Monthly Archives: July 2023

by | 30 July 2023 · 5:54 am

Danish Civil Warriors and Crusaders

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 103-105:

On Christmas Day 1144, the Christian Principality of Edessa was lost to Sultan Zenghi of Mosul. It was the first major defeat in the Latin Middle East, and when the news reached Western Europe, it was met with despair and determination. Something had to be done, and preparations were underway for a new crusade just as large as the first (in general, see Phillips 2007). An absolutely crucial force in this effort was Bernard of Clairvaux, abbot of the wide-reaching Cistercian order. Bernhard was a gifted speaker and traveled throughout northern Europe on a preaching mission, and it was also he who initially allowed Northern German princes to fight the pagan Slavic peoples instead of traveling to Edessa. He rationalized this on the theological grounds that the devil attacked Christianity on all fronts simultaneously, and that it was just as important to defend themselves in the north as it was in the south. This cumulatively led to the so-called Second Crusade in 1147, which was one crusade but executed on many fronts, as it was described by contemporaries. Crusades were led against Damascus, against several places in the Iberian Peninsula, and in the Baltic Sea.

In 1146, Cardinal Ubaldus hosted a church meeting in Odense to preach crusade and drum up support (Bysted et al. 2012; Jensen 2017). The reaction must have amazed him, because King Erik III Lamb of Denmark immediately abdicated and entered a monastery, thus becoming the first and so far the only Danish king to voluntarily surrender the throne. He also died shortly afterwards and presumably resigned due to illness. He was followed by Sweyn III, who was later nicknamed Sweyn Grathe. Grathe was chosen by the Sealanders, but the people of Jutland concurrently chose Canute, the son of Magnus (Nilsson) (who had killed Canute Lavard). The third individual to partake in the battle for the throne was Canute Lavard’s son, Valdemar, who was now about 15 years old. The struggle developed into an eleven year war between Sweyn III, Canute, and Valdemar, and is often portrayed as a civil war. It is probably more accurate to see the conflict as formerly independent countries who now seized the opportunity to choose their own king. Conversely, these kings sought to expand their own power and unite the kingdoms over which their predecessors had ruled. During this same time period, several kings fought for power in Norway and Sweden as well.

The bloody wars in Denmark give a rare insight to the rulers’ paths, both physically and mentally, to power within the empire. Sweyn III began his king’s reign by working with Valdemar to declare Canute Lavard a saint and place his bones as relics upon the high altar in Ringsted. It was not recognized by Archbishop Eskild because it was a private canonization without the pope’s acceptance, but it does show that Valdemar would henceforth use his father’s miracles as an argument to support his own position as king. After that, Keld of Viborg, who had previously sought the pope for permission to mission and become a martyr among the pagan Wends, mediated between Sweyn and Canute by having them participate in a joint crusade against the Wendish Dobin, near present-day Rostock. They participated because the pope promised that if they fell, their souls would be in heaven before their blood cooled on the earth (Knytlingesaga 1919–25, 108). At Dobin, they met with a Saxon cavalry, and succeeded in occupying the city, baptizing the inhabitants and forcing them to free their Christian slaves. Then, according to Saxo, the Danish army withdrew because Sweyn and Canute did not trust each other. According to his contemporary, German historian Helmold of Bosau, retreat was because “the Danes are mighty warriors at home, but completely useless in real battle” (Helmold 1868, 65).

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Filed under Baltics, Germany, Mediterranean, military, religion, Scandinavia, war

by | 28 July 2023 · 6:01 am

Scandinavian Warriors in 9th c.

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 62-64:

Ireland had previously been the target of Norwegian warriors, and in 851 Danes also started raiding the island. In 853 Ivar became king of Dublin and later participated in the conquest of York in 866. In 844 and 846 some of the armies that had fought in France pressed onwards to Galicia in northern Spain, and even to Arabic Lisbon: according to some later Spanish sources, these troops were dispatched by the Danish king Horik. In 854, 70 ships, led by Björn Ironside and Hastings, sailed from England via Spain to Morocco, into the Mediterranean, ultimately reaching Italy. Although it is difficult to measure the scale of these battles compared to earlier periods with fewer sources, it seems clear that the battles from the mid-800s onwards were vaster in scope, earning attention from their contemporaries who became the victims. There are three main reasons for this intensification of warfare.

First, it is clear that the Nordic longship had developed into a maneuverable and efficient war machine: Danish and Scandinavian fleets were famous and desired by other rulers for centuries to come. It probably wasn’t until around 1200 that other countries off the Atlantic coast built equally strong fleets; in the Mediterranean it probably happened in the early 1100s. Until then, the Scandinavians had a significant advantage at sea.

Secondly, the expansion in the 800s shows that Scandinavia was an extremely rich area. There is a very specific reason for that. With the rise of Islam in the 600s and the conquest of large parts of the Mediterranean world until the beginning of the 700s, Europe’s economic center of gravity shifted to the east. The link between East and West in the Mediterranean was left un-interrupted, but the Arab gold mines and new efficient exploitation of the Silk Road and its access to the East’s lucrative trade system provided an economic boost to the Byzantine Empire, particularly to the capital of Constantinople. The Scandinavians had access to this via the Gulf of Finland, Lake Ladoga in northwest Russia, and along the great Russian rivers to the Black Sea (Bjerg et al. 2013). Islam actually brought Scandinavia closer to being Europe’s economic center, becoming bridge and a transit area between the East and West. The vast quantities of gold coins found in Scandinavia clearly illustrate this. So far at least 200,000 Arabic gold coins have been excavated by archeologists, and with the spread of metal detectors more and more are discovered each year. Yet it is still only a small percentage of the many coins that were buried, and they represent only those treasures that were not dug up again by their owner or his heirs. Most of these immense riches were later invested towards war technology and political capital, in ships and men.

Third, most of these raiding expeditions were not random looting. Nor did they reflect a large-scale war between Denmark and other countries or between two cultures, one European and one Scandinavian, or between two religions, one Christian and one pagan. Rather, they were a natural element of an intricate political game between a variety of different rulers, with opponents and allied partners coming together across the political and religious spectrum.

The Danish wars in England were a continuation of old alliances across the North Sea. In northern England, Danish armies were apparently well received by the local population, whose elite probably had ancient Scandinavian roots. Several groups of warriors joined together to form the “great army” in 865, and in the coming years they conquered relatively easily East Anglia and Northumbria, which starting in around 870 came under Danish control. The Great Army threatened the kingdom of Mercia and Wessex in southern England, where it was stopped by King Alfred the Great. The warriors were soon followed by peasants who settled and cultivated the land. Danish had a lasting influence on the English language, and northern England became known as the Danelaw, the area under Danish law and control. We do know the names of several Danish commanders and kings located in England from the 800 and 900s. However, we don’t know if these kings also simultaneously ruled over anything back in Denmark. English sources say that they occasionally returned home to Denmark. This indicates that the relationship would have been close at the time, and the involvement in England clearly had a profound effect on the political hierarchy and power dynamics in Denmark.

The same certainly applies to the Frankish empire. One of the most important defensive strategies of the French king against the attack of the Scandinavian armies was to quickly ally himself with other Scandinavian rulers who were given land to which to defend [like Rollo in Normandy].

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Filed under economics, England, France, Ireland, Mediterranean, migration, military, piracy, Scandinavia, Spain, war

by | 26 July 2023 · 6:18 am

The Danish Empire!

Here’s a book I’ve long been waiting for, after coming across accounts of Danish colonies in Africa and India, Danish intercession with the Barbary pirates, and Denmark’s more familiar (and longer-lasting) Atlantic colonies, let alone the once dominant role of Danes in the Baltic region. This is a new and comprehensive book, so I’ll make an effort not to quote as many passages as I would do if it had been on the market for a longer time.

From The Rise and Fall of the Danish Empire, by Michael Bregnsbo and Kurt Villads Jensen (Palgrave Macmillan, 2022), Kindle pp. 13-14, 16-17:

The Danish Empire: Rise and Fall. This sounds as a pretentious title for the small kingdom of Denmark, but it is inspired by English historian Edward Gibbon’s grande opus, Decline and Fall of the Roman Empire. Released in 1776–88, it has since become a classic, not only serving as an unattainable standard for later historians due to its vivid narrative style, but also as a landmark work. It became an essential source for later generations in their understanding of the Middle Ages as a dark period and became a manifest for enlightened thought and rationality in the face of superstition and sensations.

We have chosen to title this book The Danish Empire: Rise and Fall—to stress the volatile and shifting nature of the political unit that throughout history has been called Denmark. Today, one rarely hears much about the topic of Denmark’s having been a great and politically important power. Denmark is mostly understood as a small country content with its current modest political situation. It is certainly true that Denmark is a country that has become smaller over time. However, modern descriptions of Danish history have cultivated the idea that Denmark has always been a miniscule country and has always been threatened by its powerful southern neighbor, as evident in the traditional general histories of Denmark (Christensen 1977–92; Olsen 1988–91). Images of Denmark as a large country, a substantial political power, something that may even be called an empire, lie beyond the tradition of modern Danish history. This is what we would like to attempt to challenge, and therefore we have emphasized the phraseology of rise and fall in the title.

…

Many Danish historians of the twentieth century tacitly assume that Denmark has always had the same size and political influence that it has today. If asked directly they would agree that it is an incorrect assumption. Yet history continues to be written accordingly: addressing how the territories that lie within the current borders of Denmark have changed over time. The border duchies of Schleswig and Holstein are mentioned due to the political problems they have always caused. Scania in southern Sweden is seldom referred to as a Danish territory as it was during the Middle Ages; other former Danish regions as Halland and Blekinge in Sweden are rarely addressed at all, not to mention the Baltic islands of Gotland, Øsel (Saaremaa), Rügen, and the country of Estonia. The Danish Empire actually stretched from the North Cape in northern Norway to Hamburg in Germany for over three hundred years, roughly equivalent to the distance between Hamburg and Sicily. This book hopes to recognize, include, and allocate these territories within their accurate place time and in history, such as England [Danelaw] in the Viking Period, Norway from the time of the Kalmar Union between 1397–1814, Greenland, the Faroe Islands, the West Indies, and Colonies in Africa [Danish Gold Coast] and India. While Denmark’s history should be acknowledged in its collective entirety, it should also remain in its European context. Denmark was at times a relatively large power in Europe, and functioned as a direct threat, particularly to many of the smaller Germanic principalities of the south: it wasn’t until later in history that these power dynamics became inverted.

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Filed under economics, education, Germany, language, migration, military, nationalism, religion, Scandinavia, war

by | 23 July 2023 · 6:20 am

Poland’s Election of 4 June 1989

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 188-191:

The election turned out to be a single-issue referendum: Do you want the Communist system to continue in Poland? This was hinted at when the opposition discovered it did not need to promote its previously unknown candidates to the public. It ran the same electoral poster throughout the entire country: a photograph of its local candidate, whoever that was, shaking hands with Wałęsa, over a Solidarity logo. As Kwaśniewski later said in mocking complaint, even a cow running on a Solidarity ticket would have won. Furthermore, the electoral law adopted for this election stipulated a winner-take-all system, rather than proportional representation; that is, only a candidate who received an absolute majority of the votes cast (at least 50 percent plus one vote) would be elected in a first round. Absent such a result, in a second round, two weeks later, the winner of a plurality of votes cast would get the mandate. Back in March, Prime Minister Rakowski had been warned by a wizened and wise colleague that under such an electoral procedure the party would not win a single Senate seat. But the clairvoyant only passed the memo along, without doing anything about it, because electoral law was not his bailiwick. In the first round, the opposition won 160 mandates out of the 161 it was allowed to contest in the Sejm and 92 of the 100 in the Senate. The ruling coalition, in the first round, took 3 seats in the Sejm—out of the 264 set aside for it—and zero Senate seats.

Two weeks after the debacle, Rakowski wrote in his Diaries that “to assume a candidate from the national list would get 50 percent plus one vote was a fundamental mistake. That the entire establishment of the state exposed itself to such a test is simply incomprehensible.” Indeed it was, Mr. Prime Minister. He added that “another mistake was the method for Senate elections. If the proportional system had been adopted, we would have gained thirty to forty seats in the Senate.” Most embarrassing of all, thirty-three out of the thirty-five candidates from the special “national list”—the top establishment figures—although running unopposed, had nonetheless been crossed off by a majority of voters. General Kiszczak was beside himself that in Polish embassies all over the world—except Albania—the national list had been voted down by the diplomatic corps and staff. “Somehow, in the depth of our brains, we were convinced that we would win the elections,” wrote Rakowski, a party member since 1946, “because, after all, we had always won elections.” In the races that Solidarity had not been allowed to contest, there was still the second round to ensure victories for the candidates of uncivil society by a mere plurality of votes, thereby securing the original plan of a regime-dominated parliament, which in turn would elect Jaruzelski to the presidency. But there were no provisions to recuperate the establishment figures’ completely unopposed thirty-five seats: against whom would they run in a second round? The opposition, wary of losing everything, left it to the party-state to fill these seats by post facto procedural sleight of hand. The generals still had command over the repressive apparatus, and while many people suspected (rightly) that Poland’s uncivil society had lost the stomach to shed blood, again, for such a ruinous system, the Chinese launched a crackdown in Tiananmen Square on the very day of the Polish elections.

In Poland, all the political figures who profoundly mistrusted one another and who worked doggedly to ensure they were not outfoxed by the other side were dumbfounded by the results of their joint labors. Together they had written a political script that neither side had anticipated. Would uncivil society accept its defeat, something it had always said it would never do? Would Solidarity seek to take power, something it had said it would never do? Amid the uncertainty, on July 3, Michnik—as was his style—raised a scandal. He wrote an editorial in the opposition newspaper he edited, Gazeta Wyborcza, entitled “Your President, our Prime Minister.” Michnik’s closest colleagues jumped on him for “prematurely” advocating a Solidarity government. One of his most eloquent critics was Tadeusz Mazowiecki. But it turned out that opportunists were opportunistic, for when Wałęsa approached the forgotten United Peasant Party and the Democratic Party—the “historical allies” of the ruling Communists-both eagerly accepted Solidarity’s offer of alliance against the Communists. Wałęsa then tapped his trusted adviser, General Kiszczak’s former detainee, to lead the governing coalition; Mazowiecki was duly confirmed as Poland’s prime minister. During his inaugural speech on September 12, 1989, the first postwar head of government in Poland not assigned to the office by the Communist regime fainted on the rostrum of the Sejm. Doctors took him for a short walk in the park, whence he returned to the parliament chamber. “Excuse me, but I have reached the same state as the Polish economy,” Mazowiecki quipped. “But I have recovered, and I hope the economy will recover too.” In the 1990s, half of Poland’s then $45 billion in foreign debt to Western governments and commercial banks was forgiven, in what at the time was the most generous treatment ever extended to a debtor country.

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by | 22 July 2023 · 6:01 am

Poland Was Different

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 173-175:

Poland was different. Even though peasants fiercely resisted the collectivization of agriculture everywhere, only in Poland did the party abandon the process (in 1956), so that the overwhelming majority of Polish farmland (80 percent) reverted to individual households, with only 1 percent organized as collective farms (and the rest as state farms). Such an independent peasantry was unique in the East bloc (and matched only by China when it disbanded its communes beginning in the 1970s). Further, as a result of Hitler’s murderous war and Stalin’s border shifts, Poland had become an almost universally Catholic country, and most people were churchgoers, including—often on the sly—party members. By 1977, after three decades of continuous administrative and fiscal pressure against it, the Church in Poland counted 20,000 priests and 27,600 nuns—many thousands more than during the pre-Communist interwar period. Communist Poland was organized into nearly 7,000 parishes, as well as 27 dioceses supervised by 77 bishops, with some 10,000 churches along with 4,000 chapels. Almost 5,000 students were enrolled in 44 higher Catholic seminaries, while another 1,400 studied at the Catholic Theological Academy and 2,500 at the Catholic University in Lublin—the only such Catholic institution of higher learning in the Communist world. In 1978, the archbishop of Kraków, Karol Józef Wojtyła (1920–2005), became the first non-Italian pope in 455 years and the first-ever Polish pope.

No less distinctive was Poland’s militant working class (which Communist industrialization had greatly enlarged). Unlike the oneoff explosions in East Germany (1953), Hungary (1956), Czechoslovakia (1968), and (on a smaller scale) Romania (1977), eruptions in Poland recurred. In Poznań in 1956, a strike at the gigantic Josef Stalin Metallurgical Complex against a new system for calculating wages prompted more than 100,000 people (out of the city’s 380,000) to march to Adam Mickiewicz Square, where, in front of Poznań’s old royal castle, they chanted “We are hungry,” “Down with the Red bourgeoisie.” Around seventy were killed and many hundreds wounded when Poland’s uncivil society unleashed one of the bloodiest repressions in the East bloc’s history that did not involve Soviet troops. But more strike waves and demonstrations followed in 1968, 1970, 1976, and 1980 like jolts on an uncivil-society electrocardiogram. Poland’s workers developed powerful organizational forms—above all, elected interfactory strike committees—that would culminate in an independent (non-Communist) trade union known as Solidarity. In a parallel breakthrough in fall 1976, fourteen members of the intelligentsia established a Workers’ Defense Committee (Komitet Obrony Robotników, or KOR). These were men and women of different generations and different political biographies: a well-known elderly writer, a famous actress, a young and an old university professor, two retired attorneys, two officers of the wartime Home Army, a priest, some student activists, and a few hard-core dissidents. Making public their names, addresses, and telephone numbers, they invited victimized workers and their families to contact them for help. “Do not burn down committees,” exclaimed KOR’s Jacek Kuroń (1934–2004) in the aftermath of the 1976 strikes and riots, “set up your own!”

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by | 20 July 2023 · 5:57 am

The Spark that Toppled Ceauşescu

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 111-115:

László Tőkés had a history of conflict with Romania’s Reformed (Calvinist) Church authorities as well as with the political authorities; that’s how the pastor had ended up in Timişoara. At previous postings in Braşov and Dej, both in Transylvania (which has a large ethnic Hungarian minority), Tőkés had spoken out against the leadership of the Reformed Church, whose congregation in Romania was entirely ethnic Hungarian, and the condition of Romania’s Hungarians. This had provoked his relocation to Cluj—where his father had been dismissed as deputy bishop—and then, in 1986, to Timişoara (outside Transylvania), a predominantly Romanian Orthodox yet cosmopolitan city of about 350,000. What major trouble could the Hungarian pastor possibly cause there? In Timişoara, Tőkés set about reviving the small local Reformed church with his charisma. He allowed students to recite poetry at services, which was expressly forbidden, and spoke out against Ceauşescu’s unpopular “systematization” (destruction) of villages and their Orthodox churches. The Timişoaran authorities, faced with the prospect of organized dissent, pressured the Reformed Church bishop to remove Tőkés as pastor, which he did in March 1989. On that ground, the authorities set eviction proceedings in motion. Tőkés appealed. At Timişoara’s Reformed church building—three modest stories of grimy brick and stone, lacking even a cross or spire—every window of the pastor’s flat was smashed. In November, Tőkés was slashed in a knife assault by thugs during a break-in; police who were posted outside to keep him under house arrest did nothing. Finally, losing his official appeals, Tőkés appealed to parishioners at Sunday Mass to witness his scheduled “illegal” eviction on the coming Friday, December 15. That’s right: the authorities had informed the pastor of the precise date.

Around forty parishioners, mostly elderly, formed a human chain outside the pastor’s residence. They benefited from a sudden unseasonably warm winter stretch, following a brutal cold snap, but, more important, they defied the conspicuous Securitate. When the Securitate did not disperse the small crowd, more people beyond the pastor’s supporters joined, including ethnic Romanians, Germans, Serbs, Greeks, and, some have said, a few Gypsies. The Hungarian pastor spoke from his windows to the crowd outside in Romanian. Some who joined were from other Protestant denominations, such as the Baptists and Pentecostals, religious minorities that were similarly harassed. Others came from an adjacent stop for the tram that ferried workers to the city’s outlying industrial plants and students to the big local universities. The tram also facilitated the spread of information about the confrontation throughout the town. Timişoara’s inhabitants that winter, as previously, had no electricity for most of the day and often for much of the evening, including during the interval from 6:00 until 9:00 P.M., when people needed it most. Elevators were avoided, since the blackouts, coming without warning, trapped people in them. The strongest lightbulbs sold were only 40 watts. The temperature inside homes was no more than 55 degrees Fahrenheit in winter, and hot water usually came on just once a week.

People in Timişoara, as elsewhere in Romania, were given coupons to buy a few kilos of meat and fifty grams of butter—a month. They queued for hours, and sometimes even the meager allotments their coupons permitted ran out. Meanwhile, as everyone in Timişoara knew, on the outskirts lay one of Europe’s largest pork-processing plants. The town also had large local bread factories and other major food production facilities. Many Timişoarans labored in these plants, and they doubtless told others what was made in them and in what quantities. But much of this locally produced food, like everything else, was being exported for hard currency. The furious townsfolk, spending years shoulder to shoulder in queues, were united in their deprivation. But they could call upon no forms of social organization other than their churches, which were under Securitate surveillance. Their workplaces belonged to the regime. Furthermore, crowds on the streets were permitted only in connection with scripted holidays and soccer matches. In fact, back on November 15, following Romania’s defeat of Denmark in a World Cup qualifier in Bucharest, Timişoara’s streets had filled with elated fans, some of whom had apparently chanted “Down with Ceauşescu!” This unpublicized incident had indicated the potential for a wider conflagration if some thing set it off. That is exactly what the pastor’s principled, stubborn defiance had triggered on December 15.

On December 16, Timişoara’s mayor, summoned to intervene by the Securitate, arrived at the Reformed church with workmen to replace the shattered windows and with doctors to examine the pastor’s pregnant wife. In turn, the mayor requested that Tőkés instruct the crowd to disperse. In order to avoid bloodshed, the pastor agreed. But the crowd, by then much beyond his congregation, was in no mood to go home; some began accusing Tőkés of collaboration. Others assumed that his dispersal request resulted from pressure by the Securitate. Tőkés discovered himself a “prisoner” of the people’s anger. But “in that street,” recalled one eyewitness, “was a tension and a feeling of power that you could almost touch.” Both joyous and apprehensive, the gathering crowd began to relocate from the small church toward the city center, Opera Square, several blocks away. Having initially assembled to defend the ethnic Hungarian pastor, the crowd began singing the 1848 nationalist anthem, “Awake, Romanians.” Shop windows were smashed—the regime’s blackouts enabled some people to hurl rocks without being seen—and some chanted “Down with Ceauşescu!” “Down with tyranny!” “Freedom!” This lightning escalation—precisely what the appearance of the mayor had sought to preempt—had transpired in a single day.

It was the beginning of a political bank run.

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by | 19 July 2023 · 6:17 am

Romania’s Ruling Elite Before 1989

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 117-120:

Ceauşescu (1918–89), the third of ten children, came from poor peasant stock, signed on as a shoemaker’s apprentice at age eleven, and joined the Communists as a teenager. As a “person dangerous to the public order,” he spent much of his youth in Romania’s Doftana Prison—the “Marxist University”—where he met [Gheorghe Gheorghiu]-Dej. Following the late-1947 Communist takeover, Ceauşescu was eventually put in charge of personnel. When he became general secretary at age fortyseven in 1965, he was not only the youngest Romanian Politburo member but the youngest party chieftain in Eastern Europe. Six years later, during the Sino-Soviet split, he provoked Soviet military maneuvers on Romania’s border by undertaking a bold state visit to China. Ceauşescu aimed to study what could be adapted from Mao’s Cultural Revolution to forestall “socialism with a human face” in Romania. On the same trip he visited Kim Il Sung’s North Korea, and liked what he saw there, too. Back in Romania, as Ceauşescu’s mini—cultural revolution and maximal cult unfolded, at least twenty-seven members of his extended clan got high posts. Most prominently, and unusually for Communist regimes, his wife, Elena (1916–89), who had dropped out of grade school but suddenly held a doctorate in chemistry, became coruler. Their debauched son Nicu (1951–1996), the minister of youth, became the heir apparent. The patriarch himself, who had completed only the four-year elementary school in his village, became a god. He bore the same title as had Antonescu (and Dej): Conducător.

Samizdat was virtually unknown in Communist Romania, and dissidents there always seemed fewer than even the small numbers elsewhere in the bloc. “Romanian dissent,” went the saying, “lives in Paris, and his name is Paul Goma” (the Romanian writer [1935—]). One reason was that unlike dissenters under other Communist regimes, those in Romania elicited indifference or even scorn from the West, where Ceauşescu was lauded as the great “maverick” willing to buck Moscow. As one analyst noted, “three presidents of the United States, three presidents of France, the Emperor of Japan, the Queen of England and a lot of other important people expressed their admiration” for Romania’s supposed “independent course.” In 1968, Ceauşescu, alone among East bloc leaders, refused to join the Warsaw Pact invasion of Czechoslovakia. In fact, on August 23, a holiday in Romania commemorating the anniversary of the 1944 coup against the pro-Nazi regime, he publicly condemned the operation against the Prague Spring. The West was not alone in going bananas with approval: the overjoyed Goma joined the Romanian Communist party. In 1973, however, he was expelled from the party and in 1977 exiled for supporting the Czechoslovak Charter 77 human rights movement and writing two letters to Ceauşescu denouncing the Securitate, making Goma an international cause célèbre. Still, that such a nonparty critic could have joined the Romanian Communist party, even if only briefly, showed that many Romanians strongly identified with the regime’s gestures to distance Romanian communism from Soviet tutelage, while aiming for a special Romanian mission within the Communist world.

Leaving aside the few pro-Western critical types, such as Goma abroad and, at home, Doina Cornea (1929—), a professor of French literature at Cluj and advocate for human rights, the émigré historian Vladimir Tismăneanu has observed that “many Romanians despised, even hated Ceauşescu and his tyranny, but did not like liberal, Western-style democratic values either.” Communism drew upon and deepened this illiberal side of Romania’s political culture, while also spawning a new elite—Romania’s uncivil society. Around 10,000 made up the central establishment and 200,000 the regional one. This elite, largely provincial and undereducated, by design had become far more Romanian and far less Jewish, Hungarian, or German than any previous elite in Romania. Its grateful members shared career paths and life experiences—to a point. Officials “regularly attended party meetings and courses for ideological indoctrination and in this way were molded and shaped in a certain spirit and acquired a certain behavior in society,” explained Silviu Brucan (1916–2006), a onetime protégé of Dej. “The cohesion of this social group sprang from the status of its members and the special relations among them, from their position in the structure of power, from their high salaries, and particularly from their access to a wide range of restricted benefits and privileges.” Brucan—a Jew who had been born Saul Bruckner—was uncivil society’s ambassador to Washington (1956–9) and to the United Nations (1959–62), and then head of Romanian TV.

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by | 18 July 2023 · 5:11 am

GDR’s Elite Decisionmaking

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 91-93:

The GDR’s uncivil society became immobilized by its own advance. By 1989, Honecker, who had begun his party career as a youth league agitator, was seventy-seven. Willi Stoph (1914–99), East German prime minister since 1964 (except for a brief interlude when he was head of state), was seventy-five. Erich Mielke (1907–2000), the head of the Stasi since 1957, was eighty-one. This ruling echelon, which had first settled in the villas of the northern Berlin suburb of Pankow, near Soviet military headquarters, moved farther out in 1960 to the more easily guarded, isolated Wandlitz woods (near Hermann Göring’s old hunting lodge). There they enjoyed Western food, fashion, jewelry, and electronics imported for them by the Stasi. Their uncivil-society compound became known as “Volvo-grad” for their chauffeur-driven imported vehicles (they could not bear to follow global elite practice and import West German Mercedeses). But despite herding together, the East German elites and their families mostly refrained from socializing—Mielke’s men were not supposed to keep a watchful eye on the private lives of party officialdom, but maybe they did? Decision making was a mystery even for high officials. “One of the most interesting findings is how little most policymakers, including many members of the SED’s highest circles, knew,” explained one scholar of East German ruling circles. “At Politburo meetings leaders discussed very little of substance. Two or three individuals walking in the woods on a weekend frequently made important decisions, and expertise rarely played a major role.”

What about the vaunted Stasi? The Stasi possessed an immense fortresslike complex in East Berlin and more than two thousand buildings, homes, bunkers, shelters, hospitals, and resorts throughout the GDR. Its staff, which numbered 5,000 in its early days, exploded to 45,000 by 1970 and 91,000 by 1989—meaning that Ulbricht and especially Honecker had built up a security ministry larger than Hitler’s Gestapo (7,000 in 1937). And that was for an East German population one quarter as large as that of Nazi Germany (66 million). In the Communist bloc, too, the Stasi stood out. Whereas the massive Brezhnev-era Soviet KGB counted one staff person for every 600 inhabitants and Poland’s equivalent SB had one for every 1,574 inhabitants, full-time Stasi personnel numbered one for every 180 East Germans. (Officially, the GDR bragged that it had one medical practitioner per 400 people.) The Stasi also developed an informant network estimated at seven times the per capita density of that of the Third Reich. Of course, for all the beatings they administered, the Stasi left behind not millions of corpses but millions of files. Its surveillance was overkill: some 6 million files, even though as late as 1989 the Stasi enumerated just 2,500 individuals as opposition activists, with only 60 deemed “hard core” (comparable to Czechoslovakia, though absurdly fewer than in Poland). That year alone the Stasi compiled 500 situation reports (each of 60 pages)—more than one per day. But the dictatorship proved incapable of using this vast reportage. As Karl Marx had written in 1842, often a “government hears only its own voice. It knows it hears only its own voice and yet it deceives itself that it hears the people’s voice.” The East German regime was out of touch, but partly for that very reason the paragons of uncivil society were in no mind to capitulate.

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by | 17 July 2023 · 5:44 am

GDR’s Crisis of Legitimacy

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 70-74:

Born in 1949 following mass rapes by the Soviet army and almost toppled in its fourth year of existence by mass popular revolt, the German Democratic Republic, a rump abutting another German state, lasted four decades. That was not quite as long as Wilhelmine Germany (1870-1918) but longer than the Weimar Republic (1918-33) or the Third Reich (1933–45). Over time, the GDR’s Leninist technocratic image—as a “Red Prussia”—developed a wide following both inside and outside the Soviet bloc. In 1980, the World Bank judged East Germany to be tenth highest in the world in per capita income, above Great Britain. But in the period after World War II, particularly from the 1970s, the formula of Communist-party monopoly and state planning failed to maintain competitive economies, including in the supposed great success, the GDR, as Jeffrey Kopstein has pointed out. East Germany’s infamous State Security Service (Stasi) managed to produce files on 6 million people, more than one third of the country’s total population (16.4 million). But the political police had no answer for a prosperous West Germany, which, in the 1950s, took off on a multidecade economic miracle to become, after the United States and Japan, the world’s third most powerful economy.

East Germany’s populace, no less than the regime, understood that comparisons with West Germany were the basis of the GDR’s legitimacy. Either socialism was superior to capitalism, or it had no reason for being. This logic—starkly evident in the case of the two Germanys—held for the entire bloc. And the bloc being a bloc, the fate of each national Communist regime depended on the fate of the others. When it announced its second Five-Year Plan (1956–60), the GDR committed itself to overtaking West Germany in per capita consumption of key food products and consumer goods by 1961. Rash? Announced or not, some form of a consumer competition was inescapable. In 1961, however, rather than outconsuming West Germans, East Germans were completely enclosed: on top of the already existing 857-mile inner German-German border, a new wire fence was hastily erected some 90 miles across Berlin. The next year, a second, inner fence went up, creating a no-man’s-land, “the death strip,” patrolled by self-firing machine guns triggered by movement. These barriers were soon concretized. Still, East Germans could continue to make direct comparisons with life in West Germany from their own living rooms—just by watching West German television. In Albania the populace could watch Italian TV and in Estonia Finnish TV—rare windows. But in the GDR, Western TV was accessible in the inhabitants’ native tongue (except in a poor-reception area around Dresden, dubbed “the valley of the clueless”). North Koreans have never had anything like that vis-à-vis South Korea. West German TV offered East Germans a “nightly emigration”—and a frustrating tease.

Samizdat (self-publication) in the GDR was virtually unknown, and antisocialist dissidents were relatively few, a circumstance often attributed to the supposed lack of a strong sense of nation and nationalism. (As we shall see in the next chapter, Communist Romania is said to have lacked dissent because of a too-powerful sense of nation.) In fact, even when they were critical, intellectuals in East Germany exhibited a high degree of loyalty. The East German novelist Christa Wolf (born Christa Ihlenfeld in 1929), who after a brief stint as an informer fell under extended Stasi surveillance, openly criticized the East German leadership, but like most East German intellectuals, she hoped not to undo but to revivify the antifascist, anticapitalist cause. There was no anomaly in an intelligentsia committed to the socialist cause. True, many East German intellectuals were apolitical. And repression was omnipresent. “We were always afraid of being denounced,” recalled one person critical of the regime. But for most, West German consumerism was not their idea of better socialism. Even the hideous Wall was accepted by some of them. “I took it to be an evil, but a necessary evil for the existence of the GDR,” said one socialist intellectual, adding that “whoever wants to tear down the Wall must also be clear that he is at the same time tearing down the basis of the existence of the GDR.” Those deemed antisocialist could apply to leave or be expelled, blunting opposition domestically. As for intellectuals who refused to leave, in many cases they also refused to campaign for freedom of movement (human rights)—if leaving was betrayal, why defend the right to betrayal?

This dynamic—leave or stay—turned out to be the crucial mobilizer in 1989, when the GDR was suddenly struck by mass demonstrations, to near-universal shock, in Leipzig. As throngs of East Germans—eligible for automatic citizenship upon arrival in West Germany—clamored for exit, others massed to voice the sentiment “We’re staying.” The period from the time this agitation erupted, in autumn 1989, to the time the regime disappeared was astonishingly brief. Before a momentous peaceful demonstration on October 9 in Leipzig, the country counted fewer than 100,000 total protesters at all events, but the total would rise to 4 million by November 9, when the Berlin Wall was breached. And yet, this was mass mobilization without mass organization. The best-known organized social movement outside the regime, New Forum, was announced only in late September 1989. Though loyalist, New Forum was immediately declared “hostile to the state” and illegal by the Stasi and found no counterpart inside the ruling party—such as the reform Communists in Hungary—to negotiate with and to bolster its fledgling organization. New Forum’s activists had no offices or telephones. Its name was sometimes evoked at marches, but it was overwhelmed by events. “Social movements in the GDR evolved largely spontaneously,” argues the scholar Steven Pfaff, adding that “detestable, poorly performing authoritarian states are commonplace; it is revolutions that are unusual.” When does popular acquiescence to dictatorship vanish? When does the uncivil society lose its nerve?

The Communist establishment could not emigrate: it had no exit.

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by | 15 July 2023 · 6:06 am

1989: Ruling Class Political Bankruptcy

From Uncivil Society: 1989 and the Implosion of the Communist Establishment, by Stephen Kotkin (Modern Library Chronicles Series Book 32; Random House, 2009), Kindle pp. 12-14:

In the popular imagination, communism’s demise in Eastern Europe has given rise to two opposing grand narratives. The first tells of a breakthrough to freedom; the second, of a revolution stolen by the old establishment. Both are partly true. Freedom, meaning the messiness of democracy as well as the rewards and risks of the market in an age of globalization, came in varying degrees to the countries of Eastern Europe, albeit with great assistance from the 1990s process of European Union accession. At the same time, much of the old Communist establishment in the East bloc survived and prospered, even in Poland (though not East Germany). Still, outcomes do not mean causation. The 1989 revolutions did not happen because of a broad freedom drive or an establishment self-enrichment grab. The cave-in was unintended, precipitated by Gorbachev’s unilateral removal of the Soviet backstop, a move that had been intended to goad socialist-bloc countries to reform themselves. In other words, Gorbachev was looking to galvanize the reform-minded Gorbachevs of Eastern Europe. There was only one flaw in this approach: there were no East European Gorbachevs. True, inside the establishments there was some ferment even before 1985 (Romania excepted), but party types inspired by Gorbachev’s Prague-Spring-style socialist revival were not numerous around the bloc. Romania’s Communist party had no reform wing whatsoever. In Poland, which was run by a military man, the party reform wing was concentrated in a periodical (Krytyka). In East Germany, proponents of a socialist renewal were found mostly among dreamy intellectuals, not officialdom. Instead of galvanizing socialist reformers in Eastern Europe, Gorbachev’s stunning repeal of the Brezhnev doctrine caught out the bloc’s uncivil societies, exposing how they had long engaged in breathtaking mismanagement. Above all, they had clung to anticapitalism in the face of an ever-flourishing capitalist Western Europe—from which the uncivil societies had borrowed to avoid making hard choices, running up self-destructive debts in hard currency, as we shall see. Then they borrowed some more. What Gorbachev did was to lay bare how socialism in the bloc had been crushed by competition with capitalism and by loans that could be repaid only by ever-new loans, Ponzi-scheme style.

We offer, then, a third narrative of global political economy and a bankrupt political class in a system that was largely bereft of corrective mechanisms. It may seem a depressing tale, yet perhaps it is not as disheartening as that of ruinous elites in a market democracy. In the 1990s and 2000s, American elites colluded in the United States’ descent into a sinkhole of debt to foreign lenders, enabling besotted consumers to indulge in profligate consumption of imported goods. America’s unwitting policy emulation of irresponsible uncivil societies was facilitated by communism’s implosion in Eastern Europe, which opened the bloc economies to global integration, and by the rise of savings-rich Asia. It was in such an environment that the spectacular incomprehension, lucrative recklessness, and not infrequent fraud of elites—bankers, fund managers, enabling politicians—booby-trapped the entire world’s financial system. After the meltdown that commenced in fall 2008, we can only hope that the market and democracy prove their resiliency and good governance and accountability return. In the meantime, if Eastern Europe’s experience is any guide, those responsible will largely escape any reckoning.

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