Category Archives: democracy

Polish Rebels Exiled to Siberia

From The House of the Dead: Siberian Exile Under the Tsars, by Daniel Beer (Knopf, 2017), Kindle Loc. 2746-2776:

The Polish rebels shared the republican ideas of the Decembrists; theirs was a political and cultural nationalism that saw itself working in concert with the progressive nations of Europe, especially France and Italy. They sought to replace the autocratic “Holy Alliance of Monarchs” born of the Congress of Vienna in 1815 with a “Holy Alliance of Peoples.” Wysocki and his comrades rebelled under the slogan “For our freedom, and yours!”—making clear that their enemy was the Russian Empire, not its people. In Warsaw, the ceremonial dethronement of the Romanovs was preceded by a ceremony in honour of the Decembrists, organized by the Polish Patriotic Society. Five empty coffins, symbolizing the five executed ringleaders of 14 December 1825, were paraded through the streets of the Polish capital, and a religious service was held in the Orthodox Church, after which Wysocki addressed the crowd in front of the Royal Castle.

If the Poles had looked abroad for inspiration, their own insurrection catapulted them to the forefront of the European republican movement. There was an outpouring of support in the European press for the “French of the North” and calls (resisted by Louis Philippe I) for France to intervene in support of the rebels. French republicans, such as Godefroi Cavaignac and his fellow members of the Society of the Rights of Man, acknowledged their own debt to the Poles for having deflected Nicholas’s armies from intervention in France itself. The French general and hero of both the American War of Independence and the July Revolution, the Marquis de Lafayette, pushed unsuccessfully for France to recognize Poland. In Britain, there was a surge of indignation, followed by meetings and rallies in support of Poland, denouncing Russia and pushing for British intervention in the conflict. In July 1831, The Times fulminated: “How long will Russia be permitted, with impunity, to make war upon the ancient and noble nation of the Poles, the allies of France, the friends of England, the natural, and, centuries ago, the tried and victorious protectors of civilized Europe against the Turkish and Muscovite barbarians?” Across the Atlantic, there was also a tide of American public sympathy for the Polish rebels.

The November Insurrection, as it became known, quickly erupted into a full-scale military confrontation between the Poles and the Russians, with both sides fielding the largest armies Europe had witnessed since the Napoleonic Wars. The insurgents had, however, overplayed their hand. They faced the might of the Imperial Russian Army while they were internally divided and commanded by hesitant men who could not decide whether to fight the Russians or negotiate with them. On 25 February 1831, a Polish force of 40,000 repelled 60,000 Russians on the Vistula to save Warsaw but managed to secure not a decisive victory but only a postponement of defeat. As Russian reinforcements poured into Poland, the rebels found themselves outnumbered and overwhelmed. After months of stubborn Polish resistance, tsarist troops ground their way back towards Warsaw and finally retook the city in October 1831.

Russian retribution fell heavily on the prostrate Polish provinces. A government edict of 15 March 1833 reassigned 11,700 Polish officers and soldiers to penal battalions and fortress labour at a variety of remote and unattractive locations throughout the Russian Empire. Several thousand more were sentenced to penal labour and settlement in Siberia. The tsar was especially vengeful in the Western Borderlands of Russia, in today’s Lithuania, Belarus and Ukraine, which were better integrated into the empire than the Kingdom of Poland. The insurgents there, many of them Polish noblemen, were tried by field courts martial and summarily shot. Russian allies of the Poles were singled out for especially brutal treatment.

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Decembrists as European Celebrities

From The House of the Dead: Siberian Exile Under the Tsars, by Daniel Beer (Knopf, 2017), Kindle Loc. 1667-1683:

Nicholas and his ministers had sought, if not the physical, then the political annihilation of the Decembrists as representatives of constitutional reform within the Russian elite. But in these terms they failed, for the story of the Decembrists’ exile to Siberia is the story of a victory snatched from defeat. Lionized by their supporters, their moral authority only grew over the course of Nicholas I’s reign and would inspire a subsequent generation of radicals after his death. In exile in London, Herzen became the leading draughtsman of the inspiring legend of the Decembrists and their wives. His journal, The Polar Star, took its name from an almanac published by the executed Decembrist poet Ryleyev, and boasted a masthead adorned with the faces of the five hanged ringleaders of the rebellion. Herzen established himself as the most influential radical intellectual of the first half of the nineteenth century and was one of the leading architects of the Russian revolutionary movement in the 1860s and 1870s. The tale he crafted of the revolutionary martyrs of 1825 went on to inspire a later generation of the autocracy’s enemies.

The Decembrists’ uprising and their exile also resonated far beyond Russia itself. In the Italian peninsula, Giuseppe Mazzini and his republican movement, Young Italy, saluted the memory of the men “who gave their lives for the liberation of the Slavic peoples, thus becoming citizens and brothers of all who struggle for the cause of Justice and Truth on earth.” The Decembrists had also blazed a trail for Polish patriots. By the end of the 1820s, republicanism in Poland, buoyed by developments elsewhere in Europe, was very much in the ascendancy. Polish rebels would look to the Decembrists’ attempt to restore “ancient Russian freedom” as a source of inspiration. The next armed challenge to Nicholas I would come not in the streets of the imperial capital, but on the westernmost periphery of his empire, in Warsaw. Siberia would beckon for the Polish rebels as it had for the Decembrists.

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Russian Elites Ride into Exile, 1820s

From The House of the Dead: Siberian Exile Under the Tsars, by Daniel Beer (Knopf, 2017), Kindle Loc. 1518-1547:

The Decembrists’ spirits began … to lift after they left the Urals behind. They discovered not the frozen wasteland of the Russian imagination but a beautiful and varied landscape, one in which the peasants were not oppressed by the slavery of serfdom. Basargin noted that “the further we travelled into Siberia, the more fetching it seemed in my eyes. The common people seemed freer, more lively and more educated than our Russian peasants, especially the serfs.” Such observations would feed into a growing Romantic perception among reform-minded Russians of Siberia as a democratic alternative to the rigid and suffocating hierarchies of European Russia.

Nevertheless, for all their moral torments and physical discomfort, the manner in which most Decembrists were deported to Siberia marked them out as men of exceptional status. First, they rode in wagons, rather than walked, something quite unimaginable for the thousands of exiles who made the arduous journey over the Urals every year in the 1820s. Officials and convoy soldiers were also unsure of how to treat their eminent charges. Even if they had been “deprived of all rights and privileges,” the Decembrists were still identical in language, bearing and manners to their superiors. As Zavalishin observed, “everywhere we went, we were called princes and generals … many, wishing to satisfy both the rules of our current status and their desire to show us respect, addressed themselves to us as ‘Your former Highness, Your former Excellency.’” The guards’ hesitant enforcement of the strict rules meticulously laid out by government ministers was rendered all the more confused by favours the Decembrists themselves purchased through bribes. Alexander Benckendorff, the head of Nicholas I’s Third Section, which had been established to combat sedition in the wake of the Decembrist Revolt, learned that the initial two groups of exiles “were wining and dining” en route and plying their convoy soldiers and gendarmes with food and drink. Obolensky was permitted to write to his wife and Davydov was allowed to shave. The Decembrists were expressly forbidden from riding in their own carriages but, armed with 1,000 roubles from his wife, Fonvizin did just that and managed to obtain warm blankets for himself and his travelling companions into the bargain. During the course of their journey, he and his comrades were “waited on” by their gendarmes.

As they rode into exile, the Decembrists encountered not the baying mob of which Rozen, the Baltic German, had been warned, but curiosity, sympathy and generosity from both officials and the wider Siberian population. Fonvizin wrote to his wife from the route that the governor of Tobolsk, Dmitry Bantysh-Kamensky, and his family “received me warmly and generously—I am obliged to them that our convoy officer treated us very well and even agreed to forward you this letter.” Basargin recalled how the elderly governor of the small town of Kainsk, a certain Stepanov, approached them “accompanied by two men dragging an enormous basket with wine and foods of every kind. He made us eat as much as we could and then take the leftovers with us. He also offered us money with words that surprised us: ‘I acquired this money’—he said pulling out a large packet of notes—‘not entirely cleanly, in bribes. Take it with you; my conscience will rest easier.’” In Krasnoyarsk, the inhabitants argued over who should have the honour of accommodating the exiles as they took a day’s rest in the town. Merchants entertained the Decembrists in the best rooms of their houses, sparing no expense on the food and drink they lavished upon their guests.

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Origins of Elite Russian Patriotism

From The House of the Dead: Siberian Exile Under the Tsars, by Daniel Beer (Knopf, 2017), Kindle Loc. 1165-1188:

The uprising on Senate Square had intellectual roots that stretched back into the European Enlightenment and Romanticism, but the Decembrist movement had taken shape a decade earlier in the Imperial Army. The future Decembrists had discovered the Russian nation while fighting Napoleon and the invading French in 1812. The conflict had forged new bonds of fraternity and loyalty between the officers and their men. Russian peasants, many of whom were serfs, had shown themselves capable of loyalty, dependability and devotion to the motherland. Upon their return to Russia at the end of the conflict, the young noblemen struggled to reconcile their inspiring experiences of fighting alongside men who remained their legal property as serfs. The institution of serfdom became for them a shameful reminder of the empire’s backwardness and of the yawning gulf between the educated and wealthy elite and the desperately impoverished peasantry. Forged in the crucible of 1812, the officers’ patriotic loyalties to the Russian people began to eclipse their dynastic loyalty to the tsar.

Many Russian officers also returned from the Napoleonic Wars with their heads full of new political ideas. One officer observed that “if we took France by force of arms, she conquered us with her customs.” Many leaders of the Decembrist movement, such as Sergei Volkonsky, Ivan Yakushkin and Mikhail Fonvizin, had returned triumphantly in 1815 only to chafe at the strict hierarchies and stifling parade-ground discipline of military life. Having fought against “Napoleonic despotism” in Europe, they struggled to reconcile themselves to a Russia that was essentially the personal fiefdom of the tsar. Nikolai Bestuzhev attempted to explain his participation in the rebellion in a letter to Nicholas after his arrest:

We delivered our homeland from tyranny but we are tyrannised once again by our own sovereign…Why did we free Europe, only to be placed in chains ourselves? Did we grant a constitution to France only to not dare to speak of one for ourselves? Did we pay with our blood for primacy among nations only to be oppressed at home?

Others, such as Mikhail Bestuzhev-Ryumin and Dmitry Zavalishin, too young to have fought Napoleon, were nevertheless driven by the ideas of Voltaire, Adam Smith, Concordet [sic] and Rousseau. In the wake of Russia’s victory over Napoleon, they found inspiration in the rebellions led by liberal officers in other countries demanding constitutionalism and independence.

From 1816 onwards, these young patriotic idealists began to gather in informal groups and “secret societies” to discuss reform.

But they spoke mostly French among themselves, and Russian with their servants.

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Devolving the Power to Exile

From The House of the Dead: Siberian Exile Under the Tsars, by Daniel Beer (Knopf, 2017), Kindle Loc. 615-643:

Peasant and merchant communities were granted more than simply the right to reject returning convicts. A decree from 1763 empowered them to administratively exile their own members to Siberia, even if their guilt had not been proven but they simply fell under suspicion. In the absence of an effective rural police force, the tsarist state relied on these devolved punitive practices to maintain law and order in European Russia. In 1857 in the central Russian province of Yaroslavl, a territory that stretched across 36,000 square kilometres with a population of 950,000, the Ministry of the Interior could rely on just 244 policemen to keep the peace. Across the whole empire by 1900, the government employed a total of only 1,600 constables and 6,900 sergeants to police a widely dispersed rural population approaching 90 million. Unable to entrust its own agencies with upholding the law, the tsarist state effectively farmed out legal responsibility for investigating crimes, apprehending malefactors and determining guilt to a host of communes, guilds and institutions. Hapless individuals would find themselves summarily pronounced guilty and turned over to the authorities for deportation to Siberia. Exile was never simply a tool of repressive government but also a punishment wielded by peasant and merchant communities against their own members.

For serf owners, factory owners, village assemblies and merchant guilds, administrative exile thus provided a useful tool for both policing and removing troublemakers and the unproductive. The scope for abuse was almost limitless. Everyone from thieves, murderers and rapists to the victims of slander, superstition and the noxious cauldron of village politics could find themselves fettered in convoys marching eastwards. The use and abuse of administrative exile fed a surge in exile numbers in the first half of the nineteenth century. From the 1830s onwards, more than half the exiles who set off for Siberia had never seen the inside of a courtroom or heard the rulings of a judge. Many of those sentenced by Georgian England to deportation to the colonies might have been guilty of shockingly petty crimes, but they had at least been convicted by a magistrate or a jury of their peers. The exclusion of the overwhelming majority of the empire’s population of peasants and merchants from any meaningful legal protections supplied a steady stream of recruits for Siberia’s exile settlements and penal colonies.

By the late eighteenth century, Catherine the Great’s absolutist regime had expanded exile into a full-blown state-led project to colonize the Siberian landmass. The first two decades of Catherine’s reign alone saw the deportation to Siberia of around 60,000 insurrectionists, religious dissenters and political prisoners, together with the usual colourful collection of criminals, prostitutes, administrative exiles and their families. The empress’s concern with the productivity of her involuntary colonists led her to attempt to reform the exile system. The corporal punishments often meted out to Siberia’s exiles were thus prohibited from being so brutal as to incapacitate them because they had to remain capable of work. For the same reason, Catherine attempted to block the deportation of the elderly and the infirm but, in a reflection of the limited power the autocrat wielded in territories thousands of kilometres distant from St. Petersburg, her instructions had little apparent effect. The powers of exile granted to serf owners, peasants and merchants still ensured the selection of Siberian recruits not for their potential productivity, but precisely for their lack of it.

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China’s Agricultural Revolutionaries

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 5314-5338:

The transformation of agriculture in 1978 and 1979 proceeded with little instigation from the top. The peasants sensed the opportunities provided by the loosening of the party’s political control and pushed ahead. It was a process marked by wide regional variation; there seem to have been as many different names for agricultural reform experiments during this period as there are counties in China. It was also very much a matter of trial and error. When the politicians learned what the peasants were up to, they usually waited for evidence of success before they committed themselves unambiguously. Wan Li and Zhao Ziyang could claim credit for letting the farmers do what came naturally. When the experiments of the peasants bore fruit, Deng publicized their success, recognizing a good thing when he saw it. But he certainly could not take credit for giving farmers the idea.

The irony, as American anthropologist Stephen Mosher realized, was that Western scholars at the time regarded the Chinese as incorrigible collectivists. “Group thinking” was considered an indelible part of traditional culture that predisposed the Chinese to Communist ways. As a result, Mosher had come to the countryside expecting to discover evidence that the peasants were fundamentally satisfied with the stability and predictability furnished by the regime. According to scholarly reasoning, the Communist Party had taken power in 1949 largely due to the support of the country dwellers. It had promised to improve the lot of the peasantry, and in this it had surely succeeded. After all, hadn’t the Communists brought schools and basic health care to even some of the most remote villages? Hadn’t they eliminated the corruption and tyranny of the old landlords? Upon his arrival, Mosher carefully noted all the characteristics of a traditional society that skewed visibly to collective ways of doing things.

The rampant cynicism and apathy that he encountered in China’s real-existing countryside thus came as something of a shock, and his account provides a fascinating chronicle of how a preconceived view can disintegrate upon contact with reality. But amid the ruins of Mao’s utopian edifice, Mosher also discovered intriguing evidence of a powerful source of transformative energy: individual initiative. Though they were far from the places where the most important experiments were under way, the people in Mosher’s remote Guangdong village had already picked up on the spread of the household-responsibility system, and he succeeded in capturing a nice snapshot of the spirit that, once unleashed, would soon lift hundreds of millions of people out of poverty. The old entrepreneurial mind-set of the Chinese “flared anew once opportunity presented itself,” Mosher noted. When one woman heard that the party might soon allow a return to household farming, she immediately began making plans to start cultivating her own mulberry patch, planting the bushes between the rows of trees on the farm. “You can’t do that now because people are careless when they work,” she explained to the American. “They would step on them when they are spreading mud [as fertilizer] or picking mulberry leaves. But I’ll be careful because they’ll be mine.”

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Media Manipulation, Poland, 1979

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 4181-4218:

The Polish secret police, the SB, and its Politburo masters created a special operation called LATO ’79. (Lato means “summer.”) As archbishop of Kraków, Wojtyła had already spent nearly twenty years as the focus of a considerable intelligence-gathering effort by the SB as well as, intermittently, the KGB, the East German Stasi, and other East-bloc secret services. LATO ’79 drew most of its operational intelligence from seven moles who had served in the archbishop’s immediate entourage over the years. They included both priests and laymen; one of them, code-named JUREK, was a member of the church organizing committee. Every possible measure to limit the effects of the pope’s visit was considered. Tens of thousands of police would be deployed in the course of the nine days. The SB informants who were involved in trip planning were advised, for example, to express worries about safety wherever possible (in the hope that this calculated disinformation would reduce the number of pilgrims). No effort was spared. In the event, 480 SB agents were deployed during the four days the pope spent in Kraków during the visit.

Presumably because a large number of East German Catholics also expressed a desire to see the pope, the East German secret police, the Stasi, deployed hundreds of its own agents to cover the event. The East Germans even set up a special headquarters post on the Polish border to coordinate their operations. The famous Stasi master spy Markus Wolf had planted his own mole inside the Vatican, a German Benedictine monk whose identity was not even known to the Stasi man in charge of the operation.

The apparatchiks were especially intent on managing the media coverage. In the weeks leading up to the visit, official media issued a stream of warnings. People should stay away from the pope’s events, the government urged: chaos and hysteria were sure to reign, and spectators could almost certainly count on being trampled to death. Foreign reporters were charged exorbitant accreditation fees, which excited a great deal of angry complaint and undoubtedly boosted the country’s desperately needed hard-currency reserves. But it doesn’t seem to have kept many journalists away. Domestic reporters were easier to deal with. The party issued reams of carefully considered guidelines and talking points. TV cameramen attended special training sessions. Their instructors told them to avoid shots of large crowds. Instead, they were supposed to point their cameras toward the sky while leaving a few people at the bottom of the frame. Shots of elderly people, nuns, and priests were to be preferred; young people, families, and laypeople should be avoided. The idea was to make it appear as though the pope’s supporters were a marginal, backward bunch, and certainly nothing like a cross-section of society.

Meanwhile, the party was taking no chances. In the weeks before John Paul II’s arrival, the Polish police arrested 150 dissidents—including Adam Michnik and Jacek Kuron, one of the founders of KOR [Workers’ Defence Committee]. (A few weeks earlier a gang of toughs had attacked Kuron on the street and beaten him badly. No one was charged in the assault—a fact that suggested the complicity of the security services.) Another one of those detained was a Catholic activist named Kazimierz Switon, who was sentenced to a year in jail for the peculiar crime of attempting to set up an independent trade union. This was an intolerable offense in a country that claimed to be run with the interests of the workers at its heart. Surely, the dictatorship of the proletariat obviated the need for any new labor movements outside of the state.

But appearances were deceptive. In fact, by the end of the 1970s, the essential schizophrenia of life was firmly established. Publicly, officially, there was the Poland of Communist Party rule: a place of grandiose slogans, lockstep marches, and central planning. This nation coexisted with an alternative Poland defined by opposition-organized “flying universities,” underground publications from dissident groups like KOR, and the parallel moral universe embodied by the Catholic Church, long linked with the struggle to assert Polish nationhood. Poles of this era had grown up in a society were life was split into two parallel realms, the public and the private, each with its own versions of language and history. As in so many other authoritarian states, citizens of the People’s Republic of Poland learned from early on to parrot their allegiance to official ideology in public while keeping their real opinions to themselves and their families. Communist rule depended on ensuring that people persisted in paying public tribute to the official version of truth, thus preventing them from seeing how many of them actually rejected it. But what would happen when they were allowed to make their private feelings manifest, on a mass scale?

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Thatcher’s Unorthodox Campaign, 1979

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 3391-3428:

The election of 1979 marked a watershed moment in British politics. This is not to say that everything about the vote was black-and-white. It is, for example, indeed true—as many contemporary historians are wont to point out—that Thatcher was careful to avoid making her proposals sound too radical and that the Conservative manifesto (the party program) included little in the way of detailed policies for change. It is true that she might have faced a much different political landscape if Callaghan had called for a general election back in the early fall of 1978 (as some of his advisers had counseled), before the Winter of Discontent had left British voters conclusively disgusted with the direction of the country. And it is even true that her personal popularity rating remained well below Callaghan’s right up to the end. Yet despite these qualifiers, there can be no mistaking the fact that Thatcher used the election of 1979 to offer a fundamental break with the way the country had been governed. Voters saw that she was offering a dramatically new approach to dealing with the unions, and it was also clear to them that she was proposing a new set of policies on management of the economy. She pledged change to an electorate that was deeply disillusioned with the status quo—and she did this less through election documents than through her own speeches and campaign appearances. Along the way she also departed decisively from the received wisdom on British electioneering. The message here was, at least in part, the medium—Margaret Thatcher herself.

Conservative leaders before her had focused their campaigns on the classic Tory electorate—those members of the middle and upper classes living in the more affluent parts of the country. Thatcher and her advisers, however, set out to target voter categories long neglected by Conservative campaigners. She made a point, for example, of specifically wooing skilled laborers of the type that Tebbit was courting in his home district. Known in the mysterious argot of British pollsters as “C2s,” these workers had long been considered automatic Labour voters. Thatcher disagreed. She believed that many union members resented the undemocratic ways and the cynical tactics of their leaders, and she surmised that many working-class voters would be correspondingly receptive to her calls for greater constraints on union power. She also felt that upwardly mobile workers would welcome her proposals to allow the tenants of public housing to buy their homes. She reasoned that many C2s were also tired of inflation and runaway spending. This was why she staged her first big election rally in the traditional Labour stronghold of Cardiff in Wales. “Labour, the self proclaimed party of compassion, has betrayed those for whom it promised to care,” she told her audience. “So in this campaign we’ll not only extend and consolidate Conservative support, we’ll carry the fight right into what were once the castles and strongholds of Labour, and in many places we’ll win.”

Her campaign tactics were equally novel. She shunned the traditional Conservative support network in the broadsheet newspapers and favored instead the tabloids and daytime TV—an approach that allowed her to tap into a new electorate in the embattled middle classes who felt threatened by the growing power of the state and the unions and also allowed her to avoid probing questions about policy specifics. She made aggressive use of television, whereupon she was accused (comical as it might seem to a modern audience) of the egregious sin of importing “American-style campaigning” to Britain. She proved very effective at exploiting the medium—especially once her adviser Gordon Reece prevailed upon her to lower her voice, an adjustment that lent her gravitas and authority.

This might seem trivial, but it was especially important in light of Callaghan’s magisterial efforts to use her gender against her. It was not so much what he said as how he said it; he was a master at sardonically implying that whatever the leader of the opposition said was made even sillier by the fact that it was being said by a woman. She countered this by doing what she had always done to beat so many male competitors before: she worked harder, sleeping just a few hours a night as she relentlessly studied her briefing papers and learned her lines. At the same time, she turned her gender to her own advantage by slipping, when she chose to, into the role of a commonsensical housewife, hoisting sample grocery bags to drive home the corrosive effects of runaway prices on the ordinary household budget. Nor was she afraid to give interviews to women’s magazines in which she shared recipes and stressed her fussy mastery of good housekeeping. Not only did this help to draw in female voters, but it also underlined her point that the economic remedies she was proposing were less a matter of abstract theories than of the everyday ethos of thrift and moderation on which many British households prided themselves.

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Afghanistan’s Communist Revolutionaries, 1978

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 2221-2259:

Taraki and Amin both belonged to the PDPA’s other faction, known as Khalq (“the People” or “the Masses”). Khalq’s ethnic basis was narrower than Parcham’s: Khalqis were overwhelmingly Pashtuns, and more often than not they hailed from a particular subset of the Pashtuns. Taraki and Amin were both members of a particular Pashtun tribal confederation, the Ghilzais, that had long chafed under the domination of more powerful Pashtun groups—and especially the Durranis, the dynasty that had dominated Afghanistan for centuries, right up until the Communist coup. (Both Daoud and Zahir Shah were Durranis.) The Khalqis tended to be far less vested in the existing system of ruling elites, and this helps to explain the radicalism that dominated their thinking.

Khalqis were, above all, dutiful Leninists. Like so many other would-be Third World modernizers, they detested their country’s backwardness, and they believed that the only reasonable cure was to frog-march it into the twentieth century by brute force, if need be. To be sure, Afghanistan didn’t really have a proletariat, and though many aspects of its agricultural system appeared backward and traditional, most peasants actually owned their own land. But no matter. There was one institution that could still serve as a revolutionary vanguard, and that was the army. For years the military had been one of the few structures in the country—along with the monarchy and a steadily expanding state educational system—that managed to coalesce the notoriously unruly Afghans around a sense of shared national destiny. The military was one Afghan institution that offered opportunities for advancement even to those who weren’t part of the traditional elites. And the upper ranks were filled with officers who had studied in the Soviet Union, which offered them a clear example of a primitive rural society that the Communists had mobilized into a modern industrial power.

The ideological differences between Parcham and Khalq were just part of the problem. There were also intense personal feuds at work. Karmal, the Persian-speaking patrician, despised Taraki and Amin as upstarts, and they were happy to return the favor. In the old, prerevolutionary parliament, Amin had been famous for his easy joshing with his opponents among the religious conservatives, who gave their atheist colleague the joking nickname of “Satan.” Karmal, a formidable orator once imprisoned for five years by the king, had emerged to become a political heavyweight courted even by Daoud himself, and he cultivated a self-regard that alienated just about everyone. As the new Communist regime got under way, Amin couldn’t help reminding the Parchamis that they had spent the “revolution” cringing in prison while the Khalqis got on with the job. The Parchamis, in turn, regarded the Khalqis as bumbling zealots who needed a bit of adult supervision.

The Afghan public at large knew little of this, of course. What they saw instead were slogans, revolutionary parades, and a burgeoning personality cult centered on Taraki. There is little doubt that the vast majority of Afghans—most of whom had no access to television or newspapers—regarded all this with bemusement, apprehension, or apathy. But the state almost immediately denied them the luxury of disengagement. Within weeks of seizing power, the new revolutionary government announced a series of far-reaching edicts that would tip Afghan society into a maelstrom from which it is still struggling to recover.

Decree Number One proclaimed land reform. The proclaimed intent was to uproot the supposedly feudal underpinnings of Afghan society, stripping power from traditional landlords and canceling unfair lending arrangements that had kept millions of people indentured to local power brokers. The political aim was to give the majority of Afghans—who overwhelmingly lived in the countryside—a reason to love the new government. A flurry of other new reform measures followed. A literacy campaign taught the benighted how to read and write. Women received full civic rights. It was a program that bore a striking resemblance to the shah’s White Revolution [in Iran].

It all sounded wonderful, on paper. The problem was that this blizzard of reforms, and especially the realities of their implementation, bore little or no relation to the society they were intended to change. Of course, everyone believed in the goal of literacy, but the catch was that the government had little in the way of resources to accomplish the task of educating the rural poor. So it relied, as Communist regimes so often had in the past, on a mixture of mobilization and brute force to fill the gap. Zealous young schoolteachers dispatched to the villages, invariably without proper textbooks or teaching materials, often ended up haranguing the locals on their backwardness. What particularly inflamed the locals was the newcomers’ insistence that women should take part in the courses, in classrooms that mingled both sexes. Mobs drove the arrogant outsiders away. In some cases the do-gooders then returned with escorts of government troops, and literacy classes then proceeded at bayonet point.

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Afghanistan in the 1970s

From Strange Rebels: 1979 and the Birth of the 21st Century, by Christian Caryl (Basic Books, 2014), Kindle Loc. 997-1035:

Afghanistan in the 1970s thus offered a textbook example of what the economists like to call a “rentier state”—one that lives by exploiting the advantages of good fortune (natural resources or favorable strategic position) rather than capitalizing on the talents and skills of its people. There were deep-seated historical reasons for this. Afghan rulers had long governed according to a somewhat minimalist philosophy, dictated, to some extent, by the country’s bewildering ethnic diversity and its fantastically rugged terrain. Roads were few and far between. The high mountains and deep valleys fragmented the population, exacerbating differences of language and custom. When the Soviets finally completed the Salang Tunnel in 1964, the world’s highest traffic tunnel at the time, they supplied the missing link to a road that connected the northern and southern halves of the country for the first time in its history. The Americans, meanwhile, had already built the first east-west highway, from Kabul to Kandahar. This new infrastructure transformed Afghanistan’s economy and dramatically simplified the government’s ability to communicate with the interior.

Even so, the average Afghan’s dealings with Kabul remained shallow and infrequent. The primary function of the local administration was less to provide people with public services, few of which were available in the countryside to begin with, than to prevent them from organizing opposition. Most people correspondingly regarded officials as a remote and somewhat unnecessary presence, better avoided than engaged. American anthropologist Thomas Barfield, who conducted field research in Afghanistan in the mid-1970s, noted that, for most Afghans in the countryside, “government” meant not a concept but a place, namely, the local government compound. “On passing out its front gate, and particularly after leaving the road that led to it, ‘government’ ended,” he wrote. (And this, in turn, helps to explain why literacy rates in the country were so shockingly low. In the 1970s, only 10 percent of the population could read or write—and only 2 percent of women.)

The real power in most communities came from traditional leaders, usually tribal notables or landowners. The local khan might provide jobs, adjudicate disputes, or allocate resources (especially water, that scarce but vital commodity for this overwhelmingly rural population), and his authority rippled through the intricate networks of kinship that structured most of society. The leader’s followers judged his legitimacy in part according to his success at distributing wealth. In the old days, that might have meant the booty from battle, but in the 1960s and 1970s, this often translated into access to a cushy government job or a place in the university in Kabul. Afghanistan is often described rather loosely as a “tribal society,” but the reality is more complex, given the fantastic ethnic and social diversity of the place. The word Afghans use for the defining characteristic of their society is qawm, which can refer not only to networks of blood relationships but also to linguistic, religious, and geographical traits that shape the group to which an individual belongs. A Turkic-speaking Uzbek might define himself above all by the dialect that he speaks, a Persian-speaking Tajik by the district that he hails from, a Pashtun by his tribal affiliation.

If anything could be said to unite them all, it is religion. Virtually all Afghans are Muslims, most of them Sunnis. (The most prominent exception are the Hazaras, an ethnic group, descended from the Mongols, who happen to be Shiites.) Even in the 1960s and ’70s, observers often remarked upon the simple piety of the people in Afghanistan. All activity stopped whenever the call to prayer sounded from the local mosque. References to God and the Prophet punctuated everyday speech. Public figures were expected to invoke the supremacy of the Almighty at every turn.

Yet this did not mean that religion and politics seamlessly overlapped. Throughout their history, Afghans had known rule by kings, not religious leaders. Village mullahs, who performed a variety of religious services in exchange for fees, were often regarded as corrupt or buffoonish, the butt of jokes rather than figures of respect. There were, of course, some religious figures who enjoyed privileged status—Islamic scholars, perhaps, or pirs, Sufi spiritual leaders. But none of these individuals had any clearly defined institutional power over the others. The diffuse quality of Afghan Islam was also a product of practices that many other Sunni Muslims would have regarded as heterodox—such as the veneration of saints, whose graves, beflagged and decorated, were treated as holy places. In Iran, the Shiite religious elite presided over a clearly defined hierarchy, which greatly increased the power of the clerics. In Afghanistan, there were no central religious institutions to speak of. Islam was flat, localized, and fragmented.

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