Category Archives: military

Killing Horses, Freeing Slaves at Yorktown, 1781

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 1999-2026:

While Washington believed that a joint American-French assault on New York was the best option, Rochambeau was less than convinced. Their tenuous strategy sessions changed, however, in August when the French commander received a message from the French Admiral Comte de Grasse. In his letter de Grasse claimed that he was en route to Virginia with twenty-nine warships and over three thousand troops, but with hurricane season at hand and other pressing matters in the Caribbean, he could only remain until October. Time was now of the essence, and Washington and Rochambeau believed that if the Admiral de Grasse could blockade Chesapeake Bay with his fleet, Cornwallis could be trapped at his new operational headquarters of Yorktown. On August 19, 1781, Washington and Rochambeau began their march to Virginia; it would be the first time that the American commander had been home in over six years.

By October 14, the scene that was playing out at Yorktown was the stuff of legend. The Admiral de Grasse had successfully blockaded the Chesapeake Bay, and the city itself was surrounded by almost nineteen thousand American and French soldiers. Like a great wall they fanned around Cornwallis’s forces, trapping them on all sides, and with de Grasse’s fleet in place the British were completely cut off from the outside world. For more than three weeks this had been the setting for General George Washington and the American rebels’ finest hour. It was also a welcome opportunity for the French to deliver a crushing blow courtesy of their world-famous brand of siege warfare.

Inside his headquarters in the besieged city, Cornwallis was growing desperate. His ramparts were being descended on at a rapid rate, and his food supply was running low. Clinton had sent reinforcements southward, but they would be unable to break the French blockade over the Chesapeake. To save vital stores for his men, Cornwallis had taken to extreme measures in a futile attempt to hold out for support. With supplies running low, the general ordered that all of the army’s horses be slaughtered at once and thrown into the York River. [Hessian Captain Johann] Ewald wrote that within days the tide brought the bloated carcasses back to shore, and his Germans were haunted by the somber and chilling sight. In the waning hours of what would be his last battle in North America, the British general took his desperate attempt to hold out a step further. After killing the camp’s livestock to save grain for his men, Cornwallis looked to further eliminate any usage of food that he considered unnecessary. His next demand though would trouble Ewald more than nearly any other experienced yet in America.

On October 15 the general ordered that all slaves, with no discrimination between men, women, or children, be expelled from the camp. In a wave of frenzy these people were thrust from behind British lines and abandoned in the no-man’s-land between Cornwallis and his besiegers. As the enslaved families scattered in the confused melee, Ewald could not sit back and watch. On his own initiative, the captain and his party of Jägers leapt from behind their defensive lines to drive the abandoned people to safety. Ewald recalled the event with great vigor and explained that he led a party of his men into the teeth of the firefight at their own risk. He continued by stating that in hindsight the order was far too dangerous to justify at the time, but he and his Germans could only think of the young families in harm’s way. They were overcome with the desire to usher them to safety.

ON OCTOBER 17, 1781, THE WHITE FLAG OF TRUCE FLEW OVER THE British position at Yorktown and Cornwallis had surrendered.

Today is the second anniversary of the sudden death of my closest brother, just one day short of his 64th birthday. He was a history professor who never got to finish his book on mercenaries (broadly defined) in Colonial America, including Capt. John Smith and Cmdr. John Paul Jones (who later fought for Russia against the Turks). My brother had many stories of mercenaries who proved more rational and humane than the citizen soldiers whose causes they were supporting. John Paul Jones, for instance, was horrified at Russian tactics against Turkish troops and civilians, and the Hessian captain Ewald in the passage above was as deeply disturbed by the barbaric tactics of the Iroquoian allies of the British as he was by Cornwallis’s decision to expel slaves from his besieged forces in Yorktown.

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British–German Army Rental Contracts, 1776

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 326-348:

By January 1776 the British Empire had drafted agreements with five separate German princes including the regional powerhouse of Hesse-Cassel and its sister state of Hesse-Hanau. Along with these treaties there were also signed agreements with Brunswick-Wolfenbüttel, Anspach-Beyreuth, and the Principality of Waldeck. Later in 1777 the empire would ultimately settle terms with the relatively minor state of Anhalt-Zerbst, bringing their final treaty count to six separate German entities. Although these states would all furnish armies to sail to America and fight George Washington’s Continental Army, like all things in the Holy Roman Empire not all were equal in their contribution. The Landgrave of Hesse-Cassel Frederick II supplied the single largest armed force, 16,992 men, for a total sum of £2,959,800. The Duke of Brunswick provided 5,723 souls for £750,000, and Hesse-Hanau lent 2,422 men for £343,000. Margrave Karl Alexander of Anspach-Bayreuth sent 2,353 men, and signing over the least amount of soldiers were Prince Frederick of Waldeck at 1,225 and Prince Frederick Augustus of Anhalt-Zerbst at 1,160 for £109,120.

The treaties originally signed with the six individual German princes differed from each other in specifics, but all effectively offered the same general terms. The armies were “rented” for a term of six, seven, or eight years and the agreed-upon subsidy would go directly to the landgrave, duke, or margrave who ratified the treaty. The individual soldiers forced to serve in North America would receive none of those funds, but would be paid by the British Empire at roughly the same rate that they would pay their own regular soldiers. While the treaties were agreed upon in principle there were still small line items to be negotiated. One such point of contention was that some of the German princes demanded that London pay the soldiers’ salaries to the princes directly; British administrators balked at this assertion as they were almost certain that the dishonest German rulers would simply pocket the money for themselves. Another issue was the inevitable matter of wartime casualties, in which the British offered to reimburse the states for each man lost. Perhaps the most startling development, though, came from the inclusion of a contracted casualty reimbursement; for every man killed or wounded their prince would be additionally compensated in turn. The German soldier traveled to the New World knowing that he was, quite literally, worth more dead than alive.

By the winter of 1776 the British Empire had contracted nearly eighteen thousand German soldiers to travel to North America and suppress the growing revolt that was stirring in the Atlantic colonies. Of those men over half were provided by Hesse-Cassel, therefore the term “Hessian” would be generically applied to all German auxiliaries employed in the New World. For the unlucky soldier commanded by his feudal lord to travel across the sea and battle the American rebels there was little hope; they were doomed to fight a rebellion for which they stood to gain nothing.

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Europe’s Rent-an-Army Era after 1763

From Hessians: Mercenaries, Rebels, and the War for British North America, by Brady J. Crytzer (Westholme, 2015), Kindle Loc. 280-95:

The close of the Seven Years’ War saw a great reshuffling of Europe’s imperial hierarchy, and with each great power attempting to reestablish itself within the new geopolitical order. The 1763 Peace of Paris established the northern kingdom of Prussia as the supreme German state in the region and its ruler Frederick the Great proved to be a magnetic and respected enlightened politician. To the south Prussia was challenged for regional superiority only by the long-standing European power broker of Austria.

As Prussia and Austria gained prominence in central Europe in the wake of the postwar reorganization, the smaller polities began to do whatever was necessary to maintain relevance in an ever changing world. For those left out of the Austro-Prussian sphere of influence, there were few ways to remain competitive in the international arena. There were few natural resources to sell on the open market and because of their tiny territorial possessions, few found realistic opportunities to expand their wealth. While they lacked the commodities typically associated with increased revenue through wider economic pursuits, it seemed the only true domestic product that many of the smaller states of the Holy Roman Empire had to offer were the people themselves. With a large population held in subjugation due to an adherence to a dying feudal system, many regional German rulers began exploring new ways to turn their otherwise shrinking revenue streams into hefty channels of profit. Their means of doing so became known as Soldatenhandel, or the soldier trade. Typically speaking, the small states of the German empire, like Hesse-Cassel, bolstered their army’s numbers through either conscription or hiring mercenaries themselves, but few ever considered actually renting their armies to outside powers. When it was discovered that there was a market for such an unusual practice as Soldatenhandel, the kings and lords of the German countryside began to dramatically increase their draft totals. By 1776 in the simplest terms the otherwise insignificant German states made themselves relevant to the great powers of Europe by offering their own citizens to the highest bidder.

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North Korean Career Hopes

From The Girl with Seven Names: A North Korean Defector’s Story, by Hyeonseo Lee (William Collins, 2015), Kindle Loc. 1455-1466:

You would expect between school friends a more honest conversation about our hopes for the future, and what we wanted to do with our lives, and that did happen, to an extent. But by the time we were ready to graduate, we had learned to trim our expectations in line with our songbun. Our choices fell within a certain range. In my class, the few of us with good songbun either took the university entrance exam or, if they were boys, went straight to military service. A few were able, through family connections, to land good jobs with the police or the Bowibu. More than half the students in my class were in the songbun ‘hostile’ category. A list of their names was sent to a government office in Hyesan, where officials assigned them to mines and farms. One girl from this group took the test to enter university, and passed, but was not permitted to go.

My good songbun meant I could plan. My dreams were private and modest. I wanted to be an accordionist. It’s a popular instrument in North Korea and a woman who could play it well had no difficulty making a living. That would be my official career, but, like my mother, I also wanted to trade, start an illicit business, and make money. I thought this would be exciting. I also knew that it would be the only way to ensure that my own family, when one day I had children of my own, would have enough to eat.

My mother fully supported the accordion career choice, and found a musician from the theatre in Hyesan to give me tuition. She said my father would have been pleased, as he’d always enjoyed accordion music. This made me cry.

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A Child’s First Execution

From The Girl with Seven Names: A North Korean Defector’s Story, by Hyeonseo Lee (William Collins, 2015), Kindle Loc. 1216-1239:

‘Look.’ In a voice full of wonder the teacher said: ‘Even the dragonflies are sad at the Great Leader’s death.’

She was being serious, and we took the comment uncritically.

After the mourning period, as I’d feared might happen, punishment awaited those who had shed too few tears. On the day classes resumed the entire student body gathered in front of the school to hurl criticism and abuse at a girl accused of faking her tears. The girl was terrified, and this time really crying. I felt sorry for her, but my main emotion was relief. As a fake crier myself, I was just glad no one had seen through my performance.

Many adults across the city were similarly accused and the Bowibu made a spate of arrests. It wasn’t long before notices began appearing, giving the time and place for clusters of public executions.

It is mandatory from elementary school to attend public executions. Often classes would be cancelled so students could go. Factories would send their workers, to ensure a large crowd. I always tried to avoid attending, but on one occasion that summer I made an exception, because I knew one of the men being killed. Many people in Hyesan knew him. You might think the execution of an acquaintance is the last thing you’d want to see. In fact, people made excuses not to go if they didn’t know the victim. But if they knew the victim, they felt obliged to go, as they would to a funeral.

He was in his twenties and always seemed to have money. He was popular with the girls, and had followers among the city’s hoodlums. His crime was helping people to escape to China and selling banned goods. But his real offence was to continue his illegal activity during the mourning period following Kim Il-sung’s death.

He was to be shot along with three others at Hyesan Airport, a common site for executions. The three men were brought out of a van before a large crowd waiting in the glaring heat. Immediately, people around me began to whisper. The popular guy had to be lifted up and dragged to the post by a group of police, with the tips of his feet scraping along in the dust. He seemed half dead already.

Each of the three had his head, chest and waist tied to a stake. His hands and feet were tied together behind the stake. A perfunctory people’s trial opened, in which the judge announced that the criminals had confessed their crimes. He asked if they had any last words. He wasn’t expecting a response, since all three had been gagged and had stones pushed into their mouths to stop them cursing the regime with their final breath.

Three uniformed marksmen then lined up opposite each of them, and took aim. The marksmen’s faces were flushed, I noticed. Executioners were known to drink alcohol beforehand. The noise of the reports ricocheted in the dry air – three shots, the first in the head; the second in the chest; the third in the stomach. When the shot hit the popular guy’s head, it exploded, leaving a fine pink mist. His family had been forced to watch from the front row.

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Shanghai, 1937: Taking No Prisoners

From Shanghai 1937: Stalingrad on the Yangtze, by Peter Harmsen (Casemate, 2015), Kindle Loc. 2993-3008:

The maltreatment of prisoners was mutual. Accounts of Japanese prisoners being kept for long by the Chinese were virtually non-existent. Frequently, this was due to circumstances at the front, whether in the urban areas or the surrounding countryside. Under confusing and dangerous battlefield conditions, there was simply nowhere to place captives. Officers saved themselves endless trouble by simply ordering prisoners killed. However, even when facilities were available, nothing was done to accommodate enemy POWs. Dutchman de Fremery never saw or heard about a single instance of any Japanese troops being among the 20,000 injured soldiers being treated at Chinese hospitals in the Shanghai area.

Especially at the start of the Sino-Japanese war, the treatment of Japanese prisoners at the hands of the Chinese “beggared belief” and marked a throw-back to a less-civilized past, according to the German war correspondent Lily Abegg. Often civilians took part in the maltreatment of captured Japanese. Abegg mentioned an example of two Japanese pilots who were shot down during a raid of Nanjing. They were “torn to pieces” by a furious mob, and when military police arrived they could not find a single trace of them remaining on the scene.

The killing of Japanese prisoners, often in a horrific fashion, was a source of concern for the Chinese command. It wanted to be able to show off well-treated prisoners for propaganda purposes, and doubtless, it also wanted to exploit the captives for their intelligence value. In the end, it offered a money prize for any Chinese, soldier or civilian, who was able to hand over a living Japanese prisoner to the authorities. However, this had little effect. “The soldier’s hatred toward the Japanese,” a Chinese general said a little later in the war, “is enormous. It’s impossible to have a prisoner delivered to headquarters although we pay from 50 to 100 yuan upon delivery, and there are severe punishments for not doing so. The soldiers say that the prisoners die along the way.”

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Qualities of Japanese Soldiers in China, 1930s

From Shanghai 1937: Stalingrad on the Yangtze, by Peter Harmsen (Casemate, 2015), Kindle Loc. 1427-1458:

Most Japanese soldiers lived up to the high expectations placed on their shoulders at home and abroad. Physically, they tended to be short by western standards, but they were strong and capable of enduring immense hardship. This was as a result of rigorous training combined with draconian discipline, underpinned by the threat and liberal use of corporal punishment. The training was so efficient that a Japanese soldier entering the reserve never ceased to be a soldier again. In the early months of the war, American correspondent John Goette met a Japanese private in his late 30s who had just been called up from his civilian occupation as a dentist. “Hundreds of thousands like him had made a swift change from civilian life to the handling of a rifle on foreign soil,” he wrote. “Twenty years after his conscript training, this dentist was again a soldier.”

An added element in the training of Japanese soldiers was indoctrination, which came in the form of repetition of the virtues—self-sacrifice, obedience and loyalty to the emperor—which the soldiers had learned since childhood. The result was mechanic obedience on the battlefield. “Even though his officers appear to have an ardor which might be called fanaticism,” a U.S. military handbook remarked later in the war, “the private soldier is characterized more by blind and unquestioning subservience to authority.” The downside was that soldiers and junior officers were not encouraged to think independently or take the initiative themselves. They expected to be issued detailed orders and would follow them slavishly. When the situation changed in ways that had not been foreseen by their commanders—which was the norm rather than the exception in battle—they were often left perplexed and unable to act.

It could be argued that the Japanese military had few other options than to train its soldiers in this way, since to a large extent it drew its recruits from agricultural areas where there was limited access to education. It was said that for every 100 men in a Japanese unit, 80 were farm boys, ten were clerks, five factory workers, and five students. Nevertheless, reading was a favorite pastime among Japanese soldiers. Military trains were littered with books and magazines, mostly simple pulp fiction. When the trains stopped at stations, even the locomotive’s engineer could be observed reading behind the throttle. Some of them were prolific writers, too. A large number of Japanese in the Shanghai area had brought diaries and wrote down their impressions with great perception and eloquence. Some officers even composed poems in the notoriously difficult classical style.

Many Japanese soldiers grew large beards while in China, but in a twist that was not easy to understand for foreigners, they could sometimes mix a fierce martial exterior with an almost feminine inner appreciation of natural beauty. Trainloads of Japanese soldiers would flock to the windows to admire a particularly striking sunset. It was not unusual to see a Japanese soldier holding his rifle and bayonet in one hand, and a single white daisy in the other. “Missionaries have found,” wrote U.S. correspondent Haldore Hanson, “that when bloodstained Japanese soldiers break into their compounds during a ‘mopping up’ campaign, the easiest way to pacify them is to present each man with a flower.”

Many Japanese soldiers also carried cameras into battle, and as was the case with the Germans on the Eastern Front, their snapshots came to constitute a comprehensive photographic record of their own war crimes. Journalist John Powell remembered his revulsion when he saw a photo of two Japanese soldiers standing next to the body of a Chinese woman they had just raped. He had obtained the image from a Korean photo shop in Shanghai where it had been handed in to be developed. “The soldiers apparently wanted the prints to send to their friends at home in Japan,” he wrote. “Japanese soldiers seemingly had no feelings whatsoever that their inhuman actions transgressed the tenets of modern warfare or common everyday morals.”

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Reputation of the Chinese Army at Shanghai, 1937

From Shanghai 1937: Stalingrad on the Yangtze, by Peter Harmsen (Casemate, 2015), Kindle Loc. 743-755, 2386-2403:

Chinese officers died in large numbers from day one. One regiment lost seven company commanders in the same short attack. There were several explanations for the high incidence of death among the senior ranks. One was an ethos among some officers to lead from the front in an attempt to instill courage into their men. However, even leading from the rear could be highly risky in urban combat, where the opposing sides were often just yards removed from each other and where the maze-like surroundings provided by multi-story buildings and narrow alleys could lead to a highly fluid situation, so that the enemy was just as likely to be behind as in front. In addition, soldiers on both sides deliberately targeted enemy officers, perhaps more so than in other conflicts, because stiff leadership hierarchies placed a premium on being able to decapitate the opposing unit.

First and foremost, however, the massive fatality rates among officers and, to an even larger extent, the rank and file were the result of Chinese forces employing frontal attacks against a well-armed entrenched enemy. The men who, as a result, were dying by the hundreds were China’s elite soldiers, the product of years of effort to build up a modern military. They formed the nation’s best hope of being able to resist Japan in a protracted war. Nevertheless, on the very first day of battle, they were being squandered at an alarming, unsustainable rate. After just a few hours of offensive operations with very little gain to show for them, Chiang Kai-shek decided to cut his losses. “Do not carry out attacks this evening,” he commanded Zhang Zhizhong in a telegram. “Await further orders.”

The Chinese Army’s performance during the initial stage of the fighting in Shanghai changed the world’s perception of the nation’s military capabilities. China, which had lost every war for the past century, invariably to nations much smaller than itself, had suddenly taken a stand. “There is most emphatically no resemblance whatever discernable between the Chinese army of yesterday and the confident, well-disciplined men whom I saw,” wrote Hubert Hessell Tiltman, after his visit to the Chinese frontline. “They are facing incredible hardships with a courage which deserves the most flattering tribute that a pen can write.”

At Shanghai, the Chinese Army had seen more bitter fighting than anyone could have anticipated, and it had lost manpower that had taken years to build up. However, it had won prestige and respect, even among its Japanese adversaries. “The era of timid and despicable Chinese is gone,” a Japanese soldier told his compatriots back home. “Some of them are quite courageous.” Even the withdrawal on September 12 was greeted with sympathy and admiration in capitals around the world. The feeling was that the Chinese Army had distinguished itself with its “magnificent . . . resistance against the overwhelming weight of Japanese metal,” Reuters reported from London.

The Chinese Army was a riddle to many of the foreigners who saw it in action. Its soldiers often did not live up at all to western ideas about what hardened veterans ought to be like. “They looked as though a high wind would blow them away,” wrote a foreign correspondent after seeing members of the elite 88th Division from up close. “A few carried oiled-paper umbrellas. One actually carried a canary in a cage. Many walked hand in hand. It seemed preposterous that these thin, tattered boys . . . were heroes of the Chinese Republic!” Nevertheless, these boys with their paper umbrellas were able to carry out amazing feats in battle.

Perhaps it was their stoicism and ability to endure hardship that made the difference.

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German Military Advisors in China, 1930s

From Shanghai 1937: Stalingrad on the Yangtze, by Peter Harmsen (Casemate, 2015), Kindle Loc. 1225-1291:

Operation Iron Fist was the main German contribution in the initial stages of the Shanghai campaign, but it was far from the only one. German advisors were present both on the staffs and at the frontline. Their pivotal role was no secret, and even the newspapers regularly reported about them. Wearing the uniforms of Chiang Kai-shek’s army, the German advisors not only provided tactical input, but gave the Chinese troops an invaluable morale boost, showing them that they were not on their own in the struggle against the mighty and ruthless Japanese Empire. The “German War” was the name that some Japanese gave to the battle of Shanghai, and for good reason.

When war with Japan broke out in the summer of 1937, the German advisory corps consisted of nearly 70 officers, ranging from newly graduated second-lieutenants to five full generals. It was a major asset for the Chinese, and one that they were free to exploit. Even though most of the Germans were in China on short-term contracts and could have left once the shooting started, they felt an obligation to stay at a key moment when their host nation’s survival was at stake. “We all agreed that as private citizens in Chinese employment there could be no question of our leaving our Chinese friends to their fate,” Alexander von Falkenhausen, the top advisor, wrote later. “Therefore I assigned the German advisors wherever they were needed, and that was often in the frontlines.”

The situation was the culmination of a relationship that had evolved over a period of several years. Germany had started playing a role in China’s military modernization in the late 1920s, with initial contacts facilitated by Chiang Kai-shek’s admiration for German efficiency. The German government’s decision to abandon all extraterritorial privileges in 1921, followed seven years later by the diplomatic recognition of Chiang’s government, also created a benevolent atmosphere. In addition, as a result of its defeat in the Great War, Germany was a relatively safe bet for China. It was, in the 1920s and early 1930s at least, the only major power unable to resume its imperialist policies of the years prior to 1914. Germany and China were in fact in similar situations, Chiang once mused. “They were oppressed by foreign powers,” he said, “and had to free themselves from those chains.”

Yet another factor behind the expanding Sino-German military ties was the lack of suitable employment for officers in Weimar Germany, whose military, the Reichswehr, was severely curtailed by the demands of the post-war Versailles Treaty. The shadow existence they led at home contrasted starkly with the prestige they enjoyed in China. By the mid-1930s, the Germans had a status among the Chinese that no other westerners had ever experienced. When Chiang met with his generals, his chief German advisor at the time, Hans von Seeckt, would sit at his desk, giving the signal that the foreign officer’s place in the hierarchy, while informal, was near the top. When Seeckt had to go by train to a north Chinese sea resort for health reasons, he traveled in Chiang’s personal saloon carriage and was saluted at every station by an honorary formation.

Seeckt visited China the first time in 1933, and immediately set about salvaging bilateral ties strained by German condescension towards the Chinese. As the host nation and employer, China was to be shown respect, was his order to the German officers stationed in the country, and being a traditional German, he expected to be obeyed. When he arrived in China for his second tour the year after, he was accompanied by Falkenhausen. No novice to Asia, Falkenhausen hit it off with Chiang Kai-shek almost immediately. It helped that both knew Japanese, the language of their soon-to-be enemy, and could converse freely without having to go through aninterpreter. It was an additional advantage that Falkenhausen’s wife was on superb terms with Madame Chiang. Falkenhausen’s break came when Seekt, suffering from poor health, returned to Germany in early 1935. From then on, he was the top German officer inside China.

It is likely that Falkenhausen felt a deep sense of relief to be posted abroad. His mission removed any immediate obligation to return to Germany and work with the Nazis. “In the 30s we could have in good conscience stayed in China,” one of Falkenhausen’s subordinates later rationalized. “China was in much greater danger than Germany.” Falkenhausen had a very personal reason to adopt that rationale. His younger brother, Hans Joachim von Falkenhausen, a war veteran and a member of the Nazi Party’s paramilitary Sturm-Abteilung, was executed in a bloody showdown among rival factions inside the party’s ranks in the summer of 1934. He was 36 when he died.

Falkenhausen’s unhappy relationship with Berlin’s new rulers put him on one side of a political generation gap that divided most of the German advisors in China. Among conservative officers of his age and background, feelings about Hitler, a mere corporal in the Great War, ranged from skepticism to adoration; in between was quiet acceptance of an overlap of interests with Germany’s new Nazi rulers, who wanted rapid rearmament and the creation of a vast new army. The younger German officers serving in China were far less ambivalent. They were often ardent Nazis. The racist ideology the young Germans brought with them from home may have contributed to lingering tension with the Chinese. Since most of them expected to leave within no more than a few years, virtually none bothered to change their lifestyles in order to fit into their new surroundings. Rather, in the traditional way of Europeans in Asia, they lived in their own enclave in Nanjing, a small piece of Germany in the heart of China. If they paid any attention to local mores, it was with a shrug of the shoulder. Brought up on austere Prussian ideals, they considered, for example, the Chinese habit of elaborate banquets a costly waste of time and resources.

The Chinese, too, looked at the foreign advisors in mild bewilderment. The German habit of wearing monocles was a cause of wonder and led them to ask why so many were near-sighted on only one eye. A few Chinese did not just puzzle at the behaviour of the strange foreigners, but had attitudes bordering on hostile. Zhang Fakui, for one, appears to have had a particularly delicate relationship with the German advisors. He did not trust them, did not share any secrets with them, and did not take any advice from them. “I had always had a bad impression of the Germans,” he told an interviewer decades later.

Falkenhausen’s own outlook underwent profound change. At the time of his arrival, he had been somewhat indifferent to China, but he gradually grew fonder of the country, and in the end he was very close to accepting an offer of Chinese citizenship from Chiang. As time passed, he even showed signs of divided loyalties between his old and new masters, ignoring pleas from Germany to favor its weapon producers when carrying out arms procurements abroad. Instead, he bought the arms he thought would serve China best, regardless of where they had been manufactured. Finally, he developed a high degree of resentment of the Japanese foe. “It is sheer mockery to see this bestial machine pose as the vanguard of anti-Communism,” he wrote in a report to Oskar Trautmann, the German ambassador in Nanjing.

Once war broke out, Falkenhausen was in favor of an aggressive and all-encompassing strategy against the enemy. He advised that the Japanese garrison in Shanghai be attacked and wiped out, regardless of the fact that it was located inside the International Settlement. He even urged air attacks on western Korea and sabotage on the Japanese home islands. These steps went much further than almost any of his Chinese hosts was prepared to go. Perhaps they feared setting a task for themselves that they could not handle. Falkenhausen, on the other hand, never seemed to have harbored any serious doubts about China’s military prowess. Rather, its army’s willingness to make sacrifices appealed to his special German passion for absolutes. “The morale of the Chinese Army is high. It will fight back stubbornly,” he said. “It will be a struggle to the last extreme.”

I was quite surprised to see photographs in this book of Chinese soldiers wearing German steel helmets and belts with stick grenades. Other Chinese units wore the British-style helmet called Salatschüssel (‘salad bowl’) by the Germans.

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China’s Hopes for U.S. or Soviet Intervention, 1937

From Shanghai 1937: Stalingrad on the Yangtze, by Peter Harmsen (Casemate, 2015), Kindle Loc. 2002-2015:

At a deep cognitive level, there was a reason why Chiang Kai-shek and others around him wanted to believe that not just Soviet aid, but also direct Soviet participation in the hostilities was imminent. This was how they expected a war with Japan to pan out. The Chinese General Staff’s War Plan A, drafted in 1937, was based on the premise that a conflict with Japan would soon set off a larger conflict between Japan and either the Soviet Union or the United States. Therefore, the key aim for China was to hold out against the superior Japanese until it could be relieved by the arrival of a much more powerful ally, whether Russian or American. This plan was not as naive as it might seem, but was based on the calculation that neither Moscow nor Washington would want to see Japanese power grow too strong on the Asian mainland.

Some of Chiang’s commanders believed that it was partly in order to hasten outside intervention that the Chinese leader decided to make Shanghai a battlefield. It was true that Shanghai offered tactical advantages that the north Chinese plain did not, an argument that had been decisive in getting Chiang’s own generals to accept opening a new front there. However, these advantages would seem to be a small reward considering the risk involved in luring the enemy to occupy China’s most prosperous region. Much more crucially perhaps, Shanghai was an international city and a key asset for the world’s most powerful economies, who would not allow it to become Japanese territory, or so he believed. According to Li Zongren, one of China’s top generals, Chiang expanded the war to Shanghai because the importance of the city might lead to “mediation on the part of the European powers and the United States or even to their armed intervention.”

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