Category Archives: USSR

Commissar Trotsky’s Military Tactics

From The War of the World: Twentieth-Century Conflict and the Descent of the West, by Niall Ferguson (Penguin Press, 2006), pp. 145-148:

Between May and June [1918], the Czechs swept eastwards, capturing Novo-Nikolaevsk, Penza, Syzran, Tomsk, Omsk, Samara and finally Vladivostok. Meanwhile, Russia’s former allies sent expeditionary forces, whose primary aim was to keep Russia in the war. The British landed troops at Archangel and Murmansk, as well as at Vladivostok; the French sent men to Odessa, the Americans to Vladivostok. The Allies also supplied the White armies with weapons and other supplies. The Japanese seized the opportunity to march across the Amur River from Manchuria. Meanwhile, the cities that were supposed to be the headquarters of the Revolution emptied as factories closed and supplies of food and fuel dried up. When Denikin called on all the White forces to converge on Moscow in July 1918, it seemed more than likely that the Bolshevik regime would be overthrown.

On August 6, 1918, White forces in combination with the renegade Czech Legion captured Kazan. The Bolshevik 5th Army was haemorrhaging deserters. Ufa had fallen; so too had Simbirsk, Lenin’s own birthplace. Another step back along the Volga would bring the forces of counter-revolution to the gates of Nizhny-Novgorod, opening the road to Moscow. Having resigned his post as Commissar for Foreign Affairs in favour of Military Affairs, Trotsky now had the daunting task of stiffening the Red Army’s resolve. He was, as we have seen, by training a journalist not a general. Yet the goatee-bearded intellectual with his pince-nez had seen enough of war in the Balkans and on the Western Front to know that without discipline an army was doomed. It was Trotsky who insisted on the need for conscription, realizing that volunteers would not suffice. It was Trotsky who brought in the former Tsarist NCOs and officers – many of them hitherto languishing in jail – whose experience was to be vital in taking on the Whites.

Trotsky had two advantages. Firstly, the Bolsheviks controlled the central railway hubs, from which he could deploy forces at speed. Indeed, it was from his own specially designed armoured railway carriage that he himself directed operations, travelling some 100,000 miles in the course of the war. Secondly, though the Bolsheviks lacked experience of war, they did have experience of terrorism; like the Serbian nationalists, they too had employed assassination as a tactic in the pre-war years. It was to terror, in the name of martial law, that Trotsky now turned.

When he arrived at Kazan, the first thing he did was to uncouple the engine from his train; a signal to his troops that he had no intention of retreating. He then brought twenty-seven deserters to nearby Syvashsk, on the banks of the Volga, and had them shot. The only way to ensure that Red Army recruits did not desert or run away, Trotsky had concluded, was to mount machine-guns in their rear and shoot any who failed to advance against the enemy. This was the choice he offered: possible death in the front or certain death in the rear. ‘We must put an end once and for all’, he sneered with a characteristically caustic turn of phrase, ‘to the papist-Quaker babble about the sanctity of human life.’ Units that refused to fight were to be decimated. It was a turning point in the Russian civil war – and an ominous sign of how the Bolsheviks would behave if they won it. In the bitter fighting for the bridge over the Volga at Kazan, Trotsky’s tactics made that outcome significantly more likely. The bridge was saved, and on September 10 the city itself was retaken. Two days later Simbirsk also fell to the Reds. The White advance faltered as they found themselves challenged not only by a rapidly growing Red Army, but also by recalcitrant Ukrainians and Chechens to their rear. The Czechs were weary of fighting; the Legion disintegrated as it was driven back to Samara and then beyond the Urals…. By the end of November Denikin had lost Voronezh and Kastornoe.

The end of the war on the Western Front was well timed for the Bolsheviks. It undermined the legitimacy of the foreign powers’ intervention, especially as they now had left-wing outbreaks of their own to deal with. Only the Japanese showed any inclination to maintain an armed presence on Russian soil, and they were content to stake out new territorial claims in the Far East and leave the rest of Russia to its fate.

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The Failed Soviet Invasion of Romania, Spring 1944

From Red Storm over the Balkans: The Failed Soviet Invasion of Romania, Spring 1944, by David M. Glantz (U. Press of Kansas, 2007), pp. 372-378 (reviewed here and here):

Strategic Implications

Every officially sanctioned Soviet and, more recently, Russian history of the Soviet-German War published since war’s end categorically asserts that, immediately after the Red Army completed its successful winter campaign in the Ukraine during mid-April 1944, Stalin ordered his Stavka and General Staff to begin preparations to conduct a series of successive strategic offensives through Belorussia and Poland during the summer of 1944, which, from a military and political perspective, were designed to hasten the destruction of the Wehrmacht and Hitler’s Third Reich in the shortest possible time by exploiting the most direct route into the heart of Germany. Only after completing these more important offensives, these sources argue, did Stalin finally unleash the Red Army on an invasion of Romania and the Balkan region. According to this strategic paradigm, when the Red Army actually implemented the Stavka’s plan, it began its offensive into Belorussia in late June, its offensive into southern Poland in mid-July, and its offensive into Romania in late August.

Furthermore, these same histories argue that, just as the Balkan region was a secondary strategic objective for Stalin during the Red Army’s summer-fall campaign of 1944, it remained of secondary importance when the Red Army conducted its offensives during the winter campaign of 1945. Therefore, just as the Red Army invaded Romania in late August 1944, but only after its offensives in Belorussia and eastern Poland succeeded, likewise, during its winter campaign of 1945, the Red Army captured Budapest and western Hungary and invaded Austria in February and March 1945, but only after its offensive through Poland to the Oder River succeeded.

However, the “discovery” of the Red Army’s attempt to invade Romania in mid-April and May 1944 casts serious doubts on this prevailing strategic paradigm. In short, the precise timing, immense scale, complex nature, and obvious objectives of the Red Army’s offensive into Romania during April and May 1944 now clearly indicate that Stalin and his Stavka were paying considerable attention to strategic imperatives other than those described in this prevailing strategic paradigm. Simply stated, vital military, economic, and political factors prompted Stalin to order his Red Army to mount a major offensive of immense potential strategic significance into Romania between mid-April and late May 1944….

In addition to these purely military considerations, there were also strategically vital economic and political motives for Stalin and his Stavka to mount an invasion of Romania during April and May 1944. Economically, for example, as von Senger pointed out, if successful, a full-fledged Red Army invasion of Romania could deprive the Axis of its vital oilfields in Romania, thereby seriously degrading Germany’s ability to continue the war. More important still from a political standpoint, a successful invasion of Romania would likely topple the pro-German Romanian government and drive Romania from the war, and perhaps even force Bulgaria to abandon its looser ties with Hitler’s Germany. In fact, the loss of a significant portion of Romania to the Red Army would shake if not shatter the Axis’ defenses throughout the entire Balkans, inject a sizeable Red Army presence in the region, and end all hopes by Stalin’s “Big Three” counterparts, Roosevelt and Churchill, that they could halt the spread of Soviet influence into the Balkan region.

In short, since Stalin’s Western Allies were already planning Operation Overlord to land their forces on the coast of France, the Red Army’s entry into Romania would end, once and for all, Stalin’s anxiety over his Allies establishing a “second front” in the Balkans. Ever the realist, Stalin judged that the potential political gains associated with the Red Army’s advance into Romania during April and May 1944 more than outweighed any associated military risks. Nor was it coincidental that, after his spring 1944 venture failed and the Red Army’s summer offensives to the north succeeded, Stalin unleashed the Red Army forces on a new invasion deeper into Romania and the Balkans during August 1944.

Furthermore, although it will be the subject of a future book, it is now quite clear that Stalin continued to pursue a similar “Balkan strategy” during the winter of 1945 after his Allies assured him at the Yalta Conference in early February that Berlin would be his for the taking. As a result, within hours after receiving these assurances, Stalin abruptly halted the Red Army’s advance on Berlin along the Oder River, only 30 miles from Berlin, and instead shifted its main axis of advance—first, into western Hungary and, later, into the depths of Austria—for essentially the same political reasons that had motivated him to invade Romania during April, May, and August 1944. Just as Stalin had altered his strategy for a drive on Berlin by attempting to invade Romania in April and May 1944 only to resume his advance along the Berlin axis in June, a year later the Red Army began its final drive on Berlin on 16 April 1945, the day after Vienna fell. Therefore, the Red Anny’s failed offensive into Romania during April and May 1944 is remarkably consistent with Stalin’s strategic behavior during 1945.

Lesson Learned

Regardless of Stalin’s motives for authorizing the offensive into Romania, for a variety of reasons, the Red Army’s first Iasi-Kishinev offensive ended as a spectacular failure. After failing to overcome Axis defenses from the march during mid-April, Konev’s 2nd Ukrainian Front was equally unsuccessful in its better-prepared offensive aginst Axis forces defending in the Tirgu-Frumos and Iasi regions in May. During the same period, although Malinovsky’s 3rd Ukrainian Front was able to seize some bridgeheads across the Dnestr River in early April, its twin efforts to expand those bridgeheads later in the month achieved little more. Complicating the Stavka’s strategic plans, while Konev and Malinovsky were organizing a third effort to capture Iasi and Kishinev during mid-May, for the first time since late 1942, counterattacking German forces actually managed to inflict serious defeats on major Red Army forces defending bridgeheads across a major river….

The defending German forces had also been fighting for as prolonged a period as their Red Army counterparts and had suffered many serious and costly defeats and heavy losses in men and equipment. Furthermore, when Konev’s and Malinovsky’s forces invaded Romania, in many sectors they faced green and poorly motivated and equipped Romanian troops. Despite this fact, fighting with a determination born of desperation, the Axis forces were able to hold firmly to most of their defenses in April and early May and, thereafter, mount successful counterstrokes of their own during early May and early June.

Difficult spring weather conditions and the adverse effect of the heavy rains and flooding on the terrain also certainly exacerbated the already significant logistical problems the two fronts were experiencing as they operated at the end of their overextended lines of communications characterized by a rickety patchwork logistical network that was just being constructed. First, the two Ukrainian fronts were conducting offensive operations in a region whose hilly, broken, and often lightly wooded terrain differed substantially from the rolling grass-covered flatlands of the Ukraine to which their troops were long accustomed.

Second, for the first time in the war, the two fronts were attempting to conduct offensive operations after warmer weather melted the icy surface they had exploited to conduct mobile military operations in previous winters. Predictably, the rasputitsa proved as formidable an obstacle to the two fronts’ advancing forces as the Germans’ resistance and, in some cases, even more formidable.

Third, compounding the problems cited above, pursuant to orders, as they conducted their fighting withdrawal, the Germans systematically destroyed everything of value both for destruction’s sake and to create obstacles to the Red Army’s forward movement. They blew up railroads, beds, tracks, and culverts alike; they cratered roads and demolished dams; and they destroyed every building or installation regardless of military value. In short, they left a vast wasteland for the Red Army to traverse in their wake.

As a result, whether attacking or defending, in addition to experiencing customary shortages of food, which made soldierly foraging an essential art, and the normal effects of prolonged combat attrition, virtually every formation and unit within the 2nd and 3rd Ukrainian Fronts suffered significant losses in weaponry and heavy equipment and experienced severe ammunition and fuel shortages. For example, archival documents indicate that, prior to its offensive along the Tirgu Frumos axis on 2 May, the 2nd Ukrainian Front’s 2nd Tank Army was supplied with between two and five combat loads of ammunition and two to two and one-half refills of gasoline and diesel fuel, which was not excessively low to conduct such an operation. However, it would be disingenuous to offer these realities as excuses for Konev’s and Malinovsky’ offensive failures, since, as was always the case, the two front commanders, as well as their subordinate officers and soldiers alike, frequently relied on sheer ingenuity or “native wit” to resolve their logistical dilemmas.

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Rise and Fall of the Sino-Viet Alliance

From A History of the Modern Chinese Army, by Xiaobing Li (U. Press of Kentucky, 2007), pp. 205-206 (footnote references omitted):

SINCE THE FOUNDING OF THE PRC in 1949, China has involved itself in two wars in Vietnam. During the French Indochina War (the First Indochina War), from 1949 to 1954, it assisted the People’s Army of Vietnam (PAVN) against French forces. China sought to secure its southwestern border by eliminating the Western power’s presence in Vietnam. The PLA’s military assistance to Vietnam maintained Beijing’s brooding influence in Vietnam, Laos, and Cambodia throughout the Cold War. The PLA’s second involvement occurred from 1965 to 1970, when China sent 320,000 troops to aid North Vietnam against American forces in the Vietnam War (the Second Indochina War). Through its war efforts in North Vietnam, Beijing tried to break a perceived U.S. encirclement of China. But China was not interested in a “more powerful” Vietnam on its southern border. Some Vietnamese Communists complained about China’s limited assistance to the Viet Minh.

This chapter traces the rise and fall of the Sino-Vietnamese alliance through the two episodes of Chinese involvement in Vietnam. It examines the changing international strategic environment and external conflicts that influenced the Chinese military’s organization and strategy. It begins with Mao’s continuous revolution, his central theme in shaping Chinese foreign policy and security strategy. The CCP supported Ho Chi Minh, the leader of North Vietnam, in his war against the French forces in 1946-54. The stories of Senior General Chen Geng and General Wei Guoqing show that Chinese economic and military aid to Ho and the PAVN increased until the end of the French Indochina War. The PLA continued to support Ho’s regime against the U.S. Air Force and Navy in the Vietnam War in 1965-70. The PLA’s deployment successfully deterred any U.S. invasion of North Vietnam, as the United States feared provoking China…. In 1968, Chinese influence over North Vietnam decreased as Soviet influence grew. The PLA withdrew its antiaircraft artillery units in March 1969 and its support troops by July 1970.

The 1960s was the most controversial as well as the most crucial decade in Chinese military history. By 1969, the Soviet Union had replaced the United States as Beijing’s leading security concern, prompting changes in China’s strategic thought. Thereafter, the high command prepared to repel a Soviet invasion. In 1969-71, the PLA clashed with the Soviet forces along the Sino-Soviet border. As a result of its frequent engagements, the PLA increased to more than six million men, the highest point in its history. The Soviet threat and conflicts pushed the Chinese leaders to improve their relations with the United States. Their strategic needs eventually led to the normalization of the Sino-American relationship in the early 1970s.

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Who Instigated the Cambodian Genocide?

From After the Killing Fields: Lessons from the Cambodian Genocide, by Craig Etcheson (Texas Tech U. Press, 2006), p. 78 (footnote references omitted):

Were the Cambodian people somehow Pol Pot’s “willing executioners,” with the violence of the Khmer Rouge regime reflecting an underlying cultural trait of the Cambodian people, historically unique to the time and place it occurred? Or did the violence of the Khmer Rouge regime emanate from some more broadly distributed ideological origin, therefore rendering it amenable to comparison? Perhaps the Khmer Rouge mass killing arose from the same tenets of communism that brought about the mass killing of Stalin’s Russia and Mao’s China but that was, by absolute numbers, much less evil. Or perhaps the killing in Cambodia can be understood as a response to the perceived threat from Vietnam, as the Khmer Rouge themselves have argued at some length. These same themes and issues lay at the heart of the Historikerstreit, and they also are part and parcel of genocide studies.

In the scholarly literature on the Khmer Rouge regime of Democratic Kampuchea, there have been two principal schools of thought regarding the nature of the violence that took so many lives in such a short period of time. One school of thought holds that the primary locus of the violence was local and that it was largely the result of the spontaneous excesses of a vengeful, undisciplined peasant army. A prominent proponent of this school of thought is Michael Vickery. A second school of thought holds that the locus of the violence was centralized and that it was largely the result of a carefully planned and centrally controlled security apparatus. Several observers have proposed this explanation of the violence in the Democratic Kampuchea regime, including, for example, the recently retired U.S. ambassador to Cambodia, Kenneth Quinn. It can be argued, however, that until recently there was an inadequate amount of data to make an unambiguous determination on this question.

A wide range of new evidence uncovered by the Documentation Center of Cambodia over the course of the last ten years has done much to resolve this controversy. In particular, data on the frequency, distribution, and origin of mass graves, combined with data gleaned from newly discovered Khmer Rouge internal security documents, have given us new insight into the question of the economy of violence within Democratic Kampuchea. The data lead inexorably to the conclusion that most of the violence was carried out pursuant to orders from the highest political authorities of the Communist Party of Kampuchea. In this chapter I briefly review some of the new evidence that so strongly suggests this new and now well-documented conclusion.

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Mao as MacArthur, Peng as Ridgway

From: The Coldest Winter: America and the Korean War, by David Halberstam (Hyperion, 2007), pp. 506-509, 512-513:

If politics, as Mao believed, had its special truths that they knew better than anyone else, then military men like Peng Dehuai, political though they also were, knew that the battlefield had its truths as well. The political and military truths had dovetailed perfectly during the Chinese civil war, but they would separate in Korea, where Chinese troops in the eyes of most Koreans would be simply another foreign army and where the appearance of Chinese soldiers would have its own colonial implications.

After the battles along the Chongchon, Mao was ever more confident; Marshal Peng on the other hand was aware that much of his success had stemmed from the fact that the Americans had stupidly stumbled into a trap. He was concerned as his troops headed south; he had no air cover, and his logistical limitations were clear to him from the start. In Mao’s mind, however, the Americans had behaved as he had predicted, as capitalist pawns pressed reluctantly into an unwanted war. There were times now, as the Chinese moved south and Mao pressed for a more aggressive strategy, that Peng would shake his head, turn to his aide, Major Han Liquin [sic (prob. Liqin); “Major Liquin” (rather than Han), p. 515], and complain about Mao becoming drunk with success. In Peng’s much more conservative view, there had already been serious signs of the difficulties ahead. Just feeding his vast army was a problem—in much of December they had gotten by subsisting largely on rations that the Americans had left behind, but their troops were now, he felt, half-starved….

But as the Americans retreated down the long, thin peninsula, the Chinese began to experience some of the very problems that had frustrated their enemies—most particularly the problem of extended supply lines in a country with primitive roads and rail systems. Because they lacked air and sea power, this was a significantly more serious problem for them. When the Americans had moved north, they had been able to use trucks and trains without fear of being attacked from the air. They could, if necessary, transport badly needed ammo and food by air and sea. Not only did the Chinese have far fewer motorized vehicles to supply a vast army, but the trucks and trains were a perfect target for the ever stronger American air wing. It was Mao’s turn now to be distanced from the battlefield, and to see it, as MacArthur had, not as it actually was, but as he wanted it to be in his mind. Mao had misread the easy early victory up north, even as some of his commanders understood why it might not happen so readily again. As the historian Bin Yu noted, Mao now “encouraged by China’s initial gains began to pursue goals that were beyond [his] force’s capabilities.” That placed the burden of dealing with reality squarely on Peng’s shoulders.

In away Peng was an almost perfect counterpart to Ridgway—they could not have been more similar in what drove them and the way they saw and handled their own men. It would not be hard to imagine some switch in ancestry and an American version of Peng commanding the UN forces, and Ridgway, in a Chinese incarnation, the Chinese. Like Ridgway, Peng was a soldier’s soldier, unusually popular with his men, because he was sensitive to their needs….

He was straightforward and no less blunt than Ridgway. It amused him when some of his former colleagues in what had been in the beginning a peasant army began to take on airs once they defeated the Nationalists. Peng still preferred to bathe in cold water, even when hot water was available, because he had always done so, and because this was what peasants did. In his lifestyle he preferred an almost monastic simplicity, and was uneasy with unwanted creature comforts….

Peng was a good deal shrewder than some of the other people in the politburo gave him credit for. He had never been fooled by his early success up along the Chongchon. Even before the war began, he had believed that, given the unusual nature of the Korean peninsula, the opposing armies would have a terrible time getting supplies to either end of the country. “Korea,” he had told his staff before the war began, “will be a battle of supply.” That was why he argued successfully with Mao that when they hit the Americans all-out for the first time, they should do it from positions as far north as possible….

He was furious when both the Russians and North Koreans argued strongly in December that his troops should pursue the Americans more aggressively. The Russians were not putting their men into the field, and as for the North Koreans, he was bailing them out from their own incredible mistakes and poor leadership. He hated the pressure they put not so much on him, but on Mao, to move more rashly, the implication being that the Chinese were showing the world that they were not as good Communists, or as brave as Russians might have been in the same circumstances….

The idea that the Russians might think the Chinese timid appalled Mao. The balance between the two countries might change significantly in the next decade—as Soviet premier Nikita Khrushchev started a de-Stalinization campaign and the Chinese claimed the mantle of Communist purists—but at that point, China was still the untested junior partner, and the Russians still had the right to judge the Chinese. Thus, it was easy for the Russians to goad Mao. Russian representatives in Beijing kept pressuring Mao to pursue the enemy. So too did Kim Il Sung. He met with Peng at his headquarters and asked him to pursue the Americans more audaciously.

Peng controlled his temper. The Americans were not actually defeated, he said. They had held their army together better than Kim realized. They might simply be trying to lure the Chinese too far south, so that they could strike back with another amphibious landing (a not so subtle reminder of mistakes made in the past). Still, the retaking of Seoul seemed like a significant propaganda victory, and there were huge rallies in China celebrating its recapture. In late January, Mao cabled Peng with his directives for the next campaign. In the process, Mao suggested, Peng’s forces would wipe out twenty to thirty thousand enemy soldiers. It was as if the chairman had not heard a word Peng had said in the last few weeks, caught up as he was in his own dreams of glory.

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Mao’s Humiliation in Moscow, 1949

From: The Coldest Winter: America and the Korean War, by David Halberstam (Hyperion, 2007), pp. 352-354:

IN DECEMBER 1949, Mao finally made his trip to Moscow. Harrison Salisbury, of the New York Times, who won a Pulitzer Prize for his reporting from Moscow in those days, remembered the shroud of silence that Stalin had already placed in the preceding months over the news of Mao’s coming victory. There was virtually no mention of it in the controlled press; “a snippet on the back page of Pravda, or a few paragraphs inside Izvestia. The word ‘China’ hardly appeared.” Now, with Mao on his way to Moscow, there was more open evidence of the cold Soviet shoulder. Stalin’s seventieth birthday was self-evidently a great moment of celebration in the Communist world and an occasion not to be shared with any other event or person. On December 6, Mao set out by train for the Soviet capital. The war was barely over and he was fearful of attacks by Nationalist dissidents. He traveled in an armored car, with sentries posted every hundred meters along the tracks. In Shenyang, the largest city in the northeast, Mao disembarked and checked to see if there were posters of him. There were very few, it turned out, and a great many of Stalin—the work of Gao Gang, whom Mao saw as a pro-Soviet dissident. Mao was furious and ordered that the car carrying gifts for Stalin from Gao be uncoupled from the train and the gifts returned to him.

Mao’s arrival in Moscow on December 16 was an edgy one. He was treated not as the leader of a great revolution bringing into the Communist orbit one of the world’s great nations but rather, as the historian Adam Ulam has written, ”as if he were, say, the head of the Bulgarian party.” V. M. Molotov and Nikolai Bulganin, both senior politburo members, came to the station to meet him. Mao had laid out a handsome luncheon buffet. He asked the two Soviet leaders to have a drink with him. They refused—based on protocol, Molotov said. They also refused to sit and share the food. Then Mao asked them to accompany him to the residence where he was scheduled to stay. Again they refused. There was no major celebration or festive party for him. It was as if Mao was now to learn his place in Stalin’s constellation, the real Communist universe; if he was a fraternal brother, then he should know that there would always be one Communist brother who was so much bigger than all the others. One of Khrushchev’s aides told his boss that someone named “Matsadoon” was in town. “Who?” the perplexed Khrushchev asked. “You know that Chinaman,” the aide answered. That was how they saw him: that Chinaman. And that was how they treated him. The main reception for the Chinese delegation was held not in the Main Hall of the Kremlin but in the old Metropole Hotel, “the usual place for entertaining visiting minor capitalist dignitaries,” in Ulam’s words.

Things did not get better after the first reception. For days on end Mao was isolated, waiting for Stalin to arrange meetings. No one else could meet with him until Stalin had, and Stalin was taking his time. When Mao first arrived in Moscow, he announced that China looked forward to a partnership with Russia, but he emphasized as well that he wanted to be treated as an equal. Instead he was being taught a lesson each day. He had become, in Ulam’s words, ”as much captive as guest.” As such, he shouted at the walls, convinced that Stalin had bugged the house: “I am here to do more than eat and shit.” He hated Russian food. At one point Kovalev, his contact man, dropped by to visit him. Mao pointed outside at Moscow and said, “Bad, bad!” What did he mean by that? Kovalev asked. Mao said he was angry at the Kremlin. Kovalev insisted he had no right to criticize “the Boss,” and that he, Kovalev, would now have to make a report.

When Stalin finally met Mao, they proved to have a remarkable mutual instinct for misunderstanding. “Why didn’t you seize Shanghai?” Stalin asked, for the Chinese had taken their time before entering the city. “Why should we have?” Mao answered. “If we’d captured the city, we would have had to take on the responsibility for feeding the six million inhabitants.” Stalin, already fearing that Mao favored peasants over workers, was appalled. Here was proof of it, workers in a city left to suffer.

The trip to Moscow was in all ways a disaster, and Mao would have along memory for the way he had been treated. In economic and military aid, he got very little from his negotiations on that first trip—a paltry $300 million in Soviet arms over five years, or $60 million a year. To make matters worse, there were also some Chinese territorial concessions that had to be thrown in. The lack of Russian generosity staggered the Chinese. “Like taking meat from the mouth of a tiger,” Mao would say years later. For Mao, very much aware of the scale of his great triumph at home and what it meant in terms of history, the treatment by the Soviets had essentially been a humiliation, but one he had been forced to accept without complaint. “It is no wonder that Mao conceived, if he had not nurtured it before, an abiding hatred of the Soviet Union,” Adam Ulam wrote.

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Cho “Gandhi” Man Sik vs. Kim “Stalin” Il Sung, 1945-?

From: The Coldest Winter: America and the Korean War, by David Halberstam (Hyperion, 2007), pp. 78-79:

KIM MIGHT BE their man, but he was quite an unfinished politician, and he cut a disappointing figure to those Koreans who hungered for someone with more obvious credentials to lead them, and did not want any foreign power, no matter how welcome initially for replacing the Japanese, to bestow a leader on them. The Russians apparently chose to unveil Kim Il Sung first at a small dinner party held at a Pyongyang restaurant in early October 1945. Kim was, one Russian general told the assemblage, a great Korean patriot who had fought valiantly against the Japanese. Among others attending was the far better known Cho Man Sik, a nonviolent nationalist, known as the Gandhi of Korea. Aware of just how vulnerable he was, Cho was moving as deftly as he could in a political situation that, once again, the Koreans themselves did not control. He appeared at the dinner as a show of accommodation to the Russians. Part of his job was to welcome Kim. Though he was a figure with a far larger constituency, Cho arrived—in Russian eyes—with too much baggage from the past and was not ideologically trustworthy to the newest occupiers of Korea. Bourgeois nationalist was the category the Russians put him into, and it was not an enviable pigeonhole. A bourgeois nationalist was someone who did not understand that all the important decisions were going to be made in Moscow. Perhaps if he had played it right and been genuinely subservient, Cho might have had some brief value to them as a figurehead at the top, carefully isolated from the real levers of power. But as an independent politician, Cho had no chance. General Terenti Shtykov, Stalin’s man on location, the Tsar of Korea as he was then known in Pyongyang, thought Cho too anti-Soviet and anti-Stalin, and reported as much to Moscow.

The dinner in early October was hardly a success. The other Korean politicians present were underwhelmed by Kim’s youth and lack of grace. The more crucial introduction—the public one—came in mid-October, at a mass rally in the Northern capital, and the day proved something of a disappointment to a large crowd eager for the introduction of an important Korean nationalist. The people had apparently expected to see and hear a venerable leader, who had served their cause for many years, and who would reflect their own passion for a country now officially free from foreign domination. But it was a Russian show. Kim spoke flatly, in a monotone, in words written by the Russians, and what the crowd heard was a young, rather inarticulate politician with a “plain, duck-like voice.” One witness thought his suit too small and his haircut too much like that of “a Chinese waiter.” But what really bothered many in the crowd was his adulation of Stalin and the Soviet Union. All praise went to the mighty and wondrous Red Army. Here they were, hoping for distinctly Korean words of freedom, and his words were reflecting a new kind of political obedience, Korean words bent to Russian needs, too much of “the monotonous repetitions which had [already] worn the people out.” There are two very different photos, each of which tells its own truth about that occasion. In the first, Kim, looking young and anxious, is flanked by at least three senior Soviet generals; in the second, doctored version, produced later as Kim was re-creating his own mythic story, one of greater personal independence, he is on the same podium, the angle is slightly different, and the three Russian generals have magically disappeared. Cho Man Sik’s days were already numbered. By early 1946 he had disagreed with the Russians on a number of things important to a Korean nationalist, and had thus become in their eyes even more of a reactionary. General Shtykov had sought and gotten Stalin’s permission to purge him. Soon after, he was put under what was ever so gently called protective custody, in a hotel in Pyongyang. No one was allowed to see him. In fact, no one ever saw him again.

India’s Gandhi would certainly have had a rather different career trajectory if he had been up against Stalin.

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Finland vs. Estonia vis-à-vis Russia

Finland’s President Tarja Halonen recently accused Estonia of being “hypersensitive” to Russia and thereby provoking it. David McDuff, a writer and translator who blogs at A Step At a Time, provides some interesting background on Finland’s history of severe compromise in its relations with Russia, relations that defined the neologism ‘Finlandization‘.

I began to visit Finland – exclusively on business connected with literary translation – during the early part of Koivisto’s presidency, and I can still remember the atmosphere that prevailed in the country at the time. While a relative freedom in social, economic and cultural life was noticeable everywhere, so that if one wanted to, one could imagine oneself to be much further West in Europe, in matters that had anything to do with the Soviet Union, a grim, sarcastic silence and unwillingness to discuss Soviet-related issues were the order of the day. While there was certainly more freedom than there was across the water, in Soviet-occupied Estonia, it was impossible to ignore the constraints that existed in Finnish society where Moscow was concerned. Perhaps because most of my activity in Finland was related to literature and translation, I avoided some of the more intense disagreements that could have arisen between my points of view and those of my hosts. My background in Russian studies, and the time I’d spent in Moscow as a post-graduate research student, tended to interfere now and then, however. I can still remember one or two incidents. For example, at that time, Koivisto’s Soviet Union policy included the long-established practice of returning Soviet defectors to the USSR. On a day when an anti-US and anti-Israel demonstration was being held in Helsinki, I happened to have conversation with a Finland-Swedish poet who much later on became a minister in the government of Paavo Lipponen. Incautiously, I mentioned the subject of Jewish refuseniks in the Soviet Union, and asked if Finland would also return them to Russia if they appeared in Finland. This provoked an outburst of violent anger from my interlocutor, and I decided not to raise any more such questions with him or with anyone else I met, as I was in Finland on an official invitation.

Many years later, I read about some of what had really transpired among Finland’s media and opinion-forming circles during the 1960s, 70s and early 80s in Esko Salminen’s Vaikeneva valtiomahti (The Silent Estate?) and felt that most of my suspicions were confirmed. Finlandization and “self-censorship” really were a important part of Finland’s cultural and political identity in those decades after the Second World War. Now the Finnish politician Erkki Aho has reviewed a recent book by the historian and political analyst Juha Seppinen, entitled Neuvostotiedostelu Suomessa 1917-1991 (Soviet Intelligence in Finland 1917-1991) which deals with the subject of Finland’s relations with Russia and the Soviet Union throughout most of the 20th century (I reached the link through Marko Mihkelson’s blog). The book also lists details of the meetings and contacts many Finnish politicians and public figures had with members of the Soviet security and intelligence services.

Perhaps at least part of the root of the problem in Finland can be traced back to the Finnish Civil War of 1918, when the forces of the Social Democrats (referred to as the “Reds”), who were supported by the Bolsheviks in Russia, fought with the troops of the Conservatives (known as the “Whites”), supported by Imperial Germany. The degree to which this conflict permeated virtually all areas of Finnish life cannot be exaggerated. It even affected the most recondite literary circles: the Dadaist poet Gunnar Björling became involved on the White side, and hid a White telegraphist in his basement room in Red-occupied Helsinki throughout the entire four months of the war.

A Step At a Time is a good place to keep up on regional sources on Russia’s relations with Chechnya, Georgia, and its Baltic Near Abroad.

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Russians and Georgians in South Bend

The current issue of the NEH journal Humanities has an article about a chain of immigrants from Georgia and Russia, who have formed a vibrant and musically gifted community in South Bend, Indiana. The article is excerpted from a new book, From Artists in Exile: How Refugees from Twentieth Century War and Revolution Transformed the American Performing Arts (HarperCollins, 2008), by Joseph I. Horowitz, who received an NEH fellowship for the project. Here are a few paragraphs.

During the first half of the twentieth century—decades of war and revolution—an “intellectual migration” relocated thousands of artists and thinkers to the United States, including some of Europe’s supreme actors, dancers, composers, and filmmakers. For them, America proved to be both a strange and opportune destination. A “foreign homeland” (Thomas Mann), it would frustrate and confuse, yet afford a clarity of understanding unencumbered by native habit and bias. However inadvertently, the condition of cultural exile would promote acute inquiries into the American experience. What impact did these famous newcomers have on American culture, and how did America affect them?…

My close friends happen to include another Soviet defector: the pianist Alexander Toradze. Lexo is Georgian, born in Tblisi in 1952. His father was a leading Georgian composer. His mother was an actress. Groomed by the Soviet system, he entered Tblisi’s central music school at six and first played with orchestra at nine. He proceeded to the Moscow Conservatory at nineteen to study with Yakov Zak—then one of the great names of Russian pianism, after Sviatoslav Richter and Emil Gilels. When Zak proved unsupportive, Toradze left him—for a young Soviet artist, a bold and controversial move—for Boris Zemliansky, then Lev Naumov: intimate and intense relationships. In 1976 he was sent to compete in the Van Cliburn competition in Fort Worth and finished second. A flurry of Western dates ensued, but the Soviet invasion of Afghanistan soured cultural exchange with the United States. He festered. His fees were low. He felt suppressed as a Georgian. He was galled by the company of KGB “interpreters.” In 1977, he ran into Mstislav Rostropovich, a family friend, at a Paris airport. “When you go back, kiss the ground of our country,” Rostropovich told him. “But when are you going to do something?” On tour in Madrid with a Moscow orchestra in 1983, Toradze entered the American Embassy and requested refugee status. Within three months, he began a nine-city American tour with the Los Angeles Philharmonic….

In 1990, he married an American girl, a fledgling pianist from Florida. In 1991, he accepted a piano professorship at Indiana University at South Bend—a place best-known for Notre Dame’s football team. Transplanted to northern Indiana, he proceeded to recreate the intense mentoring environment he had known in Moscow, as well as the communal social life he had known in Tblisi. To date, he has recruited more than seventy gifted young pianists, mainly from Russia and Georgia. They bond as a family, with Lexo the stern or soft surrogate father. They make music and party with indistinguishable relish. Lexo’s big house, on a suburban street without sidewalks, is their headquarters.

via A&L Daily

The New York Times review of the book begins, “It is hard to imagine where American culture would be today without the contributions of Hitler and Stalin …”

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Religion and Romania’s Iron Guard

From Sacred Causes: The Clash of Religion and Politics, From the Great War to the War on Terror, by Michael Burleigh (HarperCollins, 2007), pp. 270-271:

Few European Fascist movements went so far as to proclaim that ‘God is a Fascist!’ or that ‘the ultimate goal of the Nation must be resurrection in Christ!’ Romania was the exception. Romanian Fascists wanted ‘a Romania in delirium’ and they largely got one. The Legion of the Archangel Michael was founded in 1927 in honour of the archangel, who had allegedly visited Corneliu Codreanu, its chief ideologist, while he was in prison. It was the only European Fascist movement with religion (in this case Romanian Orthodoxy) at its core. In 1930 the Legion was renamed the Iron Guard. While rivalling only the Nazis in the ferocity of their hatred of Jews, these Romanian Fascists were sui generis in their fusion of political militancy with Orthodox mysticism into a truly lethal whole. One of the Legion’s intellectual luminaries, the world-renowned anthropologist Mircea Eliade, described the legionary ideal as ‘a harsh Christian spirituality’. Its four commandments were ‘belief in God; faith in our mission; love for one another; son’. The goal of a ‘new moral man’ may have been a totalitarian commonplace, but the ‘resurrection of the [Romanian] people in front of God’s throne’ was not routine in such circles. But then few European Fascists were inducted into an elite called the Brotherhood of Christ by sipping from a communal cup of blood filled from slashes in their own arms, or went around with little bags of soil tied around their necks. Nor did they do frenzied dances after chopping opponents into hundreds of pieces. Not for nothing was the prison massacre of Iron Guard leaders – including the captain Codreanu himself – by supporters of King Carol II known to local wits as ‘the Night of the Vampires’. Although the Romanian elites emasculated the Guard’s leadership, much of their furious potential was at that elite’s disposal.

Hitler’s conquests in western Europe in 1940 led Carol II to abandon his country’s alignment with Britain and to seek a role for Romania within the all-conquering German ‘new order’. That June, the Soviet Union took Bessarabia and Bukovina under the terms of the deal it had struck with Hitler. Three million Romanian Orthodox Christians languished under an alien and atheist regime, a state of affairs that outraged opinion in the Old Kingdom. In September 1940 Carol invited the military strongman, General Ion Antonescu, to form a government, which within a month deposed the king in favour of his son prince Michael, who is still the claimant to the throne of Romania. Because, like Franco, Antonescu lacked a political base, he revived the Legion so as to provide a basis for what became the ‘National Legionnaire State’. The Iron Guard leader, Horia Sima, became vice-premier, and the Guard gained five ministerial portfolios. For the ensuing five months the Guard attempted a stealthy coup from within, even as their corruption and violence created chaos. Since sections of the Nazi leadership favoured the Guard, the wily Antonescu knew where to turn.

In January 1941, Antonescu flew to Germany for a meeting with Hitler , whose troops were massing in Romania for the projected invasion of the Soviet Union. The strong personal rapport between these two implacable haters of the Jews enabled Antonescu to provoke and crush a revolt by the Guard after he returned home; nine thousand were detained and eighteen hundred sentenced to imprisonment. The Guard was proscribed and the Legionnaire State abandoned. Antonescu assumed the title of ‘conducator’ used by the murdered Codreanu, while his son Mihai became vice-premier of a government largely consisting of antisemites of the National Christian Party, for in this respect the old elites were no different from the Fascists. Acting reflexively in its search for someone to blame, the Guard carried out a pogrom in Bucharest, killing 630 Jews, some of whose corpses hung in the capital’s slaughterhouse as ‘kosher meat’.

In 1983-84, we lived in an apartment at the north end of Parcul Tineretului within easy walking distance of both the main slaughterhouse and the main crematorium, the latter surrounded by huge cemeteries, including Cimitirul Israelit. (The crematorium features in Saul Bellow’s novel The Dean’s December, which we read that year.) Here’s my translation of the paragraph on the history of the crematorium at the link above:

The crematorium “Cenusa” [‘Ash’] is one of the few monuments in Bucharest that is closely tied to the recent history of Romania. The first person incinerated here after its inauguration in 1928 was Profira Fieraru, a woman who died at the age of 40. The opening of the crematorium was the subject of controversy between church and state, leading to discussion of the legitimacy of the burning of cadavers from the point of view of religious doctrine. Among those said to have been cremated in “Cenusa” are General Antonescu, several legionnaires from the interwar period, and Ana Pauker from the communist period. At the Revolution of 1989, those 43 people killed at Timisoara were brought to the crematorium and incinerated, but their ashes were thrown away.

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