives, they were certainly more likely to fight. If communists and Jews and political officers knew that they would be shot, they too had little reason to give in. As knowledge of German policies spread, Soviet citizens began to think that Soviet power was perhaps the preferable alternative.

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Stalin’s Great Terror as Nationalist Counterrevolution

From Bloodlands: Europe Between Hitler and Stalin, by Timothy Snyder (Basic Books, 2010), Kindle Loc. 2120-2174 (pp. 107-108):

In these years of the Popular Front, the Soviet killings and deportations went unnoticed in Europe. Insofar as the Great Terror was noticed at all, it was seen only as a matter of show trials and party and army purges. But these events, noticed by specialists and journalists at the time, were not the essence of the Great Terror. The kulak operations and the national operations were the essence of the Great Terror. Of the 681,692 executions carried out for political crimes in 1937 and 1938, the kulak and national orders accounted for 625,483. The kulak action and the national operations brought about more than nine tenths of the death sentences and three quarters of the Gulag sentences.

The Great Terror was thus chiefly a kulak action, which struck most heavily in Soviet Ukraine, and a series of national actions, the most important of them the Polish, where again Soviet Ukraine was the region most affected. Of the 681,692 recorded death sentences in the Great Terror, 123,421 were carried out in Soviet Ukraine—and this figure does not include natives of Soviet Ukraine shot in the Gulag. Ukraine as a Soviet republic was overrepresented within the Soviet Union, and Poles were overrepresented within Soviet Ukraine.

The Great Terror was a third Soviet revolution. Whereas the Bolshevik Revolution had brought a change in political regime after 1917, and collectivization a new economic system after 1930, the Great Terror of 1937-1938 involved a revolution of the mind. Stalin had brought to life his theory that the enemy could be unmasked only by interrogation. His tale of foreign agents and domestic conspiracies was told in torture chambers and written in interrogation protocols. Insofar as Soviet citizens can be said to have participated in the high politics of the late 1930s, it was precisely as instruments of narration. For Stalin’s larger story to live on, their own stories sometimes had to end.

The Soviet Union was a multinational state, using a multinational apparatus of repression to carry out national killing campaigns. At the time when the NKVD was killing members of national minorities, most of its leading officers were themselves members of national minorities. In 1937 and 1938, NKVD officers, many of whom were of Jewish, Latvian, Polish, or German nationality, were implementing policies of national killing that exceeded anything that Hitler and his SS had (yet) attempted. In carrying out these ethnic massacres, which of course they had to if they wished to preserve their positions and their lives, they comprised an ethic of internationalism, which must have been important to some of them. Then they were killed anyway, as the Terror continued, and usually replaced by Russians.

The Jewish officers who brought the Polish operation to Ukraine and Belarus, such as Izrail Leplevskii, Lev Raikhman, and Boris Berman, were arrested and executed. This was part of a larger trend. When the mass killing of the Great Terror began, about a third of the high-ranking NKVD officers were Jewish by nationality. By the time Stalin brought it to an end on 17 November 1938, about twenty percent of the high-ranking officers were. A year later that figure was less than four percent. The Great Terror could be, and by many would be, blamed on the Jews. To reason this way was to fall into a Stalinist trap: Stalin certainly understood that Jewish NKVD officers would be a convenient scapegoat for national killing actions, especially after both the Jewish secret policemen and the national elites were dead. In any event, the institutional beneficiaries of the Terror were not Jews or members of other national minorities but Russians who moved up in the ranks. By 1939 Russians (two thirds of the ranking officers) had replaced Jews at the heights of the NKVD, a state of affairs that would become permanent. Russians became an overrepresented national majority; their population share at the heights of the NKVD was greater than their share in the Soviet population generally. The only national minority that was highly overrepresented in the NKVD at the end of the Great Terror were the Georgians—Stalin’s own.

This third revolution was really a counterrevolution, implicitly acknowledging that Marxism and Leninism had failed. In its fifteen or so years of existence, the Soviet Union had achieved much for those of its citizens who were still alive: as the Great Terror reached its height, for example, state pensions were introduced. Yet some essential assumptions of revolutionary doctrine had been abandoned. Existence, as the Marxists had said, no longer preceded essence. People were guilty not because of their place in a socioeconomic order but because of their ostensible personal identities or cultural connections. Politics was no longer comprehensible in terms of class struggle. If the diaspora ethnicities of the Soviet Union were disloyal, as the case against them went, it was not because they were bound to a previous economic order but because they were supposedly linked to a foreign state by their ethnicity.

The link between loyalty and ethnicity was taken for granted in the Europe of 1938. Hitler was using this very argument, at this very time, to claim that the three million Germans of Czechoslovakia, and the regions they inhabited, must be allowed to join Germany. In September 1938 at a conference in Munich, Britain, France, and Italy had agreed to let Germany annex the western rim of Czechoslovakia, where most of those Germans lived. British Prime Minister Neville Chamberlain declared that the arrangement had brought “peace for our time.” French Prime Minister Edouard Daladier believed nothing of the sort, but he allowed the French people to indulge the fancy. The Czechoslovaks were not even invited to the conference, and were simply expected to accept the result. The Munich agreement deprived Czechoslovakia of the natural protection of mountain ranges and the fortifications therein, leaving the country vulnerable to a future German attack. Stalin interpreted the settlement to mean that the Western powers wished to make concessions to Hitler in order to turn the Germans toward the East.

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